LTE NSN Update

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    LTE-Advanced (Rel-10/11)

    March 2013

    Bong Youl (Brian) Cho,

    [email protected]

    mailto:[email protected]:[email protected]
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    Contents

    LTE-Advanced Overview LTE-Advanced Technologies

    eICIC for HetNet

    Relay

    MIMO Enhancement CoMP

    Carrier Aggregation

    SON

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    LTE-Advanced Overview

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    3GPP Release

    Note:

    3GPP GSM, WCDMA/HSPA, LTE , 3

    LTE-AdvancedLTELTE

    2000 2001 2002 2003 2004 2005

    Release 99

    Release 4

    Release 5

    Release 6

    1.28Mcps TDD

    HSDPA

    W-CDMA

    HSUPA, MBMS

    2006 2007 2008 2009

    Release 7 HSPA+ (MIMO, HOM etc.)

    Release 8

    2010 2011

    LTE

    Release 9

    Release 10

    Minor LTE enhancements

    2012 2013

    Release 11

    ITU-R M.1457IMT-2000 Recommendation

    LTE-AdvancedITU-R M.2012IMT-Advanced Recommendation

    2014

    Release 12

    1999

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    3GPP Releases

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    Radio Technology Evolution

    LTERel-8 and Rel-9

    LTE AdvancedRel-10 and Rel-11

    LTE Advanced

    EvolutionRel-12 and Rel-13

    Beyond 4G

    2010+

    2013+

    2015+

    2020+

    Optimizeperformance and

    architecture

    Squeeze

    macro cells

    Small cells forcapacity boost

    Local arearadio

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    LTE-Advanced (Rel-10)LTE (Rel-8)

    LTE LTE-A ()

    Class 1 Class 2 Class 5Class 3 Class 4

    Peakrate DL/UL 10/5 Mbps 50/25 Mbps 100/50 Mbps150/50 Mbps300/75 Mbps

    RF Bandwidth 20 MHz 20 MHz 20 MHz 20 MHz 20 MHz

    Modulation DL 64 QAM 64 QAM 64 QAM 64 QAM 64 QAM

    Modulation UL 16 QAM 16 QAM 16 QAM 16 QAM 64 QAM

    MIMO UL no no no no no

    Class 8Class 6 Class 7

    300/50 Mbps 300/100 Mbps 3000/1500Mbps

    40 MHz 40 MHz 100 MHz

    64 QAM 64 QAM 64 QAM

    16 QAM 16 QAM 64 QAM

    no 2 x 2 4 x 4

    MIMO DL optional 2 x 2 2 x 2 2 x 2 4 x 4 2 x 2 or 4 x4 2 x 2 or 4 x 4 8 x 8

    LTE Cat-3 or 410MHz BWDL 75Mbps, UL 25Mbps

    Cat-5 DL 300Mbps20MHz & 4x4 MIMO. Cat-6 DL 300Mbps40MHz & 2x2 MIMO. CA

    Cat-7 UL2x2 MIMOUL 100Mbps

    Cat-8 LTE-AdvancedPDR

    100MHz BW & 8x8 MIMO => DL 3Gbps

    100MHz BW & 4x4 MIMO => UL 1.5Gbps

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    ()

    (Spectral Efficiency, SE)

    : bit/sec/Hz

    Rel8 LTE ()Rel6 HSPA 3SE

    Rel10 LTE-Advanced()Rel8 LTE 1.4~1.6SE .

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    ?

    (cellular network)(frequency reuse)?

    AMPS7CDMA1(, )

    Small cell: Macro > Micro > Pico > Femto

    HetNet (Heterogeneous Network)

    ?

    data rate

    (Cooperative Multi-Point transmission andreception, CoMP)

    ? Higher order MIMO: 2x2 4x4 8x8

    ? = x

    ,

    Carrier Aggregation

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    LTE-Advanced: Five major technologies

    Relaying

    HeterogeneousNetworks

    100 MHz

    Carrier Aggregation

    Carrier1 Carrier2 Carrier3 Carrier5

    up to 100 MHz

    MIMO8x 4x

    Coordinated MultipointBWpeak data

    rate [Rel-10]

    SINR peak datarate [Rel-10]

    MIMO

    , [Rel-11]

    Small cell

    Micro/Pico/Femto

    [Rel-10]

    Repeater?

