Marsha J Pechman Financial Disclosure Report for 2009

8/3/2019 Marsha J Pechman Financial Disclosure Report for 2009

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S E L F I N IT I A T E DAMENDMENT

UNITED STATES DISTRICT COURT;, .;:~;~ - -,~" "=~ WESTERN DISTRICT OF WASHINGTON- ;~ ._~ ~ . ._=. ~ : . U.S. COURTHOUSE-~-::.,,~,~. : . 700 STEWART STREET, ROOM 14229:~. . Ji!! !~ ~.~" + SEATTLE, WASHINGTON 98101

MARSHA J. PECHMAN (206) 370-8820JUDGE

May 17, 2010Committee on Financial DisclosureAdministrative Office oflhe United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544Re: 2009 FDR and Revised 2008 FDRTo whom it may concern:Enclosed please lqnd the signed original and tluee copies of my 2009 Financial DisclosureReport. Thank you for the brief extension to finalize this report, along with the revised 2008 FDRwhich is also enclosed with this cover letter.The revised 2008 FDR was necessitated when my staff discovered (during preparation of the2009 FDR) documentation of several 2008 investments ] law firm which had notbeen provided in advance of preparing fl~e 2008 FDR last year. I am at a loss to account for theoversight by the law firms investment consultants, but do note that the investments are all inbank CDs and ~nutual funds and do not implicate any potential conflicts of interest which mighthave been overlooked during 2009.Thank you again for the extension of the FDR deadline which permitted my staff to integrate thisnew infomaation iuto the preparation of the two reports.

United States District Judge c ~ _ - - . : - _ - ~ ~)~ - - . . .


2/18

S E L F I N IT I A T E DAMENDMENTI . ~ o w t F I N A N C I A L D I SC L O S U R E R E P O R T Report RequiredbytkeEthicsI I in Government Act of 1978~ev. 1 / 2 0 0 8 FOR CALENDAR YEAR 2008

I. Person Reporting (last name, first, middle initial) 2. Court or O rganization 3. Date of ReportPechman, M arsha J. U.S. District Cou~ 05/I 4/2010

4. Title (Article 1 1 1 judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-time)[] Nomination, Date 01i0l/2008

12/31/20085b. [] Amended Report

7. Chambers or Off ice Address 8 . O n t h e b a s i s o f the information contained i n t h i s Report and anymt~dillcations pertaining thereto, it is, in my opinion, in compliance700 Stewart Street, Room 14229 with applicable laws and regulations.Seattle, WA 98 I01

Reviewing Officer Date

I~IPORTANT NOTES: The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each part where you hm,e no reportable information. Sign on lastpage.

~ NONE ~o reportable positions.)POSITION ~AME QF Q~QANIZATIONiENTI~

3. ~) ~ ~ ~

m ~ r~. ~

] I . A G R E E M E N T S . ta,vo,,i,~, indiridual only: see pp. 14-16 oflilit,g instructions.)~ N O N E (No reportable agreements.)

]DATE PARTIES AND TERMSI. 1/1/99 Public Employees Relirctoent System, Stale of Washington (retirement benefit plan)


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Name of Person Reporting Date of ReportP a g e F I N A N C I A L 2 o f 9 D I S C L O S U R E R E P O R T I V e c h m a n , M a r s h a J . 0 5 / 1 4 / 2 0 1 0

III. N O N - I N V E S T M E N T I N C O M E .


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F I N A N C I A L D IS C L O S U R E R E P O R T ~ , m e o f P c . o , a e p ~ lo ~[

D . ~ e o r R ~ o r tPage 3 o f 9 e , ,h m , ., M a r s h a J . 0 5 / 1 4 / 2 0 1 0

V. GIFTS. a.~,NONE (No re~rcableg~s.)

S O U R C g D E S C R 1 ~ I O N VALU~1.2.3.4.5.

V I . L I A B I L I T I E S . a.c~.a,,,ho,, ,,/,~o ... . .a dependent rhildrelt; S e e p p . 3 2 - 3 3 of filing inslru.io~)~ NO NE (No reportable liabilities.)

C R E D I T O R DESCRI~ION V A L U E C O D EI. Visa C r e d i t c a r d J

............ I college tuition Periodic payment contract w/ ...........

