Published as of Price Target 52-Week 52-Week Market2/12/2015 Ticker Rating 2/11/2015 Price Low High Cap ($M) ADV (M)

Anthony Vendetti (212-895-3802)Medical Devices CAP CAP Cutera Inc. CUTR Buy $12.34 $18.00 $8.06 $13.85 $178 0.0 Cynosure, Inc. CYNO Buy $30.51 $38.00 $18.63 $31.83 $660 0.2 PhotoMedex, Inc. PHMD Hold $1.60 - $1.01 $16.82 $30 0.5 Syneron Medical Ltd. ELOS Buy $10.04 $16.00 $8.32 $12.88 $368 0.1 Zeltiq Aesthetics, Inc. ZLTQ Buy $34.76 $39.00 $13.30 $35.90 $1,316 0.6Healthcare IT & Services Allscripts Healthcare Solutions Inc. MDRX Buy $11.62 $18.00 $11.00 $19.68 $2,095 2.6 Catamaran corporation CTRX Buy $52.27 $66.00 $36.98 $53.23 $10,846 1.4 Express Scripts, Inc ESRX Buy $84.79 $90.00 $64.64 $86.64 $62,228 3.8

Bryan Brokmeier, CFA (212-895-3845)Life Science Tools & Diagnostics Affymetrix Inc. AFFX Buy $11.14 $13.00 $6.25 $11.89 $820 0.9 Bruker Corporation BRKR Hold $18.73 - $17.26 $24.93 $3,156 0.9 diaDexus, Inc. DDXS Buy $0.44 $0.75 $0.28 $1.18 $25 0.2 Epigenomics AG ECX Buy 5.33 € 10.00 € 2.82 € 8.87 € 82.54 € 0.1 Exact Sciences Corp. EXAS Sell $25.78 $12.00 $10.69 $29.97 $2,284 1.8 Fluidigm Corporation FLDM Buy $37.45 $52.00 $21.71 $49.46 $1,058 0.2 Illumina, Inc. ILMN Buy $195.67 $255.00 $127.69 $213.33 $27,785 1.3 Laboratory Corp. of America Holdings LH Buy $116.73 $141.00 $89.94 $119.21 $9,864 1.3 Pacific Biosciences of California, Inc. PACB Buy $7.07 $11.00 $3.87 $8.78 $523 0.7 PerkinElmer, Inc. PKI Buy $45.93 $57.00 $38.96 $48.26 $5,188 1.0 Quest Diagnostics, Inc. DGX Buy $71.49 $88.00 $51.77 $72.86 $10,333 1.7 Sequenom, Inc. SQNM Buy $3.58 $7.00 $2.20 $4.19 $420 1.6 Trovagene, Inc. TROV Buy $5.06 $10.00 $2.97 $7.10 $119 0.1 Waters Corporation WAT Buy $118.75 $135.00 $93.56 $122.80 $9,889 0.5

