Miura Earthquake damage estimation in Metro Manila

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    Soil Dynamics and Earthquake Engineering 28 (2008) 764777

    Earthquake damage estimation in Metro Manila, Philippines based on

    seismic performance of buildings evaluated by local experts judgments

    Hiroyuki Miuraa,, Saburoh Midorikawab, Kazuo Fujimotoc,Benito M. Pachecod, Hiroaki Yamanakae

    aCenter for Urban Earthquake Engineering, Tokyo Institute of Technology, G3-3, 4259 Nagatsuta, Midori-ku, Yokohama 226-8502, JapanbDepartment of Built Environment, Tokyo Institute of Technology, Yokohama, Japan

    cDepartment of Risk and Crisis Management System, Chiba Institute of Science, Choshi, JapandVibrametrics Inc., Quezon, Philippines

    eDepartment of Environmental Science and Technology, Tokyo Institute of Technology, Yokohama, Japan

    Received 31 May 2006; received in revised form 7 September 2007; accepted 11 October 2007

    Abstract

    Building damage due to a scenario earthquake in Metro Manila, Philippines is estimated based on seismic performance of the buildings

    evaluated by local experts judgments. For the damage estimation, building capacity curves and fragility curve are developed from

    questionnaire to the local experts of structural engineering. The Delphi method is used to integrate the experts opinions. The derived

    capacity curves are validated by comparing with the result of pushover analysis for typical buildings. Building responses due to simulated

    ground motions are estimated by the capacity spectrum method. Damage ratios are calculated from the fragility curves and the building

    responses. Distributions of the damaged buildings are computed by multiplying the damage ratios and the building inventory. The

    distribution and the amount of the damaged buildings in this study show significant difference from the estimation with the capacity

    curves of HAZUS, suggesting the importance of evaluation of the region-specific building performance.

    r 2007 Elsevier Ltd. All rights reserved.

    Keywords: Building damage estimation; Seismic performance; Capacity spectrum method; Local experts; Delphi method; Metro Manila

    1. Introduction

    Population growth and urban expansion in mega-cities

    increase vulnerability to disasters in developing countries.

    In order to establish efficient earthquake disaster mitiga-

    tion planning, earthquake loss estimation is indispensable.

    In particular, building damage estimation is important forloss estimation since the damaged buildings result in great

    economic loss and casualties.

    In order to carry out building damage estimation, it is

    necessary to evaluate following three points: (1) estimating

    the ground motions due to a scenario earthquake by

    modeling the source and the underground structure in the

    area of interest, (2) evaluating the damage ratio based on

    the seismic performance of the local buildings, and (3)

    computing the damage distribution and the number of

    damaged buildings by multiplying the damage ratio by the

    building inventory. Therefore, it is important to gather the

    data for underground structure, vulnerability of buildings

    and building inventory. This study is mainly focused on the

    evaluation of the building performance for the damageestimation in a developing country.

    One of the standardized tools for earthquake loss

    estimation is HAZUS [1] developed in the US. In HAZUS,

    the seismic performance of typical buildings in the US is

    given. The seismic performance of buildings, however,

    should be region-specific because of the different design

    level and construction quality in each region. Therefore, it

    is not appropriate to apply the building performance in

    HAZUS to other regions. For developing countries, simple

    tools for loss estimation have been proposed in RADIUS

    ARTICLE IN PRESS

    www.elsevier.com/locate/soildyn

    0267-7261/$ - see front matterr 2007 Elsevier Ltd. All rights reserved.

    doi:10.1016/j.soildyn.2007.10.011

    Corresponding author. Tel.: +8145 9245602; fax: +81 45 9245574.

    E-mail address: [email protected] (H. Miura).

    http://www.elsevier.com/locate/soildynhttp://dx.doi.org/10.1016/j.soildyn.2007.10.011mailto:[email protected]:[email protected]://dx.doi.org/10.1016/j.soildyn.2007.10.011http://www.elsevier.com/locate/soildyn
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    [2] and GESI [3]. The reliability of the estimation by

    RADIUS or GESI, however, would not be high because

    the tools were developed for highly simplified loss

    estimation.

    The Philippines is one of developing countries located in

    a zone of high seismicity. Metro Manila, the capital of the

    Philippines, is a mega-city that is highly populated in theurban areas. Building damage estimation due to scenario

    earthquakes in Metro Manila has been conducted based on

    HAZUS [4], GESI [5], and vulnerability functions con-

    structed from observed damage data of the 1990 Luzon

    earthquake [6]. The vulnerability functions, however, were

    developed only for low-rise buildings in the Philippines. It

    is necessary to examine the seismic performance of mid-rise

    and high-rise buildings for more reliable damage estima-

    tion in urban areas.

    The capacity spectrum method (e.g., [7,8]) is a simplified

    procedure estimate non-linear building response from the

    capacity of a building and the demand of ground motion

    on the building. In the method, the seismic performance of

    buildings can be incorporated rationally. For obtaining the

    capacity of the buildings, it is a valid way to integrate

    experts judgments when the available experimental and

    actual damage data to evaluate the building performance is

    limited.

