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Manual annota)on in a func)onal typological grammar study (A study on the Javanese dialect of Kudus, Indonesia) Noor Malihah

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Page 1: Manual&annotaon&in&afunc)onal-& typological&grammar&study&ucrel.lancs.ac.uk/crs/attachments/UCRELCRS-2013-01... · Manual&annotaon&in&afunc)onal-& typological&grammar&study& (A&study&on&the&Javanese&dialectof&Kudus,&

Manual  annota)on  in  a  func)onal-­‐  typological  grammar  study  

(A  study  on  the  Javanese  dialect  of  Kudus,  Indonesia)  

 Noor  Malihah  

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Loca)on  Kudus  Yogyakarta  

Solo  

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The  grammar  of  Javanese  

•  SVO  (verbal  clauses).  •  Javanese  NPs  lack  number  marking,  plurality  is  indicated  by  a  numeral.  

•  No  tenses.  •  Verbs  may  be  combined  with  aspectual  markers  and  modals.  

 

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Goal  

•  To  annotate  manually  the  JDK  spoken  and  wriLen  corpus    

•  To  use  the  annota)on  in  a  func)onal-­‐typological  grammar  study,  especially  on  the  passive,  the  applica)ve,  and  the  causa)ve.    

   

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 Why  passive,  applica)ve,  and  causa)ve?

   a.  Many   scholars   have   broadly   discussed   the  phenomena   of   passive,   applica)ve,   and  causa)ve  in  the  Austronesian  languages.    

b.  The   same   phenomenon:   valency   changing  construc)on  

c.  In  JDK,  they  have  dis)nc)ve  features  compared  to  standard  Javanese  

d.  Applica)ve   and   causa)ve   have   the   same  morphological  markers  in  Javanese  

   

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 Passive  

 •  It  contrasts  to  another  construc)on,  the  ac)ve;  •  The  subject  of  the  ac)ve  corresponds  to  a    non-­‐obligatory  oblique  phrase  in  the  passive;  or  is  not  overtly  expressed;  

•  The  subject  of  the  passive,  if  there  is  one,  corresponds  to  the  direct  object  of  the  ac)ve;  

•  The  construc)on  is  pragma)cally  restricted  rela)ve  to  the  ac)ve;  

•  The  construc)on  displays  special  morphological  marking  of  the  verb.  

(Siewierska,  2005)  

 

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Example  of  passive  in  English  

 a.  John  bought  the  book.  

b.  The  book  was  bought  by  John.  

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The  applica)ve  

•  A  sentence  where  an  extra  object  is  added.  •  Haspelmath  (2001):  Applica)ve  as  a  valency-­‐increasing  phenomenon  where  a  direct  object  is  added  to  a  verb.  

•  It  is  just  like  in  English  (Gropen  et  al.  1989:  204):  a.  John  gave  a  gi^  to  Mary.  b.  John  gave  Mary  a  gi^.  

 

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Example  of  an  applica)ve  in  JDK  a.  FS:03:M:A:C:  136      Lha    otoma)se  asu  iku  mau  kan  yo  nyedak-­‐i      EMPH  automa)cally  dog  that  DEF  EMPH  also  ACT.approach-­‐APPL    bulus    iku    mau      turtle    that    DEF        

b.    Non-­‐applica)ve  (manipulated  example)      Lha    otoma)se    asu    iku    mau  kan    yo    nyedak      ning  

EMPH  automa)cally  dog  that    DEF    EMPH    also    ACT.approach  to    bulus    iku    mau      turtle    that  DEF    ‘Huh,  automa)cally,  that  dog  also  approached  that  turtle.’  

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Causa)ve  •  Causa)viza)on  creates  a  new  predicate  with  an  agent  causer  added.  

•  Somebody  makes  someone  do  something.  •  Talmy  (2000),  Shibatani  (1976)  define  a  causa)ve  situa)on  as  a  situa)on  that  can  be  analyzed  into  two  sub-­‐events:  a  causing  and  a  caused  event.  The  cause  event  must  follow  causally  from  the  causing  event.    a.  The  caused  event  would  not  occur  if  the  causing  event  did  not  occur;    b.  The  caused  event  does  indeed  occur.    

