Sb.

POSITION NAME OF ORGANIZATION/ENTITY

PARTIES

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Reporr Required by the Ethics FINANCIAL DISCLOSURE REPORT AOIO in Government Act of 1978 Rev. l/2010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§JOI-I I I)

I. Penna Reporting (last name, first, middle initial)

Moore, Kimberly A.

2. Court or Organization

Federal Circuit

3. Date of Report

05/05/2010

4. Title {Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

Circuit Judge

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual

D Amended Report

D Final

6. Reporting Period

01/01/2009 to

12131/2009

7. Chambers or Office Address

U.S.C.A. Federal Circuit 717 Madison Place NW Washington, DC 20439

8. On the basis ofthe Information contained in this Repor:t and any modifications p..-taining thereto, it Is, in my opinion, in compliance wltb applicable laws and regulations.

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting Individual 011/y; ste pp. 9-13 of filing Instructions.)

[ZJ NONE (No reportable positions.)

I.

2.

3.

4.

5.

VJ C-)

o::::-: (/) :; _ ;;J: ,...,.., ::.:.?

•1;-

l'l

;oC:>

;,,:..--<

er

m

0

II. AG REE MENTS. (Rcfl"rling indMd11alo11ly; see pp. 14-16 of filing illstructions.)

[Z] NONE (No reportable agreements.)

I.

2.

3.

AND TERMS

Moore, Kimberly A.

SOURCE AND TYPE

SOURCE

SOURCE LOCATION PURPOSE

INCOME

2.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

05/05/2010Moore, Kimberly A. Page 2of11

III. NON-INVESTMENT IN CO ME. (Reporting individual and sp<>use; see pp. 17-24 of filing insJructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

(yours, not spouse's)

I. 2009 West-Thomson, Book Royalities SS 495.00 ,

2.

3,

4.

B. Spouse's Non-Investment Income - I/you ,..ere married during a11y portion of the reporting year, complete this section.

(Dollar amount not required exceptfor honoraria.)

[]1 NONE (No reporta ble non-investment income. )

AND TYPE

I. 2009 attorney, self-employed, partner

2.

3.

4.

IV. REIMBURSEMENTS -transportatwn, lodging, food, enterlainmen

(fnc:ludes 1hose 10 spouse and dependent childnm; see pp. 25 27 of filing in. rrocrions)

D NONE (No reportable reimbursements.)

DATES

01/24/2009 - Fajardo, Puerto Rico Conference Transportation, Meals, & Lodging 01/28/2009

Federal Circuit Bar 6/18/2009 - White Sulphur Springs, Conference Meals & Lodging Association 6/2112009 West Virginia

3. American Bar Association 11 /12/2009 - Orlando, Florida Conference Transportation, Meals, & Lodging 11/15/2009

I. Association of Corporate Patent Counsel

ITEMS PAID OR PROVIDED

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION VALUE CODE

5.

Date of ReportName of PerS<m Reporting FINANCIAL DISCLOSURE REPORT

Page 3of11 0510512010Moore, Kimberly A.

V. G IFI'S. (Includes those to spouse and dependent children; see pp. 28-J I of filing Instructions.)

[ZJ NONE (No reportable gifts.)

VALUE

!.

2.

3.

4.

5.

VI. LIABILITIES, (lndudes diose of spouse and dependent cliildren; see pp. 11-JJ of filing instructions.)

D NONE (No reportable liabilities.)

I. National City Mortgage Co. Mortgage on Rental Property 0

2. Citibank Loan L

3.

4.

i

------T i

y

I ------·----------'----------'----

1-�;�j� t-T=-- -:.-, -e;_7-:-.

-

mm/-T-:- -·-: -t

j

i,"-:- - - -- -- -;-:-

p

e--r

i

-od_bu_J-yc_;_;_: y-d;:. =i

\ ��---'---�- --�-

Pro. 1 2008

05/05/2010

I __

Date of Report Name C>f Person ReportingFINANCIAL DISCLOSURE REPORT Page 4of11 Moore, Kimberly A.

VII. INVESTMENTS and TRUSTS - income, value. 1ransac1wns (cnc111des 1hose of•pouse and dependent c11ildren; see PP· 34-60 offt11ng ins1r c11ons.1 D NONE (No reportable income, assets, or transactions.)

B.- A_ Income dur ng Description of Assets(including trust assets) I reporting period -

T(2)(I) IPlace "(X)" after each asset Amount

exempt fromprior disclosu<e

i

div., rent. or int)

pe (e.g.,

, III (Q-W) redemption) (1fpnvatc

transaction)(J-P) Code 3 (J-P) (A-H)!

