List of Ontario Registrants as of May 16, 2020 · ALLIANZ GLOBAL INVESTORS U.S. LLC / ALLIANZ INVESTISSEURS MONDIAUX E.-U. 9820 > Exempt Market Dealer ALLIED CAPITAL CORPORATION 4390

List of Ontario Registrants as of November 1, 2020

Registration CategoryNRD NumberRegistrant Name

108 SECURITIES INC. Exempt Market Dealer>38260

18 ASSET MANAGEMENT INC. Portfolio Manager>32480

1832 ASSET MANAGEMENT L.P./GESTION D'ACTIFS 1832 S.E.C. Investment Fund Manager>30050

1832 ASSET MANAGEMENT L.P./GESTION D'ACTIFS 1832 S.E.C. Commodity Trading Manager>30050

1832 ASSET MANAGEMENT L.P./GESTION D'ACTIFS 1832 S.E.C. Portfolio Manager>30050

1832 ASSET MANAGEMENT L.P./GESTION D'ACTIFS 1832 S.E.C. Exempt Market Dealer>30050

3I FINANCIAL INVESTMENT SERVICES INC. Mutual Fund Dealer>25880

3IQ CORP. Investment Fund Manager>41350

3IQ CORP. Commodity Trading Manager>41350

3IQ CORP. Exempt Market Dealer>41350

3IQ CORP. Portfolio Manager>41350

3L CAPITAL INC. Exempt Market Dealer>69050

4FRONT CAPITAL PARTNERS INC. Exempt Market Dealer>38040

1



ABERDEEN STANDARD INVESTMENTS (CANADA) LIMITED Portfolio Manager>37730

ABERDEEN STANDARD INVESTMENTS (CANADA) LIMITED Investment Fund Manager>37730

ABERDEEN STANDARD INVESTMENTS (CANADA) LIMITED Exempt Market Dealer>37730

ABINGDON CAPITAL CORPORATION Exempt Market Dealer>53830

ACADIAN ASSET MANAGEMENT LLC Exempt Market Dealer>6620

ACADIAN ASSET MANAGEMENT LLC Portfolio Manager>6620

ACC GLOBAL FINANCIAL INC. Mutual Fund Dealer>50490

ACCELERATE FINANCIAL TECHNOLOGIES INC. Investment Fund Manager>63470

ACCELERATE FINANCIAL TECHNOLOGIES INC. Portfolio Manager>63470

ACCELERATE FINANCIAL TECHNOLOGIES INC. Exempt Market Dealer>63470

ACCILENT CAPITAL MANAGEMENT INC. Investment Fund Manager>12410

ACCILENT CAPITAL MANAGEMENT INC. Commodity Trading Manager>12410

ACCILENT CAPITAL MANAGEMENT INC. Portfolio Manager>12410

ACCILENT CAPITAL MANAGEMENT INC. Exempt Market Dealer>12410

ACCREDITED CAPITAL CORPORATION Commodity Trading Manager>18780

ACCREDITED CAPITAL CORPORATION Exempt Market Dealer>18780

ACKER FINLEY ASSET MANAGEMENT INC. Investment Fund Manager>610

ACKER FINLEY ASSET MANAGEMENT INC. Portfolio Manager>610

ACKER FINLEY INC. Investment Dealer>140

ACM ADVISORS LTD. Investment Fund Manager>30360

ACM ADVISORS LTD. Exempt Market Dealer>30360

ACTION VALEUR AJOUTEE INC. Portfolio Manager>19120

ACUMEN CAPITAL FINANCE PARTNERS LIMITED Investment Dealer>6070

ADDENDA CAPITAL INC. Exempt Market Dealer>28190

ADDENDA CAPITAL INC. Investment Fund Manager>28190

ADDENDA CAPITAL INC. Commodity Trading Manager>28190

ADDENDA CAPITAL INC. Portfolio Manager>28190

ADDINGTON FINANCIAL CORPORATION Mutual Fund Dealer>6890

ADVANCED CAPITAL CORPORATION Exempt Market Dealer>46100

ADVISORY CAPITAL GROUP CANADA INC. Portfolio Manager>5180

AFINA CAPITAL MANAGEMENT INC. Portfolio Manager>31010

AGAWA FUND MANAGEMENT INC. Commodity Trading Manager>53320

AGAWA FUND MANAGEMENT INC. Investment Fund Manager>53320

AGAWA FUND MANAGEMENT INC. Portfolio Manager>53320

AGAWA FUND MANAGEMENT INC. Exempt Market Dealer>53320

AGENTIS CAPITAL MARKETS CANADA LIMITED PARTNERSHIP Exempt Market Dealer>64340

AGF INVESTMENTS INC. / PLACEMENTS AGF INC. Investment Fund Manager>3640

2



AGF INVESTMENTS INC. / PLACEMENTS AGF INC. Commodity Trading Manager>3640

AGF INVESTMENTS INC. / PLACEMENTS AGF INC. Portfolio Manager>3640

AGF INVESTMENTS INC. / PLACEMENTS AGF INC. Exempt Market Dealer>3640

AGF INVESTMENTS INC. / PLACEMENTS AGF INC. Mutual Fund Dealer>3640

AGF SECURITIES (CANADA) LIMITED Investment Dealer>20

AGILITH CAPITAL INC. Exempt Market Dealer>26360

AGILITH CAPITAL INC. Investment Fund Manager>26360

AGILITH CAPITAL INC. Portfolio Manager>26360

AGORA DEALER SERVICES CORP. Mutual Fund Dealer>62470

AIP ASSET MANAGEMENT INC. Investment Fund Manager>43370

AIP ASSET MANAGEMENT INC. Portfolio Manager>43370

AIP ASSET MANAGEMENT INC. Exempt Market Dealer>43370

ALBOURNE PARTNERS (CANADA) LIMITED Portfolio Manager>47650

ALCEDIO SECURITIES INC. Exempt Market Dealer>65630

ALDERSLEY SECURITIES INC. Portfolio Manager>5540

ALDERSLEY SECURITIES INC. Mutual Fund Dealer>5540

ALEXANDER CAPITAL GROUP INC. Exempt Market Dealer>22840

ALGONQUIN CAPITAL CORPORATION Investment Fund Manager>46400

ALGONQUIN CAPITAL CORPORATION Portfolio Manager>46400

ALGONQUIN CAPITAL CORPORATION Exempt Market Dealer>46400

ALIGNED CAPITAL PARTNERS INC. Investment Fund Manager>2340

ALIGNED CAPITAL PARTNERS INC. Investment Dealer>2340

ALIGNVEST CAPITAL MANAGEMENT INC. Exempt Market Dealer>42570

ALITIS INVESTMENT COUNSEL INC. Investment Fund Manager>30300

ALITIS INVESTMENT COUNSEL INC. Portfolio Manager>30300

ALITIS INVESTMENT COUNSEL INC. Exempt Market Dealer>30300

ALLARD, ALLARD & ASSOCIES INC. Investment Fund Manager>20120

ALLARD, ALLARD & ASSOCIES INC. Portfolio Manager>20120

ALLIANCEBERNSTEIN CANADA, INC. Portfolio Manager>100

ALLIANCEBERNSTEIN CANADA, INC. Exempt Market Dealer>100

ALLIANZ GLOBAL INVESTORS U.S. LLC / ALLIANZ INVESTISSEURS MONDIAUX E.-U.

Exempt Market Dealer>9820

ALLIED CAPITAL CORPORATION Exempt Market Dealer>4390

ALLIED WEALTH MANAGEMENT INC. Portfolio Manager>58860

ALLVISTA INVESTMENT MANAGEMENT INC. Portfolio Manager>27610

ALPHAFIXE CAPITAL INC. Exempt Market Dealer>28220

ALPHAFIXE CAPITAL INC. Investment Fund Manager>28220

ALPHAFIXE CAPITAL INC. Portfolio Manager>28220

3



ALPHANORTH ASSET MANAGEMENT Investment Fund Manager>26330

ALPHANORTH ASSET MANAGEMENT Portfolio Manager>26330

ALPHANORTH ASSET MANAGEMENT Exempt Market Dealer>26330

ALPHAPLANUM INC. Portfolio Manager>48980

ALTA WEST MORTGAGE CAPITAL CORPORATION Exempt Market Dealer>33610

ALTEMA ASSET MANAGEMENT INC. Investment Fund Manager>61430

ALTEMA ASSET MANAGEMENT INC. Portfolio Manager>61430

ALTEMA ASSET MANAGEMENT INC. Exempt Market Dealer>61430

ALTERVEST LTD Exempt Market Dealer>32170

ALTERVEST LTD Commodity Trading Manager>32170

ALTERVEST LTD Investment Fund Manager>32170

ALTERVEST LTD Portfolio Manager>32170

ALTIMUM MUTUALS INC. Mutual Fund Dealer>15640

ALTIUM WEALTH ARCHITECTURE INC. / ALTIUM ARCHITECTURE DE PATRIMOINE INC.

Portfolio Manager>44490

ALTRINSIC GLOBAL ADVISORS CANADA INC. Portfolio Manager>62250

ALTRINSIC GLOBAL ADVISORS, LLC Exempt Market Dealer>23170

ALTRINSIC GLOBAL ADVISORS, LLC Investment Fund Manager>23170

ALTRINSIC GLOBAL ADVISORS, LLC Portfolio Manager>23170

ALTRUST INVESTMENT SOLUTIONS INC. Investment Fund Manager>9120

ALTRUST INVESTMENT SOLUTIONS INC. Portfolio Manager>9120

ALTRUST INVESTMENT SOLUTIONS INC. Exempt Market Dealer>9120

ALVAREZ & MARSAL CANADA SECURITIES ULC Exempt Market Dealer>39430

AMERITY WEALTH MANAGEMENT INC. Mutual Fund Dealer>60680

AMUKA CAPITAL CORP. Exempt Market Dealer>62220

AMUNDI CANADA INC. Investment Fund Manager>27710

AMUNDI CANADA INC. Portfolio Manager>27710

AMUNDI CANADA INC. Exempt Market Dealer>27710

ANGELLIST ADVISORS, LLC Restricted Dealer>57110

ANNAPOLIS CAPITAL LIMITED Investment Fund Manager>30040

ANNAPOLIS CAPITAL LIMITED Exempt Market Dealer>30040

ANSON ADVISORS INC. Exempt Market Dealer>42730

ANSON ADVISORS INC. Portfolio Manager>42730

ANSON FUNDS MANAGEMENT LP Investment Fund Manager>24000

ANTARES INVESTMENT MANAGEMENT, INC. Exempt Market Dealer>18330

ANTARES INVESTMENT MANAGEMENT, INC. Investment Fund Manager>18330

ANTARES INVESTMENT MANAGEMENT, INC. Portfolio Manager>18330

4



ANTERA CAPITAL CORP. Exempt Market Dealer>62480

ANTRIM INVESTMENTS LTD. Exempt Market Dealer>57060

ANTYA INVESTMENTS INC. Portfolio Manager>49320

AON INVESTMENTS CANADA INC. Investment Fund Manager>51900

AON INVESTMENTS CANADA INC. Portfolio Manager>51900

AON INVESTMENTS CANADA INC. Exempt Market Dealer>51900

AON SECURITIES INVESTMENT MANAGEMENT INC. Commodity Trading Manager>51270

AON SECURITIES INVESTMENT MANAGEMENT INC. Portfolio Manager>51270

APPLIED RESEARCH INVESTMENT ADVISORS CORP. / APPLIED RESEARCH - CONSEIL EN INVESTISSEMENTS CORP.


APS ASSET MANAGEMENT PTE LTD Portfolio Manager>40180

AQR CAPITAL MANAGEMENT (CANADA), LLC Exempt Market Dealer>56170

ARC FINANCIAL CORP. Exempt Market Dealer>2960

ARDENTON FINANCIAL INC. Exempt Market Dealer>60730

ARGOSY SECURITIES INC. Investment Dealer>5450

AROHI ASSET MANAGEMENT PTE. LTD. Portfolio Manager>36790

ARROW CAPITAL MANAGEMENT INC. Portfolio Manager>9540

ARROW CAPITAL MANAGEMENT INC. Exempt Market Dealer>9540

ARROW CAPITAL MANAGEMENT INC. Investment Fund Manager>9540

ARROW CAPITAL MANAGEMENT INC. Commodity Trading Manager>9540

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Exempt Market Dealer>9320

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Commodity Trading Manager>9320

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Portfolio Manager>9320

ARTEMIS INVESTMENT MANAGEMENT LIMITED Investment Fund Manager>18440

ARTEMIS INVESTMENT MANAGEMENT LIMITED Commodity Trading Manager>18440

ARTEMIS INVESTMENT MANAGEMENT LIMITED Portfolio Manager>18440

ARTEMIS INVESTMENT MANAGEMENT LIMITED Exempt Market Dealer>18440

ARYEH CAPITAL MANAGEMENT LTD. Commodity Trading Manager>58960

ARYEH CAPITAL MANAGEMENT LTD. Investment Fund Manager>58960

ARYEH CAPITAL MANAGEMENT LTD. Portfolio Manager>58960

ARYEH CAPITAL MANAGEMENT LTD. Exempt Market Dealer>58960

ASCENTA FINANCE CORP. Exempt Market Dealer>23800

ASSANTE CAPITAL MANAGEMENT LTD./GESTION DE CAPITAL ASSANTE LTEE

Investment Dealer>1160

ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE


ASSANTE FINANCIAL MANAGEMENT LTD./GESTION FINANCIERE ASSANTE LTEE

Mutual Fund Dealer>25750

ATB CAPITAL MARKETS INC. Investment Dealer>33040

5



ATB INVESTMENT MANAGEMENT INC. Investment Fund Manager>14430

ATB INVESTMENT MANAGEMENT INC. Portfolio Manager>14430

ATB SECURITIES INC. Investment Dealer>16070

ATLAS CAPITAL INC. Exempt Market Dealer>56370

AUSPICE CAPITAL ADVISORS LTD. Exempt Market Dealer>25850

AUSPICE CAPITAL ADVISORS LTD. Investment Fund Manager>25850

AUSPICE CAPITAL ADVISORS LTD. Commodity Trading Manager>25850

AUTHENTIC ASSET MANAGEMENT INC./GESTION D'ACTIFS AUTHENTIC INC.

Commodity Trading Manager>50110

AUTHENTIC ASSET MANAGEMENT INC./GESTION D'ACTIFS AUTHENTIC INC.


AVENTINE MANAGEMENT GROUP INC. Investment Fund Manager>14850

AVENTINE MANAGEMENT GROUP INC. Portfolio Manager>14850

AVENUE INVESTMENT MANAGEMENT INC. Investment Fund Manager>15660

AVENUE INVESTMENT MANAGEMENT INC. Portfolio Manager>15660

AVIVA INVESTORS CANADA INC. Portfolio Manager>8420

AVIVA INVESTORS CANADA INC. Exempt Market Dealer>8420

AVIVA INVESTORS CANADA INC. Commodity Trading Manager>8420

AXCESS CAPITAL ADVISORS INC. Exempt Market Dealer>34040

AYAL CAPITAL ADVISORS LIMITED Investment Fund Manager>44670

AYAL CAPITAL ADVISORS LIMITED Portfolio Manager>44670

AYAL CAPITAL ADVISORS LIMITED Exempt Market Dealer>44670

6



B.E.S.T. INVESTMENT COUNSEL LIMITED Exempt Market Dealer>8500

B.E.S.T. INVESTMENT COUNSEL LIMITED Investment Fund Manager>8500

B.E.S.T. INVESTMENT COUNSEL LIMITED Portfolio Manager>8500

B.S.P. FUNDS CANADA INC. Exempt Market Dealer>30320

B2B BANK FINANCIAL SERVICES INC./B2B BANQUE SERVICES FINANCIERS INC.


B2B BANK FINANCIAL SERVICES INC./B2B BANQUE SERVICES FINANCIERS INC.


B2B BANK SECURITIES SERVICES INC. / B2B BANQUE SERVICES DE VALEURS MOBILIERES INC.


BACKER WEALTH MANAGEMENT INC. Portfolio Manager>61690

BAILLIE GIFFORD & CO LIMITED Portfolio Manager>48560

BAILLIE GIFFORD INTERNATIONAL LLC Exempt Market Dealer>22980

BAILLIE GIFFORD OVERSEAS LIMITED Exempt Market Dealer>460

BAILLIE GIFFORD OVERSEAS LIMITED Portfolio Manager>460

BAKER GILMORE & ASSOCIES INC. / BAKER GILMORE & ASSOCIATES INC.



Investment Fund Manager>400



BANQUE NATIONALE INVESTISSEMENTS INC./NATIONAL BANK INVESTMENTS INC.


BANQUE NATIONALE INVESTISSEMENTS INC./NATIONAL BANK INVESTMENTS INC.


BARCLAYS CAPITAL CANADA INC. Investment Dealer>23970

BARITONE ASSET MANAGEMENT INC. Investment Fund Manager>67810

BARITONE ASSET MANAGEMENT INC. Portfolio Manager>67810

BARITONE ASSET MANAGEMENT INC. Exempt Market Dealer>67810

BAROMETER CAPITAL MANAGEMENT INC. Investment Fund Manager>10920

BAROMETER CAPITAL MANAGEMENT INC. Commodity Trading Manager>10920

BAROMETER CAPITAL MANAGEMENT INC. Portfolio Manager>10920

BAROMETER CAPITAL MANAGEMENT INC. Exempt Market Dealer>10920

BARRAGE CAPITAL INC. Investment Fund Manager>37070

BARRAGE CAPITAL INC. Portfolio Manager>37070

BARRAGE CAPITAL INC. Exempt Market Dealer>37070

BARRANTAGH INVESTMENT MANAGEMENT INC. Investment Fund Manager>5360

BARRANTAGH INVESTMENT MANAGEMENT INC. Exempt Market Dealer>5360

BARRANTAGH INVESTMENT MANAGEMENT INC. Portfolio Manager>5360

BASKIN FINANCIAL SERVICES INC. Investment Fund Manager>7050

7



BASKIN FINANCIAL SERVICES INC. Portfolio Manager>7050

BAYFRONT CAPITAL PARTNERS LTD. Exempt Market Dealer>31330

BBS SECURITIES INC Investment Dealer>27620

BCV ASSET MANAGEMENT INC. Portfolio Manager>24700

BDT & COMPANY, LLC Exempt Market Dealer>35800

BEACON SECURITIES LIMITED/VALEURS MOBILIERES BEACON LTEE


BECKSLEY CAPITAL INC. / CAPITAL BECKSLEY INC. Exempt Market Dealer>540

BEDFORD PARK CAPITAL CORPORATION Investment Fund Manager>60920

BEDFORD PARK CAPITAL CORPORATION Portfolio Manager>60920

BEDFORD PARK CAPITAL CORPORATION Exempt Market Dealer>60920

BELAY WEALTH INC. Mutual Fund Dealer>60080

BELCO PRIVATE CAPITAL INC. Investment Fund Manager>35250

BELCO PRIVATE CAPITAL INC. Portfolio Manager>35250

BELCO PRIVATE CAPITAL INC. Exempt Market Dealer>35250

BELLOTTI CAPITAL PARTNERS INC. Exempt Market Dealer>23350

BELLWETHER INVESTMENT MANAGEMENT INC. Investment Fund Manager>21600

BELLWETHER INVESTMENT MANAGEMENT INC. Portfolio Manager>21600

BELLWETHER INVESTMENT MANAGEMENT INC. Exempt Market Dealer>21600

BER TOV CAPITAL CORPORATION Restricted Portfolio Manager>25280

BER TOV CAPITAL CORPORATION Exempt Market Dealer>25280

BERINGER CAPITAL PARTNERS LTD. Exempt Market Dealer>21360

BEUTEL, GOODMAN & COMPANY LTD./BEUTEL, GOODMAN & COMPAGNIE LTEE.








