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MN Association of County Administrators Fall Conference October 2012

MN Association of County Administrators Fall Conference ... › (S(rks4mc450bwh232fxbw2dp55)A... · 11/01/09: Establish list of “essential” human services (state and federal mandated

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  • MN Association of County Administrators Fall Conference October 2012

  • Review the basic provisions of the “State-County Results, Accountability and Service Delivery Redesign Act” (“the Act”) passed in 2009

    Review work done to date to implement the Act

    Raise awareness of how the Act will impact

    counties Discuss key questions for counties to consider

  • State Issues 2007 Legislative

    Auditor report ◦ DHS lax in oversight role ◦ Variation in programs

    between counties ◦ Variation on quality and

    service level DHS resources

    stretched responding to 87 counties

    County Issues Reduction in state

    funding for programs Resistance to

    increased property taxes

    Process requirements vs. administrative simplification

    “Unfunded Mandates”

  • Transparent system accountable for results Consider economies of scale to reduce

    administrative cost and redirect resources to improve service capacity

    Simplify administration and reduce process

    requirements Solicit and respond to citizen input

  • Steering Committee on Performance and Outcome Reforms

    Commissioner power to remedy failure to meet

    performance outcomes State-County Results, Accountability, and Service

    Delivery Redesign Council Process for establishing a Service Delivery Authority Transition to new bargaining unit structure

  • Component 1:

    Establishment of a performance measurement

    and management system

    Component 2:

    Authority to create a new type of service delivery

    model

  • Committee Composition…*

    3 DHS Reps

    4 County reps chosen by MACSSA/AMC

    3 client/advocates appointed by Commissioner

    *DHS commissioner representative and county commissioner co-chair

  • 11/01/09: Establish list of “essential” human services

    (state and federal mandated statewide)

    12/15/09: Develop 3-year work plan and form workgroups to include clients/advocates

    02/15/10: Develop a uniform review and graduated accountability process for responding to county/SDAs failure to make progress on achieving performance measures (prior to commissioner remedies)

    01/15/11: Report annually any recommendations for legislative consideration

    12/15/12: Develop and recommend minimum outcome

    standards for the essential services, based on level of available resources

  • Voluntary incorporation of administration and operation with another county

    Mandatory incorporation with another county ◦ Incorporating county not financially liable for cost of remedying

    performance

    Transfer of authority for program administration and operation to commissioner

    County subject to remedies shall provide funding needed

    to remedy performance

  • Goal: The purpose of the remedy process is to hold the human services system accountable for improving outcomes for the people we serve by driving continuous improvement in performance. Continuous improvement is not the sole responsibility of one party, but is jointly owned by the state, the counties and non-profit partners.

  • Remedies of MS 402A.18 (loss of county service control) are the “end” for counties failing to meet outcomes

    Fiscal penalties should be part of the remedy process ◦ Preceded by a warning and time for corrective action ◦ Result in a real loss of funding; not so large as to significantly impact

    ability to deliver service ◦ Scaled to degree of non performance

    Allowance for extenuating or exceptional circumstances required

    State technical assistance offered as part of remedies

    process

  • Performance Steering Committee goals…

    Implement a quality and transparent process

    Create opportunities for stakeholder input and participation

    Emphasize continuous improvement

  • Four workgroups were formed: Children’s Services, Convened September 2010 Income Supports, Convened January 2011 Adult Services, Convened August 2011 Technical Advisory Panel, Convened July 2011 Workgroup composition ◦ State ◦ County ◦ Community Partners

  • Income Supports Results

    People are economically

    secure

    People have access to health care and receive

    coordinated/ effective services

    Children have the opportunity

    to develop to their fullest

    potential

    Children’s Services Results

    Adults and children are safe

    and secure

    Children have stability in their living situation

    Adult Services Results

    Adults experience a

    quality life

    Adult Services

    Low income people have health coverage

    The way people

    access, enroll, and maintain health care coverage is timely,

    respectful, and non-discriminatory

    People with

    specialized health care needs are connected

    to resources and services

    Adults have access to

    individualized care

    Adults have access to health care

    Adults receive

    coordinated services

    People have the opportunity to attain

    and maintain employment

    Both parents contribute to

    children’s financial security

    The way people access

    and enroll in income support services is

    timely, respectful, and non-discriminatory

    People unable to meet

    their basic needs receive safety net

    services

    Children’s needs are met (individual, emotional, and developmental)

