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The Legitimation of a Sustainable Practice through Dialectical Adaptation in the Marketplace by Johanna F. Gollnhofer Consumers, retailers, and public policy all strive for sustainable behavior and actions. However, such actions often come into conflict with existing regulatory, normative, or cultural–cognitive structures, preventing legitimation on a broad scale. This article shows how activist consumers initially tackle the problem of food waste through a practice— namely, dumpster diving—which is at odds with marketplace structures, leading to the marginalization and stigmatization of this practice. However, through dialectical adaptation strategies that alter the practice of dumpster diving and respective marketplace antecedents, the practice of foodsharing emerges, gets legitimized, and contributes significantly to the primary goal of dumpster diving: the reduction of food waste. Goal congruency is identified as the 1

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Page 1: Market Dynamics and Institutional Theory€¦  · Web viewIn this context, the food waste problem is becoming more visible (Evans, Campbell, and Murcott 2012), forcing society to

The Legitimation of a Sustainable Practice through Dialectical

Adaptation in the Marketplace

by

Johanna F. Gollnhofer

Consumers, retailers, and public policy all strive for sustainable behavior and actions.

However, such actions often come into conflict with existing regulatory, normative, or

cultural–cognitive structures, preventing legitimation on a broad scale. This article shows

how activist consumers initially tackle the problem of food waste through a practice—

namely, dumpster diving—which is at odds with marketplace structures, leading to the

marginalization and stigmatization of this practice. However, through dialectical adaptation

strategies that alter the practice of dumpster diving and respective marketplace antecedents,

the practice of foodsharing emerges, gets legitimized, and contributes significantly to the

primary goal of dumpster diving: the reduction of food waste. Goal congruency is identified

as the underlying mechanism that allows for this process of dialectical adaptation.

This study contributes to the literature on sustainable behavior by showing how the process of

dialectical adaptation has the potential to resolve trade-offs as experienced by public policy,

companies, and consumers. Finally, this article examines a case where consumers and

companies resolve a public policy problem without regulatory intervention by actively

creating an opting-out option of public policy.

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Sustainable Practices in the Marketplace

Sustainability is emerging as a new mega trend in Western consumer societies (Varey

2013; Visconti, Minowa, and Maclaran 2014), and the question of how to provide a

sustainable society and economy for future generations has become central to marketing and

public policy thinking (Guillard and Roux 2014; Press and Arnould 2009). One of the key

questions in sustainability thinking is how to use resources in an efficient way (Guillard and

Roux 2014; Varey 2013). Public policy experiments with different tools such as law,

marketing, and education (Rothschild 1999), and seeks to counter the dissipation of resources

(Phipps and Brace-Govan 2011). Consumers and companies alike try to enhance the

sustainability of their practices by making use of excess capacities, reducing waste, or even

converting waste into valuable resources (Martin and Schouten 2012). Companies and

businesses doggedly reduce waste and look for ways to recover and repurpose energy and

materials with residual value in other applications (Martin and Schouten 2012). And for their

part, consumers engage in recycling efforts (Biswas et al. 2000; Black and Cherrier 2010) or

make use of excess capacities within the so-called sharing economy (Bardhi and Eckhardt

2012).

Even with all these efforts, moving to sustainability is not a straightforward task, as

behavioral changes often come into conflict with existing social norms and political,

geographical, and technological structures (Phipps and Brace-Govan 2011). I refer to those

structures in this paper as marketplace antecedents. In the research at hand, sustainable

consumption practices—such as dumpster diving for food waste or cast-off consumer goods

—conflict with mainstream marketplace rules, norms and cognitive preconceptions (i.e.,

antecedents) and thus often occur at the fringes of society and within the context of

subcultures (Brosius, Fernandez, and Cherrier 2012; Edwards and Mercer 2012; Fernandez,

Brittain, and Bennett 2011; Guillard and Roux 2014; Hill and Stamey 1990).

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This research shows how a consumer-driven sustainable consumption practice gained

legitimacy through a dialectical adaptation process of the focal practice and the marketplace

antecedents. Dialectical adaptation is based on the interdependence of the focal practice and

the marketplace structures and thus shows how legitimation of a practice might be achieved

through adaptation of the focal practice and the respective marketplace structures. I identify

three adaptation strategies in this process that impact the regulatory, normative and cultural-

cognitive dimension of legitimacy at the level of the focal practice and at the level of

marketplace antecedents. In so doing, I address the call by Prothero et al. (2011) for research

into macro-institutional solutions to major sustainability problems.

This article strives to answer the following research questions:

What are the marketplace antecedent barriers to sustainable consumption?

What strategies do consumers use in order to overcome those barriers?

What role do companies and regulators play in this dialectical adaptation process?

A macro-institutional perspective helps to account for the embeddedness of exchange and

consumption structures within large societal networks encompassing consumers, industry and

policy makers (Varman and Costa 2008). Grounded in ethnographic research, this article

identifies three adaptation strategies, namely (1) cooperating, (2) reframing and (3)

structuring, that allow for a dialectical adaptation process of practices and marketplace

antecedents. Goal congruency acts as the underlying mechanism. The result is the emergence

and legitimation of foodsharing through the approximation of the initial practice of dumpster

diving and the respective marketplace structures.

Using the institutional and market dynamics perspective, this article conceptualizes the

adaptation strategies around the three institutional pillars (regulatory, normative and cultural-

cognitive). I show that sustainability challenges are not exclusively solved through public

policy with command-and-control or market-based policies (e.g. Phipps and Brace-Govan

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2011), but also through consumer-driven dialectical adaptation strategies that allow for the

legitimation of a sustainable practice. This article offers implications for public policy makers

and discusses the broader transferability of the findings.

Literature Review

The Food-Waste Challenge

Food is essential in our lives and continues to invoke strong emotions in private and

public discussion as the awareness of food shortages rises in Western society (Lindeman

2012). The global food crisis of 2008 showed consumers, industry and policy makers in

developed countries the harsh realities of food resources in poorer countries, and awoke

public concern (Almås and Campbell 2012; Rosin, Stock, and Campbell 2013). In this

context, the food waste problem is becoming more visible (Evans, Campbell, and Murcott

2012), forcing society to deal with the fact that a staggering 1.3 billion tons of edible food—

equal to one third of annual food production worldwide —is wasted or lost each year (FAO

2011).

The European Union raised awareness of this issue by publicly declaring 2014 as the

“European year against food waste.” Other initiatives reconsider the problematic role of the

best-before date in food waste, or push retailers to target a zero-waste policy by donating

their food waste to food banks (Chrisafis 2015; Waterfield 2014). Retailers, prone to huge

amounts of waste as they deal with fast-moving consumer goods (FMCGs), acknowledge the

importance of reducing food waste in their corporate social responsibility (CSR) statements.

