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8/3/2019 Louise W Flanagan Financial Disclosure Report for 2010
1/8
AO 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 20 10I. Person Reporting (last name, first , middle init ial)
Fl a n a g a n , L o u i se W.
Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)
4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-time)
US Distr ic t Judge
7. Chambers or Off ice Addrt~sU S Cour th ouse413 M idd le S t r ee tNew Ber n , NC 28560
2. Court or Organ izat ionUS District Court , NC
3. Date of Report05/15/2011
5a. Repor t T~e (cheek appropr iate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ion conta ined in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancev, i th appl icab le l aws and regula t ions .
Reviewing Off icer Date
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,check ing the NONE box for each par t where you have no repor table information. S ign on las t page.
6. Repor t ing Per iod01/01/2010
to12/31/2010
I . P O S I T I O N S . ~ R c p o n i n ~ i n d i v i a u u t o n t y ; s e e p e . 9 -1 3 of filing instructions.)~] N O N E ( N o reportable p osit ions.)
2.3.
4.5.
POSITION N A M E O F O R G A N I Z A T IO N / E N T IT Y
I I . A G R E E M E N T S . m c , o ~ i n g i n d i v i a u o t o n t r ; s c e ~ , . 1 4 - 1 6 of filing instructions.)N O N E (No reportable agreemen ts.)
D A T E1.
2.
3.
PARTIES AND TERMS
8/3/2019 Louise W Flanagan Financial Disclosure Report for 2010
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"FINANCIAL DISCLOSURE REPORTPage 2 of 8
N a m e o f P e r s o n R e p o r ti n gFlanagan, Louise W.
D a t e o f R e p o r t05/15/201 I
I I I . N O N - I N V E S T M E N T I N C O M E . ~ R e p o . i . g individual a n d spouse; seepp. 17-24 of f il ing instructions. ) .A. Filers Non-Investment Income~] NONE non- investment income. )N o reportable
DATE SOURCE AND TYPE
2.
3.
4.
INCOM E(y o u rs , n o t sp o u se s )
B . S p o u s e s N o n - I n v e st m e n t 1 n c o m e - t f y o u were m arried during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)
D (No reportable income. )ONE n o n - in ves tm en tDATE SOURCE AND TYPE
1.2010 Sel f - employ ed as an a t to r ney2.3.4.
I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, en ter ta inmen t .(Includes those to spouse and depe ndent children; see pp. 25-27 o f filing instructions.)
~ (No reportab le re imbursements . )ONE
2.3.4.5.
SOURCE DATES LO CATIO N PURPO SE ITEMS PAID OR PROVIDED
8/3/2019 Louise W Flanagan Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPO RTPage 3 of 8
N a m e o f P e r s o n R e p o r t in gFlanagan, Louise W .
D a t e o f R e p o r t05/15/2011
V . G I F T S . ( i n c l u d e s those to spouse a nd depe ndent chi ldren; see pp. 2 S-31 of f i ling ins tructions .)~ N O N E (No repo rtable gifts.)SOURCE DESCRIPTION
I.
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n c l u d e s those of spouse and dependent children; seepp. 32-33 of f il lng instruction~)N O N E (No re portable l iabili t ies.)
CRED1TOR D E SC R I P T I O NI.
2.
3 .4.5.
VALUECODE
8/3/2019 Louise W Flanagan Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 4 of 8
N a m e o f P e r s o n R e p o r ti n gFlanagan, Louise W.