II

L Rental $2,211 ,554.00)

12- Chevy Chase Bank Checking Account

I 3, Citibank

4. Northwestern Mntual Life Insurance

5_ Northwestern Mutual Life Insurance

6. Berkshire Life Insurance

7.

8. Fidelity Retirement Account

9. -Fidelity Freedom 2035

10.

i 11. -Fidelity Capital & Income

i 12.

113. 14.

15.

16.

17.

F

A

D

B

B

A

D

Rent Pl

Interest M

Interest J

Dividend J

Dividend J

Dividend ]

None

Dividend L

s

T

T

T

T

T

T

Buy (add'!)

Sold

Buy

Buy (add'!)

Buy(add'!)

Buy (add'!)

Buy {add'!)

Buy (add'l)

Buy (add'J)

01106109 J

02/04/09 M

02/04/09 L

02/06/09 J

03/05/09 J

04/03/09 J

04/13/09 J

05/05/09 ]

06104109 J

I

· ·- -- -- - -- ·---· -· --------- ·--·

l. lru::omeGainCodcs; A st,OOOcr less B =$1.00t -S2,500 c =$2,501 • $5,000 D =$5,001 • $15,000 l: =SI l.00 I • SS0.000 (Sec Columns Bl and 04) F =$50,001 -$100,000 G =SI00,001 - Sl,000,000 HI =Sl.000,001 -$5,000,000 H2 =Mo« !hon $5,000,000

2. Value Codes J =$15,000 er less K =$15,001 • $50,000 L=$50,00I • $100,000 M =$100,001 - $25Q,OOO (Sec Columns Cl and 03) N =$2S0.00l - $500,000 0 =$500.001 - SI .000,000 Pl =Sl,000,001 - $5,000.000 P2 =$5,000,001 • $25.000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50.000,000 3. Value Melhod Code< Q =Appnisal R =Cost (Real fa1ate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value v --D1h<7 w =Estirna(ed

i

!

--; I

______

i I

·--------- ----- · --------···--------------

I

div., rent, I

Code 2 Method buy, sell, Code

(I)

I

Date or ReportName of Person Reporting FINANCIAL DISCLOSURE REPORT Page 5of11 Moore, Kimberly A. 05/05/2010

VII. INVESTMENTS and TRUSTS - income, vatue, transactions (lncrut1es those of spouse and depent1em children: see PP. u-60 of filing 1nstructions.J

NONE (No reportable income. assets, or transactions.) D A.

Description of Assets Gross v c at end Transactinns duri reponing period ________ -- - -i,------- Incnm uringrepnning period (including trust assets) of reponing period i

' (2)!Amount Type(e.g,

(A-H) or int.)_____ L_______

(4) (5)! (I} (2) i (I) (2) (3)I Value

(J-P)

Value Gain IdentityofDa c b- u-ycr/scller

(J-P) (A-H) (if private transaction)

,!JValue lType(c.g.,

Code 3 redemption}

Place "(X)" after each asset exempt from prior disclosure -__rnm/dd/yy Code 2 Code I

Ij (Q·Wl _ _ ___ __J__

18.

19-

20.

2L

22.

23.

24.

25.

26.

27.

28.

29_

30.

31.

32.

33.

34.

-Fidelity Contra

-Fidelity Low PR STK

-Fidelity US BD Index

A

A

c

Dividend K

Dividend K

Dividend L

Buy (add'))

T Buy

Buy (add'!)

Buy (add'!)

Buy (add'!)

Buy (add'I)

Buy(add'!)

Buy (add'!)

Buy (add'!)

T Buy

Buy (add'!)

Buy(add'J)

Buy (add'!)

Buy (add'!)

Buy (add'!)

Buy (add'!)

T Buy

08/06/09 J

02/04/09 K

02/06/09 J

03/05/09 J

04/03/09 J

04/13/09 J

05/05109 J

06/04/09 J

08/06/09 J

02/04/09 K

02/06/09 J

03/05/09 J

04/03/09 J

04/13/09 J

05/05/09 J

06/04/09 J

02104/09 L

I. lnc-0mcGainCodc:s: A -$1,000or1,,.. B =St,001 - $2,500 c =$2,50t -$5,000 D=SS,001-$15,000 E=S!5,00! -$50,000 (See Columns Bl and 04) F =$50,001 - SI00,000 G =$100,00l -$1,000,000 m =St,000,001 -ss,000,000 H2 =Moro tban $5,000,000

2. Value: Codes J =$15,000 or lc.!:IS K =$ L 5,001 - $50,000 L =$50,00t -Sl00,-000 M =$!-00,00l - S250,000 (Sec Crvlumns CI nnd 03) N =$250,00L • $500,000 0 =$500,00t -Sl.000.000 P I =SI ,000,001 -$5,000,000 P2 =SS,000,00t • $25,000,000

P3 -$25,000,001 - SS0,000,000 P4 =Mon: tbaa $50,000,000 3. Value Method Codes Q=Appraisal R =Cost (Roal Estate Only) S=Assc.S$fficnt T =Ca.sh M.:trket I

(See Column C2) U =Book Value V=Otha W=Estimated. __J -· ·--- ..

