MELJUN CORTES Research Seminar 1 Sampling Theory and Methods

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    Sampling Theory and

    MethodsLesson 1

    Basics of Sampling Theory

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    Sampling

    • Very important part of the research process.

    • Concerned with selecting a relatively small

    number of elements sample! from a largergroup of elements population!.

    • "ften used in a survey research when it is

    di#cult or impossible to conduct a censuswhere data are gathered from everyelement of the population.

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    S$M%L&'( T)*M&'"L"(&)S

    Population

    •$ set of elements usually grouped e.g.

    people+ organi,ations! from which datapertinent to a problem may be collected.

    •-ened target population / consists ofelements identied as 0ey informantsessential for investigation based on thelimitations of the research proect.

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    S$M%L&'( T)*M&'"L"(&)S

    Sample

    Synonymous to an element of thepopulation

    •$ person or obect from which data

    are collected and information isderived.

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    S$M%L&'( T)*M&'"L"(&)S

    Sampling units

    •)lements of the target population available

    for selection during the sampling process

    Sampling Distribution

    • Theoretical concept referring to thefre2uency distribution of a specic samplestatistics.

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    S$M%L&'( T)*M&'"L"(&)S

    Sampling Error

    $ny type of bias that results frommista0es either in the determination ofthe sample si,e or in the utili,ation ofthe sampling techni2ue or method.

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    S$M%L&'( T)*M&'"L"(&)S

    Confdence Interval (Margin o Error)

    •Statistical range of values within which

    the true value of the target populationparameter is e3pected to lie.

    &t determines how much higher or lowerthan the population mean you are willingto let your sample fall.

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    S$M%L&'( T)*M&'"L"(&)S

    Confdence Level

    •4ow condent do you want to be that theactual mean falls within your condenceinterval5

    •Most common condence intervals 678condent+ 698 condent+ and 668condent.

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    S$M%L&'( T)*M&'"L"(&)S

    Central Limit Teorem

    •:or almost all target populations+ the samplingdistributions of the means or the percentage valuederived from a simple random sample will beappro3imately be normally distributed providedthat the sample si,e is su#ciently large. 4air+;77

    • The probability is high when the mean of anysample ta0en from the target population closelyapproach as one increases the si,e of the sample.

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    S$M%L&'( T)*M&'"L"(&)S

    Standard Deviation

    Variance e3pected in responses

    •=se 7.9+ a safe decision and ensures

    that the sample will be large enough

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    S&>)-)T)*M&'$T&"'

    • :actors that determine sample si,e are? – 'ature of data and data analysis – @ind and number of comparisons –

    'umber of variables to be investigated – -esired degree of accuracy – 4omogeneity of samples

    • -etermining Sample si,e for? – =n0nown population – @nown population

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    S&>)-)T)*M&'$T&"'

    • Condence level corresponds to a >Ascore+ aconstant value needed for the e2uation.

    • >Ascores for the most common condence levels? – 78 A >Ascore !"#$! – 678 A >Ascore !"%&' – 698 A >Ascore !"% – 6D8 A >Ascore #"!

    • :or other valueshttp?EEwww.utdallas.eduEdeptEabpE,scoretable.pdf!

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    S&>)-)T)*M&'$T&"'

    • Sample si,es as small as F7 aregenerally ade2uate to ensure that thesampling distribution of the mean will

    appro3imate the normal curve Shott+1667 as cited in Cristobal+ ;71F!

    • Ghen the total population is e2ual to orless than 177+ this same number mayserve as the sample si,e universalsampling!.

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    :"*M=L$=n0nown %opulation Si,e

    • =sed in determining sample si,esfrom un0nown population

    'ecessary Sample Si,e

    (*+score)# , StdDev , (! - StdDev) .(margin o error)#

    Sample si,e 7.;9 desired certainty Eacceptable error! ;

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    )3ample 1

    • $ssuming you chose 698 condence level+ 7.9standard deviation+ and a margin of errorcondence interval! of HEA 98. 4ow manyrespondents are needed5

    recall? 'ecessary Sample Si,e (*+score)# , StdDev , (! - StdDev) . (margin oerror)#

    1.6

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    )3ample ;

    • &f a survey of a group of teachers re2uiresa condence level of 698 and 9 8acceptable error+ then the researcherneeds a sample si,e of FJ teachers that

    will have to be surveyed.

      :or 698 certainty+ use 1.6<

    7.;9 1.6< E 7.79!;  5

    7.;9 1+9F

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    )3ample F

    • &f a researcher wants to e3amine agroup of students with 6D8 certainty+then.

      :or 6D8 certainty+ use ;.1D

    7.;9 ;.1D E 7.7F!;  57.;9 9+;F;.111! 5

    1+F7 students 5

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    )3ercise

    • $ssume you wish to randomly sampleteachers across the southeast =S$.Gith a 678 condence level+ what

    sample si,e would be needed5

    7.;9 1.

