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List of References

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287

APPENDIX Appendix 1: The Questionnaire

Questionnaire

Trust Inventory Project (TIP)

Instructions:

1. Your answers to the questions in this questionnaire are completely confidential. Do no sign or write your name.

2. The evaluation and processing of the questionnaires will be done by researchers from the Otto-von-Guericke University of Magdeburg, Germany. No one in the company will ever see your answers. We will never identify any individual responses; results will always be combined into groups for reporting purposes.

3. On average, completing the answers will take approximately 20 minutes of your time.

4. It is important that your answers reflect exactly the way you feel, so be comfortable to express your initial reaction to the questions. Do not spend a lot of time thinking over each question. We would rather have your first impression, your first idea. This is not a test. Your opinion is the only right answer.

5. Please mark just one answer per question.

6. Please answer the questions in order. Do not skip around.

7. When you have finished, please put the questionnaire into the envelope, seal it, and return it to the designated area. Remember: do not sign the questionnaire.

THANK YOU FOR YOUR COOPERATION!

OTTO-VON-GUERICKE-UNIVERSITY MAGDEBURG Faculty of Economics & Management

DEPARTMENT OF INTERNATIONAL MANAGEMENT

PROF. DR. BIRGITTA WOLFF PROF. EDWARD LUSK, PHD

MARCO TULIO ZANINI, RESEARCHER

288

This is the first part of the questionnaire. These questions deal with your professional relation-ships with people in your company.

SECTION 1 – YOUR MANAGER

Please indicate how willing you are to engage in each of the following behaviours with your MANAGER, by marking a number from 1 to 7.

How willing you are to do the following with your MANAGER?

Not at allwilling

Completelywilling

A.01 Rely on your manager’s task related skills and abilities.

1 2 3 4 5 6 7

A.02 Depend on your manager to handle an important issue on your behalf.

1 2 3 4 5 6 7

A.03 Rely on your manager to represent your work accurately to others.

1 2 3 4 5 6 7

A.04 Depend on your manager to back you up in diffi-cult situations.

1 2 3 4 5 6 7

A.05 Rely on your manager’s work-related judge-ments.

1 2 3 4 5 6 7

A.06 Share your personal feelings with your manager. 1 2 3 4 5 6 7

A.07 Discuss work-related problems or difficulties with your manager that could potentially be used to disadvantage you.

1 2 3 4 5 6 7

A.08 Confide in your manager about personal issues that are affecting your work.

1 2 3 4 5 6 7

A.09 Discuss with your manager how you honestly feel about your work, even negative feelings and frustration.

1 2 3 4 5 6 7

A.10 Share your personal beliefs with your manager. 1 2 3 4 5 6 7

289

SECTION 2 – A TEAM MEMBER

In answering the following questions, we ask you to keep in mind ONE particular team mem-ber who is not your manager. Indicate how willing you are to engage in each of the following behaviours with THIS TEAM MEMBER—here called Team Member X, by marking a number from 1 to 7.

How willing you are to do the following with Team Member X?

Not at all willing

Completelywilling

A.11 Rely on Team Member X’s task related skills and abilities.

1

2

3

4

5

6

7

A.12 Depend on Team Member X to handle an impor-tant issue on your behalf.

1

2

3

4

5

6

7

A.13 Rely on Team Member X to represent your work accurately to others.

1

2

3

4

5

6

7

A.14 Depend on Team Member X to back you up in difficult situations.

1

2

3

4

5

6

7

A.15 Rely on Team Member X’s work-related judge-ments.

1

2

3

4

5

6

7

A.16 Share your personal feelings with Team Member X.

1

2

3

4

5

6

7

A.17 Discuss work-related problems or difficulties with Team Member X that could potentially be used to disadvantage you.

1

2

3

4

5

6

7

A.18 Confide in Team Member X about personal is-sues that are affecting your work.

1

2

3

4

5

6

7

A.19 Discuss with Team Member X how you honestly feel about your work, even negative feelings and frustration.

1

2

3

4

5

6

7

A.20 Share your personal beliefs with Team Member X.

1

2

3

4

5

6

7

290

SECTION 3 – YOUR TEAM

Please indicate how willing you are to engage in each of the following behaviours with YOUR TEAM, by marking a number from 1 to 7.

How willing you are to do the following with yourTeam?

Not at all willing

Completely willing

A.21 Rely on your team’s collective task related skills and abilities.

1 2 3 4 5 6 7

A.22 Depend on your team to handle an important is-sue on your behalf.

1 2 3 4 5 6 7

A.23 Rely on your team to represent your work accu-rately to others.

1 2 3 4 5 6 7

A.24 Depend on your team to back you up in difficult situations.

1 2 3 4 5 6 7

A.25 Rely on your team’s collective work-related judgements.

1 2 3 4 5 6 7

A.26 Share your personal feelings with your team. 1 2 3 4 5 6 7

A.27 Discuss work-related problems or difficulties with your team that could potentially be used to disadvantage you.

1 2 3 4 5 6 7

A.28 Confide in your team about personal issues that are affecting your work.

1 2 3 4 5 6 7

A.29 Discuss with your team how you honestly feel about your work, even negative feelings and frus-tration.

1 2 3 4 5 6 7

A.30 Share your personal beliefs with your team. 1 2 3 4 5 6 7

291

This is the second part of the questionnaire. Following are statements about your organization. SECTION 4 – YOUR ORGANIZATION Please mark the response that best indicates the extent to which the statement describes the current reality for your organization—i.e., the way that it is now.

