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Accepted Manuscript Local Access to Care Programs Increase Trauma Patient Follow-up Compliance Tiffany L. Overton, MPH Shahid Shafi, MD Rajesh R. Gandhi, MD PhD PII: S0002-9610(14)00145-7 DOI: 10.1016/j.amjsurg.2013.11.008 Reference: AJS 11121 To appear in: The American Journal of Surgery Received Date: 13 September 2013 Revised Date: 22 October 2013 Accepted Date: 22 November 2013 Please cite this article as: Overton TL, Shafi S, Gandhi RR, Local Access to Care Programs Increase Trauma Patient Follow-up Compliance, The American Journal of Surgery (2014), doi: 10.1016/ j.amjsurg.2013.11.008. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Page 1: Local access to care programs increase trauma patient follow-up compliance

Accepted Manuscript

Local Access to Care Programs Increase Trauma Patient Follow-up Compliance

Tiffany L. Overton, MPH Shahid Shafi, MD Rajesh R. Gandhi, MD PhD

PII: S0002-9610(14)00145-7

DOI: 10.1016/j.amjsurg.2013.11.008

Reference: AJS 11121

To appear in: The American Journal of Surgery

Received Date: 13 September 2013

Revised Date: 22 October 2013

Accepted Date: 22 November 2013

Please cite this article as: Overton TL, Shafi S, Gandhi RR, Local Access to Care Programs IncreaseTrauma Patient Follow-up Compliance, The American Journal of Surgery (2014), doi: 10.1016/j.amjsurg.2013.11.008.

This is a PDF file of an unedited manuscript that has been accepted for publication. As a service toour customers we are providing this early version of the manuscript. The manuscript will undergocopyediting, typesetting, and review of the resulting proof before it is published in its final form. Pleasenote that during the production process errors may be discovered which could affect the content, and alllegal disclaimers that apply to the journal pertain.

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Local Access to Care Programs Increase Trauma Patient Follow-up Compliance

Running head: LACP FOLLOW-UP COMPLIANCE

Authors:

Corresponding Author:

Tiffany L. Overton, MPH

[email protected]

O: 817-702-5913

F: 817-702-5162

Trauma Services

JPS Health Network

1500 S. Main St.

Fort Worth, Tx 76104

Shahid Shafi, MD

[email protected]

JPS Health Network

Rajesh R. Gandhi, MD PhD

[email protected]

JPS Health Network

Abstract: Background: Inadequate follow-up of uninsured trauma patients after

discharge remains a major challenge for trauma programs. Local Access to Care

Programs (LACPs) have been developed to improve access to health care to the

uninsured. We hypothesized that enrollment in LACP would improve post-discharge

follow-up of uninsured trauma patients. Methods: Study population consisted of

5,830 uninsured trauma patients from 2006 to 2011, treated at a large urban Level I

trauma center. Patients with burn injuries, transfers to another acute care facility,

and those who died or who left against medical advice, were excluded. Patients who

enrolled in our LACP were compared to those who did not, to determine the

relationship between enrollment in LACP and post-discharge follow-up, while

controlling for injury severity, demographics, and discharge disposition. Results:

Patients in LACP were significantly more likely to schedule follow-up appointments

after discharge (OR=1.78, 95%CI 1.51-2.10) and to comply with them

(OR=2.44,95%CI 1.98-2.99). However, 30-day re-admission rates were similar in

two groups (1.1% vs. 1.9%). Conclusions: Enrollment in the LACP was associated

with improved post discharge follow-up but not re-admissions.

Keywords: local access to care programs; trauma; follow-up compliance;

uninsured; patient centered medical home

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Background: Inadequate follow-up of uninsured trauma patients after discharge remains

a major challenge for trauma programs. Local Access to Care Programs (LACPs) have

been developed to improve access to health care to the uninsured. We hypothesized that

enrollment in LACP would improve post-discharge follow-up of uninsured trauma

patients. Methods: Study population consisted of 5,830 uninsured trauma patients from

2006 to 2011, treated at a large urban Level I trauma center. Patients with burn injuries,

transfers to another acute care facility, and those who died or who left against medical

advice, were excluded. Patients who enrolled in our LACP were compared to those who

did not, to determine the relationship between enrollment in LACP and post-discharge

follow-up, while controlling for injury severity, demographics, and discharge disposition.

