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Colorado School of Mines
Metallurgical Investigation of VM Motori Exhaust Valves
MME Senior Design Spring/Fall 2017 Rachel English, Erin Hamand, Anna Banks, Leo Martinez, Brian
Medberry, Adam Polizzi
Submitted to Dr. Gerald Bourne
12 December 2017
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EXECUTIVE SUMMARY
This report presents a metallurgical evaluation of VM Motori exhaust valves to determine if the
company has responded to reports of valve failure, and to investigate possible mechanisms and
root causes of eventual engine failure. The new and used valves were tested and characterized
using SEM imaging, EDS elemental analysis, optical microscopy, carbon analysis, and
mechanical testing. The alloy determined to be used, 21-4N valve steel, is a commonly used
diesel exhaust valve alloy. Stress concentrations due to wear rings were found on the in-service
exhaust valves. This provides reasoning for a shortened fatigue life, which was calculated to be
approximately 300 million cycles to failure. It was discovered that there were no metallurgical
differences between new and used valves indicating that VM Motori has not responded by altering
the valve alloy or manufacturing process.
Rachel English Erin Hamand
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TABLE OF CONTENTS Executive Summary ...................................................................................................................... 2 List of Figures ............................................................................................................................... 4 List of Tables ................................................................................................................................. 5 1.0 Introduction ......................................................................................................................... 6 2.0 Background ........................................................................................................................ 6
2.1 The Engine .......................................................................................................................... 6 2.2 Applications ......................................................................................................................... 7
3.0 Scope ................................................................................................................................. 7 4.0 Experimental Procedures ................................................................................................... 8
4.1 Visual Inspection ................................................................................................................. 8 4.2 Cleaning .............................................................................................................................. 8 4.3 Nondestructive Testing ........................................................................................................ 8 4.4 Metallographic Preparation ................................................................................................. 9 4.5 Etching and Optical Microscopy .......................................................................................... 9 4.6 SEM/EDS………………………………………………………………………………………….10 4.7 Carbon Content…………………………………………………………………………..………10 4.8 Vickers Hardness…………………………………………………………………………………10 4.9 Tensile Testing .................................................................................................................. 10
5.0 Results and Discussion .................................................................................................... 11 5.1 Visual Inspection ............................................................................................................... 11 5.2 Non Destructive Test ......................................................................................................... 11 5.3 Optical Microscopy ............................................................................................................ 12 5.4 SEM/EDS .......................................................................................................................... 13 5.5 Carbon Content…………………………………………………………………………………..14 5.6 Vickers Hardness .............................................................................................................. 14 5.7 Tensile Testing .................................................................................................................. 15
6.0 Conclusion ........................................................................................................................ 15 Appendix A: Introduction/Background Figures ............................................................................ 17 Appendix B: Experimental Procedures Figures………………………………………………………18 Appendix C: Visual Inspection Figures and Tables .................................................................... 19 Appendix D: Non-Destructive Testing Figures ............................................................................ 22 Appendix E: SEM/EDS Figures and Table ................................................................................. 23 Appendix F: Optical Microscopy Figures and Tables .................................................................. 26 Appendix G: Vickers Hardness Testing Figures and Tables ...................................................... 41 Appendix H: Tensile Testing Figures .......................................................................................... 43 References .................................................................................................................................. 46
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LIST OF FIGURES Figure 1: Depiction of the underside of an engine head, which has been removed from the block, where a valve head has sheared off and fallen into the cylinder…………………………...17 Figure 2: Image of the VM Motori R-428 DOHC diesel engine[2] ............................................... 17 Figure 3: Tensile sample TN-1 mounted in flat grips at the stem, on bottom, and a fabricated top mount that cradled the head of the valve .................................................................................... 18 Figure 4: Macrograph of fracture surface showing indications of high-cycle fatigue including ratchet marks around diameter and beach marks. ..................................................................... 19 Figure 5: Macrograph of fracture surface showing severe damage from catastrophic failure. ... 19 Figure 6: U-1 after cleaning showing wear rings. ........................................................................ 20 Figure 7: U-2 after cleaning showing wear rings. ........................................................................ 20 Figure 8: U-3 after cleaning showing wear rings. ........................................................................ 