Monthly Investment Report for Period Ended August 31, 2017 · MA MC CB B d 1 d 2 Cash T BS CP rp BA MMF i ra CD Asset Balance By Security Type (in millions) August 1, 2017 August

City of Riverside Public Trust Advisors LLC

3900 Main St. Riverside, CA 92522 777 South Figueroa Street

Riverside, CA 92522 Suite 805

Los Angeles, CA 90017

Monthly Investment Report for Period Ended August 31, 2017

Investment Management Portfolio Review Page

Investment Portfolio Summary Comparison 3

Investment Portfolio Maturity Distribution 4

Investment Portfolio Maturity Distribution By Security Type 5

Investment Report Ratings Distribution 6

Investment Portfolio Security Distribution - Market Value 7

Investment Portfolio Security Distribution - Historical Cost 8

Additional Disclosure 9

Security Concentration 10

City of Riverside Summary

City of Riverside

August 1, 2017

Beginning Balance

August 31, 2017

Ending Balance Portfolio Characteristic

August 1, 2017

Beginning Balance

August 31, 2017

Ending Balance

Historical Cost 573,685,423.02$ 581,306,045.56$ Book Yield Gross 1.16% 1.21%

Book Value 570,278,529.76$ 580,619,696.64$ Market Yield Gross 1.21% 1.23%

Accrued Interest 1,242,183.34 1,153,311.61 Duration 1.11 Years 1.23 Years

Book Value Plus Accrued 571,520,713.10$ 581,773,008.25$ Weighted Effective Maturity 1.14 Years 1.27 Years

Net Unrealized Gain/Loss (468,877.26) 12,163.42 Weighted Final Maturity 1.14 Years 1.27 Years

Market Value Plus Accrued(2)

571,051,835.84$ 581,785,171.67$

Net Pending Transactions -$ 1,032.17$

Market Value Plus Accrued Net(2)

571,051,835.84$ 581,786,203.84$

City of Riverside

August 2017

Net Income Portfolio Compliance Compliant

Interest Income 524,082.66$ Security Distribution YES

Net Amortization/Accretion (66,814.77) Maturity Distribution YES

Net Realized Gain/Loss(3) (12,497.00) Rating Distribution YES

Net Income 444,770.89$

City of Riverside Summary Comparison for the period August 1, 2017 to August 31, 2017

(1) Payables represent amounts due to settle security transactions that have been executed but have not settled as of period end. The funds used to settle these trades may come from a variety of sources including cash within the

portfolio, proceeds from future security transactions including maturities and sales, or other sources including money market funds. For reporting purposes, a payable is created for over-period settlements which are reflected in the

detailed holdings.

(2) Market Value Plus Accrued Net represents the market value of the portfolio net payables and recievables from transactions that settle in the following reporting period.

(3) MBS paydowns may result in negative realized losses rather than amortization in as a result of accounting method.Page 3

Maturity Distribution

August 1, 2017

Beginning Balance

August 31, 2017

Ending Balance Portfolio Allocation Distribution Change

0-3 Months 226,837,808.36$ 237,484,578.77$ 40.82% 1.10%

3-6 Months 13,968,252.39 4,228,775.59 0.73% -1.72%

6-9 Months 20,074,993.07 10,327,989.59 1.78% -1.74%

9-12 Months 55,562,736.40 49,684,698.02 8.54% -1.19%

1-2 Years 114,351,495.76 109,888,468.03 18.89% -1.14%

2-3 Years 92,310,239.08 98,532,113.50 16.94% 0.77%

3-4 Years 28,523,590.94 34,742,169.81 5.97% 0.98%

4-5 Years 19,422,719.84 36,896,378.35 6.34% 2.94%

5-6 Years - - 0.00% 0.00%

6 Years + - - 0.00% 0.00%

Total Portfolio 571,051,835.84$ 581,785,171.67$ 100.00%

City of Riverside Maturity Distribution Market Value Basis August 1, 2017 to August 31, 2017

$-

$50,000,000

$100,000,000

$150,000,000

$200,000,000

$250,000,000

0-3 M 3-6 M 6-9 M 9-12 M 1-2 Yr 2-3 Yr 3-4 Yr 4-5 Yr 5-6 Yr 6 Yr +

Maturity Distribution Comparison

August 1, 2017 August 31, 2017

0-3 M40.82%3-6 M

0.73%

6-9 M1.78%

9-12 M8.54%

1-2 Yr18.89%

2-3 Yr16.94%

3-4 Yr5.97%

4-5 Yr6.34%

Maturity Distribution

Page 4

Security Distribution 0-3 Months 3-6 Months 6-9 Months 9-12 Months 1-2 Years 2-3 Years 3-4 Years 4-5 Years Total Portfolio

Cash -$ -$ -$ -$ -$ -$ -$ -$ -$

LGIP 128,943,274.89 - - - - - - - 128,943,274.89

Money Market Funds 104,814,476.88 - - - - - - - 104,814,476.88

Certificates of Deposit 995,998.98 993,105.27 249,602.69 1,246,657.95 3,738,716.46 1,240,355.38 1,250,608.36 - 9,715,045.09

Commercial Paper - - - - - - - - -

U.S. Treasury Notes - - 9,075,659.12 43,425,156.74 102,592,007.40 97,291,758.12 33,491,561.45 36,896,378.35 322,772,521.19

U.S. Agency Notes - - - - - - - - -

Federal Inst. (GSE) - - - - - - - - -

Corporate Notes 2,730,828.02 3,235,670.32 1,002,727.78 5,012,883.33 3,557,744.17 - - - 15,539,853.62

Asset Backed (ABS) - - - - - - - - -

Municipal Bonds - - - - - - - - -

Total 237,484,578.77$ 4,228,775.59$ 10,327,989.59$ 49,684,698.02$ 109,888,468.03$ 98,532,113.50$ 34,742,169.81$ 36,896,378.35$ 581,785,171.67$

City of Riverside Maturity Distribution Market Value Basis as of August 31, 2017

$-

$50,000,000

$100,000,000

$150,000,000

$200,000,000

$250,000,000

0-3 Months 3-6 Months 6-9 Months 9-12 Months 1-2 Years 2-3 Years 3-4 Years 4-5 Years

Maturity Distribution By TypeMunicipal Bonds

Asset Backed (ABS)

Corporate Notes

Federal Inst. (GSE)

U.S. Agency Notes

U.S. Treasury Notes

Commercial Paper

Certificates of Deposit

Money Market Funds

LGIP

Cash

Page 5

S&P Rating Distribution

August 31, 2017

Ending Balance Portfolio Allocation

Short Term Rating Distribution

A-1+ -$ 0.00%

A-1 496,830.00 0.09%

A-2 999,776.04 0.17%

Total Short Term Ratings 1,496,606.04$ 0.26%

Long Term Rating Distribution

AAA Rating -$ 0.00%

AA Rating 338,312,374.81 58.15%

A Rating - 0.00%

Below A - 0.00%

Not Rated 241,976,190.82 41.59%

Total Long Term Rating 580,288,565.63$ 99.74%

Total Portfolio 581,785,171.67$ 100.00%

Moody's Rating Distribution

August 31, 2017

Ending Balance Portfolio Allocation

Short Term Rating Distribution

P-1 1,996,909.42$ 0.34%

P-2 249,333.00 0.04%

Total Short Term Ratings 2,246,242.42$ 0.39%

Long Term Rating Distribution

Aaa Rating 322,772,521.19$ 55.48%

Aa Rating 15,539,853.62 2.67%

A Rating - 0.00%

Below A - 0.00%

Not Rated 241,226,554.44 41.46%

Total Long Term Rating 579,538,929.25$ 99.61%

Total Portfolio 581,785,171.67$ 100.00%

City of Riverside Rating Distribution Market Value Basis as of August 31, 2017

A-10.09%

A-20.17%

AA Rating58.15%

Not Rated41.59%

Portfolio Allocation By Standard and Poors' Rating

P-10.34%

P-20.04%

Aaa Rating55.48%

Aa Rating2.67%

Not Rated41.46%

Portfolio Allocation By Moody's Rating

Page 6

Security Distribution

August 1, 2017

Beginning Balance

August 31, 2017

Ending Balance

Portfolio

Allocation

Change in

Allocation Book Yield

Permitted

by Policy* Compliant

FNMA -$ -$ 0.00% 0.00% 0.00% 40.00% YES

FHLMC 10,223,047.22 - 0.00% -1.79% 0.00% 40.00% YES

FFCB - - 0.00% 0.00% 0.00% 40.00% YES

FHLB - - 0.00% 0.00% 0.00% 40.00% YES

Fed Instrumentality Subtotal 10,223,047.22$ -$ 0.00% -1.79% #DIV/0! 100.00% YES

LAIF Fund 1 64,942,250.25 64,942,250.25 11.16% -0.21% 1.10% 60.00% YES

LAIF Fund 2 64,001,024.64 64,001,024.64 11.00% -0.21% 1.10% 60.00% YES

LAIF Subtotal 128,943,274.89$ 128,943,274.89$ 22.16% -0.42% 1.10% 60.00% YES

Cash - - 0.00% 0.00% 0.00% 100.00% YES

U.S. Treasury Notes 312,216,278.49 322,772,521.19 55.48% 0.81% 1.34% 100.00% YES

U.S. Agency Notes - - 0.00% 0.00% 0.00% 100.00% YES

Asset Backed Securities - - 0.00% 0.00% 0.00% 20.00% YES

Commercial Paper - - 0.00% 0.00% 0.00% 25.00% YES

Corporate Notes 17,350,659.89 15,539,853.62 2.67% -0.37% 1.39% 30.00% YES

Bankers Acceptances - - 0.00% 0.00% 0.00% 40.00% YES

Money Market Funds 91,359,100.57 104,814,476.88 18.02% 2.02% 0.89% 20.00% YES

Municipal Bonds - - 0.00% 0.00% 0.00% 20.00% YES

Supranational Debt - - 0.00% 0.00% 0.00% 25.00% YES

Certificates of Deposit 10,959,474.78 9,715,045.09 1.67% -0.25% 1.58% 25.00% YES

Total Portfolio Market Value 571,051,835.84$ 581,785,171.67$ 100.00% 1.21%

City of Riverside Market Value Basis Security Distribution August 1, 2017 to August 31, 2017

$-

$100,000,000

$200,000,000

$300,000,000

$400,000,000

FNM

A

FHLM

C

FFC

B

FHLB

LAIF

Fu

nd

1

LAIF

Fu

nd

2

Cas

h

UST

AB

S

CP

Co

rp BA

MM

F

Mu

ni

Sup

ra CD

Asset Balance By Security Type(in millions)


LAIF Fund 111.16%

LAIF Fund 211.00%

UST55.48%

Corp2.67%

MMF18.02%

CD1.67%

Ending Portfolio Allocation

Page 7

Security Distribution

August 1, 2017

Beginning Balance

August 31, 2017

Ending Balance

Portfolio

Allocation

Change in

Allocation Book Yield

Permitted

by Policy* Compliant

FNMA -$ -$ 0.00% 0.00% 0.00% 40.00% YES

FHLMC 12,023,380.00 - 0.00% -2.10% 0.00% 40.00% YES

FFCB - - 0.00% 0.00% 0.00% 40.00% YES

FHLB - - 0.00% 0.00% 0.00% 40.00% YES

Fed Instrumentality Subtotal 12,023,380.00$ -$ 0.00% -2.10% #DIV/0! 100.00% YES

LAIF Fund 1 64,942,250.25 64,942,250.25 11.17% -0.15% 1.10% 60.00% YES

LAIF Fund 2 64,001,024.64 64,001,024.64 11.01% -0.15% 1.10% 60.00% YES

LAIF Subtotal 128,943,274.89$ 128,943,274.89$ 22.18% -0.29% 1.10% 60.00% YES

Cash - - 0.00% 0.00% 0.00% 100.00% YES

U.S. Treasury Notes 313,107,978.49 322,339,740.22 55.45% 0.87% 1.34% 100.00% YES

U.S. Agency Notes - - 0.00% 0.00% 0.00% 100.00% YES

Asset Backed Securities - - 0.00% 0.00% 0.00% 20.00% YES

Commercial Paper - - 0.00% 0.00% 0.00% 25.00% YES

Corporate Notes 17,337,280.65 15,536,145.15 2.67% -0.35% 1.39% 30.00% YES

Bankers Acceptances - - 0.00% 0.00% 0.00% 40.00% YES

Money Market Funds 91,359,128.98 104,814,505.29 18.03% 2.11% 0.89% 20.00% YES

Municipal Bonds - - 0.00% 0.00% 0.00% 20.00% YES

Supranational Debt - - 0.00% 0.00% 0.00% 25.00% YES

Certificates of Deposit 10,914,380.00 9,672,380.00 1.66% -0.24% 1.58% 25.00% YES

Total Portfolio Market Value 573,685,423.02$ 581,306,045.56$ 100.00% 1.21%

City of Riverside Historical Cost Basis Security Distribution August 1, 2017 to August 31, 2017

$-

$100,000,000

$200,000,000

$300,000,000

$400,000,000

FNM

A

FHLM

C

FFC

B

FHLB

LAIF

Fu

nd

1

LAIF

Fu

nd

2

Cas

h

UST

AB

S

CP

Co

rp BA

MM

F

Mu

ni

Sup

ra CD

Asset Balance By Security Type(in millions)


LAIF Fund 111.17%

LAIF Fund 211.01%

UST55.45%

Corp2.67%

MMF18.03%

CD1.66%

Ending Portfolio Allocation

Page 8

Additional Disclosure

This statement is for general information purposes only and is not intended to provide specific advice or recommendations. Please review the contents of this statement carefully. Should you have any questions regarding the information presented, calculation methodology, investment portfolio or security detail, or any other facet of your statement, please feel free to contact us.

Public Trust Advisor’s monthly statement is intended to detail our investment advisory activity as well as the activity of any accounts held by clients in pools that are managed by Public Trust Advisors. The custodian bank maintains the control of assets and executes and settles all investments transactions. The custodian statement is the official record of security and cash holdings transactions. Public Trust Advisors recognizes that clients may use these reports to facilitate record keeping; therefore the custodian bank statement and the Public Trust Advisors statement should be reconciled and differences resolved. Many custodians use a settlement date basis which may result in the need to reconcile due to a timing difference. Please contact your relationship manager or our toll free number 855-395-3954 with questions regarding your account.

Public Trust Advisors does not have the authority to withdraw funds from or deposit funds to the custodian. Our clients retain responsibility for their internal accounting policies; implementing and enforcing internal controls and generating ledger entries or otherwise recording transactions.

Pricing sources from our reporting platform are provided by Clearwater reporting platform and are established by Clearwater’s internal pricing procedures. Clearwater utilizes a hierarchical pricing model which starts with one of the industry’s pricing sources, S&P Capital IQ. Securities with short maturities and infrequent secondary market trades are typically priced via mathematical calculations. The Securities in this investment portfolio, including shares of mutual funds, are not guaranteed or otherwise protected by Public trust Advisors, the FDIC (except for certain non-negotiable certificates of deposit) or any government agency, unless otherwise specifically stated. Investment in fixed income securities involves risks, including the possible loss of the amount invested.

Past performance is not an indication of future performance.

Beginning and Ending Balances based on Market Value plus Accrued Interest on a Trade Date basis.

Public Trust Advisors is an investment advisor registered with the Securities and Exchange Commission, and is required to maintain a written disclosure statement of our background and business experience. If you would like to receive a copy of our current disclosure statement, privacy policy, or code of ethics please contact Service Operations at the address below.

Public Trust Advisors717 17th Street, Suite 1850Denver, CO 80202

Page 9

Portfolio Holdings

Portfolio Income

Portfolio Transactions

Issuer Concentration

Security Concentration

Portfolio Activity Summary

City of Riverside Detail

Page 10

Month End Report Trade Date Agg onlyRiverside, City of General Agg (66771)Month End (M8 Y2017)08/01/2017 - 08/31/2017Dated: 10/09/2017Locked Down

Holdings Report Trade Date (Riverside, City of General Agg (66771)) 1

Income Detail Report Trade Date (Riverside, City of General Agg (66771)) 8

Transactions Realized Gain Loss Report (Riverside, City of General Agg(66771))

12

Issuer Concentration with Yield GASB 40 Trade Date (Riverside, City ofGeneral Agg (66771))

14

Security Type GASB 40 Trade Date (Riverside, City of General Agg (66771)) 25

Portfolio Activity Summary (Riverside, City of General Agg (66771)) 32

Table of ContentsDated: 10/09/2017

Description,Identifier,

Security Type,Coupon

Effective Maturity,Final Maturity,Callable,Next Call Date

Original Cost,Current Units,

Market Price

Trade Date,Settle Date

MoodysRating,S&P Rating,Fitch Rating

Book Value,Book Value + Accrued

Accrued Balance,Net Unrealized Gain/Loss

Market Value,Market Value + Accrued

Bank of North Carolina06414QUB3

CD1.25

01/16/201801/16/2018N---

247,000.00247,000.00

100.1130

01/14/201501/16/2015

NANR---

247,000.00247,135.34

135.34279.11

247,279.11247,414.45

Mauch Chunk Trust Company577234BZ9

CD1.20

09/11/201709/11/2017N---

248,000.00248,000.00

100.0070

10/03/201410/10/2014

NANA---

248,000.00248,179.38

179.3817.36

248,017.36248,196.74

Customers Bank23204HDB1

CD1.25

12/18/201712/18/2017N---

248,000.00248,000.00

100.0160

12/02/201512/18/2015

NANA---

248,000.00248,636.99

636.9939.68

248,039.68248,676.67

First Bank of Highland Park319141CL9

CD1.25

10/10/201710/10/2017N---

248,000.00248,000.00

100.0230

10/03/201410/08/2014

NANR---

248,000.00249,240.00

1,240.0057.04

248,057.04249,297.04

Wex Bank92937CDH8

CD1.20

12/11/201712/11/2017N---

248,000.00248,000.00

100.0150

12/02/201512/11/2015

NANR---

248,000.00248,668.58

668.5837.20

248,037.20248,705.78

Mercantil Commercebank, National Association58733AAY5

CD1.50

04/24/201804/24/2018N---

248,000.00248,000.00

100.1120

10/08/201410/24/2014

NANA---

248,000.00249,324.93

1,324.93277.76

248,277.76249,602.69

Bridgewater Bank108622ET4

CD1.50

08/17/202008/17/2020N---

249,000.00249,000.00

98.9910

02/05/201602/17/2016

NANA---

249,000.00249,153.49

153.49-2,512.41

246,487.59246,641.08

Bank of Charles Town061149AR1

CD1.80

09/30/202009/30/2020N---

249,000.00249,000.00

101.1810

09/22/201509/30/2015

NANA---

249,000.00249,024.56

24.562,940.69

251,940.69251,965.25

Alma Bank020080AV9

CD1.70

09/30/201909/30/2019N---

247,000.00247,000.00

99.9770

09/16/201509/30/2015

NANA---

247,000.00247,023.01

23.01-56.81

246,943.19246,966.20

American Express Centurion Bank02587DWJ3

CD2.00

11/28/201811/28/2018N---

248,000.00248,000.00

100.4960

11/19/201411/28/2014

P-1A-2---

248,000.00249,304.55

1,304.551,230.08

249,230.08250,534.63

Bank of Wisconsin Dells065847CZ6

CD1.50

07/17/202007/17/2020N---

249,000.00249,000.00

99.0560

02/05/201602/17/2016

NANA---

249,000.00249,153.49

153.49-2,350.56

246,649.44246,802.93

The State Bank and Trust Company855736DA9

CD1.60

02/17/202102/17/2021N---

249,000.00249,000.00

100.7810

02/05/201602/17/2016

NANA---

249,000.00249,163.73

163.731,944.69

250,944.69251,108.42

Marlin Business Bank57116AHW1

CD1.70

10/15/201810/15/2018N---

248,000.00248,000.00

100.1190

10/03/201410/14/2014

NANR---

248,000.00248,207.91

207.91295.12

248,295.12248,503.03

Unity Bank91330ABD8

CD1.50

08/26/202008/26/2020N---

249,000.00249,000.00

100.4860

02/05/201602/26/2016

NANA---

249,000.00249,061.40

61.401,210.14

250,210.14250,271.54

ConnectOne Bank20786ABA2

CD1.55

07/29/201907/29/2019N---

247,000.00247,000.00

100.7540

01/14/201501/28/2015

NANA---

247,000.00247,041.96

41.961,862.38

248,862.38248,904.34

Goldman Sachs Bank USA38147J3R1

CD1.65

09/04/201809/04/2018N---

247,000.00247,000.00

100.0470

08/27/201409/03/2014

P-1A-1---

247,000.00249,032.17

2,032.17116.09

247,116.09249,148.26

Holdings Report Trade Date Riverside, City of General Agg (66771)As of 08/31/2017 Return to Table of Contents Dated: 10/09/2017

