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Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
A COMPUTATIONAL INVESTIGATION ON THE EFFECT OF POLYMER RHEOLOGY ON THE PERFORMANCE OF A
SINGLE SCREW EXTRUDER
J. A. Covas* and A. Gaspar-Cunha
Dept. of Polymer Eng., University of Minho, Campus de Azurém, 4800-058 Guimarães, Portugal. Phone: +351 253510245; Fax: +351 253510249.
e-mails: [email protected], [email protected].
* - Corresponding author
Key words: extrusion modelling, single screw extruder, plasticating extrusion, polymer extrusion
Abstract: This work investigates the influence of the rheological characteristics of a polymer on the
(predicted) performance of a typical single screw extruder. A global modelling package is developed
in order to yield important process responses such as axial pressure, melting rate, melt temperature,
power consumption and degree of mixing. The effect of the power law constants is studied both in
terms of the general process behaviour and of the sensitivity of the extruder to small changes of the
input conditions.
1. INTRODUCTION
Plasticating single screw extrusion can probably be considered as the most important unit
operation in polymer processing technology. Extruders are a fundamental part of any
extrusion line (for producing pipes, profiles, blown or flat film, filaments, coated wire, etc),
are often used in compounding (e.g., incorporation of additives) and blow moulding (for
producing bottles and other hollow containers) and, in modified form, are used as plasticating
units of injection moulding machines.
Therefore, it is not surprising that extrusion has been the subject of many studies, focusing on
the physical understanding and on the mathematical modelling of the process, on innovative
technological developments, on new applications, and on monitoring and optimisation. In
particular, the physical phenomena developing along the screw during the practical operation
of a single screw extruder have been extensively studied in the last four decades [e.g. see the
reviews of 1, 2, 3]. Consequently, a number of computational tools has been made available,
the level of sophistication varying from simple 1D analytical models to complex 3D
approaches using finite element methods [2,4,5]. Unfortunately, some of these programmes
41
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
are black boxes, i.e., little is known about the underlying physics, while others only cover the
final stages of the process, when melt pressure and/or drag flows develop.
Generally, the models encompassing the flow of a polymer from the hopper to the die exit
predict the value of important process parameters such as output, degree of mixing, melt
temperature, melting rate, residence time, power consumption, for a particular
extruder/polymer/die combination. The completeness of the predictions and the corresponding
degree of accuracy depend, obviously, on the sophistication of the mathematical models
involved and of the constitutive equations adopted. The predictions are valid for a specific set
of operating conditions, screw/die geometry and polymer properties. The rheological
behaviour of the polymer is of paramount importance in defining the type of response of this
complex system. Surprisingly, although the general trends are well known [4,6], a quantitative
evaluation of the effects of rheology on the performance of single screw extrusion is
apparently not yet available.
Therefore, it is the objective of this work to investigate the influence of the viscous behaviour
of polymer melts on the performance of single screw extruders. A simple power law model
will be adopted, as it evidences clearly the effects of viscosity levels, pseudoplasticity
character and temperature dependence. Computational experiments encompassing the entire
screw will be carried out for this purpose.
2. THEORETICAL FRAMEWORK
In a conventional extruder an Archimedes-type screw rotates inside a heated barrel of
diameter D (Figure 1). Generally, the screw has three distinct geometrical sections (Figure 1-
A), denoted as feed (constant channel depth H1), compression (varying channel depth along
the axis) and metering (constant smaller channel depth H2), with lengths L1, L2 and L3,
respectively.
For a specific system geometry and polymer, the main operating parameters are the screw
speed and the barrel temperature profile. The (solid) polymer is fed through the hopper.
Gravity-induced flow guarantees material transfer to the barrel. The polymer progresses along
the screw due to a balance of friction forces and, as a result of a combination of pressure, heat
transfer and dissipation of mechanical energy, it melts. In the remaining of the screw
distributive mixing and pressure generation occur, so that the polymer flows through the die
42
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
located downstream at a given rate, where it is shaped into the desired cross-section. These
phenomena developing sequentially inside the machine (Figure 1-B) have been analysed
thoroughly and are usually referred to as [1,3,4]:
i) - solids conveying of material in the hopper;
ii) - drag solids conveying in the initial turns of the screw;
iii) - delay in melting, due to the development of a thin film of melted material
separating the solids from the surrounding metallic wall(s);
iv) - melting, where a specific melting mechanism develops, depending on the local
pressure and temperature gradients;
v) - pumping involving the complex but regular helical flow pattern of the fluid
elements towards the die;
vi) - flow through the die.
A
D
��������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
�������������������������������������������������������������������������������������������������������������������������������������������������������������
��������������������������������������
Heater band
��������������������������������������
L1 L2 L3
Barrel Screw Die
FEED COMPRESSION METERING
D
��������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
�������������������������������������������������������������������������������������������������������������������������������������������������������������
��������������������������������������
Heater band
��������������������������������������
L1 L2 L3
Barrel Screw Die
FEED COMPRESSION METERING
B
i)
�������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
��������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
������������������������������������������������������������������������������������������������������������������������������������������������
iv) v)iii)ii) vi)
Transversalcuts
i)
��������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
����������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
iv) v)iii)ii) vi)
Transversalcuts
Figure 1- Plasticating single screw extruder. A) typical geometry; B) Physical phenomena.