D a t e o f R e p o r t05/15/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income , va l ue , t ransac t ions ( Inc l udes those o f spouse and dependen t ch i l dren; seepp . 34-60 o f f i l ing in s truc tions . )N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Income d uring( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d
(1) (2)Place "(x)" after each asset A m o u n t T y pe ( e . g . ,exempt from prior disclosure Code I die., rent,( A - H ) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d0) (2)value Value
C o d e 2 M e t h o d( J - P ) C o d e 3
( Q - W )
0)T y p e ( e . g . ,b uy , se l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)
D a t e Val ue Gainmtrddd/yy Code 2 Co de I
(J-P) (A-H)I d e n t i ty o fbuyer/seller( i f p r i v a t e
t r a n s a c t i o n )
I. Deposits at First Citizens Bank2. D epos i t s a t W ach ovla
3. L e g g M a s o n A m e r ic a n L e a d in g C o4. L e g g M a s o n V a l u e T r u st5. Legg M ason S pec ia l I nves t Tr us t6. Legg M ason Cash Reser ve Tr us t
7. Mas s Inv es tors Growth
A Interes tA Interes t
A DividendA DividendA DividendA D ividend
N o n e
JKJ
TC lo se d 01 /31 /10 J A
T
TT
R e d e e m e d 12/20/I 0 J AT
8. Am erican Funds Europacif ic A9. Am erican Funds Growth AI 0 . Noucoux UN, LLC (Real estate in NewBern & Greenvi l le NC)1 1 . Columbia Acorn
D
NoneN o n eRentN o n e
M
N
L
M
TT
U
T1 2 . V a n C a m p e n C o m m o n S t o c k A1 3 . Per k ins M id Cap V alue A1 4 . D W S D r e h m a n S C
N o n eNone JN o n e M
TT
Sold 10/15/10 L E
1 5 . Calamos Gr owth A None S o l d 10115110 L E
1 6 . M E T G I C1 7 . C a la m o s C o n y & H i g h I n c o m e
None P IN o n e J
T
TSold 06/01/10 M(part) E
I. Income Gain Codes:(S ee C ol um ns BI and D 4)
2. Value Codes(S ee C ol um ns C I and D 3)
3. V alue Me tho d Co d es(Scc Co lumn C2 )
A =$1,000 or lessF =$50,001 - $100,000J =$15,000 or lessN =$250.001 - $500,000P3 =$25,000,001 - $50,000,000Q =AppraisalU = Bo o k V a lue
B=$1,001 - $2,500G =$100.001 - $1.0~0.0~0K =$15.001 - $50,000O -$500.001 - $ 1,0OO.009r =C o, t (Rea l Es t a t e O nl y )V - O t h e r
C =$2,501 - $5,000H I =$ 1 ,000,001 - $5.000.0~)L $50.001 - $100,000PI =$1,00~.001 - $5,000,000P 4 - Mo re thanS = Asse ssmen lW = Es t ima ted
D =$5,001 - $15,000H2 =M ore than $5,000.000M =$100,0~1 - $250.000P2 =$5,000,001 - $25.000.000T = Cash Marke t
E =$15,001 - $50,000
8/3/2019 Louise W Flanagan Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPO RTPage 5 of 8
N a m e o f P e r s o n R e p o r t in gFlanagan, Louise ~V.
D a t e o f R e p o r t05/15/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE (N o reportable income, assets, or transactions.)
1 8 .
1 9 .
20 .!21.22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .
32 .
33 .
A. B. C.Description of Assets Incom e during Gross value at end(including trust assets) repo rting perio d of repo rtin g p eriod
(I) (2) (1) (2)Place "(X )" after each asset A m ount T y p e ( g ., V alue V alue
exempt from prior disclosure Code I div., rent, Code 2 Method(A - H ) o r i n t . ) (J-P) Code 3(Q-W)
(i)Tyl:~ (e.g.,b uy , se l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)D a t e Val ue Gain
mnddd!yy Code 2 Code I( J - P ) ( A - H )
(5 )I d e n t i t y o f
b uy er /se l l e r( i f pr ivate
t r ansac t ion)
Davis Ne~v York Venture - A None M T
Legg M ason V alue Trust None J
Eaton Vance Large Cap Value - A None M T
Citi Bank, NA (South Dakota) None JPerkins M id Cap Value I None M T B uy 10/15/10 M
PIM CO To~al Return Adm in None M T B uy 10/15/10 M
34 .