3. : Icollege ~ition Periodic pay ment contract w! .. . . . . . . . . ] K4.5.


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F I N A N C I A L D IS C L O S U R E R E P O R T Name o lPer l ;on Reporting D a t eofR eportPage 4 o f 9 Pechman, Marsha J. 0 5 / 1 4 / 2 0 1 0

VII. I N V E S T l V l E N T S a n d T R U S T S - ~.co~,, ~ot,., ~ . . .. . ,~ , ~ a . a . d . ~ , , o , oNONE ~ o reportable income. ~sets, or transactiot~.)

A. B. C. D. - ..........Description of A~e~ Income d~ing G r o s s v a l u e a t e n d o f Tt~ctions during reining ~riod(including trust ~ts) ~ing peri~ , repoaing peri~Place"~)" after each asset Amount I T~e(e.g., Value [ Value Ty~ (e.g., Date Value ~ Gain [ Id~tily ofexempt from pfor di~losu~ Code I ~ d i v . , r e n ~ C~e 2 ~ M e t h o d Mourn- ] Code 2 [~c I [ buycrlseller~ , (A-rt) [ orint.) ( J - P ) ~de3 r~emption) D a y , (J-P),(A-H) , (ifpriva,e

~. j [ (QA~ : I ....... l i o n )1. Advanta Bank Co~ CD None K T Bu y 1 0 / 2 1 K (see V lll. notes)2. Alliance-Bemstein Global Tech CI B None Sold 1 0 / 2 3 K A3. Bank Dep Sweep Opl A Interest L T

4. Baron Asset Fund None J T Bu y 1 0 . , 2 1 J5. Bu y I Z ; 2 4 J(addl)6. Bridgeway Fund. Inc. None J T Bu y 1 0 / 2 1 J7. Bu y 1 2 / 1 8 J(addl)8. Capital World G rowth & Income Fund, CI A B Dividend Sold 8 /5 J A9. Capital World G rowth & Income Fund. CI F B Dividend Sold 81 5 K B

1 0 . Centennial Money Mkt A Interest Closed 8 1 5 J (see VIII. notes)I I. Cisco Systems None J T1 2 . Colonial Bank CD None L T Bu y 1 0 / 2 1 L (see VIII. notes)1 3 . Comerica Bank CD None L T Bu y 1 0 / 2 1 L (see VIII. notes)

1 4 . Davis New Y ork Venture Fund Inc. CI. Y Non~ J T Bu y 1 0 / 2 1 J (see VIII. unrest,1 5. Dodge & Cox Income None J T Bu y 1 0 1 2 1 J

1 6 . Bu y 1 2 / 2 4 J(addl)1 7 . Dodge & Cox International None J T Bu y 1 0 / 2 1 J


6/18

V I I . I N V E S T M E N T S a n d T R U S T S - i, .. . ~ , , tratlsaction$ ancludes 1 ho$of sp . . . . . d depender ~dren; seerp. 34 -60 of fi l ing ~nstructions.)NONE ~ 0 reportable income, assets, or transaction.)

Deception of Assc~ Income d~ing G r o s s v a l u e a t e n d o f Tractions dudng re~ing ~riod(i~lud~g ~st ~) [ re~ing ~d~ r~oaing pcfodPla~"(~afierc~h~sct ~ A m o u n t T~(.g., [ ~alue [ Value T~c(e.g., [ Date[ Va~e Gain Identity ofexemp t f lora pr ior ~c l~ure I (A-it) orint.) ~ ( J - P ) C ode 3 ~ rcd~pt ion) I ~ --Day/ (JP) ( i f p r i v a t e

1 8. ~odge & Cax lntem~d~nal Bu y 1 ~24(addl)1 9 . Dodge & Cox Intemalional Bu y 1 2 / 2 6 J2 0 . Duke Ene~ Co~. A Dividend I T2 1 . Emerson E lectric A Dividend K T22. EuroPacific G rowth Fund None J T Bny 1 0 / 2 1 J2 3 . Bu y 1 2 / 2 4 J(addl)24. Ex xon/Mobil Corp. A Dividend J T (see Vlll. notes)2 5 . Federated Money Market D Interest M T

