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Imaging Biomarkers inPredicting MCI and Dementia
Ronald C. Petersen, Ph.D., M.D.
Alzheimers Disease Research
Center
Mayo Clinic College of Medicine
Rochester, MN
Mild Cognitive Impairment Symposium
Miami
January 18, 2014
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Disclosures
Pfizer, Inc. and Janssen AlzheimerImmunotherapy : Chair DMC
Roche: Consultant
Merck: Consultant
Funding National Institute on Aging:
U01 AG006786 P50 AG016574 U01 AG011378
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2012 MFMER | 3238583-3
Introduction to the Recommendationsfrom the National Institute on
Aging-Alzheimers Association
Workgroups on Diagnostic Guidelinesfor Alzheimers Disease
Clifford R. Jack, Jr, Marilyn S. Albert, David S. Knopman,Guy M. McKhann, Reisa A. Sperling, Maria C. Carrillo,
Bill Thies, Creighton H. Phelps
Alz and Dementia, 2011
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ypo e ca o e o ynam c omar ersof the Alzheimers Pathological Cascade
Jack et al: Lancet Neurol 2010
NormalB
iomarkerma
gnitude
ATau-meditated neuronal injury and dysfunctionBrain structureAbnormal
Clinical disease stage
Cognitively normal MCI Dementia
Memory
Clinical function
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Criteria Approach
Clinical criteria
Biomarkers
Molecular neuropathology
CSF AB42Amyloid imaging
Measures of neuronal injuryStructural, e.g., MRI
Functional, e.g., FDG PET
CSF tau
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Alzheimers Disease Spectrum
MCI Due to AD
Preclinical AD
Dementia Due to AD
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The Diagnosis of DementiaDue to Alzheimers Disease:
Recommendations from the National Institute onAging-Alzheimers Association Workgroups on
Diagnostic Guidelines for Alzheimers Disease
Guy M. McKhann, David S. Knopman, Howard Chertkow,Bradley T. Hyman, Clifford R. Jack, Jr, Claudia H. Kawas,William E. Klunk, Walter J. Koroshetz, Jennifer J. Manly,
Richard Mayeux, Richard C. Mohs, John C. Morris,
Martin N. Rossor, Philip Scheltens, Maria C. Carrillo, Bill Theis,Sandra Weintraub, Creighton H. Phelps
Alz and Dementia, 2011
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Dementia Due to AD
Diagnostic category
Biomarkerprobability of AD
etiologyA
(PET or CSF)Neuronal injury(tau, FDG, sMRI)
Probable ADdementia
Uninformative/available
Conflicting/indeterminant or unavailable
Probable AD withevidence of path AD
IntermediateHighest
?Positive
PositivePositive
Possible ADdementia atypicalwith path
High considersecondary
Positive Positive
Dementia unlikelyAD
Lowest Negative Negative
McKhann et al: 2011
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Alzheimers Disease Spectrum
MCI Due to AD
Preclinical AD
Dementia Due to AD
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The Diagnosis of Mild CognitiveImpairment Due to Alzheimers Disease:Recommendations from the National Institute on
Aging-Alzheimers Association Workgroups onDiagnostic Guidelines for Alzheimers Disease
Marilyn S. Albert, Steven T. DeKosky, Dennis Dickson, Bruno Dubois,Howard H. Feldman, Nick C. Fox, Anthony Gamst, David M.
Holtzman, William J. Jagust, Ronald C. Petersen, Peter J. Snyder,
Maria C. Carrillo, Bill Thies, Creighton H. Phelps
Alz and Dementia, 2011
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MCI Due to AD
Diagnostic category
Biomarkerprobability of AD
etiologyA
(PET or CSF)Neuronal injury(tau, FDG, sMRI)
MCI Uninformative Conflicting/indeterminant or unavailable
MCI due to ADintermediatelikelihood
IntermediateIntermediate
PositiveUntested
UntestedPositive
MCI due to ADhigh likelihood
Highest Positive Positive
MCIunlikely dueto AD
Lowest Negative Negative
Albert et al: 2011
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Alzheimers Disease Spectrum
MCI Due to AD
Preclinical AD
Dementia Due to AD
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Toward Defining the PreclinicalStages of Alzheimers Disease:
Recommendations from the National Institute onAging-Alzheimers Association Workgroups on
Diagnostic Guidelines for Alzheimers Disease
Reisa A. Sperling, Paul S. Aisen, Laurel A. Beckett, David A. Bennett,Suzanne Craft, Anne M. Fagan, Takeshi Iwatsubo, Clifford R. Jack, Jr,
Jeffrey Kaye, Thomas J. Montine, Denise C. Park, Eric M. Reiman,Christopher C. Rowe, Eric Siemers, Yaakov Stern, Kristine Yaffe,
Maria C. Carrillo, Bill Thies, Marcelle Morrison-Bogorad,Molly V. Wagster, Creighton H. Phelps
Alz and Dementia, 2011
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Preclinical AD
Diagnosticcategory
A(PET or CSF) Neuronal injury Clinical
Stage 1 Positive Negative Negative
Stage 2 Positive Positive Negative
Stage 3 Positive Positive Positive
Stage 0 Negative Negative Negative
Sperling et al: 2011
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Preclinical Stage1 2 3
NIA-AA Preclinical AD Staging in Relation toOur Hypothetical Model of Biomarkers
NormalB
iomarkerma
gnitude
A Neuronalinjury Cognitivesymptoms
Abnormal
Clinical disease stage
Cognitively normal MCI Dementia
Cut points
0
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Do the Criteria Work?