For example, the company Tesco’s CSR statement declares:

We have a shared responsibility for food waste across the value chain—from farm to

fork—and we want to do more than to reduce waste within our own stores and

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distribution centers. The key to delivering real reductions is to identify where most

waste occurs and design tailored solutions to tackling these hotspots (Tesco and

Society 2014: 13)

Consumers are also increasingly taking an activist stance regarding (food-) waste and

sustainability. By participating in consumer movements (Kozinets and Handelman 2004) or

by reducing their own consumption (Etzioni 2004), concerned consumers try to counter

unsustainable and wasteful behavior.

Although public policy, industry players and consumers all strive for sustainability, not all

sustainable practices are accepted and enacted on a broad level.

Sustainable Practices in the Marketplace

Waste is an inevitable part of our prevailing consumption-production cycle (Hardin

1998), and indeed the life cycle of a product is theorized to end with its disposal (O’Brien

1999). Sustainable practices may include absorbing and repurposing waste or unused

capacities (Martin and Schouten 2012; McDonough and Braungart 2010) with the goal of

achieving resource efficiencies (Hawken, Lovins, and Lovins 1999). We see this in the

sharing economy (Botsman and Rogers 2011), and in other practices such as scavenging for

discarded items (Edwards and Mercer 2012; Guillard and Roux 2014). Practices based on

non-monetary as well as monetary exchanges such as second-hand markets (Bardhi and

Arnould 2005), carsharing (Bardhi and Eckhardt 2012) or dumpster diving (Eikenberry and

Smith 2005; Fernandez, Brittain, and Bennett 2011), toy sharing (Ozanne and Ozanne 2011)

or freecycle (Nelson and Rademacher 2009) make more efficient use of resources that would

otherwise be wasted in traditional business models and practices.

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Those newly emergent markets, systems or practices often encounter resistance from

marketplace antecedents such as regulation, social norms or cultural factors (Kilbourne,

McDonagh, and Prothero 1997; Press et al. 2014). This is especially true of economic models

based on non-monetary trade mechanisms, which run counter to traditional market systems

and challenge established business models. For instance, the hospitality platform

Couchsurfing (Bialski 2012; Hellwig et al. 2014) allows travellers to find a free place to stay

instead of paying for a hotel room. Residents and guests make more efficient use of existing

resources, namely couches. Such alternative arrangements may be seen as forms of consumer

resistance, anti-consumption or ethical consumption (Chatzidakis and Lee 2013; Lee,

Fernandez, and Hyman 2009). Tensions may arise in the marketplace as such countervailing

practices compete with the interests, goals or logics of established industries (Varey 2013).

Once these industries feel threatened—such as when alternative markets rise above the status

of niche phenomena—they often try to fight the emerging models (Giesler 2008), co-opt

them (Belasco 1989; Thompson and Coskuner-Balli 2007), or relegate them to a temporally

and spatially distinct sphere (Kozinets 2002a). In the example of Couchsurfing, the

hospitality industry first co-opted the business model through AirBnB, offering private places

to stay, but for monetary exchange, and then AirBnb was tried to be ruled illegal in certain

places (Smith 2013).

In addition to resistance from existing marketing institutions, consumption models

aiming at sustainability may also face challenges to their legitimacy in the area of public

policy. For instance, gleaning or scavenging for bulky items or for food waste often happens

in a legal grey zone (Brosius, Fernandez, and Cherrier 2012; Fernandez, Brittain, and Bennett

2011; Guillard and Roux 2014). Such practices may also face normative or attitudinal barriers

(Prothero et al. 2011). For example, a majority of citizens may regard gleaning or scavenging

for objects in trash bins or dumpsters as un-hygienic and stigmatizing (Edwards and Mercer

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2012; Guillard and Roux 2014). These are a few of the ways that emergent economic and

consumption practices aiming for sustainability encounter resistance from marketplace

antecedents.

Market Dynamics and Institutional Theory

To frame the inquiry into the legitimation of alternative economic and consumption

practices with respect to food waste, this manuscript turns to studies of market dynamics.

This literature often draws on the overarching framework of institutional theory (North 1990;

Scott 2008), which deals directly with the legitimacy and acceptance of new markets or

market actors (Dolbec and Fischer 2015; Ertekin and Atik 2014; Scaraboto and Fischer

2013). Legitimacy is a form of social acceptability and credibility that prevails when the

actions of an entity are aligned with a socially constructed system of rules, norms, beliefs and

values (Scott 2008; Suchman 1995). Institutional theory proposes the following three pillars

of legitimization: regulatory, normative and cultural-cognitive. These three pillars all play

important roles in stabilizing organizations or other social systems as they enhance the

enactment of practices that are authorized, are accepted on normative ground, and draw on

shared understandings, respectively. Once a new action or organization is legitimated or

accepted as a social fact, consumers adopt the practices associated with it more readily.

In order to illustrate the importance of these dimensions in the legitimation of

emergent sustainable practices, I examine two examples: one that gained legitimacy (the

practice of carsharing) and another (the practice of gleaning) that stayed at the fringes of

society (Brosius, Fernandez, and Cherrier 2012).

The regulatory pillar of legitimacy refers to coercive rules and enforcements that

legally sanction non-compliant behavior. Initially, carsharing emerged as a consumer-driven

market alternative (Bardhi and Eckhardt 2012; Dervojeda et al. 2013). At this stage, users

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encountered uncertainties regarding the regulatory dimensions as only implicit sanctions were

foreseen for car abuse. The co-optation of this model by the industry (Bardhi and Eckhardt

2012) led to the introduction of a clear regulatory framework enforcing desirable behavior

and sanctioning non-desirable behavior. However, for gleaners of bulky items, such as

discarded furniture, multiple changes in the local policy regarding the practice of gleaning

resulted in confusion about legal enforcement (Guillard and Roux 2014). As these examples

show, the regulatory dimension heavily draws on policies or guidelines and sanctions

established by an authoritative organization and often enforced by rule of law.

The normative pillar draws on the concept of morality resulting in shame, honor

and/or the feeling of social obligation regarding a certain practice or behavior. In contrast to

regulatory pressure, normative pressures are more implicit. Norms, ideologies and

conventions drive our consumption behavior (Crockett and Wallendorf 2004; McAlexander

et al. 2014). By drawing on normative underpinnings, socio-cultural notions such as stigma

(Sandikci and Ger 2010) or the fear of contagion (Douglas 2013; Frazer et al. 1984) might

hinder the emergence of alternative marketplaces. In the case of carsharing, there may be

users who do not want to display their carsharing status because it might invoke the

perception that they are carpooling out of necessity and do not want to be reminded by any

traces of former users (Bardhi and Eckhardt 2012). Similarly, in the case of scavenging for

items such as furniture, individuals feel ashamed and feel torn between concerns about

hygiene on the one hand and sustainability on the other (Edwards and Mercer 2012; Guillard

and Roux 2014). Emergent sustainable practices need some normative legitimation in order

to be adopted by the larger society, and might be done through changing the normative

viewpoint or through protecting users from normative judgments of others.