Results: Patients in LACP were significantly more likely to schedule follow-up

appointments after discharge (OR=1.78, 95%CI 1.51-2.10) and to comply with them

(OR=2.44,95%CI 1.98-2.99). However, 30-day re-admission rates were similar in two

groups (1.1% vs. 1.9%). Conclusions: Enrollment in the LACP was associated with

improved post-discharge follow-up but not re-admissions.

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Summary:

The primary finding of this study is that enrollment of uninsured patients in our local

access to care program was associated with a significant improvement in follow-up after

discharge from the hospital. This suggests that adverse effects of lack of health insurance

on post-discharge follow-up may be mitigated by local access to care programs. The main

implication of our findings is that implementation of a local access to care program may

improve post-discharge care for trauma patients.

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Keywords: local access to care programs; trauma; follow-up compliance; uninsured;

patient centered medical home

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BACKGROUND

Significant improvements have been made in trauma patient management with a focus on

prehospital and hospital care. However, trauma patients’ continued care after hospital discharge,

an important component of comprehensive care, continues to lag behind.(1) The importance of

adequate follow-up after discharge from hospital has been well documented; it ensures proper

treatment and management of conditions,(2) reduces risk of readmission,(1) and improves short

and long-term outcomes,(3) while failure to follow-up contributes to worsening outcomes.(4) In

order to improve post-hospital care, the American College of Surgeons Committee on Trauma

recommends that trauma centers monitor discharged patients’ complications leading to hospital

readmission.(5) Transitioning to primary care providers and integrating care between hospital

discharge and follow-up has shown to increase outpatient follow-up rates.(6) Approaches such as

patient centered medical homes have also been shown to reduce emergency room visits,(7) fewer

avoidable hospitalizations,(8) improved access to care, and higher patient satisfaction.(9)

This issue is of particular importance for the uninsured patients who experience more

difficulty in obtaining outpatient care,(10) are more likely to return to an emergency department

within 30 days of hospital discharge,(11) or forego follow-up care altogether.(10, 12) Limited

access to appropriate follow-up care may impede not only physical rehabilitation after traumatic

injury, but psychological and social components related to quality of life as well. To address the

needs of the uninsured population, Local Access to Care Programs (LACPs) have been

developed that provide low-cost access to medical care in lieu of insurance.(13) LACPs are not

insurance providers, but entities with enrollment mechanisms, eligibility requirements, and

defined benefits and provider networks administered by local nonprofit agencies. LACPs are

designed to facilitate access to health services to the uninsured and underinsured and are

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characterized by having a formal enrollment process, eligibility requirements, a network of

providers, and offering free or reduced health care services. In 2008, twenty-seven states had

existing LACPs, with a total of forty-seven separate programs.(13) A LACP implemented by

Virginia Commonwealth University showed a reduction in emergency department an inpatient

costs and use.(14)

The purpose of this study was to determine if our LACP improved follow-up after

discharge in trauma patients. We hypothesize that uninsured patients enrolled in the LACP were

more likely to follow-up after hospital discharge than uninsured patients who did not enroll in

the program.

METHODS

Our Level I trauma center is part of a publicly funded, integrated network of a large

urban hospital (a Level I trauma center) and multiple outpatient facilities (primary care and

specialty clinics), that provide comprehensive inpatient and outpatient care to the entire county

of two million people. The network also offers a local provider-based LACP to low- income,

uninsured patients treated at our Level I trauma center including the assignment of a medical

home within the network. To qualify, patients must be at or below 300% Federal Poverty Line,

and either don’t qualify for or are rejected by third party payers. Counselors screen all uninsured

patients for eligibility, and enroll eligible patients in the LACP during their inpatient stay.