.. .. I

I

i

I

I

-·

(J·P 3 I

I I I I <- _;_>2 1 c_c':_-

_>_l -_b

_u_ye_•

_tse

_l_lc_r

__

Date of ReportName or Person Reporting FINANCIAL DISCLOSURE REPORT

Page 6of11 05/05/2010Moore, Kimberly A.

VII. INVESTMENTS and TRUSTS -inamu. value. transactions <Induw thuse of•pous• an11 t1epend nt children: see PP- u-60 of filing 1nstruci1on:s.J

NONE (No reportable income, assets, or transactions.) D

r· A. Description ofAsscts

B. c. Income during Gross value at end reporting period of reporting period

(l)AmountCode I (A-H)

(2) (I) (2) (l)Typc(c.g., Value Value Type (e.g., div., rent, Code2 Method buy, sell,

or int.) I redemption

... (Q-

Transactions duri reporting period ·---------1 l (including trust as sets)

l Date Value Gain ldentityof IPlace "(X)" after cac hasset (2) (3) {4) I (5)

exempt from prior disc!osurc rnnV YY (if private '

transaction} JI _ _ -------- · ·----·--

135. I

36.

37.

38.

39.

40.

41.

42. Smith Barney Retirement Account * (See Part VIII)

43.

44. Morgan Stanley Accounts * {See Part VIII)

45. -American CAP Strategies

i46. -Wells Fargo CAP Trust Preferred I

47. -First Eagle FDS Inc Overseas FD

48. -Thornburg lnvt TR lnvt Income Builder Fund

49. -Goldman Sachs Trust Growth Strategy Portfund

50. -RS Large Cap Alpha C

51. -MS Liquid Asset

A

A

A

A

None M

Dividend

fnterest

None

Dividend

None

None

Interest

Buy {add )

Buy (add'I)

Buy (add'!)

Buy (add'I)

Buy (add'I)

Buy (add'!)

T

Sold

Sold

Redeemed

Redeemed

Redeemed

Redeemed

Closed

02/06/09 J

03/05/09 ]

04/03/09 J

04/13/09 J

05105109 J

06104/09 J

3/6/09 J

2/4/2009 J

2/4/2009 L

2/412009 L

2/2/2009 L

2/4/2009 L

5/4/2009 J

I

! . lnconw Gain Codes: A =.Sl.OOOor less B =$! ,001 • $2.500 C =$2,501 • S5,000 D =S5,00l • SIS,000 E =SLS.OOL • $50,000 (Sec Columns Bl and 04) F =S50,00J • $100,000 G =S 100,001 • SI ,000,000 m =$1,000.001 -ss.000,000 112 =More than SS,000,000

2. Value Codes J =$ 15.()()(J or Jess K =$15,001 • S50,000 L =$50.00I • SI 00,000 M =$I 00,00 l • $250,000 (Sec Columns CI and 03) N =$250,001 - $500.000 0 =SS-00,001 ·Si ,000,000 r1 =St,000.001 • ss.000.000 P2 =$5,000,001 • $25.000.000

P3 =S25,000,00 t • $50,000,000 P4 =More than SS0.000,000 3. Value Mcibod Codes Q=Appraisal R -C.o>t (Real E>tatc Only) S =Ass=rnent T =Cash Market I

(See Column C2) U =Book Value V =Other w =Estimate<l I _J

I

- -c. ---T during Gross

- -l rcpor: : e g., lJ %:ortingp::: -�=�iic.g., l ::"I I """

- -�;� !::���----J

I

I

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 7of11 05/05/2010Moore, Kimberly A.

VIL INVESTMENTS and TRUSTS - income, '"'""·transactions <rncrut1es those ofspo11se and dependent children; see PP. 311-60 of filing ins1ruc1ions.J

NONE (No reportable income, assets, or transactions.) D ---n:- - -1-- ---··-··---

A. I B. · · ·

1:I Description of Assets 1 Income value at end ! Transactions during reporti ng period .

