23
1 Media Release Embargo: Immediate Wednesday, 23 October 2013 Update on Licenses for Financial Services Providers Financial Services Board (FSB) Deputy Registrar for Financial Services Providers, Caroline da Silva stated that the FSB has finalised the processing of 22 361 (Previously 22 321) applications for authorisation as financial services providers to date. In total, 2 138 of these applications have been declined (previously 2 137). Period from 20 August 2013 16 September 2013 The details of the following application that was declined is as follows: FSP No. Name Town / Province 1 44211 NIVAGENIX CC t/a PIRRIE KRAUSE INSURANCE BROKERS PORT EDWARD, KWAZULU-NATAL The authorisation of the following 5 FSPs were suspended during the reporting period: (Suspended due to non-payment of levies, non-submission of compliance reports and/or financial statements or not meeting the regulatory examination requirements) FSP No. Name Town / Province 1 14914 WESTDENE BROKERS CC BAYSWATER, BLOEMFONTEIN, FREE STATE 2 16466 GUILLIAME NOTHNAGEL t/a GN MAKELAARS NEWTONKLOOF, WELLINGTON, WESTERN CAPE

Media Release Embargo: Immediate · port edward, kwazulu-natal The authorisation of the following 5 FSPs were suspended during the reporting period: (Suspended due to non-payment

Embed Size (px)

Citation preview

1

Media Release

Embargo: Immediate

Wednesday, 23 October 2013

Update on Licenses for Financial Services Providers

Financial Services Board (FSB) Deputy Registrar for Financial Services Providers, Caroline da Silva stated that the FSB has finalised the processing of 22 361 (Previously

22 321) applications for authorisation as financial services providers to date. In total, 2 138 of these applications have been declined (previously 2 137).

Period from 20 August 2013 – 16 September 2013

The details of the following application that was declined is as follows: FSP No. Name Town / Province

1 44211 NIVAGENIX CC t/a PIRRIE KRAUSE INSURANCE

BROKERS PORT EDWARD, KWAZULU-NATAL

The authorisation of the following 5 FSPs were suspended during the reporting period: (Suspended due to non-payment of levies, non-submission of compliance reports and/or financial statements or not meeting the regulatory examination requirements)

FSP No. Name Town / Province

1 14914 WESTDENE BROKERS CC BAYSWATER, BLOEMFONTEIN, FREE STATE

2 16466 GUILLIAME NOTHNAGEL t/a GN MAKELAARS NEWTONKLOOF, WELLINGTON, WESTERN CAPE

2

3 18850 THEUNIS ERASMUS LAUBSCHER t/a SMITTIE LAUBSCHER MAKELAARS

HUGENOOT, PAARL, WESTERN CAPE

4 22198 ZOOMVENT TRADING CC t/a PE AUTO LOT DA GAMASKOP, MOSSELBAAI, WESTERN CAPE

5 33073 SHILOH INSURANCE BK t/a AUTUMN RISK LYDENBURG, MPUMALANGA

The status of the following 157 FSPs previously reported as suspended, have now been lifted:

