Miriam Goldman Cedarbaum Financial Disclosure Report for 2010

8/3/2019 Miriam Goldman Cedarbaum Financial Disclosure Report for 2010

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AOIOR ~ V . 1 / 2 O l l FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

I . Person R eport ing (last name, f i rst , middle ini t ia l )C e d a r b a u m , M i r ia m G .

4. Tit le (Ar tic le 111 judges ind ica te ac tive or sen ior s ta tus ;magist rate judges indicate fu l l - or par t - t ime)US Dis t r ic t Judge - Sen io r

7. Chambers or Off ice AddressUS Co ur t Ho use500 Pear l S t ree tN e w Y o r k , N Y 1 0 0 0 7

2. Court or Organizat ionUS Dis t r i c t Co ur t -S DNY

3. D a t e o f R e p o r t4/29/2011

5a . Repor t Type (check appropr ia te type)] Nom ination, Date[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is o f the in formation conta ined In th is Repor t and anymodif ica tions per ta in ing there to , i t is , in my opin ion , in com pliancewi t h a p p l i ca b l e l a ws a n d r e g u l a t io n s .

6. Repor ting Per iod01/01/2010

to12/31/2010

Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE b ox for each part where you have no repo rtable information. Sign on last page.

I . P O S I T I O N S . t R e ~ , o n i n g i n d i v i d a a t o n l y ; s e ~ , p . 9 - 1 s of filing instructions.)D NONE(~o reportablepositions.)

1 . T rus tee E mer i t a2. Trustee3. B o a r d M e m b e r4.5.

POSITION N A M E O F O R G A N I Z A T I O N / E N T IT YB a m a r d C o l le g e

Trustl~l~2 0 1 E as t 6 2 n d A p ar t m en t C o r p o r a t io n

I I . A G R E E M E N T S . t g e p o n i n g individual only; seepp. 14-16 of j~ling instructions.)~] N O N E (No reportable agreements.)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 9

Name of Person ReportingCedarbaum , Mir iam G.

Date of Report4/29/2011

I lL N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e

D (No reportable non-investment income.)ONEDATE SOURCE AND TYPE INCOME(yours , not spouses)

1. 2010 D a v i s P o l k & W a r d w e l l P e n s i o n $10 ,263 .122 . 2 0 1 0 M useum o f M o d em Art Pen s io n T rus t -Pen s io n $1,745.883.4.

B . S p o u s e s N o n - I n v e s tm e n t In c o m e - if you were married during any port ion of the reporting year, com plete this section.(Dollar a mount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .

2.3.

4.

I V . R E I M B U R S E M E N T S -transportation, Iodglng, food, e n t e r t a i n m e n ~(Includes those to spouse and dependent children; see pp . 25-27 o filling instructions.)

N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

I.

2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 9

Name of Per son Repor tingCedarbaum, Miriam G.

Date of Repor t4/29/2011

V . G I F T S . a .c l u d c s t h o s e t o s p o u s e a . d d e p e n d c n , children; see pp. 2 8 - 3 1 of filing instructions.)N O N E (No rep ortable gifts.)

S O U R C E1.2.3.4.5.

D E S C R I P T I O N VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o l ,p o u s e a n d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.4.5.

V A L U E C O D E


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N a m e o f P e rs o n R e p o r t i n gCedarbaum , Mir iam G .

Date of Report4/ 29 / 2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~ NONE (No reportable income, assets, or transact ions.)

2.3.4.5.6.

7.8.

9.

1 0 .II.

1 2 .

1 3 .

14 .

1 5.

16 .

1 7.

D e s cr ip tio n o f A s se ts In c o m e d u r in g( i nc l udi ng t r us t asse t s) r epor t i ng per i od(l) (2)

Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e 1 d iv . , r en t .

