Mitt Romney Public Financial Disclosure Forms, 2007

8/7/2019 Mitt Romney Public Financial Disclosure Forms, 2007

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http://www.blackvault.com/


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Rcportin&tdividual's NameW. Mitt Romney[W. Mitt Romney Blind Trust]

Assets and IncomeBLOCK A

~ - - - - - - - -

-ACHOVIA CORP CMNWA L MART STORES INC CMNWA LGREEN CO CMN (SOLD) -WA L-MART DE MEXICO SABWALT DISNEY COMPANY (THE) CMNWASH IN GTON MUTUAL, INC. CMNWEBSTER FINANCIAL COK P CMN (SOLD)WE IGHT WATCHERS INTERNATIONAL (SOLD)WESTERN UN ION COM PANY (THE) CMN (SOLD)WHITNEY HLDG CORP CMN (SOLD)WILEY JOHN & SONS CL-A CMN CLASS A (SOLD )WILLIAM BLA IR: NON-US EQU ITY LLC (huldi ngs listed below)(No


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Rtpur1illC ndividuaJ 's Nru.neW. M.ittRomney - SCHEDULE A-[W. Mitt Romney Blind ~ t ] -

Valuation of Assets Income Type and Amount. I f "None (or lAssets and Income at close of other entr y is needed in block C for th at it

reporting periodBLOCK A BLOCKB

T pe

0 0 "0 8q 0 0 "0 0 " N0 0 0 u. ...0 0 0 0c 0 0 0 c) 0 0 c c"' 0 0 0 "'0 0 0 0 0 "0 0 0 * 0 ....; 0 g .,0 0 0 0 0 0 8 "' 00 c) 0 ....; N "" 0 ., .!l 0 03 0 0 "' 0 0 ... ... 0 " :;; 3 0 0....; 0 N "' ;;; 0 ' > 2 .... 0 "' 0"' ;;; ... ... 8 0 .5 ;>, 0 ,..; .,..;;; ... 0 8 0 0 f- ., 0 ;;; 08 ' ' 0 0 c ) "0 "0 c.:: 0 0 ... ...8 8 8 0 0 c) "0 "0 ... '8 8 c) "' .!l .!! " c olJ 50 0 ... 0 ... Q, Q, u:: " ' 0 8u 0 0 c) c ) c ) 0 0 ::a "c q ....; 0 " 0 u u u c a. c 8 q .,.,"' 0 ., u u 0 "' N "' > ....; N > &l &l u "' 0 N - ...;z; ... ;;; ... ;;; ... .... 0 .... ... ... 0 Ct 0 c.:: .5 u ;z; ... ... ...'KUEHNE & NAGEL.I NTERNKf iONAL AGMACQUARIE BANK LTD.MAN GROUP PLCMICI-!AEL PAGE INTERNATIONAL PLCNASPERS LTD.NESTLE S.A.NORTHE RN ROCK PLCORIXCORP.RECK ITI' llENCKISER PLCROCHE HOLD IN G AGVEDANTA RESOURCES PLCVEOL!A ENVIRONNEMENT S.A.

WILLIS GROUP HOLDINGS LTD CMN (SOLD) X X X XWINDSTREAM CORPQRATION (SOLD) X X XZIMMER HLDGS INC ~ M N (SOLD): X l XGS EMERGING MARKETS OPPORTUNITIES FUND, LLC (Note 4) X X X XGOLDMAN SACHS GLODA L STRATEGIC ENERGY FUND, LLC" 1Jte 4) X X X X

.oMAN SACHS GTAA FUND, LLC (Note 4) X XoLIN VENTURE CAP ITAL PARTNERS I, LP . (holdings listed below)(No te 5) X X

S TONE RIDGE PARTNERS, LLCEUREKAGGN

. AWARDS .COMI{JvJS NETWORKS , IN C.L YNUXWORKS, INC.NET IFI CE COMMUN ICA TIONS, INC.


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R ~ , m i l n l . l i d w l ' s NllmcW. M itt Romney SCHEDULE A(Ann Romney Blin_d Trust]

Valuation of Assets - Income Type and Amount. I f "No ne (o.Assets and Income at close of other entry is needed in block C fo r thareporting pe riod

BLOCK A BLOCKBTIPe

0 0 0 ""q 0 0 & 00 N.... 0 8 0 0 ....0 0 00 0 0 g 0 0 c. 8 8 0 c:i 0 0 " F:F: 0 0 * 00 0 c:i c:i 0 0 0 "' "' 0 13 !l"' 0 0 0 "' 0 0 8 v-i' N .... 0 "' ::! 0 0.3 0 0 0 N "' .... .... 0 " ... a 8 0 0v-i' 0 ' > ... "' o."' .... ..., .... 0 ...l;;;; .... ..... ' ' ' 0 0 0 .E >. ; 0 N' "'0 0 "' 0Q ' ' 0 0 c:i '0 ex: \.'j 0 .... ...' 0 0 0 0 0 0 '0 '0 '0 ;;;;0 ' 0 0 "' " c ol:!0 0 0 .... 0 .... lC " 'E ' 0 0" 0 c:i c:i 0 ... 0 0 0 ... 0. 0. "" "c:: 0 v-i' 0 ... q 0 ,.. " " " ... c g. c:: 0 q "'0 "' 0 u u B0 ;;;; "' ;;;; N "' > v-i' N > &l " " .E 0 N N';z ... ... .... .... 0 ..... .... .... 0 0 ' ex: u ;z .... .... ..GOLD MAN SACHS FINANC IAL SQUARE FEDERAL FUND X X XUS DOLLAR X XAll SVENSK EXPORTKREDIT .O% DUE Ol/0612009 _ X XAll SVENSK EXPORTKREDIT 0% DUE 101241200S X XAU SVENSK EXI'ORTKILEDIT 0 % DUE ll/1 2/07 X XEKS IDltTF INANS ASA OY, DUE 05129/0S X Xl'EDEI\AL HOME LOAN BANK 6 .3 70000 OY/2612007 X XFFCB CA 3.750000% 05/ 1K/2007 MN (SOLD) X XFHLB 4.375000%03117120 10 MS (SOLD) - X XFHLB 4.500000% OY/1612013 MS -- X X-HLB 4. 75% 03/IJ/2009 MS X XI' HLB 5.375%051 18/20 16 MN X XFHLB 5.375% 0111 1912011 fA .i X XFHLB 5.5%011/1312014 FA- X XFHLIJ CA 5.25% 05/0712010 MN X XFHLIJ CA 5.33% 03/06120 12 MS X XKFW 0% DUE 5/61200K X XSLMA 5.250000% 03/1512006 MS (SO LD) X X

' ~ / t . + MANAGERS : JQRTFO LIO2 (holdings l i below) (Note 6) X X X XALLEGHANY CORP.ALTERA CORP .AMER ICAN GREETINGS CORP.APRLA HEALTHCARE G ROUP INC.AVNET INC.BAKER HUGHES INC.!jED !lATH & UEYOND INC .lliG LOTS INC.CARDINAL HEALTH INC' .CITADEL UROADCASTING CORP.C:LOROXCO .COCA-COLA CO.COMCAST CORP. (CL A SPECIAL) -.CONOCOPHILLJI'SCUSTCO WHOLESALE CORP.COX RAD IO INC.(CL A)O ISCOVERY HOLDING CO. (C L A)


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R ~ l O I ' l i n g Individual's NameW. Milt Romney SCHEDULE A.-(Ann Romney Blind Trus r] -

Valuation of Assets Income Type and Amount. I f "None (oAssets and Income at close of other entry is needed in block C for tha


T pe.

