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Chapter 2 Experimental details
25
Chapter 2
Experimental details
In this Chapter, the method adopted and the procedure followed to synthesize
Lithium doped Zinc Oxide (LZO) thin films, particulars of irradiation experiment and
the characterization techniques used to investigate LZO thin films are discussed.
Irradiation was carried out on the prepared thin films by electrons and γ- rays. The
particulars of electron and γ- irradiation experiments are briefly explained. Lastly, the
techniques used to investigate both pristine and irradiated films are discussed. The
structural investigations were done using X-ray Diffractometer, Scanning Electron
Microscope, Atomic Force Microscope; optical investigations by UV-Visible
Spectrophotometer, Photoluminescence and Raman setup. The ferroelectric
measurements using RADIANT P-E hysteresis loop tracer, dielectric studies, AC
conductivity measurements and I-V studies were performed.
2.1. Sol-Gel technique
The technique mainly involves the transition of the system from a colloidal
liquid, named sol, into the solid gel phase [1]. It can be widely used to synthesize
ceramic or glassy materials in a wide variety of forms: thin film coatings, ceramic
fibers, micro porous inorganic membranes, monolithic or extremely porous aerogels
[2]. Schematic picture of the sol-gel process is shown in Fig.2.1. In this technique, the
processing temperature is low, the composition is on molecular scale and the porosity
to obtain high surface area materials can be controlled easily. In addition, the
complex composition materials can also be prepared to form higher purity products
Chapter 2 Experimental details
26
through the use of high pure reagents and to provide coatings over complex
geometries [3].
Fig. 2.1 Overview of the sol-gel process.
Generally, inorganic metal salts or metal organic compounds are the starting materials
of sol-gel technique. The sol will be formed by hydrolysis and poly condensation
reactions. The thin films can be prepared by spin-coating or dip-coating. Further,
ceramic materials in different forms can be obtained by processing the sol; when the
sol is cast into a mould, a wet gel will form. By drying and heat-treatment, the gel
gets converted into dense ceramic or glass. Aerogel, a highly porous and extremely
low density material can be obtained by removing the liquid from wet gel under a
supercritical condition. Ceramic fibers can be drawn from the sol by adjusting the
Chapter 2 Experimental details
27
viscosity of the sol in the suitable viscosity range. Ultra-fine and uniform ceramic
powders are formed by precipitation, spray pyrolysis or emulsion techniques.
2.2 Synthesis
Synthesis of LZO thin films was carried out by sol-gel technique (Fig.2.2).
The sol was prepared by selecting the precursors: Zinc acetate (Zn (CH3COO)2,
99.99%, Aldrich), Lithium acetate dihydrate ((CH3COO)2Li.2H2O, 99.99%, Aldrich).
Methanol was used as a solvent to dissolve the precursors. For stability,
Diethanolamine (HN (CH2CH2OH)2, Ranbaxy) was added. The precursors were
dissolved in Methanol to form a clear solution with a designed doping ion
concentration. Platinized Silica (Pt-Si) served as the substrate / bottom electrode for
electrical measurements. Prior to the coating, substrates were cleaned in Acetone, 2-
Propanol at 100 C for 15 min. and this was repeated four times. Then, the substrates
were dried by flushing with Nitrogen gas. Spin coater (Laurell WS-650MZ-
23NPP/LITE) was used to coat the thin films on the substrates. To get the thin film in
micron thickness and free from the cracks, the optimization was done by choosing the
different speed and time. Optimized values of RPM and time were 2000 rpm and time
30 s. To remove the organic solvents after each coating, thin films were dried at 200
C for 15 min. Coating was done four times to get the desired thickness. To get high
crystallinity of thin films, annealing was done at 450 C for 30 min. Top Al contacts
were made by thermal evaporation technique using a mask on it. Hence, a device
with Metal-Ferroelectric-Metal (Al/LZO/Pt-Si) configuration (Fig.2.3) was made.
Chapter 2 Experimental details
28
Fig. 2.2 Synthesis of LZO thin films by sol-gel technique.