FSP No. Name Town / Province

1 4513 DANIEL MODISE KOLOKOTO t/a D K BROKERS BULTFONTEIN, FREE STATE

2 5159 MICHAEL MNDAU t/a MNDAU BROKERS DOORNPOORT, PRETORIA, GAUTENG

3 5459 INTEMBEKO INVESTMENTS CC t/a BENZWIDE FINANCIAL SERVICES

MTHATHA, EASTERN CAPE

4 6196 SEM MANSOOR INSURANCE BROKERS CC BEREA, DURBAN, KWAZULU-NATAL

5 6596 SQUARE CIRCLE FINANCIAL PLANNER CC ALBERANTE, ALBERTON, GAUTENG

6 7175 ROELOF VAN ROOYEN t/a RW VAN ROOYEN BROKERS FLAMWOOD, KLERKSDORP, NORTH WEST

3

7 7317 DEALERS INDEMNITY (PTY) LTD ATHOL GARDENS, JOHANNESBURG, GAUTENG

8 7514 VEERAN KISTEN t/a VENTURE INSURANCE BROKERS BEREA, DURBAN, KWAZULU-NATAL

9 9486 NORTH COAST FUNERAL SERVICES CC VERULAM, KWAZULU-NATAL

10 9972 DANIEL JOHN WILLIAMS t/a BUTCH WILLIAMS ASSURANCE BROKER

BERGBRON, FLORIDA, ROODEPOORT, GAUTENG

11 11852 CECIL PARSONS VERSEKERINGSMAKELAARS BK KROONSTAD, FREE STATE

12 11872 ANDRE CHARL KOSTER t/a CKD & ASSOCIATES MAGALIESKRUIN, PRETORIA, GAUTENG

13 12439 ERIC VAN ZYL MAKELAARS BK BAYSWATER, BLOEMFONTEIN, FREE STATE

14 12478 MARIETHA RHEEDER t/a PINNACLE FINANCIAL SERVICES

GLEN LAURESTON, VALHALLA, CENTURION, GAUTENG

15 12743 MMAPAULSI EVELYN HLALELE t/a ME BROKERS DEACONVILLE, MACASSAR, SOMERSET WEST, WESTERN CAPE

4

16 13841 MARCO GARUTI DE SOUSA COUTINHO t/a INCOMPASS RISK SERVICES

NOORDHOEK, WESTERN CAPE

17 13912 STEVE CHATFIELD CC t/a CHATFIELD INSURANCE BROKERS

HALFWAY HOUSE, MIDRAND, GAUTENG

18 13927 JAN KRUGER FINANCIAL SERVICES CC BRONBERRIK, CENTURION, GAUTENG

19 14044 QUEENSTOWN INSURANCE AND INVESTMENTS CONSULTANTS CC

BALMORAL, QUEENSTOWN, EASTERN CAPE

20 14601 MB MOSSOP CONSULTANTS CC t/a M & M CONSULTANTS

ACTONVILLE, BENONI, GAUTENG

21 14636 JOZET BROKERS CC ANDERBOLT, BOKSBURG, GAUTENG

22 14756 B MC CARTHY PROJECTS CC GERMISTON, GAUTENG

23 14796 ARISTO ASSOSIATE BK GEORGE-INDUSTRIA, WESTERN CAPE

24 14914 WESTDENE BROKERS CC BAYSWATER, BLOEMFONTEIN, FREE STATE

25 14992 CASPER VOS & ASSOCIATES CC WARNER BEACH, KINGSBURGH, KWAZULU-NATAL

5

26 15211 LEON OOSTHUIZEN t/a LEON OOSTHUIZEN FINANCIAL ADVISORS

BAYSWATER, BLOEMFONTEIN, FREE STATE

27 15996 JONATHAN HUMPHREY LEVINE t/a JONATHAN LEVINE INSURANCE BROKERS