--------0 0 0 '0 0q 0 0 "0 :::> N8 0 0 6 J.L. ....... 0 6 00 0 6 c: c0 0 0 0 0 "'"' 6 0 0 0 u0 0 0 0 0 * 0 .,.; 0 s "'0 0 6 0 0 0 .,.; "' 0 2"' 0 0 0 .,.., 0 0 0 N ... 0 "' 0 0 "' 0 0 0 N "' 0 .... .... 0 u ...


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R ~ r t i g l n i l i v i NameW. Mitt Romney SCHEDULE A--(Ann Romney Bl ind Trust] -

Valuation of Assets Income Type and Amount. I f "None (oAssets a nd Income at close of other entry is needed in block C for tha


T 'Pe

--------- s 0 "'q 0 0 0 "' 00 0 " N.... 0 0 0 c) "'"' ..0 0 0 0 "'"' 0 0 0 0 0 0 " "'"' 0 0 0 0 0 0 "0 0 0 0 * 0 .,.; 0 0 g0 0 0 c) 0 0 0 .,.., 0 0 0 c) .,.., 0 0 0 .,.; N .... 0 ] 3 8 0 ::l 0 c) 0 N .,.., ;;;; 0 .... .... 0 " -;; .s 0 0.,.; ., ;;;; .... .... 0 0 > 0 "' 0;;;; .... 0 0 0 c f- q N' .,.;0 s - "' 0 .... ....Q 0 0 c) "' "' "' p:: 0' 0 0 0 0 0 0 0 0 "' " " " " ..... ' '0 0 0 .... c) 0 0 .... fl. '5. to:: " s ' 0 0 " 0 0 0 c) c ) 0 0 0 :"S! e ""' o. .,.; c) I; 0 0 .,.; " '" " " s q "'0 ., 0 " u u .!!0 ., N "' > .,.; N > >< >< "' " 0 N N'.. z ... ;;;; .... ;;;; .... .... 0 .... .. .... 0 "-1 0 q p:: ..s z .... .... ....WACHOV IA CORP. . ---WAL-MART STORES INC.WASTE MANAGEMENTJNC.WATERS CORP.WELLS FARGO & CO.WI LLIS GROUP HOLDINGS LTD.ZALECOIW

ALPHA+. MANAGERS: POKTFOLIO 4 (holdings listed below) (Note 7) X X X XADVENT CAPITALAES CORP.AMIIAC FINANCIAL GROUP INC.AMllASSADOt\S GROUP INC.AMERICAN TQWER COilP.AMSUKGCOIJi.AMVESCAP PL (ADS)APOLLO GROUP INC. (C L A)AUTOZONE INC.BED !lATH & BEYOND INC.BERKSHIRE HAT HAWAY INC. (CL A)BROWN & BROWN INC.CAKMAX INC .CA KPENTER TECHNOLOGY CORP.CAKTER'S INC .

. CDWCORP.CLEAR CHANNEL COMMUNICATIONS INC.CLEAR CHANNEL OUTDOOR HOLDINGS INC.COIN MACH SERVICE COIU'. CL ACO INSTAR INC .COM PTON PETROLEUM CORP.CO R INTH IAN COLLEGES INC.CORRECTIONS CORP. OF AMERICACO X RADIO INC. (CL A)CKOWN HOLD INGS INC.C UMULUS MEDIA INC.DENIJURY RE SOUKCES INC.

__ _ ___r\STMAN CHEMICAL CO.


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R ~ j ) l ) l ' n l , ! : lntli\idu;l'sW. Mi tt Ro mney SCHEDULE A(A>Ul Romney Blind Trust)

Valuation of Assets - Income Type and Amount. I f "None (oAssets and Income at close of other entry is needed in block C for thareporting periodBLOCK A BLOCK B

T oe0 0 '00 -o. 0 00 0 0 "';;; 0 8 0 o" ...o""' 8 0 0 o" 0 c !ii"' g 0 0 0 00 0 0 o" 0 0 o" 0 "0 0 0 o" o" 0 0 0 .,., "' 0 1l ""' 0 0 o" "' 0 q 0 .,)' N ... 0 ,\! l 0 0 3 0 o" 0 N "' 0 .... .... ' o" :; "' 0 0 0 ,)' "' .... ... .... g 0 > .!3 0 "' 0;;; .... .... 0 .E , 0 N' .,)'0 0 "'0 ' 0 0 '0 '0 '0 ] c:> 0 ... ...0 0 0 0 0 0 ;;;0 ' g o" "' "0 0 .... 0 ... fr p., ..:: ., 3 ' 0 0" 0 o" 0 o" 0 0 :2 "" q .,)' o " " 0 0 .,)' " ;;; " a c 0 0 V'l0 V'l 0 " 0 0 .:!: 0 ;;; "' ;;; N "' > .,)' N > " :::> 0 .E "' 0 N N':z: ... .... .... .... 0 .... ... ... 0 w Ct 0 u z .... .... ....

ECHOSTA R COMMUNICATIONS CORP . (CL A) -ERESEARCH TEC HNOLOGY INC .fAIRFAX FINANCIA L HOLDI NGS LTD. -FEDERATED INVESTORS INC .flllELITY NATIONAL FINANCIAL INC .FOR WA I(l) AIR CORP .GRU PO TELEVISA DE C.V. (AOS)HARLEY-DAV IDSON INC.HEALTHEXTRAS INC.HEARTLAND E X P R E ~ S INC . --IDEARC INC . ,_INTERNATIONAL SPEEDWAY CORP . (CI, A)JOHN WILEY & SONS INC. (CL A) iJOURNAL REG ISTER CO .K.EY ENERGY ~ E R V C E S INC.KRONOS IN C.LAMAR ADVERTIS ING CO . (CL A)LI BERTY GLOBAL INC . (C L A)LlliERTY GLOBAL INC. SER.IES CLll. CLA IUORNE INC.MARKEL CORP .MARS H & MCLENNAN COS.MASSeY ENERGY CO .MEREDITH CORP.MG I PHAKMA INC .MI DeVELOPMENTS INC . (CL A)M tCKOS SYSTEMS INC.M(JHAWK INDUSTR IES INC .NCR CORP .NUCOZINC.ODYSSEY KE HO LDINGS COKP .U::>TEI\H.E ICHISCIIE POST AGPARAMOUNT RE::>OURCES LTD . -I'ENN NAT IONAL GAM ING INC.l lUNeER NATURAL RESOURCeS CO .I' LUM CReEK TIMBER COMPANY INC.Pt 'L CORP . - - - - - - -- - - - - - L


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Repurtiog lnlli\idu:a\'5 NameW. M i tt Romney - SCHEDULE A-[Ann Romney Blind Trust] -

Va luation of Assets Income Type and Amount. I f " None (oAssets and Income at close of other entry is needed in block C for thareporting period

BLOCK A BLOCKBT 'De

--------- 0 0 ..,q 0 0 0 c 00 0 " N.... 0 0 0 0 "' ...0 0 0 0@ 0 0 0 " "0 0 0 0 0 0 "'0 0 0 0 "0 0 0 0 * 0 "' 0 J0 0 0 0 0 0 8 .,., 00 0 0 .,., 0 0 "' N .... 0 "' B "' 0 0::l 0 0 0 N .,., 0 ... ..... 0 " '" 0 0 8" .,.; .,., ;;; ... .... .... 0 . 0 > .s 0 "'0 .E ,., ,..; .,.;I ;;; .... . 0 0 0 0 0 "' 00 .;g 0 .... ....0 ' 0 8 0 0 0 0 0 .., "" .., ..: 0 ' '0 0 .,., B .!! " c ....0 0 0 .... 0 0 0 ...


