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Mvcc Unmasked BRUCE MOMJIAN January, 2012 This talk explains how Multiversion Concurrency Control (MVCC) is implemented in Postgres, and highlights optimizations which minimize the downsides of MVCC. Creative Commons Attribution License http://momjian.us/presentations Mvcc Unmasked 1 / 89

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Page 1: Mvcc Unmasked (Bruce Momjian)

Mvcc Unmasked

BRUCE MOMJIAN

January, 2012

This talk explains how Multiversion Concurrency Control(MVCC) is implemented in Postgres, and highlights optimizationswhich minimize the downsides of MVCC.Creative Commons Attribution License http://momjian.us/presentations

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Page 2: Mvcc Unmasked (Bruce Momjian)

Unmasked: Who Are These People?

Mvcc Unmasked 2 / 89

Page 3: Mvcc Unmasked (Bruce Momjian)

Unmasked: The Original Star Wars Cast

Left to right: Han Solo, Darth Vader, Chewbacca, Leia, Luke

Skywalker, R2D2Mvcc Unmasked 3 / 89

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Why Unmask MVCC?

◮ Predict concurrent query behavior

◮ Manage MVCC performance effects

◮ Understand storage space reuse

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Outline

1. Introduction to MVCC

2. MVCC Implementation Details

3. MVCC Cleanup Requirements and Behavior

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What is MVCC?

Multiversion Concurrency Control (MVCC) allows Postgres tooffer high concurrency even during significant databaseread/write activity. MVCC specifically offers behavior where"readers never block writers, and writers never block readers".This presentation explains how MVCC is implemented inPostgres, and highlights optimizations which minimize thedownsides of MVCC.

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Which Other Database Systems Support MVCC?

◮ Oracle

◮ DB2 (partial)

◮ MySQL with InnoDB

◮ Informix

◮ Firebird

◮ MSSQL (optional, disabled by default)

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MVCC Behavior

INSERT

UPDATE

DELETE

old (delete)

new (insert)

ExpCre 40

ExpCre 40

47

ExpCre 64

78

ExpCre 78

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MVCC Snapshots

MVCC snapshots control which tuples are visible for SQL

statements. A snapshot is recorded at the start of each SQL

statement in READ COMMITTED transaction isolation mode, andat transaction start in SERIALIZABLE transaction isolation mode.In fact, it is frequency of taking new snapshots that controls thetransaction isolation behavior.When a new snapshot is taken, the following information isgathered:

◮ the highest-numbered committed transaction

◮ the transaction numbers currently executing

Using this snapshot information, Postgres can determine if atransaction’s actions should be visible to an executing statement.

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MVCC Snapshots Determine Row Visibility

Visible

Invisible

Invisible

Create−Only

Create & Expire

Visible

Visible

Internally, the creation xid is stored in the system column ’xmin’, and expire in ’xmax’.

Invisible

ExpCre 30

ExpCre 50

CreExp

30110

ExpCre 30

75

ExpCre 30

80

ExpCre 110

For simplicity, assume all othertransactions are committed.

Open Transactions: 25, 50, 75

The highest−numberedcommitted transaction: 100

Snapshot

Sequential Scan

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Confused Yet?

Source code comment in src/backend/utils/time/tqual.c:

((Xmin == my-transaction && inserted by the current transactionCmin < my-command && before this command, and(Xmax is null || the row has not been deleted, or(Xmax == my-transaction && it was deleted by the current transactionCmax >= my-command))) but not before this command,

|| or(Xmin is committed && the row was inserted by a committed transaction, and

(Xmax is null || the row has not been deleted, or(Xmax == my-transaction && the row is being deleted by this transactionCmax >= my-command) || but it’s not deleted "yet", or

(Xmax != my-transaction && the row was deleted by another transactionXmax is not committed)))) that has not been committed

mao [Mike Olson] says 17 march 1993: the tests in this routine arecorrect; if you think they’re not, you’re wrong, and you should think aboutit again. i know, it happened to me.

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Implementation Details

All queries were generated on an unmodified version of Postgres.The contrib module pageinspect was installed to show internalheap page information and pg_freespacemap was installed to showfree space map information.