The hopper can be considered as a sequence of vertical and/or convergent columns subjected
to static loading, given the difference between their flow capacity and the effective discharge
rate [6]. The vertical pressure profile, hence the pressure at the bottom of this device, can be
determined by performing a force balance on an elemental slice of the bulk solids [7]. This
corresponds to establishing the inlet condition of the extruder.
43
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
Modelling of the solids conveying zone of the screw (Figure 2-ii) considers sliding of a non-
isothermal elastic solid plug with heat dissipation at all (screw and barrel) surfaces. The solids
temperature increases due to the contribution of conduction from the hot barrel and of friction
near the polymer/metal interfaces, heat convection along the channel taking place due to the
polymer motion [8,9]. The pressure generated can be determined from force and torque
balances made on differential down-channel elements [8].
The model developed considers that the delay zone is sub-divided into two sequential steps,
as demonstrated by previous experimental observations [1,3]. The local higher temperatures
and friction forces favour the formation of a melt film, C, near to the inner barrel wall (Figure
2-iii-A). Eventually, depending on the operating conditions (output and screw temperature),
the material in contact with the screw surfaces may melt in this zone (films B, D and E) by the
same mechanism (Figure 2-iii-B). The first step was described mathematically using the
approach of Kacir and Tadmor [10] to compute the pressure and temperature profiles in the
solid and the power consumption. The film thickness and temperature can be computed from
the momentum and energy equations assuming heat convection in the down-channel and
radial directions and heat conduction in the radial direction [5]:
∂∂
∂∂
=∂∂
yV
yxP xη
(1)
0=∂∂
yP
(2)
∂∂
∂∂
=∂∂
yV
yzP zη
(3)
22
2
)( γηρ &+∂∂
=∂∂
yTk
zTyVc mzpm
(4)
where ρm , cp and km denote melt density, specific heat, and thermal conductivity,
respectively, and η is the melt viscosity, which is calculated using a temperature dependent
power law:
( )[ ] 10exp −−−= nTTak γη & (5)
where k0 , a, T0 and n are the usual constants and γ is the shear rate, given by: &
21
22
∂∂
+
∂∂
=y
Vy
V zxγ& (6)
44
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
ii)
Barrel
Screw root
Screw flightScrewflight
qb
qs
qf qf
y
x
∆z
H
W
Barrel
Screw root
Screw flightScrewflight
qb
qs
qf qf
y
x
∆z
H
WW
iii)-A
Vbz
Vbx Vsz
H
T(y)
Tb
Tm
Tso
Ts
A
Vb
CδC
Vbz
Vbx Vsz
H
T(y)
Tb
Tm
Tso
Ts
A
Vb
CδC
iii)-B
xT(y)
B
Vbz
VbxVsz
H
Tb
Tm
Tso
Ts
DATm
C
Vb
δDE
WB
δC
D
Ex
T(y)
B
Vbz
VbxVsz
H
Tb
Tm
Tso
Ts
DATm
C
Vb
δDE
WB
δC
D
E
iv)
Vbz
VbxVsz
H
T(y)
Tb
Tm
Tso
Ts
B
E
DA
Tm
D
C
C
Vb
δDE
WB
δC
Vbz
VbxVsz
H
T(y)
Tb
Tm
Tso
Ts
B
E
DA
Tm
D
CC
CC
Vb
δDE
WB
δC
v)
Vbz
Vbx
H
T(y)
Tb
Tb
Vb Vbz
Vbx
H
T(y)
Tb
Tb
Vb
Cartesian Coordinates zy
x
Cartesian Coordinates zy
x
zy
x Figure 2- Physical models of the various functional zones. The identification of ii) to v) is given in
Figure1b.
45
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
Neglecting leakage flow, the melt must recirculate in the x-direction:
∫ =C dyyVx
δ
00)( (7)
where δC is the melt film thickness. The relevant boundary conditions are:
====
====
−====
b
m
bzz
szz
bxx
x
T)y(TT)y(T
V)y(VV)y(V
V)y(V)y(V
δδδ0000
(8)
where Tm is the melting temperature (in the case of semi-crystalline polymers, or a
temperature slightly above the glass transition point for amorphous polymers). Solving
equations (1), (3), (4) and (7), coupled to the boundary conditions (8), yields the melt film
velocity and temperature fields. However, since the viscosity depends on these variables the
equations are non-linear, thus involving the use of a specific finite difference discretisation
scheme [11,12]. For example, the solution of equations 1 and 3 can be obtained using the
implicit Crank-Nicholson scheme, as shown by the algorithm of Figure 3.