Patients’ medical bills are covered under the LACP 90 days prior to the date of enrollment, and

enrolled patients receive discounts on outpatient medical visits within the network, medications,

and aren’t turned away if they are unable to afford copayments. Patients are required to re-enroll

on a yearly basis, but may stay in the program as long as they qualify.

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We retrospectively reviewed data collected from the trauma registry maintained at an

urban level I trauma center for patients presenting between 2006 and 2011. Inclusion criterion

was lack of health insurance. Patients with burns, transfers out to an acute care facility, and those

who died or who left against medical advice were excluded from analysis. Demographic, injury

specific (e.g. injury severity score, mechanism of injury), discharge information (e.g. condition

on discharge, discharge setting), and complications were abstracted from our trauma registry.

Patients were classified into two groups based on their insurance status at discharge: self-pay

(uninsured), or LACP (enrolled in our hospital network program described above). The primary

outcomes were scheduling and compliance with follow-up appointments up to 60 days after

hospital discharge. A secondary outcome was 30-day re-admission rates. This study was

approved by our hospital’s Institutional Review Board.

Data analysis was conducted using SPSS version 20. Descriptive statistics were

performed to characterize demographic information. Binary logistic regression was used to

evaluate significant predictors of scheduling and follow-up compliance. Primary predictor of

interest was insurance status at discharge while controlling for age, sex, race, discharge

disposition, Glasgow Outcome Score (GOS), injury severity, and length of stay.

RESULTS

Of 11,725 trauma patients during the study period, 5,830 (50%) were uninsured and met

our inclusion and exclusion criteria. Of these, 4,504 (77%) were self-pay at discharge, and 1,326

(23%) were enrolled in the LACP program (Figure I). Overall, follow-up appointments were

scheduled for 4,515 (77%) of patients. Both groups of patients had similar racial/ethnic makeup,

suffered primarily blunt injuries, and had similar Glasgow Coma Scale scores at admission and

Glasgow Outcome Scores at discharge. Patients enrolled in the LACP were somewhat older, had

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higher injury severity scores, and longer hospital length of stay. Self-pay patients were more

predominately male and more likely to be discharged home without professional assistance

(Table I). Patients enrolled in LACP were significantly more likely to schedule a follow-up

appointment than self pay patients (84% vs. 76%, p <0.001) and significantly more likely to

comply with it (89% vs. 77%, p <0.001) (Figure I).

Multivariate regression analysis yielded that after adjusting for age, gender,

race/ethnicity, ISS, hospital length of stay, discharge disposition, and GOS, patients enrolled in

LACP program were 78% more likely to schedule a follow-up appointment and more than twice

as likely to comply with it than self pay patients (Table II). Other independent predictors of

scheduling a follow-up appointment included younger age, increasing ISS, and those who were

discharged home without assistance. The only independent predictors of compliance with follow-

up appointment were participation in LACP, increasing ISS, and increasing hospital length of

stay (Table II). Additionally, 83 (1.4%) of our uninsured patients had unplanned readmissions

over a 30-day period after discharge, and rates were similar between LACP enrollment status

(1.9% Self-Pay vs. 1.1% LACP).

DISCUSSION

The primary finding of this study is that enrollment of uninsured patients in our LACP

was associated with a significant improvement in follow-up after discharge from the hospital.

This suggests that adverse effects of lack of health insurance on post-discharge follow-up may be

mitigated by LACPs.