    In this study, questionnaire for local experts of structural

    engineering in Metro Manila is applied to develop seismic

    capacity curves of the buildings for more reliable building

    damage estimation. The derived capacity curves are

    validated by comparing with result of pushover analysis

    for typical buildings. Building damage due to a scenario

    earthquake is computed by multiplying damage ratioestimated from the capacity curve and simulated ground

    motion by building inventory. The estimated damage

    distribution is compared with that by the capacity curves

    of HAZUS to examine the effects of the region-specific

    building performance on the damage estimation.

    2. Earthquake environment in Metro Manila, Philippines

    Metro Manila consists of seventeen cities and munici-

    palities including Manila, Makati, Quezon and Marikina.

    Fig. 1 shows the location of Metro Manila and the urban

    sprawl [9]. In around 1950 the urbanized area was less than

    100 km2 with a population of 1.6 million, but now is

    expanded to more than 600 km2 with a population of 10

    million. In the old areas in Metro Manila such as Manila

    city, densely built-up area with low-rise and mid-rise

    buildings has been developed. In the newly developed

    commercial zones such as Makati and Marikina, many

    high-rise buildings have been constructed. According with

    the sprawl of the urbanized area, new commercial zones

    have been expanded.

    Fig. 2 shows the geomorphological classification map of

    Metro Manila [10]. The area is divided broadly into three

    parts: Central plateau, Coastal lowland and Marikina

    valley. The central plateau is on stiff soils with an elevation

    of 1530 m. The coastal lowland extending along the

    Manila bay is on soft sand and clay deposits with a

    thickness of several to 40m. The Marikina valley is

    bounded by the central plateau and the Sierra Madre

    range, and consists of a delta and a muddy flood plain. The

    thickness of the surface soft deposits reaches 50 m at a

    maximum.

    Since the Luzon Island including Metro Manila is

    located between the Eurasian Plate to the west and the

    Philippine Sea Plate to the east, the seismic and volcanic

    activities are high. After the Spanish Empire colonized the

    Philippines in the 15th century, description or accounts of

    earthquakes have been maintained in various letters and

    chronicles. The historical earthquake data in Metro

    Manila, as well as the instrumentally derived earthquake

    data gathered in the 20th century, have been compiled in

    ARTICLE IN PRESS

    : - 1948

    : - 1966

    : - 1975

    : - 1996

    Developing Period

    Fig. 1. Location of Metro Manila with urban sprawl after Doi and Kim

    [9].

    : Coastal Lowland: Marikina Valley: Central Plateau: Mountain

    Geomorphological Unit

    SierraMadre

    Range

    Laguna de Bay

    ManilaBay

    0

    Makati

    Manila

    10 km

    Fig. 2. Geomorphological classification map and active faults in Metro

    Manila after Matsuda et al. [10].

    H. Miura et al. / Soil Dynamics and Earthquake Engineering 28 (2008) 764777 765

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    the previous study [11]. According to the earthquake data,

    seismic intensity more than VII in Modified Rossi-Forel

    intensity scale have been recorded for 28 times during

    recent 400 years. As an example of the recent earthquakes,

    in the Luzon earthquake of July 16, 1990 (M7.8), Intensity

    VII was recorded and minor building damage was caused

    in Metro Manila. The average return period for adestructive earthquake (Intensity VIII) was roughly esti-

    mated at about 80 years [11].

    In the Metro Manila area, there are two major active

    faults. One is the West valley fault located between the

    central plateau and the Marikina valley, and another is

    the East valley fault situated between the Marikina valley

    and the Sierra Madre range. Trench-excavation survey at

    the northern end of the West valley fault suggests the

    recurrence of hundreds rather than thousands of years [12].

    Besides, these faults have high potential to produce a

    damaging earthquake with magnitude of 67 [12]. Disaster

    mitigation planning to the earthquakes triggered by these

    faults seems as urgent issue for Metro Manila.

    3. Flow of building damage estimation

    3.1. Overview

    Fig. 3 shows the flowchart of the building damage

    estimation adopted in this study. After setting parameters

    for a fault model of a scenario earthquake in Metro

    Manila, ground motions at surface are computed using

    hybrid simulation technique [13,14] and soil response

    analysis [15] based on underground structure model.Building response due to the ground motion is evaluated

    by the capacity spectrum method. First, the buildings

    existing in Metro Manila are classified into several

    categories. Capacity curve for each category is developed

    by integrating the experts opinions. The non-linear

    response of the building is estimated from the capacity

    curve and demand curve converted from the ground

    motion spectrum. Damage state for each building category

    is determined by the building response and fragility curves.

    Finally, combining the damage state of each buildingcategory and building inventory data, the distribution of

    the building damage is computed.

    3.2. Ground motion estimation

    The West valley fault is selected as the source of a

    scenario earthquake because the fault is closer to the

    central part of Metro Manila. The ground motions due to

    the West valley fault are simulated using the fault model

    and the underground structure model. Fig. 4(a) and (b)

    shows the fault model and major fault parameters used in

    the simulation. After determining the fault length from the

    geomorphology in and around the fault, the other fault

    parameters such as the fault width, the seismic moment, the

    area of asperities and the average slip are estimated based

    on the recipe for predicting strong ground motions [16].

    The fault length and the moment magnitude of the

    earthquake are set as 40 km and Mw 6.7, respectively.

    Two asperities are located in the fault and the rupture

    starts from northern bottom of the fault.