( A - H ) o r in t . )

HSB C IRAS B I n t e r e s tNassau County, NY Bonds-I 1/15/13 B I n t e r e s tNew York State G. O. Bond-I 1/15/18 B I n t e r e s tNew York St Dorm Auth Revs ST A I n t e r e s tNY NY Mun W TR Fin Auth-6/l 5 /15 B I n t e r e s tNY NY Mun W TR Fin Auth-6/15 /17 B I n t e r e s t

CoG r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

Value ValueC o d e 2 M eth o d(J-P) C o d e 3( Q - W )

L TK TK TJ TK TK T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(I ) (2) (3)

T y p e ( e . g ., D a t e V a l u eb u y , s e l l , mm/dd/yy C o d e 2

redem ption) (J-P )

(4 ) (5 )Gain Identity ofCode 1 buyer /se l ler(A -H ) (if private

transaction)

H SBC DEPOSIT ACCOUNTS A I n t e r e s tNew York Tran s Fin-Futur e Tax Secd - B I n t e r e s t2/1/13NYS UDC PIT-3/I 5/15 B I n t e r e s tNY Thruw ay Fuel TX MB IA-4/I/I 3 B I n t e r e s tLong Is land Pwr, NY-6/I/13 B I n t e r e s tNY Environm ental facs 6/15/13 B I n t e r e s tNY Envim m ntl PIT FGIC 12/15/13 B I n t e r e s tNYS Thruway SVC CTRCT-4/I /14 B I n t e r e s tNY UDC Per Inc TX FGIC-3/15/12 B I n t e r e s tVirgin Is land PFA Rum Tax-10/l/18 B I n t e r e s t

MK

KKKK

KKK

K

T

T

TT

T

T

T

T

T

T

I . Inc om e Ga in Co de s: A = $1,000 o r less B =$1,001 - $2 ,500 C = $2,501 - $5,000( S ee C o l u m n s B I and D 4 ) F = $ 50.001 - $ 100,000 G =$ 100,001 - $ 1 .000.000 H 1 =$1 ,000,001 - $ 5,000,000

2. Value Codes J =$15.001) or less K = $15.001 - $50.000 L -$50,001 o $100,000(See Columns C I and D3) N = $250.001 - $500,000 O =$500.001 - $ 1.000,000 P 1 -$1,000,001 - $5,000,000P 3 = $2 5,000,001 - $50,000,000 P 4 = M o re than $50,000,0003. Value Method (odc~ Q =A ppr a i s al R = C o s t (Re a l Es ta te On ly ) S = As s e s s m e n t(Scc Co lumn ( 2 ) U =Book Value V - O t h e r W = Es t im a te d

D =$5,001 - $15,000H2 =Mo re than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T =Cash Marke t

E =$15.001 - $50,000


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N a m e o f P e rs o n R e p o r t i n gCedarbaum , Mir iam G.

Date of Report4/29/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o ~ e , v a ~ u e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D NONE(No reportab le income, assets, or transact ions.)

1 8 .1 9 .

20 .21 .22 .23 .24 .25 .26 .

27 .28 .29 .30 .31 .32 .33 .34 .

D e s c r i p t i o n o f A s s e t s( inc lud ing t rus t a s se t s )

Place "(X)" after each assetexempt from prior disclosure

In c o m e d u r in g G ro ss va lue at e n drepo r t ing pe r iod o f r e p o r t i n g p e r i o d(1 ) 12 ) (l) (2)

A m o u n t Type (e.g., V a lu e V a lu eC o d e 1 div.. rent, C o d e 2 M e t h o d( A - H ) o r in t .) ( J -P ) C o d e 3

B Interest K TB I n t e r e s t K TA Interest J TB I n t e r e s t K T

NY ST T hruway Svc CT- I 1 /15/ I 1N e w Y o r k T W Y F u e l T X A M B A C - 4 / I/ 2 0NY Do rm M en ta l Hea l th F GIC-2 /15 /19Ind ianapo l i s I nd Loc Pub Im pt - l / l /22Johnson & J ohnson Corn B Dividend K TLeucadia National Corp A Dividend K TFirst Manhattan Cash & Cash Equivalents None J TBrokerage # I - Trust~

-Cash & Equivalents:First Manhattan Co. A I n t e r e s t N T-RHJ International Comm on None L T-American Express Comm on A Dividend K T-Berkshire Hathaway Comm on None L T-Discovery H ldg Corp Comm on None M T-Johnson & Johnson, Comm on B Dividend K T-Leucadia National Corp . A Dividend L T-Onex Corp Comm on A Dividend L TLoews Corp A Dividend L T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(I ) (2) (3)