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R'1'Qning lndividual's NameW. Mitt Romney SCHEDULE A--[Ann Romney Blind T rust] -

Valuation of Assets Income Type and Amount. If "None (oAssets a nd Income at close of other entry is needed in block C for thareporting period

BLO CK A BLOCKBTIJ)e------ 8 0 ...,. -q 0 g g " 0" "'... 0 0 0 d ""' ...0 0 0 0 d 0 " "" 0 0 0 0"' 0 0 0 "' 0 0 0 0 * 0 0 d 0 ..0 0 d 0 0 0 0 vi V) 0 . ""' 0 0 V) 0 0 0 vi "' ... 0 "' 1;j B 8 0.5 0 d 0 "' V) 0 .... ..... d " "iii .s 0 0vi V) .... .... 0 0 > j 0 .,., 08 c >. c-i vi... 0 8 8 0 - (}. .. 00 ' ' 0 0 ci """ """ """ 0 .... .... ...0 0 8 8 0 0 0 V) !! !! " " 0 ' '8 0 0 ... 0 0 ... s .. "'!! '3 ' 8 8.. 0 0 ci 0 0 .... 0 0 .... g. "' ..c 0 vi 0 u 0 vi .. .. -; " a " 0 .,.,0 .,., 0 u u !!0 .,., "' .,., > "' N > Ill Ill " " .. 0 N c-i- ;z ... "' ... ..,_ 0 ... ..... "' 0 0 ' ,.: .9 u ;z ... ..... .....LATIN AMERICA FUND ....-- X

. MEDCATH CORPMETALLIC VEN T URES _GOLDMETALLI C VENTURES GOLD- WARRANTSNATCO GROUP INCNATCO CONVERTIBLE PREFERRED -PEDIATR IC SERVICES OF AMERICARADISYS CORPSUPERIOR ENERGY SERVICES ..THA I FUND INC X

DISCOVERY HOLDING CO CMN CLASS A (SOLD) X X XEC"C CAPITAL COIU'OKAT ION CMN (SOLD) X X XEKSPORTfiNANS U%,PUE J/IJ/20!1'1 X XfR IEDMAN, BILLI NGS;-RAMSEY GRP CMN CLASS A (SOLD ) X X XGOLDEN WEST FINAf'li:: IAL CORP CMN (SOLD) X ' X XGOLDMAN SACHS INT'L !UOAL ESTATE SECS FUND X X XGS 2002 EXC HANGE PLACE FUND LP (holdings listed below) (Note 9) X X

JCO M CORP99 CENTS ON LY STORESAllBOTT LABORATORIESACTUATE CORPORATIONADOBE SYSTEMS INCAES CORPORATION

. AFF ILIATED MANAGERS GROUPACCO C(IRPOJ


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R ~ 1 ) Q l 1 i lndhillw.1'1 NameW. Mitt Ronmey SCHEDULE A[Ann Romney Blind Trust]

Valuation of Assets - Income Type and Amount. I f "None (oAssets and Income at close of other entry is needed in block C for tha


T pe8 0 0 "" 80 0 0 0 N;;; 0 0 0 "'" ....0 0 0 0 0 c @@ 0 0 0 0 0 00 0 0 0 0 * 0 0 0 0 "0 8 0 0 0 8 0 0 "' "' 0 s .... 0 0 "' 0 0 "' N .... 0 .. .!l .. 0 03 0 0 0 N "' 0 .... ... 0 " ;; .. 3 0 0 0"' "' ... ... .... 0 ' ' 0 > c 0 "' 0;;; .... .... ' ' 0 8 8 8 0 c .... & ra 0 N' "'-s 8 8 0 0 0 "" "" "0 (!) 0 ... ....' 8 0 0 0 ... ' '8 8 0 0 "' .!l .!l " c "d 1;;8 0 0 ... 0 ... 0.:: u ' 8 8 " 0 0 d d 0 0 0 0 fr Q, "" !! "" 0 "' 0 " 0 0 .,.,- " " -;;; E 8 " 8 q .,.,.,., 0 u 0 .!l0 ;;; ;;; .,., ;;; N "' > "' N > ~ ~ ::l 0 N N'z: .... ... .... 0 .... ... ... 0 0 ' 0 .!3 ;z: ... ... ...AMER ICAN TOW ER CORP -CL A

AME RIPRISE FINANC IAL INCAMGEN INC -AMY LI N PHARMACEUT ICALS INCANA LOG DEV ICESAN HEU SER-BUSC H COS INCAON CORPORATI ON

- ASSOCIATED BANC-CORP -T&TI NCAUTOMATIC DAT A PRO CESS ING --AV IS BUDGET GROUP INCBANK OF AMEKICA CGRPO RATIONlll:I&T CORPORATION 'BEAR STEARNS COM PANIES INCBE IU


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Rq;xrting lnl1h1dual's NameW. Mitt Ro mn ey - SCHEDULE A-[Ann Romney Blind Trust] -

Valuation of Assets Income Type and Amount. I f "None (.Assets a nd Income at close of otber entry is needed in block C for th

reporting periodBLOCK A BLOCKS

T pe------- 0 0 0 '0 0o. 0 =8 0 0 :l N... 0 0 0 ...0 0= 0 0 0 0 0 Ci c"' 0 0 0 0 0 0 ...0 8 0 0 "0 0 0 0 . .,;- 0 . "' p0 8 0 0 0 0 0 .,., 0"' 0 0 .,., 0 0 0 .,;- N ... 0 "' 1;; "' 8 00 0 N .,., 0 .... .... 0 " ... .3 0 0.3 .,., v; ... .... ... 0 ' 0 > a 0 .,., 0.... ' ' ' 0 0 0 .s >. 'Cii 0 f' i .,;-0 .... ' ' - 0 0 0 0 '0 '0 '0


23/48

RlpOrtina i.JklhhJu.al's N ; ~ m t W. Mitt Romne y SCHEDULE A[Ann Romney Blind Tru SI]

,. Valuation of Assets - Income Type and Amount. If "None (oAssets and Income at close of other entry is needed in block C for thareporting periodBLOCK A BLOCKB

T 1pe0 0 0 "" 00 38 0 0 N;;; 0 0 0 '"" ....0 0 0 0 0 0 c c" 0 g 0 0"' 8 8 0 "'0 0 a" * 0 0 8 "0 0 0 0 0 0 0 q "' .,., s "'"' 0 0 0 .,., 0 o. 0 .,., N ... 0 "' 0 0!l 0 0 0 N .,., 0 ... .... 0 " n; 0 0 0"' .,., ... ... ... 0 0 > .5 0 .,., 0;;; ... .... 0 0 0 " i';' o. ...; "'. 0 8 0 0 0 - .;g "' 0 .... ....8 0 0 0 0 0 "" "" "" l? ....o ;;; .,., . " ii0 0 0 0 0 0 ... 0::: old i! s . 0 0 " 0 0 0 0 0 0 0 0 c. g. "" "" 0 .,; 0 " o. 0 "' " " n; :;: c c. c 0 0 on.,.., 0 u u .on N on > "' N > " 0 " "' 0 N ...;z ... ;;; .... ;;; .... ... 0 .... .... .... 0 Cl ..s u z .... .... ....ELECTRON IC ARTS INC

ELI LILLY & COEMC CO RPORA TION -EMERSON ELECTRI C COM PAN YENTERCOM COMMU NICATIONS CORPEQU IFAX INCESTEE LAUDER CO MPAN!ES-CL A

- EXFO ELECTRO-O PTI CAL ENGINEEEXPEDIA INCEXXON MOB IL CO RPORATION -- --EZENIA INC .FAM ILY DOLLAR STORESFANN IE MAE iFEDERATED DEPARTM EN T STORESFEDERATED INVESTOKS INC-C L BFEDEX CORPFI FTH THI RD BANCORPFI RST DAT A CORPORATIONFLEXTRONI CS INTL LTDFLOWSERVE CORPORATIONFOOTSTARINCFOUNDR Y NETWORKS INCFRANKLIN RESOURCES INCFREDD IE MACFREEPORT-MCMORAN COPPERGATEWAY INCGENERAL DYNAM ICSGENERAL ELECTRIC COM PANYGENU INE PARTS CO MPAN YGLENAYRE TECHNOLOGIES INCGO LDMAN SAC HS GROU P INCGOGGLE INC-CL A -GRACOINCGI\EATBATCH INCGI\OUP I AUTOMO TIVE INCH&R HLllCK INCHA IN CELESTIA L GROUP INC


