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    Imaging Biomarkers inPredicting MCI and Dementia

    Ronald C. Petersen, Ph.D., M.D.

    Alzheimers Disease Research

    Center

    Mayo Clinic College of Medicine

    Rochester, MN

    Mild Cognitive Impairment Symposium

    Miami

    January 18, 2014

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    Disclosures

    Pfizer, Inc. and Janssen AlzheimerImmunotherapy : Chair DMC

    Roche: Consultant

    Merck: Consultant

    Funding National Institute on Aging:

    U01 AG006786 P50 AG016574 U01 AG011378

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    2012 MFMER | 3238583-3

    Introduction to the Recommendationsfrom the National Institute on

    Aging-Alzheimers Association

    Workgroups on Diagnostic Guidelinesfor Alzheimers Disease

    Clifford R. Jack, Jr, Marilyn S. Albert, David S. Knopman,Guy M. McKhann, Reisa A. Sperling, Maria C. Carrillo,

    Bill Thies, Creighton H. Phelps

    Alz and Dementia, 2011

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    ypo e ca o e o ynam c omar ersof the Alzheimers Pathological Cascade

    Jack et al: Lancet Neurol 2010

    NormalB

    iomarkerma

    gnitude

    ATau-meditated neuronal injury and dysfunctionBrain structureAbnormal

    Clinical disease stage

    Cognitively normal MCI Dementia

    Memory

    Clinical function

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    Criteria Approach

    Clinical criteria

    Biomarkers

    Molecular neuropathology

    CSF AB42Amyloid imaging

    Measures of neuronal injuryStructural, e.g., MRI

    Functional, e.g., FDG PET

    CSF tau

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    Alzheimers Disease Spectrum

    MCI Due to AD

    Preclinical AD

    Dementia Due to AD

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    The Diagnosis of DementiaDue to Alzheimers Disease:

    Recommendations from the National Institute onAging-Alzheimers Association Workgroups on

    Diagnostic Guidelines for Alzheimers Disease

    Guy M. McKhann, David S. Knopman, Howard Chertkow,Bradley T. Hyman, Clifford R. Jack, Jr, Claudia H. Kawas,William E. Klunk, Walter J. Koroshetz, Jennifer J. Manly,

    Richard Mayeux, Richard C. Mohs, John C. Morris,

    Martin N. Rossor, Philip Scheltens, Maria C. Carrillo, Bill Theis,Sandra Weintraub, Creighton H. Phelps

    Alz and Dementia, 2011

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    Dementia Due to AD

    Diagnostic category

    Biomarkerprobability of AD

    etiologyA

    (PET or CSF)Neuronal injury(tau, FDG, sMRI)

    Probable ADdementia

    Uninformative/available

    Conflicting/indeterminant or unavailable

    Probable AD withevidence of path AD

    IntermediateHighest

    ?Positive

    PositivePositive

    Possible ADdementia atypicalwith path

    High considersecondary

    Positive Positive

    Dementia unlikelyAD

    Lowest Negative Negative

    McKhann et al: 2011

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    Alzheimers Disease Spectrum

    MCI Due to AD

    Preclinical AD

    Dementia Due to AD

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    The Diagnosis of Mild CognitiveImpairment Due to Alzheimers Disease:Recommendations from the National Institute on

    Aging-Alzheimers Association Workgroups onDiagnostic Guidelines for Alzheimers Disease

    Marilyn S. Albert, Steven T. DeKosky, Dennis Dickson, Bruno Dubois,Howard H. Feldman, Nick C. Fox, Anthony Gamst, David M.