2 6 . Fidelity Adv Eq & Inc., CI A (converted fr A Dividend Sold 1 0 / 2 1 J Dom FA Eq Port B)2 7 . Fidelity Adv Mid Cap Fund, CI A None Sold 1 0 / 2 1 K A2 8 . Franklin Cttstodian Funds, Growth Series CI None Sold 7/28 J CA

2 9 . Franklin Rising Dividends A A Dividend Sold 7/28 K C3 0 . Franklin Small Mid Cap G rowht Fund, CI A None Sold 7 1 2 8 K A

3 I . General E lectric A Dividend K T

3 2 . Growth Fund America Inc., CI A A Dividend Sold 8 /5 J A3 3 . Growth Fund America Inc., CI F A Dividend Sold 8 /5 K C

3 4 . Harbor Bond Fund None J T Buy 1 0 / 2 1 J lsee VIII.


7/18

FINANCIAL DISCLOSURE REPORT r~a~e of P e r s o n R e p o r t i n g [ D a t e o f R e p o r tPage 6 of 9 Pechman, blarsha J-[

0 5 / 1 4 1 2 0 1 0

V II. INV ESTMEN TS and T R U S T S - ~. ...... t . ,, t r a n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d r m t c h i l d r e n ; s e e p lx 34-60 o f f i l i n g i n s t r u c t i o n s . )----] NONE ( No reportable income, assets, or transactions.)

A. B. C. ~ D.D c s c r l p r i o n o f A s s e t s I n c o m e d u r in g Gross value at end of! T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d r e p o r t in g p , T r i o dP l a c e " ( X ) " a f l e r e a c h a s s e t Amount Type(e.g,, Value [ Value T y p e ( e . g . , l Date Value [Gain Idemityofe x e m p t f r o m p r i o r d i s c lo s u r e Code 1 div., rent, C o d e 2 | Method buy, sell, / M o n t h - Code 2 ICode I b u y e r ! s e l l e r(A-H) I orint.) ( J - P ) [ Code3 t e d e m p l i o n ) ] D a y I (J-P) i(A-]t) i ( i cpr i . . . . .

3 5 . Investment Co. Amerit:a, C1 F A Dividend Sold 8 /5 K B3 6 , Janus Inv. Fund Perkins !vtid Cap V alue F A Dividend J T B u y 1 0 / 2 1 J fsee VIII. notes)nnd3 7 . Johnson & Johnson A Dividend K T38. Medtronic, Inc. A Dividend Sold 1 0 / 6 J A39. Mutual Service Fund, Inc., Beacon Fund CI A Dividend Sold 8 /5 K AA40. Oppenheimer Main Str Fund A Dividend K T4 I . Pioneer Cullen V alue Fund CI A None Bu y 1 0 / 2 1 J (see VIII. notes)42. Powershares Biotech & Genome Portfolio None Sold 7/28 J A43. Powershares Wilder ttill Clean Energy Portt A Dividend Sold 7/28 J Aolio44, Spectra Energy Corp. A Dividend J T4 5 . Targel A Dividend J T (see VIII. notes)

4 6 . Templeton Fund (W orld Funds CI A) A Dividend Sold 8 /5 J A47 . Templeton Growth Fnnd A Dividend Sold 7 / 2 8 K A4 8 . TCW Funds Inc Relative V alue Lg Cap CI I A Dividend J T Bu y 1 0 / 2 1 J see V III. notes)4 9 . Touchstone Instl Funds N o t r e Bu y 1 0 / 2 1 J set: VIII. notes)5 0 . T Rowe Price Growth Stock Fund ln None Bu y 1 0 / 2 1 J (see VIII. notes)5 1 . T Rowe Price Per:; Strategy Funds Inc None Bu y 1 0 / 2 1 J (see VIII. nntes)


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F I N A N C I A L D IS C L O S U R E R E P O R T !Na=e of P . . . . R e p o t , l i n g D a t e o f R e p o r ~Page 7 of 9 r e e t~ m ~ n . M a r s h a J . 0 5 / 1 4 / 2 0 1 0V I I . I N V E S T M E N T S a n d T R U S T S - i~co,~. ~u~ ~o,,,,no~s una,~ th~s, oy~p ...... ~ a,~,~a,~, ~hua,,~; ,,, p~ ~ om i~ ~,~.~