Jason Kolbert (212-895-3516)Biotechnology Achillion Pharmaceuticals, Inc. ACHN Buy $11.23 $22.00 $2.45 $16.87 $1,126 6.7 ADMA Biologics, Inc. ADMA Buy $10.70 $18.00 $6.76 $14.00 $99 0.0 Aeterna Zentaris Inc. AEZS Buy $0.54 $2.00 $0.48 $1.54 $31 1.5 Agenus, Inc. AGEN Buy $4.93 $11.00 $2.27 $6.49 $309 1.5 Anavex Life Sciences Corporation* AVXL Buy $0.18 $7.00 $0.15 $0.60 $10 0.2 Athersys Corporation ATHX Buy $2.06 $9.00 $1.08 $4.11 $160 0.5 Bavarian Nordic, Inc. BAVA Buy $30.10 $42.00 $15.93 $38.50 $4,759 0.2 Benitec BioPharma BLT.AX Buy $0.85 $4.00 $0.52 $2.38 $98 0.3 BioLine Rx, Ltd. BLRX Buy $1.86 $8.00 $1.20 $3.09 $73 0.2 Bio-Path Holdings, Inc. BPTH Buy $2.27 $5.00 $1.90 $4.45 $203 0.1 Brainstorm Cell Therapeutics BCLI Buy $3.94 $14.00 $2.81 $8.47 $71 0.6 Catalyst Pharmaceutical Partners, Inc. CPRX Buy $3.46 $4.00 $1.70 $3.97 $274 0.7 Cesca Therapeutics, Inc. KOOL Buy $0.99 $7.00 $0.90 $2.61 $40 0.1 ContraFect Corp. CFRX Buy $4.14 $16.00 $2.50 $5.50 $84 0.0 Cytori Therapeutics, Inc. CYTX Buy $0.46 $7.00 $0.36 $3.47 $42 1.4 DelMar Pharmaceuticals Inc.* DMPI Buy $0.68 $8.00 $0.62 $1.60 $21 0.0 Foamix Pharmaceuticals Ltd. FOMX Buy $9.02 $38.00 $4.75 $11.00 $202 0.1 Galena Biopharma, Inc. GALE Buy $1.62 $7.00 $1.43 $5.30 $197 1.5 Galmed Pharmaceuticals GLMD Buy $6.69 $24.00 $4.58 $18.73 $74 0.1 Gilead Sciences, Inc. GILD Buy $99.98 $127.00 $63.50 $116.83 $149,870 17.2 ImmunoCellular Therapeutics, Inc. IMUC Buy $0.66 $4.00 $0.53 $1.52 $41 0.4 Inovio Pharmaceuticals, Inc. INO Buy $6.81 $20.00 $6.77 $15.80 $413 0.9 Intellipharmaceutics International, Inc. IPCI Buy $2.24 $7.00 $1.94 $5.18 $52 0.1 IsoRay, Inc. ISR Buy $1.38 $5.00 $0.67 $3.77 $76 0.9 Keryx Biopharmaceuticals, Inc. KERX Buy $11.30 $32.00 $10.85 $18.48 $1,143 1.6 Medgenics, Inc. MDGN Buy $7.87 $14.00 $3.68 $9.00 $189 0.1 Medivation MDVN Buy $103.06 $118.00 $54.37 $117.23 $8,000 1.0 Mesoblast Limited MSB-AU Buy $4.41 $14.00 $3.64 $6.07 $1,430 0.4 Momenta Pharmaceuticals, Inc. MNTA Sell $11.55 $7.00 $9.38 $18.38 $613 0.6 NeoStem Inc NBS Buy $3.47 $15.00 $3.08 $7.98 $124 0.4 Neuralstem, Inc. CUR Sell $3.29 $0.25 $2.12 $4.81 $289 0.7 Ocata Therapeutics, Inc. OCAT Hold $6.90 - $4.95 $12.73 $4.95 0.2 Omeros Corporation OMER Buy $20.54 $28.00 $9.76 $25.84 $764 0.4 OncoSec Medical Inc. ONCS Buy $0.38 $3.00 $0.33 $0.97 $94 1.0 Pluristem Therapeutics Inc. PSTI Buy $2.77 $8.00 $2.32 $4.36 $195 0.3 Provectus Pharmaceuticals Inc. PVCT Buy $0.81 $3.50 $0.30 $3.75 $146 0.4 Soligenix, Inc.* SNGX Buy $1.22 $3.00 $0.91 $2.49 $29 0.1 Stem Cells, Inc. STEM Buy $1.10 $5.00 $0.84 $2.43 $76 0.6

Maxim Group Coverage Universe

HEALTHCARE

Published as of Price Target 52-Week 52-Week Market2/12/2015 Ticker Rating 2/11/2015 Price Low High Cap ($M) ADV (M)

Jason Kolbert (212-895-3516)Biotechnology (Continued) Sophiris Bio, Inc. SPHS Buy $0.46 $4.00 $0.42 $4.08 $8 0.2 Sucampo Pharmaceuticals, Inc. SCMP Buy $15.25 $19.00 $5.80 $16.50 $675 0.3 Synthetic Biologics Inc. SYN Buy $1.86 $6.00 $1.16 $3.64 $135 0.6 Tekmira Pharmaceuticals Corp. TKMR Buy $21.95 $27.00 $8.86 $31.48 $490 2.0 Teva Pharmaceutical Industries Ltd. TEVA Buy $56.88 $66.00 $43.61 $61.90 $54,409 4.2 Vericel Corporation VCEL Hold $3.63 - $2.55 $7.00 $86 0.1 Vertex Pharmaceuticals VRTX Hold $108.62 $121.00 $59.79 $127.69 $26,260 1.6