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Example  in  English  

(1)  a.  The  children  danced.    b.  The  teacher  made  the  children  dance.  

 (2)  a.  The  robber  died.  

 b.  The  policeman  killed  the  robber.  

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General  ideas  

•  A  rela)vely  small  data  collec)on  •  Manually  annotated  the  data  for  various  gramma)cal  features  

•  Use  the  tags  to  examine  the  correla)on  between  one  code  and  the  other  code(s)  

 

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Data  collec)on  

•  Type  of  data  :  Elicited  narra)ve,  spontaneous  speech,  wriLen  data.  

•  Period  :  September  2010  –  January  2011  (5-­‐month  data  collec)on)  

•  Place  :  Kudus  regency,  Central  Java,  Indonesia  

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Manual  annota)on  •  Goal    To  produce  a  corpus  for  a  grammar  study.    I  am  not  producing  the  perfect  corpus  for  future  genera)ons,   but   a  workable   corpus   for  my   own  use.     The   annotated   corpus   will   be   used   to   do   the  analysis  of  the  JDK  grammar.     The   manual   annota)on   of   the   JDK   data   is  linguis)cally   rich   informa)on   ranging   from  morphology  through  syntax  and  seman)cs.  

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Why  manual  annota)on?  

•  The  data  set  contains  a  small  number  of  annotated  data  (see  table  1).    a.  Recording  from  49  JDK  na)ve  speakers    b.  WriLen  data  from  six  ar)cles  from  a  local  newspaper  

   

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Table  1.  The  distribu)on  of  informants,  clauses,  words  with  different  data  sources  

Corpus   Number  of  informants  

Number  of  clauses  

Number  of  words  

Narra)ve  Frog  story  

41   2,431   37,716  

Spontaneous  speech  

8   1,045   6,103  

WriLen  data   6   586   3,547  

TOTAL   55   4,062   47,366  

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Prepara)on  

•  A  word  document  is  used  to  transcribe  and  annotate.  

•  An  excel  sheet  is  used  to  record  the  quan)ta)ve  results.  

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Step  1  •  Decided  the  codes  used  to  annotate,  including:  

a.  Type  of  clauses  (ac)ves,  passives,  and  erga)ve-­‐like)  b.  Applica)ves  and  causa)ves;  c.  Transi)vity  of  the  verb  base;  d.  Gramma)cal  rela)ons;  e.  Seman)c  features  of  the  nouns;  f.  Seman)c  roles  of  the  nouns;  g.  POS;  h.  Data  sources.    

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Step  2  

•  Read  through  and  annotated  every  single  clause.    

 •  Explicitly  added  informa)on  on  each  clauses  and  words  in  each  text  in  the  corpora.  

•  These   tags   were   used   to   look   at   the  correla)on   between   a   par)cular   gramma)cal  feature  and  the  others.  

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Rules:  •  A  single  clause:    -­‐  Indicates  a  single  situa)on  or  ac)on  or  event  -­‐  A  dependency  of  a  predicate  and  an  argument  (Ewing,  1998:  14)  

 •  Annota)on      Each  annota)on  was  placed  in  angle  brackets,  the  posi)on  of  these  tags  varies.  

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Step  3:  Code  for  data  sources  •  My  transcripts  were  coded  to  indicate  informa)on  about  the  speakers  who  produced  each  clause.    

•  Each  single  clause  is  labeled  using  a  uniform  format.    

•  The  ID  code  preceding  each  clause  iden)fies  the  type  of  data,  the  sex,  age,  and  place  of  residence  of  the  speaker  and  clause  number.  

 

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How  to  use  the  codes  for  data  sources  •  A  combina)on  of  codes  serves  as  a  unique  iden)fier  for  a  par)cular  clause.    