    The underground structure model with a 500 m mesh

    system is constructed from the about 400 boring data, the

    geomorphological classification map [10] and the geophy-

    sical explorations [17]. The ground motions on the

    engineering bedrock with the shear-wave velocity of about400 m/s are computed by the hybrid simulation technique

    [13,14]. The simulation technique consists of the stochastic

    green function for ground motion with short period (less

    than 1 s) and the 3-D finite difference method for ground

    motion with long period (more than 1 s).

    The ground motions at the surface are computed by the

    soil response analysis with the SHAKE program [15]. The

    surface soils in Metro Manila are broadly classified into

    three types: clay, sand and gravel. The dynamic soil

    properties proposed in the previous study [18] are applied

    in the computation. Fig. 5 illustrates the relationships

    between the shear modulus ratio, damping factor and shear

    strain for each soil type used in the analysis.

    Fig. 4(c) shows the computed peak ground velocity

    (vectorial summation of two horizontal motions) on the

    surface. Fig. 6 indicates 5%-damped velocity response

    spectrum and demand curves at Ermita and Quezon

    computed from the simulated ground motions. The

    demand curve is defined by the relationship between the

    spectral response displacement and the response accelera-

    tion. The maximum velocity response at Ermita reaches

    almost 5 m/s, while the response at Quezon is less than 1 m/

    s. This is because that the ground motion at Ermita is

    strongly amplified due to the thick soft soil deposits in the

    coastal lowland area.

    ARTICLE IN PRESS

    Distribution and Amountof Building Damage

    Estimation of Damage Ratio

    Capacity Spectrum Method

    Computation of SurfaceGround Motion

    Hybrid Simulation andSoil Response Analysis

    Scenario Earthquake

    Capacity Curves

    Fragility Curves

    Building Inventory

    Fig. 3. Flow of building damage estimation.

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    3.3. Building inventory

    In Metro Manila, there had been the building inventory

    data digitized from 1/10,000 scale topographic maps edited

    in 1989 [19]. The authors have updated the inventory data

    using the satellite remote sensing data [20]. In the inventory

    data, the attribute for number of stories, which mainly

    controls the vibration period during ground shaking, is

    included for each building. The inventory for the mid-rise

    and high-rise buildings was updated using the high-

    resolution satellite IKONOS images. The dotted squares

    in Fig. 7 indicate the coverage of the images that coverabout 75% of Metro Manila including the major commer-

    cial areas such as Manila, Makati, Quezon and Marikina.

    The locations of the newly constructed buildings were

    extracted from the difference between the IKONOS images

    and the existing inventory data. The number of stories

    was estimated for each building using the shadow lengths

    of the buildings obliquely observed from the satellite. The

    inventory for the low-rise buildings was updated from the

    land cover classification map derived from the multi-

    temporal Landsat images [21]. The detail of the analysis

    for the updating is described in the authors previous

    study [20].

    Fig. 7 shows the updated building distribution with a

    500 m mesh system. The total number of buildings in the

    updated inventory was estimated at about 1.29 million.

    According to the recent national census in 2000 [6], the

    total number of buildings in Metro Manila is approxi-

    mately 1.32 million. The updated number of the buildings

    shows good agreement with the census data. Due to the

    updating, the number of buildings is increased by about

    40% over the 15-year period. As shown in Fig. 7, the

    buildings are densely concentrated in the western coastal

    area such as Manila. A lot of the buildings are distributed

    also in the northern, southern and eastern areas with the

    expansion of the urbanized areas as shown in Fig. 1.

    ARTICLE IN PRESS

    North N200E

    South N190E

    90

    4116.6

    Asperity Area As1 76

    (kmkm) As2 1010

    6.7

    Total 1.681026

    As1 3.011025

    As2 9.491025

    As1 1.6

    As2 2.3

    Bg1 0.3

    Bg2 0.4

    Faultarea (kmkm)

    AverageSlip (m)

    DipAngle (deg.)

    Strike (deg.)

    MomentMagnitude (Mw)

    M0(dynecm)

    4km

    13.6km

    North

    3.1km

    Surface

    0.5km

    As2As1

    South

    Bg1Bg2

    Startingpointofrupture

    16.6

    km

    41km

    Fig. 4. (a) Fault model of scenario earthquake. As1, 2 and Bg1, 2 show areas of asperities and backgrounds, respectively. (b) Fault parameters. (c)

    Distribution of peak ground velocity due to the scenario earthquake.

    0.5

    0

    106 105 104 103 102

    1

    Shearmodulusratio,

    G/G

    0

    0.2

    0.4

    0

    Dampingfactor,h

    ShearStrain,

    G/G0

    h

    Clay

    Sand

    Gravel

    Clay

    Sand

    Gravel

    Fig. 5. Relationships between shear modulus ratio, damping factor andshear strain proposed by Imazu and Fukutake [18].

    H. Miura et al. / Soil Dynamics and Earthquake Engineering 28 (2008) 764777 767

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    In order for rational building damage estimation, not

    only the number of stories but also the structural type and

    the design vintage for each building are indispensable. Only

    the footprints and the number stories, however, are

    assigned in the inventory data. The estimation of structural

    type and design vintage for each building is discussed in

    Section 5.1.