Michael Diana (212-895-3641)BDCs Apollo Investment Corp. AINV Buy $7.47 $8.50 $6.80 $9.21 $1,768 2.3 Fifth Street Finance Corp. FSC Buy $6.86 $7.50 $6.80 $10.20 $1,052 1.5 Fifth Street Senior Floating Rate Corp. FSFR Buy $10.76 $12.75 $9.71 $15.10 $317 0.3 Full Circle Capital Corporation FULL Buy $4.32 $5.00 $4.22 $9.59 $52 0.1 Horizon Technology Finance Corp. HRZN Buy $14.01 $15.00 $12.17 $15.07 $135 0.0 Medley Capital Corporation MCC Hold $9.20 - $8.61 $14.60 $540 0.6 MVC Capital, Inc. MVC Buy $9.39 $15.50 $9.30 $14.90 $213 0.1 Oxford Lane Capital Corp. OXLC Buy $15.23 $16.00 $13.02 $19.18 $239 0.1 PennantPark Floating Rate Capital Ltd. PFLT Buy $13.66 $15.00 $12.69 $14.47 $204 0.1 Solar Senior Capital Ltd. SUNS Buy $15.64 $18.00 $14.51 $18.78 $180 0.0 THL Credit, Inc. TCRD Buy $11.36 $14.00 $10.71 $16.03 $385 0.2 TICC Capital Corp. TICC Buy $7.42 $9.75 $7.18 $10.57 $448 0.5REITS AG Mortgage Investment Trust MITT Buy $18.24 $21.00 $16.84 $20.09 $518 0.2 American Capital Agency Corp. AGNC Buy $21.48 $26.50 $21.04 $24.06 $7,578 4.0 American Capital Mortgage Investment Corp. MTGE Buy $18.24 $23.00 $18.22 $20.68 $933 0.5 Anworth Mortgage Asset Corp. ANH Hold $5.04 - $4.79 $5.53 $571 1.0 Apollo Residential Mortgage, Inc. AMTG Buy $15.59 $19.50 $15.41 $17.50 $500 0.3 Arlington Asset Investment Corp. AI Buy $24.76 $29.00 $24.22 $28.66 $558 0.3 ARMOUR Residential REIT, Inc. ARR Hold $3.12 - $3.08 $4.46 $1,102 3.6 Capstead Mortgage Corporation CMO Buy $11.71 $14.00 $11.66 $13.43 $1,122 0.9 CYS Investments, Inc. CYS Hold $8.62 - $8.10 $9.44 $1,397 1.7 Dynex Capital, Inc. DX Buy $8.25 $9.50 $7.75 $9.14 $452 0.3 Ellington Financial LLC EFC Buy $20.40 $25.50 $19.43 $25.58 $682 0.3 Gladstone Land Corporation LAND Buy $10.55 $17.00 $8.89 $14.50 $82 0.0 Hatteras Financial Corp. HTS Hold $17.85 - $17.78 $20.49 $1,726 0.8 Javelin Mortgage Investment Corp. JMI Hold $8.82 - $8.67 $14.84 $106 0.1 New York Mortgage Trust, Inc. NYMT Buy $7.60 $8.50 $7.00 $8.20 $788 1.5 Orchid Island Capital, Inc. ORC Buy $13.63 $14.50 $11.70 $14.99 $228 0.3 Wheeler Real Estate Investment Trust Inc. WHLR Buy $3.49 $5.50 $3.29 $5.16 $26 0.0 Redwood Trust, Inc. RWT Buy $19.87 $25.00 $15.97 $21.90 $1,655 0.6 Two Harbors Investment Corp. TWO Buy $10.15 $12.00 $9.60 $10.79 $3,716 2.6 Whitestone REIT WSR Buy $15.48 $17.50 $13.57 $16.30 $353 0.1Small-Mid Cap Banks BofI Holding, Inc. BOFI Hold $89.90 - $64.62 $106.55 $1,355 0.2 City National Corporation CYN Hold $88.96 - $67.35 $90.05 $4,874 0.6 Customers Bancorp, Inc. CUBI Buy $22.38 $26.00 $17.10 $23.09 $573 0.1 Cullen/Frost Bankers, Inc. CFR Buy $67.00 $80.00 $60.87 $82.00 $4,231 0.7 EverBank Financial Corp EVER Hold $17.98 - $16.56 $20.61 $2,224 0.3 First Internet Bancorp INBK Hold $16.07 - $14.25 $26.10 $71 0.0 First Republic Bank FRC Buy $55.68 $60.00 $44.56 $56.85 $7,206 0.9 Signature Bank SBNY Buy $124.18 $145.00 $101.87 $133.09 $6,248 0.3 SVB Financial Group SIVB Buy $123.71 $135.00 $91.54 $135.00 $6,300 0.4 Westamerica Bancorporation WABC Hold $42.38 - $40.57 $55.34 $1,091 0.1