STATEMENTS Strongly disagree

Disagree Neither

agree nor disagree

Agree Strongly

agree

B.01 Based upon the past decisions of man-agement of this organization, I am able to predict what management will do in the future.

1

2

3

4

5

B.02 Since my employment in this organiza-tion, management’s behavior and deci-sions have been consistent.

1

2

3

4

5

B.03 I can always rely on every word of the management of this organization.

1

2

3

4

5

B.04 The management of this organization tells the truth to employees in all situati-ons.

1

2

3

4

5

B.05 The management of this organization always keeps its promise to employees.

1

2

3

4

5

B.06 I have never been disappointed whenev-er I rely on what management says in all situations.

1

2

3

4

5

B.07 In this organization, management seeks the inputs of employees when making decisions that affect employees.

1

2

3

4

5

B.08 In this organization, management makes a great deal of effort to involve em-ployees in all aspects of the decision-making process.

1

2

3

4

5

292

STATEMENTS Strongly disagree

Disagree Neither

agree nor disagree

AgreeStrongly

agree

B.09 Whenever possible, management dele-gates decision-making authority to em-ployees.

1 2 3 4 5

B.10 The management of this organization is always sensitive to the interests of em-ployees when making critical decisions.

1 2 3 4 5

B.11 In this organization, management gives employees’ welfare high priority.

1 2 3 4 5

B.12 In all situations, management takes the extra step to protect the interests of em-ployees.

1 2 3 4 5

B.13 The management of this organization provides employees with accurate in-formation about the affairs of the organi-zation.

1 2 3 4 5

B.14 The management makes an effort always to explain major organizational decisionsto the employees.

1 2 3 4 5

B.15 The management of this organization freely shares ideas with the employees.

1 2 3 4 5

293

SECTION 5 – STABILITY OF JOB FEATURES

Following are statements about your JOB FEATURES. Looking into the future, what is the likelihood that changes that you oppose could occur and negatively affect each of the follow-ing aspects or features of your current job?

STATEMENTS Veryunlikely Unlikely

Neither likely nor unlikely

Likely Verylikely

B.16 Your potential to get ahead in your organization.

1 2 3 4 5

B.17 Your potential to maintain your current pay.

1 2 3 4 5

B.18 Your potential to attain pay in-creases.

1 2 3 4 5

B.19 The status that comes with your position in the organization.

1 2 3 4 5

B.20 Your current freedom to scheduleyour own work.

1 2 3 4 5

B.21 Your current freedom to perform your work in a manner you see fit.

1 2 3 4 5

B.22 Your current access to resources (people, materials, information) in the organization.

1 2 3 4 5

B.23 Your sense of community in working with coworkers.

1 2 3 4 5

B.24 The variety of tasks you perform. 1 2 3 4 5

B.25 The opportunity to do an entire piece of work from start to finish.

1 2 3 4 5

B.26 The significance of your job. 1 2 3 4 5

B.27 The extent to which you can tell how well you are doing your job as you do it.

1 2 3 4 5

294

SECTION 6 – POTENTIAL CHANGES

Looking into the future, what is the likelihood that changes that you oppose could occur and cause the following to occur?

STATEMENTS Veryunlikely Unlikely

Neither likely nor unlikely

Likely Verylikely

B.28 Lose your job and be moved to a lower level within the organiza-tion.

1 2 3 4 5

B.29 Lose your job and be moved to another job at the same level.

1 2 3 4 5

B.30 Find that the number of hours the company can offer you to work fluctuates from day to day.

1 2 3 4 5

B.31 Lose your job and be laid off for a while.

1 2 3 4 5

B.32 Lose your job and be laid off permanently.

1 2 3 4 5

B.33 Find your department and divi-sion’s future uncertain.

1 2 3 4 5

B.34 Lose your job by being fired. 1 2 3 4 5

B.35 Lose your job by being pressured to accept early retirement.

1 2 3 4 5

295

Please indicate your degree of agreement or disagreement with each of the following state-ments about your ability to change events that may affect you and your job in your organiza-tion.

STATEMENTS Strongly disagree Disagree

Neither agree nor disagree

Agree Strongly agree

B.36 I have enough power in this or-ganization to control events that affect my job.

1 2 3 4 5

B.37 In this organization, I can preventnegative things from affecting my work situation.

1 2 3 4 5

B.38 I understand this organization well enough to be able to control things that affect me.

1 2 3 4 5

296

SECTION 7 – RELATIONSHIP TO YOUR ORGANIZATION

Following are statements about personal feelings regarding your organization. Please mark the response that best indicates the extent to which the statement describes the current reality of your feelings with your organization—i.e., this is the way it is now.

STATEMENTS Strongly disagree Disagree

Neither agree nor disagree

Agree Strongly agree

B.39 I would be very happy to spend the rest of my career with this organization.

1 2 3 4 5

B.40 I really feel as if this organiza-tion’s problems are my own.

1 2 3 4 5

B.41 I feel a sense of belonging to this organization.

1 2 3 4 5

B.42 I feel emotionally attached to this organization.

1 2 3 4 5

B.43 I feel like I am a part of the fami-ly at this organization.

1 2 3 4 5

B.44 This organization has a great deal of personal meaning to me.

1 2 3 4 5

B.45 Right now staying in this organi-zation is a matter of necessity.