1





Market Price






Capital One Bank140420PT1

CD1.80

10/09/201810/09/2018N---

248,000.00248,000.00

100.2940

10/03/201410/08/2014

P-1A-2---

248,000.00249,785.60

1,785.60729.12

248,729.12250,514.72

Barclays Bank Delaware06740KJK4

CD2.20

09/16/202009/16/2020N---

247,000.00247,000.00

101.1580

09/09/201509/16/2015

NRNR---

247,000.00249,516.02

2,516.022,860.26

249,860.26252,376.28

Keybank National Association49306SVY9

CD1.55

01/22/201901/22/2019N---

247,000.00247,000.00

100.4220

01/13/201601/20/2016

P-1A-2---

247,000.00247,451.03

451.031,042.34

248,042.34248,493.37

Webster Bank, National Association94768NJU9

CD1.90

07/02/201907/02/2019N---

247,380.00248,000.00

100.5830

07/01/201407/02/2014

P-1A-2---

247,641.19248,428.68

787.481,804.65

249,445.84250,233.32

EnerBank USA29266NX51

CD1.90

01/28/202101/28/2021N---

247,000.00247,000.00

100.1060

01/15/201601/28/2016

NANA---

247,000.00247,450.01

450.01261.82

247,261.82247,711.83

Sallie Mae Bank795450SU0

CD1.80

09/04/201809/04/2018N---

247,000.00247,000.00

100.0470

08/27/201409/03/2014

P-2NR---

247,000.00249,216.91

2,216.91116.09

247,116.09249,333.00

First Priority Bank33612JFU8

CD1.45

09/28/201809/28/2018N---

248,000.00248,000.00

99.9190

09/22/201509/30/2015

NANA---

248,000.00249,527.07

1,527.07-200.88

247,799.12249,326.19

Third Federal Savings and Loan Association of Clev88413QAD0

CD1.40

11/27/201711/27/2017N---

248,000.00248,000.00

100.1190

11/13/201311/27/2013

NANA---

248,000.00248,922.70

922.70295.12

248,295.12249,217.82

United Bank06424XBQ4

CD1.55

07/17/201807/17/2018N---

248,000.00248,000.00

100.0940

10/03/201410/17/2014

P-1NR---

248,000.00249,442.82

1,442.82233.12

248,233.12249,675.94

Cadence Bank, N.A.12738RCW2

CD1.25

02/12/201802/12/2018N---

248,000.00248,000.00

100.0490

01/26/201602/10/2016

NANA---

248,000.00248,186.85

186.85121.52

248,121.52248,308.37

GE Capital Financial Inc.36160J2N7

CD1.60

07/03/201807/03/2018N---

248,000.00248,000.00

100.1490

06/27/201407/03/2014

P-1NA---

248,000.00248,652.27

652.27369.52

248,369.52249,021.79

MB Financial Bank, National Association55266CNH5

CD1.35

08/21/201808/21/2018N---

249,000.00249,000.00

100.1890

08/17/201508/21/2015

NANA---

249,000.00249,101.31

101.31470.61

249,470.61249,571.92

Belmont Savings Bank080515BM0

CD1.40

02/18/202002/18/2020N---

249,000.00249,000.00

100.2130

02/05/201602/17/2016

NANA---

249,000.00249,143.26

143.26530.37

249,530.37249,673.63

Flushing Bank34387ABS7

CD1.50

12/17/201812/17/2018N---

249,000.00249,000.00

100.0950

12/03/201512/17/2015

NANA---

249,000.00249,173.96

173.96236.55

249,236.55249,410.51

Prime Alliance Bank, Inc.74160NEN6

CD1.15

02/12/201902/12/2019N---

249,000.00249,000.00

100.0500

02/05/201602/12/2016

NANA---

249,000.00249,156.90

156.90124.50

249,124.50249,281.40

UBS Bank USA90348JAP5

CD1.40

10/01/201810/01/2018N---

248,000.00248,000.00

99.8640

10/05/201510/08/2015

NRA-1---

248,000.00248,019.02

19.02-337.28

247,662.72247,681.74


2





Market Price






Community Bankers' Bank20361LBM5

CD1.65

10/17/201810/17/2018N---

248,000.00248,000.00

100.1180

10/03/201410/17/2014

NANA---

248,000.00248,168.16

168.16292.64

248,292.64248,460.80

CIT Bank, National Association17284CC69

CD2.00

05/14/201905/14/2019N---

247,000.00247,000.00

100.5990

05/06/201405/14/2014

NANA---

247,000.00248,488.77

1,488.771,479.53

248,479.53249,968.30

Investors Community Bank46147URG7

CD1.15

02/12/201902/12/2019N---

249,000.00249,000.00

99.9060

02/05/201602/12/2016

NANA---

249,000.00249,156.90

156.90-234.06

248,765.94248,922.84

HSBC Bank USA, National Association40434AC72

CD1.60

05/17/201811/17/2020Y05/17/2018

246,000.00246,000.00

100.1190

11/18/201511/23/2015

NANA---

246,000.00247,153.84

1,153.84292.74

246,292.74247,446.58

East Boston Savings Bank27113PAM3

CD1.40

08/24/201808/24/2018N---

249,000.00249,000.00

99.9030

08/17/201508/24/2015

NANA---

249,000.00249,076.41

76.41-241.53

248,758.47248,834.88

Comenity Capital Bank20033AME3

CD1.70

08/24/201808/24/2018N---

249,000.00249,000.00

100.1850

08/14/201508/24/2015

NRNR---

249,000.00249,092.78

92.78460.65

249,460.65249,553.43

Keybank National Association33583CRW1

CD1.15

09/25/201709/25/2017N---

248,000.00248,000.00

100.0150

09/16/201509/25/2015

P-1NR---

248,000.00249,250.19

1,250.1937.20

248,037.20249,287.39

WAL-MART STORES INC931142CJ0

CORP5.80

02/15/201802/15/2018N---

514,400.90470,000.00

102.0130

01/25/201601/28/2016

Aa2AA---

481,317.03482,528.58

1,211.56-1,855.93

479,461.10480,672.66

TOYOTA MOTOR CREDIT CORP89236TCP8

CORP1.55

07/13/201807/13/2018N---

5,012,624.305,000,000.00

100.0510

01/25/201601/28/2016

Aa3AA----

5,005,023.295,015,356.62

10,333.33-2,473.29

5,002,550.005,012,883.33

TOYOTA MOTOR CREDIT CORP89233P6S0

CORP1.25

10/05/201710/05/2017N---

2,715,233.952,717,000.00

100.0020

04/07/201404/10/2014

Aa3AA----

2,716,884.642,730,658.32

13,773.68169.70

2,717,054.342,730,828.02

APPLE INC037833AQ3

CORP2.10

05/06/201905/06/2019N---

3,557,435.003,500,000.00

100.9790

01/25/201601/28/2016

Aa1AA+---

3,532,352.773,555,831.93

23,479.171,912.23

3,534,265.003,557,744.17

BERKSHIRE HATHAWAY FINANCE CORP084664BW0

CORP1.30

05/15/201805/15/2018N---

1,001,730.001,000,000.00

99.8900

01/25/201601/28/2016

Aa2AA---

1,000,602.971,004,430.75

3,827.78-1,702.97

998,900.001,002,727.78

CHEVRON CORP166764AA8

CORP1.104

12/05/201712/05/2017Y11/05/2017

2,734,721.002,750,000.00

99.9180

04/07/201404/10/2014

Aa2AA----

2,747,489.932,754,742.60

7,252.67255.07

2,747,745.002,754,997.67

CALTRUST INVESTMENT TRUST OF CALIFORNIACTRST

MMFUND1.23

08/31/201708/31/2017N---

56,461,436.165,634,871.03

10.0200

------

NAAAf---

56,461,436.1656,461,436.16

0.00-28.41

56,461,407.7556,461,407.75

CITIZENS BUSINESS BANKCBBPMMGS

MMFUND0.35

08/31/201708/31/2017N---

5,102,703.605,102,703.60

1.0000

------

NANA---

5,102,703.605,102,703.60

0.000.00

5,102,703.605,102,703.60

BANK OF AMERICABOFAPFCMMFUND

0.50

08/31/201708/31/2017N---

43,250,365.5343,250,365.53

1.0000

------

NANA---

43,250,365.5343,250,365.53

0.000.00

43,250,365.5343,250,365.53


3





Market Price






STATE OF CALIFORNIALAIFUND1MMFUND

1.10

08/31/201708/31/2017N---

64,942,250.2564,942,250.25

1.0000

------

NANA---

64,942,250.2564,942,250.25

0.000.00

64,942,250.2564,942,250.25

STATE OF CALIFORNIALAIFUND2MMFUND

1.10

08/31/201708/31/2017N---

64,001,024.6464,001,024.64

1.0000

------

NANA---

64,001,024.6464,001,024.64

0.000.00

64,001,024.6464,001,024.64

UNITED STATES TREASURY912828VE7

US GOV1.00

05/31/201805/31/2018N---

3,964,843.754,000,000.00

99.8320

05/19/201405/21/2014

AaaAA+---

3,987,279.103,997,443.03

10,163.936,000.90

3,993,280.004,003,443.93

UNITED STATES TREASURY912828VE7

US GOV1.00

05/31/201805/31/2018N---

10,278,828.1210,250,000.00

99.8320

07/09/201507/13/2015

AaaAA+---

10,260,402.7610,286,447.84

26,045.08-27,622.76

10,232,780.0010,258,825.08

UNITED STATES TREASURY912828F21

US GOV2.125

09/30/202109/30/2021N---

12,739,250.0012,500,000.00

101.9960

11/15/201611/17/2016

AaaAA+---

12,701,894.2912,813,660.00

111,765.7147,605.71

12,749,500.0012,861,265.71

UNITED STATES TREASURY912828P53

US GOV0.75

02/15/201902/15/2019N---

9,923,437.5010,000,000.00

99.2180

11/15/201611/17/2016

AaaAA+---

9,950,216.989,953,681.65

3,464.67-28,416.98

9,921,800.009,925,264.67

UNITED STATES TREASURY912828A34

US GOV1.25

11/30/201811/30/2018N---

5,325,671.885,300,000.00

99.9680

07/09/201507/13/2015

AaaAA+---

5,312,490.555,329,324.56

16,834.02-14,186.55

5,298,304.005,315,138.02

UNITED STATES TREASURY912828VF4

US GOV1.375

05/31/202005/31/2020N---

6,944,765.637,000,000.00

99.9290

07/09/201507/13/2015

AaaAA+---

6,962,455.676,986,912.64

24,456.9732,574.33

6,995,030.007,019,486.97

UNITED STATES TREASURY912828UB4

US GOV1.00

11/30/201911/30/2019N---

2,944,921.883,000,000.00

99.2460

07/09/201507/13/2015

AaaAA+---

2,965,101.522,972,724.47

7,622.9512,278.48

2,977,380.002,985,002.95

UNITED STATES TREASURY912828M98

US GOV1.625

11/30/202011/30/2020N---

6,070,308.006,000,000.00

100.4180

01/20/201601/22/2016

AaaAA+---

6,050,294.196,075,068.78

24,774.59-25,214.19

6,025,080.006,049,854.59

UNITED STATES TREASURY912828H52

US GOV1.25

01/31/202001/31/2020N---

2,473,046.882,500,000.00

99.7220

05/26/201505/28/2015

AaaAA+---

2,482,477.372,485,194.76

2,717.3910,572.63

2,493,050.002,495,767.39

UNITED STATES TREASURY912828VV9

US GOV2.125

08/31/202008/31/2020N---

2,042,421.882,000,000.00

101.9840

11/05/201511/09/2015

AaaAA+---

2,029,699.222,029,816.62

117.409,980.78

2,039,680.002,039,797.40

UNITED STATES TREASURY912828UF5

US GOV1.125

12/31/201912/31/2019N---

1,871,203.131,900,000.00

99.4720

02/24/201502/26/2015

AaaAA+---

1,881,508.371,885,167.68

3,659.318,459.63

1,889,968.001,893,627.31

UNITED STATES TREASURY912828UQ1

US GOV1.25

02/29/202002/29/2020N---

9,866,406.2510,000,000.00

99.6910

11/05/201511/09/2015

AaaAA+---

9,911,976.669,912,321.97

345.3057,123.34

9,969,100.009,969,445.30

UNITED STATES TREASURY912828KD1

US GOV2.75

02/15/201902/15/2019N---

2,120,000.002,000,000.00

102.0700

05/19/201405/21/2014

AaaAA+---

2,062,806.962,065,347.72

2,540.76-21,406.96

2,041,400.002,043,940.76

UNITED STATES TREASURY912828KD1

US GOV2.75

02/15/201902/15/2019N---

2,104,843.752,000,000.00

102.0700

07/14/201407/16/2014

AaaAA+---

2,054,972.912,057,513.67

2,540.76-13,572.91

2,041,400.002,043,940.76


4





Market Price






UNITED STATES TREASURY912828RH5

US GOV1.375

09/30/201809/30/2018N---

10,564,785.0010,500,000.00

100.1130

12/14/201512/16/2015

AaaAA+---

10,529,203.8110,589,951.76

60,747.95-17,338.81

10,511,865.0010,572,612.95

UNITED STATES TREASURY912828TN0

US GOV1.00

08/31/201908/31/2019N---

1,840,773.441,900,000.00

99.3590

10/08/201410/10/2014

AaaAA+---

1,864,008.281,864,060.77

52.4923,812.72

1,887,821.001,887,873.49

UNITED STATES TREASURY912828TR1

US GOV1.00

09/30/201909/30/2019N---

7,819,375.008,000,000.00

99.3320

12/12/201412/16/2014

AaaAA+---

7,888,749.687,922,410.88

33,661.2057,810.32

7,946,560.007,980,221.20

UNITED STATES TREASURY912828TR1

US GOV1.00

09/30/201909/30/2019N---

3,439,023.443,500,000.00

99.3320

05/26/201505/28/2015

AaaAA+---

3,462,482.403,477,209.17

14,726.7814,137.60

3,476,620.003,491,346.78

UNITED STATES TREASURY912828SD3

US GOV1.25

01/31/201901/31/2019N---

2,972,343.753,000,000.00

99.9530

05/19/201405/21/2014

AaaAA+---

2,985,636.982,988,897.85

3,260.8712,953.02

2,998,590.003,001,850.87

UNITED STATES TREASURY912828RE2

US GOV1.50

08/31/201808/31/2018N---

5,542,968.755,500,000.00

100.2340

05/19/201405/21/2014

AaaAA+---

5,518,553.095,518,780.99

227.90-5,683.09

5,512,870.005,513,097.90

UNITED STATES TREASURY912828D23

US GOV1.625

04/30/201904/30/2019N---

7,086,406.257,000,000.00

100.5310

02/24/201502/26/2015

AaaAA+---

7,048,360.837,086,689.64

38,328.80-11,190.83

7,037,170.007,075,498.80

UNITED STATES TREASURY912828WW6

US GOV1.625

07/31/201907/31/2019N---

3,495,078.133,500,000.00

100.5540

09/05/201409/09/2014

AaaAA+---

3,497,086.343,502,031.99

4,945.6522,303.66

3,519,390.003,524,335.65

UNITED STATES TREASURY912828VJ6

US GOV1.875

06/30/202006/30/2020N---

7,791,793.957,650,000.00

101.2810

03/15/201603/17/2016

AaaAA+---

7,747,298.717,771,854.58

24,555.88697.79

7,747,996.507,772,552.38

UNITED STATES TREASURY912828B90

US GOV2.00

02/28/202102/28/2021N---

5,625,361.335,500,000.00

101.6010

03/15/201603/17/2016

AaaAA+---

5,591,729.585,592,033.44

303.87-3,674.58

5,588,055.005,588,358.87

UNITED STATES TREASURY912828WD8

US GOV1.25

10/31/201810/31/2018N---

4,973,828.135,000,000.00

99.9840

05/19/201405/21/2014

AaaAA+---

4,987,684.075,008,743.85

21,059.7811,515.93

4,999,200.005,020,259.78

UNITED STATES TREASURY912828SH4

US GOV1.375

02/28/201902/28/2019N---

2,582,734.382,600,000.00

100.1210

10/08/201410/10/2014

AaaAA+---

2,593,984.502,594,083.25

98.769,161.50

2,603,146.002,603,244.76

UNITED STATES TREASURY912828UU2

US GOV0.75

03/31/201803/31/2018N---

4,986,718.755,000,000.00

99.7500

07/09/201507/13/2015

AaaAA+---

4,995,956.695,011,735.38

15,778.69-8,456.69

4,987,500.005,003,278.69

UNITED STATES TREASURY912828S43

US GOV0.75

07/15/201907/15/2019N---

12,597,597.6612,750,000.00

98.9450

11/15/201611/17/2016

AaaAA+---

12,642,427.9112,654,900.74

12,472.83-26,940.41

12,615,487.5012,627,960.33

UNITED STATES TREASURY912828TH3

US GOV0.875

07/31/201907/31/2019N---

12,637,441.4112,750,000.00

99.1640

11/15/201611/17/2016

AaaAA+---

12,670,020.0512,679,721.14

9,701.09-26,610.05

12,643,410.0012,653,111.09

UNITED STATES TREASURY912828WS5

US GOV1.625

06/30/201906/30/2019N---