    Holtzman, William J. Jagust, Ronald C. Petersen, Peter J. Snyder,

    Maria C. Carrillo, Bill Thies, Creighton H. Phelps

    Alz and Dementia, 2011

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    MCI Due to AD

    Diagnostic category

    Biomarkerprobability of AD

    etiologyA

    (PET or CSF)Neuronal injury(tau, FDG, sMRI)

    MCI Uninformative Conflicting/indeterminant or unavailable

    MCI due to ADintermediatelikelihood

    IntermediateIntermediate

    PositiveUntested

    UntestedPositive

    MCI due to ADhigh likelihood

    Highest Positive Positive

    MCIunlikely dueto AD

    Lowest Negative Negative

    Albert et al: 2011

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    Alzheimers Disease Spectrum

    MCI Due to AD

    Preclinical AD

    Dementia Due to AD

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    Toward Defining the PreclinicalStages of Alzheimers Disease:

    Recommendations from the National Institute onAging-Alzheimers Association Workgroups on

    Diagnostic Guidelines for Alzheimers Disease

    Reisa A. Sperling, Paul S. Aisen, Laurel A. Beckett, David A. Bennett,Suzanne Craft, Anne M. Fagan, Takeshi Iwatsubo, Clifford R. Jack, Jr,

    Jeffrey Kaye, Thomas J. Montine, Denise C. Park, Eric M. Reiman,Christopher C. Rowe, Eric Siemers, Yaakov Stern, Kristine Yaffe,

    Maria C. Carrillo, Bill Thies, Marcelle Morrison-Bogorad,Molly V. Wagster, Creighton H. Phelps

    Alz and Dementia, 2011

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    Preclinical AD

    Diagnosticcategory

    A(PET or CSF) Neuronal injury Clinical

    Stage 1 Positive Negative Negative

    Stage 2 Positive Positive Negative

    Stage 3 Positive Positive Positive

    Stage 0 Negative Negative Negative

    Sperling et al: 2011

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    Preclinical Stage1 2 3

    NIA-AA Preclinical AD Staging in Relation toOur Hypothetical Model of Biomarkers

    NormalB

    iomarkerma

    gnitude

    A Neuronalinjury Cognitivesymptoms

    Abnormal

    Clinical disease stage

    Cognitively normal MCI Dementia

    Cut points

    0

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    Do the Criteria Work?

    Mayo Clinic Study of Aging (MCSA)

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    Mayo Olmsted County

    Study of Aging

    (U01 AG006786)

    CP1265413-14

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    Mayo Clinic

    Study of Aging

    CP1265413-14

    Population-based study of 3000-

    4000 nondemented persons age

    50-89 years in Olmsted County, MN

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    Mayo Clinic Study of Aging

    F-U = follow-up

    2004 06 08 10 12 14

    Oct.

    F-U Cycle 2

    F-U Cycle 3

    Enrollment

    F-U Cycle 4

    F-U Cycle 5Data analysis

    Replencohort

    Replencohort

    Replencohort

    Replencohort

    F-U Cycle 6Data analysis

    F-U Cycle 7Data analysis

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    Mayo Clinic Study of Aging

    F-U = follow-up

    2004 06 08 10 12 14

    Oct

    F-U Cycle 2

    F-U Cycle 3

    Enrollment

    F-U Cycle 4

    n=2000

    70 year olds

    2011 12 13 14

    n=2000

    50 year olds

    F-U Cycle 5

    F-U Cycle 6

    F-U Cycle 7

    F-U Cycle 2

    F-U Cycle 3

    Enrollment

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    CP1333643-2

    Evaluation

    Nurse/SC interview

    ParticipantFamily history

    Current medicationsDemographic information

    Memory & orientationMedical history &risk assessment

    Neuropsychiatric inventoryStudy partner

    Clinical dementia ratingFunctional

    assessment (FAQ)

    Consent form

    Blood draw

    Clinical evaluation

    Neurological evaluation

    Consensus conference

    Neurological history

    Short test of mental status

    Modified Hachinski scale

    Prime MD (physician form)

    Neurological examinationand modified UPDRS

    Cognitive assessment

    MemoryLogical memory (delayed)

    Visual reprod (delayed)AVLT

    Executive functionTrails A & B

    Digit symbol substitution

    VisuospatialPicture completion

    Block designLanguage

    Boston naming testCategory fluency

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    Resources Acquired

    4000 non-demented subjects3000 cognitively normal

    800 MCI

    2500 quantitative MRI scans

    ~ 4000 DNA samples

    ~ 4000 frozen plasma/serum samplesplus annual samples

    Clinical and performance measures

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    Extension of MCSA

    Add new subjects older cohort

    Add 1000+ subjects younger cohort

    Continue annual clinical follow-ups

    Continue serial MRI scans Collect annual plasma/serum

    Perform 800 CSFs Perform 1200 FDG-PET scans

    Perform 1200 PiB PET scans

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    So, How Do the Criteria Fare inthe General Population?