1 2 3 4 5

B.46 It would be very hard for me to leave this organization right now, even if I wanted to.

1 2 3 4 5

297

STATEMENTS Strongly disagree Disagree

Neither agree nor disagree

Agree Strongly agree

B.47 Too much of my life would be disrupted if I decided I wanted to leave this organization at this time.

1 2 3 4 5

B.48 I feel that I have too few options to consider leaving this organiza-tion.

1 2 3 4 5

B.49 If I had not put so much of my-self into this organization, I might consider working else-where.

1 2 3 4 5

B.50 One of the few negative aspects of leaving this organization would be the scarcity of available alternatives.

1 2 3 4 5

B.51 I feel an obligation to remain with my current employer.

1 2 3 4 5

B.52 Even if it were to my advantage, I do not feel it would be right to leave this organization now.

1 2 3 4 5

B.53 I would feel guilty if I left this organization now.

1 2 3 4 5

B.54 This organization deserves my loyalty.

1 2 3 4 5

B.55 I would not leave this organiza-tion right now because I have a sense of obligation to the people in it.

1 2 3 4 5

B.56 I owe a great deal to this organi-zation.

1 2 3 4 5

298

Please answer the following questions about your personal data and perspectives:

C.01 Are you: 01 Male 02 Female C.02 Please, indicate your current work area: 01 Marketing/Sales 02 Finance 03 Administration/Management 04 Human Resources 05 Engineering/Production 06 Technical Support/Systems 07 Other, please describe:______________________________________________ C.03 The number of people reporting to you?

01 None 02 1 to 5 people 03 6 to 20 people 04 More than 20 people C.04 What is your educational level? 01 Completed High School 02 Technical School Diploma 03 College Diploma 04 Some post-graduate education 05 MBA 06 Master Degree 07 Doctor Degree C.05 What is your age range? 01 Under 25 02 25-29 03 30-34 04 35-39 05 40-49 06 50 or over

299

C.06 How long have you been employed by this company? 01 Less than 1 year 02 1-2 years 03 2-3 years 04 3-4 years 05 4-7 years 06 More than 7 years C.07 How many hours per day on average do you work?

01 Under 7 02 7-8 03 8-10 04 10-11 05 11-12 06 More than 12 hours per day

C.08 How many other employers have you had in the last 8 years (since 1996)? (Do not con-sider this current one)

01 None 02 One 03 Two 04 Three 05 Four 06 More than Four C.09 Which of these objectives would you consider the most important in so far as it would

improve your work situation? (please check only one) 01 More job stability 02 Better salary 03 More free time 04 More responsibility 05 Perform different tasks 06 Chances to enhance my skills

300

C.10 Which of these attitudes do you most agree with?

01 It is important for me to compete, even considering that it might not benefit directly oth-ers—e.g. team or company

02 It is important to cooperate, even considering that it might reduce my immediate chances

to advance in the company

C.11 Assuming that you have the choice, how long do you think you will continue working for this company?

01 Only a few more months 02 Two years at the most 03 From two to five years 04 More than five years (but I probably will leave before I retire) 05 Until I retire C.12 What is the likelihood that your trust in the organisation and its people will be mutu-

ally beneficial?

01 Very unlikely 02 Unlikely 03 Neither likely nor unlikely 04 Likely 05 Very likely

C.13 I perceive that my future in this company:

01 will be better in approximately one year 02 will be better in approximately three years 03 will continue basically as it is now 04 will deteriorate to the extent that I will leave the company 05 will worsen but I will stay with the company 06 I cannot evaluate it

301

COMMENTS SHEET

Questionnaires cannot, of course, cover all issues on which you might like to express your opinion. We have therefore provided space for you here to make whatever additional com-ments you would like.

___________________________________________________________________________________

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303

Appendix 2 - Comment Sheet Analysis

1) Telecom 1

Number of Collected Questionnaires

Number of Comment Sheets Percentage

233 41 18%

Work Area Number of Comment Sheets Percentage

01. Marketing/Sales 8 19, 51%

02. Finance 12 29,26%

03. Administration/Management 14 31,14%

04. Human Resources 2 4,87%

05. Engineering/Production 4 9,75%

06. Technical Support/Systems 1 2,43%

Total 41 100%

Commented Subjects:

SUBJECT Frequency of Comments

1. Positive Feelings About the Company in General 22. Positive Work Team Experience 23. Comments about Negative Behaviors at Work 44. Lack of Investments in Human Capital 25. Excessive Work Hours 66. Internal Communication Problems 67. Paternalism Manager X Employee Relationship 28. Lack of Values at Work 39. Reward Plan Problems (salary, bonus) 810. Negative Criticism to Management 311.General Concern to Employees Welfare 612. General Work Conditions (negative aspects) 913. Lack of Career Plan 714. Uncertainty and Change due to Job Insecurity 515. Problems with Physical Work Conditions 3

304

Some Transcriptions:

“Motivate the collaborators to provide better quality of life. Integration Programs”

“There is lack of strategic, consistent lead, excessive value to the short term, excessive variable, individual remuneration, too many directors/managers”

“We are managing to attend external clients with excellence, but it is necessary that it also occurs with the internal clients”

“Some points are important to develop a strong and dedicated team, as to be clearer in its their objectives with clear and transparent policies....... make the employees feel some stability, thus avoiding the high level of stress”

“The company makes you work over 12 hours a day, without paying overtime and without having hour bank and still makes you work smiling as if it were the only and best company in the world”

“Relationship with the company: High Bonus X Limited resources (demotivates). The Benefit Policy also demotivates”

“What does the company lack? Applicability of the Values preached mainly the meritocracy”

“I consider this job a professional school. My learning has been and still is of such magnitude every day that certainly would not be the same were I not here.”