    Repeater

    [Rel-10]

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    HetNet: Interference Management

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    Network Densification

    Homogeneous network

    Heterogeneous network

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    HetNet problems in non-homogeneous deployment

    Consist of deployments where low power nodes are placed throughout a

    macro-cell layout The interference characteristics in a heterogeneous deployment can be

    significantly different than in a homogeneous deployment

    Mainly, two different heterogeneous scenarios are under consideration

    Macro-Femto (CSG: Closed Subscriber Group) case

    Macro-Pico case

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    Range Extension (of picocell)

    The current cell selection algorithm is DL oriented

    So, it may not be the optimum for UL perspective. Further more, too high DL power of macro cell is too costly in cellular network

    Range extension of picocell

    but, this can lead to significant interference issue in extended range

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    Why ALMOST blank subframe?

    Because some channels/signals should be transmitted for the legacy UE

    operation.

    CRS (If ABS coincides with MBSFN subframe not carrying any signal in data region, CRS is not

    present in data region )

    PSS, SSS, and PBCH

    PRS and CSI-RS

    SIB1/Paging with associated PDCCH

    No other signal is transmitted

    Some interference still exists.

    To be studied in the next release.

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    Coordination between two cell layers

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    TDM eICIC Principle- combined macro+pico+HeNB case

    Almost blank, orMBSFN sub-frame

    Sub-frame withnormal transmission

    Macro-layer

    Pico-layer

    HeNB-layer

    Macro-eNBs and Pico-eNBs can schedule also users

    that are close to non-allowed CSG HeNB(s), but notpico-UEs with larger RE.

    Pico-nodes can schedule UEs with

    larger RE, if not interfered from non-allowed CSG HeNB(s)

    Pico-UEswith larger

    RE, close toCSG

    HeNB(s)are

    schedulable

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    Baseline Assumptions forNetwork Configuration of Muting Patterns

    Macro + HeNB scenario: Muting patterns are assumed to be statically configured from OAM Both macro and HeNB needs to know the muting pattern:

    HeNB will apply the muting pattern (i.e. will mute some of its subframes)

    Macro-eNB needs to know so it only schedule its users close to non-allowed CSG

    HeNBs during muted subframes + can configured Rel-10 UEs with appropriatemeasurement restrictions.

    Macro + pico scenario:

    Muting patterns are assumed to be dynamically configured, assisted by newX2 signalling introduced in Rel-10.

    Both macro and pico needs to know the muting pattern: Macro-eNB will apply the muting pattern (i.e. will mute some of its subframes)

    Pico-eNB needs to know so it only schedule its users with large range extensionduring muted subframes + can configured Rel-10 UE measurement restrictions forthose UEs.

    Distributed concept

    Centralized concept

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    TS36.423 X2AP: Load Information

    9.1.2.1 LOAD INFORMATION

    This message is sent by an eNB to neighbouring eNBs to transfer load and interference co-ordinationinformation.

    Direction: eNB1eNB2.

    IE/Group Name Presence Range IE type and

    reference

    Semantics

    description

    Criticality Assigned

    Criticality

    Message Type M YES ignore

    Cell Information M YES ignore

    >Cell Information Item 1 .. EACH ignore

    >>Cell ID M ECGI Id of the

    source cell

    >>UL Interference

    Overload Indication

    O

    >>UL High Interference

    Information

    0 ..

    >>>Target Cell ID M ECGI Id of the cell

    for which the

    HII is meant

    >>>UL High Interference

    Indication

    M

    >>Relative Power (RNTP) O

    >>ABS Information O 9.2.54 YES ignore

    >>Invoke Indication O 9.2.55 YES ignore

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    TS36.423 ABS Information IE

    IE/Group Name Presence Range IE type and

    reference

    Semantics description

    CHOICEABS Information M

    >FDD

    >>ABS Pattern Info M BIT STRING (SIZ

    E(40))

    Each position in the bitmap represents a DL su

    bframe, for which value "1" indicates ABS and

    value "0" indicates non ABS.

    The first position of the ABS pattern corresponds to subframe 0 in a radio frame where SFN=

    0. The ABS pattern is continuously repeated in

    all radio frames.

    The maximum number of subframes is 40.

    >>Number Of Cell-specific

    Antenna Ports

    M ENUMERATED (

    1, 2, 4, )

    P(number of antenna ports for cell-specific ref

    erence signals) defined in TS 36.211 [10]

    >>Measurement Subset M BIT STRING (SIZ

    E(40))

    Indicates a subset of the ABS Pattern Info abo

    ve, and is used to configure specific measurem

    ents towards the UE.