Initial values for:Vx0,j(y) (e.g., a linear profile between 0 and Vbx)Vz0,j(y) (e.g., linear variation between Vsz and Vbz)T0,j(y) (e.g., linear variation between Tm and Tb)
do {do {
solve equation 1 (to obtain Vxi,j and ∂P/∂x)solve equation 3 (to obtain Vzi,j and Pi)
} while (Vxi,j, ∂P/∂x, Vzi,j and Pi have not converged)solve equation 4 (to obtain Ti,j)
} while (Ti,j has not converged)
Initial values for:Vx0,j(y) (e.g., a linear profile between 0 and Vbx)Vz0,j(y) (e.g., linear variation between Vsz and Vbz)T0,j(y) (e.g., linear variation between Tm and Tb)
do {do {
solve equation 1 (to obtain Vxi,j and ∂P/∂x)solve equation 3 (to obtain Vzi,j and Pi)
} while (Vxi,j, ∂P/∂x, Vzi,j and Pi have not converged)solve equation 4 (to obtain Ti,j)
} while (Ti,j has not converged)
Figure 3- Algorithm for solving the system of non-linear equations for the delay zone.
The second step of this stage (Figure 2-iii-B) can be considered as a particular case of the
melting zone. It develops while the width of the melt film B remains smaller than the channel
height [13].
Melting involves the simultaneous development of 5 regions (identified as A to E in Figure 2-
iv). The model implemented was initially proposed by Lindt et al [13,14] and considers that
46
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
the solid bed velocity is constant and that cross-channel flow exists. Each of the five
individual regions require different forms of the momentum and energy equations, coupled to
the relevant boundary conditions and force, heat and mass balances. The flow of the melt
films C, D and E can be described by equations (1) to (6), together with specific boundary
conditions (equation 8) and a condition of cross-channel flow (equation 7). Flow in the melt
pool is taken as two-dimensional, hence equations (2), (3) and (6) are replaced, respectively,
by:
∂∂
∂∂
+
∂∂
∂∂
=∂∂
yV
yxV
yzP zz ηη
(9)
22
2
2
2
)( γηρ &+
∂∂
+∂∂
=∂∂
yT
xTk
zTyVc mzpm
(10)
21
222
∂∂
+
∂∂
∂∂
=y
Vy
Vy
V xzxγ&
(11)
These equations are solved using finite differences and the following boundary conditions [5]:
========
========
−====
b
s
m
s
bzz
z
szz
z
bxx
x
THyTTyTTWxT
TxT
VHyVyV
VWxVxV
VHyVyV
)()0()(
)0(
)(0)0(
)(0)0(
)(0)0(
(12)
The non-isothermal two-dimensional flow of the same power-law fluid in the pumping zone
occurs, i.e., equations (1), (9), (10) and (11) for the melting step remain valid, if coupled to
the following conditions [5]:
========
========
−====
b
s
s
s
bzz
z
z
z
bxx
x
THyTTyTTWxT
TxT
VHyVyV
WxVxV
VHyVyV
)()0()(
)0(
)(0)0(0)(
0)0()(
0)0(
(13)
Melt distributive mixing depends on the growth of the interfacial area between two adjacent
fluid components and on their average residence time for flow. Since the variation of
interfacial area is proportional to the shear strain of the melted polymer, the average strain can
be used as a simple criterion to estimate the degree of mixing [15]. In this work, an weighted-
average total strain function, WATS, was computed, which requires the integration of the
47
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
strain experienced by a particle, γ , with respect to the residence time distribution, f(t)
[5,15,16].
)(y
∫∞
=0
)()( dttfyγγ (14)
Function f(t) is defined as:
( ) ( )**
**
C
C
QQQQd
dttf++
= (15)
and represents the fraction of melt whose residence time lies in the range t to t+dt, Q*+Q*c
being the total volumetric flow rate (i.e., Q), and dQ* and dQ*c the differential flow associated
with the neighbourhood of planes y and yc, respectively, so that:
( ) ( ) ( )[ ] WdyyVyVQQd czzC +=+ ** (16)
These planes contain the same fluid element in the upper (y) and lower (yc) portions of the
channel, as the result of polymer re-circulation in the x direction. Velocity ( )yzV is the
average of the velocity Vz(x,y) determined from the resolution of the momentum equations.
Finally, pressure flow in the die was computed assuming the existence of successive channels
with uniform cross-section in the downstream direction and the non-isothermal two-
dimensional flow of a non-Newtonian fluid, where equations (1), (9) and (10) are solved by
finite differences.
The global plasticating extrusion model links sequentially the above stages through the
appropriate boundary conditions. Coherence of the physical phenomena between any two
adjacent zones must obviously be ensured. After estimating an initial output from volumetric
considerations, calculations are carried out for small screw increments along its helical
channel (Figure 4). If the predicted pressure drop at the die exit is not sufficiently small
(theoretically it should be nil), the output is changed and a new iteration is carried out.
3. MATERIAL AND EQUIPMENT
The characteristics of a High Density Polyethylene (NCPE 0928, from BOREALIS) were
used in the computational experiments. They are presented in Table 1 and were either
obtained from the manufacturer or measured experimentally [17].