I. Income Gain Codes:(S ee C ol um ns BI and D-l)
2.V alue Co d es(See Colurans CI and D3)
3. V alue Me tho d Co d es(S ee C ol um n C 2)
A =$1,000 or lessF =S50.001 - $100.000J =$15,000 or lessN =$250.001 - $500,0~0P 3 -$25,000,001 - $50.000.000Q -A ppra i~ lU -Book Val ue
B=$1.001 - $2,500G =$100.001 - $1,000,0~K -$15,001 - $50.000O =$500.001 - $1,000,000R -C ost (Rea l Es t a t e O nl y lV = O t h er
C =$2,501 - $5,000H 1 =$ 1 , 0 0 0 . 0 0 1 - $5.000.000L =$50,001 - $100,000PI =$1.000,001 - $5,000,009P4 =Mo re than $50.000,000S = Asse ssmen tW = Es l ima ted
D =$5.001 - $15,000H2 =M ore than $5.000.000M = $100.001 - $250.000P2 =$5,000.001 - $25.000.000T = Cash Marke t
E =$15.001 - $ 50,000
8/3/2019 Louise W Flanagan Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 6 of 8
N a m e o f P e r s o n R e p o r ti n gFlanagan, Louise W .
D a t e o f R e p o r t05/15/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i,eo,ne, volue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N ON E ( N o reportable income, assets, or transactions.)
A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting period(includ ing trust a sse ts) reporting period of reporting period
O ) ( 2 ) ( 1 ) ( 2 ) (0 (2) O) i (4) (5)Place "(X )" after each asset A m ount Type (e.g., V alue V a lue Type (e.g., D a t e V a l u e I . G a i n Identity ofexempt from prior disclosure Co d e I div., rent, Code 2 Method buy, sell , mrn!dd/yy Code 2 i Code 1 buyer/seller(A - H ) orint.) (J-P) Code 3 redemption) ( J - P ) i ( A - H ) (ifprivate
(Q-W) i t r a n s a c t i o n )
35 .
36 .37 .
38.
39 .40 .41 .42 .
I . In co me Ga in Co d cs : A =$1,00O or Icss B = $1,001 - $2,500 C = $2,501 - $5,000 D =$5,0~ I - $15,000(See Colurans B I and D4) F =$50,001 - $100,0~ G =$100,001 - $1.0~O.0~O HI =$1.000,001 - $5,000.000 H2 =M ore than $5.000.00~
2. Value Codes J -$15,000 or less K =$15,001 - $50.000 L $50.0~1 - $100,000 M =$100.001 - $250.000( S ee C olumns C I and D3 ) N =$250.001 - $50~,0t~ O =$ 50 0,00 1 - $1 ,0~ O.0 ~O P I = $ |,0 0~ .0~ I - $ 5 ,0 00.0 00 P2 =$ 5.000.001 - $25.000.0~)
P3 =$25,000,001 - $50.000.0~0 P4 =Mor e th an3. Value Method Codes Q =Appraisal R =Cost (Real Eslate Only) S = Asse ssmen t T -C ash Mark cl(S ee C ol um n C 2) U = Bo o k V a lue V = O t h e r W = Es t ima ted
E =$15.001 - $50.000
8/3/2019 Louise W Flanagan Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 7 of 8
Name of Person Repor t ingF l a n a g a n , L o u i s e W .
Date of Repor t05/15/2011
V II I . ADDITIONAL INF OR M ATION OR EX P LANATIONS . (lndicate part of report.)
8/3/2019 Louise W Flanagan Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 8 of 8
Name of Person Report ingF l a n a g a n , L o u i s e W .
Date of Repor t05/15/201 I
IX. CERTIFICATION.1 c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u to r yprov i s ions permi t t i ng non -d i sc losure .1 f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i ncom pl i ance ~v i th the p rov i s ions o f 5 U.S.C. app . 501 e t . s eq . , 5 U.S.C. 7353 , and Jud ic i a l Conference re gula t ions .
Signature: S/Louise W. Flanagan
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S IF I E S O R F A I LS T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . ap p . 1 0 4 )
C om m i t te e on F i na nc i a l D i s c l o s u reAdminis t ra t ive Off ice of the Uni ted Sta tes Cour tsSui te 2-301O n e C o l u m b u s C i r c l e , N .E .W a s h i ng t on , D . C . 2 0 5 44