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Medical Devices and LAL Testing Associates of Cape Cod, Inc. Laurie Fife

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Page 1: Medical Devices and LAL Testing

Medical Devices

and LAL Testing

Associates of Cape Cod, Inc.

Laurie Fife

Page 2: Medical Devices and LAL Testing

Associates of Cape Cod, Inc.

� Falmouth, Massachusetts

� FDA Licensed Manufacturer, License #700, ISO 13485 Certified

� 80,000 square foot state-of-the-art manufacturing building including:

Class 100,000, Class 10,000 and Class 100 workspace

Research and Development

Contract Testing Services

Customer Service

Technical Service

Corporate Offices

Page 3: Medical Devices and LAL Testing

1974 1993 20021985 1997

ACC History

1977

Company

founded by

Dr. Stanley

Watson

ACC is first company

Licensed by FDA for LAL

ACC introduces first

LAL instrumentation

1995

First FDA License for

all 3 LAL assays

ACC establishes

offices in the UK

and Germany

Seikagaku purchases

ACC, merges with

Seikagaku America

New 80,000sq ft facility

completed in Falmouth

Technology Park

Contract Testing

Services

established

2004

Fungitell™ approved

by FDA for IFI detection

Beacon™

Diagnostic

Lab

established

1979 2003

Pyrosoft-11

Launched, 21 CFR

P11 compliant

software

NorthStar

Bioproducts

established

Page 4: Medical Devices and LAL Testing

Limulus Amebocyte Lysate

• LAL

• An extract that forms a clot in the presence of endotoxin

+

nucleolus granules

pseudopodia

+

Page 5: Medical Devices and LAL Testing

1 billion gram negative bacteria/mL (seawater sample stained with AcridineOrange)

Ocean Environment

vibrio

bacillus

spirillumcocci

Page 6: Medical Devices and LAL Testing

Host Defense Mechanism

• Granules contain clotting factor/ enzymes

• The crab can survive having most of its blood clot

nucleus,

nucleolus

granules

pseudopodia

Page 7: Medical Devices and LAL Testing

Host Defense Mechanism

• Gram-negative bacteria or endotoxin causes blood cells (amebocytes) to release proteins into the plasma (hemolymph) causing the blood to coagulate

• Coagulation kills bacteria and neutralizes endotoxin

Page 8: Medical Devices and LAL Testing

History and Discovery of LAL

• The earliest work on horseshoe crab blood was carried out in the late 1800’s

• Bang described a bacterial disease of the horseshoe crab (1953)

• Levin and Bang demonstrated clotting with endotoxin in vitro (1960’s)

Page 9: Medical Devices and LAL Testing

Levin and Bang’s Impact

• Strong clinical interest

• Mixed Clinical results

• Pharmaceutical companies becameinterested

Page 10: Medical Devices and LAL Testing

LAL and USP Pyrogen Test

• Mascoli and Weary (1979) compared ~28,000 rabbit tests to ~143,000 LAL tests

LAL: 37 samples had unacceptable levels

of endotoxin

Rabbit pyrogen test only detected

endotoxin in 4 samples

And no LAL false negatives

Page 11: Medical Devices and LAL Testing

LAL and USP Pyrogen Test

• LAL more sensitive

Use of live animals (in vivo) causes

variability in test results

• LAL detects sub-pyrogenic amounts of endotoxin

Page 12: Medical Devices and LAL Testing

Manufacture of LAL

• Collect animals

• Extract blood

• Centrifuge blood

• Wash cells

• Lyse cells

• Extract proteins

Page 13: Medical Devices and LAL Testing

Horseshoe Crab Collection

• Handling with

care maximizes

survival rate

Page 14: Medical Devices and LAL Testing

ACC Manufacturing

Page 15: Medical Devices and LAL Testing

ACC Manufacturing

Page 16: Medical Devices and LAL Testing

Manufacture of LAL

• QC release

Determine sensitivity

6-hour test for quality/negative

background

pH

Test for sterility

Test for moisture

Page 17: Medical Devices and LAL Testing

Manufacture of LAL

• Labeling

• Submission to and release by theFDA

• Product sales

Page 18: Medical Devices and LAL Testing

FDA Licensed Products

LAL (Limulus Amebocyte Lysate)

TRADENAME

Chromo-LAL

Pyrochrome®

Chromogenic

Pyrotell®

-TTurbidimetric

Pyrotell®

STV

Pyrotell®

Multitest

Gel Clot

METHOD

Page 19: Medical Devices and LAL Testing

Endotoxins

Page 20: Medical Devices and LAL Testing

Pyrogen

• A substance that produces a fever when injected into blood or cerebrospinal fluid

Endotoxin

• A pyrogen in the cell wall of Gram-negative bacteria

Lipopolysaccharide (LPS)

• Chemically purified endotoxin

Definitions

Page 21: Medical Devices and LAL Testing

What is Endotoxin?