    4. Evaluation of seismic performance of buildings

    4.1. Classification of buildings

    In the capacity spectrum method, building response

    during ground shaking is estimated from an intersection

    of building capacity curve and demand curve. The capacity

    curve needs to be obtained for each building type. First,

    buildings in Metro Manila are classified considering the

    structural type, the number of stories and the design

    vintage as shown in Table 1.

    The structural types are classified into three major

    categories: CHB (Concrete hollow block building), C1

    (Reinforced-concrete moment frame building) and C2

    (Reinforced-concrete shear wall building). CHB buildings

    ARTICLE IN PRESS

    Period (s)

    Vel.Response

    Spectrum(

    m/s) Ermita

    0.1 1 100.01

    0.1

    1

    10

    Period (s)

    Vel.Response

    Spectrum(

    m/s) Quezon

    0.1 1 100.01

    0.1

    1

    10

    SD(m)

    SA

    (m/s/s)

    Quezon

    00.2 0.4 0.6 0.8

    10

    20

    30

    SD(m)

    SA

    (m/s/s)

    Ermita

    00.2 0.4 0.6 0.8

    10

    20

    30

    NS

    EW

    NS

    EW

    NS

    EW

    NS

    EW

    Fig. 6. Five percent damped velocity response spectra and demand curves at Ermita and Quezon.

    : Coverage of IKONOS images

    1,000

    500

    300

    100

    1

    No. of buildings

    0 10 km

    999

    499

    299

    99

    Fig. 7. Building distribution of inventory data updated by Miura and

    Midorikawa [20].

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    are typically single-family or small, multiple-family dwell-

    ings that are usually not engineered. Seismic resistance of

    these buildings depends on mostly on CHB walls, which

    are usually provided with lintel beams and vertical stiffen-

    ers at an average spacing of a few meters. C1 buildings

    have a frame of reinforced-concrete columns and beams.

    Lateral loads of these buildings are resisted by beam-

    column frame action. C2 buildings are mostly tall buildings

    having concrete shear walls that are usually bearing walls

    as vertical components of the lateral-force-resisting system.

    Other structural types, such as wooden buildings,

    bamboo buildings and steel buildings, are existed in Metro

    Manila. According to the questionnaire to the building

    officials and the local government engineers in Metro

    Manila [22], the percentages of other structural types in thecity/municipality were estimated at approximately 20%.

    Since the number of other structural types is limited, all the

    buildings are classified into the three major building types

    (CHB, C1 and C2) in this study.

    The range of stories is classified into six categories: low-

    rise buildings (13 story), mid-rise building (47 story) and

    high-rise buildings (815, 1625, 2635, 36+ story).

    The national structural code of the Philippines (NSCP)

    was firstly established in 1972 [23]. The code has been

    revised in 1981, 1986, 1992 and 2001 [2427]. Generally,

    design base shear coefficients increased in NSCP1981 from

    NSCP1972, then decreased in NSCP1986. As a result of the

    lessons learned from the 1990 Luzon earthquake, signifi-

    cant changes in special requirements for earthquake

    resistant design of RC buildings were formally incorpo-

    rated in NSCP1992. The design base shear coefficients

    increased in NSCP2001 for all the building types, especially

    for buildings located near the fault. The increase of design

    base shear in NSCP 2001 was mainly motivated by

    observations in the 1994 Northridge earthquake and

    the 1995 Kobe earthquake. Considering the period for

    the revision of the building code, the design vintages of the

    buildings are classified into three categories: Sub-type 1

    (built after 1992), Sub-type 2 (built between 1972 and 1991)

    and Sub-type 3 (built before 1971).

    4.2. Building capacity curves derived from experts

    judgments

    To construct the capacity curve of each building

    category, the two-round questionnaire is applied to the

    experts of structural engineering comprised of the profes-

    sors and the local engineers in Metro Manila [28]. Theresponses of the experts are integrated by the Delphi

    method (e.g., [29]). The Delphi method is based on a

    structured process for collecting and distilling knowledge

    from a group of experts by means of a series of

    questionnaires interspersed with opinion feedback. The

    method has been also utilized to obtain estimates of the

    damage due to earthquakes in ATC-13 [30].

    In the first round of the questionnaire, 22 experts

    participated. In the second round, 21 experts joined the

    survey. Five engineers who participated in the first round

    were not able to join the second round because of their

    urgent obligations, and four engineers are added in the

    second round survey. A total of 26 experts participate the

    questionnaire. The questionnaire documents with instruc-

    tion and explanatory notes for seismic capacity of buildings

    are distributed to the experts by mail in both round

    surveys. The responses of the experts are gathered also by

    mail. To make parameters queried in the surveys more

    relevant, a follow-up workshop among the experts is

    organized after the second round questionnaire.

    The capacity curve consists of spectral displacement and

    acceleration at yield- and ultimate-capacity points. The

    questionnaires are mainly composed of the questions for

    six parameters: anticipated natural vibration period of each

    building type, seismic mass of building, design strength,strength at yield and ultimate point, and ductility. Self-

    rated experience/knowledge level (Ei) and certainty level

    (Ci) of each respondent (i) are also asked in the

    questionnaires. As with the ATC-13 study, the responses

    are processed by computing a weighting factor, ECi factor,

    defined as the following equation:

    ECi E4i CiPn

    i1

    E4i Ci

    . (1)

    Here, n in the equation indicates the number of the

    respondents. Higher EC indicates higher self-evaluation

    of the response. Fig. 8 illustrates an example of the results

    in the first round and the second round surveys. The

    horizontal axes represent EC and the vertical axes

    represent l the ratio of the ultimate strength to the yield

    strength for C1L Sub-type 1 building. Solid point indicates

    the response of each respondent. Solid line and dotted lines

    show the average of the responses and its standard

    deviation, respectively.