•  There  is  no  clause  that  has  the  same  string.  •  Example:    FS:01:F:A:C:  008  refers  to  data  elicited  using  the    frog  story  method,  narrated  by  informant  number  one,  who  is  female,  adult  and  who  lives  in  an  urban  area;  and  this  is  clause  number  eight  in  the  transcript.  

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Codes  applied  to  verbs  Codes   Informa>on   Posi>on  

TR1  or  TR2  or  INT1  or  INT2  

Ac)ve  transi)ve/intransi)ve  verbs.  Each  TR  or  INT  is  iden)fied  as  1  (for  verbs  with  the  nasal  prefix)  or  2  (for  verbs  without  the  nasal  prefix).  

Immediately  a^er  the  verb  

PASS1  or  PASS2  or  PASS3  

Passive  type  1,  or  passive  type  2,  or  passive  type  3.  The  classifica)on  is  based  on  the  presence  of  agent,  pa)ent,  and  preposi)on  in  a  clause  

Immediately    a^er  the  verb  

UNMARKED   Passive  without  morphology   Immediately  a^er  PASS1,  or  PASS2  or  PASS3  

ERGL1  or  ERG2L  

ERGL1  labels  an  erga)ve-­‐like  clause  where  the  agent  is  the  first  person  singular  pronoun,  ERGL2  codes  an  erga)ve-­‐like  clause  where  the  agent  is  the  second  person  pronoun  

Immediately  a^er  the  verb  

APPL1  or  APPL2  or  APPL3  

APPL1  labels  a  verb  with  –(a)ke;  APPL2  shows  a  verb  with  –na;  and  APPL3  indicates  a  verb  with  –i.    

Immediately  a^er  TR1  or  TR2  or  PASS1  or  PASS2  or  PASS3  or  ERG1  or  ERG2  

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con.nue  

Codes   Informa>on   Posi>on  

CAUS1  or  CAUS2    or  CAUS3  

CAUS1    labels  a  verb  with  –(a)ke;  CAUS2  shows  a  verb  with  –na;  and  CAUS3  indicates  a  verb  with  –i.    

Immediately  a^er  TR1  or  TR2  or  PASS1  or  PASS2  or  PASS3  or  ERG1  or  ERG2  

ADV   Indicates  an  adversa)ve  passive   Immediately  a^er  the  verb  

ANS   Ac)ve  clause  without  Subject   Immediately  a^er  TR1  or  TR2  

PNS   Passive  clause  without  subject   Immediately  a^er  PASS1  or  PASS2  or  PASS3  

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Example    (1)  FS:01:M:A:C:  003    terus    kui    bocah-­‐bocah    kui    mancing    <INT2>  then      that  child-­‐child    that    ACT.go.fishing  ‘Then  those  children  went  fishing.’    (2)  WR:07:  042    Suplo  ngagetna  <TR2>  <CAUS1>    paklike  lan    mboklike  Suplo    ACT.surprise.CAUS  uncle  and  aunty  ‘Suplo  caused  his  uncle  and  his  aunty  to  surprise.’      

 

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Codes  applied  to  clauses  Codes   Informa>on   Posi>on  

NOM1  or  NOM2  

NOM1  indicates  a  non-­‐verbal  clause  and  NOM2  labels  an  existen)al  clause  

At  the  end  of  the  clause.  

IMPER   Impera)ve  clause   At  the  end  of  the  clause  

REL   Rela)ve  marker   Immediately  a^er  the  Javanese  rela)ve  marker  sing  or  kang  

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Examples    (1)  FS:02:M:A:C:  006      nanging    Budi    orak    kuat  <NOM1>  But    Budi    NEG    strong  ‘But  Budi  was  not  strong.’  

(2)  FS:03:M:A:C:  025    Loh    kok    malah    ono    bulus    <NOM2>  Huh  EMP    actually    exist    turtle  ‘Huh,  actually  there  was  a  turtle.’  