20 Figure 9: Schematic illustration showing locations where diameters are measured. .................. 21 Figure 10: U-1 magnaflux results showing no strong indications of surface cracks. ................... 22 Figure 11: U-2 magnaflux results showing no indications of surface cracks. .............................. 22 Figure 12: Compositional BSE image of interface between head material (above) and stem material (below). ......................................................................................................................... 23 Figure 13: B-2 head material showing the presence of niobium carbides. ................................. 23 Figure 14: EDS spectra of carbides confirming composition as niobium carbides. .................... 23 Figure 15: Compositional BSE of N-1 head material showing niobium carbides. ....................... 24 Figure 16: Compositional BSE image of B-1 stem material. ....................................................... 24 Figure 17: EDS spectrum of B-1 stem material. ......................................................................... 25 Figure 18: B-1 Center 20X Magnification. ................................................................................... 26 Figure 19: B-1 Center 50X Magnification. ................................................................................... 26 Figure 20: B-2 Center 20X Magnification. ................................................................................... 27 Figure 21: B-2 Center 50X Magnification. ................................................................................... 27 Figure 22: B-2 Edge 20X Magnification ...................................................................................... 28 Figure 23: B-2 Edge 50X Magnification. ..................................................................................... 28 Figure 24: B-3 Center 20X Magnification. ................................................................................... 29 Figure 25: B-3 Center 50X Magnification. ................................................................................... 29 Figure 26: B-3 Edge 20X Magnification. ..................................................................................... 30 Figure 27: B-3 Edge 50X Magnification. ..................................................................................... 30 Figure 28: B-4 Center 20X Magnification. ................................................................................... 31 Figure 29: B-4 Center 50X Magnification. ................................................................................... 31 Figure 30: N-1 Center 20X Magnification. ................................................................................... 32 Figure 31: N-1 Center 50X Magnification. ................................................................................... 32 Figure 32: N-1 Edge 20X Magnification. ..................................................................................... 33
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Figure 33: N-1 Edge 50X Magnification. ..................................................................................... 33 Figure 34: N-2 Center 20X Magnification. ................................................................................... 34 Figure 35: N-2 Center 50X Magnification. ................................................................................... 34 Figure 36: U-1 Center 20X Magnification. ................................................................................... 35 Figure 37: U-1 Center 50X Magnification. ................................................................................... 35 Figure 38: U-2 Center 20X Magnification. ................................................................................... 36 Figure 39: U-2 Center 50XMagnification. ....................................................................................36
Figure 40: U-2 Edge 20X Magnification.......................................................................................37
Figure 41: U-2 Edge 50X Magnification.......................................................................................37
Figure 42: U-4 Center 20X Magnification.....................................................................................38
Figure 43: U-4 Center 50X Magnification.....................................................................................38
Figure 44: B-2 Interface 20X Magnification…………………………………………………………..40
Figure 45: Vickers Microhardness B-1………………………………………………………………..42
Figure 46: Vickers Microhardness B-2………………………………………………………………..42
Figure 47: TN-1 Stress Strain Curves…………………………………………………………………43
Figure 48: TU-1 Stress Strain Curves…………………………………………………………………43
Figure 49: TN-1 and TU-1 Stress Strain Curves……………………………………………………..44
Figure 50: TN-1 Fracture Surface……………………………………………………………………..44
Figure 51: TU-2 Fracture Surface……………………………………………………………………..45
LIST OF TABLES Table 1: Primary automotive applications of the VM Motori R-428 DOHC engine........................7 Table 2: Grinding and Polishing method for samples ………………………………………………..9 Table 3: Recipe for Vilella's Reagent etchant used to etch the surfaces of optical microscopy samples…………….......................................................................................................................9 Table 4: Dimensional analysis along length of stem in used valves as compared to a new exhaust valve shows evidence of material loss during the service life of the valve.....................21 Table 5: Semi-quantitative EDS results for the bulk material composition of specimen B-2 head material........................................................................................................................................24 Table 6: Composition for 21-4N valve steel. ...............................................................................24 Table 7: Semi-quantitative EDS results for the bulk material composition of specimen B-2 head material........................................................................................................................................25 Table 8: Table of average grain size diameter from various locations in the austenitic phase, taken from the 20X magnification micrographs above.................................................................39 Table 9: Table of Carbon Content values for all samples…………………………………………..14 Table 10: Vickers’s hardness values for each specimen with an overall average for each specimen as well as the standard deviation................................................................................41
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1.0 INTRODUCTION
There have been an increasing number of reports of exhaust valve failure in the VM
Motori R-428 diesel engine, which has raised concerns about the engine’s safety and reliability.