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R ~ o . J t i n g lndiviUual'5 NameW. Mitt Romn ey SCHEDULE A[An n Romney Blind Trust]

Valuation of Assets - Income Type and Amount. If "None (o.As sets and Income at close of other entry is needed ln block C for tba

reporting periodBLOCK A BLO CK B

T pe::;: 00 -g 85 8 00 0 " "'.. 0 8 0 6 "" ...8 6 0 c0 0 6 ".. 0 0 0 0 0 ..F 0 0 0 0 6 * 0 0 6 0 " F0 0 0 6 6 0 0 0 v) V) 0 "'0 0 6 .,.., 0 0 0 v) "' ... 0 ] ] "' 0 80 6 0 "' V ) ;;; 0 .... ... 6 " -;;; :g 0 0 ) .,.., ;;;- ... .... 6 ' 0 > 0 V) 0;;; .... 0 8 0 0 0 .s & o _ "' v)8 ' 0 0 6 '0 '0 '0 0 0 ;;; ... ....0 8 0 0 0 6 ' 8 ;;; 6 6 .,.., 2 " c olj 30 0 0 0 .... IC " ' 0 -" 0 0 6 6 6 0 0 0 c. fr '0 " 0 q v) 6 i; 0 0 v) t " ;;; " g. c 8 o. .,..,V ) 0 u u 20 ;;;; V) N V ) > v) N c >< " " 0 N "'... .... ;;; .... ... 0 ;;; .... .... w 0 ' Q .s u z ... ;;; ...JOHN SON & JOHNSON

JP MORGAN CHASE & CO.JUN IPER NETWORKS' INCKELLOGG COKIMBERLY -CLARK CORPKLA-TENCOR CORPORAT IONLAKES ENTERTA INMENT INC

- LANDENBURG THALMANN FINANCIALLASYEGASSANDSCORP -LAURE ATE EDUCAT ION INC ' -LECGCORP -LEGG MASON INC OR!'OilATE DLEHMAN BROTHERS HOLD INGS INC iLI BERTY MED IA HOLD.{:AP SERALIBERTY MEDIA-INTE ilACTIVE ALI FE TIME FITNESS INCLINCOLN ELECTR IC HOLD INGSLI NEAR TECHNOLOGY CORPLIVE NAT IONLOG ITEC H INTERNAT IONAL -REGSLOG ITEC H INTERNAT IONAL-REGLS I LOG IC COIU'MAGMA DES IGN Alfi'OMATIONMAN HATTAN ASSOC IATES INCMANULIFE FINANCIAL CORPMARLIN IJUSINESS SERV ICES INCMARRIOTT INTERNATIONAL -C L AMARSH & MC LENNAN COSMASCOCORPMATTEL INCMAXWELL TECHNOLOGI ES INCMCDONALD'S CORPORATIONMEADWESTVACO CORP -MEDCO HEALTH SOLU TI ONS INCMED IMMUNE INCMEDTRONIC INCMELLON FINANC IAL CORP


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RI.P)rtinalndivitJual's NameW . M itt Ronmey - SCHEDULE A-[Ann Romney Blind Trust] -

Valuation of Assets Income Type and Amount. I f "None (oAssets and Income at close of other entry is needed in block C for tha


T 'DC------- 0 0 '0q 0 0 c 00 0 0 ::l N;;;; 0 0 ci "" ....0 ci 0 c" 0 =0 0 0 0 ... 0 0 ci ":: 0 0 0 * 0 F0 0 0 0 0 0 o v) oro 0 0 0 0 oro 0 0 0 v) -"' .... 0 11 0 05 0 0 0 N oro 0 ... ... ci -; .5 5 0 0 0v) oro ;;;; .... ... ... ci 0 > 0 oro o .;;;; .... ' 0 0 0 .s >. 0 N' oro0 0 ..0 0 0 0 "' ] '0 {) 0 0 ... ...0 0 0 0 0 ci ' '0 0 ;;;; ci oro " " " ...0 0 0 ci 0 .... g. .., " 5 ' 0 " 0 0 0 0 0 ... 0 0 q ... c.. :.; :g "" 0 c i " 0 0 " " = o. c 0 oro,., 0 oro 0 .,., 0 " > ... 0 oro ;;;; N ~ > -.,., N > >< &j ::l i5 .s .. 0 N ;;;; N'z .... ... .... .... 0 ... .... .... 0 0 ' u z ... ... MERCK & CO. INC. ....-

MERRILL LYNCH & CO INCMICREL INCMICROSOFT CORPMICROSTKATEGY INC -CL AMOODY'S CORPMOTOROLA INC.MRV COMMUNICATIONS INCMYLAN LAB ORATORIES -NATIONAL CITY CORPNATIONAL OILWE LL VARCO INCNllTY INCNCR CORPOR:ATIONNEENAH PAPER INCNETWORK AJiPLIANCE INCNEW YORK TIMES CO -CL ANEWELL RUBBERMA ID INCNEWS CORP CLASS BNEWS CORP INC CL A WHEN ISSNOBEL BlOCARE HOLD ING AGNORSK HYDRO AS -SPONS ADRNORTHERN TRUST CORPNORTHROP GRUMMAN COI\PNOVELLUS SYSTEMS lNCNUCORCORPNVR INCOGE ENERGY CORPOMN ICAI\E INCOMN ICOM GROUPOKACLE CORPI'ALM INCl'ANERA BREAD COMPANYl'Al'AJOHN'S INTL INCPArrERSON-UTI ENERGY INCPEPS ICO INC -P ERl'ORMANCE FOOD GROUP COPEROT SYSTEMS CORP -CL A '-- -


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R ~ 1 ' 1 0 r t l n l f lndhidual's NameW. Mitt Romney SCHEDULE A(Ann Romney Bl in,d Trust] - - - -, Valuation of Assets Income Type and Amoun t. If "None (o

Assets and Income at close of other entry is needed in block C for thareporti ng period

BLOCK A llLOCKllT roe

;; 0 0 '0 ;;q 0 c 0 0 " N.... 0 0 g ....0 c ) c0 0 0 c ) 0 0 ". 0 8 0 ..F: 0 0 0 c ) * 0 0 c ) 0 " F:0 0 0 c ) c ) 0 0 0 v) .,., 0 g "'0 0 c ) .,., 0 0 0 v) N .... 0 "' B 0 0::: 0 c) 0 N .,., 0 .... .... ' c ) " 2 :.= "' 0 0 0" v) .,., .... .... ... c) ' > .. c 0 "' o.-I ;;; 0 0 c >. N';;; .. ' 0 0 0 0 - E-< 0 ;;; q .,.,s 0 0 c ) ' 0 '0 '0 .:g : t:l 0 ... ....;; ;; ;; 0 0 g ....;; ;; ;;; c ) c ) V' l B " c oll;; 0 0 ..... tj:; " e s ' ;; ;;" 0 0 c) c ) c ) 0 0 0 fr fr :.; '0 "c 0 v) c) 0 .,., 0 " q 0 v) .., u u :; " B g. c ;; o. .,.,> v) > " 0 N';;; .,., ;;; N .,., N a .E N ;;;z ..... ..... .. ..., 0 ... .... ..... 0 Cl u z ..... ....-F IZER IN CPHARMACEUTICAL PRODUCT DEVELPHH CORr -rJrER JAFFRAY COSrLA YTEX rRODUCTS INCr o o o PRODUCING COr OLARJS INDUSTRI ES INC