48
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
The geometry of an existing Leistritz LSM 36 laboratorial single screw extruder fitted with a
conventional polyethylene-type three-zone screw and a simple rectangular die, as shown in
Figure 5, was considered. The typical operating conditions are also indicated in Figure 5.
Start
Define:Q1 andQ2
•Hopper•Solids Conveying•Delay•Melting•Melt Conveying
End
Yes
No
Die
Pexit<ε
New Q1 andQ2
For each ∆Z
Start
Define:Q1 andQ2
•Hopper•Solids Conveying•Delay•Melting•Melt Conveying
End
Yes
No
Die
Pexit<ε
New Q1 andQ2
For each ∆Z
Figure 4- Flowchart of the global modelling package.
D =
36
mm �������������������������������������������������������������������������������������������������������������������������������������������������������������
��������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
������������������������������������
Tb = 190 ºC
L = 936 mm
N= 50 rpm
2.7D
6 x
2m
m
350 mm
������������������������������������
12D 7D 7D
D =
36
mm �������������������������������������������������������������������������������������������������������������������������������������������������������������
��������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
������������������������������������
Tb = 190 ºC
L = 936 mm
N= 50 rpm
2.7D
6 x
2m
m
350 mm
������������������������������������
12D 7D 7D
D =
36
mm ��������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
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������������������������������������������������������������������������
Tb = 190 ºC
L = 936 mm
N= 50 rpm
2.7D
6 x
2m
m
350 mm
������������������������������������������������������������������������
12D 7D 7D
D =
36
mm ��������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
����������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������
������������������������������������������������������������������������
Tb = 190 ºC
L = 936 mm
N= 50 rpm
2.7D
6 x
2m
m
350 mm
������������������������������������������������������������������������
12D 7D 7D
Figure 5- Geometry and operating conditions of the extruder.
49
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
Table 1- Polymer properties. Property Law Value
Solids density [18]
( ) PF0 e∞∞ ρ−ρ+ρ=ρ
with
TTb
TbTbbFg
32210 −
+++=
ρ∞ = 948 kg/m3
ρ0= 560 kg/m3 Tg= -125 °C b0= -1.276e-9 1/Pa b1= 8.668e-9 1/°C Pa b2= -5.351e-11 1/°C2 Pa b3 = -1.505e-4 °C/Pa
Melt density [1]
PTgPgTgg 3210m +++=ρ g0 = 854.4 kg/m3
g1 = -0.03236 kg/m3 °C g2 = 2.182e-7 kg/m3 Pa g3 = 3.937e-12 kg/m3 °C Pa
Friction coefficients
--- polymer-barrel = 0.45 polymer-screw = 0.25
Solids thermal conductivity
--- 0.186 W/m °C
Melt thermal conductivity
--- 0.097 W/m °C
Heat of fusion --- 196802 J/kg Solids specific heat --- 1317 J/kg Melt specific heat [19]
2210m TCTCCC ++= C0 = -1289 J/kg
C1 = 86.01 J/kg °C C2 = -0.3208 J/kg Pa
Melting temperature
--- 119.6 °C
Viscosity
( )[ ] 10exp −−−= nTTak γη & n = 0.345
k = 29.94 kPa sn a = 0.00681 1/°C T0 = 190 °C
4. COMPUTATIONAL EXPERIMENTS
This work will investigate the influence of the power law constants (n, k and a) on the
performance of an extruder in terms of the axial pressure, presence of solids, average melt
temperature and power consumption profiles along the screw length, of the temperature field
development along the pumping zone and of the mass output, channel length required for
complete melting, average melt temperature at die exit, total mechanical power consumption
and degree of mixing. A Central Composite experimental design approach was adopted, as it
yields quantitative information on the effect of the individual parameters and on their
interactions. As shown in Table 2, the three independent rheological variables require that 15
50
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
runs (reom1 to reom15) must be carried out. Usually, the central point (reom9) is replicated in
order to tackle the experimental variation, but this is obviously not required in the present
situation. The lower (-1), medium (0) and higher level (1) of each variable was coded as
shown. The corresponding values are 5000, 27500 and 50000 Pa.sn for k, 0.25, 0.45 and 0.65
for n, 0.0001, 0.001 and 0.01 ºC-1 for a. The direct comparison between runs reom13, reom9
and reom12, runs reom14, reom9 and reom4 and runs reom11, reom9 and reom2 demonstrate
the effect of n, k and a, respectively.
Table 2- Central composite design of the computational experiments
Run n k (Pa.sn) a (ºC-1) n k A reom1 0.25 5000 0.01 -1 -1 1 reom2 0.45 27500 0.01 0 0 1 reom3 0.65 50000 0.01 1 1 1 reom4 0.45 50000 0.001 0 1 0 reom5 0.25 38750 0.0001 -1 0.5 -1 reom6 0.65 5000 0.01 1 -1 1 reom7 0.55 38750 0.0001 0.5 0.5 -1 reom8 0.25 5000 0.0001 -1 -1 -1 reom9 0.45 27500 0.001 0 0 0 reom10 0.65 5000 0.0001 1 -1 -1 reom11 0.45 27500 0.0001 0 0 -1 reom12 0.65 27500 0.001 1 0 0 reom13 0.25 27500 0.001 -1 0 0 reom14 0.45 5000 0.001 0 -1 0 reom15 0.25 50000 0.01 -1 1 1
The sensitivity of the extruder to small changes in the rheological constants was estimated
from the results of the runs presented in Table 3. This study reproduces the unavoidable
practical oscillations of the material characteristics and operating conditions around an
average value.