Fig. 2.3 Metal-Ferroelectric-Metal configuration.
2.3 Irradiation
The prepared thin films were irradiated with electrons and γ- rays. The details
of the experimental part are explained below:
Step -1:
Stirred till the
clear solution
is formed
Step -2:
RPM – 2000 Time: 30sec
Step -3: Dried at 200C
Annealed at 450C
for 30 min
Chapter 2 Experimental details
29
2.3.1 Electron irradiation
Electron irradiation was carried out using Microtron Accelerator available at
Mangalore University, Mangalore. The beam extraction system and principle of
operation of the Microtron is as shown in Figs. 2.4 and 2.5, respectively. The
Microtron set up is shown in Fig. 2.6. The thin films were put in a plastic sachet and
kept in front of the beam, in air, at room temperature. The energy of electron beam
was fixed to 8 MeV, while the fluence was varied: 3 x 1012
, 3 x 1013
and 3 x 1014
electrons/cm2.
2.3.1.1 Microtron – an electron Accelerator
The Microtron, an electron Accelerator is a powerful tool for research, medical
and industrial applications which need electron beam in energy range of few tens of
MeV. In research, these machines are used for photon and neutron activation analysis,
study of interaction of radiation with matter, study of kinetics of chemical reactions,
construction of free electron laser and injection of beam into larger circular
Accelerators. The beam energy is raised in steps by recirculating the electron through
the same radio frequency accelerating sections. A magnetic guide field produces
stable orbits in which the electron flows as they are accelerated. The number of orbits
required to reach a given energy is determined by the magnet geometry and is usually
in the range of 10-100. Only moderate R.F. power is required because of beam
recirculation.
The basic principle of operation for all Microtrons is embedded in the coherence
condition which requires that the geometry of the electron orbits be adjusted to ensure
that the transit time, from exit to R.F. accelerating section to entrance on the next
Chapter 2 Experimental details
30
traversal of R.F. section, be an integral multiple of the R.F. period. Under these
conditions the electron beam will be uniformly accelerated from injection to
extraction energy. For particles travelling at close to the speed of light, successive
orbits increase in length by an integral number ν of R.F. wavelengths. The principle
of synchronism is applicable only for relativistic particles having almost constant
velocity independent of their energy. Therefore, Microtron is useful for accelerating
light particles like electrons, which become relativistic during first orbit itself.
Fig.2.4 Beam Extraction System
Chapter 2 Experimental details
32
Fig. 2.6 Microtron Accelerator at Mangalore University.
[Courtesy: Microtron Centre, Mangalore University, Mangalore]
2.3.2 Gamma irradiation
ZnO:Li thin films were exposed to γ-irradiation, to see the kind of
modification it induces in their properties. The synthesis of the films is explained
earlier, in Section 2.2. Gamma irradiation was carried out using a Gamma Chamber
5000 (GC-5000) available at CARRT, Mangalore University, Mangalore (Fig.2.7).
The activity and effective dose rate were 13.46 x 103 Curie and 6.89 kGy/hour,
respectively. 60
Co gamma irradiation was carried out by varying the delivered dosage:
2, 6 and 10 kGy.
Gamma Chamber 5000 is a compact self-shielded Cobalt-60 gamma irradiator
providing an irradiation volume of approximately 5000cc. The material for irradiation
Chapter 2 Experimental details
33
is placed in an irradiation chamber located in the vertical drawer inside the Lead
flask. This drawer can be moved up and down with the help of a system of motorized
drive which enables precise positioning of the irradiation chamber at the centre of the
radiation field. Radiation field is provided by a set of stationary 60
Co sources placed
in a cylindrical cage. The sources are doubly encapsulated in corrosion resistant
stainless steel pencil and are tested in accordance with international standards. Two
access holes of 8 mm diameter are provided in the vertical drawer for introduction of
service sleeve for gases, thermocouple etc. A mechanism for rotating/stirring samples
during irradiation is also incorporated. The Lead shield provided around the source is
adequate to keep the external radiation field well within the permissible limits.
Fig. 2.7 Gamma Chamber 5000 at Mangalore University.