-

...(including trust assets)

Place "(X)" after each asset !;. v . 1dc ;Y of l .exempt from prior disclosure

_

" (A-H) _:_:__.. . .... (J-P), ..... ..,, ., 1-- ""' , """' . - _.,.., i'�-rc:�_::_l______ (J-P) (A-H)l. "" -

52. -Grant Park Futures FW1d

53.

54. Charles Schwab Accounts

55. -Proshares Ultra Financial (previously held w/MS)

56 .

57.

58. -Proshares Ultra DJ AIG

59.

60 .

61. -Proshares Ultra Short

62.

1 63 .

64. -Alltel Corp Notes

6 5 . -United Health Bonds

66. -Anheuser Busch Bonds

j 67. -lngersoll-RND

68. -XTO Energy lnc

D

D

B

A

A

B

A

None

Dividend K

Dividend

None L

Interest K

Interest K

Interest K

Interest L

Interest L

Sold

T Buy

Sold (part)

Sold (part)

Buy

Buy (add'l)

Sold

T Buy

Buy (add'!)

Buy (add'!)

T Buy

T Buy

T Buy

T Buy

T Buy

03/18/09 K

2/4/2009 K

08/11/09 J B

09/16/09 J c

02/19/09 J

04/20/09 J

05/29/09 K D

09/14/09 K

11116/09 K

12/15/09 J

02/11/09 K

02/11109 K

02111/09 K

02/11/09 K

02/11/09 K

l. Income Gain Codes: A =Sl.000 or Jc'ti B =$1.001- $2.500 . c =$2 ,)0! $5,000 D =$5,001 - $15.000 E =$15.001 - $50,000-(Sec Columns Bl and 04} f =$50,001 . $100,000 G •$100,001 - $1 , 000 , 000 111 -si.000,001 - s5.ooo,ooo H2 =More than $5,000,000

2. Voluc Codes J '"415.000 or less K · IS,001 • Sl0.000 L=S50,00l ·SIOO.OOO M =SI00.001- S250.000 (Sec Colunw Cl and DJ) N 250,001 - $500,000 o ssoo.001 . s 1,000.000 Pl =$1 , 000 , 001 • $5,000,000 P2 =SS . 000 , 001 - $25.000.000

P3 2s.ooo.001 - sso,000.000 P4 =More tban $50,000,000 3. Vaine Method Codes Q =Appraisol R .Cost (Real Eslatc Ooly) S =Assessment T =Cash Market

(See Column C2) U Book V aluc V=Othcr W ""Estimated = - J

-·--·---···- -A-.--------,- ------

reporting_

......_____

170.

----· ---

I (5) I

I

I

·-- (I)

Code l div., rent, Co

0.

Date of Report Name uf Person Reporting FINANCIAL DISCLOSURE REPORT Page 8of11 05/05/2010Moore, Kimberly A.

VII. INVESTMENTS and TRUSTS -income, value, transactitJns r1nctudes 111ose ofsptJus• and depent1en1 c1t11dr".n; see PP· u..fio of filing 11u1r11e11ans.;

NONE (No reportable income, assets, or transactions.) B. c.-r--

Transactions during reportin": periodlncomc during ! Gross value at endDescription ofAssets period freporting period (including trust assets)

., iI

(2) (2) (1) (2) (3) (4)(I)

buy, sell,de2 Method mm/dd/yy Cod::lCode l (J-P) Codc3 redemption) < : )

(Q-W) I II

Identity ofType (e.g., Date Value GainValueValuc Type (e.g., AmountPlace "(X)" after each asset

(A-H)exempt from prior disclosure buyer/seller I

Ior int) (A-H) (ifprivale1

transaction)l__ . .. ___. ._ _______________ _L __L_ ___ _ ..

69. -EBay

71.

72. -Profunds Ultra Small Cap

73.

74.

75.

j 76.

77. -Profunds Basic Materials

78.

79.

80.

81.

82. -Profunds Ultra Latin America

83.

84. -Vanguard GNMA

85.

D

E

E

B

B

Dividend

Dividend

Dividend

Dividend 1

Dividend L

Buy

Sold (part)

Sold

Buy

Buy(add'!)

Sold (part)

Sold (part)

Sold

Buy

Buy(add'!)

Sold (part)

Sold (part)

Sold

T Buy

Sold (part)

T Buy

Buy(add'!)