BFIN SECURITIES LP Investment Dealer>52080

BGO CAPITAL (CANADA) INC. Investment Fund Manager>43070

BGO CAPITAL (CANADA) INC. Portfolio Manager>43070

BGO CAPITAL (CANADA) INC. Exempt Market Dealer>43070

BIRCHLEAF INVESTMENTS INC. Investment Fund Manager>9390

BIRCHLEAF INVESTMENTS INC. Portfolio Manager>9390

BITTERROOT CAPITAL ADVISORS, LLC Portfolio Manager>36550

BLACK CREEK INVESTMENT MANAGEMENT INC. Investment Fund Manager>18900

BLACK CREEK INVESTMENT MANAGEMENT INC. Portfolio Manager>18900

8



BLACK CREEK INVESTMENT MANAGEMENT INC. Exempt Market Dealer>18900

BLACK SWAN DEXTERITAS INC. Commodity Trading Manager>41290

BLACK SWAN DEXTERITAS INC. Investment Fund Manager>41290

BLACK SWAN DEXTERITAS INC. Portfolio Manager>41290

BLACK SWAN DEXTERITAS INC. Exempt Market Dealer>41290

BLACKBRIDGE CAPITAL MANAGEMENT CORP. Investment Fund Manager>35230

BLACKBRIDGE CAPITAL MANAGEMENT CORP. Exempt Market Dealer>35230

BLACKHEATH FUND MANAGEMENT INC. Commodity Trading Manager>29840

BLACKROCK ASSET MANAGEMENT CANADA LIMITED/GESTION D'ACTIFS BLACKROCK CANADA LIMITEE








BLAIR FRANKLIN CAPITAL PARTNERS INC. Exempt Market Dealer>41310

BLOOM BURTON INVESTMENT GROUP INC. Investment Fund Manager>61610

BLOOM BURTON INVESTMENT GROUP INC. Portfolio Manager>61610

BLOOM BURTON INVESTMENT GROUP INC. Exempt Market Dealer>61610

BLOOM BURTON SECURITIES INC. Investment Dealer>49560

BLOOM INVESTMENT COUNSEL, INC. Exempt Market Dealer>280

BLOOM INVESTMENT COUNSEL, INC. Investment Fund Manager>280

BLOOM INVESTMENT COUNSEL, INC. Portfolio Manager>280

BLOOMBERG TRADEBOOK CANADA COMPANY Investment Dealer>11870

BLOOMBERGSEN INC. Investment Fund Manager>26810

BLOOMBERGSEN INC. Portfolio Manager>26810

BLOOMBERGSEN INC. Exempt Market Dealer>26810

BLUE DEER CAPITAL PARTNERS INC. Exempt Market Dealer>68040

BLUE RIBBON FUND MANAGEMENT LTD. Investment Fund Manager>35270

BLUE WAVE INVESTMENTS INC. Commodity Trading Manager>56660

BLUENOSE INVESTMENT MANAGEMENT INC. Portfolio Manager>14820

BLUESKY INVESTMENT COUNSEL INC. Portfolio Manager>56080

BLUEWATER TECHNOLOGIES INC. Commodity Trading Manager>67730

BMG MANAGEMENT SERVICES INC. Investment Fund Manager>34690

BMG MARKETING SERVICES INC. Exempt Market Dealer>21450

BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC. Investment Fund Manager>1850

BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC. Commodity Trading Manager>1850

BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC. Portfolio Manager>1850

9



BMO ASSET MANAGEMENT INC./BMO GESTION D'ACTIFS INC. Exempt Market Dealer>1850

BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. Investment Fund Manager>550

BMO INVESTMENTS INC./BMO INVESTISSEMENTS INC. Mutual Fund Dealer>550

BMO INVESTORLINE INC./BMO LIGNE D'ACTION INC. Investment Dealer>250

BMO NESBITT BURNS INC. Investment Fund Manager>2580

BMO NESBITT BURNS INC. Futures Commission Merchant>2580

BMO NESBITT BURNS INC. Investment Dealer>2580

BMO PRIVATE INVESTMENT COUNSEL INC./BMO GESTION PRIVEE DE PLACEMENTS INC.

Commodity Trading Counsel>1810









BNP PARIBAS (CANADA) VALEURS MOBILIERES INC./BNP PARIBAS (CANADA) SECURITIES INC.


BNY MELLON ASSET MANAGEMENT CANADA LTD. Commodity Trading Manager>6140

BNY MELLON ASSET MANAGEMENT CANADA LTD. Investment Fund Manager>6140

BNY MELLON ASSET MANAGEMENT CANADA LTD. Portfolio Manager>6140

BNY MELLON ASSET MANAGEMENT CANADA LTD. Exempt Market Dealer>6140

BNY MELLON WEALTH MANAGEMENT, ADVISORY SERVICES, INC. Investment Fund Manager>5810

BNY MELLON WEALTH MANAGEMENT, ADVISORY SERVICES, INC. Exempt Market Dealer>5810

BNY MELLON WEALTH MANAGEMENT, ADVISORY SERVICES, INC. Portfolio Manager>5810

BOLTON CAPITAL CANADA INC. Exempt Market Dealer>46550

BOLTON CAPITAL CANADA INC. Commodity Trading Manager>46550

BOLTON CAPITAL CANADA INC. Investment Fund Manager>46550

BOLTON CAPITAL CANADA INC. Portfolio Manager>46550

BONNEFIELD FINANCIAL INC. Exempt Market Dealer>59950

BOWMONT CAPITAL AND ADVISORY LTD. Exempt Market Dealer>34800

BRANDES INVESTMENT PARTNERS & CO. Investment Fund Manager>7570

BRANDES INVESTMENT PARTNERS & CO. Portfolio Manager>7570

BRANDES INVESTMENT PARTNERS & CO. Exempt Market Dealer>7570

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT (CANADA), ULC




10







BRANT SECURITIES LIMITED Investment Dealer>300

BRIDGEPORT ASSET MANAGEMENT INC. Portfolio Manager>25060

BRIDGEPORT ASSET MANAGEMENT INC. Exempt Market Dealer>25060

BRIDGEPORT ASSET MANAGEMENT INC. Investment Fund Manager>25060

BRIDGEWATER ASSOCIATES, LP Commodity Trading Manager>21400

BRIDGEWATER ASSOCIATES, LP Portfolio Manager>21400

BRIDGING FINANCE INC. Investment Fund Manager>44620

BRIDGING FINANCE INC. Exempt Market Dealer>44620

BRIDGING FINANCE INC. Restricted Portfolio Manager>44620

BRIGHTSPARK FINANCIAL INC. Exempt Market Dealer>65240

BRILLIANT PHOENIX CAPITAL MANAGEMENT INC. Exempt Market Dealer>58800

BRINTAB CORP. Portfolio Manager>67040

BRISTOL GATE CAPITAL PARTNERS INC. Investment Fund Manager>23210

BRISTOL GATE CAPITAL PARTNERS INC. Portfolio Manager>23210

BRISTOL GATE CAPITAL PARTNERS INC. Exempt Market Dealer>23210

BRIX RCR INC. Exempt Market Dealer>42230

BROMMA ASSET MANAGEMENT INC. Investment Fund Manager>56680

BROMMA ASSET MANAGEMENT INC. Portfolio Manager>56680

BROMMA ASSET MANAGEMENT INC. Exempt Market Dealer>56680

BROMPTON FUNDS LIMITED Commodity Trading Manager>37530

BROMPTON FUNDS LIMITED Investment Fund Manager>37530

BROMPTON FUNDS LIMITED Portfolio Manager>37530

BROMPTON FUNDS LIMITED Exempt Market Dealer>37530

BROOK CAPITAL CORPORATION Exempt Market Dealer>4790

BROOKFIELD INVESTMENT MANAGEMENT (CANADA) INC. Portfolio Manager>22390

BROOKFIELD INVESTMENT MANAGEMENT (CANADA) INC. Exempt Market Dealer>22390

BROOKFIELD PUBLIC SECURITIES GROUP LLC Investment Fund Manager>21490

BROOKFIELD PUBLIC SECURITIES GROUP LLC Commodity Trading Manager>21490

BROOKFIELD PUBLIC SECURITIES GROUP LLC Portfolio Manager>21490

BROOKVEST CAPITAL CORPORATION Exempt Market Dealer>40310

BSM CAPITAL CORPORATION Exempt Market Dealer>27360

BT CROISSANCE GLOBALE / BT GLOBAL GROWTH INC. Portfolio Manager>34190

BT CROISSANCE GLOBALE / BT GLOBAL GROWTH INC. Exempt Market Dealer>34190

BT CROISSANCE GLOBALE / BT GLOBAL GROWTH INC. Investment Fund Manager>34190

11



BUILDERS CAPITAL MANAGEMENT CORP. Exempt Market Dealer>36850

BULL CAPITAL MANAGEMENT INC./ GESTION DE CAPITAUX BULL INC






BURGESS INVESTMENT MANAGEMENT AND RESEARCH INC. Portfolio Manager>61400

BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTEE


BURGUNDY ASSET MANAGEMENT LTD./GESTION D'ACTIFS BURGUNDY LTEE


BURKETT ASSET MANAGEMENT LIMITED Portfolio Manager>50550

BUSH ASSOCIES LTEE / BUSH ASSOCIATES LTD Portfolio Manager>19180

12



C.S.T. ASSET MANAGEMENT INC. Portfolio Manager>67860

C.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC. Investment Fund Manager>790

C.S.T. CONSULTANTS INC./CONSULTANTS C.S.T. INC. Scholarship Plan Dealer>790

C.S.T. SPARK INC. Investment Fund Manager>59940

C.S.T. SPARK INC. Scholarship Plan Dealer>59940

CADO INVESTMENT FUND MANAGEMENT INC. Investment Fund Manager>34050

CADOGAN PARK ADVISORS INC. Portfolio Manager>60840

CALDOUN CAPITAL INC. Investment Fund Manager>46340

CALDOUN CAPITAL INC. Portfolio Manager>46340

CALDOUN CAPITAL INC. Exempt Market Dealer>46340

CALDWELL INVESTMENT MANAGEMENT LTD. Investment Fund Manager>6930

CALDWELL INVESTMENT MANAGEMENT LTD. Portfolio Manager>6930

CALDWELL SECURITIES LTD. Investment Dealer>750

CALROSSIE INVESTMENT MANAGEMENT INC. Investment Fund Manager>25680

CALROSSIE INVESTMENT MANAGEMENT INC. Portfolio Manager>25680

CALROSSIE INVESTMENT MANAGEMENT INC. Exempt Market Dealer>25680

CALVERT HOME MORTGAGE INVESTMENT CORPORATION Exempt Market Dealer>33520

CAMBER CAPITAL CORP Exempt Market Dealer>37650

CAMBER CAPITAL CORP Investment Fund Manager>37650

CAMBRIDGE ASSOCIATES LIMITED, LLC Investment Fund Manager>48660

CAMBRIDGE ASSOCIATES LIMITED, LLC Portfolio Manager>48660

CAMBRIDGE ASSOCIATES LIMITED, LLC Exempt Market Dealer>48660

CAMERON STEPHENS SECURITIES LTD. Exempt Market Dealer>43180

CAMPBELL, LEE & ROSS INVESTMENT MANAGEMENT INC. Portfolio Manager>10320

CANACCORD ASSET MANAGEMENT INC./CANACCORD GESTION D'ACTIFS INC.


CANACCORD GENUITY CORP./CORPORATION CANACCORD GENUITY

Futures Commission Merchant>900

CANACCORD GENUITY CORP./CORPORATION CANACCORD GENUITY


CANADA OVERSEAS ASSET MANAGEMENT LIMITED Portfolio Manager>60670

CANADIAN SHAREOWNER INVESTMENTS INC. / INVESTISSEMENTS ACTIONNAIRES CANADIENS INC.


CANADIAN SHAREOWNER INVESTMENTS INC. / INVESTISSEMENTS ACTIONNAIRES CANADIENS INC.


CANADIAN WESTERN FINANCIAL LTD. Mutual Fund Dealer>13960

CANCITY CAPITAL INC. Portfolio Manager>42080

CANCITY CAPITAL INC. Exempt Market Dealer>42080

CANCITY CAPITAL INC. Investment Fund Manager>42080

13



CANDEAL.CA INC. Investment Dealer>11860

CANDOR FINANCIAL GROUP INC. Mutual Fund Dealer>6650

CANFIN MAGELLAN INVESTMENTS INC. Exempt Market Dealer>6870

CANFIN MAGELLAN INVESTMENTS INC. Mutual Fund Dealer>6870

CANOE FINANCIAL LP Investment Fund Manager>32950

CANOE FINANCIAL LP Portfolio Manager>32950

CANOE FINANCIAL LP Exempt Market Dealer>32950

CANSO FUND MANAGEMENT LTD. Investment Fund Manager>34570

CANSO INVESTMENT COUNSEL LTD. Portfolio Manager>7190

CANSO INVESTMENT COUNSEL LTD. Exempt Market Dealer>7190

CANTOR FITZGERALD CANADA CORPORATION Investment Dealer>24390

CAPITAL CANADA LIMITED Exempt Market Dealer>580

CAPITAL DIRECT FINANCIAL LTD. Exempt Market Dealer>64510

CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA),INC. Exempt Market Dealer>10500

CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA),INC. Investment Fund Manager>10500

CAPITAL INTERNATIONAL ASSET MANAGEMENT (CANADA),INC. Portfolio Manager>10500

CAPITAL STREET GROUP INVESTMENT SERVICES, INC. Exempt Market Dealer>25970

CAPSTONE ASSET MANAGEMENT INC. Investment Fund Manager>16770

CAPSTONE ASSET MANAGEMENT INC. Exempt Market Dealer>16770

CAPSTONE ASSET MANAGEMENT INC. Portfolio Manager>16770

CARDINAL CAPITAL MANAGEMENT INC. Investment Fund Manager>12920

CARDINAL CAPITAL MANAGEMENT INC. Portfolio Manager>12920

CARDINAL POINT CAPITAL MANAGEMENT INC. Portfolio Manager>14810

CARTE WEALTH MANAGEMENT INC. Exempt Market Dealer>24540

CARTE WEALTH MANAGEMENT INC. Mutual Fund Dealer>24540

CASGRAIN & COMPAGNIE LIMITEE / CASGRAIN & COMPANY LIMITED


CASSELS INVESTMENT MANAGEMENT INC. Portfolio Manager>9500

CASSIDY ASSET MANAGEMENT INC. Portfolio Manager>62280

CASSIDY ASSET MANAGEMENT INC. Exempt Market Dealer>62280

CASTLE RIDGE ASSET MANAGEMENT LIMITED Investment Fund Manager>52910

CASTLE RIDGE ASSET MANAGEMENT LIMITED Exempt Market Dealer>52910

CASTLE RIDGE ASSET MANAGEMENT LIMITED Portfolio Manager>52910

CASTLEBAY WEALTH MANAGEMENT INC. Portfolio Manager>54260

CASTLEFIELD ASSOCIATES INC. Commodity Trading Manager>68650

CASTLEMOORE INC. Portfolio Manager>20640

CAXTON (CANADA) LTD. Commodity Trading Manager>59910

CAXTON (CANADA) LTD. Portfolio Manager>59910

14



CBRE CALEDON CAPITAL MANAGEMENT INC. Exempt Market Dealer>29280

CBRE CALEDON CAPITAL MANAGEMENT INC. Portfolio Manager>29280

CCC SECURITIES INC. Exempt Market Dealer>8370

CELERNUS INVESTMENT PARTNERS INC. Investment Fund Manager>38730

CELERNUS INVESTMENT PARTNERS INC. Portfolio Manager>38730

CENTURION ASSET MANAGEMENT INC. Restricted Portfolio Manager>32750

CENTURION ASSET MANAGEMENT INC. Investment Fund Manager>32750

CENTURION ASSET MANAGEMENT INC. Exempt Market Dealer>32750

CEPHEI CAPITAL MANAGEMENT (HONG KONG) LIMITED Restricted Portfolio Manager>45090

CERTUS WEALTH MANAGEMENT INC. Portfolio Manager>7940

CFI LEASING LIMITED Exempt Market Dealer>4780

CHEVERNY CAPITAL INC. Exempt Market Dealer>54890

CHIEFSWOOD INVESTMENT MANAGEMENT INC. Portfolio Manager>11180

CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC.


CHILDREN'S EDUCATION FUNDS INC./FONDS D'ETUDES POUR LES ENFANTS INC.

Scholarship Plan Dealer>1180

CHIPPINGHAM FINANCIAL GROUP LIMITED/GROUPE FINANCIER CHIPPINGHAM LIMITEE


CHOU ASSOCIATES MANAGEMENT INC. Investment Fund Manager>600

CHOU ASSOCIATES MANAGEMENT INC. Portfolio Manager>600

CHOU ASSOCIATES MANAGEMENT INC. Exempt Market Dealer>600

CHRISTOPHER ROSS CUNNINGHAM INVESTMENTS LTD. Exempt Market Dealer>58830

CHRISTOPHER ROSS CUNNINGHAM INVESTMENTS LTD. Investment Fund Manager>58830

CHRISTOPHER ROSS CUNNINGHAM INVESTMENTS LTD. Portfolio Manager>58830

CHRONICLE INVESTMENTS LTD. Exempt Market Dealer>59810

CHRONICLE INVESTMENTS LTD. Portfolio Manager>59810

CI INVESTMENTS INC. Investment Fund Manager>28980

CI INVESTMENTS INC. Exempt Market Dealer>28980

CI INVESTMENTS INC. Commodity Trading Manager>28980

CI INVESTMENTS INC. Commodity Trading Counsel>28980

CI INVESTMENTS INC. Portfolio Manager>28980

CI PRIVATE COUNSEL LP Portfolio Manager>21800

CI PRIVATE COUNSEL LP Exempt Market Dealer>21800

CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. Investment Fund Manager>3660

CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. Commodity Trading Manager>3660

CIBC ASSET MANAGEMENT INC./GESTION D'ACTIFS CIBC INC. Portfolio Manager>3660

15



CIBC INVESTOR SERVICES INC./ SERVICES INVESTISSEURS CIBC INC.


CIBC SECURITIES INC./PLACEMENTS CIBC INC. Mutual Fund Dealer>11100

CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. Futures Commission Merchant>3850

CIBC WORLD MARKETS INC./MARCHES MONDIAUX CIBC INC. Investment Dealer>3850

CIDEL ASSET MANAGEMENT INC. Investment Fund Manager>3690

CIDEL ASSET MANAGEMENT INC. Commodity Trading Manager>3690

CIDEL ASSET MANAGEMENT INC. Portfolio Manager>3690

CIDEL ASSET MANAGEMENT INC. Exempt Market Dealer>3690

CINAPORT CAPITAL INC. Investment Fund Manager>31900

CINAPORT CAPITAL INC. Portfolio Manager>31900

CINAPORT CAPITAL INC. Exempt Market Dealer>31900

CITADEL SECURITIES CANADA ULC Futures Commission Merchant>49280

CITADEL SECURITIES CANADA ULC Investment Dealer>49280

CITCO SECURITIES INC. Exempt Market Dealer>41230

CITIBANK CANADA INVESTMENT FUNDS LIMITED / FONDS D'INVESTISSEMENT DE CITIBANQUE CANADA






CITIGROUP GLOBAL MARKETS CANADA INC. / MARCHES MONDIAUX CITIGROUP CANADA INC.