 

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Codes  applied  to  nouns  1:  Indica)ng  seman)c  features  of  the  nouns    

Codes   Informa>on   Posi>on  

HUM  or  NONH  

Human  or  non-­‐human  noun   Immediately  a^er  a  noun  

ANIM  or  INA   Animate  or  inanimate   Immediately  a^er  label  HUM  or  NONH  

DEF  NP  or  INDEF  

Definite  or  Indefinite  noun  phrase  

Immediately  a^er  label  ANIM  or  INA.    Only  for  common  nouns.  NAME    is  used  instead  when  a  noun  is  a  name.  1  or  2  or  3  is  used  instead  when  the  noun  is  first  person  pronoun  or  second  person  pronoun  or  third  person  pronoun  

1  or  2  or  3   First  person  pronoun,  or  second  person  pronoun  or  third  person  pronoun  

Immediately  a^er  label  ANIM  OR  INA    

S  or  P   Singular  or  plural   Immediately  a^er    DEF  NP  or  INDEF  NP  or  NAME  or  1  or  2  or  3  

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Examples  (1)  SS:02:F:A:C:  305    Setange    iki  <NONH>  <INA>  <DEF  NP>  <S>    hurung    Steering  this    NEG    dibenak-­‐benakke  <PASS3>  <CAUS2>    PASS.fix-­‐fix.CAUS  ‘This  steering  has  not  been  fixed.’          

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Codes  indica)ng  seman)c  roles  Codes   Informa>on   Posi>on  

AGT   Agent   A^er  the  code  indica)ng  the  seman)c  features  of  the  nouns,  immediately  a^er  SG  or  PL  

PAT   Pa)ent   A^er  the  code  indica)ng  the  seman)c  features  of  the  nouns,  immediately  a^er  SG  or  PL  

BEN   Benefac)ve   A^er  the  code  indica)ng  the  seman)c  features  of  the  nouns,  immediately  a^er  SG  or  PL  

REC   Recipient   A^er  the  code  indica)ng  the  seman)c  features  of  the  nouns,  immediately  a^er  SG  or  PL  

LOC   Loca)on   A^er  the  code  indica)ng  the  seman)c  features  of  the  nouns,  immediately  a^er  SG  or  PL  

INST   Instrument   A^er  the  code  indica)ng  the  seman)c  features  of  the  nouns,  immediately  a^er  SG  or  PL  

GOAL   Goal   A^er  the  code  indica)ng  the  seman)c  features  of  the  nouns,  immediately  a^er  SG  or  PL  

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Examples  •  SS:02:F:A:C:  305  setange  iki  <INA>  <NONH>  <DEF  NP>  <S>  <PAT>  hurung  dibenak-­‐benakke  <PASS3>  <CAUS2>    

 ‘This  steering  has  not  been  fixed.’    •  FS:02:M:A:C:  010  Kirike  budi    <NONH>  <ANIM>  <DEF  NP>  <S>  <AGT>  marani  <TR2>  <APPL3>  buluse  <GOAL>  karo  njegogi      <TR2>  <APPL3>  

‘Budi’s  dog  approached  the  turtle  and  barked.’  

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Codes  indica)ng  the  gramma)cal  rela)ons  of  the  nouns  

Codes   Informa>on   Posi>on  

SUBJ   Subject  of  the  clause   A^er  the  code  indica)ng  the  seman)c  roles  of  the  noun  

OBJ   Object  of  the  clause   A^er  the  code  indica)ng  the  seman)c  roles  of  the  noun  

IO   Indirect  object  of  the  clause  

A^er  the  code  indica)ng  the  seman)c  roles  of  the  noun  

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Examples    

•  SS:02:F:A:C:  305  Setange  iki  <INA>  <NONH>  <DEF  NP>  <S>  <PAT>  <SUBJ>  hurung  dibenak-­‐benakke  <PASS3>  <CAUS2>    

 ‘This  steering  has  not  been  fixed.’  •  FS:02:M:A:C:  010  Kirike  budi  <NONH>    <ANIM>  <DEF  NP>  <S>    <AGT>  <SUBJ>  marani  <TR2>  <APPL3>  buluse  <NONH>  <ANIM>  <GOAL>    <OBJ>  karo  njegogi      <TR2>  <APPL3>    ‘Budi’s  dog  approached  the  turtle  and  barked.’  