“Lacks transparence in the information related to the future of the company as well as it lacks divulging of the results achieved”

305

2) Telecom 2

Number of Collected Questionnaires

Number of Comment Sheets Percentage

313 57 18.21%

Work Area Number of Comment Sheets Percentage

01. Marketing/Sales 36 63.15% 02. Finance 3 5.26% 03. Administration/Management 6 10.52% 04. Human Resources 5 8.77% 05. Engineering/Production 5 8.77% 06. Technical Support/Systems 1 1.75% Unspecified 1 1.75%

Total 57 100%

Commented Subjects:

SUBJECT Frequency of Comments

1. Positive Feelings About the Company in General 11 2. Positive Feelings about Management 4 3. Positive Feelings about Employees Welfare Conditions 4 4. Positive Feeling about future opportunities 4 5. Positive Work Team Experience 6 6. Comments about Negative Behaviors at Work 2 7. Lack of Investments in Human Capital 8 8. Excessive Work Hours 7 9. Internal Communication Problems 3 10. Paternalism Manager X Employee Relationship 2 11. Lack of Career Plan 4 12. Lack of Values at Work 3 13. Negative Internal Competition 4 14. Reward Plan Problems (salary, bonus) 4 15. Negative Criticism to Management 1 16.General Concern to Employees Welfare 4 17. General Work Conditions (negative aspects) 7 18. Lack of Autonomy 1 19. Uncertainty and Change due to Job Insecurity 13 20. Negative feelings about the future 5

306

Some Transcriptions:

“This company has been going through several changes since the joint-venture and the fact that the process structure and the people have not been previously aligned has brought up several conflicts”

“I believe this company within a possible range has been transparent and concerned about its employees”

“I am very happy to be part of this time and I think that I still have a lot to contribute, and I sincerely hope to go on growing and mainly be recognized for the dedication paid to the company”

“The problem with the company is the constant structure change that has been occurring for 2 years. This situation has turned the company into a disorganized body since the changes happen all the time. Nowadays we cannot have a promotion perspective, or even reach a managerial level because the company does not offer a reliable career plan.”

“The company has become too big and at the moment I see little effective processes, everything occurs very slowly what wears out the companies”

“There is too much uneasiness among people here!”

“I feel very well working for this company, I am respected as an individual and as a professional, I am financially compensated in a fair way and the work environment is excellent”

“The company could help sponsoring courses since there are several people willing to take a University degree and cannot afford it.”

“I am very happy to cooperate with the company, the greatest conflict is that we known our sector will be operated by third parties and in face of this possibility I am sad. Anyway this company has contributed a great deal for my personal and professional growth.”

“My dissatisfaction has to do with the uneasiness generated by the third parties contracts with the company”

“I would like that a transparent career plan for the employee were implemented.”

“The work is very stressing even causing health problems. We are overcharged from all sides and we must perform urgent tasks all at once. The work does not seem productive because it is a nonstop ‘putting out fires’.”

307

3) Telecom 3

Number of Collected Questionnaires

Number of Comment Sheets

Percentage

242 73 30.16%

Work Area Number of Comment Sheets Percentage

01. Marketing/Sales 19 26.02%

02. Finance 14 19.17%

03. Administration/Management 6 8.21%

04. Human Resources 7 9.58%

05. Engineering/Production 18 24.65%

06. Technical Support/Systems 9 12.32%

Unspecified 0.00%

Total 73 100%

Commented Subjects:

SUBJECT

Frequency of Comments

1. Positive Feelings About the Company in General 14

2. Positive Feelings about Management 5

3. Positive Feelings about Employees Welfare Conditions 8

4. Positive Feeling about future opportunities 1

5. Positive Work Team Experience 5

6. Positive Feelings about the Corporate Culture 9

7. Reward Plan Problems (salary, bonus, benefits) 3

8. Criticism to Strategies and Market approach 1

9. Negative Criticism to Management 7

10. Uncertainty and Change due to Job Insecurity 24

11. Concerns about the actual situation of the Company 46

12. Negative feelings about the future 19

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Some Transcriptions:

“We have just gone through a downsizing and the morale is not very good. Telecom3 is an excellent company to work for however at the moment all employees are experiencing in their own flesh the risk of seeing the great dream end.”

“The buy-off issue certainly harms the job link of the employees in relation to the company. It would be better if the Telecom3 solved this issue as soon as possible.

“The transition phase the company is going through directly influences the answers. These are external factors that many times we have no influence over.”

“We have been living uncertainty moments for over 2 years since the company is under a buy-off process.”

“The Telecom3 is a marvelous, modern, dynamic and participating professional experience with state-of-art, sophisticated technology and with highly qualified personnel.”

“I cannot understand why the buy-out process takes so long (over 2 years!) In this period the capital value of the company decreased and the lack of motivation of the employees increased.”

“I helped build this company; I will do my best to make it successful. The acknowledgment of this company as successful endeavor will be a personal accomplishment.”

“I have high hopes in the Telecom3, but even saying that I would stay 5 years longer. I am not sure whether it will stand or whether it will be that good for me that way.”