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    MCI Due to AD

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    Assessing Biomarkers in theCommunity

    Biomarker negativeAmyloid neg

    FDG PET/MRI neg

    Amyloid positive Neurodeg negAmyloid pos

    FDG PET/MRI neg

    Amyloid pos Neurodeg posAmyloid pos

    FDG PET/MRI pos

    Neurodegen onlyAmyloid neg

    FDG PET/MRI pos

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    2013 MFMER | 3270183-27

    All MCI MCSAPopulation Frequencies

    0

    10

    20

    30

    40

    50

    Petersen et al: Ann Neuro, 2013

    %

    Biomneg

    Amyloidonly

    Amyloid +neurodeg

    Neurodegonly

    sNAP

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    MCSA aMCIAnnual Rates of Change

    Petersen et al: Ann Neuro, 2013

    NL

    MCI

    Biom

    neg

    Dementia

    42%

    50% 8%NL

    MCI

    Amyloid

    positive

    Dementia

    64%

    36% 0%

    NL

    MCI

    Amyloid

    +

    Neurodegen

    Dementia

    78%

    5% 17%NL

    MCI

    Neurodegen

    only

    (sNAP)

    Dementia

    42%

    36% 22%

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    2014 MFMER | 3320580-29

    0

    20

    40

    60

    80

    100

    0 2 4 6 8

    Risk of Dementia FollowingReversion to Normal

    Years of follow-up

    Cumulativein

    cidence

    ofdementia(%)

    MCI with reversion vs normalHR = 6.6; P

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    2013 MFMER | 3270183-30

    aMCI

    0

    10

    20

    30

    40

    50

    60

    Petersen et al: Ann Neuro , 2013

    MCSA

    ADNI

    %

    Biomneg

    Amyloidonly

    Amyloid +neurodeg

    Degenerativeonly

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    Preclinical AD

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    Preclinical AD

    Diagnosticcategory

    A(PET or

    CSF)Neuronal

    injury Clinical

    Stage 1 Positive Negative Negative

    Stage 2 Positive Positive Negative

    Stage 3 Positive Positive Positive

    Stage 0 Negative Negative Negative

    Sperling et al: 2011

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    Pre-clinical NormalPopulation Frequencies

    Jack et al., Ann Neurol, 2012

    %

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    NIA-AA Preclinical AD Stagingin Relation to Our Hypothetical Model

    of BiomarkersPreclinical Stage

    1 2 3

    Normal

    Biomarkermagnitude

    A Neuronalinjury

    Cognitivesymptoms

    Abnormal

    Clinical disease stage

    Cognitively normal MCI Dementia

    Cut points

    0

    43% 16% 12% 3%

    Jack et al: Lancet Neuro, 2010

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    2014 MFMER | 3320580-35

    Preclinical Alzheimers Diseaseand Its Outcome

    A Longitudinal Cohort Study

    Stephanie J. B. Vos; Chengjie Xiong; Pieter Jelle Visser;

    Mateusz S. Jasielec; Jason Hassenstab;Elizabeth A. Grant; Nigel J. Cairns; John C. Morris;David M. Holtzman; Anne M. Fagan

    Lancet Neurology 12:957, Oct 2013

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    2014 MFMER | 3320580-36

    Lancet Neurology 12:957, Oct 2013

    Preclinical Alzheimers Disease

    and Its Outcome:A Longitudinal Cohort Study

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    2014 MFMER | 3320580-37

    Pre-Clinical AD StagesNeuroimaging vs CSF

    0

    10

    20

    30

    40

    50Jack et al: MCSA, 2012

    %

    Vos et al: 2013

    Stage 0 Stage 1 Stage 2 Stage 3 SNAP Uncl

    Petersen, L Neur 2013

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    Stage 0 Stage 1 Stage 2 Stage 3 SNAP0

