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Materials by Computational Design – A Bottom Up Approach Anderson Janotti Department of Materials Science and Engineering University of Delaware Group members: Dr. Zhigang Gui Dr. Lu Sun 1 Email: [email protected] Dupont Hall Rm 212 Abhishek Sharan Atta Rehman Iflah Laraib Shoaib Khalid Tianshi Wang Wei Li

Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

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Page 1: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Materials by Computational Design – A Bottom Up Approach

Anderson Janotti

Department of Materials Science and EngineeringUniversity of Delaware

Group members:Dr. Zhigang GuiDr. Lu Sun

1

Email: [email protected] Hall Rm 212

Abhishek SharanAtta RehmanIflah Laraib

Shoaib KhalidTianshi WangWei Li

Page 2: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Acknowledgements:

Dr. Zhigang GuiDr. Lu Sun

Abhishek SharanWei Li Tianshi Wang

Iflah Laraib Shoaib KhalidAtta Rehman

Postdoctoral researchers PhD students

Computational resources

UD HPC (Farber)

NSF XSEDE (Stampede, Bridges)

Funding

Page 3: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Outline

Introduction to our research at UD

Overview of Density Functional Theory

DFT codes

VASPQuantum Espresso

Applications

Page 4: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Materials Theory at MSEG

Oxides:TCOs

Complex oxidesMott insulators

Transistors

PhotovoltaicsCIS, CIGS

Chalcogenides Perovskites

Half-HeuslersTopological insulators

Weyl semimetals

Rare-earth arsenides

IR detectorsThermoelectrics

III-V’s dilute

Bismides

Hydrogen impurities multicenter

bonds

2D materials MoS2 In2Se3

First-principles methods

Density Functional Theory

Quantum information Spin centers

Superconducting qubits

Page 5: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

The role of computation

Paul Dirac, 1929

“The underlying physical laws necessary for the mathematical theory of a large part of physics and the whole of chemistry are thus completely known, and the difficulty is only that the exact application of these laws leads to equations much too complicated to be soluble.”

Page 6: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

The role of computation

Paul Dirac, 1929

“The underlying physical laws necessary for the mathematical theory of a large part of physics and the whole of chemistry are thus completely known, and the difficulty is only that the exact application of these laws leads to equations much too complicated to be soluble.”

“It therefore becomes desirable that approximate practical methods of applying quantum mechanics should be developed, which can lead to an explanation of the main features of complex atomic systems without too much computation.”

Page 7: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

The role of computation

Emergent Phenomena

“The behavior of large and complex aggregates of elementary particles, it turns out, is not to be understood in terms of simple extrapolation of the properties of a few particles. Instead, at each level of complexity entirely new properties appear, and the understanding of the new bevaviors requires research which I think is as fundamental in its nature as any other”

Page 8: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Interacting electrons in an external potential (given by the nuclei)

H = �X

i

~22me

r2i �

X

i,I

ZIe2

|ri �RI|+

1

2

X

i 6=j

e2

|ri � rj|

�X

I

~22MI

r2I +

1

2

X

I 6=J

ZIZJe2

|RI �RJ|

First-principles approach

8

Page 9: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Interacting electrons in an external potential (given by the nuclei)

H = �X

i

~22me

r2i �

X

i,I

ZIe2

|ri �RI|+

1

2

X

i 6=j

e2

|ri � rj|

�X

I

~22MI

r2I +

1

2

X

I 6=J

ZIZJe2

|RI �RJ|

H| >= E| >

9

Many-body Schrödinger equation

First-principles approach

Page 10: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Interacting electrons in an external potential (given by the nuclei)

H = �X

i

~22me

r2i �

X

i,I

ZIe2

|ri �RI|+

1

2

X

i 6=j

e2

|ri � rj|

�X

I

~22MI

r2I +

1

2

X

I 6=J

ZIZJe2

|RI �RJ|

Omitting this term, the nuclei are a fixed external potential acting on the electrons

Essential for charge neutrality - classical term that is added to the electronic part

Easy to write, too difficult to solve H| >= E| >10

First-principles approach

Page 11: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Many-body Schrödinger equation

11 From Martijn Marsman

Page 12: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Density functional theoryHohenberg-Kohn (1964)

The total energy of the ground-state of a many-body system is a unique functional of the particle density

E0 = E[(r)]

The functional has its minimum relative to variations of theparticle 𝛿n0(r) at the equilibrium density n0(r)

E0 = E[(r)] = min{E[(r)]}

�E[n(r)]

�n(r)|n(r)=n0(r) = 0

12

Page 13: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

n0(r) =X

X

i

|��i (r)|2

Density functional theory

The Kohn-Sham Ansatz (1965)

Replace original many-body problem with an independent electron problem - that can be solved

Exchange-CorrelationFunctional - Exact theory but unknown functional

EKS =1

2

X

X

i

|r��i |2 +

ZdrVext(r)n(r) + EH [n] + EII + Exc[n]

Equations for independentparticles - soluble

13

Page 14: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

n0(r) =X

X

i

|��i (r)|2

�EKS

���⇤i

= 0 <��i |��0

i > = �i,j��,�0

Density functional theory

EKS =1

2

X

X

i

|r��i |2 +

ZdrVext(r)n(r) + EH [n] + EII + Exc[n]

Assuming a form for Exc[n] Minimizing energy (with constraints) -> Kohn-Sham Eqs.