“This entire insecure picture causes many employees to look for other jobs to leave Telecom3 simply because they are afraid of being in the next lit of dismissals.”

“The work environment is excellent, the inter-departmental crews are united, and everybody gets along well, and helps one another. Consequently the production is higher and our joy of producing better, bringing better results is huge.”

“This environment of insecurity and uncertainty of the buy-out of the company has been generating a great discomfort among the employees.”

“This company is great. The people who work here are marvelous and true friends. It is a pity that the stockholders cannot come to an agreement and do not want to keep the business. I would love to stay much longer in this dear company!”

“The worst is to be sure that this dream is ending....”

“The management made an option for the easiest solution, the dismissal of employees, what has been occurring since 2001, in the mid-year of each year.”

“My quality of life has improved approximately after I came to Telecom3.”

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4) Steelworks

Number of Collected Questionnaires

Number of Comment Sheets Percentage

302 52 17.21%

Work Area Number of Comment Sheets Percentage

01. Marketing/Sales 0.00%

02. Finance 1 1.92%

03. Administration/Management 2 3.84%

04. Human Resources 4 7.69%

05. Engineering/Production 36 69.23%

06. Technical Support/Systems 9 17.30%

Unspecified 0.00%

Total 52 100%

Commented Subjects:

SUBJECT Frequency of Comments

1. Positive Feelings About the Company in General 22

2. Positive Feelings about Management 4

3. Positive Feelings about Employees Welfare Conditions 8

4. Positive Feeling about future opportunities 3

5. Positive Work Team Experience 4

6. Job Satisfaction 6

7. Positive Feedback about Rewards 6

8. Positive Feedback about Social Responsibility 5

9. Comments about Negative Behaviors at Work 3

10. Lack of Investments in Human Capital 3

11. Internal Communication Problems 2

12. Paternalism Manager X Employee Relationship 1

13. Reward Plan Problems (salary, bonus) 4

14. Negative Criticism to Management 5

15. General Work Conditions (negative aspects) 3

310

Some Transcriptions: “It is extremely gratifying to work for Steelworks”

“I would like to stress my enormous satisfaction in being a member of the personnel of the Steelworks for over 20 years. I have already been recognized for my work and professionalism, having been promoted.”

“I am proud of working for this company because I have been part of it since its implementation until now.... the relationship among the people has improved a great deal and the behavioral level is high as showed in the organizational morale poll.”

“The HR management has been fundamental in the support to operational areas.”

“I am very proud of belonging to this organization.”

“Working for Steelworks is as if I had won the lottery because in this company I have freedom of speech, and I work with the assurance that I will not be laid off.”

“I trust the company management totally, and after my retirement I would like to go on rendering services to the company.”

“Have been working for this company for 20 years and I am very proud because I deem it one of the best in the country.”

“Among the missions of the company, the noticeable mission is the welfare of the employees.”

“The company I work for is undoubtedly the best in the whole country.”

“The opportunities at Steelworks are many and appear all the time; you just have to be prepared.”

“This company is an entity extremely coherent with what it preaches in its mission and values. There is a concern with all the parties that need to be involved in the processes or suffer the consequences of its stages.”

“I state that during my preparation in the period of studies I had in mind finding and be proud of working for this company.”

“There is discrimination with the personnel that work in the shift of the time to leave; the bus of the shift is stopped to be inspected while the personnel of other shifts are not checked.”

“I have an excellent relationship with my superior, nowadays he is more a friend than a boss.”

311

5) Mining

Number of Collected Questionnaires

Number of Comment Sheets

Percentage

155 24 15.48%

Work Area Number of Comment Sheets Percentage

01. Marketing/Sales 0.00%

02. Finance 5 20.83%

03. Administration/Management 1 4.16%

04. Human Resources 6 25.00%

05. Engineering/Production 10 41.66%

06. Technical Support/Systems 2 8.33%

Unspecified 0.00%

Total 24 100%

Commented Subjects:

SUBJECT Frequency of Comments

1. Positive Feelings About the Company in General 10

2. Positive Feelings about Employees Welfare Conditions 5

3. Positive Feeling about future opportunities 2

4. Positive Feelings about the Corporate Culture 1

5. Comments about Negative Behaviors at Work 2

6. Lack of Investments in Human Capital 1

7. Reward Plan Problems (salary, bonus) 5

8.General Concern to Employees Welfare (negative) 3

9. Negative Criticism to Management 3

10. Negative feelings about the future 4

11. Problems with Work Schedule 1

312

Some Transcriptions:

“I have been working for this company since 1977, therefore for 27 years and I have had several positions including managerial position in different areas.”

“Mining is an enterprise that believes in the future and therefore, plans do researches and take decisions based on fundaments, it supports its technological and human potential. Mining has a solid position in the market and develops a sustainable work.”

“Lacks acknowledgment of high potentials within the company, there is no coherence in the professional growth processes, change of positions and re-qualifications. There are different and unfair remuneration policies/personnel appraisals.”

“There is a difference between the quality of training for the technical-operational and the managerial.”

“The present changes need to be dealt with more criterions otherwise we lose the acquired culture. In the case of Mining, the differential has always been the commitment of its personnel who has always had corporate loyalty, and as a result the exceptional achievements reached.”

“Mining is one of the best companies to work for; I have only thanks to give.”

“I think the work I do for the company is not well divulged due to the indifference of the boss in relation to the crew. The management pays little importance to our work for the company for the little technical knowledge they have.... the management should show more interest in our work.”