    10

    20

    30

    40

    50

    %

    2012 MFMER | 3205603-38

    Preclinical Progression to MCI/DementiaMayo Clinic Study of Aging

    Knopman et al., 2012

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    2013 MFMER | 3309417-39

    0.0

    0.2

    0.4

    0.6

    0.8

    1.0

    0 2 4 6 8 10 12 14

    Progression to CDR >/= 0.5by Preclinical Alzheimers Disease Stage

    Vos et al: Lancet Neurol 12:957, 2013

    Follow-up (years)

    NormalStage 1

    Stage 2

    Stage 3

    SNAP Group

    Cumulativei

    ncidence

    probab

    ility

    St 3

    St 2

    St 1

    SNAPNL

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    Amyloid-first and Neurodegeneration-first Profiles Characterize Incident

    Amyloid PET Positivity

    Clifford R. Jack, Jr., Heather J. Wiste, Stephen D.Weigand, David S. Knopman, Val Lowe, Prashanthi

    Vemuri, Michelle M. Mielke, David T. Jones, Matthew L.Senjem, Jeffrey L. Gunther, Brian E. Gregg, Vernon S.

    Pankratz, Ronald C. Petersen

    Neurology, 2013; 81: 1732-1740

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    Figure 1. Flow chart.

    The CN groups in blue are the focus of this paper.

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    Jack et al, Neurology, 2013

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    2013 MFMER | 3266631-43

    Changes in Imaging and ClinicalMeasures By Amyloid Status

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    2013 MFMER | 3263944-44

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    2013 MFMER | 3266631-45

    Figure 1.

    Linear trend of performance on the verbal memory composite (A) and the visual memory

    composite (B) for HA-A, HA-A+, MCI-A, MCI-A+, and AD-A+ groups, from baseline

    to 36 months.

    Lim YY et al, Brain 2013.

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    2013 MFMER | 3266631-46

    Mayo Clinic Study of Aging

    Role of amyloid status in progressionfrom healthy control to MCI in the

    general population

    Role of Amyloid in Predicting

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    2013 MFMER | 3266631-47

    Role of Amyloid in PredictingProgression in Imaging and Cognitive

    Biomarkers

    Amyloid positive vs. amyloid negative

    Imaging biomarkers

    PiB PET

    FDG PET

    MR ventricular volume

    Cognitive measures

    Global 4 cognitive domains

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    BASELINECHARACTERISTICSOFSUBJECTSWITHSERIALDATACharacteristic Serial Cognitive Data

    (n = 484)Serial Imaging Scans

    (n = 200)Age, years, median (IQR) 78 (75, 82) 78 (75, 82)Male, no. (%) 269 (56) 121 (60)APOE e4 carrier, no (%) 120 (25) 57 (28)Education, years, median (IQR) 14 (12, 16) 14 (12, 16)Short Test Score, median (IQR) 35 (34, 37) 35 (33, 37)Cognitive domain z-scores, median (IQR)

    Global 0.75 (0.16, 1.25) 0.71 (0.13, 1.23)Memory 0.70 (0.02, 1.38) 0.70 (-0.04, 1.32)Language 0.50 (-0.02, 1.02) 0.47 (-0.04, 0.99)Attention 0.59 (-0.00, 1.11) 0.59 (0.02, 0.99)Visuospatial 0.64 (0.02, 1.22) 0.61 (0.00, 1.20)

    PIB ratio, median (IQR) 1.38 (1.31, 1.63) 1.38 (1.30, 1.61)FDG ratio, median (IQR) 1.40 (1.30, 1.50) 1.40 (1.30, 1.50)Hippocampal volume, cm3, median (IQR) 7.0 (6.4, 7.5) 7.0 (6.4, 7.5)Hippocampal volume/TIV, median (IQR) 0.47 (0.43, 0.52) 0.47 (0.42, 0.52)Number of follow-up visits, %

    1 261 (54) 171 (86)2 181 (37) 28 (14)3 29 (6) 1 (0)4 10 (2) 0 (0)5 3 (1) 0 (0)

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    2014 MFMER | 3320580-49

    0.0 0.5 1.0 1.5 2.0

    Change in STMS by PiB Over Time

    Time (years)