The cultural-cognitive pillar operates on a shared understanding and a certain taken-

for-grantedness. Cultural-cognitive legitimacy operates on the basis of positive feelings such

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as certitude and confidence vs. negative feelings such as confusion and disorientation. As a

framework of cultural beliefs, it provides scripts of action to individuals (Shank and Abelson

1977; Ventresca and Mohr 2002). Social reality is formed through symbols, signs, words and

gestures and these guide the behaviors of individual actors. Finally, the ultimate acceptance

of a social behavior occurs with the actual realization of this behavior (Berger and Luckmann

1991). The symbolic structure for cultural-cognitive legitimacy might be achieved through a

formalized frame that triggers the repetitive realization of practices, interactions and

behaviors. In the case of carsharing, this frame was offered by the carsharing provider,

whereas in the case of gleaning, individuals did not encounter an appropriate symbolic frame

and were confused and disoriented regarding their actions and behavior.

As seen in the examples of gleaning and carsharing, and in contrast to traditional

commercial marketplaces that operate on clear rules, structures and quid pro quo exchange

principles, emergent sustainable practices need to eventually develop the three pillars of

legitimacy. In reality, the three pillars overlap. However, for the sake of analysis, I treat them

as distinct.

The Context

The context of the study is safe food waste in the retail sector. Safe food waste is food that is

safe to be consumed but is still disposed of, for one reason or another. This manuscript will

illustrate the close link between the wasting of safe food and the respective marketplace

antecedents, explicitly, regulation. Then, I will turn to two connected practices that strive to

reduce the amount of wasted food.

Food waste and regulation

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During the last few years, food waste has received increased attention in the media, social

media and public policy. The large amounts of food waste within retail stores was brought

into the spotlight through documentaries such as “We Feed the World” (Wagenhofer 2005) or

“Taste the Waste” (Thurn 2010). Those documentaries offer impressive images, showing

how large amounts of safe food get discarded. Initiatives and public policy changes, such as a

ban on food waste in French supermarkets (Chrisafis 2015) or the reconsideration of the best-

before date on certain products (Waterfield 2014), are recent examples illustrating how public

policy is handling the large amount of safe food waste.

The best-before date is one of the major causes of safe food waste in retail stores

(Bundesministerium für Ernährung und Landwirtschaft 2012). The best-before date (not to be

confused with the use-by date) was introduced in Germany in 1981 and acts like a warranty.

It is a form of consumer protection. The producer is responsible for the quality of the product

up to the indicated date. Once a food item passes the specified date, the producer is not longer

responsible, but the retailer is. Retailers could continue to sell these food items; however,

disposing of them is often cheaper as selling food items after the best-before date requires

intensive screening and sorting (Article 5 Regulation (EC) no. 852/2004). The best-before

date was meant for consumer protection; an unintended consequence has been large amounts

of safe food waste. A recent public policy intervention regarding food waste in France

illustrates how policy interventions and unintended consequences often go hand in hand:

French law forces large supermarkets to donate all of their safe food waste to charity

(Chrisafis 2015). There is not only resistance and complaints on the part of the supermarkets

but also on the part of benefiting charities. In receiving these large donations, charities are

often confronted with higher costs as they do not have the capacity to accommodate and to

store such large amounts of food. Their other complaint is that they do not need such high

amounts of food as they already have enough to cater to the needy (Schofield 2015). There

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seems to be a mismatch between the public policy intervention and the respective

marketplace antecedents.

Such a top-down approach imposing sustainable behavior on actors in the

marketplace is not uncontested. In Germany, there is currently a vivid discussion about how

to deal with food waste. While some voices favor the classic top-down approach, others see

the key task of public policy “as building a framework, wherein companies and consumers

meet at eye level and come up with bilateral benefits” (Die Lebensmittelwirtschaft 2013).

Clearly public policy plays a major role in the fight against safe food waste, but other actors

such as companies and consumers may play a significant role as well.

Dumpster diving and foodsharing

This article studies two related sustainable practices—dumpster diving by affluent individuals

and foodsharing. Those practices are closely related as foodsharing has its roots in dumpster

diving.

Affluent dumpster divers scavenge for food in trash bins that were discarded by

retailers instead of shopping for their groceries at the supermarket. They do this for political

and ideological reasons, because of concerns over sustainability (Saner, 2014; Barnard 2011),

and as a means to reduce the amount of safe food that gets wasted. Although a sustainable

practice leading to the reduction of safe food waste, dumpster diving also runs counter to

marketplace antecedents of regulatory, normative and cultural-cognitive nature. A majority of

people in the West regard dumpster diving as a highly disgusting and non-dignified human

behavior; even less-privileged groups such as homeless people agree with this assessment

(Duneier 1999; Eikenberry and Smith 2005). The practice is illegal in most European

countries and individuals can be prosecuted for scavenging (Beutner and Shuhaiber 2014).

Due to its stigmatization, prevailing cultural conventions and legal restrictions, this practice

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remains on the margins of society and is not accepted or legitimized by other actors in the

marketplace (Fernandez, Brittain, and Bennett 2011).

As a sustainable practice, dumpster diving is a good example of the tensions thrown

up by alternative practices or models in the context of marketplace antecedents (Phipps and

Brace-Govan 2011). Some dumpster divers who encountered those barriers engaged in a

dialectical adaptation process: the practice of dumpster diving as well as the marketplace

antecedents experienced change in the form of dialectical adaptation leading to the

legitimation of the practice. This dialectical adaptation leads to the emergence and finally to

the legitimation of the practice of foodsharing. Foodsharing.de—a consumer activist

organization whose goal is to reduce food waste—can be seen as a development of dumpster

diving: it was initiated by former dumpster divers, and a large number of the site’s members

are, or were, dumpster divers too (please see table 1). The goal of both practices is to reclaim

discarded supermarket waste in order to reduce safe food waste.

“Insert Figure 1 about here”

In contrast to dumpster divers, foodsharing members intercept the food before it finds

its way into dumpsters. Rather than discarding the food, retailers allow foodsharing members

to collect it for redistribution. From 2012 to 2015, foodsharing.de managed to save 1,300,000

kg of still-edible food, with the help of over 6,000 active “foodsavers” and almost 2,000

retailers. Although the concept of redistributing food already exists in the form of food banks

or other charitable organizations (Hill and Stamey 1990; Riches 2002), foodsharing.de goes a

step further, redistributing the food to all and sundry regardless of their level of need.