The Kohn-Sham (1965)

required by the Exclusion principle for independent particles

[�1

2r2 + V �

KS(r)]��i (r) = "�i �

�i (r)

14

Page 15: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Approximations to EXC[n]

• Local Density Approximation - LDA- Assume the functional is the same as a model problem – the homogeneous

electron gas

• Generalized Gradient approximation - GGA- Various theoretical improvements for electron density that varies in space

Exc

= Ex

+ Ec

ELDAx

[n] = �3

4

✓3

◆1/3 Zn(r)4/3dr

- EXC has been calculated as a function of density using quantum Monte Carlo methods Ceperley-Alder (1980) and parameterized by Perdew-Zunger (1981)

ELDAxc

[n] =

Zdrn(r)"

xc

(n)

EGGAxc

[n] =

Zdrn(r)"

xc

(n,rn)

PBE: J. P. Perdew, K. Burke, and M. Ernzerhof (1996)15

Page 16: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Self-consistent Kohn-Sham Equations

[�1

2r2 + V �

KS(r)]��i (r) = "�i �

�i (r)

initial guess, density n

construct K-S potential

solve K-S equations

V �KS(r) = Vext(r) +

�EH

�n(r,�)+

�Exc

�n(r,�)

= Vext(r) + VH(r) + V �xc(r)

is n self-consistent?

obtain new density n(r) =X

X

i

|��i (r)|2

No

Yes output total energy, forces, eigenvalues, ….16

Page 17: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

N-electron sytems

From Martijn Marsman

Page 18: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

From Martijn MarsmanTake advantage of fast Fourier Transforms

Page 19: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Plane wave expansion, solve for the planewave coefficients

Taking the problem to the k space

matrix diagonalization techniques

Page 20: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

List of quantum chemistry and solid-state physics software

https://en.wikipedia.org/wiki/List_of_quantum_chemistry_and_solid-state_physics_software

Page 21: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Our lab

Farber - HPC-UD

XSEDE - NSF

Stampede - TACC

Bridges - PSC

Page 22: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Our lab

120 nodes2000 cores (20 cores/node)6.4 TB

Allocation: 10 regular nodes200 cores

Farber - HPC-UD

Page 23: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Farber at UD

Page 24: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Our lab - Stampede - TACC (NSF XSEDE)

Stampede - TACC- Texas

10 PFLOPS (PF)6400 nodes16 cores/node32GB/node

Page 25: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Our lab - Bridges, PSC (NSF XSEDE)

Current allocation: 2,000,000 cpu hours/year

Bridges - PSC - Pittsburg

https://www.psc.edu/index.php/resources/computing/bridges

3 classes of compute nodes: - 4 Extreme Shared Memory (ESM) nodes, HP Integrity Superdome X servers with 16 Intel Xeon EX-series CPUs and 12TB of RAM; - tens of Large Shared Memory (LSM) nodes, HP DL580 servers with 4 Intel Xeon EX-series CPUs and 3TB of RAM; - hundreds of Regular Shared Memory (RSM) nodes, each with 2 Intel Xeon EP-series CPUs and 128GB of RAM.

Page 26: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

DFT codes in our lab

Vienna ab initio simulation package (VASP)

Quantum Expresso

ABINIT

https://www.vasp.at/

http://www.quantum-espresso.org/

plane wave codes

http://www.abinit.org/

Page 27: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Code: Vienna Ab Initio Simulation Package (VASP)

Page 28: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

VASP files (fortran)

Page 29: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

VASP - Makefile

Makefile

MPIIntel fortran(algo works with PG and GNU)MKL library

Recently has been ported toGPU

Page 30: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

largest system we tried on farber

pentacene crystal

576 atoms352 C224 H

1632 electrons

Page 31: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Scaling tests on stampede (VASP)

Ex.: EuTiO3 160 atoms

ideal

Page 32: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Applications

Page 33: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Problems that have been addressed using first-principles calculations

Point defects, doping

Heterostructures

Surfaces

Defect formation energies, transition levels, optical absorption/emission

Interface energies, band alignmentsSurface energies, reconstructions

N-V center in diamondGdTiO3/SrTiO3 superlattices

metal-oxide-semiconductor device

Interfaces

Quantum wells, two-dimensional electron gases,magnetic ordering

Page 34: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Electronic structure - comparison with experiment