CLARESTE WEALTH MANAGEMENT INC. Investment Fund Manager>16890

CLARESTE WEALTH MANAGEMENT INC. Portfolio Manager>16890

CLARESTE WEALTH MANAGEMENT INC. Exempt Market Dealer>16890

CLARITI CAPITAL MARKETS INC. Exempt Market Dealer>66350

CLARUS SECURITIES INC / VALEURS MOBILIERES CLARUS INC. Investment Dealer>13160

CLEARBRIDGE RARE INFRASTRUCTURE (NORTH AMERICA) PTY LIMITED


CLEARWATER CAPITAL MANAGEMENT INC. Portfolio Manager>8880

CLIFTON BLAKE SECURITIES LTD. Exempt Market Dealer>66010

CLIMATE CHANGE INFRASTRUCTURE MANAGEMENT INC. Exempt Market Dealer>38960

CMC MARKETS CANADA INC./ MARCHES CMC CANADA Investment Dealer>12570

CMLS ASSET MANAGEMENT LTD Restricted Portfolio Manager>55080

CMLS ASSET MANAGEMENT LTD Investment Fund Manager>55080

CMLS ASSET MANAGEMENT LTD Exempt Market Dealer>55080

COERENTE CAPITAL MANAGEMENT INC./GESTION CAPITAL COERENTE INC.


COIN CAPITAL INVESTMENT MANAGEMENT INC. Investment Fund Manager>61560

16



COIN CAPITAL INVESTMENT MANAGEMENT INC. Portfolio Manager>61560

COIN CAPITAL INVESTMENT MANAGEMENT INC. Exempt Market Dealer>61560

COLEFORD INVESTMENT MANAGEMENT LTD. Investment Fund Manager>730

COLEFORD INVESTMENT MANAGEMENT LTD. Portfolio Manager>730

COLLINS BARROW SNT CORPORATE FINANCE INC. Exempt Market Dealer>54080

COLUMBUS POINT LLP Portfolio Manager>67610

COMMONFUND ASSET MANAGEMENT COMPANY, INC. Portfolio Manager>9460

COMMUNITY FORWARD FUND ASSISTANCE CORP. / FONDS DE PROGRES COMMUNAUTAIRE SOCIETE DE GESTION

Restricted Portfolio Manager>38670





COMPASS PRIVATE WEALTH INC. Portfolio Manager>67020

CONDOR ASSET MANAGEMENT INC. Portfolio Manager>29990

CONDOR ASSET MANAGEMENT INC. Exempt Market Dealer>29990

CONNING INVESTMENT PRODUCTS, INC. Portfolio Manager>48850

CONNOR, CLARK & LUNN (CANADA) LTD. Investment Fund Manager>21660

CONNOR, CLARK & LUNN (CANADA) LTD. Portfolio Manager>21660

CONNOR, CLARK & LUNN FUNDS INC. Investment Fund Manager>33960

CONNOR, CLARK & LUNN FUNDS INC. Exempt Market Dealer>33960

CONNOR, CLARK & LUNN INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS CONNOR, CLARK & LUNN








CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. Exempt Market Dealer>14660

CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. Investment Fund Manager>14660

CONNOR, CLARK & LUNN PRIVATE CAPITAL LTD. Portfolio Manager>14660

CONSEILLERS EN GESTION GLOBALE STATE STREET LTEE. / STATE STREET GLOBAL ADVISORS, LTD.








17





CONSEILLERS EN VALEURS VISAVIS INC. / VISAVIS INVESTMENT COUNSEL INC.


CONSEILLERS GALLIANT S.E.C. / GALLIANT ADVISORS LP Investment Fund Manager>34090

CONSEILLERS GALLIANT S.E.C. / GALLIANT ADVISORS LP Portfolio Manager>34090

CONSEILLERS GALLIANT S.E.C. / GALLIANT ADVISORS LP Exempt Market Dealer>34090

CONTESSA CAPITAL CANADA CORPORATION Exempt Market Dealer>45100

CONTINUUM PRIVATE WEALTH PARTNERS INC. Investment Fund Manager>58870

CONTINUUM PRIVATE WEALTH PARTNERS INC. Portfolio Manager>58870

CONVERGENCE BLENDED FINANCE, INC. Restricted Dealer>55230

CO-OPERATORS FINANCIAL INVESTMENT SERVICES INC./SERVICES D'INVESTISSEMENT FINANCIER CO-OPERATORS INC.


COPOWER INC. Exempt Market Dealer>56100

CORDIANT CAPITAL INC. Investment Fund Manager>9220

CORDIANT CAPITAL INC. Portfolio Manager>9220

CORDIANT CAPITAL INC. Exempt Market Dealer>9220

CORIEL CAPITAL INC. Portfolio Manager>25910

CORIOLIS CAPITAL LIMITED Exempt Market Dealer>27330

CORIOLIS CAPITAL LIMITED Portfolio Manager>27330

CORMARK SECURITIES INC. / VALEURS MOBILIERES CORMARK INC.


CORNERSTONE INVESTMENT COUNSEL LTD. Portfolio Manager>18820

CORNERSTONE INVESTMENT COUNSEL LTD. Investment Fund Manager>18820

CORPORATION FIERA CAPITAL / FIERA CAPITAL CORPORATION Commodity Trading Manager>3220

CORPORATION FIERA CAPITAL / FIERA CAPITAL CORPORATION Investment Fund Manager>3220

CORPORATION FIERA CAPITAL / FIERA CAPITAL CORPORATION Portfolio Manager>3220

CORPORATION FIERA CAPITAL / FIERA CAPITAL CORPORATION Exempt Market Dealer>3220

CORPORATION GESTION DE PLACEMENTS CLARET / CLARET ASSET MANAGEMENT CORPORATION






CORTLAND CREDIT GROUP INC. Exempt Market Dealer>44470

CORTLAND CREDIT GROUP INC. Investment Fund Manager>44470

CORTLAND CREDIT GROUP INC. Portfolio Manager>44470

CORTON CAPITAL INC. Investment Fund Manager>63680

CORTON CAPITAL INC. Portfolio Manager>63680

18



CORTON CAPITAL INC. Exempt Market Dealer>63680

COTE 100 INC./QUOTE 100 INC. Portfolio Manager>19220

COUGAR GLOBAL INVESTMENTS LIMITED Portfolio Manager>42810

COUNSEL PORTFOLIO SERVICES INC./SERVICES DE PORTEFEUILLE COUNSEL INC.






COVENANT SECURITIES CORP. Restricted Dealer>59790

COVINGTON CAPITAL CORPORATION Investment Fund Manager>5120

COVINGTON CAPITAL CORPORATION Portfolio Manager>5120

COVINGTON CAPITAL CORPORATION Exempt Market Dealer>5120

COVISTA CAPITAL CORP. Investment Fund Manager>50300

COVISTA CAPITAL CORP. Portfolio Manager>50300

COVISTA CAPITAL CORP. Exempt Market Dealer>50300

COWAN ASSET MANAGEMENT LIMITED Investment Fund Manager>45110

COWAN ASSET MANAGEMENT LIMITED Portfolio Manager>45110

COWAN ASSET MANAGEMENT LIMITED Exempt Market Dealer>45110

CQI CAPITAL MANAGEMENT L.P. Commodity Trading Manager>26370

CQI CAPITAL MANAGEMENT L.P. Investment Fund Manager>26370

CQI CAPITAL MANAGEMENT L.P. Portfolio Manager>26370

CQI CAPITAL MANAGEMENT L.P. Exempt Market Dealer>26370

CRANSON CAPITAL SECURITIES INC. Exempt Market Dealer>38430

CREATION WEALTH CAPITAL INC. Investment Dealer>42740

CREDENTIAL ASSET MANAGEMENT INC. Mutual Fund Dealer>1260

CREDENTIAL QTRADE SECURITIES INC./VALEURS MOBILIERES CREDENTIAL QTRADE INC.


CREDIT SUISSE SECURITIES (CANADA), INC./VALEURS MOBILIERES CREDIT SUISSE (CANADA), INC.


CRIMSON ASSET MANAGEMENT LTD. Exempt Market Dealer>60240

CRIMSON ASSET MANAGEMENT LTD. Investment Fund Manager>60240

CRIMSON ASSET MANAGEMENT LTD. Portfolio Manager>60240

CRIMSON CAPITAL INC. Portfolio Manager>37550

CRIMSON CAPITAL INC. Exempt Market Dealer>37550

CROSBIE & COMPANY INC. Exempt Market Dealer>11920

CROWDMATRIX INC. Exempt Market Dealer>51340

CROWN CAPITAL PARTNERS INC. Portfolio Manager>21730

CROWN CAPITAL PARTNERS INC. Investment Fund Manager>21730

19



CROWN CAPITAL PARTNERS INC. Exempt Market Dealer>21730

CRUSADER ASSET MANAGEMENT INC. Commodity Trading Manager>40790

CRUSADER ASSET MANAGEMENT INC. Portfolio Manager>40790

CTI CAPITAL VALEURS MOBILIERES INC. / CTI CAPITAL SECURITIES INC.


CUMBERLAND INVESTMENT COUNSEL INC. Portfolio Manager>3890

CUMBERLAND PRIVATE WEALTH MANAGEMENT INC./ CUMBERLAND, GESTION DE PATRIMOINE


CUMBERLAND PRIVATE WEALTH MANAGEMENT INC./ CUMBERLAND, GESTION DE PATRIMOINE


CWB MCLEAN & PARTNERS WEALTH MANAGEMENT LTD. Investment Fund Manager>8680

CWB MCLEAN & PARTNERS WEALTH MANAGEMENT LTD. Investment Dealer>8680

CWB PRIVATE INVESTMENT COUNSEL LTD./CWB CONSEILS EN PLACEMENT PRIVES LTEE






CWB WEALTH MANAGEMENT LTD. Investment Fund Manager>53940

CWB WEALTH MANAGEMENT LTD. Portfolio Manager>53940

CWB WEALTH MANAGEMENT LTD. Exempt Market Dealer>53940

CYPRESS CAPITAL MANAGEMENT LTD. Investment Fund Manager>8990

CYPRESS CAPITAL MANAGEMENT LTD. Portfolio Manager>8990

20



D & A LABRECQUE CAPITAL INC Exempt Market Dealer>32010

D.W.GOOD INVESTMENT COMPANY LIMITED Mutual Fund Dealer>14140

DAVINCI CAPITAL PARTNERS INC. Investment Fund Manager>18920

DAVINCI CAPITAL PARTNERS INC. Portfolio Manager>18920

DAVINCI CAPITAL PARTNERS INC. Exempt Market Dealer>18920

DAVIS-REA LTD./DAVIS-REA LTEE. Investment Fund Manager>17810

DAVIS-REA LTD./DAVIS-REA LTEE. Portfolio Manager>17810

DAVIS-REA LTD./DAVIS-REA LTEE. Exempt Market Dealer>17810

DE LUCA VEALE INVESTMENT COUNSEL INC. Portfolio Manager>22090

DE LUCA VEALE INVESTMENT COUNSEL INC. Exempt Market Dealer>22090

DE THOMAS WEALTH MANAGEMENT CORP. Exempt Market Dealer>1050

DE THOMAS WEALTH MANAGEMENT CORP. Mutual Fund Dealer>1050

DEANS KNIGHT CAPITAL MANAGEMENT LTD. / GESTION DE CAPITAL DEANS KNIGHT LTEE






DEETKEN ASSET MANAGEMENT INC. Investment Fund Manager>44790

DEETKEN ASSET MANAGEMENT INC. Exempt Market Dealer>44790

DELANEY CAPITAL MANAGEMENT LTD. Exempt Market Dealer>1090

DELANEY CAPITAL MANAGEMENT LTD. Investment Fund Manager>1090

DELANEY CAPITAL MANAGEMENT LTD. Portfolio Manager>1090

DELANO CAPITAL CORP. Exempt Market Dealer>28130

DELBROOK CAPITAL ADVISORS INC. Portfolio Manager>32070

DELBROOK CAPITAL ADVISORS INC. Exempt Market Dealer>32070

DELBROOK CAPITAL ADVISORS INC. Investment Fund Manager>32070

DELOITTE CORPORATE FINANCE INC. / FINANCEMENT CORPORATIF DELOITTE INC.


DELPHINA ASSET MANAGEMENT INC. Portfolio Manager>17570

DESAUTELS CAPITAL MANAGEMENT INC./GESTION DE CAPITAUX DESAUTELS INC.


DESAUTELS CAPITAL MANAGEMENT INC./GESTION DE CAPITAUX DESAUTELS INC.


DESJARDINS CABINET DE SERVICES FINANCIERS INC./DESJARDINS FINANCIAL SERVICES FIRM INC.


DESJARDINS GESTION INTERNATIONALE D'ACTIFS INC./DESJARDINS GLOBAL ASSET MANAGEMENT INC.




21







DESJARDINS SECURITE FINANCIERE INVESTISSEMENTS INC./DESJARDINS FINANCIAL SECURITY INVESTMENTS INC.


DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.


DESJARDINS SECURITIES INC./VALEURS MOBILIERES DESJARDINS INC.


DESJARDINS SOCIETE DE PLACEMENT INC. / DESJARDINS INVESTMENTS INC.


DEUTSCHE BANK SECURITIES LIMITED/DEUTSCHE BANK VALEURS MOBILIERES LIMITEE


DEVON CAPITAL INC. Exempt Market Dealer>58760

DGW CAPITAL CORP. Exempt Market Dealer>57690

DICEMARK CAPITAL MARKETS INC. Exempt Market Dealer>46700

DIGIMAX CAPITAL CORP. Exempt Market Dealer>63580

DIMENSIONAL FUND ADVISORS CANADA ULC Investment Fund Manager>16190

DIMENSIONAL FUND ADVISORS CANADA ULC Portfolio Manager>16190

DIMENSIONAL FUND ADVISORS CANADA ULC Exempt Market Dealer>16190

DIVERSIFI ALTERNATIVE INVESTMENTS LTD. Exempt Market Dealer>41180

DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION Exempt Market Dealer>22460

DIXON MITCHELL INVESTMENT COUNSEL INC. Investment Fund Manager>14440

DIXON MITCHELL INVESTMENT COUNSEL INC. Exempt Market Dealer>14440

DIXON MITCHELL INVESTMENT COUNSEL INC. Portfolio Manager>14440

DMAT CAPITAL MANAGEMENT INC. Investment Fund Manager>68540

DMAT CAPITAL MANAGEMENT INC. Portfolio Manager>68540

DMAT CAPITAL MANAGEMENT INC. Exempt Market Dealer>68540

DMAT CAPITAL MANAGEMENT INC. Commodity Trading Manager>68540

DOHENY SECURITIES LIMITED Mutual Fund Dealer>13950

DOHERTY & ASSOCIATES LTD. Portfolio Manager>1010

DOHERTY & ASSOCIATES LTD. Exempt Market Dealer>1010

DONRO FINANCIAL LTD. Mutual Fund Dealer>7130

DONVILLE KENT ASSET MANAGEMENT INC. Portfolio Manager>26430

DONVILLE KENT ASSET MANAGEMENT INC. Exempt Market Dealer>26430

DONVILLE KENT ASSET MANAGEMENT INC. Investment Fund Manager>26430

DORCHESTER WEALTH MANAGEMENT COMPANY Portfolio Manager>51260

DOWNING STREET FINANCIAL INC. Exempt Market Dealer>63300

DOYENNE FINANCIAL LTD. Portfolio Manager>66560

22



DPS CAPITAL INC. Investment Fund Manager>53610

DPS CAPITAL INC. Portfolio Manager>53610

DPS CAPITAL INC. Exempt Market Dealer>53610

DRADIS CAPITAL MANAGEMENT LIMITED Exempt Market Dealer>35950

DRADIS CAPITAL MANAGEMENT LIMITED Investment Fund Manager>35950

DRADIS CAPITAL MANAGEMENT LIMITED Portfolio Manager>35950

DUBEAU CAPITAL & CIE LTEE/DUBEAU CAPITAL & CO. LTD Investment Dealer>19280

DUFF & PHELPS SECURITIES CANADA LIMITED/VALEURS MOBILIERES DUFF & PHELPS CANADA LIMITEE


DUNCAN ROSS ASSOCIATES LTD. / DUNCAN ROSS ASSOCIES LTEE






DURHAM ASSET MANAGEMENT INC. Investment Fund Manager>63200

DURHAM ASSET MANAGEMENT INC. Portfolio Manager>63200

DURHAM ASSET MANAGEMENT INC. Exempt Market Dealer>63200

DUROSE ASSET MANAGEMENT INC. Investment Fund Manager>31270

DUROSE ASSET MANAGEMENT INC. Portfolio Manager>31270

DUROSE ASSET MANAGEMENT INC. Exempt Market Dealer>31270

DWS INVESTMENT MANAGEMENT AMERICAS, INC. Portfolio Manager>26750

DX FINANCIAL SECURITIES LTD. Exempt Market Dealer>61500

DYNAMIC TREE ASSET MANAGEMENT AG Portfolio Manager>36290

DYNAMIC TREE ASSET MANAGEMENT AG Exempt Market Dealer>36290

23



EAST COAST ASSET MANAGEMENT SEZC Portfolio Manager>67940

EAST COAST FUND MANAGEMENT INC. Commodity Trading Manager>29950

EAST COAST FUND MANAGEMENT INC. Investment Fund Manager>29950

EAST COAST FUND MANAGEMENT INC. Portfolio Manager>29950

EAST COAST FUND MANAGEMENT INC. Exempt Market Dealer>29950

EAST WEST INVESTMENT MANAGEMENT CORPORATION Investment Fund Manager>29550

EAST WEST INVESTMENT MANAGEMENT CORPORATION Commodity Trading Manager>29550

EAST WEST INVESTMENT MANAGEMENT CORPORATION Portfolio Manager>29550

EAST WEST INVESTMENT MANAGEMENT CORPORATION Exempt Market Dealer>29550

ECHELON WEALTH PARTNERS INC. Investment Dealer>32420

EDE ASSET MANAGEMENT INC. Investment Fund Manager>57450

EDE ASSET MANAGEMENT INC. Portfolio Manager>57450

EDE ASSET MANAGEMENT INC. Exempt Market Dealer>57450

EDGEHILL PARTNERS Exempt Market Dealer>33270

EDGEHILL PARTNERS Investment Fund Manager>33270

EDGEHILL PARTNERS Portfolio Manager>33270

EDGEPOINT INVESTMENT GROUP INC. / GROUPE DE PLACEMENTS EDGEPOINT






EDGEPOINT WEALTH MANAGEMENT INC. Investment Fund Manager>34580

EDINBURGH PARTNERS LIMITED Portfolio Manager>25270

EDUCATORS FINANCIAL GROUP INC. Investment Fund Manager>2650

EDUCATORS FINANCIAL GROUP INC. Mutual Fund Dealer>2650

EDWARD JONES Investment Dealer>4340

EHP FUNDS INC. Investment Fund Manager>62460

EHP FUNDS INC. Portfolio Manager>62460

EIGHT CAPITAL Investment Dealer>55180

EKATON WEALTH MANAGEMENT INC. Exempt Market Dealer>42870

ELM PARK CAPITAL MANAGEMENT, LLC Investment Fund Manager>35180

ELM PARK CAPITAL MANAGEMENT, LLC Portfolio Manager>35180

ELM PARK CAPITAL MANAGEMENT, LLC Exempt Market Dealer>35180

EMD FINANCIAL INC. / LA FINANCIERE EMD INC. Exempt Market Dealer>36480

EMERGE CANADA INC. Investment Fund Manager>64220

EMERGE CANADA INC. Portfolio Manager>64220

EMERGE CANADA INC. Exempt Market Dealer>64220

24



EMERGING EQUITIES INC. Investment Dealer>8640

EMJ CAPITAL LTD. Restricted Portfolio Manager>60100

EMPIRE LIFE INVESTMENTS INC. Exempt Market Dealer>38910

EMPIRE LIFE INVESTMENTS INC. Commodity Trading Manager>38910

EMPIRE LIFE INVESTMENTS INC. Investment Fund Manager>38910

EMPIRE LIFE INVESTMENTS INC. Portfolio Manager>38910

ENCASA FINANCIAL INC. Portfolio Manager>31940

ENCASA FINANCIAL INC. Investment Fund Manager>31940

ENLIGHTENED PRIVATE CAPITAL INC. Exempt Market Dealer>28680

ENOCH WEALTH INC. Exempt Market Dealer>51660

ENRICHED INVESTING INCORPORATED Investment Fund Manager>16650

ENRICHED INVESTING INCORPORATED Portfolio Manager>16650

ENSIGN CAPITAL INC. Exempt Market Dealer>17660

ENTREPRISES GREG POMPEO INC. Mutual Fund Dealer>27380

EPIC CAPITAL MANAGEMENT INC. Investment Fund Manager>12330

EPIC CAPITAL MANAGEMENT INC. Portfolio Manager>12330

EPIC CAPITAL MANAGEMENT INC. Exempt Market Dealer>12330

EPOCH INVESTMENT PARTNERS, INC. Exempt Market Dealer>29130

EPOCH INVESTMENT PARTNERS, INC. Portfolio Manager>29130

EQUATE ASSET MANAGEMENT INC. Investment Fund Manager>56340

EQUATE ASSET MANAGEMENT INC. Portfolio Manager>56340

EQUATE ASSET MANAGEMENT INC. Exempt Market Dealer>56340

EQUIGENESIS CORPORATION Exempt Market Dealer>6160

EQUILEND CANADA CORP. Investment Dealer>28250

EQUILIBRIUM CAPITAL MANAGEMENT INC. / GESTION DE CAPITAL EQUILIBRIUM






EQUILIFE INVESTMENT MANAGEMENT INC. Portfolio Manager>8160

EQUILIFE INVESTMENT MANAGEMENT INC. Mutual Fund Dealer>8160

EQUITON CAPITAL INC. Investment Fund Manager>53400

EQUITON CAPITAL INC. Portfolio Manager>53400

EQUITON CAPITAL INC. Exempt Market Dealer>53400

EQUITY ASSOCIATES INC. Exempt Market Dealer>6940

EQUITY ASSOCIATES INC. Mutual Fund Dealer>6940

EQUIVESTO CANADA INC. Exempt Market Dealer>63820

25



ERNST & YOUNG ORENDA CORPORATE FINANCE INC./CONSEIL EN FINANCEMENT ERNST & YOUNG ORENDA INC.