DUNDEE, KWAZULU-NATAL

28 16387 AARON MOREKU t/a MOREKU'S FINANCIAL ADVISORS KATLEHONG, GAUTENG

29 16467 NINSCOR TWO CC WELKOM, FREE STATE

30 16847 SHANGRI-LA TRUST t/a SPECTRUM BROKERS ADCOCKVALE, PORT ELIZABETH, EASTERN CAPE

31 16964 MARLO STEYN FINANCIAL SERVICES CC t/a FINANCIAL HUB

AMANDAGLEN, BELLVILLE, WESTERN CAPE

32 17004 N-E-FG FUND MANAGEMENT (PTY) LTD HENBYL, VANDERBIJLPARK, GAUTENG

33 17081 SOCIETE GENERALE GROUP ATHOL GARDENS, JOHANNESBURG, GAUTENG

34 17608 MELVILL TRUST t/a FINANCIAL HUB BALMORAL LANDGOED, RONDEBOSCH, CAPE TOWN, WESTERN CAPE

35 17662 CERTOSA TRADING 60 CC t/a DAAN WESSELS AMANDAGLEN,

6

MAKELAARS BELLVILLE, WESTERN CAPE

36 18110 SUNIL MAHARAJ BALLITO, KWAZULU-NATAL

37 18867 THEOPHILIUS MOOKETSI MABOPANE, GAUTENG

38 19867 PERFORMANCE AND CUSTOMS BOND SERVICES (PTY) LTD t/a PCBS

FOREST TOWN, JOHANNESBURG, GAUTENG

39 19918 TSHIFULARO GERSON MUFEBA ATTERIDGEVILLE, SAULSVILLE, GAUTENG

40 19993 GOUGH MOTORS (PTY) LTD t/a DALY BMW KLERKSDORP ADAMAYVIEW, KLERKSDORP, NORTH WEST

41 20046 MONIQUE VOLSCHENK t/a FINRAND INSURANCE BROKERS

BERGBRON, FLORIDA, ROODEPOORT, GAUTENG

42 20340 VEROUSHA BAIJNATH t/a VB FINANCIAL SERVICES ASHERVILLE, DURBAN, KWAZULU-NATAL

43 20693 CELESTA MULLER CC t/a RUDI MULLER FINANSIELE ADVISEURS

ADAMAYVIEW, KLERKSDORP, NORTH WEST

44 21006 EUGENE EDWIN KIKIA t/a EUGENE KIKIA AND ASSOCIATES

ALLANDALE, PIETERMARITZBURG,

7

KWAZULU-NATAL

45 21417 MAPHOKO DISTRIBUTORS AND FINANCIAL SERVICES CC LYDENBURG, MPUMALANGA

46 23085 JANSEN BENJAMIN VAN RENSBURG t/a ALLEGRO FINANSIELE DIENSTE

GANSBAAI, WESTERN CAPE

47 23198 SPEEDY CONZALES MARKETING CC HEIDELBERG, WESTERN CAPE

48 25363 TSHEPISO SELAHLE BRIXTON, JOHANNESBURG, GAUTENG

49 25964 R AND G AUTO SALES (PTY) LTD t/a LEISURE AUTO SALES

INADAN, JOHANNESBURG, GAUTENG

50 26113 MICKEY MACCARONI'S BROKERAGE CC BRACKENHURST, ALBERTON, GAUTENG

51 26405 AMB CAPITAL LIMITED ATHOL GARDENS, JOHANNESBURG, GAUTENG

52 26770 MZUKISI REGINALD MDELISWA t/a MDELISWA BROKERAGE

EVANDER, MPUMALANGA

53 26843 SASOL LIMITED ATHOL GARDENS, JOHANNESBURG, GAUTENG

54 26908 REALCHECK CC t/a CUSTOMER LOYALTY CONSULTANTS

CENTURION, GAUTENG

