\s of: 16 SEP 2013

[NVESTMENT ADVISOR:

:LIENT:)ATE OF BIRTH:

?HONE NUMBERS:

PREVIOUS CLOSE

HBC DOUG NCGREGOR3701637B CITY OF STRATFORD,

Business: (519) 271-0250

CLIENT HOLDING REPORT

("OPERATING") (Corporate)

INVESTMENT OBJECTIVE: Conservative

Page: 1

ACCOUNT

IS

23

TOTAL

TRADE DATE BALANCE

791.46

7,921.11

B,712.57

VALUE DATE BALANCE

791.46

7,921.11

8,712.57

BUYING POWER/REQUIRED TO MARGIN

1,773,691

3.384.368

5,158,059

REQUIRED TO

2,216,125

4.031,345

o

~ES SUNLIFE FF'19CALL

;ECURITY)ESCRIPTION

iOJ.1E GIC ANN

10HE GIC ANN

?EOPLE GIC ANN

:DNVIEST GIC ANN

~QTBL GI C ANN

iOlllE GIC ANN

101·1E GIC ANN

101·1E GIC ANN

~QTBL GIC ANN

10J.1E GIC ANN

)EOPLE GIC ANN

~BC GIC ANN 2.00%

lOME GIC ANN

1TL TR GIC ANN

)EOPLE GIC ANN

)EOPLE GIC ANN

ISBC GIC ANN

'AMCTY GIC ANN

'ANCTY GIC ANN

31";0 GIC ANN

JV,O TR GIC ANN

Jt·:O GIC ANN

JHO TR GIC ANN

H·m J.1TG GIC ANN

:ITY OF TORONTO

\GF GIC ANN

1.77\

1.85\

1.75\

1.75'

1.75\

1.9\

1.85'