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Setup

CREATE TABLE mvcc_demo (val INTEGER);CREATE TABLEDROP VIEW IF EXISTS mvcc_demo_page0;DROP VIEWCREATE VIEW mvcc_demo_page0 AS

SELECT ’(0,’ || lp || ’)’ AS ctid,CASE lp_flags

WHEN 0 THEN ’Unused’WHEN 1 THEN ’Normal’WHEN 2 THEN ’Redirect to ’ || lp_offWHEN 3 THEN ’Dead’

END,t_xmin::text::int8 AS xmin,t_xmax::text::int8 AS xmax,t_ctid

FROM heap_page_items(get_raw_page(’mvcc_demo’, 0))ORDER BY lp;

CREATE VIEW

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INSERT Using Xmin

DELETE FROM mvcc_demo;DELETE 0INSERT INTO mvcc_demo VALUES (1);INSERT 0 1SELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----5409 | 0 | 1(1 row)

All the queries used in this presentation are available athttp://momjian.us/main/writings/pgsql/mvcc.sql.

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Just Like INSERT

INSERT

UPDATE

DELETE

old (delete)

new (insert)

ExpCre 40

ExpCre 40

47

ExpCre 64

78

ExpCre 78

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DELETE Using Xmax

DELETE FROM mvcc_demo;DELETE 1INSERT INTO mvcc_demo VALUES (1);INSERT 0 1SELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----5411 | 0 | 1

(1 row)

BEGIN WORK;BEGINDELETE FROM mvcc_demo;DELETE 1

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DELETE Using Xmax

SELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----

(0 rows)

SELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----5411 | 5412 | 1

(1 row)

SELECT txid_current();txid_current--------------

5412

(1 row)

COMMIT WORK;COMMIT Mvcc Unmasked 17 / 89

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Just Like DELETE

INSERT

UPDATE

DELETE

old (delete)

new (insert)

ExpCre 40

ExpCre 40

47

ExpCre 64

78

ExpCre 78

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UPDATE Using Xmin and Xmax

DELETE FROM mvcc_demo;DELETE 0INSERT INTO mvcc_demo VALUES (1);INSERT 0 1SELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----5413 | 0 | 1

(1 row)

BEGIN WORK;BEGINUPDATE mvcc_demo SET val = 2;UPDATE 1

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UPDATE Using Xmin and Xmax

SELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----5414 | 0 | 2

(1 row)

SELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----5413 | 5414 | 1

(1 row)

COMMIT WORK;COMMIT

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Just Like UPDATE

INSERT

UPDATE

DELETE

old (delete)

new (insert)

ExpCre 40

ExpCre 40

47

ExpCre 64

78

ExpCre 78

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Aborted Transaction IDs Remain

DELETE FROM mvcc_demo;DELETE 1INSERT INTO mvcc_demo VALUES (1);

INSERT 0 1

BEGIN WORK;BEGINDELETE FROM mvcc_demo;DELETE 1ROLLBACK WORK;

ROLLBACK

SELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----5415 | 5416 | 1(1 row)

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Aborted IDs Can Remain BecauseTransaction Status Is Recorded Centrally

012

016

020

024

000

004

10 Committed

01 Aborted

00 In Progress

Transaction Id (XID)

Status flagsXID

pg_clog

028

008

Creation XID: 15 Expiration XID: 27

xmin xmax

Tuple

0

1 0 100 1

0

0

0

0

0

0

0

0 0

0

000

0

0

0

0

0

0

0

1

1

1

1

11

0

00

1

0

1

1

1

0

1

1

11

1

00

0

00

1

0 000

0

0

0

0

0

00

Transaction roll back marks the transaction ID as aborted. Allsessions will ignore such transactions; it is not ncessary to revisiteach row to undo the transaction. Mvcc Unmasked 23 / 89

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Row Locks Using Xmax

DELETE FROM mvcc_demo;DELETE 1INSERT INTO mvcc_demo VALUES (1);

INSERT 0 1

BEGIN WORK;BEGINSELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----5416 | 0 | 1(1 row)SELECT xmin, xmax, * FROM mvcc_demo FOR UPDATE;xmin | xmax | val------+------+-----5416 | 0 | 1(1 row)

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Row Locks Using Xmax

SELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----5416 | 5417 | 1(1 row)COMMIT WORK;COMMIT

The tuple bit HEAP_XMAX_EXCL_LOCK is used to indicate thatxmax is a locking xid rather than an expiration xid.