Mayo Clinic Study of Aging (MCSA)
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Mayo Olmsted County
Study of Aging
(U01 AG006786)
CP1265413-14
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Mayo Clinic
Study of Aging
CP1265413-14
Population-based study of 3000-
4000 nondemented persons age
50-89 years in Olmsted County, MN
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Mayo Clinic Study of Aging
F-U = follow-up
2004 06 08 10 12 14
Oct.
F-U Cycle 2
F-U Cycle 3
Enrollment
F-U Cycle 4
F-U Cycle 5Data analysis
Replencohort
Replencohort
Replencohort
Replencohort
F-U Cycle 6Data analysis
F-U Cycle 7Data analysis
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Mayo Clinic Study of Aging
F-U = follow-up
2004 06 08 10 12 14
Oct
F-U Cycle 2
F-U Cycle 3
Enrollment
F-U Cycle 4
n=2000
70 year olds
2011 12 13 14
n=2000
50 year olds
F-U Cycle 5
F-U Cycle 6
F-U Cycle 7
F-U Cycle 2
F-U Cycle 3
Enrollment
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CP1333643-2
Evaluation
Nurse/SC interview
ParticipantFamily history
Current medicationsDemographic information
Memory & orientationMedical history &risk assessment
Neuropsychiatric inventoryStudy partner
Clinical dementia ratingFunctional
assessment (FAQ)
Consent form
Blood draw
Clinical evaluation
Neurological evaluation
Consensus conference
Neurological history
Short test of mental status
Modified Hachinski scale
Prime MD (physician form)
Neurological examinationand modified UPDRS
Cognitive assessment
MemoryLogical memory (delayed)
Visual reprod (delayed)AVLT
Executive functionTrails A & B
Digit symbol substitution
VisuospatialPicture completion
Block designLanguage
Boston naming testCategory fluency
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Resources Acquired
4000 non-demented subjects3000 cognitively normal
800 MCI
2500 quantitative MRI scans
~ 4000 DNA samples
~ 4000 frozen plasma/serum samplesplus annual samples
Clinical and performance measures
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Extension of MCSA
Add new subjects older cohort
Add 1000+ subjects younger cohort
Continue annual clinical follow-ups
Continue serial MRI scans Collect annual plasma/serum
Perform 800 CSFs Perform 1200 FDG-PET scans
Perform 1200 PiB PET scans
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So, How Do the Criteria Fare inthe General Population?
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MCI Due to AD
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Assessing Biomarkers in theCommunity
Biomarker negativeAmyloid neg
FDG PET/MRI neg
Amyloid positive Neurodeg negAmyloid pos
FDG PET/MRI neg
Amyloid pos Neurodeg posAmyloid pos
FDG PET/MRI pos
Neurodegen onlyAmyloid neg
FDG PET/MRI pos
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2013 MFMER | 3270183-27
All MCI MCSAPopulation Frequencies
0
10
20
30
40
50
Petersen et al: Ann Neuro, 2013
%
Biomneg
Amyloidonly
Amyloid +neurodeg
Neurodegonly
sNAP
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MCSA aMCIAnnual Rates of Change
Petersen et al: Ann Neuro, 2013
NL
MCI
Biom
neg
Dementia
42%
50% 8%NL
MCI
Amyloid
positive
Dementia
64%
36% 0%
NL
MCI
Amyloid
+
Neurodegen
Dementia
78%
5% 17%NL
MCI
Neurodegen
only
(sNAP)
Dementia
42%
36% 22%
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2014 MFMER | 3320580-29
0
20
40
60
80
100
0 2 4 6 8
Risk of Dementia FollowingReversion to Normal
Years of follow-up
Cumulativein
cidence
ofdementia(%)
MCI with reversion vs normalHR = 6.6; P