This engine has been manufactured from 2001-2013 and a significant amount of vehicle on the
road utilize this engine. The purpose of this investigation is to identify the possible causes of
these failures and to determine if VM Motori has responded to reports of engine failure in any
way by changing the design or altering the manufacturing process of the valves. These exhaust
valves have been known to fail as a result of the valve head separating from the stem.
After the valves fracture, the broken components fall into the cylinder chambers inside
of the engine block and cause further engine damage. Failure of this nature is likely to happen
near 150,000 miles, or 300 million cycles, and prolonged operation of the vehicle following
these failures can ultimately lead to catastrophic engine failure. The damages caused by these
broken valves can require extensive repairs or full replacement of the engine, which can place
a heavy financial burden on the owner. In addition to the high costs of engine repair and
replacement, these failures pose a risk to the operator’s safety.
2.0 BACKGROUND 2.1 The Engine
Diesel engines such as the R-428 dual overhead camshaft are known for their reliability
and long service lifetimes which can generally last for of hundreds of thousands of miles with
regular maintenance. These engines typically require minimal repair which makes them an
attractive option for many consumers. The VM motor, depicted in Figure 2 of Appendix A, is a 4-
cylinder diesel engine where the cylinders are arranged linearly, as opposed to the V-type
geometry or the opposing flat array that is used in many other diesel engines. This engine type
features 4 valves per cylinder and is the first family of VM engines that utilizes the common rail
injection system, which designates the way that the fuel is injected into the cylinders. This is
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done by a collective rail that ensures each cylinder gets the same fuel injection pressure and
therefore the same volume of fuel during operation [1].
The purpose of the exhaust valves is to allow the exhaust gases and pressure produced
by the fuel combustion to exit the cylinder into the exhaust pipe and into the open environment.
This is done to prevent overheating during combustion and it also serves to withhold the escape
of fuel and air pressure during the compression cycle of the cylinder when closed.
2.2 Applications
The VM Motori model R-428 diesel engine was developed to be an affordable diesel
engine for the general automotive consumer. Table 1 shows a recent history of automotive
applications. This investigation of the exhaust valves is of importance because many vehicles
may be at risk of engine failure as these models become older and reach higher mileages.
Table 1: Primary automotive applications of the VM Motori R-428 DOHC engine Year Auto Manufacturer Model
2001-2007 Chrysler Voyager
2001-2004 (Europe Only) Jeep Cherokee/Liberty
2005-2007 Jeep Cherokee/Liberty
2004-Present BMC Megastar
2012-2013 Chevrolet Colorado
3.0 SCOPE
Failure of exhaust valves and mitigation of failures by VM Motori was the focus of this
investigation. The scope included comparing new valves to valves taken out of service both
broken and unbroken. With support from Dr. Gerald Bourne at the Colorado School of Mines
and Jim Hulse, our outside contact, and an auto mechanic with many years of experience
working with the VM Motori R-428, our team obtained numerous failed valves, used valves
removed from service before failure, and commercially available new valves. These valves
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were initially an assortment of intake and exhaust valves. The intake valves used in this engine
have no history of premature failure and were visually inspected but not tested.
All used valves examined had been removed from engines where a valve had failed, but
due to the limited number of valves that were available for testing, a statistical analysis was not
completed in comparison to the general number of valves in circulation. This work provides
insight into the effects of the service conditions on the metallurgy and properties of the valves
and proposes any possible causes that may have contributed to the exhaust valve failures.
4.0 EXPERIMENTAL PROCEDURES 4.1 Visual Inspection
A visual inspection was performed on the as received condition of the valves including
used and fractured as well as used unfractured. New valves were obtained and a visual
inspection was performed on them as well. Macroscopic images of the used fractured valves
as well as the used unfractured valves are presented in Appendix 3. Attention was given to
fracture surfaces, deformation, surface condition, and any other signs of damage that may
indicate the source of failure. Findings were noted.
