Martin K Reidinger Financial Disclosure Report for 2009

8/3/2019 Martin K Reidinger Financial Disclosure Report for 2009

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.~ o t o FINANCIAL DISCLOSURE REPORT R e ? o r , R e q u i r e d b y t h e E t h i c sin Government Act of 1978~ e ~ . t / 2 0 1 0 FOR CALENDAR YEAR 2009 0 t~S.C. ~pp. L~ /Ol- i tO1. P e r s o n R e p o r t i n g ( l a s t n a m e , f i rs t , m i d d l e i n i t i a l } 2 . Court o r Organ iza t ion 3 . D u t e o f R e p o r t

Rcidinger , Mar t in K. U.S. Dis t l i c t Cuur t , We. s te rn Dis t r ic t of Norfl t Ca rol ina 05/10/20104. Ti t le ( Art ic le I 1 1 j udges i nd i ca t e ac t i ve or sen i or a t a lus ; 5 ~. R e po r t T ype (c he c k a ppro pr ia te type ) 6. R e p0 f lin g Pe r io dmagi s t ra t e j udges i nd i ca t e ~ l l - o r par t - t i me}

l - - l N o m i n a t i o r l , D a l e 0 1 / 0 1 1 2 0 0 9U.S.D~strictJudge ~ Initial [] A ..... I [] Final to

12/31120095b, [] Amende,a Report

7 . C h a m b e r s o r O f f ic e A d d r e s s 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t l o a s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c eU.S. Courthouse w i t h a p p l i c a bl e l a w s a n d r e g u | a t i o n ~ .1 0 0 O t i s S t re e t . S u i t e 1 1 0A s h e v i ll e , N C 2 8 8 0 1 R e v i e w i n g O [ f i c e r D a t e

I M P O R T A N T N O T E S : The instructions accompanying thi.~ form mu.ct be followetL Complete all parts,checking the NO NE box for each ?art where you have no re?ortable i,formation. Sign on last ?age.

1 . P O S I T I O N S . t ~ e r o , t i~ g ~ , a i m , , ~ l o ,t y ; ~ e , ~ , . 9 - 1 3 of filing instractions.)N O N E (No reportablepositions.)

P O S IT IO N N A M E O F O R G A N IZA T IO N IEN T IT YI,

2.

1 I . A G R E E I V I E N T S . (Reporting indivld,tal onI),; see pp. 14-16 of fillng in,~tructlon~.)[~ N O N E (No reportable agreements.)

D _ . _ A T E P A R T IE S A N D T E R M S

3.


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F IN A N C IA L D ISC L O S U R E R E P O R T [Name of Person Reporting Dot, of ReportP a g e 2 of 7 I R e i d i n g e r , M a r t i n K . 05/l~2010

I I 1 . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and sp ...... ; see pp. 1 7-24 of filing instructions.)A. Filers N o n - l n v e s l m e n t I n c o m eN O N E (No reportable non-investment income.)

D A T E SOURCE AND TYPE I N C _ _ O M E( y o u r s , n o t s p o u s e s )1.

2.

3.

4.

B , S p o u s e s N o n - I n v e s tm e n t I n c o m e - lf .~ou were m~rrled during any portion of the reporting year, complete this section.(Dollor amount not requned ea cept for honoraria.)[~] N O N E (No reportable non-investment income.)

D A T E S O U R C E A N D T Y PE1.

2.

3.4.

I V . R E IM B U R S E M E N T S . . . . . po~t.,io., loagi.g#ood, o.,o..i . . . . . ~.(Includes those to ~po ~se and dependent children; see pp. 25-27 offiting in~tructi,~ns.)

[] N O N E (No reportable reimbttrsements.)SOURCE D A T E S L O C A T I O N P U R P O S E I T EM S P A I D O R P R O V ID E D

I.

2.

3.4.

5.


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F I N A N C I A L D I SC L O S U R E R E P O R T r~a,,,e of Person ReporllagPage 2 of 7 R e l d i n g e r . Martin K.

II1. NON-INVESTM ENT INCOM E. (R~po,i,gl,,i~id,~/o,dsp ..... ; ~ e ~ p p . ~ r : ~A. Fliers Non-Investment Income

NONE 0Vo reportable non-investment income.)DATE SOURCE AND TyPE

( y o u r s , n o t s p o u s e s )1.