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Multi-Statement Transactions

Multi-statement transactions require extra tracking because eachstatement has its own visibility rules. For example, a cursor’scontents must remain unchanged even if later statements in thesame transaction modify rows. Such tracking is implementedusing system command id columns cmin/cmax, which isinternally actually is a single column.

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INSERT Using Cmin

DELETE FROM mvcc_demo;

DELETE 1

BEGIN WORK;BEGININSERT INTO mvcc_demo VALUES (1);INSERT 0 1INSERT INTO mvcc_demo VALUES (2);INSERT 0 1INSERT INTO mvcc_demo VALUES (3);INSERT 0 1

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INSERT Using Cmin

SELECT xmin, cmin, xmax, * FROM mvcc_demo;xmin | cmin | xmax | val------+------+------+-----5419 | 0 | 0 | 15419 | 1 | 0 | 25419 | 2 | 0 | 3(3 rows)COMMIT WORK;COMMIT

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DELETE Using Cmin

DELETE FROM mvcc_demo;

DELETE 3

BEGIN WORK;BEGININSERT INTO mvcc_demo VALUES (1);INSERT 0 1INSERT INTO mvcc_demo VALUES (2);INSERT 0 1INSERT INTO mvcc_demo VALUES (3);INSERT 0 1

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DELETE Using Cmin

SELECT xmin, cmin, xmax, * FROM mvcc_demo;xmin | cmin | xmax | val------+------+------+-----5421 | 0 | 0 | 15421 | 1 | 0 | 25421 | 2 | 0 | 3

(3 rows)

DECLARE c_mvcc_demo CURSOR FORSELECT xmin, xmax, cmax, * FROM mvcc_demo;DECLARE CURSOR

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DELETE Using Cmin

DELETE FROM mvcc_demo;DELETE 3SELECT xmin, cmin, xmax, * FROM mvcc_demo;xmin | cmin | xmax | val------+------+------+-----

(0 rows)

FETCH ALL FROM c_mvcc_demo;xmin | xmax | cmax | val------+------+------+-----5421 | 5421 | 0 | 15421 | 5421 | 1 | 25421 | 5421 | 2 | 3(3 rows)COMMIT WORK;COMMIT

A cursor had to be used because the rows were created anddeleted in this transaction and therefore never visible outside thistransaction. Mvcc Unmasked 31 / 89

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UPDATE Using Cmin

DELETE FROM mvcc_demo;DELETE 0BEGIN WORK;BEGININSERT INTO mvcc_demo VALUES (1);INSERT 0 1INSERT INTO mvcc_demo VALUES (2);INSERT 0 1INSERT INTO mvcc_demo VALUES (3);INSERT 0 1SELECT xmin, cmin, xmax, * FROM mvcc_demo;xmin | cmin | xmax | val------+------+------+-----5422 | 0 | 0 | 15422 | 1 | 0 | 25422 | 2 | 0 | 3(3 rows)DECLARE c_mvcc_demo CURSOR FORSELECT xmin, xmax, cmax, * FROM mvcc_demo;

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UPDATE Using Cmin

UPDATE mvcc_demo SET val = val * 10;UPDATE 3SELECT xmin, cmin, xmax, * FROM mvcc_demo;xmin | cmin | xmax | val------+------+------+-----5422 | 3 | 0 | 105422 | 3 | 0 | 205422 | 3 | 0 | 30

(3 rows)

FETCH ALL FROM c_mvcc_demo;xmin | xmax | cmax | val------+------+------+-----5422 | 5422 | 0 | 15422 | 5422 | 1 | 25422 | 5422 | 2 | 3(3 rows)COMMIT WORK;COMMIT

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Modifying Rows From Different Transactions

DELETE FROM mvcc_demo;DELETE 3INSERT INTO mvcc_demo VALUES (1);INSERT 0 1SELECT xmin, xmax, * FROM mvcc_demo;xmin | xmax | val------+------+-----5424 | 0 | 1

(1 row)