NONE ~o reportable income, assets, or transactions)A. B. C. ] D.D e s c r i p t io n o f A s ~ t s lnc~le cluing G r o s s v a l u e a t e n d o f ] Tran~ctions during ~ning ~d(incl~ing t~st ~e~) rc~ming pc~ r~orting period

Plzce"(X)" after ~h ~set Amount ~ T~ (e.g., V ~ l u e V alue T~e (e.g., lOate I Value I Gain I d e n t i t y o fcxe~ptfrompdordi~losure C~lI di ..... k Cmle2 M e tM ~ b u y , s e l l , I Momh-]C~e2 ~C~el b u y e r , s e l l e r( Q - W ) . t r a n s a c t ~ o n l

5 2 , V anguard Bond Index A Dividend L T Bu y 1 0 / 2 1 L (see VIII. notes)5 3 . V ~gua~d Inflation-Protected Securities A Dividend K T Bu y 8/13 K5 4 . V anguard Prime Money Mkt Fund A Dividend K T Open 8/14 K55. V anguard Strategic Equity Fund A Dividend K T Bu y g]04 K5 6 . V anguard Total International Stock Index F A Dividend K T Bu y 8/04 Jund5 7 . Bu y 8/13 K(addl)58. V anguard Total Stock Market Index Fund A Dividend L T Bu y 8/13 L59. V anguard Wellesley Income Fund A Dividend J T Bu y 8/04 J60. V anguard Wellington Fund A Dividend K T Bu y 8 1 1 3 K

61. Washington Mutual Investors Fund A Dividend Sold 7/28 K62. Wells Fargo & Co. A Dividend J T


9/18

F I N A N C I A L D I S C L O S U R E R E P O R T ] N a m e o f P e r z e n R e p o r t i n g D a t e o f R e p o r t[ Peehma., Marsha J.

0~/I~ /2010age 8 of 9VIII. ~DITION~ INFO~TION OR E~L~ATIONS.

V II. 1. This investment was inadvertently left offthe original 2008 FDR; the omission was discovered when reviewing the 2009 investment iuformation.V II. I 0. Centelmial Money Market was the money market fund associated with Judge Pechmans investments with AG Ed wards Jud ge Pechman moved all herinvestments over to Vanguard Secmities in August 20(18; AG subsequently was dissolved .V II. 12. This investment was inadvertently left offthe original 2008 FDR; the omission was discovered when reviewing the 2009 investment information.V II. 13. This invesm~e~t w as inadvertently left offthe original 2008 FDR; the omission was discov ered when reviewing the 2009 investment infom~afion.V II. 14. This investment was inadvertently left offthe original 2008 FDR; the omission was discovered when reviewing the 2009 investment information.V II. 2 l, The Ex xon Mobil stock was mistakenly reported as " Sold" in the 200" /FDR; that ~ransac~ion should have been reported as "Sold (part)~ as there are stillholdings of Exxon stock in,~~ portfolio.V ll. 34. This investment was inadve~ently left off the original 2008 FDR; the omission w~ discovered w hen reviewing the 2009 investment information.V ll, 36. This investment was inadvertently left offthe original 2008 FDR; ~he omission was discovered when reviewing the 2009 invesU nem information.V ll. 39. The Target stock was mis~akenl,y reported as "Sold" in the 200 7 F DR; that transaction should have been reported as "Sold (part)" a,s there are stillholdings of Target stock in [portfolio.V II. 41. This investmen~ was inadv ertently left off the original 2008 FDR; the om ission was discovered wh en reviewing the 2009 investment information.V I1.48-52. These investments were inadvertently left offthe original 2008 FDR; the omission was d iscovered when review ing the 2009 investment information.


10/18

F I N A N C I A L D I S C L O S U R E R E P O R T [ r ~ . m e o f V . .o * a ~ p * . i* g D . , .o r ~ , W , ~P age 9 o f 9[ Pechman, Marsha J.