2.

3.

4.

B . S p o u s U s N o n - ln v e s lm e n [ Illcol~le - tf you were marrled dttring an)portlon of the reporting year, conqdete thls secthm.(Dollar amount not req uired exceF/.for honoraria.)

~ N O N E ~o reportable non-investment income.)D A T ~ S Q C ~ R C E A N D T Y P E

I.

3.

4.

IV. R E IM B U R SE M E N T S -(Includes those to a7~ouse and dcpendcn! children, see pp. 25.27 of fili~g instructions )

N O N E (No reportable reimbursements.)~ D A T E S L Q ( 2 A T I O N P U R P O S E ITEMS PAID OR, P~OVIDED

I.

2.3.4.

5.


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FIN A N C IA L D I S C L O S U R E R EP O R T N a m e o f P e r s o n R c p o r f in g D a t e o f R e p o r tP a g e 3 o f 7 R e i d i n g e r , M a r t i n K . 0 .5 /10 /2010

V . G I F T S . a . , q . a , s , ~ , o , , t o , p o , , ~ , o . d a ~ p o . a , . , c h . a , ~ . ; ~ ~ , ~ , . z s - z t of figing instructions.)N O N E (No reportable gi f ts . )

S O U R C _ _ _ g _ D E S C R I P T I O N V A L U EI.2.3.4.5 .

[~ N O N E (No reportable liabilities.)C R E D I T O R D E S C R I P T I O N V A L U E ( ~ O D E

I.2 .3.4.5.


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F I N A N C I A L D I SC L O S U R E R E P O R T ~ . m , o ~ . . .. . R e p o , , . g D . . ePage 4 of 7 R e i d in g e r , M a r t i n K . 05/1012010

V I I . I N V E S T M E N T S a n d T R U S T S - ~. ........ ,,,, t ...... tiott$ ancludes those of spo,se and deffe,denl childretl; see pp. 34-6~ of filing inslrttction$.)~ N O N E (No reportable income, assets, or transactions.) " . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

D e s c r ip t i o n o f A s s e ts ; Income dur ing . Gr~s value at end T r a n s a c t i o n s d u r i n g r e p o r ti n g p e r i o d( including t~s t asse ts)l (i~rn

i ~ a i n g p e r i o d ~f re p o r t i n g p e r i o d ( 1 ) ~ " m ( 2 ) . . . . . . . . . . .} ~- ~I(3) ....... 4 ) (~ ~le x e m p t f r o m p r i o r d i s c l o s ~ r e Code I ~ d i v . , r e n t . C od e2 i Metho ~ bu y . se l l , ~ m~ d ~ : ! Co d e2 ~ Co d e I buyerlseller; [ (A-tl) or int ) ( J - P ) [ C o d e 3 r e de mp t i on) . (J - P) i (A - I l l { i f p r i v a t e J

............................ ~ ........ L ................... : .....I. Ba n k o f Am e r i c a Ac c o u n ~ C I n t e r e s t M T

2 . Mounta in I s t Bank Accounts C Interest C l o s e d 9 1 1 6 / 0 9 L3. Brokerage Account #14. A m e r i ca n B a l a n c e d F u n d B A L C X A Di vi de nd K T5. D e p o s i t Ac c o u n t - R Sd g e w o r t h M o n e y A Interest K TMarket SQIXX6. Europaci fic Growth Fund APECX A Di vi de nd K T7. Firs t Eagle Global Fund FESGX A D i v i d e n d K T8. F r a n k li n I n c o m e F u n d F CI SX B D i v i d e n d K T9. Gr owt h Fund of A me r i c a GF A C X A D i v i d e n d K TI0 . Har t ford Capi ta l Apprecia t ion Fund A D i v i d e n d S o l d 1 2 1 2 8 / 0 9H C A C XI 1. J oh n H anc oc k C las s i c Value F und J C VC X A Di vi de nd K T1 2 . L e g g M a s o n Va l u e T r u s t LM VT X B D i v i d e n d S o l d 1 2 / 7 ! 0 91 3 . U T S SPD R T r u s t SPY B D i v i d e n d K T1 4 . F u n d a m e n t a l I n v e s t o r s Fu u d A F 1 CX B Di vi de nd K TiS . Ha r t fo r d M u t u a l F u n d s Ca p A p p r ec i a t io n A Di vi de nd K TH C A C X16 . R o y c e PA M u t u a l R Y PCX A D i v i d e n d K T B u y 12/28/097 . B r u n sw i c k C o u n t y N C B o n d B ln terest K T


