6
@ OSWAL enouP Ref.0ML:]UL:2018-19 DATED: 6.07.2018 Listing Department, Metropolitan Stock Exchange of India Limited Vibgyor Towers, 4th floor, Plot No C 62, Opp. Trident Hotel Bandra Kurla Complex, Bandra (E), Mumbai 400098 Email Id: [email protected]. Script code: OSWALMIN Sub'ect:Shareholdin P ttern under Re .31 of SEBI LODR Re ul i n 1 Dear Sir/Madam, Please find enclosed the Shareholding Pattern for the 1St Quarter ended 30.06.2018 as per Regulation 31 of Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015. This is for your information and record. Thanking you, Yours faithfully, For OSWAL MI ' ' - 4“!” N / MILAN MARI J COMPANY SEC ' MEMBERSHIP: A4935 Encl: a/a OSWAL MINERALS LIMITED Correspondence : "Oswal’s, # 1034, 2nd Floor, lst Main Road, Dr. Raj umar Road, 4th Block, Rajajinagar, Bengaluru—SGO 010 Ph.: 080-4309 0000 E-mail: [email protected]/ ebsite: www.05walminerals.com Regd. Off. : # 8/11, Police StationRoad, Pallavaram, Chennai-600 043 CIN: L30006TN1996PLC035973 PAN No. AACCM6499G :-:-|I‘1|r.:-'I'a|-'. I'Ijill'l"

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Page 1: Metropolitan Exchange Vibgyor Complex,oswalminerals.com/wp-content/uploads/2018/07/SHP_REG-31...2018/06/30  · UTTAM CHAND JAIN AAAHU1396M 247932 24-75 32 3.28 247932 247932 3.28

@OSWAL enouP

Ref.0ML:]UL:2018-19 DATED: 6.07.2018

Listing Department,

Metropolitan Stock Exchange of India Limited

Vibgyor Towers, 4th floor,Plot No C 62, Opp. Trident Hotel

Bandra Kurla Complex, Bandra (E),Mumbai — 400098

Email Id: [email protected].

Script code: OSWALMIN

Sub'ect:Shareholdin P ttern under Re .31 of SEBI LODR Re ul i n 1

Dear Sir/Madam,

Please find enclosed the Shareholding Pattern for the 1St Quarter ended 30.06.2018 as per

Regulation 31 of Securities and Exchange Board of India (Listing Obligations and Disclosure

Requirements) Regulations, 2015.

This is for your information and record.

Thanking you,

Yours faithfully,For OSWAL MI

' ' -

4“!” N

/MILAN MARI ‘

J

COMPANY SEC' ‘

MEMBERSHIP: A4935

Encl: a/a

OSWAL MINERALS LIMITEDCorrespondence : "Oswal’s, # 1034, 2nd Floor, lst Main Road, Dr. Raj umar Road, 4th Block, Rajajinagar,Bengaluru—SGO 010 Ph.: 080-4309 0000 E-mail: [email protected]/ ebsite: www.05walminerals.com

Regd. Off. : # 8/11, Police StationRoad, Pallavaram, Chennai-600 043

CIN: L30006TN1996PLC035973 PAN No. AACCM6499G

:-:-|I‘1|r.:-'I'a|-'. I'Ijill'l"

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Annexure-

I

Annexure—

l

Holdingof

specifiedsecurities(

StatementShowingShareholdingPattern)

1.

Nameof

ListedEntity:

OSWALMINERALS

LIMITED

2.

ScripCode/

Nameof

Scrip/

Classof

Security/

/

EQUITY

3.

ShareHoldingPatternFiled

under:Reg.

31(1)(a)/Reg.

31(1)(b)/Reg.31(1)(c)

a.

If

under31(1)(b)then

indicatethe

reportfor

Quarterending30-Jun-2018

b.

If

under31(1)(c)then

indicatedateof

allotment/extinguishment30-Jun-2018

4.