� A lipo-polysaccaride structural component of gram (-) bacterial cell wall

� An Immunomodulator that can cause:

fever, inflammation, headaches, nausea, chills,

vomiting, hypotension, lung toxicity, etc… &

death.

Page 22: Medical Devices and LAL Testing

Outer

Membrane

Inner

Membrane

“Double-track”

Bacteria

Electron micrograph of Gram-negative rod

Page 23: Medical Devices and LAL Testing

12

LPS Properties

• Polysaccharide

- Hydrophilic

• Lipid A

- Hydrophobic

• Negatively charged

- Non-specific adsorption

- Hydrophobic interaction

• Hydrophobic interactions form micelles, etc. stabilized by charge neutralization

Page 24: Medical Devices and LAL Testing

•Dry heat

•Base hydrolysis

•Oxidation

Lipid A

Endotoxin

Depyrogenation: the removal or destruction

of pyrogens, particularly endotoxin

Page 25: Medical Devices and LAL Testing

Physical DepyrogenationDry Heat

• 170oC for 2 hours (sterilization)No endotoxin destruction

• 180oC for 3 hours (depyrogenation)Endotoxin destruction

• 250oC for 30 minutesEndotoxin destruction

Page 26: Medical Devices and LAL Testing

Always Remember

• Sterile

Doesn’t mean depyrogenated

• Pyrogen-free

Doesn’t mean no pyrogens

• Dry Heat

Most effective depyrogenation

Page 27: Medical Devices and LAL Testing

Chelating agents

Acid or base

Surfactants

Charged/hydrophobic

proteins

Endotoxin

Variously sized aggregates (particles)

Page 28: Medical Devices and LAL Testing

Endotoxin

Biological Activity:(in blood or cerebrospinal fluid)

• Vomiting

• Hypotension

• Lung toxicity

• Abortion

• Fever

• Headache

• Chills

• Nausea

• Death

Page 29: Medical Devices and LAL Testing

Human Threshold Pyrogenic Doses

• Greiseman and Hornick (1969) Pyrogenicity of different organisms

Organism Pyrogenic Dose (ng/kg)

Salmonella typhosa 0.1 - 0.14

Escherichia coli 1.0

Pseudomonas sp. 50 - 70

Endotoxin

Page 30: Medical Devices and LAL Testing

• Endotoxin Unit (EU) is a unit of biological activity

• 1 EU = 1 IU (International Unit)

• EU is defined for the reference standard endotoxin (RSE) and must be measured for any other endotoxin

Endotoxin

Page 31: Medical Devices and LAL Testing

• Parenteral drugs:

5 Endotoxin Units/kg body weight/hour

350 EU/adult/hour

• Intrathecal drugs:

0.2 EU/kg/hr

14 EU/person/hour

Endotoxin Limits

Page 32: Medical Devices and LAL Testing

Medical devices

• 20 EU/unit or 200 EU/unit (worst case) if

device rinses are pooled for testing

Large volume parenterals

• (700mL/person/hr) = 0.5 EU/mL

USP Water for Injection

• 0.25 EU/mL

Endotoxin Limits

Page 33: Medical Devices and LAL Testing

Limulus Amebocyte Lysate (LAL) Test Methods

Page 34: Medical Devices and LAL Testing

Limulus Amebocyte Lysate

• Extract from blood cells ofLimulus polyphemus

• Clots in the presence of endotoxin in vitro

Page 35: Medical Devices and LAL Testing

Limulus Amebocyte Lysate

• Lyophilized blood cell lysate

• Complex mixture of proteins

Four involved in the clotting cascade

• Engineered to increase natural sensitivity

Formulated with salts, fillers, and buffers

for each specific method

Page 36: Medical Devices and LAL Testing

Biochemical Cascade

Gelation

Coagulogen Coagulin

Endotoxin

Factor B Factor G

Clotting Enzyme

Activated Factor(s) B/G

Activated Clotting Enzyme

Factor C Activated Factor C β-Glucan

Page 37: Medical Devices and LAL Testing

LAL Test

• Gel Clot

• Turbidimetric

• Chromogenic

Page 38: Medical Devices and LAL Testing

Setting up the test

1:1 1:2 1:40.1 mL LRW

0.1 mL sample

Page 39: Medical Devices and LAL Testing

Setting up the test

Test volume is 0.1mL

Add 0.1mL LAL reagent

Mix thoroughly

Incubate immediately

Discard 0.1mL to maintain equal volumes

Page 40: Medical Devices and LAL Testing

Reading the Gel-Clot Test

Page 41: Medical Devices and LAL Testing

LAL Method: Gel Clot

• Low equipment cost

• USP compendial method

• Resilient

• Fewer “outliers”

Page 42: Medical Devices and LAL Testing

Photometric Methods

• Chromogenic

λ = 0.005 EU/mL

• Turbidimetric

λ = 0.001 EU/mL in tube reader

λ = 0.005 EU/mL in plate reader

Page 43: Medical Devices and LAL Testing

Two Testing Methods

• Endpoint

An LAL test that is read once at the end of a set incubation period

• Kinetic

An LAL test that gathers data in short intervals throughout a variable incubation period

Page 44: Medical Devices and LAL Testing

Kinetic Method

Opticaldensity

Time

Threshold OD

0.25 EU/ml

0.125 EU/ml

0.0625 EU/ml

0.03125 EU/ml

0.5 EU/ml

Onset time

Page 45: Medical Devices and LAL Testing

Standard Curve (Kinetic Test)

Log

10(o

nse

t tim

e)

Log10(endotoxin concentration)

R ≥≥≥≥ 0.980

Page 46: Medical Devices and LAL Testing

Endpoint Method

• Absorbance (optical density) measured

after fixed incubation period

• Standard curve

OD vs. endotoxin concentration

• Limitations

Limited range

More technician time involved

Page 47: Medical Devices and LAL Testing

Turbidimetric Methods

• Coagulin molecules coalesce and cause increasing turbidity

• The rate of increase in turbidity is a function of endotoxin concentration

Page 48: Medical Devices and LAL Testing

LAL Method: Turbidimetric

• Most sensitive 0.001 EU/mL

• Broad range 10 - 0.001 EU/mL

• Temperature control and timing

• Plate reader or tube reader option

Page 49: Medical Devices and LAL Testing

Pyros KinetixTM

• 96 wells

• Small volume

λ = 0.001 EU/mL in tube reader

Page 50: Medical Devices and LAL Testing

• Color intensity indicates endotoxin levels

• Synthetic peptide

Amino acid sequence mimics natural

coagulogen:

BOC-Leu-Gly-Arg-CONH- -NO2

• Intact synthetic substrate is colorless

Chromogenic Reaction

Page 51: Medical Devices and LAL Testing

• Clotting enzyme recognizes synthetic substrate amino acid sequence and cleaves

• Paranitroaniline (pNA) released

• Free chromophore is yellow

The Chromogenic Reaction

H2N- -NO2

Page 52: Medical Devices and LAL Testing

Kinetic Chromogenic Method

• The rate of increase in optical density is a

function of endotoxin concentration

• Onset times are calculated using an

arbitrary threshold OD

• Standard curve

log10(onset time) vs. log10 (endotoxin

concentration)

Page 53: Medical Devices and LAL Testing

ELX808 Microplate Reader

• λ = 0.005 EU/mL

• 4 Zone Temperature control

Page 54: Medical Devices and LAL Testing

Select a Method: Chromogenic?

• Kinetic:

Sensitivity

0.005 EU/mL

Broad range

50 – 0.005 EU/mL

Rapid assay set-up

Instrumentation flexible

Use in other assays

Page 55: Medical Devices and LAL Testing

5

BET Overview

• LAL Test Validation

– Confirmation of labeled sensitivity

– Qualification of technician/laboratory

– Determine potency of control standard

endotoxin (CSE)

– Inhibition/Enhancement

Page 56: Medical Devices and LAL Testing

6

BET Overview

• Inhibition/enhancement test

– Does product affect test sensitivity?