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Methodology and Data Analysis

In order to understand how an emergent sustainable practice with roots in a culture of

resistance (Williams 2005) gains legitimacy in the marketplace, the author engaged in

intensive ethnographic fieldwork beginning in September 2012. The fieldwork focused first

on dumpster diving in order to achieve a deep understanding of the phenomenon and the

respective problems and struggles between this activity and marketplace antecedents. Data

collection at this stage consisted of participant observation, fourteen in-depth interviews

(average length: 43 minutes), and online data retrieval. As a second and separate stage of the

research, the author was also engaged in foodsharing.de since nearly its inception at the end

of 2012. The author has developed a close rapport, credibility and valuable research

relationships within the organization, resulting in hundreds of hours of observation at various

levels of the organization. The data set includes thirteen in-depth interviews with active

members of the organization (average length: 47 minutes). Every interview was transcribed

verbatim by the author. Almost half of the informants are engaged in or used to be engaged in

both foodsharing and dumpster diving. This underscores the connection between the practices

and the advent of foodsharing from dumpster diving practices. I have also conducted six

interviews with decisions makers (average length: 36 minutes) in food retailing corporations

(please see table 1).

“Insert Table 1 about here”

The interview guide started with general questions, grand tour questions (McCracken

1988), and continued with questions about the motivations, perceptions, experiences, and

thoughts of the informants regarding dumpster diving and/or foodsharing. To augment the

observation and the interview data, triangulate the findings, and understand the political and

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legislative aspects of the emergence of Foodsharing.de, I also conducted extensive analyses

of online data (Kozinets 2002b).

Data analysis followed a hermeneutic approach and resulted in an iterative process of

coding, theorizing and collecting additional data (Arnold and Fischer 1994). An in-depth

understanding was achieved by the deep immersion of the author in the world of dumpster

divers and foodsavers. The use of the hermeneutic circle included intra-textual analysis to

establish individual narratives and inter-textual analysis to contextualize the narratives. I also

examined similarities and differences among and between sites for dumpster diving and

foodsharing. The findings reported here reflect analyses from the perspective of institutional

theory.

Findings

The present research into dumpster diving discovered consumers challenging

regulations, social norms and other preconceptions in the marketplace, namely marketplace

antecedents. In their activities, dumpster divers encountered regulatory barriers such as anti-

scavenging laws, normative barriers such as the stigma and contagion effects associated with

rooting around in waste bins and getting something for nothing, and cultural-cognitive

barriers such as a missing intervening institution that grants legitimacy. Dumpster diving was,

and still is, considered an illegal and stigmatized practice in the marketplace. However,

activist consumers engaged in a dialectical adaptation process regarding the practice of

dumpster diving and the respective marketplace antecedents. Dialectical adaptation occurs

through the approximation of marketplace antecedents and the focal practice: The initial

practice of dumpster diving and the marketplace antecedents came into conflict.

Approximation allowed for mitigating the conflict as it literally closed the gap between the

focal practice and the marketplace antecedents. I map out the dialectical adaptation process

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by defining three dialectical adaptation strategies that describe this approximation:

collaborating, reframing and structuring. Changes to the marketplace antecedents include an

altering of regulations, social conventions and taken-for-granted conceptions at the level of

the marketplace. Changes in the focal practice refer to, for instance, changes in the

distribution or disposal process. Goal congruency is identified as the underlying mechanism

of the dialectical adaptation process. Given the theoretical lens of institutional theory, the

findings are structured according to the three institutional dimensions (regulatory, normative

and cultural-cognitive). The presentation of the findings follows figure 2.

“Insert figure 2 about here”

The sustainable practice of dumpster diving (antithesis) challenged the wasteful behavior of

retailers and other marketplace actors that were grounded in marketplace antecedents (thesis).

Dialectical adaptation strategies (namely collaborating, reframing and structuring) on the

three institutional dimensions allowed for the emergence and the legitimation of foodsharing

(synthesis) (Donaldson 1995). Goal congruency (i.e. the main actors all sought for ways to

resolve the problem of safe food waste) was identified as the underlying mechanism that

allowed for dialectical adaptation.

The findings are presented as follows: For each institutional pillar I map out the tensions

created by dumpster diving and uncover the underlying structures of the marketplace. Then,

the article highlights how the practice of dumpster diving and the respective marketplace

antecedent get modified and approximated, resulting in the emergence and legitimation of

foodsharing based on goal congruency. Further, I highlight the interplay between consumers,

retailers and public policy within this process. The institutional dimensions as well as the

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adaptation strategies themselves are interdependent and influence each other; however, for

the sake of analysis, I treat them as analytically distinct.

Collaborating for regulatory legitimacy

In general, waste is embraced as integral to production and to consumer choice and

convenience (Hardin 1998). In the realm of food production and marketing, food waste is

institutionalized as a necessity for maintaining product freshness, abundance, variety and

consequentially, consumer satisfaction. The institutionalization of waste is supported by

regulations and public policies. Best-before dates trigger the discarding of large amounts of

perfectly edible food by retailers. Although German retailers are allowed to continue to sell

those items after the best-before date, few do so as it demands a lot of screening and sorting

to assure the quality of the food (as reported by all of the interviewed decisions makers in

food retailing). On the other hand, regulations such as anti-scavenging laws prevent

consumers from taking discarded food items for consumption or further distribution. This

results in a death sentence for the food item: once the product gets discarded it remains the

property of the retailer until it gets picked up by the garbage haulers, who legally become the

new owners of the discarded food item. Taking discarded supermarket waste can be

considered as “theft” in Germany because it is not an ownerless item. Gina illustrates these

tensions:

Gina: “You find tons of good food. After Easter for instance, we found so many

delicious chocolates from Lindt…They were probably sorted out because of

the best-before date. Too much to distribute to our friends” (…)

Interviewer: “Did you ever encounter problems when dumpster diving?”

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Gina: “I was caught twice. By employees of the supermarket chain. There was a guy

coming out of the supermarket, he saw me, I was scavenging, and he told me

“Back off quickly.”

The informant describes the high quality and quantity of food that gets discarded because it is

past the best-before date. She illustrates the regulatory challenges—manifested by employees,

who in compliance with the legal rules, protect their trash—when going dumpster diving. The

interplay between the best-before date logic and anti-scavenging laws means that many edible

food items end up in the dumpster.