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F IN A N C IA L D ISC L O S U R E R E P O R T !age 5 of 7 R e i d i n g e r , M a r t i n K . 0 5 / 1 0 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - inc ....... t,e. t ...... ,ions (Inchtdes those of sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i li n g i n s t r ,w r i o n s . )[] NON E (No reportable income, assets, or tramactions.}~ ................ ~ ............... ~. - .......... 6 . " . . . . t ...................... ~ ..........D e s c r lp t i c a o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t io n s d u r i n g( i n c l u d i n g t ~ s t a s s e t s ) ~ reposing per od , ofrepoa ing

P l a c e " ( X ) " a f t e r e a c h a s s e t Amount [ Type (e .g . . Value ] V~lu e [ Type (e.g.. Date [ Value I Gain / I ~ e ~ t ib of( A - H ) o r i n t . ) ( J - P } [ C od e 3 r e d e m ptio n) .

18 . Br o k e ~ g e Ac c o u n t # 2

19 . Pimco Total Return PIqP,,X A Di vi de nd M T2 0 . Va n g u a r d W i n d s o r 1 1 VW N F X A Di vi de nd M T2 1 . A me r i c an F unds Gr owt h F und R GA F X A Divider .d M T2 2 . American Funds Europacific P,.EILFX A Di vi de nd L T2 3 . T h ir d A v e n u e S m a l l C a p F u n d T A S C X A Di vi de nd L T2 4 . T R o w e P6 c e N e w Ho r i z o n F u n d PR . N HX A Di vi de nd L T2 5 . Gal l i a r d S t ab le Value M A Di vi de nd M T2 6 . Brokerage Account #3

2 7 . C olun ~ b ia M ar s i c o F oc us e d Equi t y NF EB X A Di vi de nd J T2 8 . Brokerage Account #4

2 9 . C olum b ia M ac s i c o F oc us e d Equi t y NF EB X A D i v i d e n d J T3 0 .


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F I N A N C I A L Name of Person Reporting Da~t of Report IIS C L O S U R E R E P O R T tI Reidinger, [~lartin K. 0 5 / I 0 1 2 0 1 0age 6 of 7V I II . A D D I T I O N A L I N F O R I M A T I O N O R E X P L A N A T I O N S .


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F I N A N C I A L D I SC L O S U R E R E P O R T Page 7 of 7 Reidinger, M artin K .

]05/10/20

I X . C E R T I F I C A T I O N .I cer t i f y t ha t a l l i n f o rma t i o n g i v en a bo v e ( i n c l u d i n g i n f o rma t i o n per t a i n i n g t o my spo u se a n d mi n o r o r d epen d en t cb i l d ren , i f a n y) i sac c ur a t e , t r ue , and c omp le le ~ o t h e b e s t o f my k nowle dg e and b e l i e f , and t h a t any i n f o r mat i on no t r e p or t e d was ~ vi t h h e ld be c aus e i t me t ap p l i c - ~ ble s t a t u t o r yp r ovi s i ons p e r mi t t i ng non- d i s c los ur e .I f u r t h e r c e r ti f y Ih a t e a r ne d i nc o me f r om o u t s i de e mp loy me n t and h on or a r i a an d t h e ac c e p t anc e o f g i f t s wh i c h have b e e n r e p or l~ e d a r e i nc omp l i anc e wi t h t h e p r ov i s i ons o f 5 U. S . C . ap p . 5 0 1 e t . s e q . , 5 U. S . C . 7 35 3, and J ud i c i a l C on f e r e nc e r e gu la t i ons .

S i g n a t u r ~

N O T E : A N Y IN D I VI D U A L W H O K N O W I N G L Y A N D W I LF U L LY FA L S I Fl l . B E S U B J E C T T O C I V ILA N D C P , [ ~I I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4)

FILINGINSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Martin K Reidinger Financial Disclosure Report for 2009