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    New X2 eICIC Related Signalling

    ABS information in IE

    This IE provides information about which subframes the sending eNB is configuring asalmost blank subframes and which subsetof almost blank subframes are recommendedfor configuring measurements towards the UE.

    Macro can signal ABS muting pattern to the pico nodes in ABS information IE.

    A neighbouring macro-cell receiving this information may aim at using similar mutingpattern (but it is optional if macro-eNB follows such recommendation).

    Invoke information IE This IE provides an indication that the sending eNB would like to receive ABS

    information.

    Can be used by pico nodes to suggest macro-eNB to start scheduling ABS, i.e. that

    the pico serves UEs suffering high interference.

    Both the ABS information IE and/or Invoke IE is part of the LOADINFORMATION message. Therefore, both of them can be exchanged betweenany two eNBs connected with X2, also between macros.

    X2-AP: LOAD INFORMATION

    eNBeNB

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    CSI Measurement for eICIC

    Clearly, the interference experienced by pico-cell terminals may vary significantly

    between protected and non-protected subframes.

    CSI measurements carried out jointly on both the protected and non-protected

    subframes will thus not accurately reflect the interference of either type of

    subframes.

    Thus, as part of the enhanced support for heterogeneous network deployments, itis possible to configure a terminal with different CSI-measurement subsets ,

    confining the terminal CSI measurements to subsets of the full set of subframes

    with terminals reporting CSI for each subset separately.

    The corresponding CSI reports should then preferably reflect the interference level

    in protected and nonprotected subframes respectively.

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    FeICIC in Rel-11

    eICIC is introduced in LTE Rel-10 and further enhanced in Rel-11

    eICIC = enhanced Inter Cell Interference Coordination

    FeICIC = Further enhanced Inter Cell Interference Coordination

    eICIC consists of three design principles

    Time domain interference management (Rel-10) Severe interference limits the association of terminals to low power cells

    Cell range expansion (Rel-10/11)

    Time domain resource partitioning enables load balancing between high and low power cells

    Resource partitioning needs to adapt to traffic load

    Interference cancellation receiver in the terminal (Rel-11/12)

    Ensures that weak cells can be detected

    Inter cell interference cancellation for control signals (pilots, synchronization signals)

    Ensures that remaining interference is removed

    Inter cell interference cancellation for control and data channels (PDCCH/PDSCH

    * source: Qualcomm

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    FeICIC Performance

    * source: Qualcomm

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    FeICIC Performancecontd

    * source: Qualcomm

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    Relay

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    Relay

    Relay

    Repeater ?

    HeNB (femto cell) Macro

    Rel-10 relay deployment scenario

    Decode-and-forward relay

    Self-backhauling was taken as

    the basis for the LTE relaying Stationary relay

    Single hop relay

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    In-band Relay

    Interference b/w access link and backhaul link

    Using MBSFN subframe for relay operationMultiplexing b/w access and backhaul links

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    MIMO (Multiple Input Multiple Output)

    Multiple Input

    (NT) Multiple Output (NR)

    MxN 2x2 MIMO: 2, 2

    4x4 MIMO: 4, 4

    SIMO (Single Input Multiple Output) NR =

    MISO (Multiple Input Single Output) NT =

    (H)

    i h d

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    Higher Order MIMO

    MxN MIMO , min(M, N) 2x2 MIMO , data rateMIMO 2

    4x2 MIMO , data rateMIMO 2

    4x4 MIMO , data rateMIMO 4

    Rel-8 DL 4x4, ULSU-MIMO

    4Rx, DL 2x2.

    Rel-10DL 8x8 UL 4x4,Rel-8 DL PDR (peak data rate) 2UL PDR 4 8

    4power amplifier 4

    Higher order MIMOSINR (Signal to Interference and Noise Ratio).

    Max. 8 streams

    Higher-order MIMOup to 8 streams

    Max. 4 streams

    SU-MIMO up to 4 streams

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    ?