[Courtesy: CARRT, Mangalore University, Mangalore]
Chapter 2 Experimental details
34
2.4 Characterization techniques
The following characterizations were carried out employing different
techniques and the details are presented below:
2.4.1 Structural studies
In this Section, the techniques that were employed to investigate the structural
characterizations of the thin films are discussed in detail. The techniques were X-ray
diffraction, Scanning Electron Microscopy, Atomic Force Microscopy. The thickness
measurement was carried out by a Profilometer.
2.4.1.1 X-ray diffraction
X-ray diffraction (XRD) technique is used to determine the crystal structure of
the powder as well of the thin film forms of crystalline samples. It gives information
on phase purity, crystal structure, lattice constant, preferred orientation, defects,
stress. The Bragg peaks correspond to the basic Bragg reflection, belonging to a
particular family of atomic planes. The Bragg equation relates the lattice spacing and
the observed 2 [4, 5].
2 dhkl sin = n (2.1)
where dhkl is the lattice spacing of a particular (h k l) plane, , the diffraction angle, n,
order of diffraction, , wavelength of the X-ray (CuK, λ= 1.5418 Å) and β being the
Full Width at Half Maximum. The pictorial representation of constructive
interference is shown in Fig.2.8.
Chapter 2 Experimental details
35
Fig. 2.8 X-ray diffraction from Bragg planes.
Fig. 2.9 PANalytical XRD at Materials Research Centre.
[Courtesy: MRC, I. I. Sc., Bengaluru]
Chapter 2 Experimental details
36
Pristine and irradiated thin films were characterized using PANalytical (Fig.
2.9), X-ray diffractometer with CuK radiation. The spectra were collected in the 2
range 20–80 . Crystallite size and lattice parameters were determined using,
(2.2)
2.4.1.2 Scanning Electron Microscopy
The Scanning Electron Microscopy is the most useful technique to examine
external morphology (texture), chemical composition and crystalline structure and
orientation of materials making up the sample. The principle involved in imaging is to
make use of the scattered secondary electrons and backscattered electrons; to show
morphology and topography of samples, secondary electrons are utmost vital and
backscattered electrons are most appreciated for elucidation contrasts in composition
in multiphase samples. High energy electron accelerated onto material results into a
number of interactions with the atoms of the target sample. Elastic scattering may
occur, if the electrons come out without any interactions and can also be inelastically
scattered which is depicted below in Fig.2.10 and the setup used is shown in Fig.
2.11. Quantitative and semi-quantitative analysis of compounds could be done by the
secondary electrons, backscattered electrons, cathode-luminescence, Auger electrons
and characteristic X-rays which could be useful in covering the signals that are used
for imaging. Heated Tungsten filament or field emission cathode ray tube present in
the SEM produces the electrons [6, 7].
Chapter 2 Experimental details
37
Fig. 2.10 Electron-Specimen interactions.
Fig. 2.11 SEM set up at I. I. Sc., Bengaluru.
[Courtesy: CENSE, I. I. Sc., Bengaluru]
2.4.1.3 Atomic Force Microscope
An Atomic Force Microscope (AFM) scans the surface of a sample using a
sharp tip that is ~ 2mm long, ˂ 1 Å in diameter, which is located at the free end of
Chapter 2 Experimental details
38
a Cantilever 100-200 mm long. The Cantilever has a spring constant which is less
than the effective spring constant holding the atoms of the sample together. As the
scanner starts moving gently, the tip across the contact force causes the Cantilever to
bend or deflect to accommodate the changes in the topography. A Position Sensitive
Photo Detector (PSPD) will then measure the deflection of Cantilever as the sample
is scanned under the tip. The deflection sensor works by reflecting a laser beam off
the back of the Cantilever onto a PSPD. This technique would be called as “beam
bounce detection” technique. As the Cantilever bends, the position of the laser spot
on the PSPD shifts. This shift gives the amount deflection of Cantilever and these
deflections allow the software to generate a map of surface topography.