Comparison between HSE03+G0W0 QP energies (green dots) with soft X-ray angle- resolved photoemission spectroscopy measurements [M. Kobayashi et al (2008)]

ZnO - GW band structure vs. Photoemission

34

Page 35: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Doping: Why N cannot lead to p-type ZnO

35

Spin density - unpaired electron

• Localization of hole on nitrogen atom

• Axial orientation

• Explains electron paramagnetic resonance measurements

Carlos, Glaser, and Look Physica B 308, 976 (2001)

Garces, et al. , APL 80, 1334 (2002)

Lyons, Janotti, and Van de Walle, APL 95, 252105 (2009)

• Deep acceptor

• Predicted absorption and emission energies confirmed by experiments

Optical absorption/emission

Tarun, Iqbal, and McCluskey, AIP Advances 1, 022105 (2011)

Page 36: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Carbon in GaN and the source of yellow luminescence

36

Lyons, Janotti, and Van de Walle Appl. Phys. Lett. 97, 152108 (2010)

Calculated

T. Ogino and M. Aoki Jpn. J. Appl. Phys. 19, 2395 (1980)

• Emission peak: 2.14 eV

CN gives rise to YL

•Absorption: 2.95 eV

• Zero-phonon line: 2.60 eV

•Relaxation energies ~0.4 eV

PhotoluminescenceGaN 77 K

Page 37: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Luminescence lines shapes - direct comparison with experiments

Page 38: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Complex oxides

38

Kan et al, Nature Materials 4, 816 (2005)

Bulk SrTiO3

Oxygen vacancies as causes of deep-level luminescence and conductivity?

SrTiO3/GdTiO3 heterostructures

Zhang et al, Phys. Rev. B 89, 075140 (2014)

Transition from a 2DEG to insulator as STO thickness decreases?

Page 39: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Sources of deep-level luminescence in STO

39

Kan et al, Nature Materials 4, 816 (2005)

Janotti et al, Phys. Rev. B 2014

Page 40: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Solution of the Schrödinger-Poisson problem for very large systems using first-principles data as input parameters

SrTiO3 GdTiO3GdTiO3

LHB

UHB

EV

EC

Input parameters from first-principles calculations:Effective massesBand offsetsDielectric constants (from exp.)

Each interface holds a 2DEG with density of 3.3x1014 cm-2

= 1/2 electron per interface unit cell

Page 41: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Metal-insulator transition in ultra-thin SrTiO3 QW

41

SrTiO3/GdTiO3 heterostructures

Zhang et al, Phys. Rev. B 89, 075140 (2014)

Transition from a 2DEG to insulator as STO thickness decreases

Page 42: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

SrTiO3 quantum well: 6 SrO layers

Ferromagnetic metal

Stoner criterion D(EF)U > 1

Energy

Excess charge uniformly distributed on the SrTiO3 layer

charge density on the STO layer

-0.5

0

0.5

1.0

1.5

2.0

2.5

X Γ M/2

Ener

gy (e

V)

Fermilevel

High density of states at the Fermi level in the unpolarized system

2DEGmetallic

Janotti et al, submitted

Page 43: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

-0.5

0

0.5

1.0

1.5

2.0

2.5

X Γ M/2

Ener

gy (e

V)

SrTiO3 quantum well: 3 SrO layers

Ferromagnetic metal

Energy

1/4 electron per Ti

100% polarization

metallic

Janotti et al, submitted

Page 44: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

SrTiO3 quantum well: 2 SrO layers

-0.5

0

0.5

1.0

1.5

2.0

2.5

X Γ M/2

Ener

gy (e

V)

Insulator!

Charge density on STO layer sufficiently high so that on-site repulsion leads to localization

gap

Energy

1/3 electron per Ti

Electrons localize at the interface

Empty dispersive band from the middle TiO2 plane

Charge ordering on the TiO2planes at the interface

Janotti et al, submitted

Page 45: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

SrTiO3 quantum well: 1 SrO layer

-0.5

0

0.5

1.0

1.5

2.0

2.5

X Γ M/2

Ener

gy (e

V)

Insulator!Energy

Charge density on STO layer sufficiently high so that on-site repulsion leads to localization

1/2 electron per Ti

gap

Charge ordering on the TiO2planes next to the SrO layer

Janotti et al, submitted

Page 46: Materials by Computational Design – A Bottom Up Approach€¦ · SrTiO3 quantum well: 6 SrO layers Ferromagnetic metal Stoner criterion D(EF)U > 1 Energy Excess charge uniformly

Current problems of interest

2D materialsIn2Se3 InBiMoS2

Memristor materialsNeuromorphic computing

Complex-oxide heterostructures

Half-heusler compounds

Materials for solid oxide fuel cells

Metal-semiconductor composites