“I am under a temporary contract; this explains the lack of fondness for the company and the low capacity of control over my work in this company.”

“This company is very good to work for, however it has let its employees down lately”

“I love working here”

“I am very fond of this company, the people, the work and the work environment. However, as the chances for promotions are few (there are no opportunities for all), and this is a negative point for me, consequently this affects the chances for a salary raise.”

313

6) Petrochemical

Number of Collected Questionnaires

Number of Comment Sheets

Percentage

188 29 15.42%

Work Area Number of Comment Sheets Percentage

01. Marketing/Sales 2 6.89%

02. Finance 3 10.34%

03. Administration/Management 2 6.89%

04. Human Resources 1 3.44%

05. Engineering/Production 13 44.82%

06. Technical Support/Systems 8 27.58%

Unspecified 0.00%

Total 29 100%

Commented Subjects:

SUBJECT

Frequency of

Comments

1. Positive Feelings About the Company in General 10

2. Positive Feelings about Management 3

3. Positive Feelings about Employees Welfare Conditions 6

4. Positive Feeling about future opportunities 1

5. Lack of Investments in Human Capital 2

6. Internal Communication Problems 1

7. Paternalism Manager X Employee Relationship 2

8. Lack of Career Plan 1

9. Reward Plan Problems (salary, bonus, opportunities) 9

10. Negative Criticism to Management 1

11. Negative feelings about the future 1

314

Some Transcriptions:

“After 16 years in this company, I have witnessed continuous changes and improvements within each sector. I am positive that this company will be outstanding for the management and that will provide a marvelous future for the employees as it has been demonstrated each year.”

“The enterprise is very good to work for; there is nothing to complain about.”

“I feel privileged for working for this great enterprise, because with the technical level we have achieved we also have acquired a fair compensation and a work environment that would be difficult to find somewhere else.”

“I am happy with the company, I only would like more support in personnel investments for courses of professional enhancement.”

“I have historical links with the company and gratitude for what I could provide me and my family with on the salary I earn in this work contract.”

“In the activities developed (in the same position) there should never be salary differences among the employees.”

“The organizational environment is good and the confidence in the professional capacity characterizes the relationship.”

“The company is one of the best to work for and to learn. There are still people who are not motivated as in any place and they make the necessary changes difficult to take place but they do not impede them from occurring. There is lack of opportunities for some people while others have more opportunities.”

“It is a productive enterprise with high potential resources but that is not using its full force energy, yet. I hope to be able to contribute more so that in a near future I may feel the results of a totally integrated work.”

“The management of this company has been investing in the quality of life of its employees....I hope it does not change.”

“The problem is the lack of growth opportunities.”

“What impressed me most positively was the way the company faced its social and technical responsibilities. The employees are treated seriously and tenderly by all the superiors... the benefits added to the salaries are highly motivating.”

“Our salaries should be equivalent to those in the market.”

315

7) Media

Number of Collected Questionnaires

Number of Comment Sheets

Percentage

188 40 21.27%

Work Area Number of Comment Sheets Percentage

01. Marketing/Sales 17 42.50%

02. Finance 3 7.50%

03. Administration/Management 5 12.50%

04. Human Resources 4 10.00%

05. Engineering/Production 10 25.00%

06. Technical Support/Systems 0.00%

Unspecified 1 2.50%

Total 40 100%

Commented Subjects:

SUBJECT

Frequency of

Comments

1. Positive Feelings About the Company in General 10 2. Positive Feelings about Employees Welfare Conditions 2 3. Positive Feeling about future opportunities 3 4. Negative Behaviors at Work 2 5. Lack of Investments in Human Capital 6 6. Lack of Leadership 2 7. Excessive Work Hours 1 8. Internal Communication Problems 5 9. Paternalism Manager X Employee Relationship 4 10. Lack of Career Plan 5 11. Reward Plan Problems (salary, bonus) 17 12. Negative Criticism to Management 3 13.General Concern to Employees Welfare 2 14. Lack of Autonomy 1

316

Some Transcriptions:

“I have been working for this company for 12 years, and have grown personally and professionally a lot. I respect and admire my superiors.”

“I miss a career plan within the company, better salaries even if the responsibility level increases as well. The company does not offer meal tickets what is another drawback.”

“The company is great and the people too, the work environment is good but I think there should be more integration among the different sectors.”

“For a more efficient future in the management o the company I work for, there should be implemented a salary and career plan suggested some years ago but not performed so far.”

“Some salaries paid by the company could be reviewed mainly by the top management. Not that they do not deserve them by there is a high discrepancy in relation to the others.”

“I work for an ethical enterprise that deals with transparence and honesty in relation to its employees. I think we still have some problems in respect to career management and in the salary evolution in some sectors.”

“I think the company does not give the right value to the professionals that work for it. We have many peers with low salaries, others with personal problems or health problems who do not receive the support they should.”

“Media has everything to work out but there are basic things lacking such as: delegate more, clear communications, and commitment of all units (synergy) etc.”

“Working for Media is like being in the Ferrari of F1 crew. You may not win all the races but is part of the best and most traditional team in the world.”

“The company needs to invest more in the human resources that have been working for the company for a long time. They should have better salaries, profit share; better benefits... implement a career and salary plan eliminating the injustices of different salaries for the same positions.”