- rP L COIU'ORATIONI'RIMEDIA INCriUMUS TELECOMMUNICATIONS Gr - -- . -PIUVATEBANCORP INC -PROCTER & GAMBLE CORADIAN GROUP INC ..RARE HOSPITALITY INTL INCREALNETWORKS INCREALOGY COJ


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R ~ o 1 1 0 r t h 1 j : lndhidual'5 Nam"W. Mitt Romney SCHEDULE A[Ann Romney Blind Trust]

,. Valuation of Assets - Income Type and Amount. If "None (oAssets and Income at close of other entry is needed in block C for tha


T pe0 0 ""0 -o . 0 " 00 0 "' N.... 0 8 0 0 .... .... 0 0 0 0 0 0 c0 0 0 0 0 00 0 0 0 g . * 0 0 0 0 "'0 0 0 0 0 0 ,.; "' 8 s0 0 "' 0 0 ,.; N .... lj B "' 0 00 0 0 N "' "" .... 0 .... "' .3 0 0 0 j ,.; "' .... .... ... 0 ' 0 > .9 8 "' o .0 .E ,., N';;;; ... ""' 0 0 0 0 " "'' 0 a 0 "" "" "" " C) 0 ... ...0 0 0 - 0 0 0 '0 ... ' 'o' 0 0 "' u 0 "0 0 0 ""' 0 ""' i5. ..::: u ,.; N > >< >< "' Ci .. 0 N N';z; .... ""' .... .... 0 .... ... ... 0 w w Ct u ;z; ... .... ....SONUS NETWORKS INC -

SOUTHWEST AIRLINESSOVEI(EIGN BANCORP INC -ST JUDE MED ICAL INCSTMARY LAND & EXPLORATIONSTARWOOD HOTELS & RESORTSST EELCASE INC

- STR IDE lUTE CORPSUNTRUST BANKS INCSUSQUEHANNA BANCSHARES INC , -SW ISS REREGSYBASE INCSYMYX TEC HNOLOGIES INC iSYNOVUS FINANCIAL CORPSYSCO CORPTANOX INCTEKTRONIX INCTENET HEALTHCARECORPTERADYNE INCTEVA PHARMACEUTICAL - SP ADRTEXAS INSTRUMENTS INCTEXAS ROADHOUSE INC-CLASS ATH E WALT DISNEY CO.TH ORATEC LAUS COIU'TI FFANY & COTlMllERLAND CO.l' IME W'\ l(NEI\.lNCTO LL HllOTHEl(S IN C.T RAVELERS COS INC/THETKIAD llOSPITALS INCTRIBUNE COTY CO INTERNATIONAL LTDUBS AG-NEWUll S AG -REGUNITEU COMMUN ITY llANKS/GAUN ITED NATUJ(AL FOODS INCUNITED ONLINE INC .


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Rl.'pUninJ!IIIllivi\IUoll':sNamc:W. Mitt Ronmey - SCHEDULE A-[Ann R omney Blind Trusr) -

Valuation of Assets Income Type and Amount. I f "None (oAssets and Income at close of other entry is needed in block C for thareporting period

BLOCKA BLOCKST oe

0 0 't:l0 -q 0 " 00 0 0 " N... 0 0 0 0 I.L. ...0 0= 0 0 0 0 " "' 0 0 0 0 0 00 0 0 0 0 * 0 0 8 u0 0 0 0 0 0 0 .,., .,., g "'0 0 .,., 0 0 8 .,; N ... 0 "' 3 0 0::l 0 0 0 N .,., .... -... 0 0 2 -;;; 0 0 0::l .,; .,., ;;; .... .... ... 0 0 > .5 0 .,., 0;;;; .... 0 0 0 0 ..: I - ,., 0 N' .,;0 "'8 ' 0 0 0 'C { j 0 0 .... ....0 0 0 0 0 0 'C 'C ... '0 0 ;;; 0 0 .,., !l u =0 0 0 .... u:: " .-g f 1i 0 0 u 0 0 0 0 0 0 0 0 0. 0 . "' " -" o. .,; 0 " 0 0 .,; u u u -;;; ;;: E =- 0 .,.,0 .,., 0 0 0 .!! 00 ;;; .,., ;;; N .,., > "' N > .:l tll " 0 u 0 N N z .... .... .... .... 0 .... .... .... 0 0 ' ..: u z .... .... ....UN ITED PARCEL SERVICE - Cl; B -UN ITEDHEALTH GROUP INCUS BANCORPUST INCVECTOR GROUP LTDVER ISIGN INCVER IZON COMMUN ICATIONS INCV ACOM INC-CLASS BVIVEND ISAVODAFONE GH.O UP PLC-SP ADH.VULCAN MATER IALS COWACHOVIA COIU'WALGREEN COWAL-MART S'rQI(ES INCWASH INGTOI'fMUTUAL INCWATSON PHN\MACEUT ICALS INCWELLS fARGO & COWESTERN UNIONWESTWOOD ONE, INCWHITNEY HOLDINGCORPWILD OATS MARKETS INCWILEY (JOHN) & SONS -CLAWIND H.IVER SYSTEMSWH.IGLEY WM JH. COWYETHWYNDHAM WORLDW IDE CORP-W/1XL CAP ITAL LTD-CLASS AX-RITE INCXTO ENERGY INCYA HOO! INCZIONS llANCORPORATIONZORANCORP

HIGHLAND HOSI ITALITY CORP CMN (SO LD) X X XHOMEIJANC CO IP . CMN (SOLD) X XHOR IZON: ALPHA+ (holdings listt:d below) (No te 10) X X - X XALLEGHENY ENERGY INC .

ANGLO AMER ICAN PLC (ADS)


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Rc.portin t!l lndiddual's NameW. Mi tt Rom ney - SCHEDULE A-[Ann Romney Blind Trust] -

Valuation of Assets Income Type and Amount. I f "None (oAsse.s and Income at close of other entry is needed in block C for tbat

r eporting periodBLOCK A BLOCKB

T pe-

-------- 0 0 .,q 0 0 0 " 00 0 " N... 0 0 0 0 ....0 0 0 0" 0 0 0 0 0 0 c c"' 0 0 0 0 0 0 0 " "'0 0 0 0 * 0 "' 0 ..0 0 0 0 0 0 o V"> 00 0 0 0 0 "' -"' ... B 0 0.. 0 0 V"> 0 0 ... ... 0 "' 2 ti "' 0 0 "' 0 N V"> 0 " j 0" "' V"> ;;; ... ... ... 0 0 > 2 .s 0 V"> 0....l ;;; ... ' 0 0 0 " I- 1- ,., 0 N - "'0 0 0 0 - -g 0 "' 0 ... ...0 0 0 0 0 0 0 0 ., .., "0 " ... ' '0 0 0 V) B B "0 0 0 ... 0 ... -= 0 .. ] ' 0 0u 0 0 0 0 0 0 0 0 e- fr .., "" o _ "' 0 0 V1 0 " 0 _q "' " 0 0 " c B a " 0 0 V">0 ;;; ;;; V"> ;;; N V"o > V"o N > " " " u J 0 N N"z ... ... ""- 0 ... .... ... 0 C-1.1 C-1.1 Cl .E z ... ... ...- AQUILA IN C. -EUING CAPITAL INTERNATIONAL l\ IRPORT CO. LTD.CACI INTERNAT IONAL INC . (CLA)CALPINE CORP 4.75% 15-NOV-20"23CATHAY GENERAL BANCO RPCBOT HOLD INGS INC. CL ACENTER FINANC IAL COR P.CENTERPOINT ENERGY INC. -CHICAGO MERCANTI LE EXCHANGE HOLDINGS INC. (CL A)CHiNA LI FE INSURANCE CO. LTD. (ADS)CMS ENERGY CORP .CNOOC LTD.J.ADS)DYNEGY INC.{CL A)EAST WEST B ~ N C O R P INC.EL PASO COJ\fr.FOREST CITY ENTERPRISES INC. (C L A)FOREST CITY ENTERPRISES INC . (CL B)GAZPROM 0 A 0 SPON ADRHANMI FINANC IA L CORP.HONG KONG EXCHANGES & CLEARING LTD.HUANENG POW ER INTERNATIONAL INC. (ADS)INTERCONT INENTALEXCHANGE INC.INT ERNATIONAL SECURIT IES EXCHANGE HOLDINGS INC.JS E LTD.KOREA ELECTR IC POWER CORP . (ADS)LAB RANC HE & CO. INC.LEGG MASON IN C.LEU CADIA NATI ONAL CORP.LONDON STOCK EXCHANGE GROUP PLCNARA UAN CORP INC.NASDAQ STOCK MAllKET INC.NYSE Gl\OU P INCOSAKA SECUK IT IES EXCHANGE CO. LTD.PAKGESA HOLUING S.A.PREFEKRED UANK LOS ANGELESQUANTA SERVICES IN C.


