Marvin E Aspen Financial Disclosure Report for 2009

8/3/2019 Marvin E Aspen Financial Disclosure Report for 2009

1/8

FINANCIAL DISCLOSURE REPORT R ~ p o r t R e q u i r e d b y the Ethicsin Government Act of 2978FOR CALENDAR YEAR 2009 (s v.zc. a p p . 1 o 1 - 1 1 01. Person R eporting (last name, first, middle initial) 2. Courl or OrganiT.ation 3. Date of Reper~Aspen, Marvin E. U.S. DISTRICT COURT 06/2912010

4. Title (Article 1~[ judges indicate active or senior star,is; 5a. Report Type (check appropriate ~pe) 6. Reporting Periodmagistrate judges indicate full- of part-time) [] Nomination, Date 01/01/2009UNI~EDSTATESDISTRICTJ [] In.itial [] Annual [] Final to12/31/2009

5b. [] AmendedReport7. Chambers or Office Address 8. OR the b asis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in cmnpliance219 SOUTI~I DEARBORN STREET with applicable law~ and regulations.ROOM 2578CHICAG O, IL 60604 Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ( R e p o r , i n g individual only; see pp. 9-13 of filing instrt, clions.)[~] NONE two reportable positions.)

POSITRON N A M E O F O R G A N I Z A T I O N /E N T I T Y1. BOARD OF DIRECTORS/TREASURER AMERICAN BAR ASSOCIATION/AMERICAN BAR ASSOCIATIONRETIREIvl~NT FUNDS

3.4.

5.

I L A G R E E M E N T S . (Reporttng tndividual onty; seepp. 14-16 of f!ting lnstrucfions.)~] NONE (No reportable agreements.)

P ARTIES1.2.


2/8

FINANCIAL DISCLOSURE REPORT S a m e o f P e r s o n Reporting Date of ReportPage 2 of 8 Aspen, Marvin E, 06/29/2010

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; See pp. 17-24 off dine instracaons.)A. Filers Non-lnvestment Income

NONE ~o reportable non-investment income.)D A T E SO~CE A~ ~E ~OME(you~, not spo~es)

1. 2009 STATE OF ~L~OtS @ENSIO~ $22,470.002, 2009 THE RU~R GRO~ ~OY~T~S) $2,131.00

3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - lf you ~ve re monied during any portlon of the reporting year, complete this sectior~( D o l la r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a 3[---] N O N E (No reportable non-investment income.) .

DATE SOI,JR,QE AND TYPE1. 2009 FROSCH TRAVEL AGENCY (Salary)2.3.4.

I V . R E I M B U R S E M E N T S - - ,r .n , ,p o , t . ,I o ~ , I o d g i n ~ , f o o a . entertaimnenL( I n c lu d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n : s e e p p . 2 5 - 2 7 o f fi l in g i m t r u c t i o n s .)~] NONE (No reportable reimbursements.)

SOURCE D A T E S LOCATION PU R POS E ITEMS PAID OR PROVIDED1. AMERICAN BAR 23t4-8/09 Scottsdale, AZ Meeting Travel-related expenseslcoach air; hotel;ASSOCIATION AND ABA mealsR.ETIREMENT FUNDS

2. AIvIERICAN BAR 9/09-13/09 Pinehurst, NC Meeting Travel-related ex penses/coach air, hotel,ASSOCIATION AND ABA mealsRETIREMENT FUNDS3. AME1LICAN BAI!. 12/01-06/09 Naples, FL lVleeting Travel-related ex penses/coach air, hotel,ASSOCIATION AND ABA mealsRETIREMENT FUNDS4.5.


3/8

FINANCIAL DISCLOSURE REPORT Name of Person Report ing] Date of Reportage 3 of 8 A s p e n , M a r v i n E . 0 6 / 2 9 / 2 0 1 0

V. GIFTS. a~NO~ ~o reportable g~s.)

SO~CE DESCR~ON VALUE1 .2.3.4.5.

V I . L I A B I L I T I E S . a , ~ ~ e s , h o s ~ o ~ . .. . .. . d depe,,dent children; see p p . 3 2 - ~ 3 of filing in$truction~.)NONE (]go reportable liabilities.)

CREDITOR DESCRIPTION VALU~ CODE1 .2.3.4.

5.


4/8

D IS C LO S U RE R E P O RTPage 4 of 8 o 6 n 9 / 2 O l O

V I I . I N V E S T M E N T S a n d T R U S T S - ~nco .... l~,, t ..... lions (Includes those of sp ..... d dtpet, d~nt children; seep~o. 34-60 of.filing lnstructlotts.)N O N E (No reportable income, assets, or transactions.)A. B. C. ! D.