ESPRESSO CAPITAL LTD. Exempt Market Dealer>54780

EURO PACIFIC ASSET MANAGEMENT, LLC Portfolio Manager>63190

EURO PACIFIC ASSET MANAGEMENT, LLC Exempt Market Dealer>63190

EVENTUS CAPITAL CORP Exempt Market Dealer>52520

EVOLVE FUNDS GROUP INC. Commodity Trading Manager>58260

EVOLVE FUNDS GROUP INC. Investment Fund Manager>58260

EVOLVE FUNDS GROUP INC. Portfolio Manager>58260

EVOVEST INC. Portfolio Manager>60210

EWING MORRIS & CO. INVESTMENT PARTNERS LTD. Investment Fund Manager>38130

EWING MORRIS & CO. INVESTMENT PARTNERS LTD. Portfolio Manager>38130

EWING MORRIS & CO. INVESTMENT PARTNERS LTD. Exempt Market Dealer>38130

EXCEL PRIVATE WEALTH INC. Mutual Fund Dealer>19470

EXPONENT INVESTMENT MANAGEMENT INC. Portfolio Manager>37400

26



FADINE SECURITIES INC. Exempt Market Dealer>37470

FAIRBANK INVESTMENT MANAGEMENT LIMITED. Investment Fund Manager>29470

FAIRBANK INVESTMENT MANAGEMENT LIMITED. Portfolio Manager>29470

FAIRCOURT ASSET MANAGEMENT INC. Investment Fund Manager>21330

FAIRCOURT ASSET MANAGEMENT INC. Portfolio Manager>21330

FAIRCOURT ASSET MANAGEMENT INC. Exempt Market Dealer>21330

FAIRMONT ASSET MANAGEMENT INC. Exempt Market Dealer>64290

FALCON ASSET MANAGEMENT INC. Exempt Market Dealer>29810

FALCON ASSET MANAGEMENT INC. Investment Fund Manager>29810

FALCON ASSET MANAGEMENT INC. Portfolio Manager>29810

FARBER SECURITIES INC. Exempt Market Dealer>65620

FEDERATED INVESTORS CANADA ULC Investment Fund Manager>52120

FEDERATED INVESTORS CANADA ULC Portfolio Manager>52120

FENGATE CAPITAL MANAGEMENT LTD. Investment Fund Manager>59650

FENGATE CAPITAL MANAGEMENT LTD. Portfolio Manager>59650

FENGATE CAPITAL MANAGEMENT LTD. Exempt Market Dealer>59650

FIDELITY (CANADA) ASSET MANAGEMENT ULC Commodity Trading Manager>26990

FIDELITY (CANADA) ASSET MANAGEMENT ULC Portfolio Manager>26990

FIDELITY CLEARING CANADA ULC / COMPENSATION FIDELITY CANADA


FIDELITY CLEARING CANADA ULC / COMPENSATION FIDELITY CANADA


FIDELITY INVESTMENTS CANADA ULC / INVESTISSEMENTS FIDELITY CANADA










FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC Commodity Trading Manager>60480

FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC Portfolio Manager>60480

FIDUCIARY TRUST COMPANY OF CANADA Commodity Trading Manager>17980

FIDUCIARY TRUST COMPANY OF CANADA Portfolio Manager>17980

FIELDHOUSE CAPITAL MANAGEMENT INC. Investment Fund Manager>28950

FIELDHOUSE CAPITAL MANAGEMENT INC. Exempt Market Dealer>28950

FIELDHOUSE CAPITAL MANAGEMENT INC. Commodity Trading Manager>28950

FIELDHOUSE CAPITAL MANAGEMENT INC. Portfolio Manager>28950

27



FINANCIERE DES PROFESSIONNELS - FONDS D'INVESTISSEMENT INC./PROFESSIONALS' FINANCIAL - MUTUAL FUNDS INC.


FINANCIERE DES PROFESSIONNELS GESTION PRIVEE INC. / PROFESSIONALS' FINANCIAL - PRIVATE MANAGEMENT INC.


FINHAVEN CAPITAL INC. Exempt Market Dealer>66080

FINN RIVER INVESTMENT MANAGEMENT INC. Exempt Market Dealer>65890

FINN RIVER INVESTMENT MANAGEMENT INC. Investment Fund Manager>65890

FINN RIVER INVESTMENT MANAGEMENT INC. Portfolio Manager>65890

FIRM CAPITAL SECURITIES CORP. Exempt Market Dealer>42070

FIRMINVEST ASSET MANAGEMENT CANADA INC. Exempt Market Dealer>12680

FIRMINVEST ASSET MANAGEMENT CANADA INC. Portfolio Manager>12680

FIRST AFFILIATED FAMILY OFFICE GROUP INC. Portfolio Manager>41340

FIRST AFFILIATED SECURITIES INC. Exempt Market Dealer>1410

FIRST AVENUE INVESTMENT COUNSEL INC. Investment Fund Manager>59610

FIRST AVENUE INVESTMENT COUNSEL INC. Portfolio Manager>59610

FIRST AVENUE INVESTMENT COUNSEL INC. Exempt Market Dealer>59610

FIRST RELIANCE ASSET MANAGEMENT INC. Exempt Market Dealer>35590

FIRST REPUBLIC CAPITAL CORPORATION Exempt Market Dealer>27270

FIRST TRUST ADVISORS L.P. Portfolio Manager>4670

FISGARD ASSET MANAGEMENT CORPORATION Exempt Market Dealer>28410

FISHER ASSET MANAGEMENT, LLC Portfolio Manager>21170

FLORENCE WEALTH MANAGEMENT INC. Exempt Market Dealer>67190

FLOW INVESTMENT SERVICES CORP. Investment Fund Manager>12690

FLOW INVESTMENT SERVICES CORP. Portfolio Manager>12690

FLOW INVESTMENT SERVICES CORP. Exempt Market Dealer>12690

FOCUS ASSET MANAGEMENT LTD. Investment Fund Manager>29800

FOCUS ASSET MANAGEMENT LTD. Portfolio Manager>29800

FOREMOST FINANCIAL CORPORATION Exempt Market Dealer>34710

FOREST GATE FINANCIAL CORP. Exempt Market Dealer>65470

FORGE FIRST ASSET MANAGEMENT INC. Investment Fund Manager>40080

FORGE FIRST ASSET MANAGEMENT INC. Portfolio Manager>40080

FORGE FIRST ASSET MANAGEMENT INC. Exempt Market Dealer>40080

FORMULA GROWTH LIMITED / FORMULA GROWTH, SOCIETE LIMITEE


FORMULA GROWTH LIMITED / FORMULA GROWTH, SOCIETE LIMITEE


FORSTRONG GLOBAL ASSET MANAGEMENT INC. Investment Fund Manager>12120

FORSTRONG GLOBAL ASSET MANAGEMENT INC. Exempt Market Dealer>12120

28



FORSTRONG GLOBAL ASSET MANAGEMENT INC. Portfolio Manager>12120

FORT CAPITAL SECURITIES LTD. Exempt Market Dealer>40220

FORTHLANE INVESTMENT MANAGEMENT INC. Investment Fund Manager>63570

FORTHLANE INVESTMENT MANAGEMENT INC. Portfolio Manager>63570

FORTHLANE INVESTMENT MANAGEMENT INC. Exempt Market Dealer>63570

FORTRADE CANADA LIMITED Investment Dealer>63670

FOSTER & ASSOCIATES FINANCIAL SERVICES INC./ SERVICES FINANCIERS FOSTER & ASSOCIES


FOUNDATION MARKETS INC. Exempt Market Dealer>22830

FOUNDATION WEALTH PARTNERS LP Portfolio Manager>56240

FOUNDATION WEALTH PARTNERS LP Exempt Market Dealer>56240

FOX COLLINS SECURITIES INC. Exempt Market Dealer>33510

FOYSTON, GORDON & PAYNE INC. Investment Fund Manager>1290

FOYSTON, GORDON & PAYNE INC. Portfolio Manager>1290

FOYSTON, GORDON & PAYNE INC. Exempt Market Dealer>1290

FRANKLIN TEMPLETON INVESTMENTS CORP./SOCIETE DE PLACEMENTS FRANKLIN TEMPLETON










FREEDOM INTERNATIONAL BROKERAGE COMPANY Exempt Market Dealer>1360

FREETHINK CAPITAL INC. Investment Fund Manager>48250

FREETHINK CAPITAL INC. Exempt Market Dealer>48250

FRIEDBERG ADVISORS LP Portfolio Manager>35630

FRIEDBERG MERCANTILE GROUP LTD. / GROUPE FRIEDBERG MERCANTILE


FRIEDBERG MERCANTILE GROUP LTD. / GROUPE FRIEDBERG MERCANTILE


FRONTFOUR CAPITAL CORP. Exempt Market Dealer>36600

FRONTFOUR CAPITAL CORP. Portfolio Manager>36600

FRONTFOUR CAPITAL CORP. Investment Fund Manager>36600

FRONTIER CAPITAL FUNDS INC./FONDS FRONTIER CAPITAL INC. Mutual Fund Dealer>11150

FRONTWATER CAPITAL INC. Investment Fund Manager>29200

FRONTWATER CAPITAL INC. Commodity Trading Manager>29200

FRONTWATER CAPITAL INC. Portfolio Manager>29200

29



FRONTWATER CAPITAL INC. Exempt Market Dealer>29200

FT PORTFOLIOS CANADA CO./SOCIETE DE GESTION DE PORTEFEUILLES FT CANADA


FT PORTFOLIOS CANADA CO./SOCIETE DE GESTION DE PORTEFEUILLES FT CANADA


FTC INVESTOR SERVICES INC. / SERVICES AUX INVESTISSEURS FTC INC.


FULCRA ASSET MANAGEMENT INC. Investment Fund Manager>28420

FULCRA ASSET MANAGEMENT INC. Exempt Market Dealer>28420

FULCRA ASSET MANAGEMENT INC. Portfolio Manager>28420

FUNDEX INVESTMENTS INC. Exempt Market Dealer>24080

FUNDEX INVESTMENTS INC. Mutual Fund Dealer>24080

FUNDS DIRECT CANADA INC. Mutual Fund Dealer>13520

FUNDSCRAPER CAPITAL INC. Exempt Market Dealer>53460

FURTHER CAPITAL PARTNERS LTD. Exempt Market Dealer>50400

30



GAIN CAPITAL - FOREX.COM CANADA LTD. Investment Dealer>38580

GALIBIER CAPITAL MANAGEMENT LTD. Exempt Market Dealer>39660

GALIBIER CAPITAL MANAGEMENT LTD. Investment Fund Manager>39660

GALIBIER CAPITAL MANAGEMENT LTD. Portfolio Manager>39660

GALILEO GLOBAL EQUITY ADVISORS INC. Investment Fund Manager>9470

GALILEO GLOBAL EQUITY ADVISORS INC. Portfolio Manager>9470

GALILEO GLOBAL EQUITY ADVISORS INC. Exempt Market Dealer>9470

GARIBALDI CAPITAL ADVISORS LTD. Exempt Market Dealer>45260

GENERATION CAPITAL MANAGEMENT INC. Portfolio Manager>37330

GENERATION IACP INC. Investment Dealer>8030

GENERATION PMCA CORP. Investment Fund Manager>8150

GENERATION PMCA CORP. Portfolio Manager>8150

GENERATION PMCA CORP. Exempt Market Dealer>8150

GENERIC CAPITAL CORPORATION Exempt Market Dealer>30140

GENOVA PRIVATE MANAGEMENT INC. Portfolio Manager>24030

GENTAI ASSET MANAGEMENT CORP. Exempt Market Dealer>65090

GENUS CAPITAL MANAGEMENT INC. / GESTION DE FONDS GENUS Investment Fund Manager>4520

GENUS CAPITAL MANAGEMENT INC. / GESTION DE FONDS GENUS Exempt Market Dealer>4520

GENUS CAPITAL MANAGEMENT INC. / GESTION DE FONDS GENUS Portfolio Manager>4520

GEORGIAN CAPITAL PARTNERS CORPORATION Investment Fund Manager>30090

GEORGIAN CAPITAL PARTNERS CORPORATION Portfolio Manager>30090

GEORGIAN CAPITAL PARTNERS CORPORATION Exempt Market Dealer>30090

GESTION CRISTALLIN INC./CRYSTALLINE MANAGEMENT INC. Investment Fund Manager>18620

GESTION CRISTALLIN INC./CRYSTALLINE MANAGEMENT INC. Portfolio Manager>18620

GESTION CRISTALLIN INC./CRYSTALLINE MANAGEMENT INC. Exempt Market Dealer>18620

GESTION D'ACTIFS LESTER INC. / LESTER ASSET MANAGEMENT INC.






GESTION D'ACTIFS NOMURA USA INC. / NOMURA ASSET MANAGEMENT U.S.A. INC.


GESTION D'ACTIFS SECTORIELS INC. / SECTORAL ASSET MANAGEMENT INC.


GESTION D'ACTIFS SECTORIELS INC. / SECTORAL ASSET MANAGEMENT INC.


GESTION DE CAPITAUX ROTHENBERG INC. / ROTHENBERG CAPITAL MANAGEMENT INC.


31



GESTION DE PATRIMOINE BLUE BRIDGE INC. / BLUE BRIDGE WEALTH MANAGEMENT INC.


GESTION DE PLACEMENTS ETERNA INC./ETERNA INVESTMENT MANAGEMENT INC.


GESTION DE PLACEMENTS ETERNA INC./ETERNA INVESTMENT MANAGEMENT INC.


GESTION DE PLACEMENTS HELENE DION INC./HELENE DION INVESTMENT MANAGEMENT INC.


GESTION DE PORTEFEUILLE LANDRY INC. Investment Fund Manager>19940

GESTION DE PORTEFEUILLE LANDRY INC. Portfolio Manager>19940

GESTION DE PORTEFEUILLE TRIASIMA INC./TRIASIMA PORTFOLIO MANAGEMENT INC.






GESTION FERIQUE Portfolio Manager>34230

GESTION FERIQUE Investment Fund Manager>34230

GESTION FINANCIERE CAPE COVE INC./CAPE COVE FINANCIAL MANAGEMENT INC.


GESTION FINANCIERE CAPE COVE INC./CAPE COVE FINANCIAL MANAGEMENT INC.


GESTION HNB-ANCHOR PLACEMENT INC. / HNB-ANCHOR INVESTMENT MANAGEMENT INC.


GESTION PALOS INC. / PALOS MANAGEMENT INC. Investment Fund Manager>19640

GESTION PEMBROKE LTEE / PEMBROKE MANAGEMENT LTD. Portfolio Manager>18250

GESTION PLACEMENTS DESJARDINS INC./DESJARDINS INVESTMENT MANAGEMENT INC.


GESTION PLACEMENTS DESJARDINS INC./DESJARDINS INVESTMENT MANAGEMENT INC.


GESTION PRIVEE DE PLACEMENT PEMBROKE LTEE/PEMBROKE PRIVATE WEALTH MANAGEMENT LTD.


GESTION PRIVEE DE PLACEMENT PEMBROKE LTEE/PEMBROKE PRIVATE WEALTH MANAGEMENT LTD.


GF SECURITIES (CANADA) COMPANY LIMITED Investment Dealer>49970

GFI INVESTMENT COUNSEL LTD. Investment Fund Manager>25030

GFI INVESTMENT COUNSEL LTD. Portfolio Manager>25030

GFI INVESTMENT COUNSEL LTD. Exempt Market Dealer>25030

GILDER GAGNON HOWE & CO. LLC/GILDER HOWE ET CIE Portfolio Manager>33810

GILLFORD CAPITAL INC. Exempt Market Dealer>29350

GIRARD INVESTOR SERVICES INC./ GIRARD SERVICES AUX INVESTISSEURS INC


GIVERNY CAPITAL INC. Investment Fund Manager>17580

32



GIVERNY CAPITAL INC. Portfolio Manager>17580

GLC ASSET MANAGEMENT GROUP LTD. / GLC GROUPE DE GESTION D'ACTIFS LTEE.


GLC ASSET MANAGEMENT GROUP LTD. / GLC GROUPE DE GESTION D'ACTIFS LTEE.


GLEN UNION CAPITAL INC. Investment Fund Manager>52370

GLEN UNION CAPITAL INC. Portfolio Manager>52370

GLEN UNION CAPITAL INC. Exempt Market Dealer>52370

GLIDEPATH PORTFOLIO SERVICES INC. Portfolio Manager>11360

GLOBAL ALPHA CAPITAL MANAGEMENT LTD. / GESTION D'ACTIFS GLOBAL ALPHA LTEE


GLOBAL ALPHA CAPITAL MANAGEMENT LTD. / GESTION D'ACTIFS GLOBAL ALPHA LTEE


GLOBAL GROWTH ASSETS INC./LES ACTIFS DE CROISSANCE GLOBAL INC.


GLOBAL MAXFIN INVESTMENTS INC. / LES INVESTISSEMENTS GLOBAL MAXFIN INC.