8

55 27370 CHARMEIR CONSULTANTS CC t/a MEDFIN ADVISORS ADCOCKVALE, PORT

ELIZABETH, EASTERN CAPE

56 28468 MNUMZANA JAN NCETANI t/a I.M.N PRE-AUDIT ACCOUNTING & FINANCIAL SERVICES

MTHATHA, EASTERN CAPE

57 28807 GALIUS TRADING CC BEREA, DURBAN, KWAZULU-NATAL

58 28899 AMAJUDA FINANCIAL SERVICES CC EMPANGELA, EMPANGENI, KWAZULU-NATAL

59 28907 PROFESSIONAL LEGAL AND FUNERAL COST ASSISTANCE (PTY) LTD

KLERKSDORP, NORTH WEST

60 29040 T M L FINANCIAL AND INVESTMENTS ENTERPRISE CC VOSLOORUS, GAUTENG

61 29419 ALLCARE ADMINISTRATORS (PTY) LTD ATHOL GARDENS, JOHANNESBURG, GAUTENG

62 29565 VUNDISA BROKERS AND ESTATE AGENTS CC KAGISO, JOHANNESBURG, GAUTENG

63 29701 PERITUS INVESTMENT CONSULTANCY ZURICH, SWITZERLAND,

64 29716 DNP FINANCIAL STANGER, KWAZULU-NATAL

65 31556 MULUTHANYI KAIZER SINTHUMULE t/a NDIENE LOUIS TRICHARDT,

9

FINANCIAL SERVICE

LIMPOPO

66 31776 MARIRI TRADING 57 CC t/a RIMACORE INSURANCE BROKERS

CLUBVIEW, CENTURION, GAUTENG

67 32204 MALSURE INVESTMENTS (PTY) LTD ANNADALE, PIETERSBURG, POLOKWANE, LIMPOPO

68 32338 PERSONAL AND CORPORATE WEALTH MANAGEMENT CC

FOREST TOWN, JOHANNESBURG, GAUTENG

69 32700 MED SELECT CC ALBERANTE, ALBERTON, GAUTENG

70 33075 JOHN GELDENHUYS t/a JOHN GELDENHUYS MAKELAARS

AMANDELRUG, KUILSRIVIER, KRAAIFONTEIN, WESTERN CAPE

71 33718 PANTELIS GEORGIOU PLUKE t/a LEE PLUKE BALMORAL LANDGOED, RONDEBOSCH, CAPE TOWN, WESTERN CAPE

72 33722 NDABAMBI THOMAS SITHOLE MATSULU, MPUMALANGA

73 33858 BLOODSTOCK & GENERAL INSURANCE INTERMEDIARIES KLEINMOND, WESTERN CAPE

10

74 33863 SIBETT MARKETING AND DISTRIBUTION SERVICES CC t/a PHELA

MONTANA GARDENS, PRETORIA, GAUTENG

75 34282 FINANCIAL SERVICES SOUTH AFRICA (PTY) LTD t/a FINSA

GARSFONTEIN, PRETORIA, GAUTENG

76 34347 CARL ROBERT LAUBSCHER t/a CARL LAUBSCHER FINANCIAL SERVICES

BLOUBERGSTRAND, WESTERN CAPE

77 34723 VALEM FINANCIAL SERVICES CC ARAUNA, BRACKENFELL, WESTERN CAPE

78 34743 AARON MKOTO t/a MKOTO BROKERS BOEKENHOUT, RUSTENBURG, NORTH WEST

79 35068 TOMMY MARTIN MOTORS KRUGERSDORP (PTY) LTD t/a TOMMY MARTIN

BREAUNANDA, ROODEPOORT, GAUTENG

80 35098 ANNELIZE SMITH t/a ANNELIZE SMITH MAKELAARS HENBYL, VANDERBIJLPARK, GAUTENG