    As shown in the first round survey in Fig. 8(a), difference

    of experience and certainty level between the respondents is

    not significant since all the EC factors show smaller than

    0.15. In the second round survey shown in Fig. 8(b),

    ARTICLE IN PRESS

    Table 1

    Classification of buildings in Metro Manila

    Structural types Stories Design vintage

    CHB Concrete hollow block 13 Sub-type 1, 2, 3

    C1L Concrete moment frame 13 Sub-type 1, 2, 3

    C1M 47 Sub-type 1, 2, 3C1H 815 Sub-type 1, 2, 3

    C2H Concrete shear wall 815 Sub-type 1, 2, 3

    C2V 1625 Sub-type 1, 2

    C2E 2635 Sub-type 1, 2

    C2S 36 Sub-type 1

    Sub-type 1: Constructed after 1992.

    Sub-type 2: Constructed between 1972 and 1991.

    Sub-type 3: Constructed before 1971.

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    however, ECfactors of some respondents show higher than

    0.15. It indicates that the number of respondents who

    evaluate their certainty level in the second round higher

    than in the first round is increased. Besides, the standard

    deviation in the second round is declined to about 0.3 while

    that in the first round is about 0.5. It means that the

    responses for the parameter are converged with approxi-

    mately 1.5 by the opinion feedback. Similar convergence is

    also observed in other parameters. The spectral values at

    the yield and ultimate points for each building category are

    determined from the median values of the responses in the

    second round survey. Fig. 8 illustrates the derived capacity

    curves of the building types highlighted in bold face type in

    Table 1. Table 2 shows the spectral displacements and

    accelerations at yield and ultimate points for all the

    capacity curves derived in this study.

    Fragility curve is a probability function of being in, or

    exceeding, a damage state for a given spectral displacement.

    ARTICLE IN PRESS

    4

    3

    2

    1

    00 0

    4

    3

    2

    1

    0

    0.1 0.2 0.3

    EC

    0.1 0.2 0.3

    EC

    C1L (Sub-Type1)

    :Ave.

    :Ave.

    C1L (Sub-Type1)

    :Ave.

    :Ave.

    Fig. 8. Comparison of EC factors between first and second round. (a) First round. (b) Second round.

    Table 2

    Data for capacity curves and fragility curves derived by the Delphi method

    Type Sub-type Capacity curve Fragility curve

    DY (m) AY (m/s/s) DU (m) AU (m/s/s) Displacement at damage state (m) bc

    Slight Moderate Extensive Complete

    CHB 1 0.002 3.82 0.010 5.00 0.005 0.007 0.018 0.045 0.7

    2 0.002 4.02 0.007 5.98 0.005 0.007 0.018 0.045 0.7

    3 0.002 4.12 0.007 5.98 0.005 0.007 0.018 0.045 0.7

    C1L 1 0.008 2.94 0.058 4.10 0.021 0.037 0.10 0.26 0.5

    2 0.005 2.84 0.018 4.31 0.019 0.032 0.088 0.23 0.5

    3 0.005 3.04 0.014 4.21 0.019 0.030 0.075 0.19 0.5

    C1M 1 0.020 1.96 0.150 2.74 0.035 0.061 0.17 0.42 0.5

    2 0.021 2.74 0.083 3.92 0.035 0.061 0.17 0.42 0.6

    3 0.019 2.74 0.067 4.21 0.035 0.057 0.14 0.35 0.6

    C1H 1 0.064 1.57 0.54 2.01 0.054 0.11 0.32 0.86 0.4

    2 0.10 2.84 0.44 4.21 0.054 0.11 0.32 0.86 0.6

    3 0.10 3.14 0.36 4.70 0.054 0.093 0.25 0.64 0.7

    C2H 1 0.060 1.37 0.40 1.86 0.038 0.094 0.28 0.75 0.4

    2 0.093 2.45 0.34 3.72 0.038 0.094 0.28 0.75 0.6

    3 0.08 2.25 0.24 3.43 0.038 0.079 0.22 0.56 0.5

    C2V 1 0.13 0.98 0.75 1.57 0.075 0.19 0.56 1.5 0.4

    2 0.23 2.45 0.83 3.72 0.075 0.19 0.56 1.5 0.6

    C2E 1 0.21 0.98 1.40 1.47 0.11 0.28 0.54 2.2 0.4

    2 0.38 2.45 1.30 3.33 0.11 0.28 0.84 2.25 0.6

    C2S 1 0.39 1.18 2.80 1.57 0.17 0.43 1.29 3.4 0.6

    DY: displacement at yield point (m), DU: displacement at ultimate point (m), AY: acceleration at yield point (m/s/s), AU: acceleration at ultimate

    point (m/s/s).