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Codes  indica)ng  the  lexical  and  morphosyntac)c  features  of  the  dialect  

Code   Informa>on   Posi>on  

JDK   Lexical  or  morphosyntac)c  features  of  JDK.  To  allow  me  to  demonstrate  that  the  clauses  are  originally  produced  by  the  na)ve  speakers  of  JDK,  the  features  need  to  be  coded.  I  will  only  analyze  any  texts  containing  clauses  with  JDK  features.  

Immediately  a^er  the  features  in  the  clause  

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Examples    

•  SS:02:F:A:C:  305  Setange  iki  <INA>  <NONH>  <DEF  NP>  <S>  <PAT>  <SUBJ>  hurung    <JDK>  dibenak-­‐benakke  <PASS3>  <CAUS2>    

   ‘This  steering  has  not  been  fixed.’  •  FS:02:M:A:C:  010  Kirike  budi  <NONH>    <ANIM>  <DEF  NP>  <S>    <AGT>  <SUBJ>  marani  <TR2>  <APPL3>  buluse  <NONH>  <ANIM>  <GOAL>    <OBJ>  karo  njegogi  <TR2>  <APPL3>  <JDK>    ‘Budi’s  dog  approached  the  turtle  and  barked.’  

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Results  

•  An  annotated  dataset  containing  relevant  informa)on  to  answer  my  research  ques)ons  

 •  Quan)ta)ve  results  are  obtained  by  coun)ng  the  co-­‐occurrence  of  a  par)cular  feature  in  the  dataset.    

 

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con.nue  

•  From  these  tags,  I  can  describe  a  par)cular  construc)on  in  data  number  xxx,  for  example:    a.    The  type  of  clause      b.    The  transi)vity  of  the  verb  base    c.    The  animacy  of  the  subject    d.  The  animacy  of  promoted  argument    e.  The  seman)c  role  of  the  promoted  

argument    

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Example    •  FS:02:M:A:C:  010  Kirike  budi  <NONH>    <ANIM>  <DEF  NP>  <S>    <AGT>  <SUBJ>  marani  <TR2>  <APPL3>  buluse  <NONH>  <ANIM>  <GOAL>    <OBJ>  karo  njegogi  <TR2>  <APPL3>  <JDK>  

 a.  Data  in  FS:02:M:A:C:  010  is  an  applica)ve  type  3  b.   The   agent   is   the   subject   and   is   non-­‐human  animate  (animal).    

c.   The   promoted   argument   or   the   object   is   also   a  non-­‐human  animate  (animal)  and  it  is  a  goal.  

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How  to  use  the  results  

•  Combine  one  informa)on  with  another  informa)on  to  answer  about  the  use  of  a  par)cular  gramma)cal  construc)on.  

•  For  example:  informa)on  about  seman)c  role  of  a  noun  phrase  can  be  combined  with  the  applica)ve  to  answer  how  each  seman)c  role  of  the  promoted  argument  is  promoted  with  the  applica)ve  type  1.  

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How  to  use  the  tags  (1)  •  Search  for  the  occurrences  of  a  par)cular  construc)on,  for  example  applica)ve.  