GLOBEFLEX CAPITAL, LP Portfolio Manager>9650

GLOBEINVEST CAPITAL MANAGEMENT INC. Portfolio Manager>5440

GLOBEVEST CAPITAL LTEE Investment Fund Manager>19540

GLOBEVEST CAPITAL LTEE Portfolio Manager>19540

GLOBEVEST CAPITAL LTEE Exempt Market Dealer>19540

GLUSKIN SHEFF + ASSOCIATES INC. Portfolio Manager>1450

GLUSKIN SHEFF + ASSOCIATES INC. Exempt Market Dealer>1450

GLUSKIN SHEFF + ASSOCIATES INC. Investment Fund Manager>1450

GLUSKIN SHEFF + ASSOCIATES INC. Commodity Trading Manager>1450

GMG PRIVATE COUNSEL INC./SERVICES-CONSEILS PRIVE GMG INC.


GMG PRIVATE COUNSEL INC./SERVICES-CONSEILS PRIVE GMG INC.


GMO CANADA LLC / GMO CANADA S.R.L. Exempt Market Dealer>33580

GOLD INVESTMENT MANAGEMENT LTD. Portfolio Manager>26490

GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP


GOLDMAN SACHS ASSET MANAGEMENT, L.P. / GESTION D'ACTIFS GOLDMAN SACHS LP


GOLDMAN SACHS CANADA INC. Investment Dealer>9270

33



GOLDPOINT PARTNERS CANADA GENPAR INC. Investment Fund Manager>34790

GOLDSTEIN FINANCIAL INVESTMENTS INC. Mutual Fund Dealer>7030

GOODMAN & COMPANY, INVESTMENT COUNSEL INC. Exempt Market Dealer>26870

GOODMAN & COMPANY, INVESTMENT COUNSEL INC. Investment Fund Manager>26870

GOODMAN & COMPANY, INVESTMENT COUNSEL INC. Portfolio Manager>26870

GOODREID INVESTMENT COUNSEL CORP./CONSEILLERS EN PLACEMENT GOODREID CORP.


GOODWOOD INC. Investment Fund Manager>9140

GOODWOOD INC. Investment Dealer>9140

GP WEALTH MANAGEMENT CORPORATION Exempt Market Dealer>7990

GP WEALTH MANAGEMENT CORPORATION Mutual Fund Dealer>7990

GRACORP CAPITAL ADVISORS LTD. Exempt Market Dealer>33290

GRAFTON ASSET MANAGEMENT INC. Investment Fund Manager>36890

GRAFTON ASSET MANAGEMENT INC. Exempt Market Dealer>36890

GRANT THORNTON CORPORATE FINANCE INC. Exempt Market Dealer>10650

GRATICULE ASIA MACRO ADVISORS LLC Exempt Market Dealer>50690

GRAVITAS SECURITIES INC. Investment Fund Manager>26260

GRAVITAS SECURITIES INC. Investment Dealer>26260

GRAVITY PARTNERS CAPITAL MANAGEMENT INC. Investment Fund Manager>63120

GRAVITY PARTNERS CAPITAL MANAGEMENT INC. Portfolio Manager>63120

GRAVITY PARTNERS CAPITAL MANAGEMENT INC. Exempt Market Dealer>63120

GRAYHAWK INVESTMENT STRATEGIES INC. Investment Fund Manager>52900

GRAYHAWK INVESTMENT STRATEGIES INC. Portfolio Manager>52900

GRAYHAWK INVESTMENT STRATEGIES INC. Exempt Market Dealer>52900

GRAYLIE MANAGEMENT LIMITED Portfolio Manager>4240

GREEN COURT CAPITAL MANAGEMENT LIMITED Portfolio Manager>58920

GREENCHIP FINANCIAL CORP. Investment Fund Manager>25690

GREENCHIP FINANCIAL CORP. Portfolio Manager>25690

GREENCHIP FINANCIAL CORP. Exempt Market Dealer>25690

GREENROCK CAPITAL PARTNERS INC. Investment Fund Manager>27650

GREENROCK CAPITAL PARTNERS INC. Portfolio Manager>27650

GREENSKEEPER ASSET MANAGEMENT INC. Exempt Market Dealer>34080

GREENSKEEPER ASSET MANAGEMENT INC. Investment Fund Manager>34080

GREENSKEEPER ASSET MANAGEMENT INC. Portfolio Manager>34080

GREENSKY CAPITAL INC. Exempt Market Dealer>28840

GREYBROOK SECURITIES INC. Exempt Market Dealer>2150

GREYHILL CAPITAL PARTNERS INC. Exempt Market Dealer>65120

GREYPOINT CAPITAL INC. Exempt Market Dealer>41530

34



GROSS SECURITIES CORP. Exempt Market Dealer>42580

GROUNDLAYER CAPITAL INC. Investment Fund Manager>12640

GROUNDLAYER CAPITAL INC. Portfolio Manager>12640

GROUNDLAYER CAPITAL INC. Exempt Market Dealer>12640

GROUP RMC ADVISORS INC. Exempt Market Dealer>65250

GROUPE CLOUTIER INVESTISSEMENTS INC. Mutual Fund Dealer>24770

GROWTHQUEST CAPITAL INC. Portfolio Manager>7900

GRUPO4X INC. Restricted Portfolio Manager>60050

GRUPO4X INC. Investment Fund Manager>60050

GRUPO4X INC. Exempt Market Dealer>60050

GRYPHON CAPITAL CORPORATION/CORPORATION GRYPHON CAPITAL


GRYPHON INTERNATIONAL INVESTMENT CORPORATION/CORPORATION PLACEMENT GRYPHON INTERNATIONAL


GRYPHON INTERNATIONAL INVESTMENT CORPORATION/CORPORATION PLACEMENT GRYPHON INTERNATIONAL


GRYPHON INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS GRYPHON INC.


GRYPHON INVESTMENT COUNSEL INC. / CONSEILLERS EN PLACEMENTS GRYPHON INC.


GS INVESTMENT STRATEGIES CANADA INC. Portfolio Manager>66480

GUARDIAN CAPITAL ADVISORS LP Exempt Market Dealer>17640

GUARDIAN CAPITAL ADVISORS LP Portfolio Manager>17640

GUARDIAN CAPITAL LP / SOCIETE EN COMMANDITE GUARDIAN CAPITAL










GUARDIAN ETHICAL MANAGEMENT INC. Investment Fund Manager>35060

GWN CAPITAL MANAGEMENT LTD. Commodity Trading Manager>45980

GWN CAPITAL MANAGEMENT LTD. Portfolio Manager>45980

35



HAMBLIN WATSA INVESTMENT COUNSEL LTD. Portfolio Manager>1610

HAMILTON CAPITAL PARTNERS INC. / PARTENAIRES HAMILTON CAPITAL






HAMILTON LANE (CANADA) LLC Investment Fund Manager>21310

HAMILTON LANE (CANADA) LLC Portfolio Manager>21310

HAMILTON LANE (CANADA) LLC Exempt Market Dealer>21310

HAMPTON SECURITIES LIMITED Investment Dealer>2890

HANBURY MANAGEMENT LTD. Exempt Market Dealer>16320

HANOVER PRIVATE CLIENT CORPORATION / CORPORATION HANOVER CLIENTELE PRIVEE


HANSBERGER GROWTH INVESTORS, LP Portfolio Manager>48240

HARBOUREDGE ASSET MANAGEMENT CORPORATION Exempt Market Dealer>39970

HARBOURFRONT WEALTH MANAGEMENT INC. Investment Dealer>43480

HARBOURVEST PARTNERS (CANADA) LIMITED Portfolio Manager>49080

HARBOURVEST PARTNERS (CANADA) LIMITED Exempt Market Dealer>49080

HARNESS INVESTMENT MANAGEMENT INC. Portfolio Manager>66440

HARNESS INVESTMENT MANAGEMENT INC. Exempt Market Dealer>66440

HARRIS DOUGLAS ASSET MANAGEMENT INC. Investment Fund Manager>63620

HARRIS DOUGLAS ASSET MANAGEMENT INC. Portfolio Manager>63620

HARRIS, BOLDUC & ASSOCIES INC./HARRIS BOLDUC & ASSOCIATES INC.


HARVEST PORTFOLIOS GROUP INC. Portfolio Manager>29540

HARVEST PORTFOLIOS GROUP INC. Investment Fund Manager>29540

HAWKEYE WEALTH LTD. Exempt Market Dealer>60940

HAYWOOD SECURITIES INC. / VALEURS MOBILIERES HAYWOOD INC.


HEADSAIL WEALTH MANAGEMENT INCORPORATED Portfolio Manager>48770

HEATHBRIDGE CAPITAL MANAGEMENT LTD. Investment Fund Manager>7680

HEATHBRIDGE CAPITAL MANAGEMENT LTD. Portfolio Manager>7680

HEATHBRIDGE CAPITAL MANAGEMENT LTD. Exempt Market Dealer>7680

HEIRLOOM INVESTMENT MANAGEMENT (CANADA) INC. Commodity Trading Manager>61780

HEIRLOOM INVESTMENT MANAGEMENT (CANADA) INC. Portfolio Manager>61780

HEIRLOOM INVESTMENT MANAGEMENT (CANADA) INC. Exempt Market Dealer>61780

HEMISPHERE CAPITAL MANAGEMENT INC. Investment Fund Manager>13510

HEMISPHERE CAPITAL MANAGEMENT INC. Portfolio Manager>13510

36



HENLEY CAPITAL CORPORATION Portfolio Manager>9900

HENLEY CAPITAL CORPORATION Exempt Market Dealer>9900

HEXAVEST INC. Investment Fund Manager>18060

HEXAVEST INC. Commodity Trading Manager>18060

HEXAVEST INC. Portfolio Manager>18060

HEXAVEST INC. Exempt Market Dealer>18060

HGC INVESTMENT MANAGEMENT INC. Investment Fund Manager>46180

HGC INVESTMENT MANAGEMENT INC. Portfolio Manager>46180

HGC INVESTMENT MANAGEMENT INC. Exempt Market Dealer>46180

HIGGINS INVESTMENT GROUP INC. Investment Fund Manager>32590

HIGGINS INVESTMENT GROUP INC. Portfolio Manager>32590

HIGGINS INVESTMENT GROUP INC. Exempt Market Dealer>32590

HIGH ROCK CAPITAL MANAGEMENT INC. Portfolio Manager>36150

HIGH TIDE WEALTH MANAGEMENT INC. Portfolio Manager>34030

HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. Portfolio Manager>50220

HIGHNESS GLOBAL CAPITAL INC. Exempt Market Dealer>64580

HIGHSTREET ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS HIGHSTREET








HIGHVIEW ASSET MANAGEMENT LTD. Portfolio Manager>16790

HIGHWOOD VALUE PARTNERS INC. Portfolio Manager>64210

HILLMOUNT CAPITAL MANAGEMENT INC. Investment Fund Manager>57010

HILLMOUNT CAPITAL MANAGEMENT INC. Portfolio Manager>57010

HILLMOUNT CAPITAL MANAGEMENT INC. Exempt Market Dealer>57010

HILLSDALE INVESTMENT MANAGEMENT INC. Investment Fund Manager>6130

HILLSDALE INVESTMENT MANAGEMENT INC. Portfolio Manager>6130

HILLSDALE INVESTMENT MANAGEMENT INC. Exempt Market Dealer>6130

HMW CAPITAL INC. Exempt Market Dealer>26800

HOLDUN TRESTLE MANAGEMENT INC./GESTION HOLDUN TRESTLE INC.


HONEYTREE INVESTMENT MANAGEMENT LTD. Portfolio Manager>64400

HORIZONONE ASSET MANAGEMENT INC. Investment Fund Manager>20370

HORIZONONE ASSET MANAGEMENT INC. Portfolio Manager>20370

HORIZONONE ASSET MANAGEMENT INC. Exempt Market Dealer>20370

37



HORIZONS ETFS MANAGEMENT (CANADA) INC. Commodity Trading Manager>34630

HORIZONS ETFS MANAGEMENT (CANADA) INC. Commodity Trading Adviser>34630

HORIZONS ETFS MANAGEMENT (CANADA) INC. Portfolio Manager>34630

HORIZONS ETFS MANAGEMENT (CANADA) INC. Exempt Market Dealer>34630

HORIZONS ETFS MANAGEMENT (CANADA) INC. Investment Fund Manager>34630

HOWARD, BARCLAY & ASSOCIATES LTD. Portfolio Manager>4600

HSBC GLOBAL ASSET MANAGEMENT (CANADA) LIMITED. / GESTION GLOBALE D'ACTIFS HSBC (CANADA) LIMITEE






HSBC INVESTMENT FUNDS (CANADA) INC./FONDS D'INVESTISSEMENT HSBC (CANADA) INC.


HSBC PRIVATE WEALTH SERVICES (CANADA) INC./ SERVICES DE GESTION PRIVEE DE PATRIMOINE HSBC (CANADA) INC.


HSBC SECURITIES (CANADA) INC./ VALEURS MOBILIERES HSBC (CANADA) INC.


HUB CAPITAL INC. / CAPITAL HUB INC. Exempt Market Dealer>12100

HUB CAPITAL INC. / CAPITAL HUB INC. Mutual Fund Dealer>12100

HUENIKEN ASSET MANAGEMENT INC. Portfolio Manager>58910

HUENIKEN ASSET MANAGEMENT INC. Exempt Market Dealer>58910

HUGHESLITTLE INVESTMENT MANAGEMENT LTD. Investment Fund Manager>21050

HUGHESLITTLE INVESTMENT MANAGEMENT LTD. Portfolio Manager>21050

HUGHESLITTLE INVESTMENT MANAGEMENT LTD. Exempt Market Dealer>21050

HUXTON BLACK LTD. Portfolio Manager>59400

HUXTON BLACK LTD. Exempt Market Dealer>59400

HYMAS INVESTMENT MANAGEMENT INC. Exempt Market Dealer>10260

HYMAS INVESTMENT MANAGEMENT INC. Investment Fund Manager>10260

HYMAS INVESTMENT MANAGEMENT INC. Portfolio Manager>10260

HYPERION CAPITAL INC. Exempt Market Dealer>69010

HYPOSWISS ADVISORS SA Portfolio Manager>51950

38



I.A. MICHAEL INVESTMENT COUNSEL LTD. Investment Fund Manager>2270

I.A. MICHAEL INVESTMENT COUNSEL LTD. Portfolio Manager>2270

I.A. MICHAEL INVESTMENT COUNSEL LTD. Exempt Market Dealer>2270

I.G. INVESTMENT MANAGEMENT, LTD. / SOCIETE DE GESTION D'INVESTISSEMENT, I.G. LTEE


I.G. INVESTMENT MANAGEMENT, LTD. / SOCIETE DE GESTION D'INVESTISSEMENT, I.G. LTEE


IBK CAPITAL CORP. Exempt Market Dealer>1790

IBV CAPITAL LTD. Investment Fund Manager>43140

IBV CAPITAL LTD. Portfolio Manager>43140

IBV CAPITAL LTD. Exempt Market Dealer>43140

ICECAP ASSET MANAGEMENT LIMITED Portfolio Manager>32700

ICM INVESTMENT MANAGEMENT INC. Investment Fund Manager>58000

ICM INVESTMENT MANAGEMENT INC. Exempt Market Dealer>58000

ICPP FUNDS LTD. Investment Fund Manager>54810

ICPP FUNDS LTD. Portfolio Manager>54810

ICPP FUNDS LTD. Exempt Market Dealer>54810

IFM INVESTORS (US) ADVISOR, LLC Investment Fund Manager>40850

IFM INVESTORS (US) ADVISOR, LLC Exempt Market Dealer>40850

IGAN PARTNERS INC. Exempt Market Dealer>42150

IIFL CAPITAL (CANADA) LIMITED Exempt Market Dealer>59430

IIFL CAPITAL PTE LTD. Portfolio Manager>61620

IMAGINE WEALTH MANAGEMENT INC. Investment Fund Manager>53700

IMAGINE WEALTH MANAGEMENT INC. Portfolio Manager>53700

IMAGINE WEALTH MANAGEMENT INC. Exempt Market Dealer>53700

IMC LIMITED PARTNERSHIP Investment Fund Manager>29920

IMC LIMITED PARTNERSHIP Portfolio Manager>29920

IMC LIMITED PARTNERSHIP Exempt Market Dealer>29920

IMPERIAL CAPITAL ALTASSETS INC. Investment Fund Manager>66650

IMPERIAL CAPITAL ALTASSETS INC. Portfolio Manager>66650

IMPERIAL CAPITAL ALTASSETS INC. Exempt Market Dealer>66650

INDEPENDENT ACCOUNTANTS' INVESTMENT COUNSEL INC. Portfolio Manager>9420

INDEPENDENT TRADING GROUP (ITG) INC. Investment Dealer>29140

INDIGOBLUE CAPITAL CORPORATION Exempt Market Dealer>60960

INDUSTRIELLE ALLIANCE GESTION DE PLACEMENTS INC. / INDUSTRIAL ALLIANCE, INVESTMENT MANAGEMENT INC.




39





INDUSTRIELLE ALLIANCE VALEURS MOBILIERES INC. / INDUSTRIAL ALLIANCE SECURITIES INC.


INFOR FINANCIAL INC. Investment Fund Manager>36970

INFOR FINANCIAL INC. Investment Dealer>36970

INNERKIP CAPITAL MANAGEMENT INC. Investment Fund Manager>18990

INNERKIP CAPITAL MANAGEMENT INC. Portfolio Manager>18990

INNOCAP INVESTMENT MANAGEMENT INC./GESTION DE PLACEMENTS INNOCAP INC.








INOVESTOR ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS INOVESTOR INC.


INSIGHT INVESTMENT INTERNATIONAL LIMITED Portfolio Manager>10980

INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED Commodity Trading Manager>3140

INSTINET CANADA CROSS LIMITED Investment Dealer>34060

INSTINET CANADA LIMITED Investment Dealer>4020

INTACT INVESTMENT MANAGEMENT INC./INTACT GESTION DE PLACEMENTS INC.






INTEGRA CAPITAL LIMITED Investment Fund Manager>12240

INTEGRA CAPITAL LIMITED Commodity Trading Manager>12240

INTEGRA CAPITAL LIMITED Portfolio Manager>12240

INTEGRA CAPITAL LIMITED Exempt Market Dealer>12240

INTEGRAL WEALTH SECURITIES LIMITED Investment Dealer>310

INTEGRATED-EQUITIES INC. Exempt Market Dealer>35680

INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC.


INTERACTIVE COURTAGE CANADA INC. / INTERACTIVE BROKERS CANADA INC.


INTERWARD ASSET MANAGEMENT LTD. Investment Fund Manager>21590

INTERWARD ASSET MANAGEMENT LTD. Exempt Market Dealer>21590

INTERWARD ASSET MANAGEMENT LTD. Portfolio Manager>21590

INTL FCSTONE FINANCIAL (CANADA) INC. Futures Commission Merchant>62420

40



INTRODUCTION CAPITAL INC. Exempt Market Dealer>20380

INTRYNSYC CAPITAL CORPORATION Exempt Market Dealer>30080

INUKSHUK CAPITAL MANAGEMENT INC. Investment Fund Manager>38760

INUKSHUK CAPITAL MANAGEMENT INC. Portfolio Manager>38760

INUKSHUK CAPITAL MANAGEMENT INC. Exempt Market Dealer>38760

INVERLOCHY CAPITAL LTD. Portfolio Manager>22800

INVESCO CANADA LTD./INVESCO CANADA LTEE Mutual Fund Dealer>4850

INVESCO CANADA LTD./INVESCO CANADA LTEE Investment Fund Manager>4850

INVESCO CANADA LTD./INVESCO CANADA LTEE Commodity Trading Manager>4850

INVESCO CANADA LTD./INVESCO CANADA LTEE Portfolio Manager>4850

INVESCO CANADA LTD./INVESCO CANADA LTEE Exempt Market Dealer>4850

INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.