– Compare sensitivity in water to the

sensitivity in sample

– Sample can be extract, rinse, or flush

Page 57: Medical Devices and LAL Testing

4

BET Overview

• Routine Test of a Validated Product– Release Test

– Sample preparation same as validated conditions

– Use validated dilution or dilution up to the MVD

-

-

+

+

1:16 PPC

Repl. 1

Repl. 2

0.25

+

+

-Ctrl

-

-

λ = 0.125 EU/mL

Page 58: Medical Devices and LAL Testing

7

Medical Device Challenge

• LAL tests

- Aqueous samples

• Device

-Solid, gauze, gel, liquid, etc.

• Sample

- Extraction

- Rinse

- Flush

Page 59: Medical Devices and LAL Testing

13

LPS Properties

• Aggregated

- MW in millions

– Salt solutions

– Divalent cations

– Acid pH

• Disaggregated:

- Monomers MW

2,500 - 25,000 Da

– Surfactants

– Chelating agents

– Basic pH

– Proteins, antibodies

Page 60: Medical Devices and LAL Testing

14

LPS Properties

Polymyxin B

molecules

neutralize LPS

Page 61: Medical Devices and LAL Testing

15

LPS Properties

Structural implications:

• Affinity for device surfaces

• Difficult to remove

– Unlikely to wash off unless rinse solution has greater affinity

• Surface shear useful

- Agitation

Page 62: Medical Devices and LAL Testing

16

Define Test Sample

• FDA sampling protocol – Lot sizes <30, test 2 units

– Lot sizes <100, test 3 units

– Lot sizes >100, test 3% • Maximum of 10 units

• USP sampling protocol- Not less than 3 and not greater than 10 units

• Grouped by common chemical formulation

ANSI/AAMI ST72:2002

Page 63: Medical Devices and LAL Testing

17

Define Test Sample

• Select devices with greatest exposure to tissue/body fluid- Non-pyrogenic fluid pathway

- Non-pyrogenic device

• Test entire unit?- Kit?

- Disassembled

- Cut pieces

• Endotoxin is not evenly dispersed

- Localized contamination

Page 64: Medical Devices and LAL Testing

18

Define Extraction Protocol

• Extraction of critical surfaces

• Rinse

• Flush

• Define protocol and composition of extraction fluid- Validate fluid, if not LRW

Page 65: Medical Devices and LAL Testing

19

Extraction Fluids

• LRW– Least interference

– Standard solution for LAL test

• Saline– LAL interference

– Least likely to recover endotoxin

Page 66: Medical Devices and LAL Testing

20

Extraction Fluids

• Surfactant/Detergent; <0.1%

– LAL interference

– Better endotoxin recovery

• Human Serum Albumin; <0.1%

– Minimal LAL interference

– Better endotoxin recovery

Page 67: Medical Devices and LAL Testing

21

Qualify Materials

• Materials contacting device should be

– Free of detectable endotoxins

– Sterile

– Free of interfering substances

• Examples of materials

– Containers, Manostat tubing, syringes,

forceps

– Aluminum foil, Parafilm strips, gloves(?)

Page 68: Medical Devices and LAL Testing

22

Recommended Rinse Protocols

• Derived from pyrogen tests

• FDA guideline: Extract for one hour with fluid at room temperature (>18°C) or for 15 minutes with fluid at 37°C

• USP: Initiate extraction with fluid at 37°C and extract for one hour at room temperature

Page 69: Medical Devices and LAL Testing

23

Perform Preliminary Tests

• Measure endotoxin in sample– Use different sampling protocols

– Test enough lots to establish level of uniformity of contamination within & between lots

• Inhibition/enhancement test– Gel-clot: sample dilution free of

endogenous endotoxin

– Photometric methods: do not require “clean” sample

Page 70: Medical Devices and LAL Testing

Endotoxin limit in the extract

K x N

V

K = tolerance limit expressed per device unit

N = number of samples pooled

V = total volume of pooled extracts

Limits for Medical Devices

=

Page 71: Medical Devices and LAL Testing

25

Limits for Medical Devices

• FDA guideline

- Maximum 10 units/lot

- Example:

Limit = (20 EU/unit) x (10 units)

400 mL

= 0.5 EU/mL

• 10 units, non-intrathecal

• Extract 40 mL fluid/unit

K x N

V

Page 72: Medical Devices and LAL Testing

26

Limits for Medical Devices

Another example: (non-intrathecal)

• 10 units

• Extract 1.0 mL fluid/unit

Limit = (20 EU/unit) x (10 units)

10 mL

= 20 EU/mL

Page 73: Medical Devices and LAL Testing

27

Limits for Medical Devices

• 5 units

• Extract 20 mL fluid/unit

• Intrathecal Device

Limit = (2.15 EU/unit*) x (5 units)

100 mL

= 0.1 EU/mL

* FDA guideline states 2.4 EU/unit

Page 74: Medical Devices and LAL Testing

28

Strategies

• Concentrate endotoxin in sample– At MVD?