 •  Highlight  all  entries  with  applica)ve  (APPL1,  APPL2,  APPL3)  

 •  Put  the  entry  for  a  par)cular  construc)on  in  a  separate  file,  for  example:  when  I  searched  for  an  applica)ve,  I  will  have  four  separate  file  for  APPL1,  APPL2,  APPL3  and  applica)ve  all  together  

 

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con.nue  

•  At  the  same  )me,  I  used  an  excel  sheet  for  several  purposes,  such  as  to  list  the  verbs  or  other  informa)on  needed,  to  record  the  quan)ta)ve  results,  and  to  create  a  graph  based  on  the  quan)ta)ve  results  

 

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List    of  verbs  in  APPL1  

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Quan)ta)ve  results  

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Graph    

-­‐na   -­‐(a)ke   -­‐i   All  applica)ve  

Baseline  

64.9  

80.0   76.2   73.8   78.3  

35.1  

20.0   23.8   26.2   21.7  

The  distribu>on  of  subject  animacy  with  the  different  applica>ve  markers    

Animate  subject   Inanimate  subject  

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How  to  use  the  tags  (2)  

•  To  examine  the  transi)vity  of  the  verb  bases  in  the  applica)ve  construc)ons,  I  looked  at  the  tags  on  the  verbs  (TR1  or  TR2  or  INT1  or  INT2  or  ERGL1  or  ERGL2)  

•  To  see  the  animacy  of  the  subject  in  the  applica)ves,  I  used  the  tags  for  ANIM  or  INA  and  SUBJ  

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con.nue  

•  To  see  the  animacy  of  the  promoted  argument  in  the  applica)ves,  I  looked  at  the  tags  for  ANIM  or  INA  and  OBJ  (the  promoted  argument)  

 •  To  inves)gate  the  seman)c  role  of  the  promoted  argument    in  the  applica)ve,  I  examined  the  tags  for  seman)c  roles  (PAT  or  BEN  or  INST  or  LOC  or  GOAL  or  REC)  

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con.nue  

•  I  also  used  these  tags  to  count  the  frequency  distribu)on  with  which  each  gramma)cal  phenomenon  co-­‐occurs  

•  For  example  to  examine  the  co-­‐occurrence  of  the  affixes  used  to  promote  each  seman)c  role.  

 

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Example  

Benefac)ve   Recipient   Loca)on   Goal   Instrument   Pa)ent  

62.7  

0.0   0.0  

18.3  

100.0  

73.5  

37.3  

0.0   0.0   6.1  0.0  

26.5  

0.0  

100.0   100.0  

75.6  

0.0   0.0  

The  distribu>on  of  the  affixes  used  to  promote  each  seman>c  role  

-­‐na   -­‐(a)ke   -­‐i  

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Challenge  1  

•  To  decide  the  appropriate  codes  in  the  annota)on  which  were  relevant  to  the  main  research  ques)ons.  The  annota)on  should  make  it  possible  to  search  for  specific  informa)on  in  the  data  set  

 •  For  example:  to  adopt  INT  or  INTR  for  an  intransi)ve  verb,  S  or  SUBJ  for  a  subject  of  a  clause.    

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Challenge  2  

•  Consistency    •  For  example:  to  adopt  clear  criteria  on  what  counts  as  an  animate  or  inanimate  noun  or  other  gramma)cal  terms.    

•  Sikile  asu  ‘the  dog’s  leg’  is  an  animate  or  inanimate  noun      

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Challenge  3  •  High  accuracy  •  For  example:      a.  Mistyped  <APPL1>  à  <APLL1>    b.  Extra  space  <ANIM>  à  <  ANIM>    c.  Human  mistakes  <HUM>  à  <NONH>  

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Challenge  4  

•  Many  files  •  Save  each  files  for  a  par)cular  construc)on  in  a  separate  file.  

•  For  example:   In  the  applica)ve,  at   least  there  were  5  files,  namely:  file  for  all  dataset,  file  for  applica)ve   all   together,   file   for   applica)ve  type  1,  type  2  and  type  3.      

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Challenge  5  

•  Time-­‐consuming  •  Why?  A  manual  entry  of  the  analysis  •  When  there  were  any  changes  for  one  piece  of  informa)on,  a  revision  is  needed  for  the  whole  dataset  –  start  the  tagging  from  the  beginning  

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Summary  

•  Manual  annota)on  is  possible  to  do  in  a  func)onal-­‐typological  grammar  study  

•  Some  good  points    •  Some  challenges    

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