Marianne O Battani Financial Disclosure Report for 2010

8/3/2019 Marianne O Battani Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1 . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t ia l )Ba t tan i , Mar ianne O.

4. Title (Article IIl judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

U. S. Distr ict Judge, active

7. Chambers or Office Address23 1 West LafayetteDetro i t, Michigan 48226

2. Court or OrganizationUSDC, Eastern Distict of MI

! 3 . D a t e o f R e p o r t05/04/2011

5a. Repor t Type (check ap propr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b, [] Amended Report8. On the basis of the inform at ion contained in th is Repor t and anymodifications pertaining thereto, it is, in my opinion, in compliancewith appl icable laws and regula t ions.

R e v ie w i n g O f f i c e r D a t e

6. Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o ~ i n g i n a l v l a u a l o n l y ; s e e p p . 9 - 1 3 of filing instructions.)~ N O N E ( N o reportable positions.)

.POSITION NAME OF ORGANIZATION/ENTITY1 . P r e t r ia l Sk i l l s J u d g e C o o l e y L a w S c h o o l2.

3.

4.5.

I I . A G R E E M E N T S . m e p o n i .g i n a iv i a u a l only; see pp. 14-16 of f!ling instructions.)~] N O N E (No reportable agreements.)

1.1982

2 .1 9 823.

DATE PARTIES AND TERMSState of Michigan Defined Benefi t Plan(pension)Coun ty of Wayne Def ined Benef i t Plan(pens ion)


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r s o n R e p o r t i n gBa t t an i , Mar i an n e O .

Date of Repor t05/04/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 offiling instructions.)A. Fi l er s Non-Inves tme nt Incom eD (No reportable income.)O N E non- inves tment

DATE SOURCE AND TYPE

1. 2010 Cooley Law Schoo l , com pensat ion2 . 2010 Mich igan Judges Ret i remen t Sys tem3 . 2 0 1 0 Wayne C ounty Re t i r ement System4.

INCOME(you~,notspouse s )$300.00

$36,311.16$19,208.76

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dollar amo unt not required except for honoraria.)

N O N E (N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children," see pp. 25-2 7 of f!ling instructions.)

~] N O N E (No reportable reimbursements.)

2.3.

4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP ag e 3 o f 8


Date of Report05/04/2011

V . G I F T S . (Includes those to spouse and dependent children; seepp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a . e lu d e s t h o s e o S s p o u s e and dependent children; see pp. 32-33 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUECODE


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D a t e o f R e p o r t05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of sp .... and dependent c hi ldren; see pp. 34-60 of f!l ing ins truct ions)N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t st lnc lud ing t rus t a sse t s )

Place "(X)" after each assetexemp t from prior disclosure

B. C. D.Incom e during G ross value at end Transact ons during reporting period

reporting period of reporting period(1) (2) (1) (2) (1 ) (2) (3) (4~ ( 5 ) .

A m o u n t Type (e g., V alue V a lue Type (e.g., Date Value Gain Identity ofCode I div., reni, Code 2 Method buy, sell, m rrd dd /y y C od e 2 Code 1 .... buver/seller(A-H) o r i n t . ] - ( J - P ) Code 3 redemption) (J-p ) (A-H ) (if private(Q-W) t r a n s a c t i o n )

1. FIDELITY INDIVIDUAL ACCOUNT

2. -Fidelity Accounts(cash, cash equivalent) A Int./Div. L T3. - P u r i t a n A Dividend J T

4. E D W A R D JO N E S IR A A C C O U N T D Int./Div. N T

5. - P u t n am M i d C a p V a l u e . F u n d C I A Sold 12/28/10 J6. -Capita l Incom e Builder Fund C1 A

7. -Capita l Income Bu ilder Funds CI B

8. -Cap i ta l Wor ld Growth & Income Fund ClA9. - C a p i ta l W o r l d G r o w t h & I n c o m e F u n d C 1 B

10 . - E u r o P a c i f ic G r o w t h F u n d C I A

1 I. - E u r o P a c i f ic G r o w t h F u n d C l B

1 2 . -Frankl in Income Fund C1 A

1 3 . -Fundame ntal Investors Fund Cl A

Sold 12/28/I 0 J(part)

1 4 . -Fundame ntal Investors Fund Cl B

1 5 . -Har t ford Cap i ta l Apprec ia tion Fund C I A1 6 . - A m e r i c a n B a l a nc e d F u n d C 1 A

1 7 . - A m e r i c a n H i g h I n c o m e T r u s t C I A So ld 12/28/10 J(part)