6,104,062.506,000,000.00

100.5350

05/20/201605/24/2016

AaaAA+---

6,061,770.606,078,462.17

16,691.58-29,670.60

6,032,100.006,048,791.58


5





Market Price






UNITED STATES TREASURY912828WS5

US GOV1.625

06/30/201906/30/2019N---

3,730,785.163,700,000.00

100.5350

11/05/201511/09/2015

AaaAA+---

3,715,662.983,725,956.12

10,293.144,132.02

3,719,795.003,730,088.14

UNITED STATES TREASURY912828SH4

US GOV1.375

02/28/201902/28/2019N---

14,642,734.3814,500,000.00

100.1210

05/20/201605/24/2016

AaaAA+---

14,577,707.5214,578,258.28

550.76-60,162.52

14,517,545.0014,518,095.76

UNITED STATES TREASURY912828QG8

US GOV2.625

04/30/201804/30/2018N---

4,221,718.754,000,000.00

100.9250

05/19/201405/21/2014

AaaAA+---

4,037,992.654,073,373.08

35,380.43-992.65

4,037,000.004,072,380.43

UNITED STATES TREASURY912828VZ0

US GOV2.00

09/30/202009/30/2020N---

10,112,304.7010,000,000.00

101.6170

12/13/201612/15/2016

AaaAA+---

10,091,833.5310,175,986.54

84,153.0169,866.47

10,161,700.0010,245,853.01


US GOV1.75

09/30/201909/30/2019N---

5,808,173.835,750,000.00

100.8120

12/13/201612/15/2016

AaaAA+---

5,793,573.085,835,912.56

42,339.483,116.92

5,796,690.005,839,029.48

UNITED STATES TREASURY912828XE5

US GOV1.50

05/31/202005/31/2020N---

6,626,425.006,500,000.00

100.2380

08/18/201608/22/2016

AaaAA+---

6,592,472.806,617,247.39

24,774.59-77,002.80

6,515,470.006,540,244.59

UNITED STATES TREASURY912828WY2

US GOV2.25

07/31/202107/31/2021N---

6,851,000.006,500,000.00

102.4600

08/18/201608/22/2016

AaaAA+---

6,779,613.496,792,330.88

12,717.39-119,713.49

6,659,900.006,672,617.39

UNITED STATES TREASURY912828C57

US GOV2.25

03/31/202103/31/2021N---

2,946,020.002,800,000.00

102.4490

08/18/201608/22/2016

AaaAA+---

2,914,089.532,940,597.73

26,508.20-45,517.53

2,868,572.002,895,080.20

UNITED STATES TREASURY912828QY9

US GOV2.25

07/31/201807/31/2018N---

11,240,195.3111,000,000.00

100.8980

11/15/201611/17/2016

AaaAA+---

11,129,215.7711,150,737.51

21,521.74-30,435.77

11,098,780.0011,120,301.74

UNITED STATES TREASURY912828VQ0

US GOV1.375

07/31/201807/31/2018N---

11,073,476.5611,000,000.00

100.1010

11/15/201611/17/2016

AaaAA+---

11,039,543.3311,052,695.51

13,152.17-28,433.33

11,011,110.0011,024,262.17

UNITED STATES TREASURY912828G61

US GOV1.50

11/30/201911/30/2019N---

6,798,406.256,800,000.00

100.3200

11/05/201511/09/2015

AaaAA+---

6,799,006.366,824,924.39

25,918.0322,753.64

6,821,760.006,847,678.03

UNITED STATES TREASURY912828VK3

US GOV1.375

06/30/201806/30/2018N---

1,502,343.751,500,000.00

100.1130

10/08/201410/10/2014

AaaAA+---

1,500,908.651,504,439.56

3,530.91786.35

1,501,695.001,505,225.91


US GOV1.75

09/30/201909/30/2019N---

19,172,187.5019,000,000.00

100.8120

01/13/201701/18/2017

AaaAA+---

19,133,373.6319,273,278.00

139,904.3720,906.37

19,154,280.0019,294,184.37

UNITED STATES TREASURY912828VA5

US GOV1.125

04/30/202004/30/2020N---

7,618,177.737,725,000.00

99.3040

01/13/201701/18/2017

AaaAA+---

7,637,950.667,667,234.29

29,283.6333,283.34

7,671,234.007,700,517.63

UNITED STATES TREASURY912828W55

US GOV1.875

02/28/202202/28/2022N---

11,045,117.1911,000,000.00

100.8940

08/08/201708/11/2017

AaaAA+---

11,044,617.3711,045,187.12

569.7553,722.63

11,098,340.0011,098,909.75

UNITED STATES TREASURY912828G53

US GOV1.875

11/30/202111/30/2021N---

11,058,437.5011,000,000.00

101.0150

08/08/201708/11/2017

AaaAA+---

11,057,703.9911,110,111.77

52,407.7953,946.01

11,111,650.0011,164,057.79


6

* Filtered By: Description ≠ "Payable" and Description ≠ "Receivable". * Weighted by: Market Value + Accrued.





Market Price






UNITED STATES TREASURY912828X21

US GOV1.50

04/15/202004/15/2020N---

7,406,937.507,400,000.00

100.2770

08/08/201708/11/2017

AaaAA+---

7,406,805.547,448,961.28

42,155.7413,692.46

7,420,498.007,462,653.74

UNITED STATES TREASURY912828XD7

US GOV1.875

05/31/202205/31/2022N---

1,755,058.591,750,000.00

100.7890

08/08/201708/11/2017

AaaAA+---

1,755,003.721,763,341.32

8,337.608,803.78

1,763,807.501,772,145.10

------------

12/06/201812/06/2018------

581,306,045.56528,566,215.05

---

------

AaaAA+---

580,619,696.64581,773,008.25

1,153,311.6112,163.42

580,631,860.06581,785,171.67


7

Identifier,Description

Final Maturity Current Units Earned InterestIncome

Realized Gain,Realized Loss

Accretion Income Amortization Expense Misc Income Net Earned Income Interest PaymentReceived,

Ending Interest Due

912828XD7UNITED STATES TREASURY

05/31/2022 1,750,000.00 1,882.68 0.000.00

0.00 -54.87 0.00 1,827.81 0.000.00

912828W55UNITED STATES TREASURY

02/28/2022 11,000,000.00 11,778.99 0.000.00

0.00 -499.82 0.00 11,279.17 103,125.000.00

912828G53UNITED STATES TREASURY

11/30/2021 11,000,000.00 11,834.02 0.000.00

0.00 -733.51 0.00 11,100.50 0.000.00

912828F21UNITED STATES TREASURY

09/30/2021 12,500,000.00 22,498.29 0.000.00

0.00 -4,036.38 0.00 18,461.92 0.000.00

912828WY2UNITED STATES TREASURY

07/31/2021 6,500,000.00 12,319.97 0.000.00

0.00 -5,899.58 0.00 6,420.39 0.000.00

912828C57UNITED STATES TREASURY

03/31/2021 2,800,000.00 5,336.07 0.000.00

0.00 -2,643.07 0.00 2,693.00 0.000.00

912828B90UNITED STATES TREASURY

02/28/2021 5,500,000.00 9,271.26 0.000.00

0.00 -2,145.49 0.00 7,125.77 55,000.000.00

855736DA9The State Bank and Trust Company

02/17/2021 249,000.00 338.37 0.000.00

0.00 0.00 0.00 338.37 338.370.00

29266NX51EnerBank USA

01/28/2021 247,000.00 797.16 0.000.00

0.00 0.00 0.00 797.16 398.580.00

912828M98UNITED STATES TREASURY

11/30/2020 6,000,000.00 8,258.20 0.000.00

0.00 -1,283.83 0.00 6,974.37 0.000.00

40434AC72HSBC Bank USA, National Association

11/17/2020 246,000.00 334.29 0.000.00

0.00 0.00 0.00 334.29 0.000.00

061149AR1Bank of Charles Town

09/30/2020 249,000.00 380.66 0.000.00

0.00 0.00 0.00 380.66 0.00380.66

912828VZ0UNITED STATES TREASURY

09/30/2020 10,000,000.00 16,939.89 0.000.00

0.00 -2,454.20 0.00 14,485.69 0.000.00

06740KJK4Barclays Bank Delaware

09/16/2020 247,000.00 461.52 0.000.00

0.00 0.00 0.00 461.52 0.000.00

912828VV9UNITED STATES TREASURY

08/31/2020 2,000,000.00 3,582.08 0.000.00

0.00 -812.10 0.00 2,769.98 21,250.000.00

91330ABD8Unity Bank

08/26/2020 249,000.00 317.22 0.000.00

0.00 0.00 0.00 317.22 317.220.00

108622ET4Bridgewater Bank

08/17/2020 249,000.00 317.22 0.000.00

0.00 0.00 0.00 317.22 317.220.00

065847CZ6Bank of Wisconsin Dells

07/17/2020 249,000.00 317.22 0.000.00

0.00 0.00 0.00 317.22 317.220.00

912828VJ6UNITED STATES TREASURY

06/30/2020 7,650,000.00 12,083.05 0.000.00

0.00 -2,843.63 0.00 9,239.42 0.000.00

912828VF4UNITED STATES TREASURY

05/31/2020 7,000,000.00 8,152.32 0.000.00

1,133.44 0.00 0.00 9,285.76 0.000.00

912828XE5UNITED STATES TREASURY

05/31/2020 6,500,000.00 8,258.20 0.000.00

0.00 -2,814.72 0.00 5,443.47 0.000.00

912828VA5UNITED STATES TREASURY

04/30/2020 7,725,000.00 7,320.91 0.000.00

2,693.86 0.00 0.00 10,014.76 0.000.00

912828X21UNITED STATES TREASURY

04/15/2020 7,400,000.00 6,368.85 0.000.00

0.00 -131.96 0.00 6,236.89 0.000.00

912828UQ1UNITED STATES TREASURY

02/29/2020 10,000,000.00 10,535.52 0.000.00

2,900.75 0.00 0.00 13,436.27 62,500.000.00

080515BM0Belmont Savings Bank

02/18/2020 249,000.00 296.07 0.000.00

0.00 0.00 0.00 296.07 296.070.00

912828H52UNITED STATES TREASURY

01/31/2020 2,500,000.00 2,632.47 0.000.00

601.99 0.00 0.00 3,234.46 0.000.00

912828UF5UNITED STATES TREASURY

12/31/2019 1,900,000.00 1,800.61 0.000.00

657.84 0.00 0.00 2,458.46 0.000.00

912828UB4UNITED STATES TREASURY

11/30/2019 3,000,000.00 2,540.98 0.000.00

1,293.93 0.00 0.00 3,834.91 0.000.00

912828G61UNITED STATES TREASURY

11/30/2019 6,800,000.00 8,639.34 0.000.00

36.85 0.00 0.00 8,676.19 0.000.00

020080AV9Alma Bank

09/30/2019 247,000.00 356.63 0.000.00

0.00 0.00 0.00 356.63 0.00356.63

Income Detail Report Trade Date Riverside, City of General Agg (66771)08/01/2017 - 08/31/2017 Return to Table of Contents Dated: 10/09/2017

8





Ending Interest Due

912828TR1UNITED STATES TREASURY

09/30/2019 8,000,000.00 6,775.96 0.000.00

4,441.22 0.00 0.00 11,217.18 0.000.00

912828TR1UNITED STATES TREASURY

09/30/2019 3,500,000.00 2,964.48 0.000.00

1,500.57 0.00 0.00 4,465.05 0.000.00


09/30/2019 5,750,000.00 8,522.88 0.000.00

0.00 -1,745.84 0.00 6,777.04 0.000.00


09/30/2019 19,000,000.00 28,162.57 0.000.00

0.00 -5,342.13 0.00 22,820.44 0.000.00

912828TN0UNITED STATES TREASURY

08/31/2019 1,900,000.00 1,601.40 0.000.00

1,482.42 0.00 0.00 3,083.82 9,500.000.00

912828WW6UNITED STATES TREASURY

07/31/2019 3,500,000.00 4,791.10 0.000.00

126.63 0.00 0.00 4,917.73 0.000.00

912828TH3UNITED STATES TREASURY

07/31/2019 12,750,000.00 9,397.93 0.000.00

3,488.67 0.00 0.00 12,886.60 0.000.00

20786ABA2ConnectOne Bank

07/29/2019 247,000.00 325.16 0.000.00

0.00 0.00 0.00 325.16 325.160.00

912828S43UNITED STATES TREASURY

07/15/2019 12,750,000.00 8,055.37 0.000.00

4,800.29 0.00 0.00 12,855.66 0.000.00

94768NJU9Webster Bank, National Association

07/02/2019 248,000.00 400.20 0.000.00

16.63 0.00 0.00 416.82 0.000.00

912828WS5UNITED STATES TREASURY

06/30/2019 6,000,000.00 8,213.32 0.000.00

0.00 -2,820.81 0.00 5,392.51 0.000.00

912828WS5UNITED STATES TREASURY

06/30/2019 3,700,000.00 5,064.88 0.000.00

0.00 -713.31 0.00 4,351.57 0.000.00

17284CC69CIT Bank, National Association

05/14/2019 247,000.00 419.56 0.000.00

0.00 0.00 0.00 419.56 0.000.00

037833AQ3APPLE INC

05/06/2019 3,500,000.00 6,125.00 0.000.00

0.00 -1,600.74 0.00 4,524.26 0.000.00

912828D23UNITED STATES TREASURY

04/30/2019 7,000,000.00 9,582.20 0.000.00

0.00 -2,423.23 0.00 7,158.97 0.000.00

912828SH4UNITED STATES TREASURY

02/28/2019 2,600,000.00 3,013.16 0.000.00

333.58 0.00 0.00 3,346.73 17,875.000.00

912828SH4UNITED STATES TREASURY

02/28/2019 14,500,000.00 16,804.16 0.000.00

0.00 -4,331.04 0.00 12,473.11 99,687.500.00

912828P53UNITED STATES TREASURY

02/15/2019 10,000,000.00 6,365.23 0.000.00

2,882.67 0.00 0.00 9,247.89 37,500.000.00

912828KD1UNITED STATES TREASURY

02/15/2019 2,000,000.00 4,667.83 0.000.00

0.00 -3,650.82 0.00 1,017.01 27,500.000.00

912828KD1UNITED STATES TREASURY

02/15/2019 2,000,000.00 4,667.83 0.000.00

0.00 -3,189.15 0.00 1,478.69 27,500.000.00

74160NEN6Prime Alliance Bank, Inc.

02/12/2019 249,000.00 243.20 0.000.00

0.00 0.00 0.00 243.20 243.200.00

46147URG7Investors Community Bank

02/12/2019 249,000.00 243.20 0.000.00

0.00 0.00 0.00 243.20 243.200.00

912828SD3UNITED STATES TREASURY

01/31/2019 3,000,000.00 3,158.97 0.000.00

849.05 0.00 0.00 4,008.02 0.000.00

49306SVY9Keybank National Association

01/22/2019 247,000.00 325.16 0.000.00

0.00 0.00 0.00 325.16 0.000.00

34387ABS7Flushing Bank

12/17/2018 249,000.00 317.22 0.000.00

0.00 0.00 0.00 317.22 317.220.00

912828A34UNITED STATES TREASURY

11/30/2018 5,300,000.00 5,611.34 0.000.00

0.00 -843.75 0.00 4,767.59 0.000.00

02587DWJ3American Express Centurion Bank

11/28/2018 248,000.00 421.26 0.000.00

0.00 0.00 0.00 421.26 0.000.00

912828WD8UNITED STATES TREASURY

10/31/2018 5,000,000.00 5,264.95 0.000.00

883.68 0.00 0.00 6,148.62 0.000.00

20361LBM5Community Bankers' Bank

10/17/2018 248,000.00 347.54 0.000.00

0.00 0.00 0.00 347.54 347.540.00

57116AHW1Marlin Business Bank

10/15/2018 248,000.00 358.07 0.000.00

0.00 0.00 0.00 358.07 358.070.00


9





Ending Interest Due

140420PT1Capital One Bank

10/09/2018 248,000.00 379.13 0.000.00

0.00 0.00 0.00 379.13 0.000.00

90348JAP5UBS Bank USA

10/01/2018 248,000.00 294.88 0.000.00

0.00 0.00 0.00 294.88 0.00294.88

912828RH5UNITED STATES TREASURY

09/30/2018 10,500,000.00 12,228.48 0.000.00

0.00 -2,274.29 0.00 9,954.19 0.000.00

33612JFU8First Priority Bank

09/28/2018 248,000.00 305.41 0.000.00

0.00 0.00 0.00 305.41 0.000.00

38147J3R1Goldman Sachs Bank USA

09/04/2018 247,000.00 346.14 0.000.00

0.00 0.00 0.00 346.14 0.000.00

795450SU0Sallie Mae Bank

09/04/2018 247,000.00 377.61 0.000.00

0.00 0.00 0.00 377.61 0.000.00

912828RE2UNITED STATES TREASURY

08/31/2018 5,500,000.00 6,953.44 0.000.00

0.00 -1,554.81 0.00 5,398.63 41,250.000.00

20033AME3Comenity Capital Bank

08/24/2018 249,000.00 359.52 0.000.00

0.00 0.00 0.00 359.52 359.520.00

27113PAM3East Boston Savings Bank

08/24/2018 249,000.00 296.07 0.000.00

0.00 0.00 0.00 296.07 296.070.00

55266CNH5MB Financial Bank, National Association

08/21/2018 249,000.00 285.50 0.000.00

0.00 0.00 0.00 285.50 285.500.00

912828QY9UNITED STATES TREASURY

07/31/2018 11,000,000.00 20,849.18 0.000.00

0.00 -11,890.62 0.00 8,958.57 0.000.00

912828VQ0UNITED STATES TREASURY

07/31/2018 11,000,000.00 12,741.17 0.000.00

0.00 -3,638.59 0.00 9,102.57 0.000.00

06424XBQ4United Bank

07/17/2018 248,000.00 326.48 0.000.00

0.00 0.00 0.00 326.48 0.000.00

89236TCP8TOYOTA MOTOR CREDIT CORP

07/13/2018 5,000,000.00 6,458.33 0.000.00

0.00 -487.67 0.00 5,970.66 0.000.00

36160J2N7GE Capital Financial Inc.