    ShortTestof

    Mental

    Status

    2.92.7

    2.5

    2.3

    2.1

    1.9

    1.7

    1.5

    1.3

    Age=75, PIB-Age=75, PIB+

    Age=82, PIB-Age=82, PIB+

    PIB, P=0.002

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    2014 MFMER | 3320580-50

    0.0 0.5 1.0 1.5 2.0

    Change in Global Cognition by PiB OverTime

    Time (years)

    Globalz-s

    core

    Age=75, PIB-Age=75, PIB+

    Age=82, PIB-Age=82, PIB+

    PIB, P=0.02

    0.0

    -0.5

    1.0

    0.5

    1.5

    2.0

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    2014 MFMER | 3320580-51

    0.0 0.5 1.0 1.5 2.0

    Change in Attention by PiB Over Time

    Time (years)

    Attentionz-score

    Age=75, PIB-Age=75, PIB+

    Age=82, PIB-Age=82, PIB+

    PIB, P=0.005

    0.0

    -0.5

    1.0

    0.5

    1.5

    2.0

    ApoE and PiB

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    2014 MFMER | 3320473-52

    Annual change

    APOE4+, PIB+

    APOE4+, PIB-

    APOE4-, PIB+

    APOE4-, PIB-

    ApoE and PiBCognitive Measures

    Global z-score Attention z-score Short Test MentalStatus

    -0.1 0.0 0.1 -0.1 0.0 0.1 -1.0 -0.5 0.0 0.5

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    2014 MFMER | 3320580-53

    0.0 0.5 1.0 1.5 2.0

    Change in PiB Levels by PiB Over Time

    Time (years)

    PiBratio

    2.92.7

    2.5

    2.3

    2.1

    1.9

    1.7

    1.5

    1.3

    Age=75, PIB-Age=75, PIB+

    Age=82, PIB-Age=82, PIB+

    PIB, P0.001

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    2014 MFMER | 3320580-54

    0.0 0.5 1.0 1.5 2.0

    Change in Ventricular Volume by PiBOver Time

    Time (years)

    Ventricularvolume(cm3)

    40

    Age=75, PIB-Age=75, PIB+

    Age=82, PIB-Age=82, PIB+

    PIB, P=0.001

    30

    60

    50

    ApoE and PiB

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    2014 MFMER | 3320473-55

    Annual change

    APOE4+, PIB+

    APOE4+, PIB-

    APOE4-, PIB+

    APOE4-, PIB-

    ApoE and PiBImaging Biomarkers

    PIB Ventricular volume

    0.01 0.01 0.03 00.05 1 2 3 4

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    2014 MFMER | 3320473-56

    Education, PBI by ApoE Interaction andHippocampal Volume

    0 1 2 3 4 5 6

    Hazard ratio

    Education (12 vs 16 yr)

    Among ApoE4 - / PIB +

    Among ApoE4+ / PIB +

    PIB + ApoE4 + vs PiBApoE4-

    Among PiB + APOE4 +

    Among PiB - APOE4+

    HV/TIV (P25 vs P75)

    Evolving Field on Biomarkers

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    Evolving Field on Biomarkers

    Pre-clinical

    Amyloid alone slow progressionAmyloid plus neurodegeneration

    Amyloid plus ApoE4 additive

    MCIAmyloid alone slow progression

    Amyloid plus neurodegeneration

    Mayo Clinic AD Research

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    y

    RochesterBrad Boeve

    Dave Knopman

    Cliff Jack

    Val Lowe

    Bob Ivnik

    Mary MachuldaMichelle Mielke

    Rosebud Roberts

    Walter Rocca

    Shane PankratzJenny Whitwell

    Kejal Kantarci

    Joe Parisi

    Eric Tangalos

    JacksonvilleNeill Graff-Radford

    Steve Younkin

    Dennis Dickson

    John Lucas

    Tanis Ferman

    Rosa RademakersNilufer Taner-Erketin

    Len Petrucelli

    Guojin Bu

    Otto Pedraza

    ScottsdaleRick Caselli

    Bryan Woodruff

    Yonas Geda

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    Thank You

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