The large amounts of food waste might be taken as an unintended consequence caused by

public policy (Phipps and Brace-Govan 2011), as the reduction of food waste is high on the

agenda of German public policy. Says Ilse Aigner (Minister for consumer protection, 2013):

“We in Germany are on a good path: business, industry, churches, organizations and

consumer initiatives pull together. (…) We can reach the goal of the European

commission to reduce by half the amount of safe wasted food.” (Bundesministerium

für Ernährung und Landwirtschaft 2013)

Ilse Aigner here emphasizes that she sees the battle against food waste not only as a

responsibility of public policy but also of other stakeholders in the marketplace such as

consumers and businesses. Other European countries rely more directly on public policy to

tackle the problem of safe food waste by reconsidering the use of the best-before date

(Waterfield 2014) or banning food waste through forced donations to charities (Chrisafis

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2015). German public policy emphasizes an approach through cooperative action where

explicit regulatory interventions for the reduction of food waste are absent.

Although dumpster divers pursue a laudable goal that is aligned with public policy—

reducing food waste—they encounter strong resistance in the form of anti-scavenging laws.

Through a dialectical adaptation approach, the dumpster divers adapt their practice as well as

the marketplace antecedents. This is mainly achieved through an adaptation strategy that I

call collaboration. Collaboration refers to “work with another person or group in order to

achieve or to do something” (Merriam-Webster 2015). In the present case, activist consumers

work together with retailers: instead of taking the food items illegally, retailers voluntarily

hand over the food items to the activist consumers. This goes hand in hand with the

approximation of the practice of dumpster diving and the respective regulatory marketplace

antecedent. At the level of marketplace antecedents, a legal disclaimer releases retailers of the

responsibility for the warranty of food that is distributed for free. This disclaimer results in

changes at the practice level as well (i.e. changes in the distribution process) as retailers

voluntarily hand over the food to so-called foodsavers. I will discuss each level in turn.

Foodsharing members approach retailers in the fight against safe food waste, a topic

the retailers themselves are deeply concerned with. A CEO of a large organic supermarket

chain sums up the sustainable concerns of his company:

“Our goal is to throw away as little as possible. We want to fight food waste. We have

to bring back the appreciation or food items, for farmers, for animals and for nature.”

(Bio Company 2013)

The CEO states that the battle against food waste is a major goal of his company. He sees a

fruitful way to achieve this goal by reinstalling appreciation for the food items and thus

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reducing safe food waste. This is an overall trend that is also reflected in CSR statements of

leading supermarket chains throughout Germany. Most retailers strive to maximize efficient

use of safe food items. Often, they list “anaerobic digestion”—food waste is used as a source

of renewable energy—as their sustainable measure to fight food waste. However, this form of

“downcycling” (Steinhilper and Hieber 2001) diverts safe food items from human

consumption to energy production. In contrast, Foodsharing.de offers a way to use food items

according to their initial purpose, as human nutrition. Through collaboration, activist

consumers no longer have to “steal” the food from retailers (as seen in the case of dumpster

diving); it is voluntarily handed over to them.

The best-before date as a warranty for a food item partly represents the marketplace

antecedents on the regulatory dimension. The best-before date acts like a warranty for the

quality of the food item and is transferred from the producer to the retailer once a food item

has reached the best-before date. The selling of food items after the best-before date is time-

intensive and costly, as it demands a lot of screening and sorting. Discarding food items is

often cheaper and more convenient. Foodsharing.de shifts the responsibility from the retailer

to the consumer himself: every member of foodsharing has to sign a disclaimer of warranty

that holds him/herself responsible for the received food. So, in contrast to charities or food

banks who are responsible for the quality of the food they distribute, foodsharing allows

consumers to take “critical” items such as with open packaging, after the best-before date, or

with traces of decay. It is incumbent on the foodsharing member to verify with his/her senses

and to draw on his/her own experience when deciding about the product’s viability. The legal

disclaimer allows consumers to voluntarily opt out of the consumer protection that is offered

by the best-before date. The effective implementation of this warranty is underpinned by the

fact that foodsharing is not a loose initiative, but an organized consumer collective. This

organization lends support to the acceptance and the enactment of the legal disclaimer.

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Public policy does not oppose this opting-out option as it allows regulators to offer consumer

protection to those who want it, while also allowing for the reduction of safe food waste. The

use of this disclaimer represents a way to mitigate the unintended consequences caused by the

best-before date.

As I have shown, the dialectical adaptation process refers to an approximation of the

focal practice and the regulatory marketplace antecedents. The outcome is the regulatory

legitimation of foodsharing. The regulatory marketplace antecedent was not altered through a

direct regulatory intervention but through collaboration between retailers and consumers

based on a disclaimer of warranty.

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Reframing for normative legitimacy

Market antecedents are not only reflected through regulatory frameworks but also through

certain normative structures in the form of stigmas and contagion. Germany is a highly

industrialized country based on capitalist thinking supported by an extensive welfare system.

The capitalist system implies a certain merit or quid-pro-quo logic—“you pay for what you

get;” the welfare system believes that individuals should be sustained, but only in the case of

need. This means not paying for a service or an item is only accepted in the case of sheer

necessity. Activities or practices outside this normative framework encounter social effects

such as stigmas (Gennep 1904; Sandikci and Ger 2010). A stigma refers to a disapproval of a

certain behavior that differs from cultural norms (Goffman 1963). In Germany, the idea of

dumpster diving by affluent people is virtually unthinkable, since individuals that have the

financial means are seen as taking something for free. It thus represents a form of freeriding

(Andrade et al. 2004) and is mainly accepted in the case of homeless people that beg for food.

Says one informant:

“I felt like a bum. (…). I had this picture in my head that only bums do it. I think most

of the people think only bums do it. Out of necessity because they are hungry. ... It

was really an awful image for me. … Initially I felt strange. I was thinking about

getting a costume for dumpster diving. … Or masquerading like a cat. (Melissa)

Scavenging for food transgresses normative boundaries and results in stigmatization. As the

informant reports, she feels like and is perceived as a homeless individual without any

financial means to participate at the official marketplace. She tries to deal with this

stigmatization by masquerading.

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A similar link to identity is illustrated by the concept of contagion (Douglas 1966; Frazer et

al. 1984). Contagion beliefs are based on the assumption that negative as well as positive

characteristics (physical or mental) can be transferred from one item/person to another

item/person. Says Michaela:

At the beginning it was difficult for me, the awareness, that someone has thrown these

items away. It was depreciated, there was no value left and I take the stuff that has no

value. Does this depreciate me? I think it is a psychological reasoning as others tell

you that you cannot use those items any longer. (Michaela)

The discarded food items seem to have a meaning of their own. They are not only

food items but also carriers of a deeper meaning such as “of being rejected.” Due to

contagion effects, this meaning might transfer to individuals who interact with the rejected

item. This mental contagion effect is complemented by a physical contagion effect. Physical

contagion refers to the transference of physical properties such as when a safe food item

comes into contact with waste. The strong effect of physical contagion from discarded food

items in dumpsters is clearly linked to the stigma encountered when engaging in dumpster

diving.