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Rl:por11 tl llndividual's N a m ~ W. Mitt Romney - SCHEDULE A-[Ann R omney Blind Trust] -

Valuation of Assets Income Type and Amount. If "None (oAssets and Income at close of other entry is needed in block C for tha


T e

------- 0 0 "'o. 0 0 0 c 00 0 ::1 "'.. 0 0 0 ci .... ...0 0 ci 00 0 0 ci 0 0 c :a"' 0 8 8 ci 0 0 ci "0 0 .. 08 0 ci ci 0 0 - 0 v) "' 8 . "'0 ci 0 0 v) N ... .\! "' 0 0 "' 0 ci "' 0 0 ... ..... "' 0 0 0 N "' ' ci " 2 j 0"' v ) ci ' > 2 .5 "' 0" "' ;; ..... .... .... 0 0....l ... 8 0 c !- !- o. N' v); ' ' 0 0 0 C\ - .{9 "' 0 .... ...0 "0 "' "' 0' 0 0 0 0 0 0 0 ci "' .\! " " " ....0 0 0 ... ci ci 0 .... 0. ... " ., ' 0 0" 0 0 ci ci ci 0 0 0 0. '0 e "c C\ ,; ci " 0 0 v) " " -;;; c a c 0 0 ,.,"' 0 " u u ]0 ;; "' ;; N V ) > ;;;; v ) N > ::1 " "' 0 "' N'.. z ... ... ... ...... 0 ... ... 0 0 A u z ... .. .. MEM CO-INVESTMENT, LLc-- -

NEXSTAR BROADCASTING GROUP INC.OS CAPITAL PARTNERS FUND 2000, L.P . (holdings listed below) (Noce l3) X X X X

ADAM AIRCRAFT I N D U S T R I ~ INC.ALLIED WORI.D ASSURANCE COMPANY HOLD INGS, LTD.AVJ'OCAM CORPOKATIONHURGER KING HOLDINGS, INC.C&M CO., LTD. ...CEQUEL COMMUN ICAT IONS, LLCCHtNA HAISHENG JUICE HOLDINGS CO . , LTD.CHINA NEPSTAR CHA IN DRUGSTORE LTD.CQGNISGMI!_HCOO PER-STAJ;IDAIW AUTOMOTIVE. INC.ELLACOY A N jr WORKS, INC.EURAMAX HOW INOS, INC.EUTELSAT COMMUN ICATIONS S.A.FIBERLINK COMMUN ICATIONS CORPGEOUEX COMMUNICAT IONS, INC.INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTDISS A/SLEGRAND S.A.NALCO COMPANYNATIONAL GOLF PROPERTIESNEUF CEGETEL S.A.NEXTMEDIA INVESTORS, LLCOi'ENPAGES, INC.SENSUS METERING SYSTEMS INCSPOJ


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R':porting i n d h i ~ u a l ' s N1meW. M itt Ronmey - SCHEDULE A-[Ann Romney Blind Trust] -Va luation of Assets Income Type and Amount. If "None (o

Asse ts and Income at close of oth er entry is needed in block C for thareporting periodBLO CK A BLO CKST pe------- ..,..8 0 0 "' 8. 0 "0 0 ::1 N.... 0 8 0 0 "" ....0 0 0 "" 0 0 0 c8 0 0 0 0 0 "'. 6 0 0 0 "0 0 0 * 0 "' 0 0 0 0 0 0 0 8 "' 0 !l0 0 0 "' 0 0 "' .N .... 0 "' ti "' 0 0. 0 0 0 .. ... ' 0 " "' 0 0 "' 0 "' "' 0 >


37/48

R"'(lUrtiug lt11.li\K.Iual's NnmcW. Mitt Ro nmey SCHEDULE A[W. Mill RomneyJ RA ] ---

-,. Valuation of Assets Income Type and Amount. I f "None (oAssets an d Income at close of other eotry is needed in block C for tha


T pe

& 0 ""0 0 8 c 0" N;;;; 8 0 0 0 "" ...0 0 0c 8 0 q g 0 0 c"' 0 0 0 0 0 " !5!5 0 0 0 8 . 0 .,.; 80 0 0 0 0 .,., "' 0 0 0 .,., 0 0 0 .,.,- N ... 0 "' 0 83 0 0 0 N .,., 0 ... ... 0 " "' 3 0 0,.; .,., ;;;; ... .s 0 .,., 00 ..5 ,., N' .,.;;;;; ..., ' 0 0 0 0 0 "' 0' 0 0 0 "' 0 ... ....s ' ;; 0 0 0 0 0 ' 0 '0 '0 '0 c:: 0 ;;;; ' '0 0 .,., .!l .!l " =0 0 .... 0 g 0 .... ,.:: " ol:! "' 'Ei 0 0 " 0 0 0 0 0 0 0 0. fr '0 e " -c .,.; 0 o_ 0 .,.; ll " -; ;; c a c 0 .,.,.,., 0 " u u 00 ;;;; ;;;; .,., N .,., > .,.; N > " i5 " "' 0 N Nz ... ;;;; .... ... 0 .... ... ... 0 0 c:: .s u z ... ... ...GOLDMAN SACHS FINANCIA L SQUARE FEDERAL FUN D X X XUS DOLLAR - X X XFNMA 3.25%0 1 15/2008 X XFHLB CA 3.250000% 11/ 14/2007-05 MN X Xf.HLB 4.500000%08 / 14/2009 FA X X-FHLMC 3.625000%09/15/2008 MS X X!SHARES MSCI TAIWAN INDEX FUND CMN . - - X X XGOLDMAN SACHS EMERGING MARKETS EQl!ITY FUND X X X XOS STRUCTURED U.S. EQUITY INSTITUT IONAL X X X3M COMPANY CMN (SOLD) X X XAMERICAN EXPRESS CO. CMN (SOLD) X X XAMOEN INC. CMN (SOLD) X X

'


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RL-porl.illg lnilividual's NameW. lviitt Romney SCHEDULE A[W. Mitt Romney IRA ]

-y Va luation ofAsse ts Income Type and Amount. I f "None (o

Assets and Income at close of other entry is needed in block C for thareporting periodBLOCK A BLOCKB

T 'PC....... .......0 0 ""q 0 0 00 0 0 N.... 8 0 0 0 "" ....0 0 0c 0 0 8 0 g 0 0 ;:: la"' 8 0 0 0 v0 0 0 * 00 0 0 0 . 0 0 0 0 ,.; "" 8 s "'0 0 0 "" 0 0 0 ,., N ... "' ... 0 00 0 0 ... ... g ., 0 0 ,.; 0 N "' ;;;; 0 ' > 2 ... "' 0 "' 0"" ;;;; ... "" c 0;;;; .... 0 0 0 ,s t- >. c; 0 N' ,.;0 0 00 ' 0 0 0 "' "' "' "' I>: c 0 .... ...0 a. a 0 0 0 "" ;;;; 'a 0 0 0 "' " c0 0 0 ... 0 .... ... " ,:g i! 'E ' 0 0" 0 0 0 0 0 0 0 0 c. c. "' ., 0 ,.; a 0 0 ,.; " ., v ;: ;:: c. c 0 0 "'0 "' 0 u u B0 "' ;;;; N "" > ,.; N > &) &) " Q v "' 0 N N';z .... ... "' .... ... 0 .... .... .... 0 0 I>: .s u ;z ... ;;;; ....