Table 3- Runs for studying the sensitivity of the extruder to small variations of input values
Run Aim n k (Pa.sn) a (ºC-1) reos1 0.3 reos2 0.35 reos3
Influence of n 0.4
30000 0.01
reos4 25000 reos5 30000 reos6
Influence of k 0.35 35000
0.01
51
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
5. RESULTS AND DISCUSSION
Figures 6 to 8 show the influence of n, k and a, respectively, on the axial development of
melting (reduced solids width), pressure, power consumption and average melt temperature.
Viscous dissipation, pressure generation and mechanical power consumption increase with
increasing n. In turn, the increase in polymer temperature due to viscous dissipation reduces
slightly the length of screw required to complete melting. Obviously, an increasing n
corresponds to higher viscosity levels at moderate to high shear rates.
0.0
0.2
0.4
0.6
0.8
1.0
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Red
uced
solid
s wid
th
0.0
0.2
0.4
0.6
0.8
1.0
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Red
uced
solid
s wid
th
0
2040
6080
100120
140
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pres
sure
(MPa
)
0
2040
6080
100120
140
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pres
sure
(MPa
)
0
2000
4000
6000
8000
10000
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pow
er C
onsu
mpt
ion
(W)
0
2000
4000
6000
8000
10000
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pow
er C
onsu
mpt
ion
(W)
120
140
160
180200
220
240
260
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Mel
t tem
pera
ture
(ºC
)
120
140
160
180200
220
240
260
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Mel
t tem
pera
ture
(ºC
)
n = 0.25 n = 0.45 n = 0.65n = 0.25n = 0.25 n = 0.45n = 0.45 n = 0.65n = 0.65
Figure 6- Effect of n on the evolution along the screw length (runs reom13, reom9 and reom12).
As expected, the effect of the consistency index is qualitatively similar (Figure 7). For k
values above 27500 Pa.sn the average melt temperature grows above the set value during most
of the pumping zone. Differences of more than 40ºC may develop. The practical operation
under such conditions should be avoided, as the machine’s control system is ineffective and
polymer degradation may occur.
Variations of a of two orders of magnitude do not seem to affect substantially the
performance of the extruder (Figure 8).
52
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
0.0
0.2
0.4
0.6
0.8
1.0
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Red
uced
solid
s wid
th
0.0
0.2
0.4
0.6
0.8
1.0
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Red
uced
solid
s wid
th
0
2040
6080
100120
140
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pres
sure
(MPa
)
0
2040
6080
100120
140
0.0 0.2 0.4 0.6 0.80
2040
6080
100120
140
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pres
sure
(MPa
)
0
2000
4000
6000
8000
10000
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pow
er C
onsu
mpt
ion
(W)
0
2000
4000
6000
8000
10000
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pow
er C
onsu
mpt
ion
(W)
120
140
160
180200
220
240
260
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Mel
t tem
pera
ture
(ºC
)
120
140
160
180200
220
240
260
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Mel
t tem
pera
ture
(ºC
)
k = 5000 Pa.s k = 27500 Pa.s k = 50000 Pa.sk = 5000 Pa.s k = 27500 Pa.s k = 50000 Pa.s
Figure 7- Effect of k on the evolution along the screw length (runs reom14, reom9 and reom4).
0.0
0.2
0.4
0.6
0.8
1.0
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Red
uced
solid
s wid
th
0.0
0.2
0.4
0.6
0.8
1.0
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Red
uced
solid
s wid
th
0
2040
6080
100120
140
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pres
sure
(MPa
)
0
2040
6080
100120
140
0.0 0.2 0.4 0.6 0.80
2040
6080
100120
140
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pres
sure
(MPa
)
0
2000
4000
6000
8000
10000
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pow
er C
onsu
mpt
ion
(W)
0
2000
4000
6000
8000
10000
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Pow
er C
onsu
mpt
ion
(W)
120
140
160
180200
220
240
260
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Mel
t tem
pera
ture
(ºC
)
120
140
160
180200
220
240
260
0.0 0.2 0.4 0.6 0.8 1.0L (m)
Mel
t tem
pera
ture
(ºC
)
a = 0.0001 ºC-1 a = 0.001 ºC-1 a = 0.01 ºC-1a = 0.0001 ºC-1 a = 0.001 ºC-1 a = 0.01 ºC-1
Figure 8- Effect of a on the evolution along the screw length (runs reom11, reom9 and reom2).
The two-dimensional cross-channel melt temperature profiles at the beginning and at the end
of the pumping zone are presented in Figures 9 and 10. As seen above, the importance of
53
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
viscous dissipation increases as the rheological behaviour becomes more Newtonian-like
(Figure 9). At the beginning of the melt conveying zone it is possible to detect regions with
lower temperature, which correspond to the presence of freshly molten polymer. The average
melt temperature is smaller than the set value (190ºC), a progressively more complex
temperature profile developing as the material advances along the helical channel.