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    )3ercise

    •  Kou wish to estimate the proportion ofall buyers that are young buyers with698 condence. 4ow many

    observations are needed to estimate thepopulation proportion within 7.7< error5

     – $ssuming that nothing is 0nown about thepopulation proportion.

     – $ssuming that the population proportion hasrecently been estimated to be 7.FJ.

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    )3ercise

     – $ssuming that nothing is 0nown aboutthe population proportion.

    1.6

    F.J1< I 7.;9! E7.77F<

    7.6

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    )3ercise

     – $ssuming that the population proportion hasrecently been estimated to be 7.FJ.

    Since a prior estimate of the population

     proportion is known (0.34), use it as thestandard deviation.

    1.6

    F.J1

    7.

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    :"*M=L$@nown %opulation Si,e

    • =se of Slovins :ormula used to calculate anappropriate sample si,e from a population!.

    n = N / (1 + Ne2 )

    Ghere?n sample si,e' populatione estimate of error acceptable error!

    I The error tolerance+ e+ can be given in a2uestion! or if you want to gure it out onyour own+ ust subtract the condence levelfrom 1.

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    )3ample 1

    • )stimate the sample si,e from apopulation of 9777 freshmen studentsusing 98 acceptable error.

    n ' E 1H 'e;!

    9777 E 1 H 9777!7.79!;!

    9777 E 1 H 1;.9! 9777 E 1F.9

    FD7 students

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    )3ample 1

    • )stimate the sample si,e from apopulation of 9777 freshmen studentsusing 98 acceptable error.

    n ' E 1H 'e;!

    9777 E 1 H 9777!7.79!;!

    9777 E 1 H 1;.9! 9777 E 1F.9

    FD7 students

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    )3ercise

    • $ researcher plans to conduct a survey. &fthe population on Smith City is 1+777+777nd the sample si,e if the margin of error is198

      n ' E 1H 'e;!

    1+777+777 E 1 H 1+777+777!7.19!;! 1+777+777 E 1 H 1+777+777!7.7;;9!! 1+777+777 E 1 H ;;+977!

    1+777+777 E ;;+971 J9 people rounded up!

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    S/MPLI01 T2E345 /0DMET23DS

    Lesson ;

    Sampling Methods

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     The %roblem

    • Suppose a school would li0e todetermine the wee0ly foode3penditure of its students+ if there

    are 1+777 students and the guidancecounselor decided to use only 177students as a sample+ who will be

    included in the sample5

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    Sampling Method

    • Sampling Method or Sampling Techni2ueis the process of determining or selectingthose sample units which would providethe re2uired estimates with associatedmargins of error+ arising from e3aminingonly a part and not the whole.

     Two methods are used? probabilitysampling and nonAprobability sampling.

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    Sampling MethodSampling Tecni6ue

    %robabilitySampling

    Simple *andom Sampling

    Systematic *andom

    SamplingStratied *andomSamplingCluster Sampling

    MultiAstage Sampling

    'onA%robabilitySampling

    Convenience Sampling

    uota Sampling

    %urposive Sampling

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    %robability Sampling

    • )ach eligible member of the populationhas a specic and 0nown chance ofbeing included in the sample.

    • $lso termed as scientic sampling.

    Ghen using this techni2ue+ it isimportant to have a complete list ofthe members of the population.

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    %robability SamplingSimple *andom Sampling

    • Lottery method

     – Grite names or codes on a piece ofpaper

     – %ut in a container

     – *andomly select the desired number ofsamples

    • :ishbowl techni2ue

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    %robability SamplingSystematic *andom Sampling

    • Choose a starting point then select everyk th element of the population using k = N /n.

    • )3. The town of :airfa3 is divided up into9D< bloc0s which are numberedconsecutively. $ 17 percent sample bloc0s

    is to be ta0en for the study. &f the randomnumber chosen between 1 to 0 is F+ whatare the bloc0s considered for the sample5

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    %robability SamplingSystematic *andom Sampling

    • Solution? – -etermine 0N k = !" # $0 percent of !"

      = !" # !." = $0

    this means %ou have to include ever% $0th mem&er of the population after choosing arandom start.

     – *andom number F can be determined

    via the lottery method! – Bloc0s considered for the ample are? 7F+

    1F+ ;F+ FF+ JF+ O+ 9DF

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    %robability SamplingStratied *andom Sampling

    • %opulation is subdivided into at leasttwo diPerent subpopulations orstrata! that share the same

    characteristics such as gender+ age!.Samples are derived from these

    strata using the other sampling

    techni2ues.

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    %robability SamplingStratied *andom Sampling

    • )3. $ssuming a barangay of 17+777families belonging to diPerentincome brac0ets+ a survey to nd out

    how many are in favor of the *4 billis to be conducted. To ensure that allincome groups are represented+

    respondents will be divided into 4ighA&ncome+ $verageA&ncome+ and LowA&ncome.