05/14/2010

I X . C E R T I F I C A T I O N .1 certify that aH information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions perm itting non-disclosure.l further certify that earned income from outside emplo)anent and honoraria and the acceptance of gifts which have been reporled are incompliance with the provis!ons of 5 U .S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatur~ !

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE Tills REPORT MAY BE SUBJECT TO CIVIl.AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

F I L IN G I N S T RU C T I O N SMail signed original and 3 additional copies to:

Comm ittee on F inancial DisclosureAdm inistrative Office of the U nited States C ourtsSuite 2-301One Columbus Circle, N.E .W ashington, D.C. 20544


11/18

, ~ o t 0 I FINANCIAL DISCLOSURE REPO RT R e p o r t R e q u i r e d b y t h t , E t h i c sin Government Act of 197,?m~,. I/2olo FOR CALENDAR YEAR. 2009 ( 5 u . s . c ~ , ~ p . . ~ ) I t i l - ~ ~ l )I. P e r s o n R e p o r t i n g { l a s t n a m e , f i r s t, m i d d l e i l si t ia l ) 2 . C o u r t o r O r g a n i z a t i o n 3 . l ) n t e o f R e p o r tPechman, Marsha J . U .S. Dis t r i c t Cour t 05/14/2010

4 . T itle (A rticle Ill ju dges indica te ac tive o r sen io r statu s ; 5 a . R epo rt Type (cho ck appro pria le type) 6. R epo rt in g P e rio dm~gistrate judges indicate f~ll- or part-t ime) [ - - -] Nt~minat ion , Date 01/0112009Articlellljudge-ative [] Initial [] A ..... I [] Final to1 2 / 3 1 / 2 0 0 9

fib. [] Amended Report7. Chambers or Office Address 8. On the bas i s o f the info rmat ion contz lned in th i s Repor t and anymo di f i ca t ions pe r t a in ing the re to , if is, in my opinion, in compliance700 Stewart Street, Room 14229 wi th appl i cab | c laws and r egula t i ons .Seattle, WA 98101

R e view ing Olfice r D a te

IMP ORTA NT NOT ES: The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where yoa ha ve no reportable information. Sign on lastpage.

I . P O S I T I O N S . t ~ , o rt i- ~ individual only; ,~epp. 91]J of filing instructionsON O N E (No reportable positions.)

P O S I T I O N NA ~IE OF ORGA NIZA TION/ENTITy1.

2.

1 I . A G R E E M E N T S . ~a ,t,,,,,i,g indi,idual only; ~ e p t , . 1 4 - 1 6 of filing instructlon.~.)[~ N O N E (No reportable agreements.) ~

~ P A R T I ES A N D T E R M S ~ -.~ ~1. I/1/99 Public Empk)yees Retirement Syst .... State of Washington (rctiremellt benefit plan) ~5": ~

2. ~.~


12/18

FINANC[AL DISCLOSURE REPORT

1 1 1 . N O N - IN V E S T M E N T I N C O M E . (Reporting indi,idual and ,p .... ; see p~ I 7-24 of filing instruclions.)A. Fliers N o n - I n v e s t m e n t I n c o m e

N ON E (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E I N C O M E( y o m s , no ~ s p o u s e s )

2.3.4.

B . S p o u s e s N o n - I u v e s l m e n t I n c o m e - I f r o u ~wre married during any portlon of the reporting year, complete this sectior~(Dr)liar amottnl not required exctpt for honoraria,)

[-~ N O N E (No reportable non-investment income.)D A T E S O U R C E A N D T Y P E

1 . 2 0 0 9 P r e g O D o n n e l & G i ll e tt2 .3.

4

I V . R E I M B U R S E M E N T S --transportation, lodglng, food, entertai .... t.Inctudcs those to spouse ond depcndetlt children, see pp. 2J-27 offiling instructions.)

N O N E (No reportable reimbursements.)~ D A T E ~ L O C A T I O N P U RP O S E IT EM S P A ID O R P R O V ID ED

I.2 .3.4.5 .


13/18

FINANCIAL DISCLOSURE REPO RT N ~ m ~ o ~ V , r so . ~ e ~ o r ,~ . ~ IDale of R~port

IPage 3 of 8 Pechman, 51arsha J, 0 5 / I 4 ~ 2 0 1 0

V . G I F T S . a~.~ ,~o ,~ ,o ,~ . . .. . .. ~ ~.~., ~,~.; ~ ~ :~.~ o ~ ~.~ ,o..~NONE (No reportable g~s.)