INVESTIA FINANCIAL SERVICES INC. / INVESTIA SERVICES FINANCIERS INC.


INVESTMENT PARTNERS FUND INC. Commodity Trading Manager>29440

INVESTMENT PARTNERS FUND INC. Investment Fund Manager>29440

INVESTMENT PARTNERS FUND INC. Exempt Market Dealer>29440

INVESTMENT PARTNERS FUND INC. Portfolio Manager>29440

INVESTMENT STRATEGIES INC. Exempt Market Dealer>23560

INVESTMENT STRATEGIES INC. Portfolio Manager>23560

INVESTORS GROUP FINANCIAL SERVICES INC./ SERVICES FINANCIERS GROUPE INVESTORS INC.


INVESTORS GROUP SECURITIES INC./VALEURS MOBILIERES GROUPE INVESTORS INC.


INVESTX FINANCIAL (CANADA) LTD. Exempt Market Dealer>51580

INVICO CAPITAL CORPORATION Investment Fund Manager>22310

INVICO CAPITAL CORPORATION Portfolio Manager>22310

INVISOR INVESTMENT MANAGEMENT INC. Portfolio Manager>48610

IP INVESTMENT COUNSEL INC. Portfolio Manager>62540

IP INVESTMENT COUNSEL INC. Exempt Market Dealer>62540

IPC INVESTMENT CORPORATION Exempt Market Dealer>5650

IPC INVESTMENT CORPORATION Mutual Fund Dealer>5650

IPC SECURITIES CORPORATION / IPC VALEURS MOBILIERES Investment Dealer>8780

IRIS ASSET MANAGEMENT LTD. Portfolio Manager>43290

IUR CAPITAL LTD. Portfolio Manager>37230

41



J. PRIEST INVESTMENT MANAGEMENT INC. Exempt Market Dealer>30790

J. PRIEST INVESTMENT MANAGEMENT INC. Portfolio Manager>30790

J. ZECHNER ASSOCIATES INC. Investment Fund Manager>4160

J. ZECHNER ASSOCIATES INC. Portfolio Manager>4160

J. ZECHNER ASSOCIATES INC. Exempt Market Dealer>4160

J.C. HOOD INVESTMENT COUNSEL INC. Portfolio Manager>10230

J.P. MORGAN SECURITIES CANADA INC. / J.P. MORGAN VALEURS MOBILIERES CANADA INC.


J.P. MORGAN SECURITIES CANADA INC. / J.P. MORGAN VALEURS MOBILIERES CANADA INC.


JAPA INTERNATIONAL LIMITED Portfolio Manager>6970

JARISLOWSKY, FRASER LIMITEE / JARISLOWSKY, FRASER LIMITED






JC CLARK INC. Portfolio Manager>12060

JC CLARK LTD. / JC CLARK LTEE Investment Fund Manager>10690

JC CLARK LTD. / JC CLARK LTEE Investment Dealer>10690

JCIC ASSET MANAGEMENT INC./JCIC GESTION D'ACTIFS INC. Portfolio Manager>1840

JCIC ASSET MANAGEMENT INC./JCIC GESTION D'ACTIFS INC. Investment Fund Manager>1840

JCM VENTURE CAPITAL LTD. Exempt Market Dealer>44410

JEFFERIES SECURITIES, INC. Investment Dealer>49620

JEMEKK CAPITAL MANAGEMENT (2017) INC. Portfolio Manager>56940

JEMEKK CAPITAL MANAGEMENT (2017) INC. Exempt Market Dealer>56940

JEMEKK CAPITAL MANAGEMENT (2017) INC. Investment Fund Manager>56940

JESSELTON CAPITAL MANAGEMENT INC. Investment Fund Manager>54240

JESSELTON CAPITAL MANAGEMENT INC. Exempt Market Dealer>54240

JITNEYTRADE INC. Futures Commission Merchant>11470

JITNEYTRADE INC. Investment Dealer>11470

JM FUND MANAGEMENT INC. Investment Fund Manager>40600

JM FUND MANAGEMENT INC. Portfolio Manager>40600

JM FUND MANAGEMENT INC. Exempt Market Dealer>40600

JOG CAPITAL CORP. Investment Fund Manager>40840

JOG CAPITAL CORP. Exempt Market Dealer>40840

JONESTRADING CANADA INC./COURTAGE JONES CANADA INC. Investment Dealer>28380

JP MILANI ASSET MANAGEMENT INC. Portfolio Manager>60430

42



JPMORGAN ASSET MANAGEMENT (CANADA) INC./GESTION D'ACTIF JPMORGAN (CANADA) INC.






JSL ASSET MANAGEMENT INC. Investment Fund Manager>61010

JSL ASSET MANAGEMENT INC. Portfolio Manager>61010

JSL ASSET MANAGEMENT INC. Exempt Market Dealer>61010

JUSTWEALTH FINANCIAL INC. Portfolio Manager>52700

JVK LIFE & WEALTH ADVISORY GROUP INC./JVK LIFE & WEALTH ADVISORY GROUP


JVK LIFE & WEALTH ADVISORY GROUP INC./JVK LIFE & WEALTH ADVISORY GROUP


43



K.J. HARRISON & PARTNERS INC Investment Fund Manager>11790

K.J. HARRISON & PARTNERS INC Investment Dealer>11790

K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. Investment Fund Manager>9230

K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. Portfolio Manager>9230

K2 & ASSOCIATES INVESTMENT MANAGEMENT INC. Exempt Market Dealer>9230

KAI ASSET MANAGEMENT INC. Investment Fund Manager>51940

KAI ASSET MANAGEMENT INC. Portfolio Manager>51940

KAI ASSET MANAGEMENT INC. Exempt Market Dealer>51940

KALSA CAPITAL MANAGEMENT INC. Investment Fund Manager>68670

KALSA CAPITAL MANAGEMENT INC. Portfolio Manager>68670

KALSA CAPITAL MANAGEMENT INC. Exempt Market Dealer>68670

KAYAK CAPITAL MANAGEMENT INC. Portfolio Manager>60070

KAYAK CAPITAL MANAGEMENT INC. Investment Fund Manager>60070

KAYAK CAPITAL MANAGEMENT INC. Exempt Market Dealer>60070

KEIRA CAPITAL PARTNERS INC. Exempt Market Dealer>38970

KENSINGTON CAPITAL ADVISORS INC. Investment Fund Manager>7330

KENSINGTON CAPITAL ADVISORS INC. Exempt Market Dealer>7330

KENSINGTON CAPITAL ADVISORS INC. Portfolio Manager>7330

KERNAGHAN & PARTNERS LTD. Futures Commission Merchant>50390

KERNAGHAN & PARTNERS LTD. Investment Dealer>50390

KES 7 CAPITAL INC. Exempt Market Dealer>46420

KEYBASE FINANCIAL GROUP INC. Exempt Market Dealer>4710

KEYBASE FINANCIAL GROUP INC. Mutual Fund Dealer>4710

KILBURN OGILVIE WAYMANN INVESTMENT MANAGEMENT LTD. Portfolio Manager>17060

KILGHARRAH ASSET MANAGEMENT INC. Portfolio Manager>51110

KILGOUR WILLIAMS CAPITAL INCORPORATED Investment Fund Manager>45930

KILGOUR WILLIAMS CAPITAL INCORPORATED Exempt Market Dealer>45930

KILGOUR WILLIAMS CAPITAL INCORPORATED Restricted Portfolio Manager>45930

KINDIGO CAPITAL LTD. Commodity Trading Manager>51630

KINDIGO CAPITAL LTD. Exempt Market Dealer>51630

KINDLE CAPITAL MANAGEMENT INC. Exempt Market Dealer>44690

KINGWEST & COMPANY / LA SOCIETE KINGWEST ET COMPAGNIE Investment Fund Manager>1930

KINGWEST & COMPANY / LA SOCIETE KINGWEST ET COMPAGNIE Investment Dealer>1930

KINSMAN OAK CAPITAL PARTNERS INC. Investment Fund Manager>66820

KINSMAN OAK CAPITAL PARTNERS INC. Portfolio Manager>66820

KINSMAN OAK CAPITAL PARTNERS INC. Exempt Market Dealer>66820

KINSTED WEALTH INC. Investment Fund Manager>16100

44



KINSTED WEALTH INC. Portfolio Manager>16100

KNOWLEDGE FIRST FINANCIAL INC./LA PREMIERE FINANCIERE DU SAVOIR INC.


KNOWLEDGE FIRST FINANCIAL INC./LA PREMIERE FINANCIERE DU SAVOIR INC.


KOLONA CAPITAL MANAGEMENT INC. Investment Fund Manager>66570

KOLONA CAPITAL MANAGEMENT INC. Portfolio Manager>66570

KOLONA CAPITAL MANAGEMENT INC. Exempt Market Dealer>66570

KPMG CORPORATE FINANCE INC./FINANCEMENT CORPORATIF KPMG INC.


KV CAPITAL INC. Investment Fund Manager>34440

KV CAPITAL INC. Exempt Market Dealer>34440

KVB KUNLUN FINANCIAL CANADA INC. Exempt Market Dealer>65690

KWAJAMII FINANCIAL INC. Portfolio Manager>62690

45



LA FINANCIERE CONSTANCE INC / CONSTANCE FINANCIAL INC Investment Fund Manager>52130

LA FINANCIERE CONSTANCE INC / CONSTANCE FINANCIAL INC Portfolio Manager>52130

LAKESHORE SECURITIES INC. Investment Dealer>10580

LANGMAIDS ASSET MANAGEMENT INC. Portfolio Manager>9980

LANGMAIDS ASSET MANAGEMENT INC. Exempt Market Dealer>9980

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC Exempt Market Dealer>39790

LAURELCREST PARTNERS INC. Exempt Market Dealer>68430

LAURIER CAPITAL FUNDING INC. Exempt Market Dealer>43460

LAURUS INVESTMENT COUNSEL INC. Portfolio Manager>48260

LAURUS INVESTMENT COUNSEL INC. Exempt Market Dealer>48260

LAURUS INVESTMENT COUNSEL INC. Investment Fund Manager>48260

LAVBAY CAPITAL MANAGEMENT INC. Investment Fund Manager>53580

LAVBAY CAPITAL MANAGEMENT INC. Portfolio Manager>53580

LAVBAY CAPITAL MANAGEMENT INC. Exempt Market Dealer>53580

LAWRENCE PARK ASSET MANAGEMENT LTD. Investment Fund Manager>37930

LAWRENCE PARK ASSET MANAGEMENT LTD. Portfolio Manager>37930

LAWRENCE PARK ASSET MANAGEMENT LTD. Exempt Market Dealer>37930

LAYLINE CAPITAL INC. Commodity Trading Manager>58640

LAYLINE CAPITAL INC. Portfolio Manager>58640

LAZARD ASSET MANAGEMENT (CANADA) SECURITIES, ULC Exempt Market Dealer>66320

LAZARD ASSET MANAGEMENT (CANADA), INC. / GESTION D'ACTIFS LAZARD (CANADA)


LAZARD ASSET MANAGEMENT (CANADA), INC. / GESTION D'ACTIFS LAZARD (CANADA)


LBC FINANCIAL SERVICES INC./BLC SERVICES FINANCIERS INC. Mutual Fund Dealer>5100

LDIC INC. Investment Fund Manager>8550

LDIC INC. Portfolio Manager>8550

LEEDE JONES GABLE INC. Investment Dealer>5770

LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA, INC. Portfolio Manager>37980

LEITH WHEELER INVESTMENT COUNSEL LTD. Investment Fund Manager>45130

LEITH WHEELER INVESTMENT COUNSEL LTD. Portfolio Manager>45130

LEITH WHEELER INVESTMENT COUNSEL LTD. Exempt Market Dealer>45130

LEITH WHEELER INVESTMENT FUNDS LTD. Mutual Fund Dealer>20750

LEMAITRE CAPITAL MANAGEMENT INC. Commodity Trading Manager>60310

LES CONSEILLERS EN PLACEMENTS KERR INC. / KERR FINANCIAL ADVISORS INC.


LES CONSEILLERS EN PLACEMENTS KERR INC. / KERR FINANCIAL ADVISORS INC.


46



LES INVESTISSEMENTS RIVEMONT INC. / RIVEMONT INVESTMENTS INC.


LES SERVICES FINANCIERS CCFL S.E.N.C. / CCFL FINANCIAL SERVICES


LETKO, BROSSEAU & ASSOCIES INC. / LETKO, BROSSEAU & ASSOCIATES INC.






LEVEL 3 INVESTMENT MANAGEMENT INC. Investment Fund Manager>58690

LEVEL 3 INVESTMENT MANAGEMENT INC. Portfolio Manager>58690

LEVEL 3 INVESTMENT MANAGEMENT INC. Exempt Market Dealer>58690

LEWIN CAPITAL MANAGEMENT LTD. Portfolio Manager>28020

LEX CAPITAL MANAGEMENT INC. Investment Fund Manager>30380

LEX CAPITAL MANAGEMENT INC. Exempt Market Dealer>30380

LIAHONA CAPITAL INC. Exempt Market Dealer>47620

LIBERTY INTERNATIONAL INVESTMENT MANAGEMENT INC. Portfolio Manager>50470

LIBERTY NORTH CAPITAL CORP. Exempt Market Dealer>46570

LIGHTWATER PARTNERS LTD. Investment Fund Manager>27510

LIGHTWATER PARTNERS LTD. Portfolio Manager>27510

LIGHTWATER PARTNERS LTD. Exempt Market Dealer>27510

LIGHTYEAR CAPITAL INC. Investment Dealer>10570

LINCLUDEN INVESTMENT MANAGEMENT LIMITED Investment Fund Manager>38690

LINCLUDEN INVESTMENT MANAGEMENT LIMITED Portfolio Manager>38690

LINCLUDEN INVESTMENT MANAGEMENT LIMITED Exempt Market Dealer>38690

LINDE EQUITY INC. Investment Fund Manager>14720

LINDE EQUITY INC. Exempt Market Dealer>14720

LINDE EQUITY INC. Portfolio Manager>14720

LINDEN MILLS INVESTMENTS INC. Exempt Market Dealer>20950

LINK PLAN MANAGEMENT INC. Portfolio Manager>57600

LIONGUARD CAPITAL MANAGEMENT INC. Investment Fund Manager>48220

LIONGUARD CAPITAL MANAGEMENT INC. Portfolio Manager>48220

LIONGUARD CAPITAL MANAGEMENT INC. Exempt Market Dealer>48220

LIONRIDGE CAPITAL MANAGEMENT INC. Portfolio Manager>15790

LIQUIDNET CANADA INC. / LIQUIDENET CANADA INC. Investment Dealer>16680

LISSOM INVESTMENT MANAGEMENT INC. Investment Fund Manager>18770

LISSOM INVESTMENT MANAGEMENT INC. Portfolio Manager>18770

LISSOM INVESTMENT MANAGEMENT INC. Exempt Market Dealer>18770

47



LOGAN WEALTH MANAGEMENT INC. Portfolio Manager>40200

LONGBOW CAPITAL INC Investment Fund Manager>29040

LONGBOW CAPITAL INC Exempt Market Dealer>29040

LONGVIEW ASSET MANAGEMENT LTD. Investment Fund Manager>37480

LONGVIEW ASSET MANAGEMENT LTD. Portfolio Manager>37480

LOOMIS, SAYLES & COMPANY, L.P. Portfolio Manager>17600

LOOP SECURITIES INC. Exempt Market Dealer>56230

LORICA INVESTMENT COUNSEL INC. Investment Fund Manager>33890

LORICA INVESTMENT COUNSEL INC. Portfolio Manager>33890

LORICA INVESTMENT COUNSEL INC. Exempt Market Dealer>33890

LORNE STEINBERG WEALTH MANAGEMENT INC. / GESTION DE PATRIMOINE LORNE STEINBERG






LOUISBOURG INVESTMENTS INC./LES PLACEMENTS LOUISBOURG INC.






LP FINANCIAL PLANNING SERVICES LTD. Mutual Fund Dealer>14020

LSV ASSET MANAGEMENT Exempt Market Dealer>8920

LSV ASSET MANAGEMENT Portfolio Manager>8920

LUMEN ASSET MANAGEMENT INC. Investment Fund Manager>52480

LUMEN ASSET MANAGEMENT INC. Portfolio Manager>52480

LUMEN ASSET MANAGEMENT INC. Exempt Market Dealer>52480

LYCOS ASSET MANAGEMENT INC. Portfolio Manager>28580

LYNWOOD CAPITAL MANAGEMENT INC. Investment Fund Manager>60850

LYNWOOD CAPITAL MANAGEMENT INC. Portfolio Manager>60850

LYNWOOD CAPITAL MANAGEMENT INC. Exempt Market Dealer>60850

LYONS ASSET MANAGEMENT INC. Portfolio Manager>20230

LYSANDER FUNDS LIMITED Portfolio Manager>34560

LYSANDER FUNDS LIMITED Investment Fund Manager>34560

LYSANDER FUNDS LIMITED Exempt Market Dealer>34560

LYTTON FINANCIAL INC. Exempt Market Dealer>18500

48



M PARTNERS INC. Investment Dealer>20360

M.S. LAMONT AND ASSOCIATES LIMITED Portfolio Manager>1990

M.Y. CAPITAL MANAGEMENT CORP. Investment Fund Manager>41150

M.Y. CAPITAL MANAGEMENT CORP. Portfolio Manager>41150

M.Y. CAPITAL MANAGEMENT CORP. Exempt Market Dealer>41150

MACDONALD, SHYMKO & COMPANY LTD. Portfolio Manager>14890

MACKENZIE FINANCIAL CORPORATION Investment Fund Manager>2130

MACKENZIE FINANCIAL CORPORATION Commodity Trading Manager>2130

MACKENZIE FINANCIAL CORPORATION Portfolio Manager>2130

MACKENZIE FINANCIAL CORPORATION Exempt Market Dealer>2130

MACKIE RESEARCH CAPITAL CORPORATION / CORPORATION MACKIE RECHERCHE CAPITAL


MACKIE RESEARCH CAPITAL CORPORATION / CORPORATION MACKIE RECHERCHE CAPITAL


MACKINNON, BENNETT & COMPANY INC. / MACKINNON, BENNETT & COMPAGNIE INC.


MACNICOL & ASSOCIATES ASSET MANAGEMENT INC. Investment Fund Manager>12500

MACNICOL & ASSOCIATES ASSET MANAGEMENT INC. Portfolio Manager>12500

MACNICOL & ASSOCIATES ASSET MANAGEMENT INC. Exempt Market Dealer>12500

MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE.


MACQUARIE CAPITAL MARKETS CANADA LTD./MARCHES FINANCIERS MACQUARIE CANADA LTEE.


MACQUARIE INFRASTRUCTURE AND REAL ASSETS (SALES) CANADA LTD.


MAGENTA CAPITAL CORPORATION Exempt Market Dealer>33730

MAISON PLACEMENTS CANADA INC. Investment Dealer>2140

MAJESTIC ASSET MANAGEMENT LLC Commodity Trading Manager>29010

MAJESTIC ASSET MANAGEMENT LLC Portfolio Manager>29010

MAJESTIC ASSET MANAGEMENT LLC Investment Fund Manager>29010

MAJESTIC ASSET MANAGEMENT LLC Exempt Market Dealer>29010

MANDEVILLE PRIVATE CLIENT INC./GESTION PRIVEE MANDEVILLE INC.