    In CL-SU-MIMO, SVD-MIMO is the optimum

    SVD MIMO as a closed-loop MIMO

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    x~x

    V VH U UH

    y

    minn

    1 1~w

    min

    ~n

    w

    Pre-processing Post-processingChannel

    ),0(~,, 0 rrt

    n

    nnNCC Iwyx

    wHxy

    y~

    With number of transmitting antenna=ntand receiving antenna=nr,

    MIMO Channel Decomposition

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    Benefits of Spatial Diversity

    Array gain Diversity gain and decreased error rate

    Increased data rate

    Increased coverage or reduced transmit power

    Receive Diversity Selection combining, Equal gain combining, and Maximal radio combining (MRC)

    Transmit Diversity Open-loop transmit diversity: e.g., Alamouti coding

    Closed-loop transmit diversity: e.g., Linear precoding

    y= G(HFx+ n)

    where xis the transmited symbol vector, yis the received symbol vector with Mx 1,

    Gis the post-coder matrix with Mx Nr, His the channel matrix with Nrx Nt, Fis theprecoder matrix with Ntx M

    For the diversity precoding, M = 1, and the SNR maximizing precoder Fandpostcoder Gare the right- and left- singular vectors of Hcorresponding to itssingular value, max.

    Spatial Diversity

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    DOA (Direction-Of-Arrival)-based Beamforming

    Physically directed Incoming signals to a receiver may consist of desired energy and interference energy.

    From the acquired DOAs, a beamformer extracts a weighting vector for the antennaelements and uses it to transmit or receive the desired signal of a specific user whilesuppressing the undesired interference signals.

    Often called null-steering beamformer

    Viable only in LOS environments or in environments with limited local scatteringaround the transmitter

    Eigen Beamforming Mathematically directed

    Eigen beamforming exploits CSI of each antenna element to find array weights thatsatisfy a desired criterion, such as SNR maximization or MSE minimization.

    Eigen beamforming is conceptually nearly identical to the linear diversity precoding,the only difference being that the eigen beamforming takes interfering signals intoaccount.

    More viable in realistic wireless broadband environments, which are expected to havesignificant local scattering

    Beamforming

    3GPP R l 8 LTE DL t i i d

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    3GPP Release 8 LTE DL transmission modesTwo approaches to multi-antenna transmission

    MCS

    CQI

    PMI

    RankCQI

    MCS

    PMI

    Rank

    PDSCH Channel estimation basedon common reference signal (CRS)

    MIMO Beamforming

    PDSCH Channel estimation based ondedicated reference signal (DRS)

    CRS DRS

    SRS

    Closed loop, codebook precoding (#4) Non-codebook precoding (#7)

    3GPP R l 9 LTE DL t i i d

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    3GPP Release 9 LTE DL transmission modesEnhanced beamforming: dual-layer beamforming (#8)

    CQI

    PMI

    Rank

    MCS

    Rank

    PDSCH Channel estimationbased on DRS

    DRSSRS

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    Diversity

    Same data on all the pipes Increased coverage and link quality

    But, the all pipes can be combined to make a kind-of beamforming

    MIMO Different data streams on different pipes (mode 4)

    Increased spectral efficiency (increased overall throughput) Power is split among the data streams

    Beamforming Data stream on only the strongest pipe (mode 7)

    Use all the power on the strongest pipe (i.e., the most efficient pipe)

    Increased coverage and signal SNR Not any more focusing on the strongest pipe in transmission mode 8 in R9

    Further enhanced in transmission mode 9 in R10

    Multi-Antenna Technology Summary

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    Precoding

    Codebook-based

    Non-codebook-based

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    DL MIMO Trend

    New RS Types in Downlink for LTE A

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    New RS Types in Downlink for LTE-A

    RS configuration in LTE A network

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    RS configuration in LTE-A network

    Support of Rel-8 Common RS

    LTE-A eNB should always support LTE UE as well Rel-8 CRS is also used for LTE-A UEs to detect PCFICH, PHICH, PDCCH, PBCH and

    PDSCH (TxD only)

    DM-RS+CSI-RS based approach

    Main motivation is to reduce RS overhead

    DM-RS for demodulation of PDSCH only (except TxD) UE specific

    Transmitted only in scheduled RBs and the corresponding layers

    RSs on different layers are mutually orthogonal

    RS and data are subject to the same precoding operation

    CSI-RS for measurement

    Transmitted by puncturing PDSCH RE in a duty cycle

    Idea is that CSI-RS overhead can be made very small (e.g. less than 1% for 8Tx antenna support)

    Independent antenna configuration

    Although LTE-A antenna port is larger than 4Tx, Rel-8 antenna port can be defined less than 4Tx

    Any combination is possible b/w the number of LTE-A CSI-RS ports and the number of CRS ports

    PDSCH T i i M d

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    PDSCH Transmission Modes

    TM Details RS for demodulation

    1 Single-antenna transmission CRS (R0)2 Transmit diversity CRS (R0R3)

    3 Open-loop codebook-based precoding in the case of morethan one layer, transmit diversity in the case of rank-onetransmission