SOURCE DESCRIPTION VAI,UE

2 .3.4.5.

V i . L I A B I L I T I E S . a, ct, a,.,,n,,,,,,,l~ ..... . a dependent children; s e e p p . 3 2 . 3 3 off!ling instructions.)~-] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODEI. Visa Credi t card J2 . ] college tuition l e6odic payment cont ract w! I K3.4.

5 .


14/18

F IN A N O 1 A L D I S C L O S U R E R E P O R T ~ .... f P ~ : r s o n R e p o r t i n g D a , e o f R e p o r tP a g e 4 o f 8 P ech m an , M ar sh a J . 05/14/2010VII. INVESTM ENTS and TRUSTS - i .... e, ~al . . . . . . . . . . . .,ions a~cludes ,hose of ~p ...... d d e p e n d e n t c ~ i U r e n ; s c e p p . 3 4 - 6 0 o f f i l in g i n s c r , w f i ,, , ~ s .~

N O N E (No reportable income, assets, or transactions.)Description of A s s ~

~I n c o m e d u r in g G r o s s v a l u e a l c a d lranaactions during r e p o r t i n g ~ r i o d

( i n c lu d in g ~ m s t a s s e t s ) r c p o a i n g p c m o d o f ~ c p o ~ in g p e r io dPlace"(X)"aflcre~hassct [ A m o u n t i T~cle.g . , Value i Value "[~(c.g.. i Date i V~lue ~ Gain I d c n t i t y 0 fe x e m p t f r o m p r i o r d is c l ~ u ~ ~ . C o d e I i d i v . . ~ en l . C od ~ 2 i Mc ~ o d b u y , s e ll , ~ m n ~ d & ~ ~ C o d e 2 ~ C o de I b u y e r A c l l c ~(A-it) [ o r i n t 3 0 - P ) ] Code3 r c d e m p t i o n ) I (J -P) ~(A-H) ~ ( i r p r i v m e

t {~an~clion)

I. A dva ma Ba nk C o ~ C D B lmcrcs{ L T (s~e VIII. notes)2. Bank Dep Sw eep Opt (money market acct ) A Interest J T3. B aron Asse t F un d A Dividend S ol d 1 2 / 0 3 1 0 9 J A4. Bridgeway Fund, Inc. A Dividend S ol d 1 2 / 0 3 / 0 9 J A5. C is c o Sy s t e ms None .! "I"

[ 6 . Colonial Bank CD None So l d 1 0 / 2 3 / 0 9 L A (see VIII. notes)7. C ol um b us B an k & T rus t C o . C D None K T Bu y 0 8 1 3 I 1 0 9 K8. C om er i ca B an k C D None L T (see VIII. notes)

! 9 . Davis New York Venture Fund Inc. D1. Y A Dividend J T (see VIII. notes)1 0 . Dod g e & C ox l n cum e A DNidend J T1 1 . Dodge & C o~ International A Dividend J T Bu y 1 2 / 0 3 / 0 9 J(addl)1 2 . Duke Energy Corp. A Dividend J

13 . Emerson Electric A Dividend J "1"

1 4 . EuroPacific Gro~th Fund A Dividend J T Bu y 1 2 / 0 3 / 0 9 J{add l)1 5 . Exxot~iMubil Corp. A Dividend .1 T1 6 . Fai fl tohne Funds Inc. None K T Bu y 1 2 / 0 3 / 0 9 K1 7 . Federated Mon ey Market B I n t e r e s t SoId 02/20/09 M A (part)


15/18

FINANCIAL DISCLOSURE REPORTP a g e 5 o f 8 Pe c hma n , M a rs ha J . 05/14/2010V I 1 . I N V E S T M E N T S a n d T R U S T S - i~c .. . . . . ~ . transactions (Includes those ,~ .. . . . . . d dependent children; see pp . 34-60 of fili,tg instructions.)