MANITOU INVESTMENT MANAGEMENT LTD. Investment Fund Manager>8430

MANITOU INVESTMENT MANAGEMENT LTD. Portfolio Manager>8430

MANITOU INVESTMENT MANAGEMENT LTD. Exempt Market Dealer>8430

MANULIFE INVESTMENT MANAGEMENT DISTRIBUTORS INC./DISTRIBUTION GESTION DE PLACEMENTS MANUVIE INC.


MANULIFE INVESTMENT MANAGEMENT LIMITED/GESTION DE PLACEMENTS MANUVIE LIMITEE


49







MANULIFE SECURITIES INCORPORATED/PLACEMENTS MANUVIE INCORPOREE


MANULIFE SECURITIES INVESTMENT SERVICES INC. Exempt Market Dealer>28150

MANULIFE SECURITIES INVESTMENT SERVICES INC. Mutual Fund Dealer>28150

MAPLE LEAF ANGELS CORPORATION Exempt Market Dealer>29700

MAPLE ROCK CAPITAL PARTNERS INC. Exempt Market Dealer>48840

MAPLE ROCK CAPITAL PARTNERS INC. Investment Fund Manager>48840

MAPLE ROCK CAPITAL PARTNERS INC. Portfolio Manager>48840

MAPLEHILL CAPITAL MANAGEMENT CORPORATION Portfolio Manager>28640

MAPLEHILL CAPITAL MANAGEMENT CORPORATION Exempt Market Dealer>28640

MAPLEWEST CAPITAL CORPORATION Investment Fund Manager>50500

MAPLEWEST CAPITAL CORPORATION Portfolio Manager>50500

MAPLEWEST CAPITAL CORPORATION Exempt Market Dealer>50500

MARATHON CAPITAL MARKETS, LLC Exempt Market Dealer>34150

MARKETAXESS CANADA COMPANY/SOCIETE MARKETAXESS CANADA


MARKHAM CENTRE FINANCIAL SECURITIES INC. Exempt Market Dealer>61030

MARKSMAN ASSET MANAGEMENT INC. Portfolio Manager>58810

MARKSMAN ASSET MANAGEMENT INC. Exempt Market Dealer>58810

MARQUEST ASSET MANAGEMENT INC. / INVESTISSEMENT CONSEIL MARQUEST






MARRET ASSET MANAGEMENT INC. Investment Fund Manager>10780

MARRET ASSET MANAGEMENT INC. Commodity Trading Manager>10780

MARRET ASSET MANAGEMENT INC. Portfolio Manager>10780

MARRET ASSET MANAGEMENT INC. Exempt Market Dealer>10780

MARTIN, LUCAS & SEAGRAM LTD. Portfolio Manager>2160

MARVAL CAPITAL LTD. Exempt Market Dealer>59390

MARVAL CAPITAL LTD. Investment Fund Manager>59390

MARVAL CAPITAL LTD. Portfolio Manager>59390

MARYANA CAPITAL INC. Investment Fund Manager>59860

MARYANA CAPITAL INC. Portfolio Manager>59860

MATCO FINANCIAL INC. Investment Fund Manager>24290

50



MATCO FINANCIAL INC. Portfolio Manager>24290

MATCO FINANCIAL INC. Mutual Fund Dealer>24290

MATNOR HOLDINGS INC. Exempt Market Dealer>3810

MAWER DIRECT INVESTING LTD. Investment Dealer>52220

MAWER INVESTMENT MANAGEMENT LTD. Investment Fund Manager>16280

MAWER INVESTMENT MANAGEMENT LTD. Portfolio Manager>16280

MAWER INVESTMENT MANAGEMENT LTD. Mutual Fund Dealer>16280

MAXAM CAPITAL MANAGEMENT LTD. Investment Fund Manager>28060

MAXAM CAPITAL MANAGEMENT LTD. Portfolio Manager>28060

MAXAM CAPITAL MANAGEMENT LTD. Exempt Market Dealer>28060

MAXIT CAPITAL LP Exempt Market Dealer>47150

MCELVAINE INVESTMENT MANAGEMENT LTD. Investment Fund Manager>8310

MCELVAINE INVESTMENT MANAGEMENT LTD. Portfolio Manager>8310

MCELVAINE INVESTMENT MANAGEMENT LTD. Exempt Market Dealer>8310

MCF SECURITIES INC. Exempt Market Dealer>39890

MCKINLEY CAPITAL MANAGEMENT, LLC Portfolio Manager>7160

MCLEAN ASSET MANAGEMENT LTD. Investment Fund Manager>8540

MCLEAN ASSET MANAGEMENT LTD. Portfolio Manager>8540

MCLEAN ASSET MANAGEMENT LTD. Exempt Market Dealer>8540

MD FINANCIAL MANAGEMENT INC./GESTION FINANCIERE MD INC. Commodity Trading Manager>29830

MD FINANCIAL MANAGEMENT INC./GESTION FINANCIERE MD INC. Investment Fund Manager>29830

MD FINANCIAL MANAGEMENT INC./GESTION FINANCIERE MD INC. Portfolio Manager>29830

MD MANAGEMENT LIMITED/GESTION MD LIMITEE Investment Dealer>2200

MEADOWBANK ASSET MANAGEMENT INC. Portfolio Manager>24010

MEADOWBANK ASSET MANAGEMENT INC. Exempt Market Dealer>24010

MECKELBORG FINANCIAL GROUP LTD. Portfolio Manager>34410

MEDALIST CAPITAL LTD. Exempt Market Dealer>45330

MERCER GLOBAL INVESTMENTS CANADA LIMITED Commodity Trading Manager>18020

MERCER GLOBAL INVESTMENTS CANADA LIMITED Investment Fund Manager>18020

MERCER GLOBAL INVESTMENTS CANADA LIMITED Portfolio Manager>18020

MERCER GLOBAL INVESTMENTS CANADA LIMITED Exempt Market Dealer>18020

MERCURY CAC HOLDINGS LIMITED Exempt Market Dealer>60930

MERRILL LYNCH CANADA INC. Futures Commission Merchant>2210

MERRILL LYNCH CANADA INC. Investment Dealer>2210

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED Portfolio Manager>2500

MFS INVESTMENT MANAGEMENT CANADA LIMITED/MFS GESTION DE PLACEMENTS CANADA LIMITEE


51







MIDDLEFIELD CAPITAL CORPORATION Investment Dealer>2300

MIDDLEFIELD LIMITED Investment Fund Manager>34870

MIKALACHKI INVESTMENT MANAGEMENT LTD. Portfolio Manager>7610

MILES SANTO AND ASSOCIATES INC. Mutual Fund Dealer>5060

MILESTONE INVESTMENT COUNSEL INC. Portfolio Manager>5840

MILESTONE WEALTH MANAGEMENT LTD. Portfolio Manager>66810

MILLAR PRIVATE WEALTH MANAGEMENT INC. Portfolio Manager>37320

MILLAR PRIVATE WEALTH MANAGEMENT INC. Exempt Market Dealer>37320

MIM I LLC Portfolio Manager>38840

MINE EQUITIES LTD. Exempt Market Dealer>65660

MIRABAUD CANADA INC. Investment Dealer>6030

MIZUHO SECURITIES CANADA INC. Investment Dealer>65230

MM ASSET MANAGEMENT INC. Investment Fund Manager>21760

MM ASSET MANAGEMENT INC. Portfolio Manager>21760

MM ASSET MANAGEMENT INC. Exempt Market Dealer>21760

MMCAP MANAGEMENT INC. Investment Fund Manager>42950

MNP CORPORATE FINANCE INC. Exempt Market Dealer>29910

MODERN ADVISOR CANADA INC. Portfolio Manager>51160

MOERUS CAPITAL MANAGEMENT LLC Portfolio Manager>57040

MOHAWK PRIVATE WEALTH INC. Exempt Market Dealer>61080

MONARCH WEALTH CORPORATION Exempt Market Dealer>1400

MONARCH WEALTH CORPORATION Mutual Fund Dealer>1400

MONDIALE ASSET MANAGEMENT LTD. Commodity Trading Manager>10670

MONDIALE ASSET MANAGEMENT LTD. Commodity Trading Counsel>10670

MONDIALE ASSET MANAGEMENT LTD. Portfolio Manager>10670

MONEYSTRAT SECURITIES INC. Exempt Market Dealer>2220

MONEYSTRAT SECURITIES INC. Mutual Fund Dealer>2220

MONTAG PRIVATE WEALTH INC. / MONTAG GESTION PRIVEE INC. Portfolio Manager>42100

MONTRUSCO BOLTON INVESTMENTS INC./PLACEMENTS MONTRUSCO BOLTON INC.






52





MORBANK FUND MANAGEMENT INC. Exempt Market Dealer>39160

MORGAN MEIGHEN & ASSOCIATES LIMITED Investment Fund Manager>4150

MORGAN MEIGHEN & ASSOCIATES LIMITED Exempt Market Dealer>4150

MORGAN MEIGHEN & ASSOCIATES LIMITED Portfolio Manager>4150

MORGAN STANLEY CANADA LIMITED/MORGAN STANLEY CANADA LIMITEE


MORNEAU SHEPELL ASSET & RISK MANAGEMENT LTD. Investment Fund Manager>40210

MORNEAU SHEPELL ASSET & RISK MANAGEMENT LTD. Portfolio Manager>40210

MORNEAU SHEPELL ASSET & RISK MANAGEMENT LTD. Exempt Market Dealer>40210

MORNINGSTAR ASSOCIATES INC. Portfolio Manager>35390

MOUNT LUCAS MANAGEMENT LP Commodity Trading Manager>40710

MOUNTAIN FOWLER ASSET MANAGEMENT INC. Investment Fund Manager>26970

MOUNTAIN FOWLER ASSET MANAGEMENT INC. Commodity Trading Manager>26970

MOUNTAIN FOWLER ASSET MANAGEMENT INC. Portfolio Manager>26970

MOUNTAIN FOWLER ASSET MANAGEMENT INC. Exempt Market Dealer>26970

MPA MORRISON PARK ADVISORS INC. Exempt Market Dealer>37260

MUFG SECURITIES (CANADA), LTD. Investment Dealer>54270

MURCHINSON LTD. Investment Fund Manager>53110

MURCHINSON LTD. Exempt Market Dealer>53110

MURCHINSON LTD. Portfolio Manager>53110

53



NAPG EQUITIES INC. Exempt Market Dealer>2620

NATIONAL BANK FINANCIAL INC./FINANCIERE BANQUE NATIONALE INC.


NATIONAL BANK FINANCIAL INC./FINANCIERE BANQUE NATIONALE INC.


NATIONAL BANK TRUST INC./TRUST BANQUE NATIONALE INC. Commodity Trading Manager>8570

NATIONAL BANK TRUST INC./TRUST BANQUE NATIONALE INC. Investment Fund Manager>8570

NATIONAL BANK TRUST INC./TRUST BANQUE NATIONALE INC. Exempt Market Dealer>8570

NATIONAL BANK TRUST INC./TRUST BANQUE NATIONALE INC. Portfolio Manager>8570

NAVROC INVESTMENT MANAGEMENT INC. Portfolio Manager>39570

NCM ASSET MANAGEMENT LTD. Investment Fund Manager>11210

NCM ASSET MANAGEMENT LTD. Portfolio Manager>11210

NCP INVESTMENT MANAGEMENT INC. Investment Fund Manager>38220

NCP INVESTMENT MANAGEMENT INC. Portfolio Manager>38220

NCP INVESTMENT MANAGEMENT INC. Exempt Market Dealer>38220

NDB GROUP SYNDICATIONS INC. Exempt Market Dealer>9240

NELSON PORTFOLIO MANAGEMENT CORP. Investment Fund Manager>44440

NELSON PORTFOLIO MANAGEMENT CORP. Portfolio Manager>44440

NEO-CRITERION CAPITAL LIMITED Portfolio Manager>63340

NEST WEALTH ASSET MANAGEMENT INC. Investment Fund Manager>16210

NEST WEALTH ASSET MANAGEMENT INC. Portfolio Manager>16210

NEST WEALTH ASSET MANAGEMENT INC. Exempt Market Dealer>16210

NETWORTH FINANCIAL CORP Mutual Fund Dealer>14350

NEUBERGER BERMAN BRETON HILL ULC Commodity Trading Manager>32370

NEUBERGER BERMAN BRETON HILL ULC Investment Fund Manager>32370

NEUBERGER BERMAN BRETON HILL ULC Portfolio Manager>32370

NEUBERGER BERMAN BRETON HILL ULC Exempt Market Dealer>32370

NEWGEN ASSET MANAGEMENT LIMITED Investment Fund Manager>31070

NEWGEN ASSET MANAGEMENT LIMITED Portfolio Manager>31070

NEWGEN ASSET MANAGEMENT LIMITED Exempt Market Dealer>31070

NEWHAVEN ASSET MANAGEMENT INC. Portfolio Manager>9010

NEWPOINT CAPITAL PARTNERS INC. Exempt Market Dealer>7590

NEWPORT PRIVATE WEALTH INC. Investment Fund Manager>10600

NEWPORT PRIVATE WEALTH INC. Portfolio Manager>10600

NEWPORT PRIVATE WEALTH INC. Exempt Market Dealer>10600

NEXT EDGE CAPITAL CORP. Investment Fund Manager>23200

NEXT EDGE CAPITAL CORP. Portfolio Manager>23200

NEXT EDGE CAPITAL CORP. Exempt Market Dealer>23200

54



NEXTGEN FINANCIAL PLANNING INC. Portfolio Manager>62840

NEXUS INVESTMENT MANAGEMENT ULC Investment Fund Manager>350

NEXUS INVESTMENT MANAGEMENT ULC Portfolio Manager>350

NEXUSCROWD INC. Exempt Market Dealer>49290

NICOLA WEALTH MANAGEMENT LTD. Investment Fund Manager>14790

NICOLA WEALTH MANAGEMENT LTD. Exempt Market Dealer>14790

NICOLA WEALTH MANAGEMENT LTD. Portfolio Manager>14790

NINEPOINT PARTNERS LP Portfolio Manager>59250

NINEPOINT PARTNERS LP Commodity Trading Manager>59250

NINEPOINT PARTNERS LP Investment Fund Manager>59250

NINEPOINT PARTNERS LP Exempt Market Dealer>59250

NISA INVESTMENT ADVISORS, LLC Commodity Trading Manager>25070

NISA INVESTMENT ADVISORS, LLC Portfolio Manager>25070

NOAH CANADA WEALTH MANAGEMENT LIMITED Investment Fund Manager>64330

NOAH CANADA WEALTH MANAGEMENT LIMITED Portfolio Manager>64330

NOAH CANADA WEALTH MANAGEMENT LIMITED Exempt Market Dealer>64330

NOBLE BAY ASSET MANAGEMENT INC. Portfolio Manager>44830

NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. / GESTION DES PLACEMENTS NORDEA, AMERIQUE DU NORD


NORTH GROWTH MANAGEMENT LTD Investment Fund Manager>14320

NORTH GROWTH MANAGEMENT LTD Exempt Market Dealer>14320

NORTHBRIDGE CAPITAL PARTNERS LTD. Investment Fund Manager>35220

NORTHBRIDGE CAPITAL PARTNERS LTD. Exempt Market Dealer>35220

NORTHCREST PARTNERS INC. Exempt Market Dealer>26850

NORTHERN PRECIOUS METALS MANAGEMENT INC./GESTION METAUX PRECIEUX NORTHERN INC.


NORTHFRONT FINANCIAL INC. Investment Fund Manager>64170

NORTHFRONT FINANCIAL INC. Portfolio Manager>64170

NORTHFRONT FINANCIAL INC. Exempt Market Dealer>64170

NORTHLAND WEALTH MANAGEMENT INC. Portfolio Manager>37060

NORTHLEAF CAPITAL PARTNERS (CANADA) LTD Investment Fund Manager>31300

NORTHLEAF CAPITAL PARTNERS (CANADA) LTD Portfolio Manager>31300

NORTHLEAF CAPITAL PARTNERS (CANADA) LTD Exempt Market Dealer>31300

NORTHPOINT INVESTMENT PARTNERS LIMITED Commodity Trading Manager>49100

NORTHPOINT INVESTMENT PARTNERS LIMITED Portfolio Manager>49100

NORTHPOINT INVESTMENT PARTNERS LIMITED Investment Fund Manager>49100

NORTHSTREAM CAPITAL INC. Investment Fund Manager>53710

NORTHSTREAM CAPITAL INC. Portfolio Manager>53710

55



NORTHSTREAM CAPITAL INC. Exempt Market Dealer>53710

NORTHWEST & ETHICAL INVESTMENTS L.P. Exempt Market Dealer>26910

NORTHWEST & ETHICAL INVESTMENTS L.P. Commodity Trading Manager>26910

NORTHWEST & ETHICAL INVESTMENTS L.P. Investment Fund Manager>26910

NORTHWEST & ETHICAL INVESTMENTS L.P. Portfolio Manager>26910

NORTHWOOD FAMILY OFFICE LTD. Portfolio Manager>15810

NORTHWOOD FAMILY OFFICE LTD. Exempt Market Dealer>15810

NOUR PRIVATE WEALTH INC./GESTION PRIVEE NOUR INC. Investment Dealer>58120

NS PARTNERS LTD Investment Fund Manager>4320

NS PARTNERS LTD Exempt Market Dealer>4320

NS PARTNERS LTD Portfolio Manager>4320

NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT Commodity Trading Manager>1060

NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT Investment Fund Manager>1060

NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT Portfolio Manager>1060

NT GLOBAL ADVISORS, INC./ CONSEILLERS MONDIAUX NT Exempt Market Dealer>1060

NUMUS CAPITAL CORP. Exempt Market Dealer>57260

NUVEEN CANADA COMPANY Exempt Market Dealer>63210

NVESTRY CAPITAL INC. Exempt Market Dealer>38440

NYLIFE DISTRIBUTORS LLC Exempt Market Dealer>23780

56



OAK BAY CAPITAL INCORPORATED Exempt Market Dealer>67060

OAK BAY CAPITAL INCORPORATED Investment Fund Manager>67060

OAK BAY CAPITAL INCORPORATED Portfolio Manager>67060

OANDA (CANADA) CORPORATION ULC Investment Dealer>24590

OBERON CAPITAL CORPORATION Investment Fund Manager>30370

OBERON CAPITAL CORPORATION Portfolio Manager>30370

OBERON CAPITAL CORPORATION Exempt Market Dealer>30370

OCP FUND MANAGEMENT LP Investment Fund Manager>52070

OCP FUND MANAGEMENT LP Portfolio Manager>52070

OCP FUND MANAGEMENT LP Exempt Market Dealer>52070

ODLUM BROWN LIMITED Investment Dealer>2640

OGAM LTD. Investment Fund Manager>22940

OGAM LTD. Portfolio Manager>22940

OGAM LTD. Exempt Market Dealer>22940

OLDFIELD PARTNERS LLP Portfolio Manager>31510

OLYMPIAN FINANCIAL INC. Exempt Market Dealer>6820

OLYMPIAN FINANCIAL INC. Mutual Fund Dealer>6820

OMERS INVESTMENT MANAGEMENT INC. / GESTION DE PLACEMENTS OMERS INC.