As for the influence of the consistency index, Figure 10 demonstrates that for k values lower
or equal to 10000Pa.sn the viscous dissipation is low, while for k values of the order of
50000Pa.sn the temperature develops steadily downstream, local self-heating reaching values
up to 70ºC. Again, the influence of a is insignificant, and therefore it will not be illustrated.
The contour plots shown in Figures 11 to 13 show the influence of the power law constants on
the values of mass output and degree of mixing, WATS (Figure 11), length of screw required
for melting and average melt temperature at die exit (Figure 12) and mechanical power
consumption (Figure 13), respectively. Each graph plots the correlation between k and n for a
constant value of a. The red points refer to the “experimental” points used by the design to
generate the regression surface. Although this is not the aim of the present work, the careful
analysis of these plots would allow the optimisation of the process for a specific set of
prescribed objectives (e.g. maximise the output, minimise the power consumption, ensure a
good level of mixing, etc).
Keeping the operating conditions constant (see Figure 5), an increase of both n and k (Figure
11) will augment linearly the output from 7.6kg/hr to 9kg/hr, i.e., almost 20%. This is
obviously related to the pressure generation capacity under these conditions discussed above.
The effect of a is again smaller, but noticeable.
The influence on the degree of mixing, WATS, is quite different. A minimum performance
around n=0.45 and k=10000Pa.sn, i.e., at intermediate levels, can be perceived, while the best
mixing happens for high values of the rheological constants. As demonstrated by equation
(12), mixing depends on the residence time, i.e., on both the effective length of the melt
conveying zone (which, in turn, is dictated by the melting efficiency) and on the mass output,
as well as on the level of shear rates - and strains - developed (output again). High viscosity
levels favour output, hence shear rate, but compromise the residence time, because although
the melting efficiency is increased, the flow is faster. Fluidity affects output, and consequently
shear rate, but the residence time is favoured since the effect of lower melting efficiency is
54
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
probably off-set by that of a slower flow. The temperature dependence of viscosity seems to
affect mainly the minimum level of mixing, but not the highest values of WATS.
As observed previously (Figure 8), the behaviour of the melting efficiency (length of screw
required for melting) depends on the level of a (Figure 12). Anyway, melting is always faster
for the highest values of the rheological constants. This is easily explained by the increasing
contribution of viscous dissipation within the melt films (see Figure 2), which will induce a
more effective heat transfer with the solid bed. The same type of reasoning can be applied to
the drag and pressure flow of melt in the screw channel and die. Thus, one would anticipate
higher average melt temperatures at the die exit for a more Newtonian and/or more viscous
fluid, which is in fact observed (Figure 12).
Finally, and not surprisingly, the mechanical power consumption follows the behaviour of
mass output (Figure 13), i.e., the higher the fluidity the easier the flow, therefore the lower the
pressure generation (Figures 6 to 8) and the lower the power consumption. Keeping the
operating conditions but changing the polymer rheology (in practice, the polymer) can
increase the power consumption more than tenfold.
The results discussed so far illustrate (and quantify) the effect of changing significantly the
values of the rheological parameters on the behaviour of a conventional single screw extruder.
In practice, these changes can be originated by changing the polymer, or the grade of the
polymer being processed. In practice, small oscillations of the operating conditions, which are
inherent to any machine, or small variations in the properties of the polymer, which occur
often from batch to batch, will happen. Hence, it interesting to estimate the resulting changes
in the response of the machine. Table 4 presents the same type of results discussed throughout
this section, for the conditions indicated in Table 3. The maximum pressure and maximum
temperature refer to the maximum values attained somewhere in the screw channel. The
sensitivity in terms of percentage is characterised in Table 5. Limited changes in the
rheological parameters may affect significantly the mechanical power consumption and the
maximum pressure generated, but variations on the degree of distributive mixing, melting
efficiency, and viscous dissipation (melt temperature at the die exit and maximum
temperature) are also noticeable. Conversely, the output is relatively stable (as a variation of
the power law constants affects both the flow along the extruder and die), and so is the
average shear rate at the die exit. In turn, the latter determines the stability of the cross-
section, since it correlates with the extrudate-swell.
55
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
n=0.25 n=0.45 n=0.65n=0.25 n=0.45 n=0.65
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
Beginning of the pumping zone
End of the pumping zone
290 274 258 241 225 209 193 176 160
Melt temperature (ºC)k = 27500 Pa.sn; a=0.001
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
Beginning of the pumping zone
End of the pumping zone
290 274 258 241 225 209 193 176 160290 274 258 241 225 209 193 176 160
Melt temperature (ºC)k = 27500 Pa.sn; a=0.001
Figure 9- Cross-channel temperature profiles in the pumping zone (runs reom13, reom9 and reom12).