07/03/2018 248,000.00 337.01 0.000.00

0.00 0.00 0.00 337.01 0.000.00

912828VK3UNITED STATES TREASURY

06/30/2018 1,500,000.00 1,737.43 0.000.00

0.00 -91.99 0.00 1,645.44 0.000.00

912828VE7UNITED STATES TREASURY

05/31/2018 4,000,000.00 3,387.98 0.000.00

1,437.61 0.00 0.00 4,825.58 0.000.00

912828VE7UNITED STATES TREASURY

05/31/2018 10,250,000.00 8,681.69 0.000.00

0.00 -1,177.86 0.00 7,503.84 0.000.00

084664BW0BERKSHIRE HATHAWAY FINANCE CORP

05/15/2018 1,000,000.00 1,083.33 0.000.00

0.00 -71.86 0.00 1,011.47 0.000.00

912828QG8UNITED STATES TREASURY

04/30/2018 4,000,000.00 13,838.32 0.00-2,457.44

0.00 -7,518.31 0.00 3,862.56 0.000.00

58733AAY5Mercantil Commercebank, National Association

04/24/2018 248,000.00 315.95 0.000.00

0.00 0.00 0.00 315.95 0.000.00

912828UU2UNITED STATES TREASURY

03/31/2018 5,000,000.00 3,176.23 0.000.00

588.98 0.00 0.00 3,765.20 0.000.00

931142CJ0WAL-MART STORES INC

02/15/2018 470,000.00 2,271.67 0.000.00

0.00 -2,114.18 0.00 157.49 13,630.000.00

12738RCW2Cadence Bank, N.A.

02/12/2018 248,000.00 263.29 0.000.00

0.00 0.00 0.00 263.29 1,537.260.00

912828UJ7UNITED STATES TREASURY

01/31/2018 0.00 475.55 3,545.210.00

362.98 0.00 0.00 4,383.73 0.000.00

912828PT1UNITED STATES TREASURY

01/31/2018 0.00 8,559.78 0.00-6,409.10

0.00 -5,003.78 0.00 -2,853.10 0.000.00

06414QUB3Bank of North Carolina

01/16/2018 247,000.00 262.23 0.000.00

0.00 0.00 0.00 262.23 262.230.00

23204HDB1Customers Bank

12/18/2017 248,000.00 263.29 0.000.00

0.00 0.00 0.00 263.29 0.000.00

92937CDH8Wex Bank

12/11/2017 248,000.00 252.76 0.000.00

0.00 0.00 0.00 252.76 0.000.00

166764AA8CHEVRON CORP

12/05/2017 2,750,000.00 2,530.00 0.000.00

819.08 0.00 0.00 3,349.08 0.000.00


10

* Filtered By: Description ≠ "Payable" and Description ≠ "Receivable". * Weighted by: Market Value + Accrued.





Ending Interest Due

88413QAD0Third Federal Savings and Loan Association of Clev

11/27/2017 248,000.00 294.88 0.000.00

0.00 0.00 0.00 294.88 0.000.00

3137EABA6FEDERAL HOME LOAN MORTGAGE CORP

11/17/2017 0.00 14,236.11 0.00-7,175.66

0.00 -11,579.15 0.00 -4,518.70 0.000.00

319141CL9First Bank of Highland Park

10/10/2017 248,000.00 263.29 0.000.00

0.00 0.00 0.00 263.29 0.000.00

89233P6S0TOYOTA MOTOR CREDIT CORP

10/05/2017 2,717,000.00 2,830.21 0.000.00

105.18 0.00 0.00 2,935.39 0.000.00

33583CRW1Keybank National Association

09/25/2017 248,000.00 242.22 0.000.00

0.00 0.00 0.00 242.22 0.000.00

577234BZ9Mauch Chunk Trust Company

09/11/2017 248,000.00 252.76 0.000.00

0.00 0.00 0.00 252.76 252.760.00

CTRSTCALTRUST INVESTMENT TRUST OF CALIFORNIA

08/31/2017 5,634,871.03 50,342.11 0.000.00

0.00 0.00 0.00 50,342.11 50,342.110.00

CBBPMMGSCITIZENS BUSINESS BANK

08/31/2017 5,102,703.60 1,516.38 0.000.00

0.00 0.00 0.00 1,516.38 1,516.380.00

BOFAPFCBANK OF AMERICA

08/31/2017 43,250,365.53 14,286.78 0.000.00

0.00 0.00 0.00 14,286.78 14,286.780.00

LAIFUND1STATE OF CALIFORNIA

08/31/2017 64,942,250.25 0.00 0.000.00

0.00 0.00 0.00 0.00 0.000.00

LAIFUND2STATE OF CALIFORNIA

08/31/2017 64,001,024.64 0.00 0.000.00

0.00 0.00 0.00 0.00 0.000.00

29976DA42TIAA, FSB

08/28/2017 0.00 201.80 0.000.00

0.00 0.00 0.00 201.80 1,352.790.00

82669LFR9Signature Bank of Arkansas

08/25/2017 0.00 171.91 0.000.00

0.00 0.00 0.00 171.91 214.890.00

02587CAU4American Express Bank, FSB

08/21/2017 0.00 169.86 0.000.00

0.00 0.00 0.00 169.86 1,537.260.00

2546714P2Discover Bank

08/21/2017 0.00 176.65 0.000.00

0.00 0.00 0.00 176.65 1,607.580.00

14042E5T3Capital One, National Association

08/21/2017 0.00 170.54 0.000.00

0.00 0.00 0.00 170.54 1,560.510.00

822582AR3SHELL INTERNATIONAL FINANCE BV

08/21/2017 0.00 1,128.13 0.000.00

164.40 0.00 0.00 1,292.53 10,153.130.00

------

12/06/2018 528,566,215.05 524,082.66 3,545.21-16,042.20

33,602.30 -100,417.07 0.00 444,770.89 605,701.341,032.17


11

* Does not Lock Down.

Identifier Description Current Units Type Settle Date Price Principal Realized Gain/Loss Amount

CCYUSD US DOLLAR 0.00 Cash Transfer 08/10/2017 --- 0.00 0.00 -1,790.02

12738RCW2 Cadence Bank, N.A. 0.00 Coupon 08/10/2017 --- 0.00 0.00 1,537.26

577234BZ9 Mauch Chunk Trust Company 0.00 Coupon 08/10/2017 --- 0.00 0.00 252.76

3137EABA6 FEDERAL HOME LOAN MORTGAGE CORP -10,000,000.00 Sell 08/11/2017 101.063 -10,106,300.00 -7,175.66 10,225,883.33

912828PT1 UNITED STATES TREASURY -12,000,000.00 Sell 08/11/2017 100.668 -12,080,156.25 -6,409.10 12,089,572.01

912828QG8 UNITED STATES TREASURY -7,000,000.00 Sell 08/11/2017 100.996 -7,069,726.56 -2,457.44 7,121,156.59

912828UJ7 UNITED STATES TREASURY -2,000,000.00 Sell 08/11/2017 99.863 -1,997,265.63 3,545.21 1,997,788.73

912828G53 UNITED STATES TREASURY 11,000,000.00 Buy 08/11/2017 100.531 11,058,437.50 0.00 -11,099,011.27

912828XD7 UNITED STATES TREASURY 1,750,000.00 Buy 08/11/2017 100.289 1,755,058.59 0.00 -1,761,513.51

912828W55 UNITED STATES TREASURY 11,000,000.00 Buy 08/11/2017 100.41 11,045,117.19 0.00 -11,137,032.95

912828X21 UNITED STATES TREASURY 7,400,000.00 Buy 08/11/2017 100.094 7,406,937.50 0.00 -7,442,724.39

CCYUSD US DOLLAR 0.00 Cash Transfer 08/11/2017 --- 0.00 0.00 5,881.46

74160NEN6 Prime Alliance Bank, Inc. 0.00 Coupon 08/12/2017 --- 0.00 0.00 243.20

46147URG7 Investors Community Bank 0.00 Coupon 08/12/2017 --- 0.00 0.00 243.20

CCYUSD US DOLLAR 0.00 Cash Transfer 08/14/2017 --- 0.00 0.00 -844.47

57116AHW1 Marlin Business Bank 0.00 Coupon 08/14/2017 --- 0.00 0.00 358.07


931142CJ0 WAL-MART STORES INC 0.00 Coupon 08/15/2017 --- 0.00 0.00 13,630.00

912828KD1 UNITED STATES TREASURY 0.00 Coupon 08/15/2017 --- 0.00 0.00 55,000.00

34387ABS7 Flushing Bank 0.00 Coupon 08/15/2017 --- 0.00 0.00 317.22

912828P53 UNITED STATES TREASURY 0.00 Coupon 08/15/2017 --- 0.00 0.00 37,500.00


06414QUB3 Bank of North Carolina 0.00 Coupon 08/16/2017 --- 0.00 0.00 262.23


108622ET4 Bridgewater Bank 0.00 Coupon 08/17/2017 --- 0.00 0.00 317.22

20361LBM5 Community Bankers' Bank 0.00 Coupon 08/17/2017 --- 0.00 0.00 347.54

080515BM0 Belmont Savings Bank 0.00 Coupon 08/17/2017 --- 0.00 0.00 296.07

065847CZ6 Bank of Wisconsin Dells 0.00 Coupon 08/17/2017 --- 0.00 0.00 317.22

855736DA9 The State Bank and Trust Company 0.00 Coupon 08/17/2017 --- 0.00 0.00 338.37

CCYUSD US DOLLAR 0.00 Cash Transfer 08/21/2017 --- 0.00 0.00 -2,565,143.98

822582AR3 SHELL INTERNATIONAL FINANCE BV 0.00 Coupon 08/21/2017 --- 0.00 0.00 10,153.13

822582AR3 SHELL INTERNATIONAL FINANCE BV -1,805,000.00 Maturity 08/21/2017 100.00 -1,805,000.00 0.00 1,805,000.00

2546714P2 Discover Bank 0.00 Coupon 08/21/2017 --- 0.00 0.00 1,607.58

2546714P2 Discover Bank -248,000.00 Maturity 08/21/2017 100.00 -248,000.00 0.00 248,000.00

02587CAU4 American Express Bank, FSB -248,000.00 Maturity 08/21/2017 100.00 -248,000.00 0.00 248,000.00

02587CAU4 American Express Bank, FSB 0.00 Coupon 08/21/2017 --- 0.00 0.00 1,537.26

14042E5T3 Capital One, National Association 0.00 Coupon 08/21/2017 --- 0.00 0.00 1,560.51

14042E5T3 Capital One, National Association -249,000.00 Maturity 08/21/2017 100.00 -249,000.00 0.00 249,000.00

55266CNH5 MB Financial Bank, National Association 0.00 Coupon 08/21/2017 --- 0.00 0.00 285.50


20033AME3 Comenity Capital Bank 0.00 Coupon 08/24/2017 --- 0.00 0.00 359.52

27113PAM3 East Boston Savings Bank 0.00 Coupon 08/24/2017 --- 0.00 0.00 296.07


82669LFR9 Signature Bank of Arkansas 0.00 Coupon 08/25/2017 --- 0.00 0.00 214.89

82669LFR9 Signature Bank of Arkansas -249,000.00 Maturity 08/25/2017 100.00 -249,000.00 0.00 249,000.00

91330ABD8 Unity Bank 0.00 Coupon 08/26/2017 --- 0.00 0.00 317.22


912828VV9 UNITED STATES TREASURY 0.00 Coupon 08/28/2017 --- 0.00 0.00 21,250.00

29976DA42 TIAA, FSB 0.00 Coupon 08/28/2017 --- 0.00 0.00 1,352.79

29976DA42 TIAA, FSB -248,000.00 Maturity 08/28/2017 100.00 -248,000.00 0.00 248,000.00

Transactions Realized Gain Loss Report Riverside, City of General Agg (66771)08/01/2017 - 08/31/2017 Return to Table of Contents Dated: 10/09/2017

12

* Filtered By: Type = Buy or Type = Sell or Type = Call Redemption or Type = Put Redemption or Type = Corporate Action Sell or Type = Cash Transfer or Type = Maturity or Type = Coupon or Type = Principal Paydown or Type = Money Market Funds. * MMF transactions are

expanded.

* The Transaction Detail/Trading Activity reports provide our most up-to-date transactional details. As such, these reports are subject to change even after the other reports on the website have been locked down. While these reports can be useful tools in understanding recent activity,

due to their dynamic nature we do not recommend using them for booking journal entries or reconciliation.

Identifier Description Current Units Type Settle Date Price Principal Realized Gain/Loss Amount

29266NX51 EnerBank USA 0.00 Coupon 08/28/2017 --- 0.00 0.00 398.58

20786ABA2 ConnectOne Bank 0.00 Coupon 08/28/2017 --- 0.00 0.00 325.16

90348JAP5 UBS Bank USA 0.00 Coupon 08/30/2017 --- 0.00 0.00 294.88

020080AV9 Alma Bank 0.00 Coupon 08/30/2017 --- 0.00 0.00 356.63

061149AR1 Bank of Charles Town 0.00 Coupon 08/30/2017 --- 0.00 0.00 380.66


912828RE2 UNITED STATES TREASURY 0.00 Coupon 08/31/2017 --- 0.00 0.00 41,250.00

912828SH4 UNITED STATES TREASURY 0.00 Coupon 08/31/2017 --- 0.00 0.00 117,562.50

912828TN0 UNITED STATES TREASURY 0.00 Coupon 08/31/2017 --- 0.00 0.00 9,500.00

912828UQ1 UNITED STATES TREASURY 0.00 Coupon 08/31/2017 --- 0.00 0.00 62,500.00

912828B90 UNITED STATES TREASURY 0.00 Coupon 08/31/2017 --- 0.00 0.00 55,000.00

912828W55 UNITED STATES TREASURY 0.00 Coupon 08/31/2017 --- 0.00 0.00 103,125.00

CCYUSD US DOLLAR 0.00 Cash Transfer 08/31/2017 --- 0.00 0.00 20,000,000.00

CCYUSD US DOLLAR 0.00 Cash Transfer 08/31/2017 --- 0.00 0.00 -51,547,465.00


CCYUSD US DOLLAR 0.00 Cash Transfer 08/31/2017 --- 0.00 0.00 44,950,982.82

CTRST CALTRUST INVESTMENT TRUST OFCALIFORNIA

0.00 Money Market Funds 08/31/2017 --- 0.00 0.00 50,342.11


5,024.16 Buy 08/31/2017 10.02 50,342.11 0.00 -50,342.11


1,996,007.98 Buy 08/31/2017 10.02 20,000,000.00 0.00 -20,000,000.00

CBBPMMGS CITIZENS BUSINESS BANK 0.00 Money Market Funds 08/31/2017 --- 0.00 0.00 1,516.38

CBBPMMGS CITIZENS BUSINESS BANK 1,516.38 Buy 08/31/2017 1.00 1,516.38 0.00 -1,516.38

BOFAPFC BANK OF AMERICA 44,950,982.82 Buy 08/31/2017 1.00 44,950,982.82 0.00 -44,950,982.82

BOFAPFC BANK OF AMERICA 0.00 Money Market Funds 08/31/2017 --- 0.00 0.00 14,286.78

BOFAPFC BANK OF AMERICA -51,547,465.00 Sell 08/31/2017 1.00 -51,547,465.00 0.00 51,547,465.00

--- --- -7,490,933.65 --- --- --- 10,420,478.65 -12,497.00 1,032.17

Transactions Realized Gain Loss Report Riverside, City of General Agg (66771)08/01/2017 - 08/31/2017 Return to Table of Contents Dated: 10/09/2017

13

(BOFAPFC) Bank of America

(CBBPMMGS) Citizens Business Bank

(CTRST) CalTrust

Identifier Security Type Description,Issuer Concentration

Current Units Coupon Type Callable

Duration BookYield

Yield EffectiveMaturity,Final Maturity

Accrued Balance Book Value,Book Value + Accrued


BOFAPFC MMFUND BANK OF AMERICA(BOFAPFC) Bank of America

43,250,365.53 Fixed N 0.00 0.50 0.50 08/31/201708/31/2017

0.00 43,250,365.5343,250,365.53

43,250,365.5343,250,365.53

BOFAPFC MMFUND BANK OF AMERICA(BOFAPFC) Bank of America

43,250,365.53 Fixed N 0.00 0.50 0.50 08/31/201708/31/2017

0.00 43,250,365.5343,250,365.53

43,250,365.5343,250,365.53



Duration BookYield




CBBPMMGS MMFUND CITIZENS BUSINESS BANK(CBBPMMGS) Citizens Business Bank

5,102,703.60 Fixed N 0.00 0.35 0.35 08/31/201708/31/2017

0.00 5,102,703.605,102,703.60

5,102,703.605,102,703.60

CBBPMMGS MMFUND CITIZENS BUSINESS BANK(CBBPMMGS) Citizens Business Bank

5,102,703.60 Fixed N 0.00 0.35 0.35 08/31/201708/31/2017

0.00 5,102,703.605,102,703.60

5,102,703.605,102,703.60



Duration BookYield




CTRST MMFUND CALTRUST INVESTMENT TRUST OFCALIFORNIA(CTRST) CalTrust

5,634,871.03 Fixed N 0.00 1.23 1.23 08/31/201708/31/2017

0.00 56,461,436.1656,461,436.16

56,461,407.7556,461,407.75

Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 08/31/2017 Return to Table of Contents Dated: 10/09/2017

14

(LAIFUND1) State of California

(LAIFUND2) State of California

Alliance Data Systems Corporation

Alma Bank

American Express Company

Apple Inc.