These findings are consistent with prior studies demonstrating the ability of LACPs to

facilitate access to health care for uninsured patients. A program implemented by Virginia

Commonwealth University showed a reduction in emergency department and inpatient costs and

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use, and the decrease was more pronounced in patients enrolled in the program for longer periods

of time.(14) Similarly, having a usual source of care is associated with lower rates of unmet

medical needs, problems, and delays in getting care.(15)

The main implication of our findings is that implementation of LACP may improve post-

discharge care for trauma patients. We did not find any relationship with readmission rates which

were low for both groups. This is also borne by the fact that in 2011, our hospital was penalized

only 0.07% by Medicare for hospital readmissions after discharge, compared to 0.74% and

0.57% at other regional hospitals. Overall, trauma patients are at low risk for readmission, with

surgical site infection as the only identified risk factor for risk of readmission.(16) Additionally,

over three years of enrollment in the Virginia Commonwealth program, average total costs per

enrollee fell from $8,899 to $4,569 (approximately 50 percent). However, it may take several

years of enrollment for hospitals to see significant health care savings.(14) Second, establishment

of a medical home is important for continuity of care, and even though healthcare coverage for

the poor fluctuates frequently,(17) patients enrolled in medical homes may continue to use the

services when they are insured.(18) Trauma centers nationwide should explore the option of

implementing a LACP to see if it would be suitable for the long-term follow-up needs of their

respective populations.

This study has a few limitations that should be recognized. First, patients discharged to a

facility (such as a nursing home or rehabilitation center) may have received follow-up care at

those locations, limiting our ability to track follow-up compliance. Additionally, without follow-

up data for all patients (insured and uninsured) we are unable to accurately predict the degree to

which enrollment in our LACP increases compliance compared to usual health insurance.

Hospital readmission rates were only followed thirty days out from hospital discharge date, and

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research has shown only 23% of readmissions were to the same hospital.(19) Finally, without

information about long-term patient outcomes, we are unable to evaluate whether or not

improved post-discharge follow-up was associated with improvement in other outcomes such as

complications, quality of life, and functional outcomes.

In conclusion, enrollment in local access to care program was associated with improved

post-discharge follow-up among uninsured trauma patients but not readmission rates. Such

programs for trauma patients may improve their long term outcomes.

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REFERENCES

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2. Becker MH. Patient adherence to prescribed therapies. Med Care. 1985;23:539-55.

3. Englum BR, Villegas C, Bolorunduro O, et al. Racial, ethnic, and insurance status

disparities in use of posthospitalization care after trauma. J Am Coll Surg. 2011;213:699-708.

4. Thomas EJ, Burstin HR, O'Neil AC, Orav EJ, Brennan TA. Patient noncompliance with

medical advice after the emergency department visit. Ann Emerg Med. 1996;27:49-55.

5. American College of Surgeons Committee on Trauma. Resources for Optimal Care of the

Injured Patient. Chicago: American College of Surgeons; 1993.

6. Balaban RB, Weissman JS, Samuel PA, Woolhandler S. Redefining and redesigning

hospital discharge to patient care: a randomized controlled study. J Gen Intern Med.

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7. Reid RJ, Johnson EA, Hsu C, Ehrlich K, Coleman K, Trescott C, et al. Spreading a

medical home redesign: Effects on emergency department use and hospital admissions. Ann Fam

Med. 2013;11:S19-S26.

8. Yoon J, Rose DE, Canelo I, Upadhyay AS, Schectman G, Stark R, et al. Medical home

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Epub March 26, 2013.

9. Christensen EW, Dorrance KA, Ramchandani S, Lynch S, Whitmore CC, Borsky AE, et

al. Impact of a patient-centered medical home on access, quality, and cost. Mil Med.

2013;178:135-41.

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10. Asplin BR, Rhodes KV, Levy H, et al. Insurance status and access to urgent ambulatory

care follow-up appointments. JAMA. 2005;294:1248-54.

11. Ladha KS, Young JH, Ng DK, Efron DT, Haider AH. Factors affecting the likelihood of

presentation to the emergency department of trauma patients after discharge. Ann Emerg Med.

2011;58:431-7.

12. Blanchard J, Ogle K, Thomas O, et al. Access to appointments based on insurance status

in Washington, D. C. . J Health Care Poor Underserved. 2008;19:687-96.