While normative market antecedents such as stigma and contagion problematize the

practice of dumpster diving, activist consumers relied on adaptation strategies, namely

reframing, at the practice level and at the level of marketplace antecedents. Reframing refers

to “changing the conceptual and/or emotional viewpoint in relation to which a situation is

experienced and placing it in a different frame that fits the "facts" of a concrete situation

equally well, thereby changing its entire meaning” (Mosby 2015). On a collective level, this

reframing process has been investigated empirically, for instance, in the context of brand

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hijack, where a brand is appropriated by consumers and imbued with an entirely new

meaning (Wipperfürth 2005).

Through the adaptation strategy of reframing, sustainable values are attached to taking

something for free. Victoria explains us her mental reframing:

I think it is a question of attitude, of inner attitude. Do I beg for food? Or do I save

food? Especially in the beginning I had this feeling, “I am dependent on you. I ask for

food.” But it is really a matter of inner attitude, you can decide in a certain manner:

Do I want to feel ashamed or not? Now, when I enter I have the attitude: “Hey, I save

food before it gets thrown away, I think that is pretty cool and I don’t feel ashamed

any longer.” (Victoria)

Victoria no longer sees taking discarded food as an expression of necessity or dependence,

reframing it in her effort to fight food waste. For her it is an expression of sustainability. One

of the roles of foodsharing.de is to help people reframe the practice by providing

countervailing meanings rooted in sustainability, turning a stigma into a moral victory. This

reframing was aided by foodsharing’s communication and media appearances, renegotiating

the stigma attached to taking something for free:

Foodsharing is primarily about directing attention towards food waste, reducing food

waste, and making a contribution to saving our valuable resources. One side effect of

enacting those objectives may be that individuals in need are supported (Official

Foodsharing.de website).

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It is important to note that in contrast to the philanthropic purposes of food banks (Hill and

Stamey 1990; Riches 2011), the primary goal of foodsharing is not to help the needy.

Philanthropy is not part of the mission, but a potential side effect of foodsharing. Foodsharing

actively tries to distance itself from the prevailing image that taking discarded food is done

out of necessity. This sustainable reframing is supported by an extensive media campaign

featuring the motivations and the objectives of foodsharing. Public messages like “Share food

instead of throwing it away” and “Happy without scraps” support the desired sustainable

image of taking discarded food items. The emphasis on the mission of saving food, and not of

helping poor people, was further sustained by the official support of public policy. For

instance, foodsharing is mentioned on the official German government website against food

waste as best practice, and often presented as an effective way in order to fight food waste:

Thanks to the cooperation of Valentin Thurn, we embarked in this endeavor together.

With Foodsharing people help other people and save food from being thrown away.

Food is far too precious to be thrown away. Just sign up online, participate and take

part in the sharing. (Grüner Bericht, Ministry of the Environment 2015, online)

Politicians recognize foodsharing as an effective way to fight food waste and declare this

publicly. They do not take any explicit regulatory interventions but they create a normative

environment where the idea of foodsharing can flourish.

The strategy of reframing was supported by the strategy of collaboration that not only

provides regulatory legitimacy to the practice of foodsharing but also counters mental and

physical contagion effects: changes in the distribution process mean that discarded food does

not get in contact with actual waste. This is supposed to diminish the fear of mental and

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physical contagion and contributes to the legitimation of foodsharing on the normative

dimension.

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Structuring for cultural-cognitive legitimacy

The social acceptance of foodsharing practices is enhanced through the pillar of cultural-

cognitive legitimacy as the formalization of rules keeps individuals from being confused and

creates a shared understanding. Cultural-cognitive legitimacy exists when a practice has

entered the individual’s habitual way of acting and is no longer questioned. An example

might be the case of recycling, where the usefulness of the practice is not challenged but is

taken for granted and is no longer questioned (Brosius, Fernandez, and Cherrier 2012).

Divergent media reports on the legality of dumpster diving (Herr 2015), the legal

pursuit of dumpster divers, or the different ways of dumpster diving (time, equipment) led to

a state of confusion among the relatively affluent people that approached dumpster diving for

ideological reasons. This uncertainty was increased by the diffused nature of the dumpster

diving community. Owing to regulatory and normative barriers, many dumpster divers

practiced individually, with little opportunity to interact with others. Those same barriers

prevented mentoring, or the passing along of instructions or guidelines for how to do

dumpster diving. Thus dumpster diving failed to offer the taken-for-grantedness or shared

understanding that produces cultural-cognitive legitimacy.

Through the dialectical adaptation process of structuring, the practice of dumpster

diving and the cultural-cognitive marketplace antecedent are adapted and approximated.

Structuring occurs when the practice gets adapted by introducing scripts and rules leading to

a certain taken-for-grantedness. Further support for the legitimization is offered by an

institutionalization of the foodsharing mission at the level of the marketplace antecedents.

Through the interplay with consumers, retailers, public policy and other institutional

dimensions, foodsharing engages in a form of structuring that allows creating a shared taken-

for-grantedness with formalized rules and organization. Basic knowledge, scripts and rules of

interpersonal interaction seem to be at the root of a shared understanding.

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In order to create this shared understanding, foodsharing.de relies on scripts that

formalize structure and behavior and enhance common knowledge. The goal of the

structuring process is not to convince other stakeholders of the worthiness of the mission of

foodsharing, but to establish trustworthiness regarding reliability of the foodsavers and food

security. First, entry barriers such as complex signing up processes assure that only those

people who are really interested and motivated join the organization. As Franziska from

foodsharing.de reports:

You have to sign up online, then get a foodsharing ID. It was kind of complicated,

because you have to look for all the information, the entry criteria are pretty high and

not everyone can sign up. You have to invest, think about it and look for it. That is the

first barrier you have to pass. (Franziska, foodsharing)

As the informant reports, signing up demands some cognitive and physical effort. It is

perceived as “complicated” and as a barrier. Further, in order to obtain a foodsharing ID, the

interested individual has to take a quiz regarding the mission of foodsharing.de and desired

behaviors, such as how to interact appropriately with retailers or other foodsharing members.

This quiz assures the reliability of the foodsavers as well as the food security as it includes

explicit directives how to handle and store the food that is picked-up at the retailer store.

In order to take a more responsible position within the organization of foodsharing.de and

move up the hierarchical structure (Schouten and McAlexander 1995), the foodsavers have to

attend several training sessions. Says foodsaver Sabine:

I think it is hierarchical, but on the other hand, uhm, I just find it also good, because I

would not know how it should work otherwise. So for me. Because, uhm, for example

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there is a rule. Nobody is allowed to just talk to a business. You must attend training

before. (Sabine).

On the one hand this procedure is perceived as hierarchical, but on the other it seems

necessary to create a cultural-cognitive shared understanding with other stakeholders in the

marketplace.