4.2 Cleaning
The valves were cleaned using acetone and the remaining carbon deposit was
removed by mounting the valves in a drill press and using a 240 grit sandpaper to lightly scrub
the surface, with care being taken not to gouge the metal.
4.3 Nondestructive Testing
After as-received inspection, nondestructive testing was conducted in the form of
magnaflux dye penetrant to locate any micro-cracks in the surface of the valves. Two dyes were
utilized in the magnaflux testing red dye penetrant and Zyglo® penetrant. Red dye makes
cracks visually apparent with the naked eye while the Zyglo® penetrant requires an ultraviolet
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(UV) light to reveal surface flaws. Pictures were taken from the procedure and findings were
noted.
4.4 Metallographic Preparation
Valves from each of the three conditions, used unbroken, used broken and new, were
sectioned longitudinally across the failure region and mounted in Bakelite to be imaged using
optical microscopy and scanning electron microscopy (SEM). Location of the sample within the
valve was noted for each sample to determine position of weld from the bottom of the sample.
Each sample was ground and polished using the method shown in Table 2
Table 2: Grinding and Polishing method for sample N-1, U-1 through U-4, and B-1 through B-4.
Grind or Polish Abrasive (grit or μm for
polish) Time (mins) Grind 120 n/a
Grind 240 n/a
Grind 320 n/a
Grind 600 n/a
Grind 1200 n/a
Polish 6μm n/a
Polish 1μm n/a
Vibramat 0.5 μm 120
4.5 Etching and Optical Microscopy
Before SEM and EDS, the polished mounted samples were etched using Vilella’s Reagent of
the composition shown in Table 3 [3].
Table 3: Vilella's Reagent etchant used to prepare all optical microscopy samples
Vilella’s Reagent
Picric Acid 2.5g
Hydrochloric Acid 12.5mL
Ethanol 250mL
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Optical microscopy was performed on etched samples to reveal the grain structure and
identify patterns or differences between the specimens. The three concentric circle method
was employed to determine grain size in the bulk and on the edges of the head material. The
location of the weld from the bottom of the valve was measured after etching.
4.6 SEM/EDS
SEM images of two broken, one used and unbroken and two new samples were taken at
100X and 1000X magnification. Energy dispersive spectroscopy (EDS) data was also collected
for elemental analysis collected for elemental analysis and for bulk material near the head as
well as precipitates. The elemental analysis is used to determine the material type. The results
of the analysis are located in Appendix E.
4.7 Carbon Content
Using LECO Carbon/Sulfur Analytical Equipment, the carbon content of all three sample
conditions were determined. Two samples were tested for new and used condition and one
sample was tested for broken.
4.8 Vickers Hardness
Vickers hardness testing was performed according to ASTM E-92 on all samples using
the auto-Vickers hardness testing machine and manually testing [4]. All sample types were
tested with a linear pattern of ten hardness indentations. The values for each sample condition
were compared to each other.
4.9 Tensile Testing
Tensile tests were performed on three different samples, new valve TN-1 and used valves
TU-1, and TU-2. ASTM E-8 was used for these tests with modifications to accommodate the
geometry of the valves [5]. The valve required slight grinding on opposite sides of the head to fit
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inside the cradle mount, which can be seen in Figure 3 of Appendix B. Also, the stem of the valve
was ground so it would have more surface area where the flat tensile grips contacted it in an
attempt to ensure that the valve would not slip through the grips when tested.
5.0 RESULTS AND DISCUSSION
5.1 Visual Inspection
Fracture surfaces of the failed valves were examined. Of the four valves that were
obtained which had failed in service, three were too damaged to analyze. All failure occurred in
the stem close to the valve head. The relatively well-preserved fracture surface is depicted in
Figure 5 of Appendix C. Ratchet marks around the diameter indicate multiple fatigue cracks
initiating at the surface. Presence of beach marks and a small overload region indicate a
relatively low cyclic stress contributing to failure.
A representative example of the failed specimens that were too damaged to analyze is
shown in Figure 6. Dimensional changes were observed across the length of the stem in the
used valves, as shown in Figures 7-9. Measurements are shown in Table 4 and a schematic
representation of the locations measured is in Figure 10. New valve N-1 was measured for
comparison. A notable decrease in diameter, therefore material loss, in the used specimens is
most likely a result of wear. This can occur when combustion products and particulate matter
accumulate between the valve and the valve seating and cause abrasion.