Type (e.g., Date Valuebuy, se l l , m m /d d/y y C od e 2

redem ption) (J-P)

Bu y 06/18/10 L

( 4 ) ( 5 )G a i n Identity of

Code I b u y e r / s e l l e r( A - H ) (if private

t r ansac t ion )

I . In com e Gain Codes: A = $1,000 or less B = $1,001 - $2 ,500 C =$2,501 - $5,000(Se e Co lum n s B I an d D 4) F = $ 50,001 - $ 100,000 G = $ 100.001 - $1,000,000 H 1 = $ 1,000,001 - $5,000,000

2 . Value Cod es J = $1 5,000 or less K = $1 5,001 - $50,000 L =$50,001 - $ 100,000(S e e Co lu m n s CI a n d I )3 ) N =$250,001 - $500,000 O =$50 0.001 - $1 ,000,00 0 P I = $1 ,00 0,0 01 - $5 ,00 0,0 00

P3 =$25,000,001 - $50,000.000 P4 =M ore than $50,000,0003. Value Method Codes Q =A ppraisal R ~ Co s t (Re a l Es ta te On ly ) S = As s e s s m e n t(S e e Co lu m n C2 ) U =Book Value V = Othe r W = Es t im a te d

D =$5,001 - $15,000H2 =Mo re than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T = Ca s h Ma rk e t

E =$15,001 - $50,000


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N a m e o f P e rs o n R e p o r t i n gCedarbaum , Mir iam G.

Date of Report4/29/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

3 5 .

3 6 .

3 7 .

3 8 .

3 9 .

4 0 .

4 1 .

4 2 .

4 3 .

4 4 .

4 5 .

4 6 .

4 7 .

4 8 .

4 9 .

5 0 .

5 1 .

N O N E (No reportable income, assets, or transactions.)A. B. C. D.

Description of Assets Income during Gross va lue a t end Transac t ions during report ing per iod(inc luding t rust assets) rep ortin g period of reporting period(1) (2) (1) (2) (I ) (2) (3) (4) (5 )

Place "(X)" after each asset A mo unt T yp e (e.g ., V a lue V a lue Type (e.g., D a t e V alue G ain Ident i ty ofexempt from prior disclosure Code I div., rent, C ode 2 Method buy, se ll, m m/dd/yy Code 2 Code I buyer /se l le r(A-H) o r i n t . ) (J-P) C ode 3 redem ption) ( J - P ) (A -H) (if private

(Q-W) transaction)

W a l g r e e n C o r p . A Dividend L T Bu y 07/21/I 0 L

- Me t ropo l it an Trans Auth B-Ci ty o f New Yo rk Bo n d s C-NY NY M un W T R F in Auth -6 / l 5 /33 B-NYC H eal th & Ho sp i l a l -2 /15 /20 C-Po r t o f A u th o r i ty o fNY & NJ-01 /15 /39 B-NY S T H o us in g Auth -9 / l 5 /28 C

Interest K TI n t e r e s t L T Redeemed( p a r t )I n t e r e s t RedeemedI n t e r e s t RedeemedI n t e r e s t K TI n t e r e s t L T

12/01/10 J A01/21 /10 K A11/26/10 K A

-Puerto Rico Com m onwealth C-W ill iam Floyd UN-6/15/20 BFirst M anhatt an Co. Rollover IRA-Cash & Equivalents: Firs t Manhattan Bank A-RHJ International Common

-American Express Comm on A-Berkshire Hathaway Com m on

I n t e r e s t L TI n t e r e s t L T

I n t e r e s t O T

None L TDividend K T

None L T

I . Inc om e G ain C0d cs: A = $1,000 or less B = $1,001 - $2 ,500 C = $2 ,501 - $5,000 D =$5,001 - $15,000(S e e Co lu m n s BI a n d D 4 ) F = $50,001 - $100,000 G =$100,001 - $1,000,000 H I = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 = M or e t ha n $ 5, 00 0, 00 02 . V alue Co d es J = $1 5,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000(S e e Co lu m n s CI a n d D 3 ) N = $250.001 - $500,000 O = $500,001 - $1,000,000 P I = $1 ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000P 3 = $25,0~ ,001 - $50,000,000 P 4 = M ore than3. Value Method Codes Q =A ppr a i sa l R =Cost (Real Estate Only} S = As s e s s m e n t T = Ca s h Ma rk e t(S e e Co lu m n C2 ) U : B ook Value V - O t h e r W = Es t im a ted

E =$15,001- $50,000


7/9

FINANCIAL DISCLOSURE RE PORTPage 7 of 9

N a m e o f P e r s o n R e p o r t in gCedarbaum , Mir iam G.