The structuring goes hand in hand with a certain form of institutionalization at the

level of the marketplace antecedents. The cultural-cognitive marketplace antecedents—in an

interplay with the other institutional dimensions—allow for a form of institutionalization that

accommodates the practice of foodsharing. This institutionalization guarantees reliability of

the foodsavers and food security and thus makes foodsharing a legitimate actor in the

marketplace.

This institutionalization is reinforced by permanent media presence, support of public

policy and clear structures. After a certain practice is exercised through scripts and rules, an

emergent institution at the level of marketplace seems to provide strong legitimate support.

Although this manuscript has depicted the process of the dialectical adaptation

process in a linear way, I would like to emphasize that rules, norms and meanings arise

through interactions (Scott 2008). Activist consumers engage in regulatory, normative and

cultural-cognitive (all interdependent) work in order to gain wider acceptance for

foodsharing. The adaptation strategies affect not only the practice itself but also the

marketplace antecedents. One of the informants outlines the dialectical adaptation process.

Says Adrian:

It is the same goal, per se, but the means differ. One way is stealing food items from

retailers ... another way tries to work with cooperation. Actually, foodsharing is the

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solution to the legal way to save food items … In dumpster diving there are problems,

like being arrested, and it is not a trivial offence but theft, and that is bad. One has to

look for a way, how to make it legal in order to create mutual trust. Creating an

organization that issues special IDs and then approaches retailers. Or other grocery

store, “Don’t throw your food away, give it to us!” (Adrian)

The informant explicitly mentions the adaptation strategies of cooperating and structuring.

Dumpster diving is still a marginalized practice. Activist consumers, however, managed to

adapt the practice as well as marketplace antecedents leading to the legitimation of

foodsharing. An approximation of the sustainable action and the respective marketplace

antecedents led to the legitimation of a sustainable action (Scott 2008; Suchman 1995). The

adaptation of the practice and the marketplace antecedents allowed foodsharing to get the

support of public policy and retailers, both concerned with the question of safe food waste,

who initially struggled with trade-offs and unintended consequences.

Goal congruency as the underlying mechanism

Marginalization of a practice often occurs when a focal practice is not consistent with

prevailing marketplace structures (Sandikci and Ger 2010; Scaraboto and Fischer 2013).

Unlike other consumer-driven practices aimed at sustainability that occur at the margins of

society (e.g. dumpster diving), activist consumers managed to legitimize foodsharing by an

approximation of the focal practice and the respective marketplace antecedents. Below, I will

aggregate some of the above-mentioned results and illustrate the underlying mechanism that

allows for the dialectical adaptation process. I will refer to this mechanism as goal

congruency, i.e., that in the present case activist consumers, retailers and public policy pursue

a common goal. This goal is embedded in a larger environmental perspective in Germany,

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where similar phenomena and activities emerge and flourish. One popular example might be

restaurants that cook with discarded food waste (e.g. www.Culinarymisfits.de). Further,

German public policy strives to induce sustainable behavior by relying on an educational

program regarding food waste (Bundesministerium für Landwirtschaft 2012b). Thus,

analogous ideas with similar practices flourish and thrive in the German society under the

umbrella of sustainability and environmental concern. Thanks to their status and their

education, affluent activist consumers were able to embed the practice of taking discarded

food in the larger environmental frame instead of associating it with a practice of getting food

for free. For instance, they try to convey their status and education through a sophisticated

way of dressing (fieldnotes) and professional communication with retailers: they offer

checklists, clear procedures and an economic advantage to retailers, as they have to pay less

for their garbage disposal (Lebensmittelrettenwiki 2015). Unlike homeless people that

scavenge for food out of necessity, foodsharers actively promote the image that they take

discarded food for environmental reasons. Foodsharing is positioned in such a way that it

becomes clear that the practice of activist consumers adds to the goal of public policy and

retailers—the goal of reducing safe food waste. Initial concerns about the goal of dumpster

diving that were especially reflected on the regulatory and the normative dimension were

dispersed by clearly positioning foodsharing as a sustainable and legal practice.

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Discussion

Different actors such as marketers, public policy makers and consumers pursue goals

to support sustainability, e.g., the reduction of food waste. This research shows how through

a dialectical adaptation process a marginalized and stigmatized sustainable consumption

practice (i.e. dumpster diving) gets altered, as do the respective marketplace antecedents. The

approximation of the practice and the marketplace antecedents allow the sustainable practice

of foodsharing to emerge, to flourish and to be legitimized. I identify three adaptation

strategies that describe this process: collaborating, reframing and structuring. Goal

congruency is identified as the underlying mechanism that allows for dialectical adaptation

and the legitimation of the sustainable practice.

According to prior research, beliefs about sustainability do not always turn into

actions related to sustainability (Holt 2012; Prothero et al. 2011). This finding has been, for

instance, attributed to regulatory or inherent normative tensions such as considerations about

hygiene versus sustainability (Guillard and Roux 2014; Phipps and Brace-Govan 2011). In

line with Phipps and Brace-Govan (2011), I argue that market structures, namely marketplace

antecedents, play a crucial role in the development, enactment and the legitimation of

sustainable practices in the marketplace. Prior research emphasizes the role of public policy

intervention (Phipps and Brace-Govan 2011; Schor 2005) or top-down approaches

(Andreasen 2002; Barr 2003) in order to enhance sustainable practices. In the present case,

activist consumers drive the legitimation process. Through dialectical adaptation strategies

the sustainable practice and the marketplace antecedents get approximated. Dialectical

adaptation is based on the interdependence of the focal practice and the marketplace

structures. In the present case, regulatory change did not follow behavioral change or vice

versa, but they were interdependent and influenced each other. Further, the findings highlight

that a change not only in marketplace antecedents (Phipps and Brace-Govan 2011) but in

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practices as well might be a fruitful path to sustainable consumption. Something similar was

observed by Schouten, Martin, and Tillotson (2014), who document a successful program of

municipal collection and composting of household food waste. In this case the initiative was

top down, driven by policy makers who altered marketplace antecedents as well as the

practice of composting. What seems of utmost importance is to align practices and

marketplace antecedents for the sake of legitimation (Scott 2008; Suchman 1995). This

finding also has the potential to enrich other studies drawing on institutional theory by

unpacking the legitimation process: legitimation might be gained through an approximation

of practice and marketplace antecedents on the three institutional dimensions (regulatory,

normative, cultural-cognitive). In order to gain legitimacy, the actions of an entity may be

aligned with or approximated to the broader institutional environment, and vice versa.