Some of the used unbroken valves were bent upon arrival. It is unknown in the valves
were bent in service or during or after removal. The location of the bend in the valve is near the
head of the valve in all bent samples.
5.2 Non Destructive Test
Magnaflux dye-penetrant testing was performed on used valves to detect possible
surface cracks. No indications were observed in any of the used specimens. Used valves U-1
and U-2 are shown in Figures 10 and 11 respectively and are representative of results from all
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used valves, presented in Appendix D. These results are consistent with ruling out the
possibility of low cycle fatigue because cracks have not formed at the surface. High cycle
fatigue, which is primarily seen in nonferrous alloys, is retained as a possible failure mechanism
due to the number of cycles that each exhaust valve incurs during its lifetime [6]. Estimating that
the valves are failing at 150,000 miles and the average number of cycles for each valve is 2000
cycles per minute (1 cycle per revolution at ~2000rpm) at a speed of 60 miles per hour yields a
lifetime of 3.0E8 cycles to failure [7].
More used specimens would have to be tested to look for surface cracks. The broken
samples need to be tested for cracks as well to determine if there are other cracks present on
the surface at the point of fracture or to determine if the fracture was localized.
5.3 Optical Microscopy
The head material was evaluated microscopically for broken, used and new specimens
and micrographs are shown in Figures 18-42 of Appendix F. The weld in all valves is located at
64 mm from the stem end. In all cases, the microstructure of the head was confirmed as an
austenitic phase steel with carbides. The microstructure of the stem material could not be
determined due to difficulty in resolving the fine grained martensitic lathe structure. In the used
and broken valves, the grain structure appeared to be finer at the edge of the valve than in the
center, which was confirmed by grain size analysis shown in Table 8.
At the interface, there is evidence of elongation of the grains in the austenitic steel. The
valves were likely friction stir welded although none of the examined valves failed at the weld. At
the weld interface there is evidence that there is diffusion from the austenite composition into the
ferrite composition and vice-versa, shown in Figure 43.
Grain size analysis was done according to ASTM E-112 using Abrams Three-Circle
Procedure. Results are shown in Table 8. The grain sizes of selected specimens were
determined at both the center of the valve stem and at the edge of each specimen. The grain
13
size at the edge of the valves is observed to be finer than that in the center for both new and
used specimens. This is likely due to the manufacturing of the valves.
The new valves N-1 and N-2 have relatively fine center grain sizes of 6.29 microns and
4.90 microns, respectively. As a general trend, the grains at the center of the used and broken
specimens are coarse relative to the new specimens, with a larger average diameter. This is
most likely a result of prolonged exposure to high temperatures during service up to 660 °C
causing grain growth.
The used valves investigated in this study were in service for an unknown length of time
before removal and therefore may have varying degrees of grain coarsening, which is an
important source of uncertainty in this analysis.
5.4 SEM/EDS
A compositional back-scatter electron (BSE) image at 100X magnification of the interface
between the head and stem materials in specimen B-2 is shown in Appendix E, Figure 12. The
image of the interface does not provide evidence of a compositional change in the materials
used in the VM exhaust valves. Figure 13 shows the head material at 1000X magnification. EDS
spectra of the precipitate phase, shown in Figure 14, identifies these as niobium carbides.
Semi-quantitative EDS results for the head material are shown in Table 5. The B-2 head
material composition most closely matches 21-4N valve steel, which is an austenitic stainless
steel widely used in diesel exhaust valve applications [8]. The composition of commercially
available 21-4N is shown in Table 6. Figure 15 shows the head material in a new valve.
Comparison between broken valve B-2 and new valve N-1 head materials show similar
elemental composition and carbide morphology. The SEM image and EDS spectrum of the
broken valve B-1 stem material are shown in Figures 16 and 17, respectively. Semi-quantitative
results for the stem material is shown in Table 7. This material is most likely a martensitic
stainless steel, as this is a commonly used material for valve stems. The failure site was
confirmed to be located at a position far from the weld in the austenitic phase. The stem material
14
in broken valve B-1 contains less chromium than typical martensitic stainless steels which
contain 12-15 wt.% chromium.