    CRS (R0R3)

    4 Closed-loop codebook-based precoding CRS (R0R3)

    5 Multi-user-MIMO version of transmission mode 4 CRS (R0R3)

    6 Special case of closed-loop codebook-based precodinglimited to single-layer transmission

    CRS (R0R3)

    7 Rel-8 non-codebook-based precoding supporting onlysingle-layer transmission

    UE-specific RS (R5)

    8 Rel-9 non-codebook-based precoding supporting up totwo layers

    UE-specific RS (R7,R8)

    9 Rel-10 non-codebook-based precoding supporting up toeight layers

    UE-specific RS (R7R14)

    10 Rel-11 non-codebook-based precoding supporting up toeight layers (suitable for CoMP)

    UE-specific RS (R7R14)

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    CoMP

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    CoMP OperationsCS/CB, JT

    DL CoMP Schemes

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    DL CoMP Schemes

    DL C MP S h

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    DL CoMP Schemes

    UL CoMP Schemes

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    UL CoMP Schemes

    C MP S t

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    CoMP Sets

    CoMP cooperating set

    Set of (geographically separated) points directly or indirectlyparticipating in PDSCH transmission to UE.

    CoMP transmission point(s)

    Point or set of points actively transmitting PDSCH to UE

    A subset of the CoMP cooperating set

    CoMP measurement set

    Set of points about which channel state/statistical information relatedto their link to the UE is measured and/or reported

    CoMP Scenarios in 3GPP TR 36 819

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    CoMP Scenarios in 3GPP TR 36.819

    Scenario 1: Homogeneous network with intra-site CoMP

    Scenario 2: Homogeneous network with high Tx power RRHs Scenario 3: Heterogeneous network with low power RRHs within the macrocell

    coverage where the transmission/reception points created by the RRHs have

    different cell IDs as the macro cell

    Scenario 4: Heterogeneous network with low power RRHs within the macrocell

    coverage where the transmission/reception points created by the RRHs have thesame cell IDs as the macro cell

    eNB

    Coordination area

    High Tx

    power RRH

    Optical fiber Low Tx power

    RRH

    (Omni-antenna)

    eNB

    Optical fiber

    Scenario 1 - Homogeneous network with intra-

    site CoMP

    Scenario 2 - Homogeneous network with high Txpower RRHs

    Scenario 3/4 - Network with low powerRRHs within the macrocell coverage

    R8 CRS for TM1 6: resource mapping

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    R8 CRS for TM16: resource mapping

    0l

    0R

    0R

    0R

    0R

    6l 0l

    0R

    0R

    0R

    0R

    6l

    Onean

    tennaport

    Twoantennaports

    Resource element (k,l)

    Not used for transmission on this antenna port

    Reference symbols on this antenna port

    0l

    0R

    0R

    0R

    0R

    6l 0l

    0R

    0R

    0R

    0R

    6l 0l

    1R

    1R

    1R

    1R

    6l 0l

    1R

    1R

    1R

    1R

    6l

    0l

    0R

    0R

    0R

    0R

    6l 0l

    0R

    0R

    0R

    0R

    6l 0l

    1R

    1R

    1R

    1R

    6l 0l

    1R

    1R

    1R

    1R

    6l

    Fourantennaports

    0l 6l 0l

    2R

    6l 0l 6l 0l 6l

    2R

    2R

    2R

    3

    R

    3R

    3R

    3R

    even-numbered slots odd-numbered slots

    Antenna port 0

    even-numbered slots odd-numbered slots

    Antenna port 1

    even-numbered slots odd-numbered slots

    Antenna port 2

    even-numbered slots odd-numbered slots

    Antenna port 3

    R8 UE-specific RS for TM7: resource mapping

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    R8 UE-specific RS for TM7: resource mapping

    UE-specific RS (antenna port 5)

    12 symbols per RB pair DL CQI estimation is always based on cell-specific RS (common RS)

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    R10 UE-specific RS for TM9/10: resource mapping

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    R10 UE-specific RS for TM9/10: resource mapping

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    R8 UE-specific RS for TM7: sequence