13. Blewett LA, Ziegenfuss J, Davern ME. Local access to care programs (LACPs): New

developments in the access to care for the uninsured. The Milbank Quarterly. 2008;86:459-79.

14. Bradley CJ, Gandhi SO, Neumark D, Garland S, Retchin SM. Lessons for coverage

expansion: A Virginina primary care program for the uninsured reduced utilization and cut costs.

Health Aff (Millwood). 2012;31(350-359).

15. DeVoe JE, Tillotson CJ, Lesko SE, Wallace LS, Angier H. The case for synergy between

a usual source of care and health insurance coverage. J Gen Intern Med. 2011;26:1059-66.

16. Morris DS, Rohrbach J, Sundaram LMT, Sonnad S, Sarani B, Pascual J, et al. Early

hospital readmission in the trauma population: Are the risk factors different? Injury. 2013;in

press.

17. Klein K, Glied S, Ferry D. Entrances and exits: Health insurance churning, 1998-2000.

New York, NY: Commonwealth Fund; 2005.

18. Eisert SL, Durfee J, Welsh A, Moore SL, Mehler PS, Gabow PA. Changes in insurance

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19. Moore L, Stelfox HT, Turgeon AF, Nathens AB, Sage NL, Emond M, et al. Rates,

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Table I. Patient Demographics by Insurance Coverage Status (IQR=Interquartile range, LACP=Local Access to Care Program)

LACP

(n = 1,326)

Self-Pay

(n = 4,504)

p-value

Age (years, median, IQR) 38 (26 to 49) 30 (23 to 43) <0.001

Gender (% male) 74% 78% <0.001

Race/Ethnicity (% white) 51% 49% NS

Injury Severity Score (median, IQR) 9 (4 to 11) 5 (4 to 10) <0.001

Mechanism of Injury (% blunt) 84% 82% NS

Glasgow Coma Scale (median, IQR) 15 (15 to 15) 15 (15 to 15) NS

Hospital Length of Stay (days, median, IQR) 3 (1 to 6) 2 (1 to 4) <0.001

Glasgow Outcome Score (% good recovery) 94% 93% NS

Discharged to (% home without assistance) 86% 89% <0.01

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Table II. Independent Predictors of follow-up appointment scheduling and Compliance

Follow-up Appointment

Scheduling

Follow-up Appointment Compliance

Odds Ratio (95% CI) p-value Odds Ratio (95% CI) p-value

Age (years) 0.99 (0.98 – 0.99) <0.001 0.99 (0.99 – 1.00) NS

Gender (% male) 0.86 (0.73 – 0.99) NS 0.95 (0.79 – 1.13) NS

Race (White vs. Other) 0.91 (0.80 – 1.03) NS 0.98 (0.84 – 1.13) NS

Injury Severity Score 1.02 (1.01- 1.03) <0.001 1.02 (1.00 – 1.03) <0.01

Hospital Length of Stay (days) 1.01 (0.99 – 1.02) NS 1.02 (1.01 – 1.03) <0.05

Glasgow Outcome Score (Good Recovery vs. Other)

.99 (0.76 – 1.31) NS 0.94 (0.67 – 1.32) NS

Discharge Disposition (Home without assistance vs. Other)

1.49 (1.22 – 1.83) <0.001 1.19 (0.91 – 1.54) NS

LACP vs. Self-Pay 1.78 (1.51 – 2.10) <0.001 2.44 (1.98 – 2.99) <0.001

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Figure I. Uninsured Patient Flow Diagram

Uninsured Patients

n = 5,830

Local Access to Care Prgram

n = 1,326

23%

Scheduled Follow-up

n = 1,112

84%

Follow-up

n = 989

89%

Lost to Follow-up

n = 123

11%

No Scheduled Follow-up

n = 214

16%

Self-Pay

n = 4,054

77%

Scheduled Follow-up

n = 3,403

76%

Follow-up

n = 2,607

77%

Lost to Follow-up

n = 796

23%

No Scheduled Follow-up

n = 1,101

24%