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    The fragility curve is developed from the result of the

    second round survey based on following equation:

    PdsjSd F1

    bcln

    SdSd;ds

    , (2)

    where P[ds|Sd] is the probability of a particular damagestate, ds (slight, moderate, extensive and complete), at the

    given spectral displacement, Sd. Sd;ds and bc are the median

    value and its standard deviation of spectral displacement at

    which the building reaches the damage state. F is the

    standard normal cumulative distribution function.

    Here, Sd;ds is expressed as multiplication of drift ratio

    and building height. Since the drift ratio at a damage

    state of buildings in Metro Manila is poorly examined,

    the drift ratio of the nearest building type in HAZUS is

    used in this study considering the structural type, building

    height and design level [31]. bc is expressed as square root

    of sum of squares of the standard deviations derived

    from all the answers in the second round survey. Fig. 9

    illustrates the constructed fragility curves of the low-rise

    building (CHB and C1L), the mid-rise building (C1M) and

    the high-rise building (C1H). Table 2 also shows the

    displacements at the damage states and bc for all the

    building categories.

    4.3. Comparison with pushover analysis

    In order to validate the capacities derived from the

    Delphi method, they are compared with result of the

    pushover analysis [32] for typical buildings in Metro

    Manila. Analytical values for the capacity of a structure

    can be obtained from the pushover analysis. The pushoveranalysis is applied to two-story RC building (C1L Sub-

    type 1) and 10-story RC building (C1H Sub-type 3). Fig. 10

    illustrates the frame geometry of the two-story and

    10-story building. The two-story and the 10-story buildings

    represent a typical school and residential building, respec-

    tively.

    In the pushover analysis, the sizes and the reinforce-

    ments of the members of the frame are determined based

    on the drawings of the buildings. The material models such

    as shear-strain relationships for concrete and reinforcement

    steel are defined basically based on the design practice in

    the Philippines [33,34]. The distributions of lateral loading

    assumed in the analysis are based on fundamental mode

    shape of the frames.

    Fig. 11 shows the building capacity curves derived from

    the pushover analysis with the capacity curves derived from

    the Delphi method. For the C1L building, the capacity

    displacement by the Delphi method is smaller than that by

    ARTICLE IN PRESS

    10

    5

    0 0.01 0.02 0.03 0.04

    SA

    (m/s/s

    )

    SD (m)

    10

    5

    0

    SA

    (m/s/s

    )

    0.1 0.2 0.3 0.50.4

    SD (m)

    10

    5

    0

    SA

    (m/s/s

    )

    1 2 3

    SD (m)

    CHB (Sub-Type3)

    C1L (Sub-Type3)

    C1M (Sub-Type3)

    C1H (Sub-Type2)

    C2V (Sub-Type1)

    C2E (Sub-Type1)

    C2S (Sub-Type1)

    Fig. 9. Building capacity curves derived from the Delphi method. Low-rise, Mid- and high-rise and high-rise.

    SD(m) SD(m) SD(m) SD(m)

    DamageRatio

    1

    0.8

    0.6

    0.4

    0.2

    0 0.1 0.2 0.3 0 0.1 0.2 0.3 0 0.1 0.2 0.3 0 0.1 0.2 0.3

    Damage state : : Slight : Moderate : Extensive : Complete

    Fig. 10. Fragility curves derived from the Delphi method. CHB: Sub-Type3, C1L: Sub-Type3, C1M: Sub-Type3 and C1H: Sub-Type2.

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    the pushover analysis, and the capacity accelerations

    (strengths) are comparable or smaller. Here, the capacity

    of C1L building by the Delphi method would represent

    standard residential/commercial buildings because the

    number of residential/commercial low-rise buildings is

    predominant in the urban area. As described before,

    the capacity by the pushover analysis represents a typicalschool building. The difference between the seismic

    capacities is caused because public buildings such as school

    generally would have higher potential to resist for seismic

    loading than residential/commercial buildings.

    For the C1H building, on the contrary, the capacity

    accelerations by the Delphi method are little higher than

    those by the pushover analysis. Only the lateral load

    bearing elements such as columns and beams are modeled

    in the pushover analysis. The actual high-rise building,

    however, is likely stronger than the result of this analysis

    because non-structural elements such as partition walls

    provide additional strength in actual high-rise building. It

    indicates that the capacity curves of actual building would

    correspond better with the curves by the Delphi method.

    Although the number of the examined cases is limited, the

    capacity curves derived by the Delphi method areconsistent with those by the pushover analysis.

    The capacity curves derived by the Delphi method are

    compared also with result of static lateral loading experi-

    ment for existing buildings in Metro Manila [35]. Accord-

    ing to the forcedisplacement curve obtained from the

    experiment for an existing two-story CHB building,

    the displacements at the yield and ultimate points were

    approximately 0.004 and 0.006 m, respectively. As shown

    in Fig. 12 and Table 2, the displacements at the yield and

    ultimate points of the CHB building are estimated at about

    0.002 and 0.0070.01 m, respectively. The capacity of the

    CHB building derived from the Delphi method shows good

    agreement with that of the actual building.

    5. Building damage estimation

    5.1. Selection of structural type and design vintage

    The building damage due to the scenario earthquake is

    estimated by using the derived capacity curves, the fragility

    curves, the simulated ground motion and the building

    inventory data. The number of damaged buildings of the

    low-rise (CHB and C1L), the mid-rise (C1M), and the high-

    rise (C1H) buildings are computed by multiplying the

    distribution of the damage ratio in each damage state bythe building inventory data.