MCGRAW-HILL COMPANIES INC CMN (SO LD) X X X XMEDCOHEALTH SOLliTIONS, INC. CMN (SOLD)- X - X XMEDTRONIC INC CMN (SOLD) X X X XMEIU(ILL LYNCH CO INC CMN (SOLD) X X X XMICROSOFT CORPORATION CMN (SOLD) X X X X-EPSICO INC CMN (SOLD) X X XPRAXAIR INC CMN (SOLD) .., - . _:_ X X X -QUALCOMM INC CMN (SOLD) X X XRESEI>RCH IN MOTION CMN (SOLD) i. X XSCHLUMllERGER LT D CMN (SOLD) X X XSPRINT NEXTEL CORPORATION CMN (SOLD) X X XST PAUL TRAVELERS COMPANIES CMN (SOLD) X X X X

' '{YI


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Rl'JlliOiJ. 'l&lnWviduill'' Na.LneW. Mill Ronmey - SCHEDULE A-[W. Mi lt Romney IRA] -

Valuation of Assets Income Type and Amount. If "None (oAssets and Income at close of other entry is needed in block C for tha


T 'PC

- - - - - 8 0 " 0q 0 8 0 . ;;; q C'i .,.;0 00 ' ' 0 0 0 " " " t>:: 0 0 .... ...0 8 8 0 0 0 .... '8 "' " " " c v;8 8 0 0 ... 0 0 0 ... c. c. \;:: " o'IJ s ' 8 8I) 0 g 0 0 0 g. 0 '- " e "" 0 .,.; 0 0 .,.; " " .... c s.. c 0 "'' 0 " " u u 0 "' N "' -> .,.; N > >< >< " " "' 0 N iA C'i-- ---- ;z: ... iA ..... iA ..... .... 0 .... .... .... 0 w w CY t>:: ..5 u ;z: .... ....BC IP 'fRUST ASSOCIATES II (Note 18) X X X XBCW 'fRUST ASSOCIATES Ill (Note 18) X X X XPROSYECr HARBOR CREDIT PARTNERS, L.P. (Note 18 ) X X XSANKA TY CREOIT OPPORTUNITIES. L.P. (Note 18) X X XSANKATY CI\EO!T OPPUI\TUNITIES II , L.P. (Note 18) X X XSANKAT Y CREDIT OPPOI\TUNI TIES Ill, L. P. (Note 18) X ... XSANKATY HI GH YIELD ASSET PARTNERS, L.P. (Note 18) X X X S A N ~ y HIGH YIELD PARTNERS II , L.P. (Note 18) X X X


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RrponitlC Individual's NameW. Mitt Romney[Ann R o m n e y ~ ]

"Assets and Income

BLOCK A

-GOLDMAN SACHS FINANCIAL SQUARE FEDERAL FUNiiGOLDMAN SACHS CORE FIXED-INC 1MUTUAL FUNDUST STRiP TINT Dl)E 02/L5n00_9___ ____

;-..

""'!: ;- - -

0o.....c"' 00 0"' 0 0"' 0 0" v) .,.,- l ;;; .....0 '' ;;;; 0c o. .,.,0 a c 0 V ) 0l i5 " .s "' 0 N "'" v)0 ' p:: u z .... ... ... ....

X XX X

X


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Schedule C Part I ResponseThe investments in private equity and simi lar funds disclosed on Exhi bit A (the "Funds") are made pursuant to agreements oflimited partnership, subscription agreements and/oas creating liabilities for capital calls or other payments to be made by investors. Such documentation is typically dated on or about the date of organization of the Fund or the dFunds disclosed on Exhibit A from 1987 through 2007. T he payments generally do not bear interest, and are due upon demand by the Fund. In the case of Funds for which therfollowing table lists the Funds and t ~ e maximum expected fuiure liability for such capital calls:

------und Categor:r AmountA. Ann Romney Blind TrustGOLDEN GATE CAPITAL INVESTMENT FUND !1-A, L.P. Between $15,001 and $50,000GOLDEN GATE CAPITAL INVESTMENT FUND II, LP. Between $50,00 I and $100,000GOLDEN GATE CAP TAL ANNEX FUND II, LP. Between $100,00 I and $250,000GS CAP ITAL PARTNERS l_U, L.P. Between $100,001 and $250,000W H l T E ~ L STREErREALESTATE FUND IX/X Between $15,00 1 and $50,000WHITEHALL STREET REAL ESTATE FUND XI/XII Between $100 ,001 and $250,000 iWHITEHALLSTREETGWBAL REAL ESTATE 2007 Over $ 1,000,000

B. W. Mitt Romney IRASANKATY CREDIT OPPORTUNITIES III, L.P. Between $1 000 00 I and $5 000 000-

l


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SF 278 (Rev. 03 / 2000)5 C.F.R. Pan 2634U.S. Office of Government EthicsRep ortin g Indi vid u al' s Nam ew. Mitt Romn ey SCHEDULED- -

-Part I: Positions Held Outside U.S. GovernmentReport any positions held during the applicable reporting period, whether compen- organization or educational institution.sated or not . Po sitions include bu t are not limited to those of an officer, director, social, fraterna l, or poli tical en tities andtrustee, general partner, proprietor , representa tive, employee, or consultan t of nature.any corporation , firm, partnership , or other business enterprise or any non-profitOrga ni za tio n (Name and Address) Type of Organ iza tion

Non-profit educa tiont ' l Ass n. of Rock Co llectors, NY, NY PresidentExampl es oe & s,;ilih, Ho;;;,o::;;; .'5; ; , ; - - - - - - - - - - - - f - - - - - - - - ~ - - - - - -aw firm ~ - ; , : - - -1 Common we a l t h of Massachuse tt s St a t e Gove r no2 I r revocab l e Tru s t Trus t e s t abli s h e d t o ho ld Trus t ee3 e x t e nd ed family va c a tion

n rnnor t- u4

5-6

--Part II : Com,pensation in Excess of $ 5 ,0 00 Pa id by One Source Do noIncumRe port sources of m ~ e th an $5,000 compensation received by you or your non-profit organization when Pre s idbusiness affiliation for services provided directly by you du ring any one year of you di rectly provided thethe reponin g period. This includes the names of client s and customers of any services generating a fee or payment ofcorpora ti on, firm, partne rship, or other business enterprise, or any other need not report the U.S . Govern ment as Sou rce (Name and Address) Brief Descrip tio n ot;,"ones & Smith , Hometown, Stat e Legal services

Examples - ; : ; ; - U v e r s l i ~ of Doe j .;;:;;s , ~ J : M ~ ~ ; , 5 ; ; - - - - - - Lega l Services n ;;nrnJ.o-; -wit h u t t ; C o n " ' i l l u ' U i ~ - -1

2

3

4

!5

6,,

Prior Editions Cannot Be Use d.