“What lacks in the company is that more opportunities are given to its employees, some sponsoring for those seeking higher levels of education and other benefits...”

“Media does not have clear policies, there are constant changes in the management and it is common to replace the whole team bringing "friends" without experience. We must evolve a lot in this field.”

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Appendix 3 – E-Mail model to the CEO DELIVERING THE FEEDBACK REPORT TO COMPANY NAME – THE TRUST INVENTORY PROJECT (TIP)

Dear Mr. /Ms. CEO,

Recently, we carried out the “Trust Inventory Project” (TIP) project in Brazil and we were happy to have had COMPANY NAME as one of the participant companies in this project that is the first cross-industry project assessing trust for Brazilian organizations. We would especially wish to thank Mr. H who provided invaluable assistance in the management of logistics for the distribution and collection of the questionnaire information. As part of our agreement, we now would like to provide you with the Feedback Report.

We would like to propose the following options for the timely delivery of the report:

1. By special-delivery post directly to you;

2. Delivery of the report by a member of the research team who will be in Brazil from the 18th of April until the 4th of May;

Also please let us know if you would like to have a PowerPoint presentation of the report made to a group of your choosing.

If you could let us know the above information by the end of February this will greatly facilitate our planning. We greatly appreciate your participation and collaboration in this pioneering project.

Yours Sincerely,

Prof. Dr. Birgitta Wolff,

Edward Lusk, PhD, and

Marco Tulio Zanini, M.sc.

(Research Team Members)

University of Magdeburg – Germany

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Appendix 4 – Company’ s Guideline / Research Agreement

June 29th, 2004

Trust Inventory Project (TIP)

Company’s Guideline for the Participation in the Research Project

1. Objectives

Thank you for participating in this research project. We believe that the research will pro-vide NAME many benefits regarding the important role that human resources (HR) manage-ment plays in the organization. The information that one may develop from the questionnaire addressees the core management issues about shaping the corporate culture and insuring the highest level of employee commitment to the organization’s performance goals. The objective of the research is to better understand possible changes in the implicit control mechanisms between companies in the New and Old Economy. Implicit mechanisms, such as trust, have considerable impact on internal costs and represent assets of companies.

In the 90’s the Brazilian market place changed dramatically with the privatization initiative. Emerging markets provided “first mover advantages”, and the opportunities to profit seemed to be guaranteed. Now, after some years, companies face more mature and competitive mar-kets and management issues become key factors in the competitive environment that one as-sociates with mature markets. Trust is at the core of these management issues. Recent re-search shows that trust is one of the main features for successful management related to many issues as efficiency and performance.

The study will seek to measure the complex relationships among organizational commit-ment, job features and trust. Many scholars are studying these mechanisms. In order to better understand the changes in the internal situation of firms, the proposed research project ad-dresses selected companies who are major players in the Brazilian business scene. Following you will find important information about the research project.

OTTO-VON-GUERICKE-UNIVERSITY MAGDEBURG Faculty of Economics & Management

DEPARTMENT OF INTERNATIONAL MANAGEMENT

PROF. DR. BIRGITTA WOLFF PROF. EDWARD LUSK, PHD

MARCO TULIO ZANINI, RESEARCHER

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2. Research Period

The data collection extends from 15th August to 20th September, 2004. Your company is welcome to choose the most convenient dates within this period. We believe that three (3) to five (5) days are needed to distribute the questionnaires and conduct the interviews. We re-quest you to choose dates convenient to your organization.

3. Research Instruments

The research project includes three instruments for data collection:

a) Interviews with the Director of the Human Resources Division and the Director of Strategy & Planning Division,

b) HR and organization Information,

c) Distribution and collection of questionnaires for employees.

a) Interviews

The interviews with HR and Strategy & Planning Directors will take approximately 40 mi-nutes. These interviews can be scheduled according to the director’s convenience within the research period (from 15th August to 20th September, 2004).

b) Human Resources Information

The information about the human resources management that we would like to collect is: 1) General information about the firm’s incentive system (benefits packages and advantages for employees). 2) Relative expenses in training and human resources development; 3) Employee turnover rates for the last eight years. We kindly ask you to provide this information during the research period.

c) Distribution of Questionnaires

The research method has been designed to accrue a certain number of valid questionnaires from your company. For reasons of statistical significance, a certain number must be reached. In order to attend this requirement we ask you to consider the distribution of 300 question-naires. Moreover, we ask you to consider the formal procedures for questionnaire distribution detailed in item No. 5.

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4. Questionaire Respondents Profile

Employees should be invited to cooperate by the board of directors at least one week or so in advance. The sample of employees should cover all departments of the company (sales, marketing, HR, products, engineering, legal, etc.). It is very important to assure a considerable degree of participation of respondents from the development, management and sales depart-ments of different products and/or services. For this reason we would also like to attach a cover letter signed by the CEO or managing director of the board. We find this to be essential in insuring the enthusiastic participation of all people concerned.