02/18/09 J

08/11/09 J c

09/02/09 J D

02/25/09 J

04/24/09 J

08/11/09 J c

09116109 J D

10/19/09 J D

02/25/09 ]

04/27/09 J

08/11/09 J c

09/16/09 J D

10/19/09 J D

07/24/09 J

09/16/09 J B

02126109 K

08/21/09 K

I I

t. lncon:ic Gain Codes: (SCC'ColumnsBI and04)

2. Value Codes (Sec Columns CI und D3)

3. V.tiluc Met.bod Codes (Sec Colwnn Cl)

A =Sl,000 or less F =$50.00 I • $I00,000 J =$15,000 or less N =$250,001 • $500,000 rJ =S25,ooo.001. sso.000,000 Q=Appraisal U=Book Value

B =SI ,001 • $2.500 G =$100.001 • $1.000,000

K =SIS,001 • $50,000

0 =$500,001 -Sl.000.000

R =Cost (Rcal Estate Only) V=Othcr

·· - - ·---------··--- .

c =$2,501 - $5,000 111 =Si,000,001 • SS.000.000 L =SSO.OOt • SI00.000 Pl "'.$1.000.001. $5,000,000 P4 ==More than $50,000,000 S =Assessment W =Estimated . -··-·--·- --·-··-

D =$5,001- SIS,000

112 =More than $5,000,000 M =SI00.001 • $250,000 P2 =$5,000,001 • $25,000,000

T =Cash Markc1

E =$15,00 l .$50,000

---B.-----r --------------·---··· ---·---------i

-------+--------�--�--�- -l

----------·

186.

!

i I

!

!

I

- ·------------------------

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 9of11 05/05/2010Moore, Kimberly A.

D VII. INVESTMENTS and TRUSTS - income, vatue, transactions (Includes those of spouse and dependen• childrm; see PP· 1-1-60 of Jilinc 1nsl7ucnons.J

NONE (No reportable income, assets, or transactions.)

1---· I

A. Description of Assets

(including trust assets)

C. Income during Gross value at end reporting period of reporting period

D. lTransactions during reporting period i

/_,.. Place "(X)" after each asset

exempt from prior disclosure

. .

j 87. -Procter & Gamble

88.

89. -Vanguard High Yield

[ 90.

91. -Hovnanian

i 92. I

93.

94.

95.

96.

97.

(I) (2}Amount I Type (e.g.,"""' 't· ...

(A-H}. or int)

None

B Dividend

c Dividend

(I)Value

Codc2 {J-P)

K

(2)Value

Method Code3(Q-W)

T

(I) Typc(c.g.,buy, sell,

redemption)

Buy (add'l)

Buy

Sold

Buy

Buy(add'!)

Buy

Sold (part)

Sold (part)

Sold

(2) (3) (4)Date Value Gain

lmrnldd/yy I

Code 2 Code I 1 (J-P) (A-H)

10/19/09 K

04/20/09 K

04/21/09 K

04/27/09 K

11/16/09 K

07/23/09 J

08/11/09 J B

09/16/09 J A

I0/19/09 J B

(5)Identity of

buyer/seller(if private

transaction)

I

I. Income Gain Cod : A ""-SJ ,000 or less

(Sec Colurnll5B1 and D4) F =$50,001 - $100,000 2. Vah"' Code-s J-$15,000 or less

(SccColwnnsCl nndDJ) N $25-0,001 - $500,000

B =SI ,001 • S2,500 G =$100,001 - $1,000,000

K =$15,001. SS0,000

0 =$500,001 ·SI .000,000

P3 =S25,ooo,001 • sso.000,000 3. Value Method Codes

C =$2,501- SS,000

It I =S l,000.001 • $5,000,000 L =$50,001 - SI00.000

r1 =St,000.001 • ss.000.000

P4 -M°"' than $50,000,000

D=$5,00I- $15,000

H2 =More than SS,000,000 M =$I 00,00 l - S25-0.000

P2 =S5.000,00! • $25,000.000

E =$1 S.00 I - $50.000

Q=Apprai<Jal R =CoS< (Real Es1>1e Only) S =Assessment T =Ca<h Marl<ct (Soc Coluinn C2) U=Book Value V-othcr W""E.stimated

... · · · ----------------- -··-·· - --· ---··-------·--·--·--- _ __ __J

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page IO of 11 Moore, Kimberly A. 05/05/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (fndJc(lleparlofReporL)

Part VII.

Smith Barney Retirement Account: This is a retirement account that doesn't allow individual control of investment selections.

Date of Report Name of Person Reporting

.. .

FINANCIAL DISCLOSURE REPORT

Page 11of11 05/05/2010Moore, Kbnberly A.

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, ifany) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.

I further certify that earned income from outside employment and honorarla and the acceptance of gifts which have been reported are in compliance with the provisions ofS U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signatur

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIF[ AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts S uite 2-301 One Columbus Circle, N.E. Wa shington, D.C. 20544