81 35101 RECTOR KHUTSO RAMOTHWALA CLYDESDALE, PRETORIA, GAUTENG

82 35307 HARGREAVE HALE LIMITED ERASMUSKLOOF, PRETORIA, GAUTENG

11

83 35433 DIDI MAKELAARS BK BALFOUR, MPUMALANGA

84 35992 JB NIGRINI INVESTMENT BROKERS CC CLYDESDALE, PRETORIA, GAUTENG

85 36017 TSAKISA LAWRENCE MANKHENSE t/a MANKHENSE FINANCIAL PLANNING

GIYANI, LIMPOPO

86 36223 HOME OF EDEN FINANCIAL SOLUTIONS CC t/a HEFS CONSULTING

AERORAND, MIDDELBURG, MPUMALANGA

87 36350 VASUTHEVAN KRISHNASWAMI PILLAY t/a FORTUNE NATIONAL BROKERS

BEREA, DURBAN, KWAZULU-NATAL

88 36488 CORNERSTONE UNDERWRITERS AND ADMINISTRATORS (PTY) LTD

CHATSWORTH, DURBAN, KWAZULU-NATAL

89 36547 STARGATE AUTO CC HENBYL, VANDERBIJLPARK, GAUTENG

90 36695 CIRCLE SEVEN TRADING 14 CC t/a CIRCLE SEVEN BROKERS

RESERVOIR HILLS, DURBAN, KWAZULU-NATAL

91 36826 MKHULULI MLIMBO GWEBITYALA NGXUMZA t/a NGXUMZA FINANCIAL SERVICES

CAPE TOWN, WESTERN CAPE

92 37096 GET FINANCIAL ACTIVE CC BERGBRON, FLORIDA, ROODEPOORT, GAUTENG

12

93 37324 MFA AND ASSOCIATES CC BRAAMFONTEIN, JOHANNESBURG, GAUTENG

94 37401 FRANCOIS FOURIE MAKELAARS BK ROODEPOORT, GAUTENG

95 37466 ENGRIKO CONSULTANTS CC HEIDELBERG, GAUTENG

96 37678 CHARLES THOMAS WARD t/a WARDENA BROKERS UMTENTWENI, KWAZULU-NATAL

97 37703 RHODA SEMAAR t/a R&R SEMAAR CAPE TOWN, WESTERN CAPE

98 37787 ANGELFISH INVESTMENTS 199 CC t/a PATERSON & JONES FINANCIAL SERVICES

ALBANY, PINETOWN, KWAZULU-NATAL

99 37941 FREEFALL TRADING 1007 CC t/a CONRAD SCHOEMAN MAKELAARS

BAKENPARK, BETHLEHEM, FREE STATE

100 37978 LEBOWA FOLMANN SELEMATSELA LETHABA, LIMPOPO

101 38363 MOEPAGAUTA TRADING ENTERPRISE 10 CC SOWETO, JOHANNESBURG, GAUTENG

102 38444 JNP FINANCIAL SERVICES CC TONGAAT, KWAZULU-NATAL

103 38639 ASHILA HANMONTH t/a SAHARA INSURANCE BROKERS NEWCASTLE, KWAZULU-NATAL

104 38660 ANDRIES JOHANNES FOURIE EMPANGELA,

13

EMPANGENI, KWAZULU-NATAL

105 38973 BLUEMARQUE (PTY) LTD t/a PROXIMO SURE BROKERS AMANDAGLEN, DURBANVILLE, WESTERN CAPE

106 39013 ASPIGON 31 CC t/a PIERRE VAN ZYL BROKERS BRONBERRIK, CENTURION, GAUTENG

107 39524 SB MADITSI t/a MOROKA FINANCIAL CONSULTANTS AZIATIC BAZAAR, PRETORIA-WEST, GAUTENG

108 39537 CHINA AUTO RENTAL (PTY) LTD BRUMERIA, PRETORIA, GAUTENG