    The structural types of both CHB and C1L are

    contained in the low-rise buildings in Metro Manila.

    Besides, the strengths of the buildings vary in each design

    vintage. As described before, the building population of the

    categories needs to be approximately estimated although

    ARTICLE IN PRESS

    7.0m2.5m

    4.45m

    3.2 m

    22.8m

    7.6m3.8m3.8m

    4.0m

    3.0m

    31.0m

    Fig. 11. Frame geometry of 2-story and 10-story buildings for pushover

    analysis. (a) 2-story building. (b) 10-story building.

    8

    6

    4

    2

    0 0.05 0.1 0.15

    SA

    (m/s/s)

    8

    6

    4

    2

    0 0.2 0.3 0.40.1 0.5

    SA

    (m/s/s)

    SD (m)SD (m)

    Push-OverAnalysis (Sub-Type1)

    DelphiMethod (Sub-Type1)

    Push-OverAnalysis (Sub-Type3)

    DelphiMethod (Sub-Type3)

    Fig. 12. Comparison of capacity curves derived from the push-over analysis and the Delphi method. (a) C1L Building. (b) C1H Building.

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    the structural type and the design vintage of each building

    are not included in the inventory data.

    The building population in Metro Manila has been

    investigated by the questionnaires for the building officials

    and the local government engineers [22]. In the survey, the

    number of buildings for each building type in each city/

    municipality was approximately estimated by the buildingofficials and engineers. Based on the survey, the relation-

    ship between the percentages of CHB and C1L buildings in

    each city/municipality is broadly classified into three

    categories as shown in Table 3. In the region A such as

    Caloocan, Valenzuela and so on, the number of CHB is

    dominant compared with that of C1L. On the contrary, the

    number of C1L is dominant in the region B such as

    Marikina, Makati. In the region C, almost all the low-rise

    buildings consist of C1L. Based on the result of the survey,

    the ratios between the number of CHB and that of C1L in

    each region are approximately estimated at 2:1, 1:2 or 0:3

    as shown in the table.

    As shown in Fig. 1, the urbanized areas had covered

    approximately 60% of Metro Manila by 1975 including

    major residential and commercial zones. It indicates that

    Sub-type 3 design vintage is predominant for the low-riseand mid-rise buildings. Therefore, Sub-type 3 is applied for

    CHB, C1L and C1M buildings in the damage estimation.

    Since most of the high-rise buildings would be rather newer

    than the low-rise and mid-rise buildings, the Sub-type 2 is

    adopted for C1H buildings in the estimation.

    5.2. Results of building damage estimation

    In order to examine effects of the region-specific building

    performance, the damage estimation of this study is

    compared against that with capacity curves of nearest

    building types in HAZUS. To compare with the damage of

    CHB buildings, URML buildings in HAZUS is used

    because the structural type almost corresponds with CHB.

    Low-code is adopted for URML, C1L and C1M buildings

    in HAZUS because Sub-type 3 buildings in Metro Manila

    would not be fully engineered. Moderate-code is applied to

    C1H buildings in HAZUS since Sub-type 2 C1H buildings

    would have a certain level of resistance for seismic loading.

    Fig. 13 shows the comparison of the capacity curves

    derived from the Delphi method and the curves of HAZUS

    used in the damage estimation. The yield and ultimate

    ARTICLE IN PRESS

    Table 3

    Approximately estimated ratio of number of CHB buildings and that of

    C1L buildings in each city/municipality

    Region City/municipality Ratio

    CHB C1L

    A Caloocan, Valenzuela, Quezon,

    Navotas, San Juan, Mandaluyong,

    Manila, Pasig, Pasay, Pateros,

    Paranaque, Muntinlupa

    2 1

    B Mar iki na, Maka ti, Tagu ig, La s Pi nas 1 2

    C Malabon 0 3

    SA

    (m/s/s)

    SA

    (m/s/s)

    SD(m) SD(m)

    SD(m) SD(m)

    0 0.04 0.08

    5

    10

    0 0.04 0.08

    0 0.05 0.1

    5

    10

    0 0.3 0.6

    CHB (Sub-Type3)

    URML (Low-code)

    C1M (Sub-Type3)

    C1M (Low-code)

    C1H (Sub-Type2)

    C1H (Moderate-code)

    C1L (Sub-Type3)

    C1L (Low-code)

    Fig. 13. Comparison of capacity curves by the Delphi method and HAZUS used in the damage estimation. Low-rise, low-rise, mid-rise and high-rise.

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    ARTICLE IN PRESS

    Fig. 14. Building distribution and distribution of damaged buildings. (a) Building distribution. (b) Extensive or complete damage (with capacity curves of

    this study). (c) Extensive or complete damage (with capacity curves of HAZUS). (d) Building distribution. (e) Extensive or complete damage (with capacity

    curves of this study). (f) Extensive or complete damage (with capacity curves of HAZUS). (g) Building distribution. (h) Moderate damage (with capacitycurves of this study). (i) Moderate damage (with capacity curves of HAZUS).

    H. Miura et al. / Soil Dynamics and Earthquake Engineering 28 (2008) 764777774

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    strengths (accelerations) by the Delphi method are higher

    than those of HAZUS in all the types. On the other hand,

    the displacement of the ultimate point by the Delphi

    method show smaller than those of HAZUS except for the

    C1H building, indicating the ductility of the buildings inMetro Manila is lower than that in the US.