5.5 Carbon Content
Table 9: Carbon content of all sample conditions
Condition Sample Carbon Content
New 1 0.4163
New 2 0.4165
Used 1 0.4228
Used 2 0.4231
Broken 1 0.4146
The results of the carbon content are presented in Table 9. The carbon contents of all
sample conditions are very similar. Carbon content of the samples is not likely a significant
factor contributing to failure of the valves.
5.6 Vickers Hardness
Vickers microhardness was determined on the center and edges of the used, broken and
new specimens as shown in Table 10. The average hardness is 338.4 HV for used valves, 332.27
HV for broken valves and 349.62 HV for new valves. Used and broken valves have a hardness
that is overall less than new valves. This indicates that valves have softened while in service.
These results are in agreement with grain size measurements in Table 8, where the smaller grains
observed in new specimens correspond to higher hardness by the Hall-Petch relationship.
Hardness profiles were taken across the interface in broken specimens B-1 and B-2 (Figures 45
and 46). A decrease in hardness was observed at the interface between the softer austenitic head
and the harder martensitic stem.
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5.6 Tensile Testing
Two used and one new specimen were tested in tension to generate stress-strain curves
and analyze fracture surfaces. One of the used tensile specimens was rendered invalid due to
equipment malfunction. The testing apparatus is shown in Figure 3, as previously noted in
section 4.8. The new valve, TN-1, exhibits a higher yield and tensile strength which were
measured to be 136 ksi and 168 ksi, respectively, as opposed to 112 ksi yield strength and 156
ksi tensile strength in the used sample TU-2.
The engineering and true stress-strain curves for TN-1 and TU-2 are plotted in Figures
47 and 48, respectively. The true stress-strain curves for both specimens are comparatively
shown in Figure 49. The used valve’s ductility increased to 4.9% total elongation at failure,
relative to the new valve, which failed at 2.5% total elongation.
The used valve has softened during its service life. Based on grain size measurements
in Table 8, used valves have, on average, larger grains than new valves. As stated above in
the hardness section, this results in softening from the Hall-Petch relationship.
Fracture surface analysis was performed on the test specimens shown in Figures 21
and 22. Both specimens failed in ductile overload with minimal necking. Radial marks
originating at the surface indicate that there was misalignment of the tensile load from the
central axis during testing.
6.0 CONCLUSION
The alloy characterized by our SEM/EDS analysis was discovered to be 21-4N stainless steel.
Although the size of the precipitates were quite large and could contribute to failure, this alloy is
a common diesel exhaust valve alloy and was therefore concluded to not be a factor in the
failure of these valves. The visible wear rings on the exhaust valves were not seen on the
intake valves that were removed from the same cylinder of the same engine. The wear rings act
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as stress concentrators which could also contribute to failure. This is likely because failure was
found around the site were the wear rings were located. These wear rings may be a result of
engine design. The grain size of the in-service valves is much larger than the new valves, which
caused the material to decrease in hardness and strength throughout its service life. The
carbon content of the different valve conditions was not statistically different and did not have a
major contribution to failure.
Although ~3E8 cycles to failure is a relatively short life for this application, high cycle
fatigue was concluded to be a possible mechanism of failure. A future inspection of the exhaust
gas recirculation (EGR) equipment may provide further evidence for the cause of this shortened
valve life.
This investigation found no evidence that VM Motori has responded to reports of
exhaust valve failure by changing the design manufacturing process of the valves. The
characterization utilizing SEM/EDS elemental analysis and metallography of new and used
valves reveals no significant metallurgical differences.
Acknowledgements: We would like to thank Dr. Gerald Bourne for the opportunity and
support throughout the duration of this project and his love and passion for educating the next
generation of engineers. We would also like to thank Jim Hulse for providing specimens and
providing us with his experiential knowledge and background information about the problem.
Our work was supported by the Colorado School of Mines and the George S. Ansell
Department of Metallurgical and Materials Engineering.