The schematics of the hardware components of a basic AFM are shown in
Fig.2.12. The extensively used modes of operation of an AFM are contact mode and
non-contact mode. In a contact mode AFM, the distance between the tip of the
Cantilever and surface of the sample would be less than a few Angstrom while in the
non-contact mode, it ranges between 10-100 A. In terms of inter atomic force
between the tip and the sample, the contact mode is in the repulsive regime and the
non-contact mode is in the attractive regime.
Chapter 2 Experimental details
39
Fig. 2.12 Schematics of AFM hardware.
2.4.1.4 Thickness measurement
The geometrical thickness at the edge of the films was measured by a
DEKTAK thickness Profilometer. This instrument is a highly sensitive, computer
aided surface profiler, which measures surface roughness, step height and other
surface characteristics in a variety of applications. A step was created between the
film and the substrate. During the measurement, a diamond tipped stylus directly
contacts the surface and follows the height variations as the tip scans the surface.
These height variations were converted into electric signals and thus produce a
profile. Film thickness was directly read out as the height of the resulting step-contour
trace. In order to minimize the measuring error, series of measurements at different
regions were taken and they were averaged out to derive the effective film thickness.
Chapter 2 Experimental details
40
2.4.2 Optical studies
In this Section, the techniques that were employed to investigate the optical
properties of the thin films are discussed.
2.4.2.1 UV- Visible
Largely, a study that involves the interaction of light and matter is termed as
Spectroscopy. UV-Visible spectroscopy involves the measurement of the absorption
of light by molecules. It can be used for both qualitative and quantitative
investigations. The mechanism depends on the potential of a molecule to absorb
ultraviolet and visible light which leads to an excitation of outer electrons from the
Highest Occupied Molecular Orbital (HOMO) to the Lowest Unoccupied Molecular
Orbital (LUMO). The σ orbitals are termed as the occupied molecular orbitals with
lowest energy, π orbitals are termed as higher energy non – bonding orbitals
(unshared pair electrons). π* and σ* are termed as the highest energy states. Fig.2.13
shows electronic energy levels and transitions [8, 9].
Fig. 2.13 Energy levels and transitions.
Chapter 2 Experimental details
41
Fig. 2.14 UV-Visible spectrophotometer assembly.
System consists of a source that emits a beam of light (visible and/or UV
light) and it is divided into its component wavelengths by a prism or diffraction
grating (Fig. 2.14). A monochromatic beam splits into two equal intensity beams with
same wavelength by a half-mirrored device. The first beam (colored magenta) passes
through the sample and other beam passes through the reference sample. The
intensity of these two beams is then studied by electronic detectors and is related. The
intensity of the reference beam is generally referred to as I0, which has a little or no
light absorption and the intensity of sample beam is referred to as I. The spectrometer
starts scanning the sample at all the wavelengths automatically (200 to 3000 nm).
Initially, it starts with ultraviolet region. Once it scans entirely in this region, then it
moves for higher wavelengths, in the visible range from 400 to 800 nm and so on. If
the light doesn’t get absorbed while passing through the sample, then I = I0 and if
Chapter 2 Experimental details
42
some amount of light gets absorbed while passing through the sample, then I > I0. The
difference in the intensity of these two will be plotted against the wavelength and that
gives the spectrum. Absorption may be presented as a) Transmittance (T = I/I0), b)
Absorbance (A= log I0/I) [10]. The equipment used is shown in Fig. 2.15.
Fig. 2.15 UV-Visible (SPECORD) Spectrometer.
[Courtesy: SID, I. I. Sc., Bengaluru]
2.4.2.2 Photoluminescence
Photoluminescence is the emission of light which is caused by the irradiation
of a substance with other light. The term embraces both fluorescence and
phosphorescence, which differ in the time after irradiation over which the
luminescence occurs. Different parts of sample could be investigated by varying the
excitation energy and intensity. Emission spectrum could be used to recognize
surface, interface and impurity levels. In pulsed excitation state, PL intensity
transients yield lifetimes of excited states. Basically, PL is a non-destructive and
contact less technique for obtaining information about the impurity and defect levels
Chapter 2 Experimental details
43
in semiconductors [11, 12]. It also provides important information about the
sample quality, band gap and excitonic properties of the material. Thus, it is an
excellent technique to characterize different semiconductors in bulk and thin film
forms.