Rick Snyder (212-895-3674)Retail Aéropostale Inc. ARO Hold $3.38 $6.00 $2.13 $7.74 $267 2.5 Chico's FAS, Inc. CHS Hold $18.24 $14.50 $14.39 $18.98 $2,790 2.1 J. C. Penney Company, Inc. JCP Sell $7.88 $4.00 $5.22 $11.30 $2,402 16.8 Kohl’s Corp. KSS Buy $69.47 $68.00 $50.52 $70.40 $14,034 3.0 Macy’s Inc. M Hold $64.76 $48.50 $52.54 $68.30 $22,361 4.9 Michael Kors Holdings Ltd. KORS Hold $71.02 $65.00 $65.10 $101.04 $14,258 3.9 Nordstrom, Inc. JWN Hold $79.03 $63.00 $57.30 $80.54 $15,035 1.3 Ralph Lauren Corporation RL Hold $135.17 $130.00 $134.34 $187.49 $8,304 1.1 Ross Stores, Inc. ROST Hold $94.82 - $61.83 $97.78 $19,769 1.5 The Children's Place Retail Stores, Inc. PLCE Buy $59.29 $60.00 $44.54 $64.16 $1,257 0.4 Urban Outfitters, Inc. URBN Hold $37.66 $26.00 $27.89 $40.67 $4,958 2.6

FINANCIAL SERVICES

HEALTHCARE (Continued)

CONSUMER

Published as of Price Target 52-Week 52-Week Market2/12/2015 Ticker Rating 2/11/2015 Price Low High Cap ($M) ADV (M)

John Tinker (212-895-3735)Media AMC Networks Inc. AMCX Buy $67.50 $80.00 $52.73 $78.39 $4,092 0.7 Barnes & Noble Inc. BKS Buy $24.25 $32.00 $15.38 $24.95 $1,461 0.7 Carmike Cinemas, Inc. CKEC Buy $28.15 $38.00 $24.00 $36.22 $687 0.3 Comcast Corporation CMCSA Hold $57.78 - $47.74 $59.30 $124,248 16.6 Grupo Televisa S.A.B. TV Buy $33.00 $44.00 $27.42 $37.83 $18,696 1.4 Hemisphere Media Group, Inc. HMTV Buy $12.70 $18.00 $9.83 $14.36 $154 0.0 Liberty Media Corporation LMCA Buy $36.96 $64.00 $31.03 $37.79 $3,861 1.1 Live Nation Entertainment, Inc. LYV Buy $24.59 $28.00 $19.61 $27.42 $4,934 1.1 Madison Square Garden, Inc. MSG Buy $77.33 $85.00 $48.16 $79.37 $4,890 0.6 Pandora Media, Inc. P Hold $14.93 - $14.56 $40.44 $3,107 7.4 RR Media RRST Buy $7.14 $12.00 $6.06 $9.60 $124 0.0 SFX Entertainment Inc. SFXE Buy $3.43 $9.00 $3.13 $8.99 $318 0.7 Sirius XM Radio Inc. SIRI Buy $3.81 $5.00 $2.98 $3.82 $21,265 32.6 Starz STRZA Hold $31.76 - $27.31 $34.53 $3,001 0.9 Viacom Inc. VIAB Buy $67.15 $88.00 $63.11 $89.76 $23,850 3.6 Vringo, Inc. VRNG Buy $0.80 $7.00 $0.46 $4.49 $75 1.0Internet IAC/InterActiveCorp IACI Buy $61.68 $71.00 $56.50 $80.64 $4,812 1.0 Rocket Fuel, Inc. FUEL Sell $13.35 $10.00 $12.27 $59.62 $561 0.7 TubeMogul, Inc. TUBE Buy $13.66 $22.00 $8.15 $23.83 $407 0.3