- Large extraction volume?

- Interference?

• Ultrafiltration/diafiltration - Concentrates endotoxin and/or removes low

MW interfering substances

- Filter membrane, cartridge interference

– Solutes may affect endotoxin MW

Page 75: Medical Devices and LAL Testing

29

Inhibition/Enhancement Test

• Compare LAL sensitivities

• LRW standard series

• Sample standard series

• USP

- Four replicates sample standard series

- Two replicates water standard series

Page 76: Medical Devices and LAL Testing

30

Inhibition/Enhancement Test

• Endpoints must each be within twofold of

the labeled sensitivity of the LAL reagent

--+++

---++

-

-

LRW

--++

---+

λ/4λ/2λ2λ

Page 77: Medical Devices and LAL Testing

Inhibition/Enhancement Test

Is this test valid?----+

----+

----+

----+

- ctrlλ/4λ/2λ2λ

CSE (EU/mL) in sampleCSE (EU/mL) in LRW

---++

---++

- ctrlλ/4λ/2λ2λ

Slight inhibition

Valid test

Page 78: Medical Devices and LAL Testing

31

Extraction Validation

Reference:

• Bacterial Endotoxin Testing: A Report on the Methods, Background, Data, and Regulatory History of Extraction Recovery Efficiency (2004)

Page 79: Medical Devices and LAL Testing

Extraction Validation

Confirm that the extraction validation works• Challenge device with known amount of endotoxin

• Perform extraction protocol

• Perform LAL test

• Calculate recovery

• If recovery is low, modify limits and/or protocol

Page 80: Medical Devices and LAL Testing

33

Enhancement

• Beta-glucans (polysaccharides with

β−linkages sugar molecules)

– fungi, algae: 1,3-beta-D-glucans

– cellulose: 1,4-beta-D-glucans

• LAL-Reactive Material (LRM) described in hemodialyzer rinses

– Cellulose monoacetate, cellulose

diacetate, saponified cellulose acetate

Page 81: Medical Devices and LAL Testing

Beta-Glucans

Gelation

Coagulogen Coagulin

Endotoxin

Factor B Factor G

Clotting Enzyme

Activated Factor(s) B/G

Activated Clotting Enzyme

Factor C Activated Factor C β-Glucan

Page 82: Medical Devices and LAL Testing

35

Beta-Glucans

• Non-pyrogenic

• Synergistic with endotoxin

– Low and high molecular weights

– Variable structure

• Some structures are biologically active immunomodifiers

Page 83: Medical Devices and LAL Testing

Glucatell®

• (1→3)-β-D-glucan quantification (pg)

• Chromogenic method

• Verify false positives

Page 84: Medical Devices and LAL Testing

Glucashield™

• LAL insensitive to glucans

• 1,000 ng /mL Pachyman

• Buffer

Page 85: Medical Devices and LAL Testing

37

Conclusion

• 1977 FDA approved LAL test for release of medical devices

• Most devices are very straight-forward– Water rinses

– No interference

– Endotoxin recovered from challenge

Page 86: Medical Devices and LAL Testing

38

Conclusion

• Knowledge of product composition and

endotoxin characteristics provides an edge

• Problem Samples

- Antibacterial coatings

- Collagens

- Substances with a high affinity for endotoxin

• Preliminary characterization

Page 87: Medical Devices and LAL Testing

2

References

• Manufacturer’s product insert(s)

• USP Bacterial Endotoxins Test (BET) <85>

• “Guideline on Validation of the Limulus

Amebocyte Lysate Test as an End-Product

Endotoxin Test for Human and Animal

Parenteral Drugs, Biological Products, and

Medical Devices,” FDA, 1987

http://www.fda.gov/CBER/gdlns/lal.pdf

Page 88: Medical Devices and LAL Testing

3

References

• ANSI/AAMI ST72:2002

• Transfusion and Infusion Assemblies and

Similar Medical Devices, <161> USP

• Bacterial Endotoxin Testing: A Report on

the Methods, Background, Data, and

Regulatory History of Extraction Recovery

Efficiency (2004)

Page 89: Medical Devices and LAL Testing

Associates of Cape Cod, Inc.

Laurie Fife