56
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
Beginning of the pumping zone
End of the pumping zone
260 245 230 215 200 185 170 155 140
Melt temperature (ºC)
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
n = 0.45 ; a=0.001
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
Beginning of the pumping zone
End of the pumping zone
260 245 230 215 200 185 170 155 140
Melt temperature (ºC)
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
y/ymax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
0.000.00
0.50
0.50
1.00
1.000.25 0.75x/xmax
n = 0.45 ; a=0.001
k=5000Pa.sn k=27500Pa.sn k=50000Pa.snk=5000Pa.sn k=27500Pa.sn k=50000Pa.sn
Figure 10- Cross-channel temperature profiles in the pumping zone (runs reom14, reom9 and reom4).
57
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
Output (kg/hr) – a=0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
8.01477
8.19358
8.37239
8.5512
7.83767
7.65143
Output – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
8.01477
8.19358
8.37239
8.5512
8.73002
Output – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
8.19358
8.37239
8.5512
8.73002
8.93514
WATS – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
184.887
184.887
201.896
218.904
235.913
167.997
161.772
WATS – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
184.887
201.896
201.896
218.904235.913
252.922
172.438168.216
WATS – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.022
218.904
235.913
235.913252.922
200.009
Output (kg/hr) – a=0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
8.01477
8.19358
8.37239
8.5512
7.83767
7.65143
Output (kg/hr) – a=0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
8.01477
8.19358
8.37239
8.5512
7.83767
7.65143
Output – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
8.01477
8.19358
8.37239
8.5512
8.73002
Output – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
8.01477
8.19358
8.37239
8.5512
8.73002
Output – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
8.19358
8.37239
8.5512
8.73002
8.93514
Output – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
8.19358
8.37239
8.5512
8.73002
8.93514
WATS – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
184.887
184.887
201.896
218.904
235.913
167.997
161.772
WATS – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
184.887
184.887
201.896
218.904
235.913
167.997
161.772
WATS – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
184.887
201.896
201.896
218.904235.913
252.922
172.438168.216
WATS – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
184.887
201.896
201.896
218.904235.913
252.922
172.438168.216
WATS – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.022
218.904
235.913
235.913252.922
200.009
WATS – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.022
218.904
235.913
235.913252.922
200.009
Figure 11- Contour plots of output and WATS.
58
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
Length for Melting – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.70.324657
0.370405
0.416153
0.4619010.507649
0.53
1117
0.519428
Length for Melting – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
0.370405
0.416153
0.416153
0.461901
0.461901
0.445656
0.445656
0.438514
0.438514
0.438514
Length for Melting – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
0.324657
0.370405
0.4161530.507649
0.614429
0.561852
Melt Temperature – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.35
222.179
238.008
253.836
269.665
Melt Temperature – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.35
222.179
238.008
253.836
269.665
Melt Temperature – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.35
222.179
238.008
253.836
Length for Melting – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.70.324657
0.370405
0.416153
0.4619010.507649
0.53
1117
0.519428
Length for Melting – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.70.324657
0.370405
0.416153
0.4619010.507649
0.53
1117
0.519428
Length for Melting – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
0.370405
0.416153
0.416153
0.461901
0.461901
0.445656
0.445656
0.438514
0.438514
0.438514
Length for Melting – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
0.370405
0.416153
0.416153
0.461901
0.461901
0.445656
0.445656
0.438514
0.438514
0.438514
Length for Melting – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
0.324657
0.370405
0.4161530.507649
0.614429
0.561852
Length for Melting – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
0.324657
0.370405
0.4161530.507649
0.614429
0.561852
Melt Temperature – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.35
222.179
238.008
253.836
269.665
Melt Temperature – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.35
222.179
238.008
253.836
269.665
Melt Temperature – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.35
222.179
238.008
253.836
269.665
Melt Temperature – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.35
222.179
238.008
253.836
269.665
Melt Temperature – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.35
222.179
238.008
253.836
Melt Temperature – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
206.35
222.179
238.008
253.836
Figure 12- Contour plots of length of melting and melt temperature.
59
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
mmmPower Consumption – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
576.6868
1096.503
2084.827
3963.967
7536.852
576.6868
1096.503
2084.827
3963.967
7536.852
Power Consu ption – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7Power Consumption – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
576.6868
1096.503
2084.827
3963.967
7536.852
Power Consumption – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
576.6868
1096.503
2084.827
3963.967
7536.852
Power Consumption – a = 0.0001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
576.6868
1096.503
2084.827
3963.967
7536.852
576.6868
1096.503
2084.827
3963.967
7536.852
Power Consu ption – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
576.6868
1096.503
2084.827
3963.967
7536.852
Power Consu ption – a = 0.001ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7Power Consumption – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
576.6868
1096.503
2084.827
3963.967
7536.852
Power Consumption – a = 0.01ºC-1
n
log
(k)
0.25 0.35 0.45 0.55 0.653.7
3.9
4.2
4.4
4.7
576.6868
1096.503
2084.827
3963.967
7536.852
Figure 13- Contour plots of power consumption.
60
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
Table 4 – Sensitivity to small changes in rheology.
