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MN Association of County Administrators Fall Conference October 2012
Review the basic provisions of the “State-County Results, Accountability and Service Delivery Redesign Act” (“the Act”) passed in 2009
Review work done to date to implement the Act
Raise awareness of how the Act will impact
counties Discuss key questions for counties to consider
State Issues 2007 Legislative
Auditor report ◦ DHS lax in oversight role ◦ Variation in programs
between counties ◦ Variation on quality and
service level DHS resources
stretched responding to 87 counties
County Issues Reduction in state
funding for programs Resistance to
increased property taxes
Process requirements vs. administrative simplification
“Unfunded Mandates”
Transparent system accountable for results Consider economies of scale to reduce
administrative cost and redirect resources to improve service capacity
Simplify administration and reduce process
requirements Solicit and respond to citizen input
Steering Committee on Performance and Outcome Reforms
Commissioner power to remedy failure to meet
performance outcomes State-County Results, Accountability, and Service
Delivery Redesign Council Process for establishing a Service Delivery Authority Transition to new bargaining unit structure
Component 1:
Establishment of a performance measurement
and management system
Component 2:
Authority to create a new type of service delivery
model
Committee Composition…*
3 DHS Reps
4 County reps chosen by MACSSA/AMC
3 client/advocates appointed by Commissioner
*DHS commissioner representative and county commissioner co-chair
11/01/09: Establish list of “essential” human services
(state and federal mandated statewide)
12/15/09: Develop 3-year work plan and form workgroups to include clients/advocates
02/15/10: Develop a uniform review and graduated accountability process for responding to county/SDAs failure to make progress on achieving performance measures (prior to commissioner remedies)
01/15/11: Report annually any recommendations for legislative consideration
12/15/12: Develop and recommend minimum outcome
standards for the essential services, based on level of available resources
Voluntary incorporation of administration and operation with another county
Mandatory incorporation with another county ◦ Incorporating county not financially liable for cost of remedying
performance
Transfer of authority for program administration and operation to commissioner
County subject to remedies shall provide funding needed
to remedy performance
Goal: The purpose of the remedy process is to hold the human services system accountable for improving outcomes for the people we serve by driving continuous improvement in performance. Continuous improvement is not the sole responsibility of one party, but is jointly owned by the state, the counties and non-profit partners.
Remedies of MS 402A.18 (loss of county service control) are the “end” for counties failing to meet outcomes
Fiscal penalties should be part of the remedy process ◦ Preceded by a warning and time for corrective action ◦ Result in a real loss of funding; not so large as to significantly impact
ability to deliver service ◦ Scaled to degree of non performance
Allowance for extenuating or exceptional circumstances required
State technical assistance offered as part of remedies
process
Performance Steering Committee goals…
Implement a quality and transparent process
Create opportunities for stakeholder input and participation
Emphasize continuous improvement
Four workgroups were formed: Children’s Services, Convened September 2010 Income Supports, Convened January 2011 Adult Services, Convened August 2011 Technical Advisory Panel, Convened July 2011 Workgroup composition ◦ State ◦ County ◦ Community Partners
Income Supports Results
People are economically
secure
People have access to health care and receive
coordinated/ effective services
Children have the opportunity
to develop to their fullest
potential
Children’s Services Results
Adults and children are safe
and secure
Children have stability in their living situation
Adult Services Results
Adults experience a
quality life
Adult Services
Low income people have health coverage
The way people
access, enroll, and maintain health care coverage is timely,
respectful, and non-discriminatory
People with
specialized health care needs are connected
to resources and services
Adults have access to
individualized care
Adults have access to health care
Adults receive
coordinated services
People have the opportunity to attain
and maintain employment
Both parents contribute to
children’s financial security
The way people access
and enroll in income support services is
timely, respectful, and non-discriminatory
People unable to meet
their basic needs receive safety net