Duration BookYield




CTRST MMFUND CALTRUST INVESTMENT TRUST OFCALIFORNIA(CTRST) CalTrust

5,634,871.03 Fixed N 0.00 1.23 1.23 08/31/201708/31/2017

0.00 56,461,436.1656,461,436.16

56,461,407.7556,461,407.75



Duration BookYield




LAIFUND1 MMFUND STATE OF CALIFORNIA(LAIFUND1) State of California

64,942,250.25 Fixed N 0.00 1.10 1.10 08/31/201708/31/2017

0.00 64,942,250.2564,942,250.25

64,942,250.2564,942,250.25


64,942,250.25 Fixed N 0.00 1.10 1.10 08/31/201708/31/2017

0.00 64,942,250.2564,942,250.25

64,942,250.2564,942,250.25



Duration BookYield





64,001,024.64 Fixed N 0.00 1.10 1.10 08/31/201708/31/2017

0.00 64,001,024.6464,001,024.64

64,001,024.6464,001,024.64


64,001,024.64 Fixed N 0.00 1.10 1.10 08/31/201708/31/2017

0.00 64,001,024.6464,001,024.64

64,001,024.6464,001,024.64



Duration BookYield




20033AME3 CD Comenity Capital BankAlliance Data Systems Corporation

249,000.00 Fixed N 0.963 1.70 1.509 08/24/201808/24/2018

92.78 249,000.00249,092.78

249,460.65249,553.43

20033AME3 CD Comenity Capital BankAlliance Data Systems Corporation

249,000.00 Fixed N 0.963 1.70 1.509 08/24/201808/24/2018

92.78 249,000.00249,092.78

249,460.65249,553.43



Duration BookYield




020080AV9 CD Alma BankAlma Bank

247,000.00 Fixed N 2.027 1.70 1.711 09/30/201909/30/2019

23.01 247,000.00247,023.01

246,943.19246,966.20

020080AV9 CD Alma BankAlma Bank

247,000.00 Fixed N 2.027 1.70 1.711 09/30/201909/30/2019

23.01 247,000.00247,023.01

246,943.19246,966.20



Duration BookYield




02587DWJ3 CD American Express Centurion BankAmerican Express Company

248,000.00 Fixed N 1.218 2.00 1.593 11/28/201811/28/2018

1,304.55 248,000.00249,304.55

249,230.08250,534.63

02587DWJ3 CD American Express Centurion BankAmerican Express Company

248,000.00 Fixed N 1.218 2.00 1.593 11/28/201811/28/2018

1,304.55 248,000.00249,304.55

249,230.08250,534.63


15

Bank of Highland Park Financial Corp.

Barclays PLC

Berkshire Hathaway Inc.

Bridgewater Bancshares, Inc.

BSB Bancorp, Inc.



Duration BookYield




037833AQ3 CORP APPLE INCApple Inc.

3,500,000.00 Fixed N 1.637 1.54 1.507 05/06/201905/06/2019

23,479.17 3,532,352.773,555,831.93

3,534,265.003,557,744.17

037833AQ3 CORP APPLE INCApple Inc.

3,500,000.00 Fixed N 1.637 1.54 1.507 05/06/201905/06/2019

23,479.17 3,532,352.773,555,831.93

3,534,265.003,557,744.17



Duration BookYield




319141CL9 CD First Bank of Highland ParkBank of Highland Park Financial Corp.

248,000.00 Fixed N 0.107 1.25 1.029 10/10/201710/10/2017

1,240.00 248,000.00249,240.00

248,057.04249,297.04

319141CL9 CD First Bank of Highland ParkBank of Highland Park Financial Corp.

248,000.00 Fixed N 0.107 1.25 1.029 10/10/201710/10/2017

1,240.00 248,000.00249,240.00

248,057.04249,297.04



Duration BookYield




06740KJK4 CD Barclays Bank DelawareBarclays PLC

247,000.00 Fixed N 2.906 2.199 1.807 09/16/202009/16/2020

2,516.02 247,000.00249,516.02

249,860.26252,376.28

06740KJK4 CD Barclays Bank DelawareBarclays PLC

247,000.00 Fixed N 2.906 2.199 1.807 09/16/202009/16/2020

2,516.02 247,000.00249,516.02

249,860.26252,376.28



Duration BookYield




084664BW0 CORP BERKSHIRE HATHAWAY FINANCE CORPBerkshire Hathaway Inc.

1,000,000.00 Fixed N 0.697 1.214 1.456 05/15/201805/15/2018

3,827.78 1,000,602.971,004,430.75

998,900.001,002,727.78

084664BW0 CORP BERKSHIRE HATHAWAY FINANCE CORPBerkshire Hathaway Inc.

1,000,000.00 Fixed N 0.697 1.214 1.456 05/15/201805/15/2018

3,827.78 1,000,602.971,004,430.75

998,900.001,002,727.78



Duration BookYield




108622ET4 CD Bridgewater BankBridgewater Bancshares, Inc.

249,000.00 Fixed N 2.87 1.50 1.85 08/17/202008/17/2020

153.49 249,000.00249,153.49

246,487.59246,641.08

108622ET4 CD Bridgewater BankBridgewater Bancshares, Inc.

249,000.00 Fixed N 2.87 1.50 1.85 08/17/202008/17/2020

153.49 249,000.00249,153.49

246,487.59246,641.08



Duration BookYield




080515BM0 CD Belmont Savings BankBSB Bancorp, Inc.

249,000.00 Fixed N 2.408 1.40 1.312 02/18/202002/18/2020

143.26 249,000.00249,143.26

249,530.37249,673.63

080515BM0 CD Belmont Savings BankBSB Bancorp, Inc.

249,000.00 Fixed N 2.408 1.40 1.312 02/18/202002/18/2020

143.26 249,000.00249,143.26

249,530.37249,673.63


16

Cadence Bancorp LLC

Capital One Financial Corporation

CBB Financial Corp.

Chevron Corporation

CIT Group Inc.

CMS Energy Corporation



Duration BookYield




12738RCW2 CD Cadence Bank, N.A.Cadence Bancorp LLC

248,000.00 Fixed N 0.447 1.249 1.14 02/12/201802/12/2018

186.85 248,000.00248,186.85

248,121.52248,308.37

12738RCW2 CD Cadence Bank, N.A.Cadence Bancorp LLC

248,000.00 Fixed N 0.447 1.249 1.14 02/12/201802/12/2018

186.85 248,000.00248,186.85

248,121.52248,308.37



Duration BookYield




140420PT1 CD Capital One BankCapital One Financial Corporation

248,000.00 Fixed N 1.083 1.80 1.53 10/09/201810/09/2018

1,785.60 248,000.00249,785.60

248,729.12250,514.72

140420PT1 CD Capital One BankCapital One Financial Corporation

248,000.00 Fixed N 1.083 1.80 1.53 10/09/201810/09/2018

1,785.60 248,000.00249,785.60

248,729.12250,514.72



Duration BookYield




20361LBM5 CD Community Bankers' BankCBB Financial Corp.

248,000.00 Fixed N 1.107 1.65 1.544 10/17/201810/17/2018

168.16 248,000.00248,168.16

248,292.64248,460.80

20361LBM5 CD Community Bankers' BankCBB Financial Corp.

248,000.00 Fixed N 1.107 1.65 1.544 10/17/201810/17/2018

168.16 248,000.00248,168.16

248,292.64248,460.80



Duration BookYield




166764AA8 CORP CHEVRON CORPChevron Corporation

2,750,000.00 Fixed Y 0.25 1.458 1.415 12/05/201712/05/2017

7,252.67 2,747,489.932,754,742.60

2,747,745.002,754,997.67

166764AA8 CORP CHEVRON CORPChevron Corporation

2,750,000.00 Fixed Y 0.25 1.458 1.415 12/05/201712/05/2017

7,252.67 2,747,489.932,754,742.60

2,747,745.002,754,997.67



Duration BookYield




17284CC69 CD CIT Bank, National AssociationCIT Group Inc.

247,000.00 Fixed N 1.657 2.00 1.64 05/14/201905/14/2019

1,488.77 247,000.00248,488.77

248,479.53249,968.30

17284CC69 CD CIT Bank, National AssociationCIT Group Inc.

247,000.00 Fixed N 1.657 2.00 1.64 05/14/201905/14/2019

1,488.77 247,000.00248,488.77

248,479.53249,968.30



Duration BookYield




29266NX51 CD EnerBank USACMS Energy Corporation

247,000.00 Fixed N 3.283 1.90 1.867 01/28/202101/28/2021

450.01 247,000.00247,450.01

247,261.82247,711.83

29266NX51 CD EnerBank USACMS Energy Corporation

247,000.00 Fixed N 3.283 1.90 1.867 01/28/202101/28/2021

450.01 247,000.00247,450.01

247,261.82247,711.83


17

ConnectOne Bancorp, Inc.

County Bancorp, Inc.

Customers Bancorp, Inc.

Dells Bancshares, Inc.

First Priority Financial Corp.

Flushing Financial Corporation



Duration BookYield




20786ABA2 CD ConnectOne BankConnectOne Bancorp, Inc.

247,000.00 Fixed N 1.869 1.55 1.15 07/29/201907/29/2019

41.96 247,000.00247,041.96

248,862.38248,904.34

20786ABA2 CD ConnectOne BankConnectOne Bancorp, Inc.

247,000.00 Fixed N 1.869 1.55 1.15 07/29/201907/29/2019

41.96 247,000.00247,041.96

248,862.38248,904.34



Duration BookYield




46147URG7 CD Investors Community BankCounty Bancorp, Inc.

249,000.00 Fixed N 1.428 1.15 1.215 02/12/201902/12/2019

156.90 249,000.00249,156.90

248,765.94248,922.84

46147URG7 CD Investors Community BankCounty Bancorp, Inc.

249,000.00 Fixed N 1.428 1.15 1.215 02/12/201902/12/2019

156.90 249,000.00249,156.90

248,765.94248,922.84



Duration BookYield




23204HDB1 CD Customers BankCustomers Bancorp, Inc.

248,000.00 Fixed N 0.295 1.25 1.193 12/18/201712/18/2017

636.99 248,000.00248,636.99

248,039.68248,676.67

23204HDB1 CD Customers BankCustomers Bancorp, Inc.

248,000.00 Fixed N 0.295 1.25 1.193 12/18/201712/18/2017

636.99 248,000.00248,636.99

248,039.68248,676.67



Duration BookYield




065847CZ6 CD Bank of Wisconsin DellsDells Bancshares, Inc.

249,000.00 Fixed N 2.79 1.50 1.837 07/17/202007/17/2020

153.49 249,000.00249,153.49

246,649.44246,802.93

065847CZ6 CD Bank of Wisconsin DellsDells Bancshares, Inc.

249,000.00 Fixed N 2.79 1.50 1.837 07/17/202007/17/2020

153.49 249,000.00249,153.49

246,649.44246,802.93



Duration BookYield




33612JFU8 CD First Priority BankFirst Priority Financial Corp.

248,000.00 Fixed N 1.056 1.45 1.526 09/28/201809/28/2018

1,527.07 248,000.00249,527.07

247,799.12249,326.19

33612JFU8 CD First Priority BankFirst Priority Financial Corp.

248,000.00 Fixed N 1.056 1.45 1.526 09/28/201809/28/2018

1,527.07 248,000.00249,527.07

247,799.12249,326.19



Duration BookYield




34387ABS7 CD Flushing BankFlushing Financial Corporation

249,000.00 Fixed N 1.272 1.50 1.426 12/17/201812/17/2018

173.96 249,000.00249,173.96

249,236.55249,410.51

34387ABS7 CD Flushing BankFlushing Financial Corporation

249,000.00 Fixed N 1.272 1.50 1.426 12/17/201812/17/2018

173.96 249,000.00249,173.96

249,236.55249,410.51


18

GE Capital US Holdings, Inc.

Government of the United States



Duration BookYield




36160J2N7 CD GE Capital Financial Inc.GE Capital US Holdings, Inc.

248,000.00 Fixed N 0.827 1.599 1.419 07/03/201807/03/2018

652.27 248,000.00248,652.27

248,369.52249,021.79

36160J2N7 CD GE Capital Financial Inc.GE Capital US Holdings, Inc.