N O N E (No reportable income, assets, or transactions.)D e s c r i p t io n o f A s s e ~ s I n c o m e d u r in g ~ G~ value at end ~ T~s~t lons du~ng rein ing ~riod(including ~st ~scts, ~ rcponingperiod

[

o f r e p o ~ i n g p e r i o d

~~ace "(X)~ after each asset Amount T~ (e.g., Va~ue ~ V a lue T~pe (e.g., Da t e Va~uc G~in Idc~tit~ ofe~emptfrompriordiscl . . . .. [C ~e I ~ div..rent, C ~ 2 : M e t h o d ] buy . so iL [m~d~yy C0dc 2 ~ Co de I h u > c r , s d l e r~ ( A - H ) ~ o r in t . ) ( J - P J C o d e 3 ~ r e d e m p t i o n ) : [ (J-P) ~ (A - t l ) ( i f p r l v a t e

1 8 . Federated Mon ey Market So l d 08/31/09 L A1 9 . General Electric A Dividend

2 0 . Harb or B on d F un d A Dividend J T (see VIII. notes)2 1 . Janus Inv. Fund Perkins Mid Cap Value A Dividend So l d 12/03/09 J A (see VIII. notes)Fut~d2 2 . J o hns o n & J o hns o n A Dividend K T2 3 . Oppenheimer Main S t t Fund A Dividend So l d 12/03/09 K A2 4 . Pioneer Cul len Value Fund CI A A Dividend J T (see VIII. notes)2 5 . Professionally Mngd Fund Portfi :~lio - A Dividend K T Bu y 12/03/09 KOstweis Funds2 6 . Spect ra Energy Corp. A Dividend J T2 7 . Target A Dividend J T2 8 . TCW Funds lnc Relat ive Value Lg Cap CI I A Dividend So l d 12/03/09 J A (.see VIII. notes)2 9 . Touchtone lnst l Funds None J T (scc VIII. notes)3 0 . T Rowe Price Growth SToc k Fund Inc. A Dividend J "1" (see VIII. notes)3 I. T Rowe P r ice Pers St ra tegy Funds Inc. A Dividend J T (see VIII. notes)3 2 . Vanguard Rnnd Index A Dividcl~d L T Bu y 0 4 / 2 1 , 0 9 J (see VIII. noles)(addl)33 . Bu y 08/31/09 K(addl)

3 4 . Bu y 1 2 / 0 3 / 0 9 K(addl)


16/18

FINANCIAL DISCLOSURE REPORT N . . ,. o r V . . . .. a . p o r t ~ . | : I o . , . o f a ~ j , o r , ]Iage 6 of 8 Pe c hma n , M a rs ha J . 0 5 / 1 4 1 2 0 1 0VI I. INV ESTM ENTS and TR USTS --i ......., t ~ , , t r a n s a c t i o n s a n c l u a e , t h o s e o s p . . . .. . a dependent c h i l d r e n ; s e e p p . 3 4 - 6 0 of filing i ....... lions.)

NONE ~ro reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s e t s i I n c o m e d u r i n g G r o s s v a lu e a t e ~ d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including t~t a~scts) ~ re,fling period of rc~ing period

Pla+"(X)"aflerah .... t ~ A ~ O . ~ I T)~(e .g,. V.lue V a l u Type(eg., ] Date i Vzlue ~ Gain [ IJe,,tilyof..... pt +ore prior disclosure { C o d e I di ...... 1 , Code2 M e t h o d b u y , s e l l . [ m Ud ++ ] C od e 2 / C od e , ) b u > c r l s c l l e *[ (A - H ) o r i n t . ) ( J - P ) Code3 ~ d e m p l i o n ) / " (J-P)I [(A-I t )( , l p r i v a t e

~ [ Q - W ) l. ] t r a n s a c t i o n )3 5 . V an g uard F i xed I n com e A Dividend M T Bu y 0 2 1 2 0 / 0 9 M3 6 . Bu y 04/21/09 J(addl) "-3 7 . Bu y 0~31/09 K

(addl)3 8 . Bu y I ~03]09 K(addl)3 9 . Vanguard Inf lal ion-Ptotected Securi t ies A Dividend K T4 0 . Vanguard Prime Money Mk~ Fund A D i v i d e n d K T