1, lncome Gain Codes: A =$L000 or less B =$1,001 - $2;500(See Col ....BI a nd D 4) F =$50,001- $100,000 G ~$]D0100i ~ $i,000,000

2. V alue C odes J =$15,000 or tess K = $15~001 ~ $50,000(See Columns CI and D3) N = $250,0 01 - $500,000 O = $500,001 - $1,000;000

P3 =$25,000,001 - $50,000 0003. Value Method Codes Q = Ap p ra i sa l R =Cost (Real Estate Only)(See Colunm C2 ) U =B ook V alue V =O ther

C =$2,501 - $5,000 D = $5,0 01 - $1 5,000 E = $15,0 01 - $5 0,000H1 =$1,000,001 -$5,000,000 H2 =Mote than $5~000 000 ....L =$50,00i ~ $100,000 M =$100;001 - $250,000v, = $ 1 ; 0 0 0 , o 0 1 - $ 5 , 0 o 0 ~ o o 0 P ~ = $ 5 1 o 0 0 ! 0 0 i -$ 2 5 , 0 0 0 ; 0 0 0P4 =More than $50,000,000S =A ssessment T = Ca s h Ma rke tW =Est imated


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 8

~ a m e o f P e r s o n R e p o r t in gB a t t a n i, M a r i an n e O .


V I I . IN V E S T M E N T S a n d T R U S T S - income, valu, t ....... tions (Includes those of spo ..... d dependent children; see pp. 34-60 of f iling instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross value at end Transact ons during reporting period

(including trust assets) reposing per iod of reporting period(1) (23 (1) (2) (1) (2) (3) (4) (5 )

Place "(X)" atter each asset Amount Type (e.g.. Value V a ue Type (e~g4 D~t~ i Value Gain Identity ofexem pt from prior disclosure Code 1 d i v . , r e n t , Code 2 Method buyi Se ll, . . . . mm /dd/yy : Code2~ C o d e 1 buyer/seller(A-H) o r i n t . ) ( J ~ P ) [ ( A -H) (if privatet r a n s a c t i o n )

1 8 . -Amer ican In te rna t iona l Growth & Incomefund CI A1 9 . -Amer ican Mutual Fund C1 A20 . -Bond Fund of Amer ica C1 A21 . -Cap i ta l Wor ld Bond Fund CI A22 . -Frank l in Smal l Cap V a lue Fund C1 A B u y 03/29/10 J23. Buy 08/25/10 J24 . - G r o w t h F u n d o f A m e r ic a C 1 A

25 . -Har t ford Inf la t ion Plus Fund CI C26 . - Income Fund of Am er ica Fund C1 A Bu y 12/28/10 J27 . -Lord Abbe t t Core Fixed Income Fund C1 C28 . -Lord Abbe t t Shor t Dura t ion Income F undC I C29 . - N e w E c o n o m y F u n d C 1 A30 . - N e w W o r ld F u n d C I A

31 . -Oppenheim er In ternat ional Bond Fund CI 2~ Sold 12/28/10(part)32 . - V a n K a m p e n B u i l d A m e r ic a B o n d s In c o m eTrust Ser #2033 . - Invesco Bui ld Am er ica Bonds Incom e Trus~ Bu y 08/24/10Series # 4734 . - Invesco Bui ld Am er ica Bonds Incom e Trus~ Bu y 12/28/10ser ies # 61

KJ

1. l~ome Gain C~des: =$1,000 or less B =$1,00 | - $2 ,500( S e e C o l u m n s B l a n d D 4 ) F = $ 5 0 , 0 0 1 - $ t 0 0 ,0 0 0 O = $ i 0 0 , 0 0 1 - $ i i0 0 0 , 0 0 02. V alue C odes J =$15,000 or less K =$15,001 - $50~000

( S e e C o l u m n s C I a n d D 3 ) N =$ 2 5 0 ,0 0 1 - $ 5 0 0 ,0 0 0 O = $5 0 0 , 0 0 1 - $1 , 0 0 0 , 0 0 0P3 =$25,000,001 - $50,000,0003. Value Method Codes Q = Ap p ra i sa l R =Cost (Real Estate Only)

( S e e C o l u m n C 2 ) U = B o o k V a l u e V = O t h er

C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000H =$ 00000 L$5000000 H2~Morethan$5000~000L =$50;001 ~ $100i000 M--$ 00;00] ~ $250i000~ ~ $ ~ , o 0 0 ; 0 0 1 ~ $ 5 ; o o o ;0 0 6 v z ~ $ 5 i ~ o o , o o i : ~ 5 ; 0 o 0 ; o 0 oP4 ~More than $50 000 000S =A ssessment T ~ Ca s h Ma rke tw =Est i raa tcd


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FINANCIAL DISCLOSURE REPORTPage 6 of 8

N a m e o f P e r s o n R e p o r t in gB a t t a n i , M a r i a n n e O .