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    The reference-signal sequence is defined by

    where the pseudo-random sequence generator shall be initialised with

    at the start of each subframe

    R8 UE-specific RS for TM7: sequence

    RNTI16cell

    IDsinit 21212 nNnc

    11210,)12(212

    1)2(21

    2

    1)( PDSCHRBs N,. .. ,,mmcjmcmrn

    UE specific within a cell

    R9 UE-specific RS for TM8: sequence

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    The reference-signal sequence is defined by

    where the pseudo-random sequence generator shall be initialised with

    at the start of each subframe

    R9 UE specific RS for TM8: sequence

    11210,)12(212

    1)2(21

    2

    1)( DLmax,RB N,. .. ,,mmcjmcmr

    SCID

    16cell

    IDinit21212/ nNnc

    s

    UE specific within a cell

    R10 UE-specific RS for TM9: sequence

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    The reference-signal sequence is defined by

    where the pseudo-random sequence generator shall be initialised with

    at the start of each subframe

    R10 UE specific RS for TM9: sequence

    SCID

    16cell

    IDinit21212/ nNnc

    s

    UE specific within a cell

    11210,)12(212

    1)2(21

    2

    1)( DLmax,RB N,...,,mmcjmcmr

    R11 UE-specific RS for TM10: sequence

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    The reference-signal sequence is defined by

    where the pseudo-random sequence generator shall be initialised with

    at the start of each subframe

    - if no value for is provided by higher layers

    - otherwise

    R11 UE specific RS for TM10: sequence

    UE specific within a vir tual cell

    SCID16)(

    IDsinit 21212/SCID nnnc

    n

    cellID

    )(ID nn i

    ii nn DMRS,ID)(ID

    inDMRS,ID

    11210,)12(212

    1)2(21

    2

    1)( DLmax,RB N,...,,mmcjmcmr

    R10 CSI-RS for TM9/10: resource mapping

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    R10 CSI RS for TM9/10: resource mapping

    even-numbered slots odd-numbered slots even-numbered slots odd-numbered slots even-numbered slots odd-numbered slots even-numbered slots odd-numbered slots

    0l 6l 0l 6l 0l 6l 0l 6l 0l 6l 0l 6l 0l 6l 0l 6l

    0l 6l 0l 6l 0l 6l 0l 6l 0l 6l 0l 6l 0l 6l 0l 6l

    15R 15R 16R 16R

    17R 17R 18R 18R

    19R 19R 20R 20R

    21R 21R 22R 22R

    CSI-RS is transmitted by puncturing data RE on both LTE Rel-8/9 andLTE-Adv PDSCH

    CSI-RS is regarded as data RE to LTE UE Some performance impacts on the legacy UEs are inevitable

    Loss of information due to puncturing, Interference from CSI-RS

    R10 CSI-RS for TM9: sequence

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    The reference-signal sequence is defined by

    where the pseudo-random sequence generator shall be initialised with

    at the start of each OFDM symbol

    R10 CSI RS for TM9: sequence

    cell specific

    1,...,1,0,)12(212

    1)2(21

    2

    1)( DLmax,RB, s Nmmcjmcmr nl

    CP

    cell

    ID

    cell

    IDs

    10

    init

    2121172 NNNlnc

    R11 CSI-RS for TM10: sequence

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    The reference-signal sequence is defined by

    where the pseudo-random sequence generator shall be initialised with

    at the start of each OFDM symbol

    A UE in transmission mode 10 can be configured with one or moreCSI processes per serving cell by higher layers.

    Therefore UE can send CSI of each TP in independently. (support to

    do CS/CB, DPS, JT)

    R11 CSI RS for TM10: sequence

    vir tual cell specific

    1,...,1,0,)12(212

    1)2(212

    1)( DLmax,RB, s Nmmcjmcmr nl

    CPIDIDs

    10

    init2121172 Nnnlnc

    Cell agnostic operation

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    Cell agnostic operation

    UE is camping to one serving cell as in R8

    (following process is with serving cell)Synchronize with PSS/SSS/CRS, identify cell id, read SI

    RACH and PDCCH are cell specific

    RRM/RLM measurement is performed on cell specific

    CRS, Handover is also cell specific.

    RRC configuration message is carried by PDSCH and

    PDCCH based on cell specific CRS

    Cell agnostic operation can work after RRC

    setup is done.

    eNB can configure Resource management set for UE to

    measure CSI-RS RSRP to help determining CoMP set.

    eNB can configure CoMP measurement set including

    multiple CSI-RS resource to one UE.UE measure the CSI-RS from eNB and feedback CSI.

    eNB schedule PDSCH/PUSCH through ePDCCH

    UE transmit PUSCH targeting to a virtual cell, network can

    decide which cell to receive it.