4 I. Vanguard Short Term - Treas Adm iral A Dividend M T Bu y 02/20/09 M4 2 . Bu y 04/21/09 J(addl)4 3 . Vanguard S t rategic Equi ty Fund A Dividend K T4 4 . Vanguard Total ln lemat ional S tock Index A Dividend K TF un d4 5 . Vanguard Total S to, .k Market Index Fund B Dividend L T4 6 . Vanguard Wel lesley Income Fund A Dividend J T4 7 . Vanguard Wcl l ingtun Fund B Dividend K T4 8 . Wells Fargo & Co. A Dividend J T


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FINANPSIAL DISCLOSURE RE PORT Name orP ..... R ~ p o r t i n g I D a t e o f R e l , o r , Iage 7 of 8 Pechman, Marsha J. 0 5 1 1 , | / 2 0 1 0V III. ADDITIONAL INFORM ATION OR EXPLANATIONS.

Vll. 1. This holding was acqui red in 2 008 but inadver tent ly omi t t ed f rom the 200 8 FDR; a revi sed 200 8 FDR has been subm i t ted.Vll. 6. This holding was acqui red in 200 8 but inadver tent ly omi t t ed f rom the 2008 FD R; a revi sed 2008 FD R has been submiaed.VII. 8 . This holding was acquired in 2008 but inadvertent ly omi t t ed f rom the 2008 FDR; a revi sed 200 8 FDR has been submi t ted.VII. 9 . This holding was acquired in 2008 but inadvertent ly omi t t ed f rom the 2008 FDR; a revi sed 200 8 FDR has been submi t ted.VII . 20. This holding was acqui rea:l in 2008 but inadvertent ly omi t t ed from the 200 8 FDR; a revised 2008 FDR has been submi t ted.VII. 21. This holding was acqui red in 200 8 but inadver tent ly omi t t ed f rom the 2008 FD R; a revi sed 2008 FD R has been submi t ted,VII. 24. This holding was acqui red in 2008 but inadvertent ly omi t t ed f rom the 2008 FDR; a revi sed 2008 FDR has been submi t ted.VII . 24. This holding was acqui red m 2 008 but inadver tent ly omi t t ed f rmn the 20 08 FDR; a revi sed 20 08 FDR has been submi t ted.VII. 28-32. This holding was acqui red in 2 008 but inadver tent ly omi t t ed f rom the 20 08 FDR; a revi sed 200 8 FDR has been subm i t ted.


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N a m e o f P e r s o n R e p o r t in g D a l e o f R e p o r tF-INAN~IAL DISCLOSURE REPORTP e c h m a n , M a r s h a J .age 8 of 8 o s / t 4 / 2 O l O

IX. CERTIFICATION.1 cer t i fy that al l informat ion given above ( including inform at ion per tain ing to my spou se and mino r or dependent ch i ldren , i f any) isaccurate, t rue, and complete to the best of my knowledge and bel ief , and that any informat ion not reported was wi thheld because i t ~net appl icable statutoryprovis ions permit t ing non-disclosure .! f u r t h e r ce r t if y t h a t ea rn ed i n com e f rom ou t s i d e em pl oym en t an d h on ora r i a an d t h e accep t an ce o f g i f ts w h i ch h av e b een r epor t ed a r e i ncom pl iauce wi th the provisions of 5 U.S .C . app. 501 et . seq . , 5 U.S .C. 7353, and Judicial Conference regulat ions.

Signat .....

N OTE : A N Y IN D IVID U A L W i l O KN OW IN G L Y A N D W IL FU L L FA L SIFIE S OR FA IL S TO FIL E T il l s REPORT M A Y BE SU BJ E C T TO C IVILAND C RIP, I INAL SANCIIONS (5 U.S .C. app. 104 )

F I L I N G I N S T R U C T I O N SM ai l s ig ned o r ig ina l and 3 ad d i ti o na l co p i es t o :

Co mmi t t ee o n Financ i a l D i sc l o su r eAd m in i s t ra t iv e Of fi ce o f t he U n i t ed S t a t es Co u r t sSu i t e 2 - 301O n e C o l u m b u s C i r c le , N . E .W a s h i n g to n , D . C . 2 0 5 4 4

Documents

Marsha J Pechman Financial Disclosure Report for 2009