    Children’s important

    relationships are strengthened and

    maintained

    Children are in quality, stable child care

    Children are stable in their living situation

    Children have

    permanent families

    Children are safe from abuse and neglect

    Children are safe from

    self-harm

    Adults are safe from abuse and neglect

    Adults experience safety based on individual needs

    Adults achieve maximum

    independence

    Adults have the opportunity to attain

    and maintain employment

    Adults are supported

    and connected

    Adults are empowered to make choices

    Alignment of Outcomes Across Service Areas Po

    pula

    tion

    Out

    com

    es

    Cou

    nty

    Prog

    ram

    Out

    com

    es

  • Clear expectations Integration & Alignment Collaborative partnership Accountability Tools to continuously improve

  • An Effective Performance Management System Requires a Strong Foundation: A clear understanding of the results we are trying to

    achieve The ability to know if we have achieved those results An understanding of the stakeholder values and priorities

    that guide how we will go about achieving those results Alignment with best practices in performance

    management

  • Essential system requirements: Fully engaged leaders Understanding of client needs Relevant measures and analysis Collaborative action and governance Aligned resources

  • Why is a new model needed? ◦ Form must follow function ◦ Counties need the right tools to achieve results

  • Council composition…* 4 Legislators (house/senate) 4 DHS reps 2 county commissioners (AMC) 2 county directors (MACSSA) 2 labor reps (ex-officio) *DHS commissioner representative and county commissioner co-chair

  • Provide review of redesign process and establishment of service delivery authorities

    Ensure consistency to the extent appropriate between service delivery

    authorities Review and recommend waivers requested by service delivery authorities Establish a process for public input on the scope of essential services Serve as a forum for conflict resolution between all parties Engage in a program improvement process Identify and recommend incentives for participation in service delivery

    authorities

  • Can be established for all or some essential services

    A single county or a group of counties with population of 55K or more, OR

    At least 4 counties without regard to population – all in close geographic proximity

    Duties of the service delivery authority include broad language similar to pre-existing statute

  • Identification Exploration Notification Negotiation Certification Implementation Evaluation

  • Added to chapter in 2011 Established employees of a service delivery authority as

    public employees Established service delivery authorities as public employers Sets process for recognition of exclusive representative for

    employees of service delivery authority

  • New performance standards Continuous improvement expected Clear remedy process for failure to meet

    performance expectations Requires innovative strategies to manage for

    results ◦ Business process changes (e.g. case-banking; NE EDMS) ◦ Organizational/Structural changes (e.g. SWHHS)

  • In what human services program areas are we struggling to achieve desired results?

    What are the barriers that are getting in the way of our

    performance success? ◦ Lack of specialized staff expertise? ◦ Funding? ◦ Inefficient internal business processes? ◦ Program rules and regulations? ◦ Complex & unnecessary administrative requirements?

    What tools do we need to address those barriers? ◦ County-specific performance data? ◦ Flexibility from certain rules and requirements? ◦ Staff training? ◦ Better economies of scale?

  • Questions?

    Judith Brumfield Interim Director

    Scott County Health & Human Services [email protected]

    Kate Lerner Director of County Relations

    Minnesota Department of Human Services [email protected]

    mailto:[email protected]:[email protected]

    2009 State-County Results, Accountability, �and Service Delivery Redesign Act�(SDA Act)��MN Statute 402A���Primary Objectives For TodayStory Behind the ActProposed SolutionThe ActTwo Major ComponentsSteering Committee on Performance and Outcome ReformsSteering Committee on Performance and Outcome ReformsCommissioner Power to Remedy Failure to Meet Performance OutcomesRemedies ProcessRemedies ProcessSteering Committee on Performance and Outcome ReformsSteering Committee on Performance and Outcome ReformsSlide Number 14What We WantFinal ReportFinal ReportTwo Major Components Service Delivery Authority: �A new service delivery modelState-County Results, Accountability, and Service Delivery Redesign Council�Redesign Council Duties��Service Delivery Authority Requirements�Process for Establishing a Service Delivery Authority�Transition to New Bargaining Unit Structure�How Will “The Act” Impact Counties?Key Questions to ConsiderSlide Number 27