    UE receive PDSCH without know which cell it comes from

    From/to serving cell

    RACH

    PSS/SSS

    CRS/SI

    RR

    M/RLM

    CS

    I-RS

    PUSCH

    RI/PMI/

    CQI

    eP

    DCCH

    PDSCH

    UE

    UE doesnt know

    which cell this channel is from/to

    PDCCH

    Beam-switching vs Handover

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    Beam-switching vs Handover

    Beam SwitchingMoving between Beams in the Same Base Station

    (Low-Layer Procedure)

    HandoverMoving between Beams of different Base Stations (High-Layer Procedure)

    * source: ERTI

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    LTE Uplink spectral efficiency gains

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    p p y g(Full buffer, macro network, up to 4 BS antennas)

    Achieving decisive UL performance gainsrequires 4RX antennas per sector.

    UL JR-CoMP gives attractive Cell Edgeand Sector SE gains also as part ofintra-site evolution.

    Gains from inter-site JR-CoMP areincreased when power settings arechanged to trade-off cell edge SE gainsfor sector SE gains.

    UL JR-CoMP does not require standardsupport, but standard support willenhance UL JR-CoMP performance.

    ~25% sector SE gain and ~50% celledge SE gain over 2 Rx IRC can beachieved with intra-site 2 Rx JR CoMP

    ~20% sector SE gain and ~30% celledge SE gain over 4Rx IRC with MU-MIMO can be achieved with intra-site4Rx JR CoMP

    CoMP CoMP

    CoMP gainsvary withassumedreceiver type.

    2 RX antennas per sector 4 RX antennas per sector

    Intra-siteevolution

    Reference:

    Sector SE (cell throughput): 0.85 Bps/Hz/Cell

    Cell Edge SE (5%-tile CDF): 0.04 Bps/Hz/Cell @ MRC,Single cell, 2 Rx

    Environment:

    FDD, Macro Case 1, Full Buffer, Uncorrelated, cross-polar BS antennas

    Power settings (also in reference) emphasize cell edgeSE

    Receiver types:

    Interference cancellation w/ IRC

    IRC (single cell) or reduced complexity IRC (CoMP)* NSN result are included in 3GPP TR36.819

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    Carrier Aggregation

    MCCA

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    MC (Multi Carrier) : SKT850MHz 2x10MHz1.8GHz2x10MHzMC LTE

    850MHz2 850MHz1.8GHz,

    850MHz1.8GHz, PDR2DL 75Mbps

    CA (Carrier Aggregation) N.

    SKTPDR2DL 150Mbps

    MC

    Intra-band contiguous CA ()

    Intra-band non-contiguous CA

    Inter-band (non-contiguous) CA ()

    Some options of CA terminal implementation

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    p p

    Carrier Aggregation bands

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    gg gRelease independent

    Carrier Aggregation bands in

    3GPP Rel-11

    CA Band E-UTRA operatingband

    Requested by

    CA_1-19 1 + 19 NTT DOCOMO

    CA_3-7 3 + 7 TeliaSonera

    CA_4-13 4 + 13 Verizon Wireless

    CA_4-17 4 + 17 AT&T

    CA_7-20 7 + 20 Orange et al

    CA_5-12 5 + 12 US Cellular

    CA_4-12 4 + 12 Cox Communication

    CA_2-17 2 + 17 AT&T

    CA_4-5 4 + 5 AT&T

    CA_5-17 5 + 17 AT&T

    CA_3-5 3 + 5 SK Telecom

    CA_4-7 4 + 7 Rogers Wireless

    CA_3-20 3 + 20 Vodafone

    CA_8-20 8 + 20 Vodafone

    CA_1-18 1+18 KDDI

    CA_1-21 1+21 NTT DOCOMOCA_11-18 11+18 KDDI

    CA_3-8 3+8 KT

    Inter-band CA:

    CA Band E-UTRA operating

    band

    Requested by

    CA_41 41 Clearwire, CMCC,

    CA_38 38 CMCC

    CA_7 7 CUC, CT, Telenor et al

    CA Band E-UTRA operating

    bands

    CA_1-5 1

    5

    Carrier aggregation bands in

    3GPP Rel-10(Source: TS36.104, version 10.9.0)

    Inter-band CA:

    Intra-bandCA:

    CA Band E-UTRA operatingband

    CA_1 1

    CA_40 40

    Intra-bandCA:

    User plane structure Downlink

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    p

    Compared to the Layer 2 structure of LTE Rel-8, the multi-carrier nature ofthe physical layer is only exposed to the MAC layer for which one HARQentity is required per CC.