109 39871 ELITE UNDERWRITTERS (SA) CC t/a ELITE INSURANCE BROKERS

BEREA, DURBAN, KWAZULU-NATAL

110 40019 ERASMUS MBATHA t/a SHANDU GENERAL TRADING HALFWAY HOUSE, MIDRAND, GAUTENG

111 40149 TSHIPI-NOTO FUNERAL HOMES CC SPRINGS, GAUTENG

112 40375 IES FINANCIAL SERVICES CC ARAUNA, BRACKENFELL, WESTERN CAPE

113 40969 THEMBA DONATUS CHILIZA t/a TDC BROKERS ALLANDALE, PIETERMARITZBURG, KWAZULU-NATAL

114 41123 THEUNIS BOSHOFF ROUX t/a R & T INSURANCE BOTHAVILLE, FREE

14

STATE

115 41183 BONGANI CLIFFORD DLADLA QUARY HEIGHTS, KWAZULU-NATAL

116 41388 MATT SCOTT VENTER t/a VERACIT- E ASSEGAI, DURBAN, KWAZULU-NATAL

117 41847 MICHAEL ROBERT ALEY t/a OMEGA WEALTH DOUGLASDALE, FOURWAYS, SANDTON, GAUTENG

118 41860 TYRERS FAMILY TRUST t/a NELSPRUIT INSURANCE BROKERS

NELSPRUIT, MPUMALANGA

119 42266 GOGETTERS BROKERAGE CC ATTERIDGEVILLE, GAUTENG

120 42338 KITSILI TRADING CC t/a KITSILI'S FINANCIAL SERVICE GRAHAMSTOWN, EASTERN CAPE

121 42369 COLIN MERVYN KRUGER EASTCLIFF, JOHANNESBURG, GAUTENG

122 42550 MMATSHANE SABOSHEGO t/a SABOSHEGO INSURANCE BROKERS

DAVEYTON, GAUTENG

123 42641 PREWAY INVESTMENTS CC t/a AUTOHAVEN HERMANUS, WESTERN CAPE

124 42748 GLYNIS JUNE SCHNELL t/a GLYNIS SCHNELL AND ASSOCIATES

FOREST TOWN, JOHANNESBURG, GAUTENG

15

125 42925 READ ALL OVER COMMUNICATIONS CC MORELETAPARK, PRETORIA, GAUTENG

126 43048 ELGATONE (PTY) LTD SILVERLAKES, PRETORIA, GAUTENG

127 43100 DHANASHWAR HARISUNKER t/a MILLENIUM FINANCIAL SERVICES

PHOENIX, KWAZULU-NATAL

128 43162 PHUTHUMALIYASHONA INVESTMENTS CC t/a PMG FINANCIAL BROKERS

ASHERVILLE, DURBAN, KWAZULU-NATAL

129 43205 LELANIE POTGIETER AMALGAM, JOHANNESBURG, GAUTENG

130 43233 BROPRO FINANCIAL PLANNERS CC BEREA, DURBAN, KWAZULU-NATAL

131 43234 HVM FINANCIAL SERVICES CC ATHLONE, DURBAN, KWAZULU-NATAL

132 43259 VAVA LE BATHO TRADING CC t/a VAVA FINANCIAL SERVICES

NORTHRIDING, GAUTENG

133 43357 2 HEALTH CONSULTANTS (PTY) LTD BEREA, DURBAN, KWAZULU-NATAL

134 43385 MONWABISI GOODMAN MTONGANA t/a MTONGANA FINANCIAL SERVICES

UMLAZI, KWAZULU-NATAL

135 43388 SONICA SCHOEMAN BROKERS CC AGAVIA, KRUGERSDORP,

16

GAUTENG

136 43390 SAN MERIDIAN FINANCIAL CONSULTANTS CC WESTVILLE, KWAZULU-NATAL