Description of Ass~:ts Income during i Gr~s value at end i Transactions during reporting period(including mist assets) reporting period I of repot|lug period(l~ (~) (l) [ (2~

l:qace "(X)" after each asset Amount I Type (e.g., V alue Valuc i Typ~ (e.g. , Date [ VaLue Gain [ Idcnlity ofexempt from prior disclosura Code 1 i div.,rent, i Code 2 1 Method i buy, sell, mn~dd/yy I Code2 Code 1 i buyer/sellerI or iot.).) Code 3 i redemption) , i (J-P) (A-H) i (ifprivate(Q-Vv3 I ] , transaction)

1, J.P. MORGAlq CHASE C baterest M T

2. FZRST BANK OF HIG HLAND PARK A I n t e r e s t J T3, AMERJCAN TELEPHONE & A Dividend Sold 09/30/09 J ATELEGRAPH CO. (COMM ON STOCK)4. EXXOIq l v lO B I L C O R P O R A T I O N B Div L T(COM1MON STOCK)5, PACIFIC GAS & ELECTRIC CO. A Dividend J T(COMIMON STOCK)6. PFIZER, 12qC. (COMMON STOCK ) C Di v Sold 9/30/09 K D7. RJ. REY NOLDS-NABISCO CO. A Div S o l d 0!}/30/09 J A( C O M M O N S T O C K )8, COMMERCIAL BUILDlaqG, D Dividend L UNORTHBROOK , IL (LTD PTNRSHP)9. SBC COM MLrNICATIONS (COMMON B Div K TSTOCK)

1 0 , BELL SOUTHERN (COMM ON STOCK) B Div K T1 I. BSV (LIM ITED PARTNERSHIP) F Dividend L U1 2 . MICROSOFT CORP. A Dividend Sold 09/30/09 J A1 3 . NASDAQ 100 TRUST SERI A D i v i d e n d J T1 4 . M ANUAL FI]qANCIAL CORP A Dividend J T1 5 . EDEAR.S, INC. X A Dividend J T1 6 . 1 3 x , r I E G R Y S E N E R G Y G R O U P X A D i v i d e n d J T1 7 . I_NTEL CORP X A Dividend J T


5/8

FINANCIAL DISCLOSURE REPORT ~ a m e o V e r s o n R e p o r t i n g ~ateof.~on IIage 5 of 8 A s p e n , M a ~ a E . 0 5 ~ 9 / 2 0 1 0NO~ ~o reportable income, assets, or ~ansactions.)

A. ~ B. C.Description of A~e~ / ~corae dung Gross v~ue at end t T ~ n s a c f io o s d u r i o g r e p o a i n g p e r i o d(inciting trust ~sets) [_ repo~ng ~fi~ of r~o~g period Ii~ ( ~ ) o) ~ (~) o) ~ (2) (3) (4) ] ( 5 )P l a c e " ~ ) " after each asset [ A m o u n t V M u e~

V a l u ee x e m p t ~ o m p r io r ~ s o l o s u re ~ C o d e 1

T s p e ( e . g . , T~e (e.g., ~ Da~ Value ~in] Idenfi~ of(A-~ o r i n t . ) ( J - P ) ~ C e d e 3 r ~ e m p t i o n ) [ ~ O-P) ~ ( A - I ~ (if pilate, ~ (~W) ~: ~ ~acfion)

~ 8 . LSI CO~ X A Dividend ~ T

1 9 . MORGAN STANLEY X A Dividend l T20. MOTOROLA X A Dividend J T21. oRAsURE TECHNOLOGIES, INC. X A Dividend Sold 09/30/09 J A2 2 . P & G CORP X B Dividend K T23. RELIANT ENERG Y, INC. X A Dividend J T24. TEREX CORP X A Dividend J T25. TIME WAKNER X A Dividend Sold 09/30/091 J A26. VEILIZON COMMUNICATIONS X A Dividend Sold 09/30/09 J A i