    Fig. 14 shows the distribution of the damaged buildings

    due to the scenario earthquake based on the capacity

    curves developed in this study and those of HAZUS.

    Fig. 14(a), (d) and (g) shows the distributions of the low-

    rise, mid-rise and high-rise buildings in the inventory data,

    respectively. Fig. 14(b) and (c) shows the distribution of

    the completely or extensively damaged low-rise buildings.

    Fig. 14(e) and (f) shows the distribution of the completely

    or extensively damaged mid-rise buildings. Fig. 14(h)

    and (i) shows the distribution of the moderately damaged

    high-rise buildings. Table 4 shows the number of the

    damaged buildings and the damage ratio at each damage

    state.

    The damage distribution of the low-rise buildings in this

    study is significantly different from that with the capacity

    curves of HAZUS. In this study, the damage is concen-

    trated only in the soft soil areas such as the coastal lowland

    and the Marikina valley. In the estimation with the

    capacity curves of HAZUS, on the contrary, the severe

    damage is distributed to the whole area of Metro Manila.

    According to the number of damaged buildings shown in

    Table 4, the number of damaged buildings in this study

    is larger than that in the other estimation. As shown in

    Fig. 13, the low strength of the capacity in HAZUS causes

    the severe damage not only in the soft soil area but also in

    the stiff soil area such as the central plateau. This trend is

    also observed in the damage distribution of the mid-rise

    buildings as illustrated in Fig. 14(e) and (f).

    Most of the high-rise buildings would suffer moderatedamage but not severe damage. One of the reasons is the

    spectral characteristic of the ground motion. The magni-

    tude of the scenario earthquake Mw 6.7 is not large enough

    to generate a strong ground motion with long period more

    than several seconds, which contributes to the response of

    higher buildings. As shown in Fig. 14(h) and (i), the

    significant difference between the distributions of the

    moderately damaged high-rise buildings is not observed

    in the estimations. As shown in Table 4, the number of the

    completely or extensively damaged buildings in the

    estimation with the capacity curves of HAZUS is larger

    than that in this study since the capacity strength in

    HAZUS is rather small.

    6. Conclusions

    The seismic performance of the buildings in Metro

    Manila, Philippines is evaluated by integrating the local

    experts judgments for the building damage estimation.

    First, the buildings are classified into 20 categories

    according to the structural type, the number of stories

    and the design vintage. The questionnaire is applied to the

    local experts in Metro Manila to integrate the opinions of

    the experts by the Delphi method. The building capacity

    curve and the fragility curve for each building category are

    ARTICLE IN PRESS

    Table 4

    Comparison of number of damaged buildings

    Building type Damage state (a) Estimation with capacity curves of this

    study

    (b) Estimation with capacity curves of

    HAZUS

    No. of damaged

    buildings

    Ratio (%) No. of damaged

    buildings

    Ratio (%)

    Low-rise (13 story) Complete 114,900 9.0 295,800 23.1

    Extensive 66,700 5.2 245,700 19.2

    Moderate 123,300 9.6 235,000 18.3

    Slight 86,900 6.8 161,500 12.6

    Total 391,800 30.6 938,000 73.2

    Total no. of buildings 1,281,400 1,281,400

    Mid-rise (47 story) Complete 240 8.4 634 22.1

    Extensive 407 14.2 918 32.0

    Moderate 413 14.4 927 32.3

    Slight 311 10.8 219 7.6

    Total 1371 47.8 2698 94.0

    Total no. of buildings 2869 2869

    High-rise (815 story) Complete 5 0.6 14 1.7

    Extensive 91 11.2 153 18.8

    Moderate 452 55.7 363 44.7

    Slight 160 19.7 147 18.1

    Total 708 87.2 677 83.4

    Total no. of buildings 812 812

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    developed from the result of the questionnaires. The

    derived capacity curves are consistent with the result of

    the pushover analysis. It indicates that the integration

    of the experts opinions provide the reliable seismic

    performance for the local building.

    The ground motions due to a scenario earthquake are

    computed using the simulation technique based on theunderground structure model. The capacity spectrum

    method is applied to estimate the building response due

    to the simulated ground motion. The damage ratios are

    calculated from the fragility curves and the building

    responses. The distributions of the damaged buildings are

    estimated by multiplying the damage ratios and the

    building inventory data.

    In the estimation of this study for the low-rise and mid-

    rise buildings, the severely damaged buildings are mainly

    concentrated in the soft soil areas such as the coastal

    lowlands and the Marikina valley. In the estimation with

    the capacity curves of HAZUS, on the contrary, the severe

    damage is obtained not only in the soft soil areas but

    also in the stiff soil areas such as the central plateau.

    The differences of the damage distributions are caused by

    the capacity curves used in the estimations. These results

    indicate the importance of the evaluation of the region-

    specific building performance for the reliable building

    damage estimation.

    Acknowledgments

    This study was done as a part of Development Earth-

    quake and Tsunami Disaster Mitigation Technologies and

    Their Integration for the Asia-Pacific Region (EqTAP)Project sponsored by MEXT (Ministry of Education,

    Culture, Sports, Science and Technology) of Japan.

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