BEGIN WORK;BEGININSERT INTO mvcc_demo VALUES (2);INSERT 0 1INSERT INTO mvcc_demo VALUES (3);INSERT 0 1INSERT INTO mvcc_demo VALUES (4);INSERT 0 1

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Modifying Rows From Different Transactions

SELECT xmin, cmin, xmax, * FROM mvcc_demo;xmin | cmin | xmax | val------+------+------+-----5424 | 0 | 0 | 15425 | 0 | 0 | 25425 | 1 | 0 | 35425 | 2 | 0 | 4(4 rows)UPDATE mvcc_demo SET val = val * 10;UPDATE 4

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Modifying Rows From Different Transactions

SELECT xmin, cmin, xmax, * FROM mvcc_demo;xmin | cmin | xmax | val------+------+------+-----5425 | 3 | 0 | 105425 | 3 | 0 | 205425 | 3 | 0 | 305425 | 3 | 0 | 40

(4 rows)

SELECT xmin, xmax, cmax, * FROM mvcc_demo;xmin | xmax | cmax | val------+------+------+-----5424 | 5425 | 3 | 1

(1 row)

COMMIT WORK;COMMIT

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Combo Command Id

Because cmin and cmax are internally a single system column, it isimpossible to simply record the status of a row that is created andexpired in the same multi-statement transaction. For that reason,a special combo command id is created that references a localmemory hash that contains the actual cmin and cmax values.

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UPDATE Using Combo Command Ids

-- use TRUNCATE to remove even invisible rows

TRUNCATE mvcc_demo;

TRUNCATE TABLE

BEGIN WORK;BEGINDELETE FROM mvcc_demo;DELETE 0DELETE FROM mvcc_demo;DELETE 0DELETE FROM mvcc_demo;DELETE 0INSERT INTO mvcc_demo VALUES (1);INSERT 0 1INSERT INTO mvcc_demo VALUES (2);INSERT 0 1INSERT INTO mvcc_demo VALUES (3);INSERT 0 1

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UPDATE Using Combo Command Ids

SELECT xmin, cmin, xmax, * FROM mvcc_demo;xmin | cmin | xmax | val------+------+------+-----5427 | 3 | 0 | 15427 | 4 | 0 | 25427 | 5 | 0 | 3

(3 rows)

DECLARE c_mvcc_demo CURSOR FORSELECT xmin, xmax, cmax, * FROM mvcc_demo;DECLARE CURSORUPDATE mvcc_demo SET val = val * 10;UPDATE 3

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UPDATE Using Combo Command Ids

SELECT xmin, cmin, xmax, * FROM mvcc_demo;xmin | cmin | xmax | val------+------+------+-----5427 | 6 | 0 | 105427 | 6 | 0 | 205427 | 6 | 0 | 30

(3 rows)

FETCH ALL FROM c_mvcc_demo;xmin | xmax | cmax | val------+------+------+-----5427 | 5427 | 0 | 15427 | 5427 | 1 | 25427 | 5427 | 2 | 3(3 rows)

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UPDATE Using Combo Command Ids

SELECT t_xmin AS xmin,t_xmax::text::int8 AS xmax,t_field3::text::int8 AS cmin_cmax,(t_infomask::integer & X’0020’::integer)::bool AS is_combocid

FROM heap_page_items(get_raw_page(’mvcc_demo’, 0))ORDER BY 2 DESC, 3;xmin | xmax | cmin_cmax | is_combocid------+------+-----------+-------------5427 | 5427 | 0 | t5427 | 5427 | 1 | t5427 | 5427 | 2 | t5427 | 0 | 6 | f5427 | 0 | 6 | f5427 | 0 | 6 | f(6 rows)COMMIT WORK;COMMIT

The last query uses /contrib/pageinspect, which allows visibilityof internal heap page structures and all stored rows, includingthose not visible in the current snapshot. (Bit 0x0020 isinternally called HEAP_COMBOCID.)

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MVCC Implementation Summary

xmin: creation transaction number, set by INSERT andUPDATE

xmax: expire transaction number, set by UPDATE andDELETE; also used for explicit row locks

cmin/cmax: used to identify the command number that createdor expired the tuple; also used to store combocommand ids when the tuple is created and expiredin the same transaction, and for explicit row locks

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Page 43: Mvcc Unmasked (Bruce Momjian)

Traditional Cleanup Requirements

Traditional single-row-version (non-MVCC) database systemsrequire storage space cleanup:

◮ deleted rows

◮ rows created by aborted transactions

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Page 44: Mvcc Unmasked (Bruce Momjian)

MVCC Cleanup Requirements

MVCC has additional cleanup requirements:

◮ The creation of a new row during UPDATE (rather thanreplacing the existing row); the storage space taken by theold row must eventually be recycled.