248,000.00 Fixed N 0.827 1.599 1.419 07/03/201807/03/2018

652.27 248,000.00248,652.27

248,369.52249,021.79



Duration BookYield




912828VE7 US GOV UNITED STATES TREASURYGovernment of the United States

4,000,000.00 Fixed N 0.742 1.43 1.226 05/31/201805/31/2018

10,163.93 3,987,279.103,997,443.03

3,993,280.004,003,443.93

912828VE7 US GOV UNITED STATES TREASURYGovernment of the United States

10,250,000.00 Fixed N 0.742 0.863 1.226 05/31/201805/31/2018

26,045.08 10,260,402.7610,286,447.84

10,232,780.0010,258,825.08

912828F21 US GOV UNITED STATES TREASURYGovernment of the United States

12,500,000.00 Fixed N 3.868 1.713 1.618 09/30/202109/30/2021

111,765.71 12,701,894.2912,813,660.00

12,749,500.0012,861,265.71

912828P53 US GOV UNITED STATES TREASURYGovernment of the United States

10,000,000.00 Fixed N 1.442 1.096 1.294 02/15/201902/15/2019

3,464.67 9,950,216.989,953,681.65

9,921,800.009,925,264.67

912828A34 US GOV UNITED STATES TREASURYGovernment of the United States

5,300,000.00 Fixed N 1.231 1.059 1.276 11/30/201811/30/2018

16,834.02 5,312,490.555,329,324.56

5,298,304.005,315,138.02

912828VF4 US GOV UNITED STATES TREASURYGovernment of the United States

7,000,000.00 Fixed N 2.679 1.575 1.401 05/31/202005/31/2020

24,456.97 6,962,455.676,986,912.64

6,995,030.007,019,486.97

912828UB4 US GOV UNITED STATES TREASURYGovernment of the United States

3,000,000.00 Fixed N 2.209 1.529 1.341 11/30/201911/30/2019

7,622.95 2,965,101.522,972,724.47

2,977,380.002,985,002.95

912828M98 US GOV UNITED STATES TREASURYGovernment of the United States

6,000,000.00 Fixed N 3.142 1.36 1.492 11/30/202011/30/2020

24,774.59 6,050,294.196,075,068.78

6,025,080.006,049,854.59

912828H52 US GOV UNITED STATES TREASURYGovernment of the United States

2,500,000.00 Fixed N 2.369 1.547 1.367 01/31/202001/31/2020

2,717.39 2,482,477.372,485,194.76

2,493,050.002,495,767.39

912828VV9 US GOV UNITED STATES TREASURYGovernment of the United States

2,000,000.00 Fixed N 2.902 1.615 1.447 08/31/202008/31/2020

117.40 2,029,699.222,029,816.62

2,039,680.002,039,797.40

912828UF5 US GOV UNITED STATES TREASURYGovernment of the United States

1,900,000.00 Fixed N 2.288 1.552 1.356 12/31/201912/31/2019

3,659.31 1,881,508.371,885,167.68

1,889,968.001,893,627.31

912828UQ1 US GOV UNITED STATES TREASURYGovernment of the United States

10,000,000.00 Fixed N 2.452 1.611 1.376 02/29/202002/29/2020

345.30 9,911,976.669,912,321.97

9,969,100.009,969,445.30

912828KD1 US GOV UNITED STATES TREASURYGovernment of the United States

2,000,000.00 Fixed N 1.427 0.578 1.31 02/15/201902/15/2019

2,540.76 2,062,806.962,065,347.72

2,041,400.002,043,940.76

912828KD1 US GOV UNITED STATES TREASURYGovernment of the United States

2,000,000.00 Fixed N 1.427 0.844 1.31 02/15/201902/15/2019

2,540.76 2,054,972.912,057,513.67

2,041,400.002,043,940.76

912828RH5 US GOV UNITED STATES TREASURYGovernment of the United States

10,500,000.00 Fixed N 1.065 1.115 1.269 09/30/201809/30/2018

60,747.95 10,529,203.8110,589,951.76

10,511,865.0010,572,612.95

912828TN0 US GOV UNITED STATES TREASURYGovernment of the United States

1,900,000.00 Fixed N 1.972 1.972 1.326 08/31/201908/31/2019

52.49 1,864,008.281,864,060.77

1,887,821.001,887,873.49

912828TR1 US GOV UNITED STATES TREASURYGovernment of the United States

8,000,000.00 Fixed N 2.044 1.683 1.326 09/30/201909/30/2019

33,661.20 7,888,749.687,922,410.88

7,946,560.007,980,221.20

912828TR1 US GOV UNITED STATES TREASURYGovernment of the United States

3,500,000.00 Fixed N 2.044 1.526 1.326 09/30/201909/30/2019

14,726.78 3,462,482.403,477,209.17

3,476,620.003,491,346.78

912828SD3 US GOV UNITED STATES TREASURYGovernment of the United States

3,000,000.00 Fixed N 1.397 1.594 1.283 01/31/201901/31/2019

3,260.87 2,985,636.982,988,897.85

2,998,590.003,001,850.87

912828RE2 US GOV UNITED STATES TREASURYGovernment of the United States

5,500,000.00 Fixed N 0.99 1.159 1.264 08/31/201808/31/2018

227.90 5,518,553.095,518,780.99

5,512,870.005,513,097.90

912828D23 US GOV UNITED STATES TREASURYGovernment of the United States

7,000,000.00 Fixed N 1.631 1.204 1.301 04/30/201904/30/2019

38,328.80 7,048,360.837,086,689.64

7,037,170.007,075,498.80

912828WW6 US GOV UNITED STATES TREASURYGovernment of the United States

3,500,000.00 Fixed N 1.879 1.669 1.331 07/31/201907/31/2019

4,945.65 3,497,086.343,502,031.99

3,519,390.003,524,335.65

912828VJ6 US GOV UNITED STATES TREASURYGovernment of the United States

7,650,000.00 Fixed N 2.744 1.415 1.412 06/30/202006/30/2020

24,555.88 7,747,298.717,771,854.58

7,747,996.507,772,552.38

912828B90 US GOV UNITED STATES TREASURYGovernment of the United States

5,500,000.00 Fixed N 3.373 1.509 1.528 02/28/202102/28/2021

303.87 5,591,729.585,592,033.44

5,588,055.005,588,358.87


19

HSBC Holdings PLC



Duration BookYield




912828WD8 US GOV UNITED STATES TREASURYGovernment of the United States

5,000,000.00 Fixed N 1.149 1.464 1.263 10/31/201810/31/2018

21,059.78 4,987,684.075,008,743.85

4,999,200.005,020,259.78

912828SH4 US GOV UNITED STATES TREASURYGovernment of the United States

2,600,000.00 Fixed N 1.48 1.532 1.293 02/28/201902/28/2019

98.76 2,593,984.502,594,083.25

2,603,146.002,603,244.76

912828UU2 US GOV UNITED STATES TREASURYGovernment of the United States

5,000,000.00 Fixed N 0.577 0.89 1.182 03/31/201803/31/2018

15,778.69 4,995,956.695,011,735.38

4,987,500.005,003,278.69

912828S43 US GOV UNITED STATES TREASURYGovernment of the United States

12,750,000.00 Fixed N 1.849 1.208 1.322 07/15/201907/15/2019

12,472.83 12,642,427.9112,654,900.74

12,615,487.5012,627,960.33

912828TH3 US GOV UNITED STATES TREASURYGovernment of the United States

12,750,000.00 Fixed N 1.89 1.208 1.318 07/31/201907/31/2019

9,701.09 12,670,020.0512,679,721.14

12,643,410.0012,653,111.09

912828WS5 US GOV UNITED STATES TREASURYGovernment of the United States

6,000,000.00 Fixed N 1.796 1.055 1.328 06/30/201906/30/2019

16,691.58 6,061,770.606,078,462.17

6,032,100.006,048,791.58

912828WS5 US GOV UNITED STATES TREASURYGovernment of the United States

3,700,000.00 Fixed N 1.796 1.39 1.328 06/30/201906/30/2019

10,293.14 3,715,662.983,725,956.12

3,719,795.003,730,088.14

912828SH4 US GOV UNITED STATES TREASURYGovernment of the United States

14,500,000.00 Fixed N 1.48 1.013 1.293 02/28/201902/28/2019

550.76 14,577,707.5214,578,258.28

14,517,545.0014,518,095.76

912828QG8 US GOV UNITED STATES TREASURYGovernment of the United States

4,000,000.00 Fixed N 0.655 1.182 1.224 04/30/201804/30/2018

35,380.43 4,037,992.654,073,373.08

4,037,000.004,072,380.43

912828VZ0 US GOV UNITED STATES TREASURYGovernment of the United States

10,000,000.00 Fixed N 2.959 1.693 1.461 09/30/202009/30/2020

84,153.01 10,091,833.5310,175,986.54

10,161,700.0010,245,853.01


5,750,000.00 Fixed N 2.026 1.379 1.353 09/30/201909/30/2019

42,339.48 5,793,573.085,835,912.56

5,796,690.005,839,029.48

912828XE5 US GOV UNITED STATES TREASURYGovernment of the United States

6,500,000.00 Fixed N 2.675 0.974 1.411 05/31/202005/31/2020

24,774.59 6,592,472.806,617,247.39

6,515,470.006,540,244.59

912828WY2 US GOV UNITED STATES TREASURYGovernment of the United States

6,500,000.00 Fixed N 3.736 1.123 1.599 07/31/202107/31/2021

12,717.39 6,779,613.496,792,330.88

6,659,900.006,672,617.39

912828C57 US GOV UNITED STATES TREASURYGovernment of the United States

2,800,000.00 Fixed N 3.406 1.086 1.544 03/31/202103/31/2021

26,508.20 2,914,089.532,940,597.73

2,868,572.002,895,080.20

912828QY9 US GOV UNITED STATES TREASURYGovernment of the United States

11,000,000.00 Fixed N 0.905 0.955 1.26 07/31/201807/31/2018

21,521.74 11,129,215.7711,150,737.51

11,098,780.0011,120,301.74

912828VQ0 US GOV UNITED STATES TREASURYGovernment of the United States

11,000,000.00 Fixed N 0.907 0.978 1.263 07/31/201807/31/2018

13,152.17 11,039,543.3311,052,695.51

11,011,110.0011,024,262.17

912828G61 US GOV UNITED STATES TREASURYGovernment of the United States

6,800,000.00 Fixed N 2.197 1.507 1.355 11/30/201911/30/2019

25,918.03 6,799,006.366,824,924.39

6,821,760.006,847,678.03

912828VK3 US GOV UNITED STATES TREASURYGovernment of the United States

1,500,000.00 Fixed N 0.823 1.301 1.237 06/30/201806/30/2018

3,530.91 1,500,908.651,504,439.56

1,501,695.001,505,225.91


19,000,000.00 Fixed N 2.026 1.406 1.353 09/30/201909/30/2019

139,904.37 19,133,373.6319,273,278.00

19,154,280.0019,294,184.37

912828VA5 US GOV UNITED STATES TREASURYGovernment of the United States

7,725,000.00 Fixed N 2.606 1.559 1.392 04/30/202004/30/2020

29,283.63 7,637,950.667,667,234.29

7,671,234.007,700,517.63

912828W55 US GOV UNITED STATES TREASURYGovernment of the United States

11,000,000.00 Fixed N 4.301 1.781 1.668 02/28/202202/28/2022

569.75 11,044,617.3711,045,187.12

11,098,340.0011,098,909.75

912828G53 US GOV UNITED STATES TREASURYGovernment of the United States

11,000,000.00 Fixed N 4.053 1.746 1.627 11/30/202111/30/2021

52,407.79 11,057,703.9911,110,111.77

11,111,650.0011,164,057.79

912828X21 US GOV UNITED STATES TREASURYGovernment of the United States

7,400,000.00 Fixed N 2.55 1.464 1.392 04/15/202004/15/2020

42,155.74 7,406,805.547,448,961.28

7,420,498.007,462,653.74

912828XD7 US GOV UNITED STATES TREASURYGovernment of the United States

1,750,000.00 Fixed N 4.507 1.812 1.701 05/31/202205/31/2022

8,337.60 1,755,003.721,763,341.32

1,763,807.501,772,145.10

--- US GOV UNITED STATES TREASURYGovernment of the United States

320,525,000.00 Fixed N 2.137 1.335 1.373 11/13/201911/13/2019

1,067,161.69 321,705,604.64322,772,766.33

321,705,359.50322,772,521.19



Duration BookYield




40434AC72 CD HSBC Bank USA, National AssociationHSBC Holdings PLC

246,000.00 Step-Up Y 3.831 3.141 2.649 05/17/201811/17/2020

1,153.84 246,000.00247,153.84

246,292.74247,446.58


20

KeyCorp

Marlin Business Services Corp.

Mauch Chunk Trust Financial Corp.

MB Financial, Inc.

Mercantil Servicios Financieros, C.A.



Duration BookYield




40434AC72 CD HSBC Bank USA, National AssociationHSBC Holdings PLC

246,000.00 Step-Up Y 3.831 3.141 2.649 05/17/201811/17/2020

1,153.84 246,000.00247,153.84

246,292.74247,446.58



Duration BookYield




49306SVY9 CD Keybank National AssociationKeyCorp

247,000.00 Fixed N 1.372 1.549 1.243 01/22/201901/22/2019

451.03 247,000.00247,451.03

248,042.34248,493.37

33583CRW1 CD Keybank National AssociationKeyCorp

248,000.00 Fixed N 0.066 1.15 0.917 09/25/201709/25/2017

1,250.19 248,000.00249,250.19

248,037.20249,287.39

--- CD Keybank National AssociationKeyCorp

495,000.00 Fixed N 0.718 1.349 1.08 05/25/201805/25/2018

1,701.22 495,000.00496,701.22

496,079.54497,780.76



Duration BookYield




57116AHW1 CD Marlin Business BankMarlin Business Services Corp.

248,000.00 Fixed N 1.101 1.70 1.593 10/15/201810/15/2018

207.91 248,000.00248,207.91

248,295.12248,503.03

57116AHW1 CD Marlin Business BankMarlin Business Services Corp.

248,000.00 Fixed N 1.101 1.70 1.593 10/15/201810/15/2018

207.91 248,000.00248,207.91

248,295.12248,503.03



Duration BookYield




577234BZ9 CD Mauch Chunk Trust CompanyMauch Chunk Trust Financial Corp.

248,000.00 Fixed N 0.027 1.20 0.944 09/11/201709/11/2017

179.38 248,000.00248,179.38

248,017.36248,196.74

577234BZ9 CD Mauch Chunk Trust CompanyMauch Chunk Trust Financial Corp.

248,000.00 Fixed N 0.027 1.20 0.944 09/11/201709/11/2017

179.38 248,000.00248,179.38

248,017.36248,196.74



Duration BookYield




55266CNH5 CD MB Financial Bank, National AssociationMB Financial, Inc.

249,000.00 Fixed N 0.958 1.35 1.154 08/21/201808/21/2018

101.31 249,000.00249,101.31

249,470.61249,571.92

55266CNH5 CD MB Financial Bank, National AssociationMB Financial, Inc.

249,000.00 Fixed N 0.958 1.35 1.154 08/21/201808/21/2018

101.31 249,000.00249,101.31

249,470.61249,571.92



Duration BookYield




58733AAY5 CD Mercantil Commercebank, National AssociationMercantil Servicios Financieros, C.A.

248,000.00 Fixed N 0.637 1.50 1.323 04/24/201804/24/2018

1,324.93 248,000.00249,324.93

248,277.76249,602.69

58733AAY5 CD Mercantil Commercebank, NationalAssociationMercantil Servicios Financieros, C.A.

248,000.00 Fixed N 0.637 1.50 1.323 04/24/201804/24/2018

1,324.93 248,000.00249,324.93

248,277.76249,602.69


21

Meridian Bancorp, Inc.

Pinnacle Financial Partners, Inc.

Potomac Bancshares, Inc.

Prime Alliance Bank, Inc.

SB Financial Group, Inc.

SLM Corporation



Duration BookYield




27113PAM3 CD East Boston Savings BankMeridian Bancorp, Inc.

249,000.00 Fixed N 0.964 1.40 1.50 08/24/201808/24/2018

76.41 249,000.00249,076.41

248,758.47248,834.88

27113PAM3 CD East Boston Savings BankMeridian Bancorp, Inc.

249,000.00 Fixed N 0.964 1.40 1.50 08/24/201808/24/2018

76.41 249,000.00249,076.41

248,758.47248,834.88



Duration BookYield




06414QUB3 CD Bank of North CarolinaPinnacle Financial Partners, Inc.

247,000.00 Fixed N 0.373 1.25 0.948 01/16/201801/16/2018

135.34 247,000.00247,135.34

247,279.11247,414.45

06414QUB3 CD Bank of North CarolinaPinnacle Financial Partners, Inc.

247,000.00 Fixed N 0.373 1.25 0.948 01/16/201801/16/2018

135.34 247,000.00247,135.34

247,279.11247,414.45



Duration BookYield




061149AR1 CD Bank of Charles TownPotomac Bancshares, Inc.

249,000.00 Fixed N 2.98 1.80 1.408 09/30/202009/30/2020

24.56 249,000.00249,024.56

251,940.69251,965.25

061149AR1 CD Bank of Charles TownPotomac Bancshares, Inc.

249,000.00 Fixed N 2.98 1.80 1.408 09/30/202009/30/2020

24.56 249,000.00249,024.56

251,940.69251,965.25



Duration BookYield




74160NEN6 CD Prime Alliance Bank, Inc.Prime Alliance Bank, Inc.

249,000.00 Fixed N 1.429 1.15 1.115 02/12/201902/12/2019

156.90 249,000.00249,156.90

249,124.50249,281.40

74160NEN6 CD Prime Alliance Bank, Inc.Prime Alliance Bank, Inc.

249,000.00 Fixed N 1.429 1.15 1.115 02/12/201902/12/2019

156.90 249,000.00249,156.90

249,124.50249,281.40



Duration BookYield




855736DA9 CD The State Bank and Trust CompanySB Financial Group, Inc.

249,000.00 Fixed N 3.349 1.60 1.369 02/17/202102/17/2021

163.73 249,000.00249,163.73

250,944.69251,108.42

855736DA9 CD The State Bank and Trust CompanySB Financial Group, Inc.

249,000.00 Fixed N 3.349 1.60 1.369 02/17/202102/17/2021

163.73 249,000.00249,163.73

250,944.69251,108.42



Duration BookYield




795450SU0 CD Sallie Mae BankSLM Corporation

247,000.00 Fixed N 0.986 1.799 1.753 09/04/201809/04/2018

2,216.91 247,000.00249,216.91

247,116.09249,333.00

795450SU0 CD Sallie Mae BankSLM Corporation

247,000.00 Fixed N 0.986 1.799 1.753 09/04/201809/04/2018

2,216.91 247,000.00249,216.91

247,116.09249,333.00


22

The Goldman Sachs Group, Inc.

Third Federal Savings & Loan Association of Cleveland, MHC

Toyota Motor Corporation

UBS Group AG

United Bankshares, Inc.

Unity Bancorp, Inc.



Duration BookYield




38147J3R1 CD Goldman Sachs Bank USAThe Goldman Sachs Group, Inc.

247,000.00 Fixed N 0.988 1.649 1.603 09/04/201809/04/2018

2,032.17 247,000.00249,032.17

247,116.09249,148.26

38147J3R1 CD Goldman Sachs Bank USAThe Goldman Sachs Group, Inc.

247,000.00 Fixed N 0.988 1.649 1.603 09/04/201809/04/2018

2,032.17 247,000.00249,032.17

247,116.09249,148.26



Duration BookYield




88413QAD0 CD Third Federal Savings and Loan Association ofClevThird Federal Savings & Loan Association ofCleveland, MHC

248,000.00 Fixed N 0.238 1.40 0.896 11/27/201711/27/2017

922.70 248,000.00248,922.70

248,295.12249,217.82

88413QAD0 CD Third Federal Savings and Loan Associationof ClevThird Federal Savings & Loan Association ofCleveland, MHC

248,000.00 Fixed N 0.238 1.40 0.896 11/27/201711/27/2017

922.70 248,000.00248,922.70

248,295.12249,217.82



Duration BookYield




89236TCP8 CORP TOYOTA MOTOR CREDIT CORPToyota Motor Corporation

5,000,000.00 Fixed N 0.856 1.433 1.49 07/13/201807/13/2018

10,333.33 5,005,023.295,015,356.62

5,002,550.005,012,883.33

89233P6S0 CORP TOYOTA MOTOR CREDIT CORPToyota Motor Corporation

2,717,000.00 Fixed N 0.094 1.296 1.223 10/05/201710/05/2017

13,773.68 2,716,884.642,730,658.32

2,717,054.342,730,828.02

--- CORP TOYOTA MOTOR CREDIT CORPToyota Motor Corporation

7,717,000.00 Fixed N 0.588 1.384 1.396 04/05/201804/05/2018

24,107.01 7,721,907.937,746,014.94

7,719,604.347,743,711.35



Duration BookYield




90348JAP5 CD UBS Bank USAUBS Group AG

248,000.00 Fixed N 1.066 1.40 1.527 10/01/201810/01/2018

19.02 248,000.00248,019.02

247,662.72247,681.74

90348JAP5 CD UBS Bank USAUBS Group AG

248,000.00 Fixed N 1.066 1.40 1.527 10/01/201810/01/2018

19.02 248,000.00248,019.02

247,662.72247,681.74



Duration BookYield




06424XBQ4 CD United BankUnited Bankshares, Inc.

248,000.00 Fixed N 0.862 1.55 1.44 07/17/201807/17/2018

1,442.82 248,000.00249,442.82

248,233.12249,675.94

06424XBQ4 CD United BankUnited Bankshares, Inc.

248,000.00 Fixed N 0.862 1.55 1.44 07/17/201807/17/2018

1,442.82 248,000.00249,442.82

248,233.12249,675.94


23

Wal-Mart Stores, Inc.

Webster Financial Corporation

Wex Bank

Summary

* Grouped by: Issuer Concentration. * Groups Sorted by: Issuer Concentration. * Filtered By: Description ≠ "Payable" and Description ≠ "Receivable". * Weighted by: Market Value + Accrued, except Book Yield by Base Book Value + Accrued.



Duration BookYield




91330ABD8 CD Unity BankUnity Bancorp, Inc.

249,000.00 Fixed N 2.902 1.50 1.334 08/26/202008/26/2020

61.40 249,000.00249,061.40

250,210.14250,271.54

91330ABD8 CD Unity BankUnity Bancorp, Inc.

249,000.00 Fixed N 2.902 1.50 1.334 08/26/202008/26/2020

61.40 249,000.00249,061.40

250,210.14250,271.54



Duration BookYield




931142CJ0 CORP WAL-MART STORES INCWal-Mart Stores, Inc.

470,000.00 Fixed N 0.453 0.481 1.351 02/15/201802/15/2018

1,211.56 481,317.03482,528.58

479,461.10480,672.66

931142CJ0 CORP WAL-MART STORES INCWal-Mart Stores, Inc.

470,000.00 Fixed N 0.453 0.481 1.351 02/15/201802/15/2018

1,211.56 481,317.03482,528.58

479,461.10480,672.66



Duration BookYield




94768NJU9 CD Webster Bank, National AssociationWebster Financial Corporation

248,000.00 Fixed N 1.792 1.981 1.575 07/02/201907/02/2019

787.48 247,641.19248,428.68

249,445.84250,233.32

94768NJU9 CD Webster Bank, National AssociationWebster Financial Corporation

248,000.00 Fixed N 1.792 1.981 1.575 07/02/201907/02/2019

787.48 247,641.19248,428.68

249,445.84250,233.32



Duration BookYield




92937CDH8 CD Wex BankWex Bank

248,000.00 Fixed N 0.276 1.20 1.143 12/11/201712/11/2017

668.58 248,000.00248,668.58

248,037.20248,705.78

92937CDH8 CD Wex BankWex Bank

248,000.00 Fixed N 0.276 1.20 1.143 12/11/201712/11/2017

668.58 248,000.00248,668.58

248,037.20248,705.78



Duration BookYield




--- --- ------

528,566,215.05 --- --- 1.23 1.208 1.227 12/06/201812/06/2018

1,153,311.61 580,619,696.64581,773,008.25

580,631,860.06581,785,171.67


24

CDIdentifier,Description,Security Type

Coupon Type Callable

Duration S&PRating,Moody'sRating

Current Units EffectiveMaturity,Final Maturity

Book Yield,Yield

Accrued Balance Original Cost Book Value,Book Value + Accrued


06414QUB3Bank of North CarolinaCD

Fixed N 0.373 NRNA

247,000.00 01/16/201801/16/2018

1.250.948

135.34 247,000.00 247,000.00247,135.34

247,279.11247,414.45

577234BZ9Mauch Chunk Trust CompanyCD

Fixed N 0.027 NANA

248,000.00 09/11/201709/11/2017

1.200.944

179.38 248,000.00 248,000.00248,179.38

248,017.36248,196.74

23204HDB1Customers BankCD

Fixed N 0.295 NANA

248,000.00 12/18/201712/18/2017

1.251.193

636.99 248,000.00 248,000.00248,636.99

248,039.68248,676.67

319141CL9First Bank of Highland ParkCD

Fixed N 0.107 NRNA

248,000.00 10/10/201710/10/2017

1.251.029

1,240.00 248,000.00 248,000.00249,240.00

248,057.04249,297.04

92937CDH8Wex BankCD

Fixed N 0.276 NRNA

248,000.00 12/11/201712/11/2017

1.201.143

668.58 248,000.00 248,000.00248,668.58

248,037.20248,705.78

58733AAY5Mercantil Commercebank, National AssociationCD

Fixed N 0.637 NANA

248,000.00 04/24/201804/24/2018

1.501.323

1,324.93 248,000.00 248,000.00249,324.93

248,277.76249,602.69

108622ET4Bridgewater BankCD

Fixed N 2.87 NANA

249,000.00 08/17/202008/17/2020

1.501.85

153.49 249,000.00 249,000.00249,153.49

246,487.59246,641.08

061149AR1Bank of Charles TownCD

Fixed N 2.98 NANA

249,000.00 09/30/202009/30/2020

1.801.408

24.56 249,000.00 249,000.00249,024.56

251,940.69251,965.25

020080AV9Alma BankCD

Fixed N 2.027 NANA

247,000.00 09/30/201909/30/2019

1.701.711

23.01 247,000.00 247,000.00247,023.01

246,943.19246,966.20

Security Type GASB 40 Trade Date Riverside, City of General Agg (66771)As of 08/31/2017 Return to Table of Contents Dated: 10/09/2017