1.85\

1.6\

1.75\

1.65\

1.75\

1.55\

1. 6\

1.66\

1. 55\

1.72\

1.6\

1.4\

1.4\

1.45\

1.45\

1. 45\

4.9\

2.05\

1BSEP13

25SEP13

25SEP13

010CT13

010CT13

010CT13

170CT13

170CT13

18NOV13

18NOV13

18NOV13

06DEC13

13DEC13

23JAN14

23JAN14

28JAN14

21FEB14

27FEB14

31HAR14

14HAY14

19JUN14

19JUN14

26JUN14

26JUN14

26JUN14

290CT14

17NOV14

SECURITYSYHBOL

TOTAL

=23500

100000

111883

100000

100000

139500

147500

68100

100000

200000

100000

108400

168300

1B7000

81276

93500

106670

114738

72046

100000

100000

100000

200000

100000

127000

100000

120000

AVERAGECOST

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

94.247

100.000

100.000

100.000

100.000

100.000

100.000

99.563

100.000

r-1ARKETPRICE

100.0000

100.0000

100. 0000 ­

100.0000

100. 0000 ­

100. 0000 ­

100.0000

100.0000

100.0000

100. 0000 ­

100.0000

100.0000

100.0000

100.0000

100.0000

100.0000

100.0000

100.0000

98.8413

100.0000

100. 0000 ­

100.0000

100.0000

100.0000

100.0000

103.0140

100.0000

MARKETVALUE

23500

100000

111883

100000

100000

139500

147500

68100

100000

200000

100000

108400

168300

187000

81276

93500

106670

114738

71211

100000

100000

100000

200000

100000

127000

103014

120000

\ t-1ARKET PURCHVALUE DATE

0.38 Sep12

1. 60 Sep12

1.79 Sep12

1.60 Oet12

1.60 Oet12

2.23 Oet12

2.36 Oec12

1.09 Oet12

1.60 Nov12

3.20 Nev12

1.60 Nov12

1.74 Dee11

2.69 Dee12

2.99 Jan13

1.30 Jan13

1.50 Jan13

1.71 Feb13

1.84 Feb13

1.14

1.60 14ay13

1.60 Jun13

1.60 Jun13

3.20 Jun13

1.60 Jun13

2.03 Jun13

1.65 Oct04

1.92 Nev12

UNREALGAIN/LOSS

oooo

ooooooo

ooooo

oo

3310

ooooo

o3451

o

\ HOLDGAIN/LOSS YIELD M.S;. STAT

0.00 1.77 15

0.00 1.85 23

0.00 1.7523

0.00 1.7523

0.00 1.75 23

0.00 1.90 23

0.00 1.85 23

0.00 1.85 15

0.00 1.60 23

0.00 1.75 23

0.00 1.65 23

0.00 2.00 23

0.00 1.75 15

0.00 1.5523

0.00 1.60 15

0.00 1.66 23

0.00 1.55 23

0.00 1.7223

4.87 2.15 15

0.00 1.60 23

0.00 1.40 15

0.00 1.40 15

0.00 1.45 15

0.00 1.45 15

0.00 1.45 15

3.47 2.18 15

0.00 2.0523

susQTI R

\s of: 16 SEP 2013 PREVIOUS CLOSE CLIENT HOLDING REPORT Page: 2

[NVESTMENT ADVISOR::LIENT:

)ATE OF BIRTH:

HBC DOUG MCGREGOR37016378 CITY OF STRATFORD, ("OPERATING" I (Corporate)