◮ The delayed cleanup of deleted rows (cleanup cannot occuruntil there are no transactions for which the row is visible)

Postgres handles both traditional and MVCC-specific cleanuprequirements.

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Cleanup Behavior

Fortunately, Postgres cleanup happens automatically:

◮ On-demand cleanup of a single heap page during row access,specifically when a page is accessed by SELECT, UPDATE, andDELETE

◮ In bulk by an autovacuum processes that runs in thebackground

Cleanup can also be initiated manually by VACUUM.

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Aspects of Cleanup

Cleanup involves recycling space taken by several entities:

◮ heap tuples/rows (the largest)

◮ heap item pointers (the smallest)

◮ index entries

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Internal Heap Page

Page Header Item Item Item

Tuple

Tuple Tuple Special

8K

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Page 48: Mvcc Unmasked (Bruce Momjian)

Indexes Point to Items, Not Tuples

Page Header Item Item Item

Special

8K

Indexes

Tuple1Tuple2

Tuple3

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Page 49: Mvcc Unmasked (Bruce Momjian)

Heap Tuple Space Recycling

Page Header Item Item Item

Special

8K

Indexes

DeadDead

Tuple3

Indexes prevent item pointers from being recycled.Mvcc Unmasked 49 / 89

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VACUUM Later Recycle Items

Page Header Item Item Item

Special

8K

Indexes

Unused Unused

Tuple3

VACUUM performs index cleanup, then can mark “dead” items as“unused”.

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Page 51: Mvcc Unmasked (Bruce Momjian)

Cleanup of Deleted Rows

TRUNCATE mvcc_demo;

TRUNCATE TABLE

-- force page to < 10% empty

INSERT INTO mvcc_demo SELECT 0 FROM generate_series(1, 240);

INSERT 0 240

-- compute free space percentage

SELECT (100 * (upper - lower) / pagesize::float8)::integer AS free_pctFROM page_header(get_raw_page(’mvcc_demo’, 0));free_pct----------

6(1 row)INSERT INTO mvcc_demo VALUES (1);INSERT 0 1

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Cleanup of Deleted Rows

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Normal | 5430 | 0 | (0,241)(1 row)DELETE FROM mvcc_demo WHERE val > 0;DELETE 1INSERT INTO mvcc_demo VALUES (2);

INSERT 0 1

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Normal | 5430 | 5431 | (0,241)(0,242) | Normal | 5432 | 0 | (0,242)(2 rows)

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Cleanup of Deleted Rows

DELETE FROM mvcc_demo WHERE val > 0;DELETE 1INSERT INTO mvcc_demo VALUES (3);

INSERT 0 1

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Dead | | |(0,242) | Normal | 5432 | 5433 | (0,242)(0,243) | Normal | 5434 | 0 | (0,243)(3 rows)

In normal, multi-user usage, cleanup might have been delayedbecause other open transactions in the same database might stillneed to view the expired rows. However, the behavior would bethe same, just delayed.

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Cleanup of Deleted Rows

-- force single-page cleanup via SELECT

SELECT * FROM mvcc_demoOFFSET 1000;val-----

(0 rows)

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Dead | | |(0,242) | Dead | | |(0,243) | Normal | 5434 | 0 | (0,243)(3 rows)

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Page 55: Mvcc Unmasked (Bruce Momjian)

Same as this Slide

Page Header Item Item Item

Special

8K

Indexes

DeadDead

Tuple3

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Page 56: Mvcc Unmasked (Bruce Momjian)

Cleanup of Deleted Rows

SELECT pg_freespace(’mvcc_demo’);pg_freespace--------------(0,0)

(1 row)

VACUUM mvcc_demo;

VACUUM

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Unused | | |(0,242) | Unused | | |(0,243) | Normal | 5434 | 0 | (0,243)(3 rows)

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Page 57: Mvcc Unmasked (Bruce Momjian)

Same as this Slide

Page Header Item Item Item

Special

8K

Indexes

Unused Unused

Tuple3

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Page 58: Mvcc Unmasked (Bruce Momjian)

Free Space Map (FSM)

SELECT pg_freespace(’mvcc_demo’);pg_freespace--------------(0,416)(1 row)

VACUUM also updates the free space map (FSM), which recordspages containing significant free space. This information is usedto provide target pages for INSERTs and some UPDATEs (thosecrossing page boundaries). Single-page vacuum does not updatethe free space map.