17
APPENDIX A: INTRODUCTION/BACKGROUND FIGURES
Figure 1: Depiction of the underside of an engine head, which has been removed from the block,
where a valve head has sheared off and fallen into the cylinder
Figure 2: Image of the VM Motori R-428 DOHC diesel engine[2]
18
APPENDIX B: EXPERIMENTAL PROCEDURES FIGURES
Figure 3: Tensile sample TN-1 mounted in flat grips at the stem, on bottom, and a fabricated top mount that cradled the head of the valve
19
APPENDIX C: VISUAL INSPECTION FIGURES AND TABLES
Figure 4: Macrograph of fracture surface showing indications of high-cycle fatigue including ratchet marks around diameter and beach marks.
Figure 5: Macrograph of fracture surface showing severe damage from catastrophic failure.
20
Figure 6: U-1 after cleaning showing wear rings.
Figure 7: U-2 after cleaning showing wear rings.
Figure 8: U-3 after cleaning showing wear rings.
21
Table 4: Dimensional analysis along length of stem in used valves as compared to a new exhaust
valve shows evidence of material loss during the service life of the valve Distances from the surface of the valve head
Sample Avg. Diameter at Avg. Diameter at Avg. Diameter at Avg. Diameter at 0.75in (in) 1.00in (in) 1.25in (in) 0.75in (in)
U-1 0.232 0.232 0.222 0.221
U-2 0.231 0.232 0.223 0.222
U-3 0.232 0.230 0.220 0.221
U-4 0.233 0.233 0.222 0.222
N-1 0.232 0.233 0.227 0.227
Figure 9: Schematic illustration showing locations where diameters are measured.
22
APPENDEX D: NON-DESTRUCTIVE TESTING FIGURES
Figure 10: U-1 magnaflux results showing no strong indications of surface cracks.
Figure 11: U-2 magnaflux results showing no indications of surface cracks.
23
APPENDIX E: SEM/EDS FIGURES AND TABLE
Figure 12: Compositional BSE image of Figure 13: B-2 head material showing the presence of niobium carbides. interface between head material (above) and
stem material (below).
Figure 14: EDS spectra of carbides confirming composition as niobium carbides.
24
Table 5: Semi-quantitative EDS results for the bulk material composition of specimen B-2 head
material.
Table 6: Composition for 21-4N valve steel.
Element wt.%
Chromium, Cr 21.3 Manganese, Mn 9.0 Nickel, Ni 4.3 Niobium, Nb 0.38 Silicon, Si 0.25 max.
Figure 15: Compositional BSE of N-1 head material showing niobium carbides.
Figure 16: Compositional BSE image of B-1 stem material.
25
Figure 17: EDS spectrum of B-1 stem material.
Table 7: Semi-quantitative EDS results for the bulk material composition of specimen B-2 head material.
26
APPENDIX F: OPTICAL MICROSCOPY FIGURES AND TABLES
Figure 18: B-1 Center 20X Magnification.
Figure 19: B-1 Center 50X Magnification.
27
Figure 20: B-2 Center 20X Magnification.
Figure 21: B-2 Center 50X Magnification.
28
Figure 22: B-2 Edge 20X Magnification
Figure 23: B-2 Edge 50X Magnification.
29
Figure 24: B-3 Center 20X Magnification.
Figure 25: B-3 Center 50X Magnification.
30
Figure 26: B-3 Edge 20X Magnification.
Figure 27: B-3 Edge 50X Magnification.
31
Figure 28: B-4 Center 20X Magnification.
Figure 29: B-4 Center 50X Magnification.
32
Figure 30: N-1 Center 20X Magnification.
Figure 31: N-1 Center 50X Magnification.
33
Figure 32: N-1 Edge 20X Magnification.
Figure 33: N-1 Edge 50X Magnification.
34
Figure 34: N-2 Center 20X Magnification.
Figure 35: N-2 Center 50X Magnification.
35
Figure 36: U-1 Center 20X Magnification.
Figure 37: U-1 Center 50X Magnification.
36
Figure 38: U-2 Center 20X Magnification.
Figure 39: U-2 Center 50X Magnification.
37
Figure 40: U-2 Edge 20X Magnification.
Figure 41: U-2 Edge 50X Magnification.
38
Figure 42: U-4 Center 20X Magnification.
Figure 43: U-4 Center 50X Magnification.
39
Table 8: Table of average grain size diameter from various locations in the austenitic phase, taken from the 20X magnification micrographs above.