137 43393 MONSTER FINANCIAL BROKERS CC BREAUNANDA, ROODEPOORT, GAUTENG

138 43398 EUGENE OAKES t/a OAKES FINANCIAL CONSULTING ALPHEN PARK, PRETORIA, GAUTENG

139 43447 THE CAPITAL INCUBATOR (PTY) LTD HUGENOOT, PAARL, WESTERN CAPE

140 43471 JEREMIA DELANI NXUMALO t/a ODDESSY FINANCIAL INVESTMENTS

ULUNDI, KWAZULU-NATAL

141 43481 SURETRADE 118 CC CAVENDISH, QUEENSBURGH, KWAZULU-NATAL

142 43490 PRINCIPLE DATA BROKERS CC t/a PRINCIPLE FINANCIAL SERVICES

AMANDAGLEN, BELLVILLE, WESTERN CAPE

143 43549 KENSA UNITED BROKERS (PTY) LTD BOTHAVILLE, FREE STATE

144 43561 K211/122802/07 (PTY) LTD SOUTH AFRICA t/a AAM INTERNATIONAL

BALMORAL LANDGOED, RONDEBOSCH, CAPE TOWN, WESTERN CAPE

17

145 43599 KASFIN (PTY) LTD EAST LYNNE, PRETORIA, GAUTENG

146 43614 LICENSE TO SKILL CC BRONBERRIK, CENTURION, GAUTENG

147 43617 DELTRORITE (PTY) LTD t/a QUANTUM FINANCIAL SERVICES

BEREA, DURBAN, KWAZULU-NATAL

148 43654 INNOCENT SIBANDA ALBERMARLE, GERMISTON, GAUTENG

149 43670 RADIUS ADMINISTRATIVE SERVICES (PTY) LTD AMANDAGLEN, BELLVILLE, WESTERN CAPE

150 43757 IN AFRIKA CONSULTING (PTY) LTD AMANDAGLEN, BELLVILLE, WESTERN CAPE

151 43762 SHEDRACK THULIBONA NYATHI t/a INYATHI FINANCIAL SERVICES

HLUHLUWE, KWAZULU-NATAL

152 43773 JOHANNES ANDRIES MALAN t/a HANNES MALAN FINANCIAL SERVICES

ANDERBOLT, BOKSBURG, GAUTENG

153 43797 MULTI MODAL MARINE BROKING SERVICES CC BUURENDAL, EDENVALE, GAUTENG

154 43940 HSBC BANK PLC-JOHANNESBURG BRANCH ATHOL GARDENS, JOHANNESBURG,

18

GAUTENG

155 43974 K7 CONSULT CC ALPHEN PARK, PRETORIA, GAUTENG

156 44140 ISHEESHA TRADING AND INVESTMENTS (PTY) LTD t/a G B W FINANCIAL PLANNERS

CAPE TOWN, WESTERN CAPE

157 44191 THOMAS VUSI MKHIZE t/a MKHIZE KHABAZELA BROKERS

HAMMANSKRAAL, GAUTENG

The authorisations of the following 33 FSPs have been withdrawn during the reporting period: (The withdrawals of FSP licenses are those FSPs that had previously been suspended because of contraventions: failure to submit annual financial statements, failure to submit annual compliance reports and/or failure to pay the annual FSB levy (and did not rectify their non-material contraventions after a two-month period).