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Another Free Space Map Example

TRUNCATE mvcc_demo;

TRUNCATE TABLE

VACUUM mvcc_demo;

VACUUM

SELECT pg_freespace(’mvcc_demo’);pg_freespace--------------(0 rows)

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Another Free Space Map Example

INSERT INTO mvcc_demo VALUES (1);INSERT 0 1VACUUM mvcc_demo;VACUUMSELECT pg_freespace(’mvcc_demo’);pg_freespace--------------(0,8128)(1 row)INSERT INTO mvcc_demo VALUES (2);INSERT 0 1VACUUM mvcc_demo;VACUUMSELECT pg_freespace(’mvcc_demo’);pg_freespace--------------(0,8096)(1 row)

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Another Free Space Map Example

DELETE FROM mvcc_demo WHERE val = 2;DELETE 1VACUUM mvcc_demo;

VACUUM

SELECT pg_freespace(’mvcc_demo’);pg_freespace--------------(0,8128)(1 row)

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VACUUM Also Removes End-of-File Pages

DELETE FROM mvcc_demo WHERE val = 1;DELETE 1VACUUM mvcc_demo;

VACUUM

SELECT pg_freespace(’mvcc_demo’);pg_freespace--------------(0 rows)SELECT pg_relation_size(’mvcc_demo’);pg_relation_size------------------

0(1 row)

VACUUM FULL shrinks the table file to its minimum size, butrequires an exclusive table lock.

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Page 63: Mvcc Unmasked (Bruce Momjian)

Optimized Single-Page Cleanup of Old UPDATE Rows

The storage space taken by old UPDATE tuples can be reclaimedjust like deleted rows. However, certain UPDATE rows can evenhave their items reclaimed, i.e. it is possible to reuse certain oldUPDATE items, rather than marking them as “dead” and requiringVACUUM to reclaim them after removing referencing index entries.Specifically, such item reuse is possible with special HOT update(heap-only tuple) chains, where the chain is on a single heap pageand all indexed values in the chain are identical.

Mvcc Unmasked 63 / 89

Page 64: Mvcc Unmasked (Bruce Momjian)

Single-Page Cleanup of HOT UPDATE Rows

HOT update items can be freed (marked “unused”) if they are inthe middle of the chain, i.e. not at the beginning or end of thechain. At the head of the chain is a special “Redirect” itempointers that are referenced by indexes; this is possible becauseall indexed values are identical in a HOT/redirect chain.Index creation with HOT chains is complex because the chainsmight contain inconsistent values for the newly indexed columns.This is handled by indexing just the end of the HOT chain andallowing the index to be used only by transactions that start afterthe index has been created. (Specifically, post-index-creationtransactions cannot see the inconsistent HOT chain values due toMVCC visibility rules; they only see the end of the chain.)

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Page 65: Mvcc Unmasked (Bruce Momjian)

Initial Single-Row State

Page Header Item Item Item

Special

8K

Indexes

UnusedUnused

Tuple, v1

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Page 66: Mvcc Unmasked (Bruce Momjian)

UPDATE Adds a New Row

Page Header Item Item Item

Special

8K

Indexes

Unused

Tuple, v2 Tuple, v1

No index entry added because indexes only point to the head ofthe HOT chain.

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Page 67: Mvcc Unmasked (Bruce Momjian)

Redirect Allows Indexes To Remain Valid

Page Header Item Item Item

Special

8K

Indexes

Redirect

Tuple, v2 Tuple, v3

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Page 68: Mvcc Unmasked (Bruce Momjian)

UPDATE Replaces Another Old Row

Page Header Item Item Item

Special

8K

Indexes

Redirect

Tuple, v4 Tuple, v3

Mvcc Unmasked 68 / 89

Page 69: Mvcc Unmasked (Bruce Momjian)

All Old UPDATE Row Versions Eventually Removed

Page Header Item Item Item

Tuple, v4 Special

8K

Indexes

Redirect Unused

This cleanup was performed by another operation on the samepage.