    The Layer 2 structure for the downlink is depicted here:

    Independent HARQ per CC.

    Thus, HARQ retransmissionsshall be transmitted on the

    same CC as the correspondingoriginal transmission.

    There is one PDCP and RLCper Radio Bearer. Not visiblefrom RLC on how many CCsthe PHY layer transmission is

    conducted. RLC supportsdata rates up to 1Gbps.

    Separate transport channels per CC:

    One transport block per TTI (when no spatial mux)

    Separate HARQ entities and retransmissions

    Dynamic Layer 2 packetscheduling across multiple

    CCs supported, (provided thatUE is configured to

    transmit/receive those multipleCCs).

    HARQ HARQ

    DL-SCH

    on CC1

    ...

    Segm.ARQ etc

    Multiplexing UE1 Multiplexing UEn

    BCCH PCCH

    Unicast Scheduling / Priority Handling

    Logical Channels

    MAC

    Radio Bearers

    Security Security...

    CCCH

    MCCH

    Multiplexing

    MTCH

    MBMS Scheduling

    PCHBCH MCH

    RLC

    PDCP

    ROHC ROHC...

    Segm.ARQ etc

    ...

    Transport Channels

    Segm.ARQ etc

    Security Security...

    ROHC ROHC...

    Segm.ARQ etc

    ...Segm. Segm.

    ...

    ...

    ...

    DL-SCH

    on CCx

    HARQ HARQ

    DL-SCH

    on CC1

    ...

    DL-SCH

    on CCy

    User plane structure Uplink

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    p p

    Same general principle as for downlink:

    Independent synchronous HARQ per CC.

    If UE is scheduled on multiple CCs, the UEdecides: Which order it utilizes the grants

    How to multiplex data from different radio bearers onCCs(based on logical channel prioritization rules).

    Separate transport channels per CC.

    Multiplexing

    ...

    Scheduling / Priority Handling

    Transport Channels

    MAC

    RLC

    PDCP

    Segm.

    ARQ etc

    Segm.

    ARQ etc

    Logical Channels

    ROHC ROHC

    Radio Bearers

    Secur ity Securi ty

    HARQ HARQ...

    CC1 CCx...

    CC/Cell management: PCell/SCell concept

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    CC/Cell management: PCell/SCell concept

    CA is configured for a UE

    RRC Connected state only

    Single RRC Connection (in standards perspective)

    No effects to the Idle mode

    Primary Cell (PCell):Provides Security inputs

    Provides NAS mobility functions

    Used for PUCCH transmission

    Used for RRC connection re-establishment

    Can be changed only by Handover

    Cannot be deactivated

    Cannot be cross scheduled

    Have always Uplink and Downlink resourcesCarrier frequency (FDD) or UL/DL subframes(TDD)

    Used for Radio Link Monitoring

    In summary: UE operates in PCell in similarmanner as in Rel8/9 serving cell

    Secondary Cell (SCell):SCells are configured based on UEcapability

    Can have DL only resource or DL and ULresource

    Are Rel-8 backward compatible cells

    Are configured to be used by the UE bydedicated signaling (RRC Reconfiguration)

    Providing additional resources for UEsconnection

    Can be deactivated; Both UL and DL isdeactivated simultaneously

    Can be cross scheduled from PCell or fromother SCells but always from single location

    UE acquires system information of SCell bydedicated signaling (RRC Reconfiguration)

    Cell Configuration

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    Ce Co gu at o

    Pcell

    Existing PCell is implicitly indicated

    Cell index for PCell is implicitly 0 PCell is changed only with handover (i.e. RACH and security change)

    Scell

    Delta configuration to the existing SCell applied

    Existing SCell is explicitly indicated by frequency or cell index

    Full configuration is used for SCell addition SCell can be added / removed / reconfigured for a UE at any time the eNB wants to do so

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    CA approach to interference avoidance in HetNet

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    pp

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    SON

    Why SON?

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    Performance optimization re-configuration

    Why SON?

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    LTE-Advanced Improvements

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    LTE Advanced Improvements

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    Thank you !www.nokiasiemensnetworks.com

    Nokia Siemens Networks

    20F, Meritz Tower, 825-2

    Yeoksam-Dong, Kangnam-Gu

    Seoul 135-080, Korea

    Bong Youl (Brian) Cho

    Lead Product ManagerKorea, Ph. D

    LTE Business Line, MBB

    [email protected]

    M bil 010 4309 4129

    mailto:[email protected]:[email protected]