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Descr ip t ion o f Asse t s( inc lud ing t rus t a sse t s )

Place "(X)" after each asse~exemp t from prior disclosure

Transactions during reporting periodreporting period of reporting period

4(1) (2) (1) (2) (1 ) (2) (3) ( ) (5 )Amount T y p e ( e . g . , Value Value T y p e ~ e ~ g ~ ; D a t e Value [ Gain Identity ofCode 1 div., rent, Co d e 2 ,Method buy, sell~ mm/dd/yy C ode 2 Code 1 buyer/seller(A-H) o r i n t . ) (J-P) Code 3 redemption) ( J - P ) ( A - H 3 ( i f p r i v a t e(Q-W) ~ r a n s a c u o n )

35 . -Frank lin Income Funds C 1 A Bu y 03/11/10 J36 . -US Treasury Bonds37 . E D W A R D J O N E S S IN G L E A C C O U N T38 . -Cash & money marke t funds A Dividend J T39 . -Federa ted Stra tegic Income Fun d C1 A B Dividend K T40. -F ederated K au fm an Sm all C ap F und C 1 A N on e J T41 . -Federated Kaufman Fund C 1 A A Dividend J T42 . -Lord Abbe t t Core Fixed Incm A A Dividend J T Bu y 08/23/10 i J43 . -Lord A b b ett Sh o rt Du r Inc Fd A N on e J T Bu y 12/30/10 J44 . Ch ase Bank (cash and cash equiva lent ) A Interest K T45 . MassMutual: whole life policy A Dividend J T

L income Gain Codes :(See Columns B I and D4)

2. Value Codes(See Columns CI and D3)

3.V alue Method Codes(See Column C2 )

A =$1;000 or l e sg B =$1,001 k $ 2 ~ 5 0 0 C =$2,501 -- $5,000 D =$5,001 - $15,000F =$50 ,001 - $100,000 G =$1 00,001 - $1,000,000 HI =$1;000;001 - $5;000,000 H2 =More than $5 000 000J =$15,000 or tess K =$t5;001 -$50;000 E :$~0;001 ~ $1001000 M =S 100,001 -$250;000N =$250,00 t - $500,000 0 =$500,001 --$1,000;000 PI =$1,000,00 i - $5,000,000 P2 =$5,000;001 = $25;000,000P3 =$25,000,001 - $50,000,000 P4 =More than $50;000;000Q = Ap p ra i sa l R =Cost (Real Estate Only) S =A ssessment T = C a s h M a r k e tU =B ook V alue V = O t h e r W =Est imated

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 7 o f 8

N am e o f Pe r s on R e p o r t i n gB a t t a n i, M a r i a n n e O .

Date of Repor t05/04/201 l

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndicate part of report.)Vl l . T he F ide l i ty I RA Accoun t l i s t ed on L ine 4 and the De f e r r ed C om p ens a t ion 457 l i s t ed on L ine 14 o f l a s t y ea r s repor t da ted , 5 /10 /2 010 , wer e en t i r e ly r o ll edove r in to the E dwar d Jones I RA Accoun t l a s t y ea r and do no t appea r on th i s r epor t .


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Name of Person ReportingB a t t a n i, M a r i a n n e O .

Date of Repor t05/04/2011

IX. CERTIFICATION.I c e r t ify t ha t a l l i n fo rm a t i on g i ve n a bove ( i nc l ud i ng i n fo rm a t i on pe r t a i n i ng t o my spou se a nd m i nor o r de pe nde n t c h i l d re n , i f a ny) i s

a c c ura t e , true , a nd c om p l e t e t o the be s t o f m y k now l e dge a nd be l i e f , a nd t ha t a ny i n fo rma t i on no t r e por t e d wa s wi t hhe l d be c a use i t me t a pp l i c a b l e s t a t u t o ryp rov i s i ons pe rm i t ti ng non-d i sc l osure .I f u r t h e r c e r ti fy t h a t e a rn e d i n c o m e f ro m o u t s i d e e m p l o ym e n t a n d h o n o ra r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e incom pl iance wi th the p rovis ions of 5 U.S.C . app . 501 e t . seq . , 5 U.S.C. 7353 , and Judic ia l Conf e rence regula t ions .

Signature: S/M ar i anne O. Ba t t an i

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L SI F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U BJ E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S (5 U .S . C . a p p . 10 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Marianne O Battani Financial Disclosure Report for 2010