Declaration:The

Listedentityis

requiredto

submitthe

followingdeclarationto

the

extentof

submissionof

information:-

-

Particulars

Yes*

IINo*

1

Whetherthe

ListedEntityhas

issuedany

partlypaid

up

shares?

N0

2

Whetherthe

ListedEntityhas

issuedany

ConvertibleSecuritiesor

Warrants?

II

NO

II

3

Whetherthe

ListedEntitvhas

any

sharesaqainstwhichdepositoryreceiptsare

issued?

NO

4

Whetherthe

ListedEntityhas

any

sharesin

locked-in?

NO

5

Whetherany

sharesheld

by

promotersare

pledqeor

otheniviseencumbered?

NO

5.

Thetabularformatfor

disclosureof

holdingof

specifiedsecuritiesis

as

follows:-Page1

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TableI

Tablel

-

SummaryStatementholdingof

spa

'

ed

secu

es

Category

Calegory01‘

Nos.

of

No.

of

No.

of

No.

of

Total

nos.

Snarehol'ng

as

Numberof

Voting

'

his

No.

cl

Snares

Shaveholding,

Number0!

NumbeIuf

Shares

Numberof

equIty

(I)

.

Shareholder

Shareholders

fullypaid

up

Partlypal

-

shares

sharesheld

a

%

oltotalwe.

held

in

eachclassof

Underlylng

as

a

%

assuming

Lockedin

pledgedor

sharesheld

in

(II)

(Ill)

eq

y

shares

up

underlying

(VII)=

ol

shares

secu

es

(IX)

full

oonvers

n

shares(XII)

otherwise

dematen‘alized

held

equity

Deposnory

(IV)+(V)+

(caIcuIaIedas

ofconvemble

encumbered(Xlll)

IomI(XIV)

(IV)

shares

Receipts

(VI)

per

SCRR,

held

(VI)

1957)

No

cl

VolingRighls

Togalas

(including

(

as

a

percentage

No.(a)

As

a

"/n

No.(a)

As

a

%

(V)

(Vm)As

a

Class

Class

Total

3

A

of

Warrants)

ol

dilutedshare

ol

total

of

total

'7.

of

(A+B+CZ)

e9:

X

e9:

Y

(A+B+C)

(x)

capital)

Shares

Shares

(XI):(VHHX)

held(In

held

(b)

As

a

"In

of

(A+B+CZ)

PROMOTER8.

PROMOYER

A

GROUP

10

5556992

0"

0

5556992

13.80

5556992

0

5556992

13.50

0

73.60

0

0

0

0

5556992

9

[PUBLIC

945

1993400

0

0

1

993403

25.40

1993408

0

1993408

26.40

0

25.40

NONPROMOTER—

0

0

0

0

1260160

NON

PUBLIC

0

0

0

0

0

0.00'

0

0

0

0.00

0

0.005

0

0

0

0

SHARESHELDav

EMPLOYEETRUSTS

fl

0

0

0

n

0.00

o

ofi

maul

0.00

o

o

a

n

o

Tmal

955

1550400

0

0

1550400

100.00

7550400'

150400

100.00'

100.00

0

0

0|

0

6011160

Page2

Page 4: Metropolitan Exchange Vibgyor Complex,oswalminerals.com/wp-content/uploads/2018/07/SHP_REG-31...2018/06/30  · UTTAM CHAND JAIN AAAHU1396M 247932 24-75 32 3.28 247932 247932 3.28

TableII

-

Statementshowingshareholdingpatternof

the

Promoterand

PromoterGroup

Category&

Name

of

the

Shareholders (0

PAN (II)

Nos.of

Share holder (Ill)

No.

of

fullypaid

up

equity shares

shares

held

held

(IV)

(V)Partly paid-up equity

No.

of

shares underlying Depository Receipts (VI)

Totalnos.

sharesheld

(VII

=

IV

+

V

+

VI)

Sharehol ding

%

calculate d

as

NumberofVotingRights

held

in

eachclassof

TableII

securities(IX)