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    %robability SamplingStratied *andom Sampling

    Strata 0umber o amilies

    4igh / &ncome ;+777

    $verage / &ncome 9+777

    Low / &ncome F+777

    ' 17+777

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    %robability SamplingStratied *andom Sampling

    • =sing a 98 margin of error+ howmany families should be included inthe sample5

    =sing either proportional or e2ualallocation+ how many from eachgroup should be ta0en as samples5

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    %robability SamplingStratied *andom Sampling

    • =sing a 98 margin of error+ how manyfamilies should be included in the sample5

    n 17+777 E 1 H 17+777!7.79!; !

    n 17+777 E 1 H 17+777!7.77;9!

    n 17+777 E 1 H ;9!

    n 17+777 E ;<

    n F9 families rounded up!

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    %robability SamplingStratied *andom Sampling

    • =sing either proportional or e2ualallocation+ how many from eachgroup should be ta0en as samples5

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    %robability SamplingStratied *andom Sampling

    Strata0umber o

    amiliesPercent

    Proportional

    E6ual

    4igh /&ncome ;+777

    ;+777 E17+777 7.;7 or

    ;78

    7.;F9! DD

    F9EF 1;

    $verage /&ncome 9+777

    9+777 E17+777

    7.97 or978

    7.9F9!

    16F1;6

    Low /&ncome F+777

    F+777 E17+777 7.F7 or

    F78

    7.FF9! 119

    1;

    ' 17+777

    1778 F9 F9

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    %robability SamplingCluster Sampling

    • 'ormally used in largeAscale studies inwhich the population is geographicallyspread out where sampling procedures may

    be di#cult and time consuming.

    • %rocess?

     – -ivide the population area into sections or

    clusters! –  Then randomly select a few of those sections

     – *andomly select a sample from those sections

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    %robability SamplingCluster Sampling

    • )3. Suppose we want to determinethe average daily e3penses offamilies in the City of Santa *osa.

    Ge can draw a random sample of 9barangays from the total 19 usingrandom sampling and then get a

    certain number of families from eachof the 9 barangays.

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    %robability SamplingMultiAStage Sampling

    • Combination of several samplingtechni2ues discussed

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    'onA%robability Sampling

    • Members of the sample si,e are drawnbased on the udgment of the researcher.

    •&t is a process of selection in which not allmembers of the entire population aregiven a chance of being selected assamples.

    • Sometimes referred to as su&'ectivesampling or nonscientic sampling.

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    'onA%robability SamplingConvenience Sampling

    • Simply use results that are readilyavailable.

    • $lso called accidental  or incidental sampling.

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    'onA%robability Samplinguota Sampling

    • Similar to stratied sampling in whichthe researcher rst identies thestrata and their proportions as they

    are represented in the population.

    • Convenience or udgment sampling is

    used to select the re2uired numberof subects from each stratum.

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    'onA%robability Sampling%urposive Sampling

    • 4andpic0ing of subectsN also called 'udgmental sampling

    Selects members or elements based on theparticular purpose of the e3periment orstudy.

    =seful for situations where you need to reacha targeted sample 2uic0ly and wheresampling for proportionality is not theprimary concern.

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     The %roblem

    • Suppose a school would li0e to determine thewee0ly food e3penditure of its students+ ifthere are 1+777 students and the guidancecounselor decided to use only 177 studentsas a sample+ who will be included in thesample5

    7ind a partner and elp te scool decide on8ic sampling tecni6ue sould te9 use inselecting students or te sample" Presenttree (:) coices"

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    )3ercise

    • &dentify which sampling techni2ue wasused in the following scenarios?

    1. Ghen she wrote omen and *moticons+

    author @C %ascual based conclusions on J+977responses from 177+777 2uestionnairesdistributed to women.

    ;. The (uidance Counselor of a high schoolsurveys all students from each of the ;7randomly selected classes.

    F. $ sociologist at selects 19 men and 19 womenfrom each of J Math classes.

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    )3ercise

    • &dentify which sampling techni2ue wasused in the following scenarios contd!?

    J. &BM selects ;77th  compact dis0 from theassembly line and conducts a thorough test of2uality

    9. The court secretary writes the name of eachMunicipal Qudge on a separate card+ shuResthe cards+ and then draws F names.

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    )3ercise

    • &dentify which sampling techni2ue wasused in the following scenarios contd!?D. The mar0eting manager of ebay.ph tests a

    new sales strategy by randomly selecting197 consumers with less than %177+777 ingross income and 197 consumers withgross income of at least %177+777.

    . $ mar0et researcher for Champion-etergent interviews all passengers oneach of 17 randomly selected %=Vs.

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    )3ercise

    • &dentify which sampling techni2ue wasused in the following scenarioscontd!?

    6. $ medical researcher from =nilever %hils.interviews all leu0emia patients in eachof ;7 randomly selected hospitals.

    17.&n conducting research for the eveningnews+ a reporter for $BSACB' interviews19 people as they leave a shopping mall.

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    )3ercise

    • Solve the following?

     – $ researcher would li0e to investigatethe perception of students on

    mathematics. 4e divided the populationinto subApopulations as shown in thetable. =se stratied random sampling ifthe sample to be drawn consists of 977

    students.

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    )3ercise

    Strata 0umber o Students

    :irst year 1