Date of Repor t4/29 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 offiling instructions.)D NONE (No reportab le income, assets, or transact ions.)A. B. C.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( in c lu d in g tru s t a s s e ts ) re p o rt in g p e r io d o f r e p o r t i n g p e r i o d

(1) (2) (1) (2)Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu e

exempt from prior disclosure C o d e 1 d iv . , r en t , C o d e 2 M e t h o d( A - H ) or i n t . ) ( J - P ) C o d e 3( Q - W )

5 2 . - Di sc ov er y H l dg C om m on53 . - Johnson&JohnsonCom54 . -Leucadia National Corp55 . -Onex Corp Comm on5 6. L eu cad iaN at lc or p57 . US Trust Account (X)58 .59 . A s c e n t M e d i a C o r p S e t A60 . A s c e n t M e d i a C o r p S e t A

61 . Loews Corp .62 . W a l g r e e n C o r p63 . Bank of America

Transac t ions dur ing r epo r t ing pe r iod(i ) (2) (3)T y p e ( e . g ., D a t e Valueb u y , s e l l , m m /d d /y y C o d e 2r e d e m p t i o n ) ( J - P )

None MB Dividend LA Dividend LA Dividend LC I n t e r e s t L

None J

TTT

T

(4 ) (5)Gain Identity of

Code 1 buyer /se l ler(A-H) (if private

transaction)

AA

NoneNone

DividendDividend

None

J

J

LL

J

T

T

T B uyT B uy

T

06/18 /10 L07 /21 /10 L

I. Income Gain Cedes:(S e e Co lu m n s BI a n d D 4 )

2.Value Codes(S e e Co lu m n s CI a n d D 3 )

3. V alue Mclh od C odes(S e e Co lu m n C2 )

A =$1.000 or lessF=$50.001 - $100.000J=$15.000 or lessN =$250,001 - $ 5 0 0 . 0 0 0P 3 =$25.000.001 - $50.000.000Q =AppraisalU =Book Value

B=$1,001 - $2,500G =$ 100,001 - $ 1,000,000K =$15,001 - $50.000O =$500,001 - $1,000,000R =Cost (Real Estate Only)V -O th er

C =$2,501 - $5.000H I = $ 1,000,001 - $5.000,000L =$50,001 - $ 100,000PI =$1,000,001 - $5,000,000P4 =M ore than $50,000,000S = As s e s s m e n tW = Es t im a tcd

D =$5,001 - $15,000H2 =M ore than $5,000.000M =$I00,001 - $250,000P2 =$5,000,001 - $25,000,000T = Ca s h Ma rk e t

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPO RTPage 8 of 9Name of Per son Repor tingCedarbaum, Miriam G.

Date of Repor t4/29/201 I

V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indicate part of report.)Repo r ted on 2009 s F inanc ia l Disc losure Repo r t , Par t VI I. I nves tmen ts and T rus ts , l ine 58 Uni ted S ta tes Treas B i l l s 4/29/09, sh o u ld h ave been rep o r ted as matu redon 4/29/2009, G ain code o f M . Please ad jus t your r ecords .


9/9


Name of Per son Repor tingCedarbaum, Miriam G.

IX . CERTIFICATION.

Date of Repor t4/ 29 / 2011 I

I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r t h e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S[ M ir ia m G . Ced a r b au m

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U o S . C . ap p . 1 04 )

C o m m i t te e o n F i n a n c i a l D i sc l o s u r eA dm i n i s tr a t iv e O f f ic e o f t h e U n i t e d S t a t e s Cou r t sSui t e 2 -301O ne C o l u m b u s C i r c l e , N . E .Wa s h i n g t o n , D .C . 2 0 5 4 4

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Miriam Goldman Cedarbaum Financial Disclosure Report for 2010