27. WEATHERFORD INT. LTD, X A Dividend J T

28. ALL STATE CORP X A Dividend J T29. COMCAST CORP X A Dividend Sold 01/06/09 J A30. CONNbCO PI-111.LIPS X A Dividend J T3 I . GENERAL EELECTRIC CO X A Dividend J T32. EMB,LRQ CORP. X A Dividend J T33. HEWLETT PACKARD CO. X A Dividend J T34. SPRINTNEXTEL CORP. X A Dividend J T

rIncome Gain Codes: A = $ 1 , 0 0 0 o r I ts s B ~ $ 1 , 0 0 1 - $ 2 , 5 0 0 C ~ $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E = $ I 5 , 0 0 1 - $ 5 0 , 0 0 0(See Colmnns BI ~d D4) F*$50,001 - $100,000 G ~ $ 1 f l O , 0 0 1 - $ 1 , 0 @ ) . 0 0 0 I ! 1 = $ 1 , 0 0 ~ , 0 0 1 - $ 5 , 0 { ~ 0 . 0 0 0 H2 = More ~an $5,000,0002, Value Code~ J - $ 1 5 ~ 0 0 0 o r l e . ~ K - $ 1 5 , 0 0 1 - $ 5 0 . 0 0 0 L = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 ~ 0 M = $ 1 0 0 , 0 0 1 - $ 2 5 0 , 0 0 0(See Columns (71 n n d D 3) N * $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O = $5 00 ,0 01 . $ 1. 00 0, 0~0 PI = $1 ,0 00 ,0 ~i - $ 5, 00 0. 00 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 . 0 0 0 , 0 0 0 .P ~ ~ $ 2 5 , 0 0 0 , 0 0 ~ - $ 5 0 , 0 0 0 , 0 0 0 P 4 = M o r e t h a n $ 5 0 , 0 0 0 , 0 0 0

i 3. Value Method Codes Q = A p p r a i s a l R " * C o s t ( R e a l E s t a t e O ~ l y ) S =Assessment Y = C a s h M a r k e t( S e e C o l u r r a ~ C " 2 ) U = B o o k Value V ~ O ~ h e r W =Estimated


6/8

Name of Person Reporting I Date of ReportFINAN CIAL DISCLOSURE REPORTA s p e . , M a r v in E .age 6 of 8 [ 0 6 / 2 9 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . . . . e , v a t ~ ttans,c~ons anctudes a, os, osp ...... a dep,,~a,nt ~hita,e,,; ~eep2~ 34-60 o f ~ a n ~ g ~ n s t r u c a o n s . )--l NONE (No reportable income, assets, or transactions.)

A. B: ~ C. ! DDescription of Assets. l~come during [ Gross value at end i Transactions during reporting period(including trost assets) reporting period l f reprting perid( 2 ) ~ (~) (3) I (4}

~Place "(X)" after each asset Amount Type (e.g. , . V alue V alue Type (e.g., [ Date [ Value Gain Identity ofexempt from prior disclosure ; Code 1 div,, rent, : Code 2 Method buy, sell, ~moJdd/yy Code 2 Code 1 buyer/seller

i (A-H) or int.) i (JP) Code 3 redemption) (.l-p) (A -H ) (if private

3 5 . TEXAS INSTRUMENTS INC X A Dividend J T3 6 . VIACOM I]qTL. X A Dividend J T3 7 . FIDELITY MUTUAL FUND X B Dividend K T3 8 . DREYFUS MUTUAL FUND X B Dividend K T3 9 . SIT INVESTMENT ASSOC. MUTUAL B Dividend K TFUND X


7/8

FINANCIAL DISCLOSURE REPORT N~m~ of Person R eporting Date of Repor~Page 7 of 8 Aspen, Marvin E. 06/29/2010VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. ~1.d ~atepa,~o/Re ~,o,~


8/8

N a m e o f ~ e r s o n R e p o r t i n g D a t e o f R e p o r tP a g e F ! N A N C I A L 8 o f 8 D I S C L O S U R E R E P O R T A s p e u , M a r v i n E . 0 6 1 2 9 / 2 0 1 0

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.! further certify that eataled income from outside employment and honoraria and the acceptance of gifts which have been reported are iucompliance ~alth the provisions of 5 U.S:C. app. 501 et. seq., 5 U.S.C. 7353, and Ju dicial Couference regulations.

Si

NOTE: ANY I NDI VI DUAL WH O K NOWI NGLY AND W I Lb~I SLLY FALSI F IES OR FAI LS TO F I LE TI -LrlS REPORT MAY" BE SUBJ ECT TO CI VI LAND CRIM INAL SANCTIO NS (5 U.S.C. app. 104)

F I L I NG I NS T R U C T I ONSMail signed original and 3 additional copies to:

Com mittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus C ircle, N.E.Washington, D.C. 20544

Documents

Marvin E Aspen Financial Disclosure Report for 2009