INVESTMENT OBJECTIVE: Conservative

{ES SMO FF2020 CALL

;E CAPITAL 4.24\

mc GIC ANN 1.7\

1TL TR GIC ANN 1.7\

mc GIC ANN 1.7\

tANLIFE GIC ANN 1.75\

{OYAL BK MTG GIC A 1.7\

{BC GIC ANN 1.7\

{OVAL TR GIC ANN 1.7%

~ONTIRE GIC ANN 1.95\

{ES SMO FF 2021 CALL

{ES CIBC FF 2023 CALL

{ES TO FF' 23 CALL

0.00 1.70 23

0.00 1.70 23

O. 00 1. 95 15

\" HOLDGAIN/LOSS YIELD M.5. STAT

0.00 1.95 23

0.00 1.95 23

0.00 1.90 23

0.00 2.00 15

0.00 1. 90 15

O. 00 1. 95 23

1. 09 2.12 15

0.00 1.83 23

0.00 1.70 23

0.00 1.70 23

0.00 1. 70 23

0.00 1. 70 23

1. 25 23

0.00 1.70 15

0.00 1.7015

0.00 1.70 23

0.00 1.7523

susQTI R

1. 70 23

2.47 23

3.23 23

3.25 23

0.00

-0.94

-3.68

-3.82

UNREALGAIN/LOSS

ooo

ooo

2335

oo

oo

o1140

o

ooooooo

-769

-2399

-2248

1. 01 May13

0.91 May13

1. 60 Jun13

1.30 Jun13

3.46 Jun13

1. 60 Jun13

3.47 Jun13

3.20 Jun13

1.60 Jun13

1. 63 Dec12

1.60 Jun13

1.60 Jun13

3.79 Jan13

1.84 Feb13

3.48 Jan13

0.91 Apr13

1. 60 May13

2. as May13

2.40 May13

2.48 May13

1.47 JullO

\ MARKET PURCHVALUE DATE

3.20 Oec12

3.20 Dec12

1.30 Dec12

MARKETVALUE

200000

200000

81000

101800

236800

114738

217334

56799

100000

128000

150000

154700

92142

217000

200000

216470

100000

100000

100000

100000

100000

80987

62820

56578

MARKET

PRICE

100.0000 ­

100.0000 T

100.0000 ­

100. 0000 ~

100.0000 ­

100.0000 -

96.6918

100.0000 ­

100.0000 ­

100.0000 ­

100.0000 ­

100.0000 ­

103.5300

100.0000 ­

100.0000 ­

100. 0000 ­

100. 0000 ­

100. 0000 ­

100.0000 ­

100.0000

100.0000

93.8513

86.0542

85.7241

AVERAGECOST

100.000

100.000

100.000

100.000

100.000

100.000

95.653

100.000

100.000

100.000

100.000

100.000

102.249

100 000

100.000

100.000

100.000

100.000

100.000

100.000

100.000

94.743

89.340

89.130

TOTAL

\lIT200000

200000

81000

101800

236800

114738

224770

56799

100000

128000

150000

154700

89000

217000

200000

216470

100000

100000

100000

100000

100000

86293

73000

66000

SECURITYSYMBOL

1SDEC14

15DEC14

15DEC14

24DEC14

28JAN1S

27FEB15

22APR15

24APRlS

14MAY15

14r-1AY15

2Sl-iAY15

25MAYlS

08JUN15

08JUN15

08JUN1S

11JUN1S

19JUN1S

19JUN1S

19JUN1S

19JUN1S

26JUN1S

21APR16

06JUN18

09Jm,18

1.83\

1. 7\

1. 7\

1. 7\

1. 7\

1.95\

1.95\

1. 9\

2t

1. 9\

1. 95\

iECURITVJESCRI PTION

\GF GIC ANN

~ONWEST GIC ANN

~QTBL GIC ANN

\GF GIC ANN

mc GIC ANN

\GF GIC ANN

~ONWEST GIC ANN

iTL TR GIC ANN

mc GIC ANN

1TL TR GIC ANN

mc GTC ANN

)fficial in Canadian $

POSITION TOTALS

NET EQUITY

6,233,940 6,238,760

6,247,472

4,820

Market price older than previous close

\s of: 16 SEP 2013 PREVIOUS CLOSE CLIENT HOLDING REPORT Page: 3

- Average cost reflects Feb. 22, 1994 valuation.

The information shown on this report is accurate to the best of our knowledge but cannot be guaranteed by BI~O Nesbitt Burns.Clients are encouraged to bring discrepancies to the attention of their Investment Advisor.

For advisor use only.

l"~ Portfolio Performance CITY OF STRATFORD, C'OPERATING") 370 - 370'16378 HBC C c813

Current Year Previous Yeer

2013 % Rates of Relurn 2012 % Rates of RelurnPeriod Period Year to Date Period Year to Date

First Quarter "0.4~1' 0~511' 053)1 0.53

]second Quarter I 0.321 0.771 0.461 0.99

ICurrent Quarter to Previous Month End 1 0.281 1.051 0.461 1.46

IFourth Quarter 1 NIA I NIA I 0.431 1.89

Performance Measurement start Date: 01-JUL-2000

% Rates of Relurn

18~~I 2.14

] 2.23

J 316..:J

Previous Year(s)F · .. ·1 YEAR'

I 2 YEAR

I 3 YEAR

I 4 YEAR

Average Annual Compound Rate of Relurn for PeriodEnding: DECEMBER 31 , 2012

Report Currency ICDN $ ::::oJCalendar Year(s) % Rates of Relurn

I I 1B@=:jI 2.40

I 2.40

1 5.98 ..:J

I 2011

1 2010

I 2009

Your cash flow report BMO 0 Nesbitt Burns'

for the period January 2013 to December 2013

ACCOUNT 370-16378

CITY OF STRATFORO

(OPERATING)ATTN ANDRE MORIN, CITY HALL

1 WELLINGTON STSTRATFORO ON NSA 6Wl

Currency: Canadian $

Questions?Doug McGregor & Associates

DOUGLAS MCGREGOR(416) 359-6131douglas.lllcgl'cgol'@nbpcd.com

CHERYL IOAQUr~[

(416) 359+6111chcryl.joaquim@nbpcd.com

Fax: (416) 359-5379

ROSE MINASI(416) 359-6592l'osc.minasi@nbpcd.com

Jan Feb Mar Apr May lun lui Aug Sep 0,1 Nov Dec Total

Actual: Projected

3915 3915

1749 1749----3320 3320

4301 4301

1659 1659

1640 1640

1716 1716----1761 1761

1086 1086

1810 1810

1800 1800---2000 2000

2906 2906

2000 2000

IS4} 1841

2250 2250

1812 1812

9619 9619

1650 1650

1750 1750

3300 3300---.

3300 3300

1508 1508---

3584 3584-

3218 3218

PAGE 1 OF 3

Description

PROVOi\.