Specimen Average Grain Diameter (μm)
B-1 Center 7.15 B-1 Edge 5.23 B-2 Center 11.55 B-2 Edge 6.42 B-3 Center 5.6 B-3 Edge 3.27 B-4 Center 8.2 N-1 Center 6.29 N-1 Edge 5.45 N-2 Center 4.9 N Weld 1 Center 6.52 N Weld 1 Edge 4.98 U-1 Center 6.23 U-2 Center 6.74 U-2 Edge 3.51 U-4 Center 8.17 UU1 Center 6.19 UU1 Edge 4.21 UU2 Center 6.97 UU2 Edge 4.12 U Weld Center 7.07 U Weld Edge 5.53
40
Figure 44: B-2 interface 20x Magnification with the austenitic valve head material at the top of the image and the martensitic stem material at the bottom of the image.
41
APPENDIX G: VICKERS HARDNESS TESTING FIGURES AND TABLES Table 10: Vickers hardness values for each specimen measured at the head with an overall average for
each specimen as well as the standard deviation.
Specimen
N Weld 1 Base by Weld
N Weld 1 Base
U Weld Stem
U Weld Stem by Weld
U Weld Base by Valve U Weld Base B-1
1 356.5660139 370.1426758 316.7965013 447.9746444 328.2704904 360.0161526 337.0484
2 325.293385 359.312996 315.0462444 439.1815081 339.1268727 353.7000797 328.2449
3 342.9196994 367.9365079 327.6788239 431.959003 344.233568 362.1493046 320.356
4 343.5982953 360.7150499 318.5816383 427.1000313 348.9387325 370.1485864 326.3812
5 334.2405508 353.7041276 350.2859863 420.7392887 336.4589079 358.6014851 341.7367
6 348.2689845 353.025388 325.2477418 430.680905 328.2286556 355.7888597 331.9823
7 327.6614542 368.667992 311.0292613 421.5369368 330.7129303 338.3324211 339.6262
8 345.0020837 353.7000797 322.1659335 431.605113 340.9299829 348.2375918 333.2183
9 348.9282274 348.9203489 328.2565442 424.2973376 347.5653184 354.3936093 327.0385
10 332.7591157 350.9568798 330.7129303 407.5156576 330.0830548 347.57053 337.0925 Avg. Hardness 340.523781 358.7082046 324.5801605 428.2590426 337.4548514 354.893862 332.2725
Std. Dev. 9.593736567 7.468607237 10.48275755 10.42984352 7.517900143 8.366763012 6.41089
42
Hard
ness
(HV)
450
400
350
300
250
Head Side Stem Side 200
-2 -1.5 -1 -0.5 0 0.5 1 1.5 2 2.5 Distance for interface (mm)
Figure 45: Vickers microhardness profile across interface of B-1, with the head side in the positive direction.
Hard
ness
(HV)
450
400
350
300
250
Head Side Stem Side 200
-10 -8 -6 -4 -2 0 2 4 6 8 Distance from Interface (mm)
Figure 46: Vickers microhardness profile from interface towards head in B-2, with the head side in
the positive direction.
43
APPENDIX H: TENSILE TESTING FIGURES
Stre
ss (k
si)
200 180 160 140 120 100 80
60
40
20
0
0 0.005 0.01 0.015 0.02 0.025 0.03 0.035 0.04 0.045 0.05 0.055 0.06 Strain (in/in)
Eng Stress-Strain True Stress-Strain
Figure 47: Engineering and true stress-strain curves for tensile specimen TN-1.
Stre
ss (k
si)
180 160 140 120 100 80
60
40
20
0
0 0.01 0.02 0.03 0.04 0.05 0.06 0.07 0.08 0.09 0.1 Strain (in/in)
Eng Stress-Strain True Stress-Strain
Figure 48: Engineering and true stress-strain curves for tensile specimen TU-2.
44
True
Str
ess (
ksi)
180 160 140 120 100 80
60
40
20
0
0 0.005 0.01 0.015 0.02 0.025 0.03 0.035 0.04 0.045 0.05 0.055 0.06 True Strain (in/in)
TN-1 TU-2 Figure 49: True stress-strain curves comparing the tensile properties of specimens TN-1 and TU-2.
Figure 50: Fracture surface from the valve head side of the TN-1 valve.
45
Figure 51: Fracture surface from the valve head side of the TU-2 valve.
46
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