Lowell A Reed Jr Financial Disclosure Report for 2009

8/3/2019 Lowell A Reed Jr Financial Disclosure Report for 2009

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A o t o FINANCIAL DISCLOSURE REPORTR e v . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 ( 5 U . s . c . a p p . k . ~ q IOl-ll l)I. Persun Reporting (last nam e, firsl, middle initia)~ 2. Court or Organ izati~n 3. Date of Repor tR E~ D, Jr., L~v,ell A. U.S. District Court 05,:11/2010

4. "rifle (Article Ill jt~dgcs indicate active or senior status: 5a. Report Type ~chcck appropriate type) 6. Reporting Periodmagistrate judges indicate F,~II- or part-time) ] N~lmination. Date 0 I/0 It2009toSenior District Judge- [] Initial [] A ..... I [] final 12/31/20095b. [] Amended Rcporl

7. Chambers or O[ficc .Address 8. Oil t i le bas is of the information contained tn this Report and an)modificat ions perta ining thereto, it is, in my opinion, in compliance4001 U~ Ct)~r lhouse ~sith applicable laws and regulations.601 Market StreetPhiladelphia, PA 19106 Re,. iewing Officer Date

IMPO RTANT N OTES: The instractions accompatsing this lbrm must be Jbllowed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign oa la~tpage.

I . P O S I T I O N S . fReporting individual only; ~et" pp, 9-13 of filing i,,s ..... ions.)[~] NONE (No reportable positions.)

POSITION N A M E OF ORGANIZATION/ENTITY

1 1 . A G R E E M E N T S . tR,porting indi,.idoal only: see pp. 14.16 of ]iling in.,tru,don~.) ""~ N O N E (No reportable agreements.)DATE PARTIES AND TERMS

I.


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FINANCIAL DISCLOSURE REPORT N ~ , e o r P ..... R~porting Dat of ReportPage 2 of 7 REED, Jr., Lov, ell A. 05il 1/2010

1 1 1 . N O N - ! N V E S T M E N T I N C O M E . (Reporting individual a.d ~use; see p p . I 7 - 2 4 of filing i n x t r u c t i v n . ~ : )A. Fliers Non-lnvestment Income

N O N E (No reportable non-investment income.)DATE SOURCg AND TYPE INCOME( y o u r s . n o t s p o u s e s )

I.2.3.4.

B. Spouses Non-Investment I ntome - tf j.ou were married during any p~rtion t~th reporting )e~r, cumpl~te thia xectivn.

~ N O N E (No reportable non-investment income.)SO~C~ AND TYPE

I . 2 ] 0 9 Trustee, Tes~amcntaw "Fn~st, T~ees commissions. ~See V III).2.3.4.

I V . R E IM B U R S E M E N T S -N O N E (No reportable reimbursements.)

~ ~ LOCAT1ON PURPOSg ITEMS PA~D ( )R PROV IDED1 .

3.4.5.


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FINANCIAL DISCLOSURE REPO RT ~ .... fP ..... R e p o r t i n g!

Da,eofRcportPage 3 of 7 REED, Jr ., Lo~ell A. 0 5 / I 1 / 2 0 1 1 )

V. GIFTS. a.~d~NONE (No reportable g~s.)

~CE DESCRIPTION VAL~1.2.3.

5.

V i . L I A B I L I T I E S . a,,,.~J~, ,ho~ o/.,e ....... u .~.u~ ., ,,~ u~,~.: ,~ ep. 32-3 3 0 f fillng instrnction,.)NONE (No reportable liabilities.)

CREDITOR DE~CI~IPTION VALUE CODE1.2.3.4.5.


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N a m e o 1 " P e r s o n R e p o r t in g

[

D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT] REED, Jr., Lowell A.

0 5 / I 1 / . 2 0 1 0Page 4 of 7VII . IN VES TM EN TS and TRUSTS - ~,.o~, ~,~. , ...... . , ~ 0 , , ~ ( I n c l u d e s t h . . . . . ~sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 ~ J i l i n g i n s t r u c t io n s . )

NONE (No reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s e l s I n c o m e d u r i n g G r o s s ~ a l u e a t e n d T~nsactions during rc~rnng period

( i n c l u d i n g t r u s t a s s e t s ) reposing ~riod o f r e p o s i n g p e r i o dP l a c e " [ X ) " a f t e r e a c h a s s e t A m o u n t ~ Type(c.g. V a k ~ c ~ V a l u e T y p e ( e . g .. I Date [ Value Gain ~ I d e n l i% o fe x e m p t f r o m p r i o r d i s c l o su r e Ct~elA H)Id i v . . r e n t , C ~ d c 2 M e t h od b u ~ . " s e l l . ~ m n x t d d ~ y y C o d e 2 C o d e I b u y c ~ . s c l t e r" - o r { h i ) [ L I - P ) : C o d e 3 r c d c m p f i o n ) ~ [ (J-P) I A - I I ) (ilpri~ale

I. INC Bank A I n t e r e s t J T2. Nicholas Fund IRA A I)ivideml

3. Janus Fund IRA A Dividend K T4 . Vanguard PA Tax Free A Dividend5. Vanguard Intemacdiate B ond Fund C Dividend L T6. Vanguard W indsor Fund IRA A Dividend J T 03/19/09 J ~otal [Send MarketIndex7. PP&L Common !3 Dividend K T8. IBM Common A Dividend J T9 . Vanguard Prime MM IRA C I n t e r e s t M T