The mechanism could be explained by excitation of a material, atomic
electrons using a relatively high frequency (hν > Eg) light [13]. The excited electrons
will relax by emission of photons that are characteristic of the crystal or defect site
that emits the light. The emitted photons could result from the band to band
recombination, intrinsic crystalline defects (growth defects), dopant impurities
(introduced during growth or ion implantation), or other extrinsic defect levels (as a
result of radiation or thermal effects). The bombardment of photons with energy
higher than the band gap of the material emits characteristic photons via several
different types of radiative and non-radiative recombination events. The resultant
spectrum allows determining the specific type of semiconductor defects. The highly
sensitive, qualitative measurement of native and extrinsic impurity levels formed
within the material bandgap can be found by the interaction between incident light
and defect levels. The photoluminescence process (Fig. 2.16) includes mainly three
types of mechanisms; excitation, thermalization and recombination. In excitation,
electrons absorb the energy from lasers and excite to a higher energy level. During
this process electron-hole pairs are created [14]. In thermalization, excited pairs
acquire quasi-thermal equilibrium level while relaxing down [15]. In recombination,
while falling down, the electron releases a lower energy photon. This process can
occur radiatively or non-radiatively [16].
Chapter 2 Experimental details
44
Fig. 2.16 Photoluminescence process.
The typical experimental setup is shown in Fig. 2.17. The PL intensity was
measured using a Jobin Yvon LabRAM HR 800 UV system with a Helium-
Cadmium laser source with 325 nm excitation wavelength (Fig. 2.18). The
films were scanned in the range 300 to 800 nm to obtain a PL emission peak.
Chapter 2 Experimental details
45
Fig. 2.17 Typical experimental set-up for PL measurements.
Fig. 2.18 Photoluminescence setup.
[Courtesy: SENSE, I. I. Sc., Bengaluru]
2.4.2.3 Raman
It is a spectroscopic technique used to observe the vibrational, rotational and
other low frequency modes in the system. The principle of this technique relies on
Chapter 2 Experimental details
46
Raman scattering or inelastic scattering of monochromatic light generally from a
source in the visible, near infrared or near ultraviolet range [17]. When a light from
the source impinges on a sample or a substance, most of its energy scatters elastically.
In elastic scattering the molecules of the substance gets excited to a higher electronic
state and fall back immediately to the lower state or original state by releasing a
photon. If the energy of the scattered light is equal to that of the incident light, then
the process is called Rayleigh scattering. A molecule can fall back to either a higher
energy state (Stokes type scattering) or lower energy state (Anti stokes type scattering)
instead of its original state. The difference in the incoming and scattered photon
energy (Raman shift) resembles the energy difference between vibrational levels of a
molecule. The different modes of a molecule can hence be recognized by identifying
Raman shifts in the inelastically scattered light spectrum (Fig. 2.19).
Fig. 2.19 Schematics of Raman scattering.
Generally, Raman shift is represented by w or v and expressed in wave
numbers. However, in general, these symbols are used for angular and linear
frequency, but in Raman spectroscopy these are defined as
Chapter 2 Experimental details
47
Raman shift =
7 7
1 1
0
10 10( ) ( )
( ) ( )cm cm
nm nm
(2.3)
where Raman shift is measured in wave numbers (cm-1
), o being the wavelength of
the laser light and , the wavelength of the scattered light. Positive Raman shift (o >
) corresponds to stokes lines in the spectrum, where the emission of photons takes
place while negative Raman shift ( < o) corresponds to the antistokes lines in the
spectrum, where the absorption of photons takes place.
The general set-up of Raman scattering consists of; (i) Laser source for
excitation; monochromatic light, ii) an optical equipment that is used for bringing up
the laser beam on the sample and to collect the scattered light, iii) Spectrometer to
analyze the scattered light and iv) a Detector for collecting the signal. The
information of the sample can be derived by manipulating the exciting and analyzing
lights with optical filters, polarizers.