No

of

VotingRights

(mmcz ) (VIII)

Class X

YClass

Total

Totalas

a%m Total Voting righm

No.

of

Shares Underlying

assuming

Outstandin

full

conversiong

of

convert

Ie

convertible

secu

s

securi'es

(

as

a

%

(including

of

dilutedshare

Warrants)

capital)

00

(XI)

=

(WHX)as

a

"/n

of

A+B+C2Shareholding, as

a

%

Numberof

Lockedin

shares(XII)

Numberof

Shares

pledgedor

othewviseencumbered(XIII)

No.(a)

As

a

“/0

of

total Shares held

(b)

No.(a)

As

a

‘7/0

of

total Shares held

(b)

Numberof

equitysharesheld

in

domatenalzed

form(XIV)

1.

INDIAN IndividualslHinduundivided

Family

5556992

0

5556992

73.60

5556992

5556992

13.00

0

73.60

5556992

I

Names:

IMOHANLALSUEHASHJAIN

ACVPJ3358E

1

582800

1582000

20.96

1582000

1502800

20.96

20.96

1

582800

HIRACHANDMOHANLAL

ADEPM1499E

999400“

999400

13.24

999400

999400

13.24

13.24

999400

SRIPALKUMARJAIN

ABZPJ7351H

933950“

988960

13.10

988960

988960

13.10

13.10

988960

VIMALKUMARJAIN

AEZPJ73506

300000“

300000“

3.97

300000

300000

3.97

3.97

300000

SUNITHAPYARELAL

ADZPP5471E

300000”

aoooooll

3.91

300000

300000

3.97

3.97

300000“

SEEMAJAIN

ADGPJ1599Q

292000“

292000“

3.87

292000“

292000

3.87

3.87

292000

KAMALADEVIJAIN

ACXPJ4867H

290000“

290noo||

3.34

290000

290000

3.84

3.84

290000

iISAPANAJAIN

ACZPJ5711G

278000“

278

OOII

3.68

278000

278000

3.68

3.63

278000

IIMOHANLALBHARATHKUMAR

AFPPK1680C

277900

277:00

3.68

277900

277900

3.68“

3.68

277900

UTTAMCHANDJAIN

AAAHU1396M

247932

24-7532

3.28

247932

247932

3.28

3.28

247932

CentralGovernment!

StateGavarnmenda)

0

0

0

0.00

0

0.00

0

0.00

ccoooooooo o

ooooo 5

0000000000 o

0

FinancialInstitutional

Banks

0.00

(1.

ANYOTHER

Sub-Total(A)(1)

5556992

0

5556992

73.60

5556992

5556992

73.

0

0

73.60

5556992

2.

[FOREIGN Individuals(Non-

a.

ResidentIndividuals!

0.00

0

0.00

I

b.

Government

0.00

0.00

0.00

c.

institutions

a:

co

a:

oo

o:

0.00

an

ca

0.00

no

”0.00

a:

so

oo

oo

use

d.

fielgnPortlolloInvestor

0

0.00

0.00

0

0.00

f.

ANYOTHER

Sub-Total(Ali2i

0

0.00

TotalShareholdingoi

Promoter

and

PromoterGroup(A):

(MUN/m2)

5550992

0

5556992

73.00

5556992

5556992

73.00

5556992

Detailsof

Shareswhichremainunclaimedmayhe

en

hearalongwith

detailssuchas

numberof

shareholders,outstandingsharesheld

in

dematlunclaimedsuspense

account.voting

hts

whichare

frozenetc.