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Page 70: Mvcc Unmasked (Bruce Momjian)

Cleanup of Old Updated Rows

TRUNCATE mvcc_demo;TRUNCATE TABLEINSERT INTO mvcc_demo SELECT 0 FROM generate_series(1, 240);INSERT 0 240INSERT INTO mvcc_demo VALUES (1);

INSERT 0 1

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Normal | 5437 | 0 | (0,241)(1 row)

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Page 71: Mvcc Unmasked (Bruce Momjian)

Cleanup of Old Updated Rows

UPDATE mvcc_demo SET val = val + 1 WHERE val > 0;UPDATE 1SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Normal | 5437 | 5438 | (0,242)(0,242) | Normal | 5438 | 0 | (0,242)(2 rows)

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Page 72: Mvcc Unmasked (Bruce Momjian)

Cleanup of Old Updated Rows

UPDATE mvcc_demo SET val = val + 1 WHERE val > 0;UPDATE 1SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+-----------------+------+------+---------(0,241) | Redirect to 242 | | |(0,242) | Normal | 5438 | 5439 | (0,243)(0,243) | Normal | 5439 | 0 | (0,243)(3 rows)

No index entry added because indexes only point to the head ofthe HOT chain.

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Page 73: Mvcc Unmasked (Bruce Momjian)

Same as this Slide

Page Header Item Item Item

Special

8K

Indexes

Redirect

Tuple, v2 Tuple, v3

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Page 74: Mvcc Unmasked (Bruce Momjian)

Cleanup of Old Updated Rows

UPDATE mvcc_demo SET val = val + 1 WHERE val > 0;

UPDATE 1

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+-----------------+------+------+---------(0,241) | Redirect to 243 | | |(0,242) | Normal | 5440 | 0 | (0,242)(0,243) | Normal | 5439 | 5440 | (0,242)(3 rows)

Mvcc Unmasked 74 / 89

Page 75: Mvcc Unmasked (Bruce Momjian)

Same as this Slide

Page Header Item Item Item

Special

8K

Indexes

Redirect

Tuple, v4 Tuple, v3

Mvcc Unmasked 75 / 89

Page 76: Mvcc Unmasked (Bruce Momjian)

Cleanup of Old Updated Rows

-- transaction now committed, HOT chain allows tid

-- to be marked as ‘‘Unused’’

SELECT * FROM mvcc_demoOFFSET 1000;val-----

(0 rows)

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+-----------------+------+------+---------(0,241) | Redirect to 242 | | |(0,242) | Normal | 5440 | 0 | (0,242)(0,243) | Unused | | |(3 rows)

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Page 77: Mvcc Unmasked (Bruce Momjian)

Same as this Slide

Page Header Item Item Item

Tuple, v4 Special

8K

Indexes

Redirect Unused

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Page 78: Mvcc Unmasked (Bruce Momjian)

VACUUM Does Not Remove the Redirect

VACUUM mvcc_demo;

VACUUM

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+-----------------+------+------+---------(0,241) | Redirect to 242 | | |(0,242) | Normal | 5440 | 0 | (0,242)(0,243) | Unused | | |(3 rows)

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Page 79: Mvcc Unmasked (Bruce Momjian)

Cleanup Using Manual VACUUM

TRUNCATE mvcc_demo;TRUNCATE TABLEINSERT INTO mvcc_demo VALUES (1);INSERT 0 1INSERT INTO mvcc_demo VALUES (2);INSERT 0 1INSERT INTO mvcc_demo VALUES (3);

INSERT 0 1

SELECT ctid, xmin, xmaxFROM mvcc_demo_page0;ctid | xmin | xmax-------+------+------(0,1) | 5442 | 0(0,2) | 5443 | 0(0,3) | 5444 | 0(3 rows)DELETE FROM mvcc_demo;DELETE 3

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Page 80: Mvcc Unmasked (Bruce Momjian)