2.4.3 Electrical characterization
In this Section, the techniques that were employed to investigate the electrical
properties of the thin films (M-F-M; Metal-Ferroelectric-Metal configuration) are
discussed in detail. To make M-F-M structure, Al dots were deposited using the
thermal evaporation technique and Platinized-Si substrate was used as the bottom
electrode. To accomplish all the electrical measurements such as dielectric, P-E
hysteresis and current-voltage measurements, a probe station consisting of two XYZ
micro positioners and an inbuilt furnace was used. Fig. 2.20 shows the setup used for
electrical characterization of the sample at wide range of temperatures. The chamber
can be evacuated and the liquid Nitrogen would be poured through an inlet for
Chapter 2 Experimental details
48
making low temperature measurements. The temperature of the sample can be
monitored by a single Chromel-Alumel thermocouple connected to a Eurotherm (247)
temperature controller. The sample was mounted on a stainless steel heater block,
which was welded on a stainless steel cavity. Using the micro positioners, the top and
bottom contacts were made onto the thin film. The leads of the micro positioners
were connected to the respective instruments such as Radiant Technologies RT66A
ferroelectric test system for P-E measurement, Impedance analyzer (HP 4294A) for
dielectric measurement and KEITHLEY 2611A for I-V characteristics.
Fig. 2.20 Probe station set up.
2.4.3.1 Frequency domain measurements
The low field dielectric properties were measured using an Impedance
Analyzer (HP 4294A) and by an LCR meter (Fig. 2.21). The dielectric measurements
were carried out in the frequency range 100 Hz to 1 MHz at different temperatures
(300-350 K). Initially, the capacitance and loss of the thin films were measured.
Capacitance values were converted into dielectric constant using:
0
'Cd
A
where A,
Chapter 2 Experimental details
49
is the area of the dot and d, the thickness of the thin film, 0 - permittivity of free
space and C is the measured capacitance. In the same manner, by measuring the
impedance (Z) and the phase angle (θ), at various frequencies and temperature, the
AC conductivity was calculated using0
' tanac
where, - angular
frequency and tan is the tangent loss.
Fig. 2.21 LCR meter.
2.4.3.2 Polarization hysteresis
It is one of the powerful techniques to confirm that the material is a
ferroelectric material. The equivalent circuits of these two test modes are shown in
Figs. 2.22 and 2.23. P-E hysteresis measurement of thin films was carried out using a
Radiant Technologies RT66A ferroelectric test system (Fig. 2.24). The available
modes of the ferroelectric test system are Virtual Ground and Sawyer Tower modes.
In the Sawyer-Tower technique, the capacitive voltage of the thin films would be used
and it comprises the test sample and a sensing capacitor (C-sense). The voltage
Chapter 2 Experimental details
50
generated across the sense capacitor is proportional to the charge stored in the sample.
In the virtual ground mode, the stored charge of the ferroelectric sample would be
measured by integrating the current required to maintain one terminal of the sample at
zero volts - hence called as virtual ground. By eliminating the external sense
capacitor, this circuit drastically reduces the effects of parasitic elements. The
precision capacitor used as the feedback element in the current integrator is now a key
element in obtaining high accuracy with this technique.
Fig. 2.22 Equivalent circuit in Sawyer Tower Mode.
Chapter 2 Experimental details
51
Fig. 2.23 Equivalent circuit in Virtual Ground Mode.
Fig. 2.24 P-E loop measurement set up.
Chapter 2 Experimental details
52
Fig. 2.25 SMU-2611A set-up for I-V measurements.
2.4.3.3 Leakage current
I-V characteristics of the thin films were carried out using a KEITHLEY
Source Measure Unit (Model SMU 236) (Fig. 2.25.), which could simultaneously act
as a constant voltage source and measure the current flowing through the circuit. The
I-V characterizations were done at different temperatures. From the obtained I-V
data, the parameters such as barrier height, ideality factor were calculated.
Chapter 2 Experimental details
53
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