10 . Vanguard Wclllngton B Dividend L TRA

1 I. Vangoard PA Tax Free MM B Dividend M T12 . Vanguard W indsor IRA B Dividend K T 03 q 9,09 K Total Bond MarketIndex13 . Index 500- Vanguard- II,A A Dividend K T14 . Vanguard Index Trust - Extended market A Dividend K T15 Equity Income F und - V anguard IRA A Dividend J T 03/19/09 J Total Bond MarketIndex16 Brokerage # I I~ ~ 17-28)

17 . --Money Market, Wachovia now,W ells A I n t e r e s t J TFargo


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N a m e o f P e r s o n R e p n r t in g D a l e o f R e p o r ~P a g e F I N A N C I A L 5 o f 7 D I S C L O S U R E R E P O R T REED, Jr., L o w e l l A . 0 5 / 1 1 / 2 0 1 0

VII. INVESTM ENTS and TRUST S -N O N E (No reportable income, assets, or transactions.)

[D e s c r i p l i o n o f A s s e t s I n c o m e d u r i n g G r o s s ~ a l u c a ~ ~ n d I " l r a n s a c l i o ~ s d u r i n g r e p o s i n g p e r i o d{ i n c l u d i n g t r u s l a s s e t s ) r e p o f f i n g ~ r i o d o f r e p o s i n g p e r i o d :{ ~ ) " _ .............~ {2) i)S ~" [2) .... ~ ...... (I) ..... ~j {3~[" (4) (5 )P I R c c " ( X ) " a f t c r e a c h a s s c l Amount Type l g , V a lue

e x e m p ~ f r o m p r i o r d i s c l o s u r e C ~ e I (A-H} or int.) ~J-P) ~ Code 3 ~ rcd~mption) ~ (J-P) A-H) (~fpfivatc

18 . --Goldman Sachs Bond A lntcres) K T B uy 01/20/09 K19. -American Express. Centurion Bank A Interest K T B uy 07/07/I}9 K

2 0 . --World Savings Bank. Houston. TX CD B I n t e r e s t Redeemed 07/06/09 K2 1 . --Columbtks {tank &l~ust Co. A I n t e r e s t K T B uy 07/15/09 K2 2 . --Western Bank, Mayagues, PR CD B I n t e r e s t K T2 3 . --E Trade Bank CD(IRA) B I n t e r e s t Redeemed 01/16/09 K2 4 . --GMAC Bank CD 0RAI B I n t e r e s t K T

2 5 . --Advama Bank Corp CD (IRA) A I n t e r e s t K T2 6 . --GE Capital Fund, Inc. CD {I1L.~,.} A I n t e r e s t Redeemed 09/25/09 K2 7 . --State Bank of India CI) IRA A I n t e r e s t K "1"

2 8 . --Goldman Sachs Group B ond (IRIS,) A I n t e r e s t J T29 . Ex-Ccll Energy Common A Di~.idetld J T

30 Wcllinglon -The Vanidtmrd ( i r o u p B I)ividcnd K T3 1 . Vanguard Convertible Boml Ftmd A Dividend .I T

3 2 . Vanguard Tax Managed Bal Fund A Dividend 3 T

3 3 . Vanguard "lolal Bond Fu)td IRA A Dividend J T B u y 03,q9/09 J3 4 . Vanguard Total Bond Fund IIL.,,. B D i v i d e t ~ d K T B uy 03/19/09 K


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FINANCIAL DISCLOSURE REPOR TPage 6 of 7 aEr:o, Jr., L,,wll A.

I0 5 / I 1 / 2 0 1 D

VIII. ADDITIONAL INFOR MATION OR EX PLANATIO NS. a,~i,.~,~,,r,o/s~,,,~,.~[;.xplanation F~r Sccfinn Ill B :~ non-i~,cstmenl incom e is paid Io her as a comm ission as one n~" thr~.c ~rnslccg; sb~: i~ not a beneficiar5" of the tn~st, either as to income ordis~ribfifi0n of corpus. ]"his is a private testamentary trust in which ~ h~rq,. interest now or as a rem ainder man. T he corpus of the trust never wasand never will be derived from the assets, income or activities of th," f iler (~r The filer cannot expect to derive a benefit f iom the trust incnme or c orpus."lhe service of--] as a trustee, and commissions earned are the sole f ina~ifii interest and responsibility of 1, Neither the filer nor ] h a ~ , ~ f i l e dany~tax return with, the trust and the filer has no actual kn owledge of the propert), or corpus of the trust, ] annual commission is based upon afon~aula which includes inter alia. the level of profitabilit} nfthe trust propert).,.


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FINANCIAL DISCLOSURE REPORT Name ofPc|son Rcporling OateofRepor,Page 7 of 7

IX. CERTIFICATION.l certi~ that all information given above (including information pertaining to my spouse and m inor or dependent children, if any) i.~accurate, true, and complete In the best of my know, ledge and belief, and that any information not reported ,~as withheld because it met applicable statutoryprovisions permitting non-disclosure.i further certify that earned income from outside elnployment and honoraria and the acceptance of gifts wh ich have been reported are incompliance with the provisions of 5 U.S.C. app. 501 ct. seq., 5 U.S.C. "/353, and Jndicial Conference regolations.

Signature

.NOTE: ANY INDIVIDUAl, WHO KNO\VINGLY AND ~,ILFUI,LY FALSIFIES OR FALLS TO FILE ]Ills REPORI" MAY lie S[.qlJECT TO (21VILAND CRIMINAL SANCTIONS (5 U.S.(L app. 104)

F I L IN G I N S T R U C T IO N SMail signed original and 3 additional copies to:

Commitlee on Financial DisclosureAdm inistrative Office of the United Slates CourtsSuite 2-301One Columbus Circle, N.E.W ashing ton , D.C. 20544

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Lowell A Reed Jr Financial Disclosure Report for 2009