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4893452

W. Mitt RomneySF 278Notes1. Other than cash and cash equivalents, all of the assets reported are held by TheW. Mitt Romney Blind Trust, The Ann D. Romney Blind Trust, Mr. Romney'sIRA, or Mrs. Romney's IRA. In each case, R. Bradford Malt, as trustee, hascomplete investment discretion over the assets held by these investment vehicles.Since January 1, 2003, neither Mr. Romney nor Mrs. Romney has _had any controlover the assets acquired or disposed ofby the vehicles, neither Mr _- R9mney norMrs. Romney has received any reports identifying specific assets held, and themanagement of the assets has been deemed blind by the Massachusetts StateEthics Commission. Unless specifically noted otherwise, the assets and assetvalue and income amount for each holding are reported as of June 30, 2007. Ininstances where the asset is a fund, the filer has requested, and reported to theextent available, information about the identity ofunderlying holdings of the fundand value and income amounts for these underlying holdings. Value and incomeamounts reported for underlying holdings are part of, and not in addition to, valueand income amounts reported for the fund. Income amounts are taken from Kl 'sunless otherwise specifically noted. In instances where value and incomeamounts for a fund are reported as of dates other than June 30, 2007, such valueand income amounts are reported as of the most recent date for which they areavailable.2. The total asset value for this fund is reported as ofApril30, 2007. The totalincome amount for this fund is reported as ofDecember 31, 2006. The filer hasrequested information about underlying holdings of the fund and value andincome amounts for these underlying holdings. However, the fund manager hasinformed the filer in writing that this information is confidential and proprietary,and has declined to provide such information.3. The total asset value for this fund is reported as of June 30, 2007. The totalincome amount for this fund is reported as ofDecember 31 , 2006. The filer hasrequested information about underlying holdings of the fund and value andincome amounts for these underlying holdings. The underlying holdings of thisfund aie reported as ofDecember 31 , 2006, the most recent date for which thefund manager has agreed to provide the information. The value and incomeamounts for the underlying holdings are not readily ascertainable.4. The total asset values for these funds are reported as of June 30, 2007. Thetotal income amounts for these funds are reported as ofDecember 31 , 2006. Thefiler has requested information about underlying holdings of these funds andvalue and income amounts for these underlying holdings. However, the fundmanagers have informed the filer in writing that this irtfonnation is confidentialand proprietary, and have declined to provide such information.


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4893452

5. The total asset values for this fund is reported as ofApril30, 2007. The totalincome amount for this fund is reported as ofApri l30, 2007. The filer hasrequested information about underlying holdings of the fund and value andincome amounts for these underlying holdings. The underlying holdings of thisfund are reported as ofApril30, 2007, the most recent date for which the fundmanager has agreed to provide the information. The value and income amountsfor the underlying holdings are not readily ascertainable.6. The total asset value for this fund is reported as of June 30, 2007. The totalincome amount for this fund is reported as ofDecember 31, 2006. The filer hasrequested information about underlying holdings of the fund and value andincome amounts for these underlying holdings. The underlying holdings of thisfund are reported as ofDecember 31, 2006, the most recent date for which thefund manager has agreed to provide the information. The value and incomeamounts for the underlying holdings are not readily ascertainable.

7. The total asset value for this fund is reported as of June 30, 2007. The totalincome amount for this fund is reported as ofDecember 31 , 2006. The filer hasrequested information about underlying holdings of the fund and value andincome amounts for these underlying holdings. The underlying holdings of thisfund are reported as ofDecember 31 , 2006, the most recent date for which thefund manager has agreed to provide the information. The value and incomeamounts for the underlying holdings are not readily ascertainable.8. The total asset value for this fund is reported as ofApril 30, 2007. The totalincome amount for this fund is reported as ofApril30, 2007. The filer hasrequested information about underlying holdings of the fund and value andincome amounts for these underlying holdings. The underlying holdings ofthisfund are reported as ofApril30, 2007, the most recent date for which the fundmanager has agreed to provide the information. The value and income amountsfor the underlying holdings are not readily ascertainable.9. The total asset value for this fund is reported as of June 30, 2007. The totalincome amount for this fund is reported as ofDecember 31 , 2006. The filer hasrequested information about underlying holdings of the fund and value andincome amounts for these underlying holdings. The underlying holdings of thisfund are reported as ofMarch 31 , 2007, the most recent date for which the fundmanager has agreed to provide the information. The value and income amountsfor the underlying holdings are not readily ascertainable.10. The total asset value for this fund is reported as of June 30, 2007. The totalincome amount for this fund is reported as ofDecember 31 , 2006. The filer hasrequested information about underlying holdings of the fund and value andincome amounts for these underlying holdings. The underlying holdings of thisfund are reported as ofDecember 31 , 2006, the most recent date for which the


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4893452

fund manager has agreed to provide the information. The value and incomeamounts for the underlying holdings are not readily ascertainable.11. The total asset values for these funds are reported as of June 30, 2007. Thetotal income amounts for these funds are reported as ofDecember 31, 2006. Thefiler has requested information about underlying holdings of these funds andvalue and income amounts for these underlying holdings. However, the fundmanagers have informed the filer in writing that this information is confidentialand proprietary, and have declined to provide such information. For GS HedgeFund Partners II LLC and GS Hedge Fund Partners LLC, K1 'shave not beenissued and income amounts are derived from tax estimates provided by the fundmanagers.12. The total asset value for this fund is reported as ofMarch 31, 2007. The totalincome amount for this fund is reported as ofMarch 31, 2007. The filer hasrequested information about underlying holdings of the fund and value andincome amounts for these underlying holdings. The underlying holdings of thisfund are reported as of March 31, 2007, the most recent date for which the fundmanager has agreed to provide the information. The value and income amounts .for the underlying holdings are not readily ascertainable.13. The total asset values for these funds are reported as ofMarch 31, 2007. Thetotal income amounts for these funds are reported as ofDecember 31, 2006. Thefiler has requested information about underlying holdings of the funds and valuesand income amounts for these underlying holdings. The underlying holdings ofthese funds are reported as of December 31, 2006, the most recent date for whichthe fund managers have agreed to provide the information. The value and incomeamounts for the underlying holdings are not readily ascertainable.14. As of June 30, 2007, this newly-organized real estate partnership held onlycash and cash equivalents designated for future real estate investments.15. The total asset values for these funds are reported as ofMarch 31, 2007. Thetotal income amounts for these funds are reported as ofDecember 31, 2006. Thefiler has requested information about underlying holdings of the funds and valuesand income amounts for these underlying holdings. The underlying holdings ofthese funds are reported as ofDecember 31, 2006, the most recent date for whichthe fund managers have agreed to provide the information. The value and incomeamounts for the underlying holdings are not readily ascertainable. In addition, nofurther information about the underlying holdings is available.16. The total asset value for this fund is reported as ofDecember 31, 2006. Thetotal income amounts for this fund are reported as ofDecember 31, 2006. Thefiler has requested information about underlying holdings of the fund and valuesand income amounts for these underlying holdings. However, the fund manager


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has informed the filer in writing that this information is confidential andproprietary, and has declined to provide such information.17. The value of this asset is the contractual right of the Ann D. Romney BlindTrust to receive a distribution ofprofits through February 11, 2009. As a result,the fair market value of the asset depends on indeterminate future events, and isreported at cost as permitted by 5 CFR 2634.301(e) and the Instructions forCompleting SF 278. After receipt of a distribution ofprofits with respect to theperiod ending February 11, 2009, this contractual right will terminate, with noresidual interest and no right to further payment.18. The total asset values for these funds are reported as ofDecember 31, 2006.The total income amounts for these funds are reported as ofDecember 31, 2006.The filer has requested information about underlying holdings of these funds andvalues and income amounts for these underlying holdings. However, the fundmanagers have informed the filer in writing that this information is confidentialand proprietary, and has declined to provide such information.19. The filer waived his salary as Massachusetts Governor during his term ofservice in this position.

Documents

Mitt Romney Public Financial Disclosure Forms, 2007