Quantity

AGFTR CO GIG ANN2.26%2nIAY13

4.75%02JUNI3

-~C"DOCi\'\;;CVC;E;O;..sC;T'CG~IC;C"A"'1'\N 1.65%;;;-;I8"ru=N'C'Ic;3----

EQTBLGICANN 1.75%18JUN13

-----R"B;;CC;;C;GIGANN I.G5%18JUNI3

TO },ITG GIC AN1\" CI."GSc;o/."oc;IS"["UOCN"I;c3------------­

CDNTIREGICANN 1.5%2'ljUNI3

CDNlVEST GIC A1'\N 1.65%24JUN 13

I-ISBCGICAJ,N 1.6%24IUNI3

VANcn·GICANN 2%11},IAYI3

VANCTI'GICANN 2%09},!A1'13

PEOPLE GIC ANN 2%09},IA\'13

AGFGICANN 1.81°~Og:-'I:\Y13

HO},IE GIC ANN 1.9%16},IA\'13

PEOPLE GIC Ai\1N 1.95% 19APR 13

EQTBLGIC ANN 1.55%25FEB13

AGFGICANN 1.51%25FEB13

TO~ITGGICANN 1.85%2oiJANI3

----"c;,Ai"N"'C"n=';c.GIC AN1\' 1.8%2'11..\.1'\ 13

VAl',cn' GIC ANN 1.55% 1·~""F"E"B;Ct3C----=-:

~ITL TRGICAi\'N 1.86%21JANI3

VAt'!cn·GICANN 1.85%171A1\'13

:-'ITL TR GIC ANN 2.2% 18JAN13

INCOME AND DIVIDENDSINTEREST

CON1VEST GIC ANN 1.8%09~IAYl3

},1t\PLETRGIGANN 2.25%lnl:\\'13

YOUR CASH FLOW REPORT FOR THE PERIOD JAN 2013 TO DE ( 2013 BMO e Nesbin Burns·ACCOUNT 370·16378("OPERATING") (ITY OF STRATFORD

Quantity Description Jan Feb Mar Apr May Jun Jul Aug Sep 0,1 Nov De' Total

INTEREST

Aclual Projecled

23500 HO~IE GIC ANN t.77%t8SEPI3 416 416

100000 HO~IEGIC ANN t.85%25SEPI3 1850 1850

111883 PEOPLE GIC ANN 1.75%25SEPIJ 1958 1958

100000 CD:o.~VESTGICAl\1N 1.75%OIOCTI3 1750 1750

100000 EQTBL GIC ANN 1.75%OIOCft3 1750 1750

139500 HO~IEGIC A.L\1N 1.9%OtOCTIJ 2651 2651

215600 HOME GIC A.1\1N t.85%t70CTIJ 3989 3989100000 EOTBL GIC Al\1N 1.6%18NDVI3 1600 1600200000 HOME GIC Ai\1N t.75%t8N'OVIJ 3500 3500

100000 PEOPLE GIC ANN 1.65% laNDV13 1650 1650

108400 RBG GIC Al'.'N 2.00%060EC 13 2168 2168

168300 HO~IE GIC AJ.....'N 1.75%130£CI3 2945 2945

100000 CITY OF TOROl\'1'O 4.9%290CTI4 2450 2450 4900120000 AGFGICA.NN 2.05%17NOVH 2460 2460

200000 AGFGICANN 1.95%ISDECI4 3900 3900

200000 CDl'iWESTGIC Al\'N 1.9S%15DECI4 3900 3900

81000 EQTBL GIC At''N 1.9%15DEC14 1539 1539

101800 AGFGICANN 2%24DECI4 2036 203689000 GECAPITAL 4.24% 081UNI5 1887 t887 3774

Sub - total 14944 5117 0 3536 16418 29815 0 O~ 4224 12589 9210 18375 $114228

Sub - total incomc and dividcnds 14944 5117 0 3536 16418 29815 0 O~ 4224 12589 9210 18375 $114228

MATURITIES

Actual ~ Projectcd

VANcn' GIC AI~N 1.8S%17JAt~13 211068 211068~ITLTR GIC At"''N 2.2%18JANI3 79494 79494MTL TRGICANN 1.86'%2IJAt'\l13 178000 178000TO ~ITG GIC A.t'\lN 1.85%24IANI3 232500 232500VANCTI' GIC ANN 1.8%24JANI3 91900 91900VANcn' GIC At"''N 1.55%19FEBI3 104938 104938AGF GIC AJ''N t.51%25FEBI3 113000 113000EQTBLGIC At'\' ' 1.55%25FEBI3 113000 113000PEOPLE GIC At'o'N 1.95%19APRt3 55712 55712AGFGICAJ'\IN 1.8 1%.09MAYt3 100000 100000CDl\'lVEST Gle AJ"''N 1.8%09MAYI3 100000 100000PEOPLE GIC At''N 2%09~tAYI3 100000 100000VAt"'ClT Gle At'\'N 2%09~tAYI3 145275 145275