Further, the process of dialectical adaptation allows the mitigating of trade-offs as

experienced by different actors in the marketplace. Often, goals to achieve sustainability

stand in conflict with other goals (Guillard and Roux 2014). For instance, public policy

pursues partly conflicting goals such as consumer protection and the reduction of safe food

waste: the best-before date is meant for consumer protection but causes large amounts of safe

food waste. This safe food waste might be seen as an unintended consequence (Phipps and

Brace-Govan 2011; Stewart 2014) or trade-off (Mittelstaedt, Duke, and Mittelstaedt 2009) of

public policy. By approximating at the practice level and the level of marketplace

antecedents, activist consumers mitigate the trade-offs experienced by public policy. This is

mainly achieved through the strategy of collaboration with retailers based on a legal

disclaimer. The legal disclaimer allows consumers to actively opt out of the consumer

protection that is provided by the best-before date. Further, the disclaimer allows retailers to

hand over food items that have passed the best-before date without fearing any legal

consequences. A legal disclaimer is not a direct regulatory intervention. Although initiated by

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activist consumers, it allows public policy to offer protection to interested consumers, while

at the same time allowing other consumers to engage in the sustainable practice of

foodsharing.

According to prior research, public policy has three main tools to solve public policy

issues such as the problem of safe food waste: law, incentivizing or education (Rothschild

1999). I propose that public policy should think about offering opting out options under

certain circumstances. However, opting out only seems to be fruitful for cases where all of

the marketplace actors are highly motivated for a certain cause (Rothschild 1999). Further,

public policy has to assure that the consumer is empowered to make responsible decisions as

the consumer might not be able to take a wise decision for certain cases (for instance, opting

out of a retirement plan). This manuscript illustrates how regulatory adaptation can be

achieved without direct regulatory intervention such as command and control policies or

market-based interventions (Phipps and Brace-Govan 2011). Offering opting out options

regarding certain public policies might be a fruitful way to counter unintended consequences

while still catering to other public policy goals such as consumer protection.

I also identify three adaptation strategies of activist consumers that allow them to

shape the focal practice and the marketplace antecedents on the different institutional

dimensions. This way I map out how a public policy challenge can be resolved by activist

consumers in collaboration with retailers. In contrast to public policy intervention regarding

safe food waste such as the reconsideration of the best-before date (Waterfield 2014) or the

ban of food waste for retailers (Chrisafis 2015), I suggest that these adaptation strategies

should have fewer unintended consequences: they align practices with marketplace

antecedents, marketplace antecedents among themselves and different actors in the

marketplace. This way, dialectical adaptation strategies might contain and mitigate potential

struggles and conflicts.

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Collaboration allows activist consumers to deal with barriers and tensions

encountered on the regulatory dimension. Without violating existing regulations, activist

consumers found a way to cooperate with retailers. Collaboration compensates for the

activists’ missing regulatory power by aligning different actors in the marketplace. Reframing

allows for approximating at the practice level and at the level of market antecedents on the

normative dimension. In the present case, taking something for free is no longer stigmatized

and is now seen as sustainable behavior. Structuring plays a crucial role in aligning the focal

practice and the marketplace antecedents on the cultural-cognitive dimension as well as with

the institutional dimensions among themselves. Structuring imposes a form of organization

and reinforces the legitimation process on the other institutional dimensions. Goal

congruency allows for this outcome: by pursuing the same goal—the reduction of food waste

—consumers, retailers and public policy are able to negotiate and adapt the focal practice and

the respective marketplace structure.

This finding informs other studies concerned with sustainable consumption (e.g.

Brosius, Fernandez, and Cherrier 2012; Guillard and Roux 2014). For instance, gleaning for

bulky objects—a consumer-driven practice supporting sustainability—encounters resistance

from market structures (e.g. unclear regulations). By using adaptation strategies, those

activist consumers could achieve broader enactment and legitimation of their practice. At this

point, this manuscript highlights the importance of the regulatory dimension: through the

strategy of collaboration, activist consumers can skirt legal regulations and gain legitimacy

on the regulatory dimension without direct regulatory intervention. Emphasizing the common

goal of sustainable use of bulky objects could lead to collaboration with industry and public

policy.

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Conclusion

This research examines the legitimation of a sustainable consumption practice through

dialectical adaptation processes. The study nevertheless has limitations. First, foodsharing.de

is still a young organization and its long-term legitimation still remains to be seen. Second, I

identified a set of strategies of activist consumers that allow for alignment of practices and

marketplace antecedents, marketplace antecedents themselves and actors in the marketplace.

Legitimizing sustainable actions and behaviors is a complex goal and I call for more macro

analysis to complement the findings. Further, this manuscript highlights a case where activist

consumers drive a sustainable action. It would be interesting to explore similar actions that

are driven by public policy or businesses and how they unfold. For instance, studying plastic

bottle deposits (driven by public policy) from a macro perspective that emphasizes a

dialectical adaptation process could provide further insights in how sustainable practices are

introduced and legitimized.

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Table 1

Activity Informant Occupation

1 Dumpster diving Christopher IT consultant

2 Dumpster diving Gina Consultant

3 Dumpster diving/

Foodsharing

Michaela Social Worker

4 Dumpster diving Fabian Student

5 Dumpster diving/

Foodsharing

Sandro Works at an NGO

6 Dumpster diving/

Foodsharing

Stefanie Environmental Engineer

7 Dumpster diving Melissa Doctoral Candidate

8 Dumpster diving Anna Waitress

9 Dumpster diving Caro Student

10 Dumpster diving /

foodsharing

Marina Social Worker

11 Dumpster diving Nils Student

12 Dumpster diving Katrin Research Associate

13 Dumpster diving/

Foodsharing

Bernd Designer

14 Dumpster diving Irina Student

15 Foodsharing principle

/Dumpster diving

Daniela Real Estate Manager

16 Foodsharing /

Dumpster diving

Victoria Waitress

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17 Foodsharing /

Dumpster diving

Franziska Student

18 Foodsharing /

dumpster diving

Sabine Housewife

19 Foodsharing /

dumpster diving

Adrian Founder & CEO

20 Foodsharing.de Rebecca Assistant to the

Management

21 Foodsharing Nadine Nurse

22 Foodsharing Kilian Founder & CEO

23 Foodsharing Sebastian Department head

24 Foodsharing Jack Student

25 Foodsharing Janine State Employee

26 Foodsharing Casey Freelancer IT

27 Foodsharing

principle/

Dumpster diving

Michael Student

28 Retailer 1 Paul, marketing Marketing manager

29 Retailer 2 Gerald, marketing Manager

30 Retailer 3 Simone, marketing Quality manager

31 Retailer 4 Ludwig, marketing Marketing Manager

32 Retailer 5 David, marketing Owner

33 Retailer 6 Andy, marketing Manager

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Figures

Figure 1. Modus operandi of foodsharing and dumpster diving.

Figure 2. Dialectical adaptation strategies for legitimation.

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