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2013 MFMER | 3270183-30
aMCI
0
10
20
30
40
50
60
Petersen et al: Ann Neuro , 2013
MCSA
ADNI
%
Biomneg
Amyloidonly
Amyloid +neurodeg
Degenerativeonly
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Preclinical AD
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Preclinical AD
Diagnosticcategory
A(PET or
CSF)Neuronal
injury Clinical
Stage 1 Positive Negative Negative
Stage 2 Positive Positive Negative
Stage 3 Positive Positive Positive
Stage 0 Negative Negative Negative
Sperling et al: 2011
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Pre-clinical NormalPopulation Frequencies
Jack et al., Ann Neurol, 2012
%
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NIA-AA Preclinical AD Stagingin Relation to Our Hypothetical Model
of BiomarkersPreclinical Stage
1 2 3
Normal
Biomarkermagnitude
A Neuronalinjury
Cognitivesymptoms
Abnormal
Clinical disease stage
Cognitively normal MCI Dementia
Cut points
0
43% 16% 12% 3%
Jack et al: Lancet Neuro, 2010
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2014 MFMER | 3320580-35
Preclinical Alzheimers Diseaseand Its Outcome
A Longitudinal Cohort Study
Stephanie J. B. Vos; Chengjie Xiong; Pieter Jelle Visser;
Mateusz S. Jasielec; Jason Hassenstab;Elizabeth A. Grant; Nigel J. Cairns; John C. Morris;David M. Holtzman; Anne M. Fagan
Lancet Neurology 12:957, Oct 2013
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2014 MFMER | 3320580-36
Lancet Neurology 12:957, Oct 2013
Preclinical Alzheimers Disease
and Its Outcome:A Longitudinal Cohort Study
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2014 MFMER | 3320580-37
Pre-Clinical AD StagesNeuroimaging vs CSF
0
10
20
30
40
50Jack et al: MCSA, 2012
%
Vos et al: 2013
Stage 0 Stage 1 Stage 2 Stage 3 SNAP Uncl
Petersen, L Neur 2013
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Stage 0 Stage 1 Stage 2 Stage 3 SNAP0
10
20
30
40
50
%
2012 MFMER | 3205603-38
Preclinical Progression to MCI/DementiaMayo Clinic Study of Aging
Knopman et al., 2012
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2013 MFMER | 3309417-39
0.0
0.2
0.4
0.6
0.8
1.0
0 2 4 6 8 10 12 14
Progression to CDR >/= 0.5by Preclinical Alzheimers Disease Stage
Vos et al: Lancet Neurol 12:957, 2013
Follow-up (years)
NormalStage 1
Stage 2
Stage 3
SNAP Group
Cumulativei
ncidence
probab
ility
St 3
St 2
St 1
SNAPNL
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Amyloid-first and Neurodegeneration-first Profiles Characterize Incident
Amyloid PET Positivity
Clifford R. Jack, Jr., Heather J. Wiste, Stephen D.Weigand, David S. Knopman, Val Lowe, Prashanthi
Vemuri, Michelle M. Mielke, David T. Jones, Matthew L.Senjem, Jeffrey L. Gunther, Brian E. Gregg, Vernon S.
Pankratz, Ronald C. Petersen
Neurology, 2013; 81: 1732-1740
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Figure 1. Flow chart.
The CN groups in blue are the focus of this paper.
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Jack et al, Neurology, 2013
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2013 MFMER | 3266631-43
Changes in Imaging and ClinicalMeasures By Amyloid Status
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2013 MFMER | 3263944-44
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2013 MFMER | 3266631-45
Figure 1.
Linear trend of performance on the verbal memory composite (A) and the visual memory
composite (B) for HA-A, HA-A+, MCI-A, MCI-A+, and AD-A+ groups, from baseline
to 36 months.
Lim YY et al, Brain 2013.