FSP No. Name Town / Province 1 1226 ANGLO SCOTTISH MANAGEMENT CC t/a CELL MASTER

INTERNATIONAL KILDRUMMY, PAULSHOF, SANDTON, GAUTENG

2 1573 B. KOOVERJEE CC ALAN MANOR, JOHANNESBURG, GAUTENG

3 1954 J C BUCHAN EDENBURG, RIVONIA, SANDTON, GAUTENG

4 2598 ANDRE LOUIS POTGIETER t/a ANDRE POTGIETER CONSULTANCY

BEREA, DURBAN, KWAZULU-NATAL

5 2694 PETRO INSURANCE BROKERS CC ACTONVILLE, BENONI, GAUTENG

19

6 4080 HDZ HOUSING & DEVELOPMENT INVESTMENT (PTY) LTD AEROTON, JOHANNESBURG, GAUTENG

7 5905 PRO 2000 CC PRETORIA, GAUTENG

8 6700 SARIE GOOSEN INSURANCE BROKERS CC t/a SGIB ADCOCKVALE, PORT ELIZABETH, EASTERN CAPE

9 7058 ACCESS WEALTH (PTY) LTD KLEINMOND, WESTERN CAPE

10 7342 WISESURE FINANCIAL CONSULTING CC BEDFORD GARDENS, BEDFORDVIEW, GAUTENG

11 7623 STEPHEN JOHN HANSEN ANNADALE, PIETERSBURG, POLOKWANE, LIMPOPO

12 7803 RUBY ROSENBERG ABBOTSFORD, JOHANNESBURG, GAUTENG

13 7944 GORDON GUY HARMER ABBOTSFORD, EAST LONDON, EASTERN CAPE

14 8357 EDWARDS MEY AND ASSOCIATES: FINANCE BROKERS CC

ADCOCKVALE, PORT ELIZABETH, EASTERN CAPE

15 9208 GRAYSTON FINANCIAL SERVICES (PTY) LTD ATHOL GARDENS, JOHANNESBURG,

20

GAUTENG

16 10231 KORAAL MOTORS BK t/a NELSPRUIT MOTORS NELSPRUIT, MPUMALANGA

17 10521 I & I MOTORS CC t/a DAVES CAR SALES RUSTENBURG, NORTH WEST

18 10979 GIDEON F. VAN DER MERWE BROKER SERVICES CC ALBERTSKROON, JOHANNESBURG, GAUTENG

19 11294 HENRY JOHN DE LA REY ALBERTON, GAUTENG

20 11350 JOHANNES JOCHEMUS CILLIERS t/a CILLIERS BROKERS BREAUNANDA, ROODEPOORT, GAUTENG

21 11458 MIDDELBURG CAR SALES CC AERORAND, MIDDELBURG, MPUMALANGA

22 11586 NTANDANE FINANCIAL ADVISORS ALBERMARLE, GERMISTON, GAUTENG

23 11877 JOHAN PHEIFFER WOLMARANSSTAD, NORTH WEST

24 12021 JOHAN PHEIFFER FINANSIELE ADVISEURS BK WOLMARANSSTAD, NORTH WEST

25 12131 COLIN MALTHOO AND ASSOCIATES CC ALLANDALE, PIETERMARITZBURG, KWAZULU-NATAL

21

26 12746 MUTUAL INTERESTS FINANCIAL SERVICES (PTY) LTD BLANDFORD RIDGE, BRYANSTON, SANDTON, GAUTENG

27 12937 LAKESIDE BROKERS CC BRONBERRIK, CENTURION, GAUTENG

28 13098 LITHUBA INSURANCE CONSULTANTS CC CAPE ST FRANCIS, HUMANSDORP, EASTERN CAPE

29 13114 L A L INSURANCE BROKERS CC DE BRUINPARK, ERMELO, MPUMALANGA

30 13469 J.J. KOTZE MAKELAARS BK SCHWEIZER-RENEKE, NORTH WEST

31 13656 BUFFALO BROKERS CC t/a MARIUS SMITH BROKERS ADAMAYVIEW, KLERKSDORP, NORTH WEST

32 13697 LTE PROVIDER (PTY) LTD KATHU, NORTHERN CAPE

33 42910 PHILLISTUS LIZZY DOROTHY BUTHELEZI t/a LIBRA CONSULTING SERVICES

TASBET PARK, WITBANK, MPUMALANGA

22

The authorisation of the following 3 FSPs have been withdrawn during the reporting period: (Withdrawn due to regulatory action)

FSP No. Name Town / Province 1 22587 SIYAYA FINANCE BROKERS (PTY) LTD ARGYLE,

JOHANNESBURG, GAUTENG

2 41338 MENTOR LIFE COVER AND INVESTMENT LTD ALDARAPARK, RANDBURG, GAUTENG

3 42602 TAKAWANA TRADING ENTERPRISE CC SOSHANGUVE, GAUTENG

The authorisation of the following 5 FSPs previously reported as having been withdrawn, have now been reinstated:

FSP No. Name Town / Province 1 8044 PEAK RISK MANAGEMENT (PTY) LTD

HOEVELDRIF, SECUNDA, MPUMALANGA

2 13888 ULTRACARE MEDICAL CC SKEERPOORT, NORTH WEST

3 27467 MORAKETSWE ISAAC MPETE KAGISO 2, KRUGERSDORP, GAUTENG

4 35027 LUCAS NKOSINATHI ZULU ESIKHAWINI, KWAZULU-NATAL

5 39315 NJABULOYETHU FINANCIAL SERVICES CC t/a VENTIMES ALICEDALE LANDGOED,

23

ATHLONE, CAPE TOWN, WESTERN CAPE

“Caroline da Silva adds, "FSP's whose applications had been unsuccessful, withdrawn or suspended are entitled to appeal to the FSB Appeal

Board, an independent tribunal, if the applicant / licensee is dissatisfied with the decision taken by the Registrar”.

ENDS