Brian Kinstlinger, CFA (212-895-3578)Software & Services Applied DNA Sciences Inc. APDN Buy $3.45 $9.00 $2.02 $9.42 $60 0.1 CACI International Inc. CACI Buy $85.64 $101.00 $67.01 $91.80 $2,069 0.2 Engility Holdings, Inc. EGL Buy $46.40 $61.00 $30.22 $48.06 $816 0.1 iGATE Corporation IGTE Buy $37.99 $47.00 $28.58 $42.90 $3,072 0.2 KEYW Holding Corp. KEYW Buy $9.23 $16.00 $8.36 $23.09 $347 0.3 Mantech International Corp MANT Buy $34.21 $45.00 $26.09 $34.46 $824 0.1 MAXIMUS, Inc. MMS Buy $58.26 $70.00 $37.94 $60.00 $3,837 0.4 NIC Inc. EGOV Hold $15.61 $16.00 $15.00 $21.41 $1,019 0.3 Perficient Inc. PRFT Buy $18.98 $23.00 $14.05 $21.18 $653 0.2 Syntel, Inc. SYNT Buy $44.36 $106.00 $38.26 $48.61 $3,714 0.2 Tyler Technologies, Inc. TYL Buy $112.61 $127.00 $74.37 $116.48 $3,720 0.3 Virtusa Corp. VRTU Buy $38.45 $44.00 $31.09 $42.50 $1,138 0.1 WNS (Holdings) Ltd. WNS Buy $22.76 $29.00 $17.11 $24.43 $1,177 0.1

Nehal Chokshi (212-895-3642)Enterprise & Consumer Technology Dot Hill Systems Corp. HILL Buy $4.33 $7.00 $2.91 $6.06 $262 0.2 EMC Corporation EMC Hold $27.26 $28.00 $24.75 $30.92 $55,472 13.9 NetApp, Inc. NTAP Buy $39.79 $48.00 $33.34 $44.28 $12,402 2.7 Nimble Storage, Inc. NMBL Hold $21.97 $28.00 $19.17 $58.00 $1,641 0.7 Violin Memory, Inc. VMEM Buy $3.99 $8.00 $3.04 $5.55 $373 0.8 VMware, Inc. VMW Buy $81.65 $100.00 $73.65 $112.89 $10,643 2.0

William Bremer (212-895-3835)Industrials & Infrastructure A.O. Smith Corporation AOS Buy $62.24 $68.00 $44.14 $62.39 $5,573 0.5 Acorn Energy, Inc. ACFN Buy $0.63 $3.00 $0.47 $3.83 $17 0.2 EnerSys ENS Hold $60.76 - $50.63 $74.17 $2,684 0.3 ENSERVCO Corp. ENSV Buy $1.91 $4.00 $1.30 $4.02 $71 0.2 Flowserve Corporation FLS Buy $57.10 $68.00 $52.75 $82.24 $7,766 1.7 MasTec Inc. MTZ Buy $20.02 $27.00 $17.95 $44.80 $1,639 1.4 MRC Global, Inc. MRC Buy $12.58 $18.00 $10.20 $29.70 $1,284 2.1 MYR Group Inc. MYRG Buy $26.04 $32.00 $22.19 $28.33 $541 0.1 Profire Energy, Inc. PFIE Buy $2.59 $4.00 $2.08 $5.89 $137 0.2 PowerSecure International, Inc. POWR Hold $9.95 - $6.41 $27.44 $223 0.3 Quanta Services Inc. PWR Buy $28.53 $42.00 $25.34 $37.49 $6,062 2.3 Quest Resource Holding Corporation QRHC Buy $1.29 $1.80 $1.21 $6.23 $144 0.1 Woodward WWD Buy $48.13 $58.00 $40.09 $55.76 $3,129 0.3

Research Associates Daniel Akivis (212-895-3509) Jason McCarthy, Ph.D. (212-895-3556) Robert LeBoyer (212-895-3784)

TECHNOLOGY / MEDIA / TELECOM

INDUSTRIALS & INFRASTRUCTURE

Published as of Price Target 52-Week 52-Week Market2/12/2015 Ticker Rating 2/11/2015 Price Low High Cap ($M) ADV (M)