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2013 MFMER | 3266631-46
Mayo Clinic Study of Aging
Role of amyloid status in progressionfrom healthy control to MCI in the
general population
Role of Amyloid in Predicting
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2013 MFMER | 3266631-47
Role of Amyloid in PredictingProgression in Imaging and Cognitive
Biomarkers
Amyloid positive vs. amyloid negative
Imaging biomarkers
PiB PET
FDG PET
MR ventricular volume
Cognitive measures
Global 4 cognitive domains
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BASELINECHARACTERISTICSOFSUBJECTSWITHSERIALDATACharacteristic Serial Cognitive Data
(n = 484)Serial Imaging Scans
(n = 200)Age, years, median (IQR) 78 (75, 82) 78 (75, 82)Male, no. (%) 269 (56) 121 (60)APOE e4 carrier, no (%) 120 (25) 57 (28)Education, years, median (IQR) 14 (12, 16) 14 (12, 16)Short Test Score, median (IQR) 35 (34, 37) 35 (33, 37)Cognitive domain z-scores, median (IQR)
Global 0.75 (0.16, 1.25) 0.71 (0.13, 1.23)Memory 0.70 (0.02, 1.38) 0.70 (-0.04, 1.32)Language 0.50 (-0.02, 1.02) 0.47 (-0.04, 0.99)Attention 0.59 (-0.00, 1.11) 0.59 (0.02, 0.99)Visuospatial 0.64 (0.02, 1.22) 0.61 (0.00, 1.20)
PIB ratio, median (IQR) 1.38 (1.31, 1.63) 1.38 (1.30, 1.61)FDG ratio, median (IQR) 1.40 (1.30, 1.50) 1.40 (1.30, 1.50)Hippocampal volume, cm3, median (IQR) 7.0 (6.4, 7.5) 7.0 (6.4, 7.5)Hippocampal volume/TIV, median (IQR) 0.47 (0.43, 0.52) 0.47 (0.42, 0.52)Number of follow-up visits, %
1 261 (54) 171 (86)2 181 (37) 28 (14)3 29 (6) 1 (0)4 10 (2) 0 (0)5 3 (1) 0 (0)
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2014 MFMER | 3320580-49
0.0 0.5 1.0 1.5 2.0
Change in STMS by PiB Over Time
Time (years)
ShortTestof
Mental
Status
2.92.7
2.5
2.3
2.1
1.9
1.7
1.5
1.3
Age=75, PIB-Age=75, PIB+
Age=82, PIB-Age=82, PIB+
PIB, P=0.002
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0.0 0.5 1.0 1.5 2.0
Change in Global Cognition by PiB OverTime
Time (years)
Globalz-s
core
Age=75, PIB-Age=75, PIB+
Age=82, PIB-Age=82, PIB+
PIB, P=0.02
0.0
-0.5
1.0
0.5
1.5
2.0
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2014 MFMER | 3320580-51
0.0 0.5 1.0 1.5 2.0
Change in Attention by PiB Over Time
Time (years)
Attentionz-score
Age=75, PIB-Age=75, PIB+
Age=82, PIB-Age=82, PIB+
PIB, P=0.005
0.0
-0.5
1.0
0.5
1.5
2.0
ApoE and PiB
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2014 MFMER | 3320473-52
Annual change
APOE4+, PIB+
APOE4+, PIB-
APOE4-, PIB+
APOE4-, PIB-
ApoE and PiBCognitive Measures
Global z-score Attention z-score Short Test MentalStatus
-0.1 0.0 0.1 -0.1 0.0 0.1 -1.0 -0.5 0.0 0.5
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2014 MFMER | 3320580-53
0.0 0.5 1.0 1.5 2.0
Change in PiB Levels by PiB Over Time
Time (years)
PiBratio
2.92.7
2.5
2.3
2.1
1.9
1.7
1.5
1.3
Age=75, PIB-Age=75, PIB+
Age=82, PIB-Age=82, PIB+
PIB, P0.001
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2014 MFMER | 3320580-54
0.0 0.5 1.0 1.5 2.0
Change in Ventricular Volume by PiBOver Time
Time (years)
Ventricularvolume(cm3)
40
Age=75, PIB-Age=75, PIB+
Age=82, PIB-Age=82, PIB+
PIB, P=0.001
30
60
50
ApoE and PiB
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2014 MFMER | 3320473-55
Annual change
APOE4+, PIB+
APOE4+, PIB-
APOE4-, PIB+
APOE4-, PIB-
ApoE and PiBImaging Biomarkers
PIB Ventricular volume
0.01 0.01 0.03 00.05 1 2 3 4
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2014 MFMER | 3320473-56
Education, PBI by ApoE Interaction andHippocampal Volume
0 1 2 3 4 5 6
Hazard ratio
Education (12 vs 16 yr)
Among ApoE4 - / PIB +
Among ApoE4+ / PIB +
PIB + ApoE4 + vs PiBApoE4-
Among PiB + APOE4 +
Among PiB - APOE4+
HV/TIV (P25 vs P75)
Evolving Field on Biomarkers
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Evolving Field on Biomarkers
Pre-clinical
Amyloid alone slow progressionAmyloid plus neurodegeneration
Amyloid plus ApoE4 additive
MCIAmyloid alone slow progression
Amyloid plus neurodegeneration
Mayo Clinic AD Research
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y
RochesterBrad Boeve
Dave Knopman
Cliff Jack
Val Lowe
Bob Ivnik
Mary MachuldaMichelle Mielke
Rosebud Roberts
Walter Rocca
Shane PankratzJenny Whitwell
Kejal Kantarci
Joe Parisi
Eric Tangalos
JacksonvilleNeill Graff-Radford
Steve Younkin
Dennis Dickson
John Lucas
Tanis Ferman
Rosa RademakersNilufer Taner-Erketin
Len Petrucelli
Guojin Bu
Otto Pedraza
ScottsdaleRick Caselli
Bryan Woodruff
Yonas Geda
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Thank You
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