Output (kg/hr)
WATS
Length for
melting (m)
Melt temperature at die exit (ºC)
Power consumpti
on (W)
Maximum
pressure (MPa)
Maximum
temperature (ºC)
Average shear rate at die exit
(s-1) 0.30 8.8 260 0.629 199 1832 35.4 199 13.41 0.35 8.9 236 0.595 214 2285 44.0 220 13.48 n 0.40 8.9 217 0.551 219 2861 52.0 225 13.52
25000 8.8 241 0.603 211 1915 36.3 216 13.32 30000 8.9 236 0.595 214 2285 44.0 220 13.48 k
(Pa.sn) 35000 8.9 229 0.580 217 2664 50.0 225 13.48
Table 5- Sensitivity to small changes in rheology (in percentage).
Output (%)
WATS (%)
Length for
melting (%)
Melt temperature at die exit
(%)
Power consumpti
on (%)
Maximum
pressure (%)
Maximum
temperature (%)
Average shear rate at die exit
(%) n (33%) 1 17 12 10 56 47 13 1 k (40%) 1 5 4 3 39 38 4 1
6. CONCLUSIONS
The availability of a relatively sophisticated plasticating extrusion modelling routine enabled
the study of the influence of the rheological behaviour of a polymer (described by a
temperature dependent power law) on the performance of an extruder. It was shown that the
effect of n and k on major extrusion parameters is significant, whereas the influence of a is
much smaller. Moreover, even limited changes of these parameters may cause important
process instabilities.
The Central Composite analysis carried out can be used as a preliminary optimisation step,
enabling the identification of the level of the rheological constants that produce the best
performance.
7. REFERENCES
[1] Z. Tadmor, I. Klein, Engineering Principles of Plasticating Extrusion, Van Nostrand Reinhold, New York (1970).
[2] K. O´Brian, Computer Modelling for Extrusion and Other Continuous Polymer Processes, Carl Hanser Verlag, Munich (1992).
61
Covas and Gaspar-Cunha, e-rheo.pt, 1 (2001) 41-62
[3] J.F. Agassant, P. Avenas, J. Sergent, La Mise en Forme des Matiéres Plastiques,
Lavoisier, 3rd edition, Paris (1996).
[4] C. Rauwendaal, Polymer Extrusion, Hanser Publishers, Munich (1986).
[5] A. Gaspar-Cunha, Modelling and Optimisation of Single Screw Extrusion, PhD Thesis, University of Minho, Guimarães (2000).
[6] M.J. Stevens, J.A. Covas, Extruder Principles and Operation, 2nd ed., Chapman & Hall, London (1995).
[7] D.M. Walker, An Approximate Theory for Pressures and Arching in Hoppers, Chem. Eng. Sci., 21, pp. 975-997 (1966).
[8] E. Broyer , Z. Tadmor, Solids Conveying in Screw Extruders – Part I: A modified Isothermal Model, Polym. Eng. Sci., 12, pp. 12-24 (1972).
[9] Z. Tadmor, E. Broyer, Solids Conveying in Screw Extruders – Part II: Non Isothermal Model, Polym. Eng. Sci., 12, pp. 378-386 (1972).
[10] L. Kacir, Z. Tadmor, Solids Conveying in Screw Extruders – Part III: The Delay Zone, Polym. Eng. Sci., 12, pp. 387-395 (1972).
[11] A.R. Mitchell, D.F. Griffiths, The Finite Difference Method in Partial Differential Equations, John Wiley & Sons, Chichester (1980).
[12] O.C. Zienkiewicz, K. Morgan, Finite Elements and Approximation, John Wiley & Sons, New York (1983).
[13] J.T. Lindt, B. Elbirli, Effect of the Cross-Channel Flow on the Melting Performance of a Single-Screw Extruder, Polym. Eng. Sci, 25, pp. 412-418 (1985).
[14] B. Elbirli, J.T. Lindt, S.R. Gottgetreu, S.M. Baba, Mathematical Modelling of Melting of Polymers in a Single-Screw Extruder, Polym. Eng. Sci., 24, pp. 988- 999 (1984).
[15] G. Pinto, Z. Tadmor, Mixing and Residence Time Distribution in Melt Screw Extruders, Polym. Eng. Sci., 10, pp. 279-288 (1970).
[16] D.M. Bigg, Mixing in a Single Screw Extruder, Ph. D. Thesis, University of Massachusetts (1973).
[17] J. Covas, A. Gaspar-Cunha and P. Oliveira, Optimisation of Single Screw Extrusion – Experimental Assessment of Theoretical Predictions, International Journal of Forming Processes, 3, pp. 323-343 (1998).
[18] K.S. Hyun, M.A. Spalding, Bulk Density of Solid Polymer Resins as a Function of temperature and Pressure, Polym. Eng. Sci, 30, pp. 571- 576 (1990).
[19] M.A. Spalding, K.S. Hyun, Coefficients of Dynamic Friction as a Function of Temperature, Pressure, and Velocity for Several Polyethylene Resins, SPE-ANTEC Tech. Papers, pp. 2542-2545 (1992).
62