PAGE 2 OF J

YOUR CASH FLOW REPORT FOR THE PERIOD JAN 2013 TO DEC 2013ACCOUNT 370-16378("OPERATING") CITY OF STRATFORD

BMO e Nesbitt Burns'

Quantity

t..iATURITlES

Descriplion Jan Feb Mar Apr May Jun Jul Aug sep 0" Nov De' Tolal

23500100000111883100000100000139500215(;00

100000200000100000108400168300

VA1'lcn'CICAI'i'\ 2%IHIAYl3

IIO~IECICANN 1.9%16~I:\YI3

~IAPLETR CIC AI"" 2.25% 17~IAYl3

ACFTR CO CIC AM: 2.26°o27~IAYl3

PROV 0"1 'I.75%02[UKI3

RES RUC FF2018 CALL 06J1J~13

CD~"'\VEST CIC ANN 1.65% 18[UK13

EOTBL CIC A:~N 1.75~o 181UK13

RBC CIC ANN 1.65% 181UK13

TD~ITCCICA1\:N 1.65%181UN13

CDNTlRECICANN 1.5%24IU1\:13

CD1\\VEST GIC ANN 1.65%2'IIUN I3

IISBCCICANN 1.6%2·IIUNI3

110~IECICANN 1.77°o18$EPI3

110~IECIC At"liN 1.85°o255EPI3

PEOPLE GIC Ai\'"N 1.75°;'255EPI3

CDl\ll,VEST GIG At'\'N 1.75%OIOCTl3

EQTBLGICANN 1.75%OIOCTI3~~~-

1I0~IEGICANN 1.9%OIOCTI3

1-I0W,:CIGANN 1.85'l0170CTl3

EQTBL GIG ANN 1.6% lB1\:OV 13

IImlEGIGANN 1.75":;'18NOVI3

PEOPLECICAl\:"N 1.65°;'18;,\OVI3

RUC GIC ANN 2.00%06DEC13

1-1m.IECIC ANN 1.75°o13DECI3

10000096871

10000079937

-105000216470

100000100000200000200000tOOOOO216000200000

AClual ~ Projected-----

__~+-_2""3500

100000 _

11 1883100000100000139500215600

100000200000100000

108400168300

10000096871

10000079937

-105000216470100000100000200000200000100000216000200000

23500100000111883100000----10000013gS00

215600100000200000

--~~

100000108400168300

Sub - tolal

To...! cash now

792962

807f106

330938

336055

o

o55712

59248

822083

838501

1737470

1767285

o

o

235383

239607

555100

567689

400000

40fl210

276700

2f15075

$5206348

55320576

Totals for each line are followed by a currency indicator where the projected cash flow is in a non-Canadian currency. All numbers on that line are shown in Ihe indicated currency. Sub-tolals and totals areconverted to Ihe equivalent value in selected currency for totals according to daily exchange rates determined by Bank of Monueal.Due 10 rounding, Ihe sum of columns and rows may nOI match totals. This report is not an official statemenl. II is a projeclion of cash flows on your positions held at BMO Nesbilt Burns Inc. along with unofficialpositions nOI held at BMO Nesbit! Burns. II is provided to you solely for information purposes and may, in part, be based on information provided by you or from third party sources and must not be relied uponfor its accuracy. The unofficial positions identified in this stalemenl with· may be held at olher financial institutions where they may not be covered by the Canadian Investor Proleclion Fund ("C1PF"). Pleaseconsult lhe monthly statements you receive from the relevant financial institulion(s) to delermine CIPF coverage. Also, please consullthe monlhly statements you receive from BMO Nesbill Burns Inc. todetermine which positions are held in segregation.

(!) MBMO (M·bar roundel symbol)" is a registered trade-mark of Bank. of Montreal. used under license. "Nesbitt Burns" is a registered trade-mark. of BMO Nesbitt Burns Inc.

PAGE 3 OF 3