25

Identifier,Description,Security Type




Book Yield,Yield



065847CZ6Bank of Wisconsin DellsCD

Fixed N 2.79 NANA

249,000.00 07/17/202007/17/2020

1.501.837

153.49 249,000.00 249,000.00249,153.49

246,649.44246,802.93

855736DA9The State Bank and Trust CompanyCD

Fixed N 3.349 NANA

249,000.00 02/17/202102/17/2021

1.601.369

163.73 249,000.00 249,000.00249,163.73

250,944.69251,108.42

57116AHW1Marlin Business BankCD

Fixed N 1.101 NRNA

248,000.00 10/15/201810/15/2018

1.701.593

207.91 248,000.00 248,000.00248,207.91

248,295.12248,503.03

91330ABD8Unity BankCD

Fixed N 2.902 NANA

249,000.00 08/26/202008/26/2020

1.501.334

61.40 249,000.00 249,000.00249,061.40

250,210.14250,271.54

20786ABA2ConnectOne BankCD

Fixed N 1.869 NANA

247,000.00 07/29/201907/29/2019

1.551.15

41.96 247,000.00 247,000.00247,041.96

248,862.38248,904.34

29266NX51EnerBank USACD

Fixed N 3.283 NANA

247,000.00 01/28/202101/28/2021

1.901.867

450.01 247,000.00 247,000.00247,450.01

247,261.82247,711.83

33612JFU8First Priority BankCD

Fixed N 1.056 NANA

248,000.00 09/28/201809/28/2018

1.451.526

1,527.07 248,000.00 248,000.00249,527.07

247,799.12249,326.19

88413QAD0Third Federal Savings and Loan Association ofClevCD

Fixed N 0.238 NANA

248,000.00 11/27/201711/27/2017

1.400.896

922.70 248,000.00 248,000.00248,922.70

248,295.12249,217.82

12738RCW2Cadence Bank, N.A.CD

Fixed N 0.447 NANA

248,000.00 02/12/201802/12/2018

1.2491.14

186.85 248,000.00 248,000.00248,186.85

248,121.52248,308.37

55266CNH5MB Financial Bank, National AssociationCD

Fixed N 0.958 NANA

249,000.00 08/21/201808/21/2018

1.351.154

101.31 249,000.00 249,000.00249,101.31

249,470.61249,571.92

080515BM0Belmont Savings BankCD

Fixed N 2.408 NANA

249,000.00 02/18/202002/18/2020

1.401.312

143.26 249,000.00 249,000.00249,143.26

249,530.37249,673.63

34387ABS7Flushing BankCD

Fixed N 1.272 NANA

249,000.00 12/17/201812/17/2018

1.501.426

173.96 249,000.00 249,000.00249,173.96

249,236.55249,410.51

74160NEN6Prime Alliance Bank, Inc.CD

Fixed N 1.429 NANA

249,000.00 02/12/201902/12/2019

1.151.115

156.90 249,000.00 249,000.00249,156.90

249,124.50249,281.40

20361LBM5Community Bankers' BankCD

Fixed N 1.107 NANA

248,000.00 10/17/201810/17/2018

1.651.544

168.16 248,000.00 248,000.00248,168.16

248,292.64248,460.80

17284CC69CIT Bank, National AssociationCD

Fixed N 1.657 NANA

247,000.00 05/14/201905/14/2019

2.001.64

1,488.77 247,000.00 247,000.00248,488.77

248,479.53249,968.30

46147URG7Investors Community BankCD

Fixed N 1.428 NANA

249,000.00 02/12/201902/12/2019

1.151.215

156.90 249,000.00 249,000.00249,156.90

248,765.94248,922.84

40434AC72HSBC Bank USA, National AssociationCD

Step-Up Y 3.831 NANA

246,000.00 05/17/201811/17/2020

3.1412.649

1,153.84 246,000.00 246,000.00247,153.84

246,292.74247,446.58

27113PAM3East Boston Savings BankCD

Fixed N 0.964 NANA

249,000.00 08/24/201808/24/2018

1.401.50

76.41 249,000.00 249,000.00249,076.41

248,758.47248,834.88

06740KJK4Barclays Bank DelawareCD

Fixed N 2.906 NRNR

247,000.00 09/16/202009/16/2020

2.1991.807

2,516.02 247,000.00 247,000.00249,516.02

249,860.26252,376.28

90348JAP5UBS Bank USACD

Fixed N 1.066 A-1NR

248,000.00 10/01/201810/01/2018

1.401.527

19.02 248,000.00 248,000.00248,019.02

247,662.72247,681.74

20033AME3Comenity Capital BankCD

Fixed N 0.963 NRNR

249,000.00 08/24/201808/24/2018

1.701.509

92.78 249,000.00 249,000.00249,092.78

249,460.65249,553.43


26

CORP





Book Yield,Yield



02587DWJ3American Express Centurion BankCD

Fixed N 1.218 A-2P-1

248,000.00 11/28/201811/28/2018

2.001.593

1,304.55 248,000.00 248,000.00249,304.55

249,230.08250,534.63

38147J3R1Goldman Sachs Bank USACD


247,000.00 09/04/201809/04/2018

1.6491.603

2,032.17 247,000.00 247,000.00249,032.17

247,116.09249,148.26

140420PT1Capital One BankCD


248,000.00 10/09/201810/09/2018

1.801.53

1,785.60 248,000.00 248,000.00249,785.60

248,729.12250,514.72

49306SVY9Keybank National AssociationCD


247,000.00 01/22/201901/22/2019

1.5491.243

451.03 247,000.00 247,000.00247,451.03

248,042.34248,493.37

94768NJU9Webster Bank, National AssociationCD


248,000.00 07/02/201907/02/2019

1.9811.575

787.48 247,380.00 247,641.19248,428.68

249,445.84250,233.32

06424XBQ4United BankCD

Fixed N 0.862 NRP-1

248,000.00 07/17/201807/17/2018

1.551.44

1,442.82 248,000.00 248,000.00249,442.82

248,233.12249,675.94

36160J2N7GE Capital Financial Inc.CD

Fixed N 0.827 NAP-1

248,000.00 07/03/201807/03/2018

1.5991.419

652.27 248,000.00 248,000.00248,652.27

248,369.52249,021.79

33583CRW1Keybank National AssociationCD

Fixed N 0.066 NRP-1

248,000.00 09/25/201709/25/2017

1.150.917

1,250.19 248,000.00 248,000.00249,250.19

248,037.20249,287.39

795450SU0Sallie Mae BankCD

Fixed N 0.986 NRP-2

247,000.00 09/04/201809/04/2018

1.7991.753

2,216.91 247,000.00 247,000.00249,216.91

247,116.09249,333.00

------CD

--- --- 1.431 AAa2

9,673,000.00 01/20/201902/12/2019

1.581.429

26,271.74 9,672,380.00 9,672,641.199,698,912.93

9,688,773.359,715,045.09





Book Yield,Yield



037833AQ3APPLE INCCORP

Fixed N 1.637 AA+Aa1

3,500,000.00 05/06/201905/06/2019

1.541.507

23,479.17 3,557,435.00 3,532,352.773,555,831.93

3,534,265.003,557,744.17

931142CJ0WAL-MART STORES INCCORP

Fixed N 0.453 AAAa2

470,000.00 02/15/201802/15/2018

0.4811.351

1,211.56 514,400.90 481,317.03482,528.58

479,461.10480,672.66

084664BW0BERKSHIRE HATHAWAY FINANCE CORPCORP

Fixed N 0.697 AAAa2

1,000,000.00 05/15/201805/15/2018

1.2141.456

3,827.78 1,001,730.00 1,000,602.971,004,430.75

998,900.001,002,727.78

166764AA8CHEVRON CORPCORP

Fixed Y 0.25 AA-Aa2

2,750,000.00 12/05/201712/05/2017

1.4581.415

7,252.67 2,734,721.00 2,747,489.932,754,742.60

2,747,745.002,754,997.67

89236TCP8TOYOTA MOTOR CREDIT CORPCORP

Fixed N 0.856 AA-Aa3

5,000,000.00 07/13/201807/13/2018

1.4331.49

10,333.33 5,012,624.30 5,005,023.295,015,356.62

5,002,550.005,012,883.33

89233P6S0TOYOTA MOTOR CREDIT CORPCORP

Fixed N 0.094 AA-Aa3

2,717,000.00 10/05/201710/05/2017

1.2961.223

13,773.68 2,715,233.95 2,716,884.642,730,658.32

2,717,054.342,730,828.02

------CORP

Fixed --- 0.771 AA-Aa2

15,437,000.00 06/14/201806/14/2018

1.3941.427

59,878.18 15,536,145.15 15,483,670.6215,543,548.80

15,479,975.4415,539,853.62


27

MMFUND

US GOV





Book Yield,Yield



CTRSTCALTRUST INVESTMENT TRUST OFCALIFORNIAMMFUND

Fixed N 0.00 AAfNA

5,634,871.03 08/31/201708/31/2017

1.231.23

0.00 56,461,436.16 56,461,436.1656,461,436.16

56,461,407.7556,461,407.75

CBBPMMGSCITIZENS BUSINESS BANKMMFUND

Fixed N 0.00 NANA

5,102,703.60 08/31/201708/31/2017

0.350.35

0.00 5,102,703.60 5,102,703.605,102,703.60

5,102,703.605,102,703.60

BOFAPFCBANK OF AMERICAMMFUND

Fixed N 0.00 NANA

43,250,365.53 08/31/201708/31/2017

0.500.50

0.00 43,250,365.53 43,250,365.5343,250,365.53

43,250,365.5343,250,365.53

LAIFUND1STATE OF CALIFORNIAMMFUND

Fixed N 0.00 NANA

64,942,250.25 08/31/201708/31/2017

1.101.10

0.00 64,942,250.25 64,942,250.2564,942,250.25

64,942,250.2564,942,250.25


Fixed N 0.00 NANA

64,001,024.64 08/31/201708/31/2017

1.101.10

0.00 64,001,024.64 64,001,024.6464,001,024.64

64,001,024.6464,001,024.64

------MMFUND

Fixed N 0.00 AANA

182,931,215.05 08/31/201708/31/2017

1.0041.004

0.00 233,757,780.18 233,757,780.18233,757,780.18

233,757,751.77233,757,751.77





Book Yield,Yield



912828VE7UNITED STATES TREASURYUS GOV

Fixed N 0.742 AA+Aaa

4,000,000.00 05/31/201805/31/2018

1.431.226

10,163.93 3,964,843.75 3,987,279.103,997,443.03

3,993,280.004,003,443.93



10,250,000.00 05/31/201805/31/2018

0.8631.226

26,045.08 10,278,828.12 10,260,402.7610,286,447.84

10,232,780.0010,258,825.08

912828F21UNITED STATES TREASURYUS GOV


12,500,000.00 09/30/202109/30/2021

1.7131.618

111,765.71 12,739,250.00 12,701,894.2912,813,660.00

12,749,500.0012,861,265.71

912828P53UNITED STATES TREASURYUS GOV


10,000,000.00 02/15/201902/15/2019

1.0961.294

3,464.67 9,923,437.50 9,950,216.989,953,681.65

9,921,800.009,925,264.67

912828A34UNITED STATES TREASURYUS GOV


5,300,000.00 11/30/201811/30/2018

1.0591.276

16,834.02 5,325,671.88 5,312,490.555,329,324.56

5,298,304.005,315,138.02

912828VF4UNITED STATES TREASURYUS GOV


7,000,000.00 05/31/202005/31/2020

1.5751.401

24,456.97 6,944,765.63 6,962,455.676,986,912.64

6,995,030.007,019,486.97

912828UB4UNITED STATES TREASURYUS GOV


3,000,000.00 11/30/201911/30/2019

1.5291.341

7,622.95 2,944,921.88 2,965,101.522,972,724.47

2,977,380.002,985,002.95

912828M98UNITED STATES TREASURYUS GOV


6,000,000.00 11/30/202011/30/2020

1.361.492

24,774.59 6,070,308.00 6,050,294.196,075,068.78

6,025,080.006,049,854.59

912828H52UNITED STATES TREASURYUS GOV


2,500,000.00 01/31/202001/31/2020

1.5471.367

2,717.39 2,473,046.88 2,482,477.372,485,194.76

2,493,050.002,495,767.39

912828VV9UNITED STATES TREASURYUS GOV


2,000,000.00 08/31/202008/31/2020

1.6151.447

117.40 2,042,421.88 2,029,699.222,029,816.62

2,039,680.002,039,797.40

912828UF5UNITED STATES TREASURYUS GOV


1,900,000.00 12/31/201912/31/2019

1.5521.356

3,659.31 1,871,203.13 1,881,508.371,885,167.68

1,889,968.001,893,627.31


28





Book Yield,Yield



912828UQ1UNITED STATES TREASURYUS GOV


10,000,000.00 02/29/202002/29/2020

1.6111.376

345.30 9,866,406.25 9,911,976.669,912,321.97

9,969,100.009,969,445.30

912828KD1UNITED STATES TREASURYUS GOV


2,000,000.00 02/15/201902/15/2019

0.5781.31

2,540.76 2,120,000.00 2,062,806.962,065,347.72

2,041,400.002,043,940.76



2,000,000.00 02/15/201902/15/2019

0.8441.31

2,540.76 2,104,843.75 2,054,972.912,057,513.67

2,041,400.002,043,940.76

912828RH5UNITED STATES TREASURYUS GOV


10,500,000.00 09/30/201809/30/2018

1.1151.269

60,747.95 10,564,785.00 10,529,203.8110,589,951.76

10,511,865.0010,572,612.95

912828TN0UNITED STATES TREASURYUS GOV


1,900,000.00 08/31/201908/31/2019

1.9721.326

52.49 1,840,773.44 1,864,008.281,864,060.77

1,887,821.001,887,873.49

912828TR1UNITED STATES TREASURYUS GOV


8,000,000.00 09/30/201909/30/2019

1.6831.326

33,661.20 7,819,375.00 7,888,749.687,922,410.88

7,946,560.007,980,221.20



3,500,000.00 09/30/201909/30/2019

1.5261.326

14,726.78 3,439,023.44 3,462,482.403,477,209.17

3,476,620.003,491,346.78

912828SD3UNITED STATES TREASURYUS GOV


3,000,000.00 01/31/201901/31/2019

1.5941.283

3,260.87 2,972,343.75 2,985,636.982,988,897.85

2,998,590.003,001,850.87

912828RE2UNITED STATES TREASURYUS GOV

Fixed N 0.99 AA+Aaa

5,500,000.00 08/31/201808/31/2018

1.1591.264

227.90 5,542,968.75 5,518,553.095,518,780.99

5,512,870.005,513,097.90

912828D23UNITED STATES TREASURYUS GOV


7,000,000.00 04/30/201904/30/2019

1.2041.301

38,328.80 7,086,406.25 7,048,360.837,086,689.64

7,037,170.007,075,498.80

912828WW6UNITED STATES TREASURYUS GOV


3,500,000.00 07/31/201907/31/2019

1.6691.331

4,945.65 3,495,078.13 3,497,086.343,502,031.99

3,519,390.003,524,335.65

912828VJ6UNITED STATES TREASURYUS GOV


7,650,000.00 06/30/202006/30/2020

1.4151.412

24,555.88 7,791,793.95 7,747,298.717,771,854.58

7,747,996.507,772,552.38

912828B90UNITED STATES TREASURYUS GOV


5,500,000.00 02/28/202102/28/2021

1.5091.528

303.87 5,625,361.33 5,591,729.585,592,033.44

5,588,055.005,588,358.87

912828WD8UNITED STATES TREASURYUS GOV


5,000,000.00 10/31/201810/31/2018

1.4641.263

21,059.78 4,973,828.13 4,987,684.075,008,743.85

4,999,200.005,020,259.78

912828SH4UNITED STATES TREASURYUS GOV

Fixed N 1.48 AA+Aaa

2,600,000.00 02/28/201902/28/2019

1.5321.293

98.76 2,582,734.38 2,593,984.502,594,083.25

2,603,146.002,603,244.76

912828UU2UNITED STATES TREASURYUS GOV


5,000,000.00 03/31/201803/31/2018

0.891.182

15,778.69 4,986,718.75 4,995,956.695,011,735.38

4,987,500.005,003,278.69

912828S43UNITED STATES TREASURYUS GOV


12,750,000.00 07/15/201907/15/2019

1.2081.322

12,472.83 12,597,597.66 12,642,427.9112,654,900.74

12,615,487.5012,627,960.33

912828TH3UNITED STATES TREASURYUS GOV

Fixed N 1.89 AA+Aaa

12,750,000.00 07/31/201907/31/2019

1.2081.318

9,701.09 12,637,441.41 12,670,020.0512,679,721.14

12,643,410.0012,653,111.09

912828WS5UNITED STATES TREASURYUS GOV


6,000,000.00 06/30/201906/30/2019

1.0551.328

16,691.58 6,104,062.50 6,061,770.606,078,462.17

6,032,100.006,048,791.58



3,700,000.00 06/30/201906/30/2019

1.391.328

10,293.14 3,730,785.16 3,715,662.983,725,956.12

3,719,795.003,730,088.14


Fixed N 1.48 AA+Aaa

14,500,000.00 02/28/201902/28/2019

1.0131.293

550.76 14,642,734.38 14,577,707.5214,578,258.28

14,517,545.0014,518,095.76


29

Summary





Book Yield,Yield



912828QG8UNITED STATES TREASURYUS GOV


4,000,000.00 04/30/201804/30/2018

1.1821.224

35,380.43 4,221,718.75 4,037,992.654,073,373.08

4,037,000.004,072,380.43

912828VZ0UNITED STATES TREASURYUS GOV


10,000,000.00 09/30/202009/30/2020

1.6931.461

84,153.01 10,112,304.70 10,091,833.5310,175,986.54

10,161,700.0010,245,853.01



5,750,000.00 09/30/201909/30/2019

1.3791.353

42,339.48 5,808,173.83 5,793,573.085,835,912.56

5,796,690.005,839,029.48

912828XE5UNITED STATES TREASURYUS GOV


6,500,000.00 05/31/202005/31/2020

0.9741.411

24,774.59 6,626,425.00 6,592,472.806,617,247.39

6,515,470.006,540,244.59

912828WY2UNITED STATES TREASURYUS GOV


6,500,000.00 07/31/202107/31/2021

1.1231.599

12,717.39 6,851,000.00 6,779,613.496,792,330.88

6,659,900.006,672,617.39

912828C57UNITED STATES TREASURYUS GOV


2,800,000.00 03/31/202103/31/2021

1.0861.544

26,508.20 2,946,020.00 2,914,089.532,940,597.73

2,868,572.002,895,080.20

912828QY9UNITED STATES TREASURYUS GOV


11,000,000.00 07/31/201807/31/2018

0.9551.26

21,521.74 11,240,195.31 11,129,215.7711,150,737.51

11,098,780.0011,120,301.74

912828VQ0UNITED STATES TREASURYUS GOV


11,000,000.00 07/31/201807/31/2018

0.9781.263

13,152.17 11,073,476.56 11,039,543.3311,052,695.51

11,011,110.0011,024,262.17

912828G61UNITED STATES TREASURYUS GOV


6,800,000.00 11/30/201911/30/2019

1.5071.355

25,918.03 6,798,406.25 6,799,006.366,824,924.39

6,821,760.006,847,678.03

912828VK3UNITED STATES TREASURYUS GOV


1,500,000.00 06/30/201806/30/2018

1.3011.237

3,530.91 1,502,343.75 1,500,908.651,504,439.56

1,501,695.001,505,225.91



19,000,000.00 09/30/201909/30/2019

1.4061.353

139,904.37 19,172,187.50 19,133,373.6319,273,278.00

19,154,280.0019,294,184.37

912828VA5UNITED STATES TREASURYUS GOV


7,725,000.00 04/30/202004/30/2020

1.5591.392

29,283.63 7,618,177.73 7,637,950.667,667,234.29

7,671,234.007,700,517.63

912828W55UNITED STATES TREASURYUS GOV


11,000,000.00 02/28/202202/28/2022

1.7811.668

569.75 11,045,117.19 11,044,617.3711,045,187.12

11,098,340.0011,098,909.75



11,000,000.00 11/30/202111/30/2021

1.7461.627

52,407.79 11,058,437.50 11,057,703.9911,110,111.77

11,111,650.0011,164,057.79

912828X21UNITED STATES TREASURYUS GOV

Fixed N 2.55 AA+Aaa

7,400,000.00 04/15/202004/15/2020

1.4641.392

42,155.74 7,406,937.50 7,406,805.547,448,961.28

7,420,498.007,462,653.74

912828XD7UNITED STATES TREASURYUS GOV


1,750,000.00 05/31/202205/31/2022

1.8121.701

8,337.60 1,755,058.59 1,755,003.721,763,341.32

1,763,807.501,772,145.10

---UNITED STATES TREASURYUS GOV


320,525,000.00 11/13/201911/13/2019

1.3351.373

1,067,161.69 322,339,740.22 321,705,604.64322,772,766.33

321,705,359.50322,772,521.19





Book Yield,Yield



---------

--- --- 1.23 AA+Aaa

528,566,215.05 12/06/201812/06/2018

1.2081.227

1,153,311.61 581,306,045.56 580,619,696.64581,773,008.25

580,631,860.06581,785,171.67


30

* Grouped by: Security Type. * Groups Sorted by: Security Type. * Filtered By: Description ≠ "Payable" and Description ≠ "Receivable". * Weighted by: Market Value + Accrued, except Book Yield by Base Book Value + Accrued.


31


Interest/Dividend

Received

Transfers In/Out Purchases PurchasedAccruedIncome

Sales Disposed Accrued Maturities andRedemptions

Paydowns Net RealizedGain/Loss

Beginning OriginalCost,

Ending Original Cost

Beginning MarketValue,

Ending Market Value

CTRSTCALTRUST INVESTMENT TRUST OFCALIFORNIAMMFUND

50,342.11 0.00 20,050,342.11 0.00 0.00 0.00 0.00 0.00 0.00 36,411,094.0556,461,436.16

36,411,065.6456,461,407.75

CBBPMMGSCITIZENS BUSINESS BANKMMFUND

1,516.38 0.00 1,516.38 0.00 0.00 0.00 0.00 0.00 0.00 5,101,187.225,102,703.60

5,101,187.225,102,703.60

BOFAPFCBANK OF AMERICAMMFUND

14,286.78 0.00 44,950,982.82 0.00 -51,547,465.00 0.00 0.00 0.00 0.00 49,846,847.7143,250,365.53

49,846,847.7143,250,365.53


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 64,942,250.2564,942,250.25

64,942,250.2564,942,250.25


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 64,001,024.6464,001,024.64

64,001,024.6464,001,024.64

CCYUSDCashCASH

0.00 13,389,231.04 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.000.00

0.000.00

CCYUSDCashCASH

0.00 -3,580,674.61 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.000.00

0.000.00

CCYUSDReceivableCASH

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.001,032.17

0.001,032.17

06414QUB3Bank of North CarolinaCD