5. Formal procedures for questionnaire distribution

The research process follows formal scientific standards of data-collection in order to assure that results provide reliable information. We want to produce accurate and reliable results for the benefit of your company as well as the research project. Thus, we kindly ask for your at-tention and cooperation regarding the following procedures:

a) As mentioned above, from our experience it is essential to obtain formal support from the board of directors before and during the research period. We ask the Board of directors to inform and invite all managers and employees participating in the survey at least one week before. Please request the special support of local managers. This could take the form of a memo or an e-mail. Moreover, enclosed with our questionnaire we would like to distribute also a cover letter from the CEO or board of directors supporting the survey. We provide you a sample of this letter in the Appendix No. 1 enclosed.

b) Questionnaires should be distributed within the research period (from 15th August to 20th

September, 2004).

c) It is fundamental in order to get reliable information that the questionnaires be distributed and collected only by the members of the research team. Contact with third parties or oth-er company members should be avoided. In this way, employees will feel free to express their feelings and perceptions about their relationship with company’s members and with the company. The research team will be available to distribute and collect all question-naires during all questionnaire distribution phases. For that, a research team member will be available for the days scheduled by the company. The research team will go to each site to assure that questionnaires will be distributed and collected so as to maintain the confidentiality critical for this project.

d) The questionnaire distribution process should be established in advance with the research team and according to the company’s routine. We kindly ask the HR department to sup-port the coordination of the employees during the questionnaire distribution process. For the days scheduled by the company, there should be easy access to the research team

322

member(s) inside the company. Respondents should fill out the questionnaire during the same day. It will proceed as follows: once employees were informed and invited in ad-vance by HR department, generally two possible ways can take place according to com-pany’s resources and routine: 1) one special room or auditorium inside the company (an easy access central location) will be reserved in those days and groups of employees will be invited in advance by HR to go there in different times of the day in order to fill out the questionnaire; 2) The research team will distribute the questionnaire in each location, floor, and building of the company and will go back in these same places to collect it some time later. A member of the research team will be there during the entire day to as-sure that no one has access to the questionnaires.

e) The questionnaire includes approximately 70 short questions and is designed to be filled out in approximately 25 minutes.

6. Mutual nondisclosure agreement and data publishing

For the essential data protection vis à vis third parties, the following indicates the formal relationship between the company and the research team. The deliverable to the company will be a comprehensive consulting report presented by the research team to the CEO and Board of directors and their invited designates. This will take the form of a detailed report of the state of the organization and inter-company comparisons. Hard copies will be delivered to the individuals participating in the presentation of the report and also an electronic copy will be available to the CEO. The research team has the intention to publish, in academic journals, some results of the study. In this regard, no information which would disclose the name of the participating companies or any private information will be contained in such publications. Also, all information of the comment sheets will be summarized so that individual direct comments or quotes will never be available to the company. We will keep confidentiality re-garding to all individual information collected by the research team. We (the research team) will exclusively own the data and we will have the right to publish the results. Finally, the questionnaires will be maintained by the research team and the data base of response will be exclusive property of the research team.

7. Contact Person

With the objective to create efficiency between our team representative and your company, we kindly ask you to indicate a contact person in your company responsible for all commu-nication and contact with the research team. It would be important for this individual to have decision-making authority so as to facilitate the many detailed decisions that need to be made on an ongoing basis to execute this research project.

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8. Project Schedule to be fixed by your company

- One day between 19th July to 10th August to discuss with the research team the company specific details of the project.

- At least three days between 15th August to 20th September for the questionnaire distribu-tion.

- One or two days between 15th August to 20th September for Interviews with HR and Strategy and Planning Directors.

We ask you to fix these dates as soon as possible

We greatly appreciate your participation and collaboration in this project and will be happy to share these valuable results with you. From 19th July to 10th August the research team will be available in Brazil looking forward to discussing further details also in person. However, feel free to contact our research team anytime for any further question about the research:

Yours sincerely,

Prof. Dr. Birgitta Wolff Prof. Dr. Edward J. Lusk Marco Tulio Zanini

Chair of International Management, Vice Dean of the Faculty of Econom-

ics and Management

Chair of Business Administra-tion

Researcher

Our contacts: Prof. Dr. Birgitta Wolff, Office: 00-49-391/ 67-18789, [email protected] Prof. Dr. Edward J. Lusk, Office: 00-49-391/ 67-18729, [email protected] Marco Tulio Zanini, Office: 00-49-391/ 67-18630, [email protected]

We ask you to sign the present document as a nondisclosure agreement and return it signed to the research team.

Place, Date Company’s Representative Name and Signature

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APPENDIX No. 1

Memorandum (Draft)

To: All COMPANY’S NAME employees

DATE:

FROM: CEO

Cc:

SUBJECT: COMPANY’S NAME Participation in the Trust Inventory Project

Our company has agreed to participate in the research project “Trust Inventory Project” with the University of Magdeburg, Germany.

Researchers from the University of Magdeburg, Germany have found out in their research that important “hidden factors” related to trust have critical importance for the success of companies. These factors have considerable importance regarding to the core issues on the quality of management and performance. The survey will be conduced simultaneously at var-ious locations in our company.

The research project team from the University will conduct the survey at our locations but the company will not have access to the complete questionnaires or view any of the informa-tion; it is completely confidential. The analysis of the questionnaires will be done by a scien-tist team from the University of Magdeburg in Germany.

Please give your full support and participation to the survey. This is an important opportuni-ty for the company to learn from our employees. Your feedback is extremely important and valuable tool to keep us on the right track.

One final comment: the survey is a document which cannot be changed. There are several questions in the survey which under normal circumstances as your employer we would not ask our employees. But due to the nature of the project, we must keep the survey as it is pre-sented. We need your participation in the survey to be meaningful but do not answer any question that you are not comfortable with.

Thanks for your cooperation,

Name of the CEO/President or Representative

COMPANY’S LABEL