Aemetis, Inc. AMTX NR ADGS Advisory Limited* ADGS NR $0.50 - $0.10 $3.99 $14 0.0 Advanced Inhalation Therapies Ltd. AIT NR $42.11 - $39.76 $52.62 $1,731 0.2 Andromeda Biotech Ltd. N/A NR BioHeart, Inc. BHRT NR $0.01 - $0.01 $0.08 $6 1.7 BioTime BTX NR $3.90 - $2.21 $4.64 $324 0.2 CalAmp Corp. CAMP NR $18.27 - $14.74 $34.85 $662 0.7 Clean Coal Technologies, Inc. CCTC NR $0.07 - $0.04 $1.02 $3 0.1 Coffee Holding Co., Inc. JVA NR $5.08 - $4.50 $8.58 $33 0.1 Critical Outcome Technologies Inc.* COT NR $0.18 - $0.16 $0.34 $21 0.0 Cytomedix CMXI NR N/A - N/A N/A N/A N/A Echo Therapeutics, Inc. ECTE NR $2.68 - $0.39 $3.68 $34 0.1 FluoroPharma Medical, Inc. FPMI NR $0.35 - $0.33 $0.92 $10 0.0 Intec Pharma Ltd. INTP NR ILS 0.5 - ILS 0.4 ILS 1.1 ILS 142.8 0.6 Itamar Medical Ltd. ITMR NR ILS 1.8 - ILS 1.5 ILS 2.7 ILS 327.5 0.3 MagneGas Corporation MNGA NR $0.71 - $0.42 $2.45 $26 0.4 Medifocus, Inc.* MDFZF NR $0.03 - $0.03 $0.22 $4 0.1 Medigus Ltd. MDGS NR ILS 0.3 - ILS 0.3 ILS 0.7 ILS 71.0 0.3 Milestone Scientific Inc. MLSS NR $3.00 - $1.17 $3.00 $64 0.0 NanoViricides Inc. NNVC NR $2.69 - $2.47 $4.77 $157 0.2 NeuroDerm Ltd. NDRM NR $10.57 - $5.67 $19.07 $180 1.3 Opexa Therapeutics, Inc. OPXA NR $0.72 - $0.68 $2.20 $20 0.1 Organovo Holdings, Inc. ONVO NR $6.08 - $5.12 $10.84 $489 1.0 Osiris Therapeutics, Inc. OSIR NR $14.87 - $11.80 $17.60 $510 0.1 RedHill Biopharma Ltd. RDHL NR ILS 5.0 - ILS 2.9 ILS 6.8 ILS 436.7 0.2 ReNeuron Group RENE NR $3.75 - $2.75 $4.39 $67 3.3 Tengion, Inc. TNGN NR $0.00 - $0.00 $0.31 $0 0.4 Vascular Biogenics Ltd. VBLX NR $11.15 - $9.02 $11.20 $207 N/A Verity Corp.* VRTY NR $0.04 - $0.01 $0.51 $0 0.0 Warren Resources, Inc. WRES NR $1.20 - $1.00 $7.02 $97 2.3 XTL Biopharmaceuticals, Ltd. XTLB NR ILS 0.4 - ILS 0.3 ILS 0.8 ILS 95.2 0.3

Ardmore Shipping Corporation ASC Suspended Arno Therapeutics* ARNI Suspended athenahealth Inc. ATHN Suspended Baltic Trading Limited BALT Suspended Cerner Corporation CERN Suspended CorMedix Inc. CRMD Suspended Darling International Inc. DAR Suspended Dendreon Corp. DNDN Suspended Deyu Agriculture Corp. DEYU Suspended DHT Holdings, Inc. DHT Suspended Diana Shipping Inc. DSX Suspended D/S Norden DNORD Suspended EQT Corporation EQT Suspended Euroseas Ltd. ESEA Suspended Genco Shipping & Trading GNK Suspended Glori Energy, Inc. GLRI Suspended Harvard Apparatus Regenerative Technology Inc. HART Suspended Hemispherx Biopharma, Inc. HEB Suspended Idenix Pharmaceuticals, Inc. IDIX Suspended LivePerson Inc. LPSN Suspended Magic Software Enterprises Ltd. MGIC Suspended National Fuel Gas Co. NFG Suspended Navios Maritime Acquisition Corp NNA Suspended NetSol Technologies, Inc. NTWK Suspended Nile Therapeutics, Inc. NLTX Suspended Nordic American Tankers Ltd. NAT Suspended NovaBay Pharmaceuticals NBY Suspended Oculus Innovative Sciences, Inc. OCLS Suspended Paragon Shipping Inc. PRGN Suspended Quality Systems Inc. QSII Suspended Scorpio Tankers Inc. STNG Suspended Star Bulk Carriers Corp. SBLK Suspended StealthGas, Inc. GASS Suspended Tsakos Energy Navigation Ltd. TNP Suspended UBIC, Inc. UBIC Suspended U.S. Geothermal Inc. HTM Suspended Williams Companies, Inc. WMB Suspended * Institutional Use Only

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