Cleanup Using Manual VACUUM

SELECT ctid, xmin, xmaxFROM mvcc_demo_page0;ctid | xmin | xmax-------+------+------(0,1) | 5442 | 5445(0,2) | 5443 | 5445(0,3) | 5444 | 5445

(3 rows)

-- too small to trigger autovacuum

VACUUM mvcc_demo;

VACUUM

SELECT pg_relation_size(’mvcc_demo’);pg_relation_size------------------

0(1 row)

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Page 81: Mvcc Unmasked (Bruce Momjian)

The Indexed UPDATE Problem

The updating of any indexed columns prevents the use of“redirect” items because the chain must be usable by all indexes,i.e. a redirect/HOT UPDATE cannot require additional indexentries due to an indexed value change.In such cases, item pointers can only be marked as “dead”, likeDELETE does.No previously shown UPDATE queries modified indexed columns.

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Page 82: Mvcc Unmasked (Bruce Momjian)

Index mvcc_demo Column

CREATE INDEX i_mvcc_demo_val on mvcc_demo (val);CREATE INDEX

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Page 83: Mvcc Unmasked (Bruce Momjian)

UPDATE of an Indexed Column

TRUNCATE mvcc_demo;TRUNCATE TABLEINSERT INTO mvcc_demo SELECT 0 FROM generate_series(1, 240);INSERT 0 240INSERT INTO mvcc_demo VALUES (1);

INSERT 0 1

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Normal | 5449 | 0 | (0,241)(1 row)

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Page 84: Mvcc Unmasked (Bruce Momjian)

UPDATE of an Indexed Column

UPDATE mvcc_demo SET val = val + 1 WHERE val > 0;UPDATE 1SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Normal | 5449 | 5450 | (0,242)(0,242) | Normal | 5450 | 0 | (0,242)(2 rows)UPDATE mvcc_demo SET val = val + 1 WHERE val > 0;UPDATE 1SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Dead | | |(0,242) | Normal | 5450 | 5451 | (0,243)(0,243) | Normal | 5451 | 0 | (0,243)(3 rows)

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Page 85: Mvcc Unmasked (Bruce Momjian)

UPDATE of an Indexed Column

UPDATE mvcc_demo SET val = val + 1 WHERE val > 0;

UPDATE 1

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Dead | | |(0,242) | Dead | | |(0,243) | Normal | 5451 | 5452 | (0,244)(0,244) | Normal | 5452 | 0 | (0,244)(4 rows)

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Page 86: Mvcc Unmasked (Bruce Momjian)

UPDATE of an Indexed Column

SELECT * FROM mvcc_demoOFFSET 1000;val-----

(0 rows)

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Dead | | |(0,242) | Dead | | |(0,243) | Dead | | |(0,244) | Normal | 5452 | 0 | (0,244)(4 rows)

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Page 87: Mvcc Unmasked (Bruce Momjian)

UPDATE of an Indexed Column

VACUUM mvcc_demo;

VACUUM

SELECT * FROM mvcc_demo_page0OFFSET 240;ctid | case | xmin | xmax | t_ctid

---------+--------+------+------+---------(0,241) | Unused | | |(0,242) | Unused | | |(0,243) | Unused | | |(0,244) | Normal | 5452 | 0 | (0,244)(4 rows)

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Page 88: Mvcc Unmasked (Bruce Momjian)

Cleanup Summary

Reuse Non-HOT HOT

Cleanup Heap Item Item Clean Update

Method Triggered By Scope Tuples? State State Indexes? FSM

Single-Page SELECT, UPDATE, single heap yes dead unused no no

DELETE page

VACUUM autovacuum all potential yes unused unused yes yes

or manually heap pages

Cleanup is possible only when there are no active transactions forwhich the tuples are visible.HOT items are UPDATE chains that span a single page and containidentical indexed column values.In normal usage, single-page cleanup performs the majority of thecleanup work, while VACUUM reclaims “dead” item pointers, removesunnecessary index entries, and updates the free space map (FSM).

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Page 89: Mvcc Unmasked (Bruce Momjian)

Conclusion

All the queries used in this presentation are available athttp://momjian.us/main/writings/pgsql/mvcc.sql .http://momjian.us/presentations Escher, RelativityMvcc Unmasked 89 / 89