262.23 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00

247,251.94247,279.11

577234BZ9Mauch Chunk Trust CompanyCD

252.76 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,052.08248,017.36

23204HDB1Customers BankCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

247,970.24248,039.68

82669LFR9Signature Bank of ArkansasCD

214.89 0.00 0.00 0.00 0.00 0.00 -249,000.00 0.00 0.00 249,000.000.00

249,034.860.00

319141CL9First Bank of Highland ParkCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,052.08248,057.04


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,964,843.753,964,843.75

3,991,880.003,993,280.00


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,278,828.1210,278,828.12

10,229,192.5010,232,780.00

912828UJ7UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 -1,997,265.63 -523.10 0.00 0.00 3,545.21 1,976,875.000.00

1,997,080.000.00


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,739,250.0012,739,250.00

12,696,750.0012,749,500.00

912828P53UNITED STATES TREASURYUS GOV

37,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,923,437.509,923,437.50

9,914,000.009,921,800.00

3137EABA6FEDERAL HOME LOAN MORTGAGECORPAGCY BOND

0.00 0.00 0.00 0.00 -10,106,300.00 -119,583.33 0.00 0.00 -7,175.66 12,023,380.000.00

10,117,700.000.00

92937CDH8Wex BankCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

247,970.24248,037.20

Portfolio Activity Summary Riverside, City of General Agg (66771)08/01/2017 - 08/31/2017 Return to Table of Contents Dated: 10/09/2017

32


Interest/Dividend

Received







Ending Market Value

58733AAY5Mercantil Commercebank, NationalAssociationCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,287.68248,277.76

912828A34UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,325,671.885,325,671.88

5,296,661.005,298,304.00

55266CNH5MB Financial Bank, National AssociationCD

285.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

249,610.05249,470.61

912828VF4UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,944,765.636,944,765.63

6,979,210.006,995,030.00

108622ET4Bridgewater BankCD

317.22 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

246,290.88246,487.59

061149AR1Bank of Charles TownCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

251,816.19251,940.69

020080AV9Alma BankCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00

247,177.84246,943.19

02587DWJ3American Express Centurion BankCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

249,478.08249,230.08

065847CZ6Bank of Wisconsin DellsCD

317.22 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

246,472.65246,649.44

855736DA9The State Bank and Trust CompanyCD

338.37 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

250,399.38250,944.69

57116AHW1Marlin Business BankCD

358.07 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,463.76248,295.12

91330ABD8Unity BankCD

317.22 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

250,115.52250,210.14

20786ABA2ConnectOne BankCD

325.16 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00

249,215.59248,862.38

912828UB4UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,944,921.882,944,921.88

2,972,790.002,977,380.00

912828M98UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,070,308.006,070,308.00

6,006,300.006,025,080.00

912828H52UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,473,046.882,473,046.88

2,489,050.002,493,050.00

38147J3R1Goldman Sachs Bank USACD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00

247,256.88247,116.09

140420PT1Capital One BankCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,930.00248,729.12

912828VV9UNITED STATES TREASURYUS GOV

21,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,042,421.882,042,421.88

2,035,300.002,039,680.00

912828UF5UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,871,203.131,871,203.13

1,887,441.001,889,968.00

06740KJK4Barclays Bank DelawareCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00

249,773.81249,860.26


33


Interest/Dividend

Received







Ending Market Value

912828UQ1UNITED STATES TREASURYUS GOV

62,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,866,406.259,866,406.25

9,952,300.009,969,100.00


27,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,120,000.002,120,000.00

2,043,660.002,041,400.00


27,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,104,843.752,104,843.75

2,043,660.002,041,400.00

912828RH5UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,564,785.0010,564,785.00

10,510,605.0010,511,865.00

20033AME3Comenity Capital BankCD

359.52 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

249,610.05249,460.65

912828TN0UNITED STATES TREASURYUS GOV

9,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,840,773.441,840,773.44

1,886,035.001,887,821.00


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,819,375.007,819,375.00

7,938,080.007,946,560.00


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,439,023.443,439,023.44

3,472,910.003,476,620.00

49306SVY9Keybank National AssociationCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00

248,294.28248,042.34

912828SD3UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,972,343.752,972,343.75

2,996,820.002,998,590.00

912828RE2UNITED STATES TREASURYUS GOV

41,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,542,968.755,542,968.75

5,512,870.005,512,870.00

912828D23UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,086,406.257,086,406.25

7,034,440.007,037,170.00

912828WW6UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,495,078.133,495,078.13

3,518,445.003,519,390.00

94768NJU9Webster Bank, National AssociationCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,380.00247,380.00

249,770.72249,445.84

912828VJ6UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,791,793.957,791,793.95

7,733,614.507,747,996.50

912828B90UNITED STATES TREASURYUS GOV

55,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,625,361.335,625,361.33

5,571,720.005,588,055.00

912828WD8UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,973,828.134,973,828.13

4,997,850.004,999,200.00


17,875.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,582,734.382,582,734.38

2,602,210.002,603,146.00

912828UU2UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,986,718.754,986,718.75

4,985,500.004,987,500.00

912828S43UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,597,597.6612,597,597.66

12,601,972.5012,615,487.50

912828TH3UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,637,441.4112,637,441.41

12,632,955.0012,643,410.00


34


Interest/Dividend

Received







Ending Market Value


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,104,062.506,104,062.50

6,031,380.006,032,100.00

29266NX51EnerBank USACD

398.58 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00

246,750.53247,261.82


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,730,785.163,730,785.16

3,719,351.003,719,795.00


99,687.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14,642,734.3814,642,734.38

14,512,325.0014,517,545.00

795450SU0Sallie Mae BankCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00

247,256.88247,116.09

33612JFU8First Priority BankCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

247,925.60247,799.12

912828QG8UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 -7,069,726.56 -51,430.03 0.00 0.00 -2,457.44 11,609,726.564,221,718.75

11,112,530.004,037,000.00

931142CJ0WAL-MART STORES INCCORP

13,630.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 514,400.90514,400.90

481,237.70479,461.10

88413QAD0Third Federal Savings and LoanAssociation of ClevCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,322.40248,295.12

89236TCP8TOYOTA MOTOR CREDIT CORPCORP

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,012,624.305,012,624.30

5,003,200.005,002,550.00

06424XBQ4United BankCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,282.72248,233.12

89233P6S0TOYOTA MOTOR CREDIT CORPCORP

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,715,233.952,715,233.95

2,716,864.152,717,054.34

912828VZ0UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,112,304.7010,112,304.70

10,136,700.0010,161,700.00


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,808,173.835,808,173.83

5,795,597.505,796,690.00

12738RCW2Cadence Bank, N.A.CD

1,537.26 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,062.00248,121.52

36160J2N7GE Capital Financial Inc.CD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,421.60248,369.52

912828XE5UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,626,425.006,626,425.00

6,502,015.006,515,470.00

912828WY2UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,851,000.006,851,000.00

6,636,305.006,659,900.00

912828C57UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,946,020.002,946,020.00

2,860,032.002,868,572.00

912828QY9UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11,240,195.3111,240,195.31

11,107,360.0011,098,780.00

912828VQ0UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11,073,476.5611,073,476.56

11,012,430.0011,011,110.00


35


Interest/Dividend

Received







Ending Market Value

080515BM0Belmont Savings BankCD

296.07 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

249,644.91249,530.37

34387ABS7Flushing BankCD

317.22 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

249,423.30249,236.55

037833AQ3APPLE INCCORP

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,557,435.003,557,435.00

3,536,505.003,534,265.00

74160NEN6Prime Alliance Bank, Inc.CD

243.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

249,328.68249,124.50

90348JAP5UBS Bank USACD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

247,779.28247,662.72

20361LBM5Community Bankers' BankCD

347.54 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,461.28248,292.64


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,798,406.256,798,406.25

6,815,640.006,821,760.00

17284CC69CIT Bank, National AssociationCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00

248,788.28248,479.53

27113PAM3East Boston Savings BankCD

296.07 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

248,845.62248,758.47

46147URG7Investors Community BankCD

243.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00

248,947.71248,765.94

40434AC72HSBC Bank USA, National AssociationCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 246,000.00246,000.00

246,344.40246,292.74

29976DA42TIAA, FSBCD

1,352.79 0.00 0.00 0.00 0.00 0.00 -248,000.00 0.00 0.00 248,000.000.00

248,019.840.00

912828PT1UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 -12,080,156.25 -9,415.76 0.00 0.00 -6,409.10 12,668,906.240.00

12,086,280.000.00

02587CAU4American Express Bank, FSBCD

1,537.26 0.00 0.00 0.00 0.00 0.00 -248,000.00 0.00 0.00 248,000.000.00

248,014.880.00

2546714P2Discover BankCD

1,607.58 0.00 0.00 0.00 0.00 0.00 -248,000.00 0.00 0.00 248,000.000.00

248,017.360.00

14042E5T3Capital One, National AssociationCD

1,560.51 0.00 0.00 0.00 0.00 0.00 -249,000.00 0.00 0.00 249,000.000.00

249,027.390.00

822582AR3SHELL INTERNATIONAL FINANCE BVCORP

10,153.13 0.00 0.00 0.00 0.00 0.00 -1,805,000.00 0.00 0.00 1,801,135.500.00

1,804,783.400.00

912828VK3UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,502,343.751,502,343.75

1,501,980.001,501,695.00


0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 19,172,187.5019,172,187.50

19,150,670.0019,154,280.00

912828VA5UNITED STATES TREASURYUS GOV

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,618,177.737,618,177.73

7,655,243.257,671,234.00

084664BW0BERKSHIRE HATHAWAY FINANCECORPCORP

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,001,730.001,001,730.00

999,420.00998,900.00


36

* Weighted by: Ending Market Value + Accrued.


Interest/Dividend

Received







Ending Market Value

166764AA8CHEVRON CORPCORP

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,734,721.002,734,721.00

2,747,415.002,747,745.00

912828W55UNITED STATES TREASURYUS GOV

103,125.00 0.00 11,045,117.19 -91,915.76 0.00 0.00 0.00 0.00 0.00 0.0011,045,117.19

0.0011,098,340.00


0.00 0.00 11,058,437.50 -40,573.77 0.00 0.00 0.00 0.00 0.00 0.0011,058,437.50

0.0011,111,650.00

33583CRW1Keybank National AssociationCD

0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00

248,052.08248,037.20

912828X21UNITED STATES TREASURYUS GOV

0.00 0.00 7,406,937.50 -35,786.89 0.00 0.00 0.00 0.00 0.00 0.007,406,937.50

0.007,420,498.00

912828XD7UNITED STATES TREASURYUS GOV

0.00 0.00 1,755,058.59 -6,454.92 0.00 0.00 0.00 0.00 0.00 0.001,755,058.59

0.001,763,807.50

---------

605,701.34 9,808,556.43 96,268,392.09 -174,731.34 -82,800,913.44 -180,952.22 -3,047,000.00 0.00 -12,497.00 573,685,423.02581,307,077.73

569,809,652.50580,632,892.23


37

Additional Disclosure:

The information on this website is for general purposes only and is not intended to provide specific advice or recommendations. All information presented on this website is obtained via electronic data transfer from theCustodian. While this information is reconciled on a daily basis, when available, accuracy is relied upon from the Custodian. Please review the data carefully. Should you have any questions regarding the informationpresented, calculation methodology, investment portfolio or security detail, or any other facet of the data, please feel free to contact us.

This data is intended to detail our investment advisory activity as well as the activity of any client accounts managed by Public Trust Advisors, LLC (Public Trust). The custodian bank maintains the control of assets andexecutes and settles all investment transactions. The custodian statement is the official record of security and cash holdings transactions. Public Trust recognizes that clients may use these reports to facilitate record keeping;therefore it is recommended that the client reconcile this statement with their custodian bank statement. Many custodians use a settlement date basis which may result in the need to reconcile due to a timing difference.Please contact your relationship manager or call our toll free number 855-395-3954 with questions regarding your account.

Public Trust does not have the authority to withdraw funds from or deposit funds to the custodian. Our clients retain responsibility for their internal accounting policies; implementing and enforcing internal controls andgenerating ledger entries or otherwise recording transactions.

Pricing sources from our reporting platform are provided by Clearwater Analytics®. Clearwater utilizes a hierarchical pricing model with multiple options for pricing sources. These options include custodial pricing, S&P CapitalIQ and other sources. Since multiple pricing hierarchies are offered through Clearwater Analytics, and client preferences regarding pricing sources may differ, it is important to verify the specific pricing hierarchy for eachportfolio. Securities with short maturities and infrequent secondary market trades are typically priced via mathematical calculations. The securities in this investment portfolio, including shares of mutual funds, are notguaranteed or otherwise protected by Public Trust, the FDIC (except for certain non-negotiable certificates of deposit) or any government agency, unless otherwise specifically stated. Investing involves risk, including thepossible loss of principal.

Past performance is not an indicator of future performance or results.

Public Trust statements present beginning and ending balances and are based on Market Value plus accrued interest on a Trade Date basis. Customized reports made available to the end user either from Public Trust orthrough the online reporting platform may present information and portfolio analytics using various optional methods including, but not limited to, historical cost, amortized cost, and market value. Custom reports may also differfrom the information received from the custodian as a result of additional formulas and filters created based on end user preferences.

The investment advisor providing these services is Public Trust Advisors, LLC, an investment adviser registered with the U.S. Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940, asamended. Registration with the SEC does not imply a certain level of skill or training. Public Trust is required to maintain a written disclosure brochure of our background and business experience. If you would like to receive acopy of our current disclosure brochure, privacy policy, or code of ethics please contact us at the address below.

Public Trust Advisors

717 17th St. Suite 1850

Denver, CO 80202

DisclaimerReturn to Table of Contents Dated: 10/09/2017

38

Documents

Monthly Investment Report for Period Ended August 31, 2017 · MA MC CB B d 1 d 2 Cash T BS CP rp BA MMF i ra CD Asset Balance By Security Type (in millions) August 1, 2017 August