services
Children’s needs are met (individual, emotional, and developmental)
Children’s important
relationships are strengthened and
maintained
Children are in quality, stable child care
Children are stable in their living situation
Children have
permanent families
Children are safe from abuse and neglect
Children are safe from
self-harm
Adults are safe from abuse and neglect
Adults experience safety based on individual needs
Adults achieve maximum
independence
Adults have the opportunity to attain
and maintain employment
Adults are supported
and connected
Adults are empowered to make choices
Alignment of Outcomes Across Service Areas Po
pula
tion
Out
com
es
Cou
nty
Prog
ram
Out
com
es
Clear expectations Integration & Alignment Collaborative partnership Accountability Tools to continuously improve
An Effective Performance Management System Requires a Strong Foundation: A clear understanding of the results we are trying to
achieve The ability to know if we have achieved those results An understanding of the stakeholder values and priorities
that guide how we will go about achieving those results Alignment with best practices in performance
management
Essential system requirements: Fully engaged leaders Understanding of client needs Relevant measures and analysis Collaborative action and governance Aligned resources
Why is a new model needed? ◦ Form must follow function ◦ Counties need the right tools to achieve results
Council composition…* 4 Legislators (house/senate) 4 DHS reps 2 county commissioners (AMC) 2 county directors (MACSSA) 2 labor reps (ex-officio) *DHS commissioner representative and county commissioner co-chair
Provide review of redesign process and establishment of service delivery authorities
Ensure consistency to the extent appropriate between service delivery
authorities Review and recommend waivers requested by service delivery authorities Establish a process for public input on the scope of essential services Serve as a forum for conflict resolution between all parties Engage in a program improvement process Identify and recommend incentives for participation in service delivery
authorities
Can be established for all or some essential services
A single county or a group of counties with population of 55K or more, OR
At least 4 counties without regard to population – all in close geographic proximity
Duties of the service delivery authority include broad language similar to pre-existing statute
Identification Exploration Notification Negotiation Certification Implementation Evaluation
Added to chapter in 2011 Established employees of a service delivery authority as
public employees Established service delivery authorities as public employers Sets process for recognition of exclusive representative for
employees of service delivery authority
New performance standards Continuous improvement expected Clear remedy process for failure to meet
performance expectations Requires innovative strategies to manage for
results ◦ Business process changes (e.g. case-banking; NE EDMS) ◦ Organizational/Structural changes (e.g. SWHHS)
In what human services program areas are we struggling to achieve desired results?
What are the barriers that are getting in the way of our
performance success? ◦ Lack of specialized staff expertise? ◦ Funding? ◦ Inefficient internal business processes? ◦ Program rules and regulations? ◦ Complex & unnecessary administrative requirements?
What tools do we need to address those barriers? ◦ County-specific performance data? ◦ Flexibility from certain rules and requirements? ◦ Staff training? ◦ Better economies of scale?
Questions?
Judith Brumfield Interim Director
Scott County Health & Human Services [email protected]
Kate Lerner Director of County Relations
Minnesota Department of Human Services [email protected]
mailto:[email protected]:[email protected]
2009 State-County Results, Accountability, �and Service Delivery Redesign Act�(SDA Act)��MN Statute 402A���Primary Objectives For TodayStory Behind the ActProposed SolutionThe ActTwo Major ComponentsSteering Committee on Performance and Outcome ReformsSteering Committee on Performance and Outcome ReformsCommissioner Power to Remedy Failure to Meet Performance OutcomesRemedies ProcessRemedies ProcessSteering Committee on Performance and Outcome ReformsSteering Committee on Performance and Outcome ReformsSlide Number 14What We WantFinal ReportFinal ReportTwo Major Components Service Delivery Authority: �A new service delivery modelState-County Results, Accountability, and Service Delivery Redesign Council�Redesign Council Duties��Service Delivery Authority Requirements�Process for Establishing a Service Delivery Authority�Transition to New Bargaining Unit Structure�How Will “The Act” Impact Counties?Key Questions to ConsiderSlide Number 27