Page3

Page 5: Metropolitan Exchange Vibgyor Complex,oswalminerals.com/wp-content/uploads/2018/07/SHP_REG-31...2018/06/30  · UTTAM CHAND JAIN AAAHU1396M 247932 24-75 32 3.28 247932 247932 3.28

Category&

Name

PAN

Nos.

of

the

Shareholders

No.

of

(ll)

(I)

Partly

fu

y

paid

up

older

up

equity

(

)

equity

shares

shares

held

held

(V)

(IV)

Funds

Fund!InvestmentFunds

InvestorsInvestors Instllullonslflanks FundllPenslon

Funds

MakerTotal

Governmentlstate “Presidentof

India

Individualshareholders

nominalsharecapital

to Indlvldualshareholdefs

nominalsharecapital

excessol

Rs.

2

lakhst

OTHER HIGHWAYCONSULTANTS

Totalotal

PuhllcShareholding

Mthashareholdersactingas

personsIn

ConcertincludingtheirShareholding(Na.and

7-):

No.

of

shares

Totalnos.

llndprlying Depo

‘tory

Receipts (VI)

Shareholdingsharesheld

“/n

(V

calculatedas

per

SCRR.1

957As

a

%

of

(A+B+C2) (V

)

lV+V+VI)

NoTable111 Number

of

VotingRights

held

in

eachClassof

VotingRights

Y

Totalas

a

%

of

Total Voting rights

TableIII

-

Statementshowing

shareholdingpatternof

the

Publicshareholder

Not

of

Shares

TotalShareholding

,

l

lndanying Outstand'9

Convertible securi

es

(including Warrants) (X)

of

Shareswhlchremainunclaimtdmaybe

9

an

heiralongwllhdehllssuchas

numberof

shmholders,outstandingshaftsheldIn

domatlnnclalmadsnspinsfl

account.votingrightswh

h

arefrozenam.

Page4

as

a

%

assumingful

conversion ofconvertlble securities(

as

a

percentageof

dilutedshare

capital) (XI)

Numberof

Lockedin

Numberof

Shares

shares(Xll)

nlodgedor

othcmrisoencumbered(X

I)

Number01

charmheld

in

demaierialed

lorrn

(XIV)

.

a

a

(Notapplic able)

a

of

total Shares held

(b)

As

a

of

total Shares held(Notappli

cable)(b)

BANGALOREI:D

‘k

Page 6: Metropolitan Exchange Vibgyor Complex,oswalminerals.com/wp-content/uploads/2018/07/SHP_REG-31...2018/06/30  · UTTAM CHAND JAIN AAAHU1396M 247932 24-75 32 3.28 247932 247932 3.28

TableIV

TableIV

-

Statementshowing

shareholdingpatternat

the

Non

Promoter-Non

Publicshareholder

Category8.

Name

of

the

Shareholders 0)

PAN (II)

Nos.

of

Shareholder (III)

No.

of

fullypaidup

equityshares

held (IV)

Partlypaid—up

equityshares

held (V)

No.

of

sharesunderlying Depository Receipts (VI)

Totalnos.

sharesheld

(VII

=

IV

+

V

+

VI)

Shareholding %

calculate perSCRR, 1957 Asa% (A+B+CZ) (vm)

das

Numberof

VotingRights

held

in

eachclassof

securities(IX)

No

of

VotingRights

of

Class X

Y

a

%

of

Total Voting rights

Class

Total

Totalas

Not

of

Shares Underlying Outsmnding convertble

securities (including Warrants) 00

Total Shareholding,as

a

°/n

assumingfull

conversion0

Numberof

Lockedin

shares(XII)

Numberof

Shares

pledgedor

otherwiseencumbered(XIII)

convertible securities(as

a

percentageof

dilutedshare

cap

al)

(XI)

No.(a)

As

a

%

of

total Shares held(b)

No,(a) (Not applicable)

As

a

%

of

total

Sharesheld

(Not

appIcable) (b)

Numberof

equitysharesheldin

dematen‘allzed form

(XIV)

(Notapplicable)

‘.

CustodianlDRHolder

NA

EmployeeBan-titTrust

(underSEBI(Share

basedEmployee

Benefit)Regulations.

2014)

NA

TotalNon-Promoter-

Non Pub'c

Shareholding (C)=Ic)(1l+lcll2)

Page5