OMG WEALTH MANAGEMENT INC. Investment Dealer>23580

OMNIVITA CUSTOM WEALTH MANAGEMENT INC. Investment Dealer>56600

ONE CAPITAL MANAGEMENT, LLC Portfolio Manager>30870

ONEX CREDIT PARTNERS, LLC Investment Fund Manager>27800

ONEX CREDIT PARTNERS, LLC Exempt Market Dealer>27800

ONEX CREDIT PARTNERS, LLC Portfolio Manager>27800

OPEN ACCESS LIMITED Portfolio Manager>6240

OPEN ACCESS LIMITED Exempt Market Dealer>6240

OPEN ACCESS LIMITED Mutual Fund Dealer>6240

OPTIMIZE INC. Investment Fund Manager>31830

OPTIMIZE INC. Exempt Market Dealer>31830

OPTIMIZE INC. Portfolio Manager>31830

OPTIMUM GESTION DE PLACEMENTS INC. / OPTIMUM ASSET MANAGEMENT INC.


ORBIS INVESTMENT ADVISORY (CANADA) LIMITED Exempt Market Dealer>27900

ORIGIN MERCHANT SECURITIES INC. Exempt Market Dealer>40580

ORTHOGONAL CAPITAL MANAGEMENT CORPORATION Portfolio Manager>56850

O'SHAUGHNESSY ASSET MANAGEMENT, LLC Portfolio Manager>27910

OSPREY CAPITAL PARTNERS INC. Exempt Market Dealer>8330

57



OTT CAPITAL CORPORATION Investment Fund Manager>28730

OTT CAPITAL CORPORATION Portfolio Manager>28730

OTT CAPITAL CORPORATION Exempt Market Dealer>28730

OTT FINANCIAL CANADA INC. Investment Dealer>53770

OUR FAMILY OFFICE INC. Exempt Market Dealer>58540

OUR FAMILY OFFICE INC. Investment Fund Manager>58540

OUR FAMILY OFFICE INC. Portfolio Manager>58540

OURCROWD CANADA INC Exempt Market Dealer>55600

OUTCOME METRIC ASSET MANAGEMENT LIMITED PARTNERSHIP / SOCIETE EN COMMANDITE GESTION D'ACTIFS OUTCOME METRIQUES








58



PACIFIC SPIRIT INVESTMENT MANAGEMENT INC. Portfolio Manager>15140

PACIFICA PARTNERS INC. Portfolio Manager>28570

PACIFICA PARTNERS INC. Investment Fund Manager>28570

PADLOCK INVESTMENT MANAGEMENT INC. Portfolio Manager>39050

PALETTE INVESTMENT MANAGEMENT INC. Investment Fund Manager>49180

PALETTE INVESTMENT MANAGEMENT INC. Portfolio Manager>49180

PALETTE INVESTMENT MANAGEMENT INC. Exempt Market Dealer>49180

PALISADE CAPITAL MANAGEMENT LTD. Investment Fund Manager>16620

PALISADE CAPITAL MANAGEMENT LTD. Exempt Market Dealer>16620

PALOS WEALTH MANAGEMENT INC. Portfolio Manager>56630

PANAGORA ASSET MANAGEMENT, INC. Exempt Market Dealer>4460

PANAGORA ASSET MANAGEMENT, INC. Commodity Trading Manager>4460

PANAGORA ASSET MANAGEMENT, INC. Portfolio Manager>4460

PANGAEA ASSET MANAGEMENT INC. Investment Fund Manager>22690

PANGAEA ASSET MANAGEMENT INC. Portfolio Manager>22690

PANGAEA ASSET MANAGEMENT INC. Exempt Market Dealer>22690

PARADIGM CAPITAL INC. / PARADIGME CAPITAL INC. Investment Dealer>3450

PARAGON PRIVATE WEALTH, INC./CLIENT PRIVE PARAGON Portfolio Manager>35780

PARAMETRIC PORTFOLIO ASSOCIATES LLC Commodity Trading Manager>42850

PARAMETRIC PORTFOLIO ASSOCIATES LLC Portfolio Manager>42850

PARK PRIVATE WEALTH INC. Portfolio Manager>38950

PARTNERS GROUP (USA) INC. Portfolio Manager>43570

PARTNERS GROUP (USA) INC. Exempt Market Dealer>43570

PATHFINDER ASSET MANAGEMENT LIMITED Investment Fund Manager>32660

PATHFINDER ASSET MANAGEMENT LIMITED Portfolio Manager>32660

PATHWAY CAPITAL MANAGEMENT, LP Exempt Market Dealer>22060

PATHWAY CAPITAL MANAGEMENT, LP Portfolio Manager>22060

PATIENT CAPITAL MANAGEMENT INC. Portfolio Manager>9300

PATIENT CAPITAL MANAGEMENT INC. Exempt Market Dealer>9300

PATRIMONICA GESTION D'ACTIFS INC. / PATRIMONICA ASSET MANAGEMENTS INC.


PAVILION GLOBAL MARKETS LTD Futures Commission Merchant>19170

PAVILION GLOBAL MARKETS LTD Investment Dealer>19170

PBY CAPITAL LIMITED Exempt Market Dealer>68600

PCJ INVESTMENT COUNSEL LTD. Investment Fund Manager>7060

PCJ INVESTMENT COUNSEL LTD. Portfolio Manager>7060

PE GATE PARTNERS Exempt Market Dealer>62620

PEAK SECURITIES INC./VALEURS MOBILIERES PEAK INC. Investment Dealer>10710

59



PEARTREE SECURITIES INC. Investment Fund Manager>43510

PEARTREE SECURITIES INC. Restricted Portfolio Manager>43510

PEARTREE SECURITIES INC. Exempt Market Dealer>43510

PEER SECURITIES CORPORATION Exempt Market Dealer>65410

PENDERFUND CAPITAL MANAGEMENT LTD. Exempt Market Dealer>17110

PENDERFUND CAPITAL MANAGEMENT LTD. Investment Fund Manager>17110

PENNANT CAPITAL PARTNERS INC. Exempt Market Dealer>32760

PEREGRINE INVESTMENT MANAGEMENT INC. Investment Fund Manager>17620

PEREGRINE INVESTMENT MANAGEMENT INC. Portfolio Manager>17620

PEREGRINE INVESTMENT MANAGEMENT INC. Exempt Market Dealer>17620

PERENNIAL ASSET MANAGEMENT CORP. Commodity Trading Manager>21500

PERENNIAL ASSET MANAGEMENT CORP. Investment Fund Manager>21500

PERENNIAL ASSET MANAGEMENT CORP. Portfolio Manager>21500

PERENNIAL ASSET MANAGEMENT CORP. Exempt Market Dealer>21500

PERFORMANCE CAPITAL LIMITED Portfolio Manager>5260

PERFORMANCE CAPITAL LIMITED Investment Fund Manager>5260

PERFORMANCE CAPITAL LIMITED Exempt Market Dealer>5260

PERFORMANCE EQUITY MANAGEMENT, LLC Portfolio Manager>18980

PERIMETER MARKETS INC. Futures Commission Merchant>22510

PERIMETER MARKETS INC. Investment Dealer>22510

PERISCOPE CAPITAL INC. Investment Fund Manager>29480

PERISCOPE CAPITAL INC. Portfolio Manager>29480

PERISCOPE CAPITAL INC. Commodity Trading Manager>29480

PERISCOPE CAPITAL INC. Commodity Trading Counsel>29480

PERISCOPE CAPITAL INC. Exempt Market Dealer>29480

PERSHING SECURITIES CANADA LIMITED Investment Dealer>32380

PETERS & CO. LIMITED Investment Dealer>2730

PFSL FUND MANAGEMENT LTD./GESTION DES FONDS PFSL LTEE Investment Fund Manager>39310

PFSL INVESTMENTS CANADA LTD. Mutual Fund Dealer>2830

PHILLIPS, HAGER & NORTH INVESTMENT FUNDS LTD. Mutual Fund Dealer>11560

PI FINANCIAL CORP./CORPORATION FINANCIERE PI Futures Commission Merchant>5290

PI FINANCIAL CORP./CORPORATION FINANCIERE PI Investment Dealer>5290

PICTET ASSET MANAGEMENT INC. / PICTET GESTION D'ACTIFS INC.


PICTET CANADA L.P./PICTET CANADA S.E.C. Investment Dealer>7090

PICTON MAHONEY ASSET MANAGEMENT / GESTION D'ACTIFS PICTON MAHONEY


60









PIER 21 ASSET MANAGEMENT INC. / GESTION D'ACTIFS PIER 21 INC.






PILLARFOUR SECURITIES INC. Exempt Market Dealer>54180

PIMCO CANADA CORP. Exempt Market Dealer>18110

PIMCO CANADA CORP. Investment Fund Manager>18110

PIMCO CANADA CORP. Commodity Trading Manager>18110

PIMCO CANADA CORP. Portfolio Manager>18110

PINNACLE WEALTH BROKERS INC. Portfolio Manager>31740

PINNACLE WEALTH BROKERS INC. Exempt Market Dealer>31740

PINNACLE WEALTH BROKERS INC. Investment Fund Manager>31740

PLACEMENTS IA CLARINGTON INC. / IA CLARINGTON INVESTMENTS INC.






PLACEMORE CAPITAL INC. Exempt Market Dealer>67650

PLANMAR FINANCIAL CORP. Mutual Fund Dealer>2750

PLANNING CIRCLE FINANCIAL GROUP INC. Mutual Fund Dealer>4870

POLAR ASSET MANAGEMENT PARTNERS INC. Commodity Trading Manager>2820

POLAR ASSET MANAGEMENT PARTNERS INC. Portfolio Manager>2820

POLAR ASSET MANAGEMENT PARTNERS INC. Exempt Market Dealer>2820

POLAR ASSET MANAGEMENT PARTNERS INC. Investment Fund Manager>2820

POLARIS FINANCIAL INC. Portfolio Manager>28300

POLLITT & CO. INC. Investment Dealer>2760

POLLITT INVESTMENT COUNSEL INC. Investment Fund Manager>29060

POLLITT INVESTMENT COUNSEL INC. Portfolio Manager>29060

PORTAGE CAPITAL CORPORATION Exempt Market Dealer>66220

PORTFOLIO MANAGEMENT CORPORATION Portfolio Manager>2780

PORTFOLIO STEWARDS INC. Portfolio Manager>39380

61



PORTFOLIO STEWARDS INC. Exempt Market Dealer>39380

PORTFOLIO STRATEGIES CORPORATION Investment Fund Manager>10850

PORTFOLIO STRATEGIES CORPORATION Exempt Market Dealer>10850

PORTFOLIO STRATEGIES CORPORATION Mutual Fund Dealer>10850

PORTLAND INVESTMENT COUNSEL INC./CONSEILS EN PLACEMENTS PORTLAND INC.








POWER PACIFIC INVESTMENT MANAGEMENT INC. Investment Fund Manager>62910

POWER PACIFIC INVESTMENT MANAGEMENT INC. Portfolio Manager>62910

POWERONE CAPITAL MARKETS LIMITED Exempt Market Dealer>17010

PRATTE GESTION DE PORTEFEUILLES INC./PRATTE PORTFOLIO MANAGEMENT INC.


PRATTE GESTION DE PORTEFEUILLES INC./PRATTE PORTFOLIO MANAGEMENT INC.


PRESIMA INC. Investment Fund Manager>20280

PRESIMA INC. Portfolio Manager>20280

PRESIMA INC. Exempt Market Dealer>20280

PRICE STREET, INC. Portfolio Manager>68610

PRICE STREET, INC. Exempt Market Dealer>68610

PRICEWATERHOUSECOOPERS CORPORATE FINANCE INC. Exempt Market Dealer>3550

PRIMARY CAPITAL INC./GROUPE FINANCIER PRIMARY CAPITAL Exempt Market Dealer>23980

PRIME QUADRANT CORP. Investment Fund Manager>62610

PRIME QUADRANT CORP. Portfolio Manager>62610

PRIME QUADRANT CORP. Exempt Market Dealer>62610

PRIMEVEST CAPITAL CORP. Investment Fund Manager>26780

PRIMEVEST CAPITAL CORP. Exempt Market Dealer>26780

PRIVATE PENSION PARTNERS INVESTMENTS INC. Exempt Market Dealer>66990

PRIVITI CAPITAL CORPORATION Investment Fund Manager>32980

PROFESSIONAL INVESTMENTS (KINGSTON) INC. / KINGSTON INVESTMENT PROFESSIONALS INC.


PROFESSIONAL INVESTMENTS (KINGSTON) INC. / KINGSTON INVESTMENT PROFESSIONALS INC.


PROGRESSIVE FINANCIAL STRATEGY CAPITAL GROUP CORP. Mutual Fund Dealer>6720

PROVISUS WEALTH MANAGEMENT LIMITED Exempt Market Dealer>24990

PROVISUS WEALTH MANAGEMENT LIMITED Investment Fund Manager>24990

62



PROVISUS WEALTH MANAGEMENT LIMITED Portfolio Manager>24990

PSC INVESTMENT COUNSEL LTD. Portfolio Manager>44850

PUGSLEY CAPITAL INC. Portfolio Manager>27980

PURPOSE INVESTMENT PARTNERS INC. Exempt Market Dealer>42210

PURPOSE INVESTMENT PARTNERS INC. Investment Fund Manager>42210

PURPOSE INVESTMENT PARTNERS INC. Portfolio Manager>42210

PURPOSE INVESTMENTS INC. Commodity Trading Manager>41580

PURPOSE INVESTMENTS INC. Investment Fund Manager>41580

PURPOSE INVESTMENTS INC. Portfolio Manager>41580

PURPOSE INVESTMENTS INC. Exempt Market Dealer>41580

PURSUIT FINANCIAL MANAGEMENT CORPORATION Investment Fund Manager>34990

PUTNAM INVESTMENTS CANADA ULC Investment Fund Manager>12140

PUTNAM INVESTMENTS CANADA ULC Commodity Trading Counsel>12140

PUTNAM INVESTMENTS CANADA ULC Commodity Trading Manager>12140

PUTNAM INVESTMENTS CANADA ULC Portfolio Manager>12140

PUTNAM INVESTMENTS CANADA ULC Exempt Market Dealer>12140

PWL CAPITAL INC. Investment Dealer>7170

PYRFORD INTERNATIONAL LIMITED Portfolio Manager>4350

PZENA INVESTMENT MANAGEMENT, LLC Exempt Market Dealer>18100

63



Q CAPITAL MANAGEMENT LTD. Commodity Trading Manager>56570

QTRADE ASSET MANAGEMENT INC./GESTION D'ACTIFS QTRADE INC.


QUADRANT PRIVATE WEALTH CORPORATION Investment Fund Manager>18600

QUADRANT PRIVATE WEALTH CORPORATION Exempt Market Dealer>18600

QUADRANT PRIVATE WEALTH CORPORATION Portfolio Manager>18600

QUADRAVEST CAPITAL MANAGEMENT INC. Portfolio Manager>1820

QUADRAVEST CAPITAL MANAGEMENT INC. Exempt Market Dealer>1820

QUADRAVEST CAPITAL MANAGEMENT INC. Investment Fund Manager>1820

QUADRUS INVESTMENT SERVICES LTD./SERVICES D'INVESTISSEMENT QUADRUS LTEE.


QUANTUM ADVISORS PRIVATE LIMITED Restricted Portfolio Manager>48820

QUANTUS INVESTMENT CORP. Exempt Market Dealer>32820

QUANTUS INVESTMENT CORP. Portfolio Manager>32820

QUEEN FINANCIAL GROUP INC. Exempt Market Dealer>22680

QUEEN FINANCIAL GROUP INC. Mutual Fund Dealer>22680

QUEEN INTERNATIONAL GROUP INC. Exempt Market Dealer>55910

QUEENSBURY SECURITIES INC. Investment Dealer>3030

QUEENSBURY STRATEGIES INC. Mutual Fund Dealer>4200

QUEENSBURY STRATEGIES INC. Exempt Market Dealer>4200

QUEENSVILLE GLOBAL SECURITIES INC. Exempt Market Dealer>57380

QUESTRADE WEALTH MANAGEMENT INC Portfolio Manager>45780

QUESTRADE WEALTH MANAGEMENT INC Investment Fund Manager>45780

QUESTRADE WEALTH MANAGEMENT INC Exempt Market Dealer>45780

QUESTRADE, INC. Futures Commission Merchant>9730

QUESTRADE, INC. Investment Dealer>9730

QUINTESSENCE WEALTH Exempt Market Dealer>25780

QUINTESSENCE WEALTH Investment Fund Manager>25780

QUINTESSENCE WEALTH Portfolio Manager>25780

QV INVESTORS INC. / INVESTISSEURS QV Investment Fund Manager>6750

QV INVESTORS INC. / INVESTISSEURS QV Portfolio Manager>6750

QVO VADIS INVESTMENT MANAGEMENT INC. Portfolio Manager>36090

QWEST INVESTMENT FUND MANAGEMENT LTD. Exempt Market Dealer>22000

QWEST INVESTMENT FUND MANAGEMENT LTD. Portfolio Manager>22000

QWEST INVESTMENT FUND MANAGEMENT LTD. Investment Fund Manager>22000

64



R.E.G.A.R. GESTION PRIVEE INC. Investment Fund Manager>19700

R.E.G.A.R. GESTION PRIVEE INC. Portfolio Manager>19700

R.J. O'BRIEN & ASSOCIATES CANADA INC. Futures Commission Merchant>30390

R.J. O'BRIEN & ASSOCIATES CANADA INC. Investment Dealer>30390

R.N.CROFT FINANCIAL GROUP INC. / R.N.CROFT FINANCIAL GROUP INC.


R.N.CROFT FINANCIAL GROUP INC. / R.N.CROFT FINANCIAL GROUP INC.


RABO SECURITIES CANADA, INC Investment Dealer>56290

RADIN CAPITAL PARTNERS INC. Investment Fund Manager>37920

RADIN CAPITAL PARTNERS INC. Exempt Market Dealer>37920

RADIN CAPITAL PARTNERS INC. Portfolio Manager>37920

RAE & LIPSKIE INVESTMENT COUNSEL INC. Portfolio Manager>3110

RAE & LIPSKIE INVESTMENT COUNSEL INC. Investment Fund Manager>3110

RAINTREE FINANCIAL SOLUTIONS INC. Exempt Market Dealer>32410

RAINTREE WEALTH MANAGEMENT INC. Investment Fund Manager>57280

RAINTREE WEALTH MANAGEMENT INC. Portfolio Manager>57280

RALLY ASSETS INC. Exempt Market Dealer>64540

RALLY ASSETS INC. Portfolio Manager>64540

RAVENSTONE CAPITAL MANAGEMENT INC. Investment Fund Manager>60030

RAVENSTONE CAPITAL MANAGEMENT INC. Portfolio Manager>60030

RAVENSTONE CAPITAL MANAGEMENT INC. Exempt Market Dealer>60030

RAYMOND CHABOT GRANT THORNTON CAPITAL INC. Exempt Market Dealer>42860

RAYMOND JAMES INVESTMENT COUNSEL LTD./CONSEILS EN PLACEMENTS RAYMOND JAMES LTEE.


RAYMOND JAMES INVESTMENT COUNSEL LTD./CONSEILS EN PLACEMENTS RAYMOND JAMES LTEE.


RAYMOND JAMES LTD. Investment Dealer>8240

RAYNE CAPITAL MANAGEMENT INC. Exempt Market Dealer>25450

RAYNE CAPITAL MANAGEMENT INC. Investment Fund Manager>25450

RBC DIRECT INVESTING INC./RBC PLACEMENTS EN DIRECT INC. Investment Dealer>3200

RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.


RBC DOMINION SECURITIES INC./RBC DOMINION VALEURS MOBILIERES INC.


RBC GLOBAL ASSET MANAGEMENT INC./RBC GESTION MONDIALE D'ACTIFS INC.




65







RBC INVESTEASE INC./RBC INVESTIVITE INC. Restricted Portfolio Manager>58320

RBC PHILLIPS, HAGER & NORTH INVESTMENT COUNSEL INC./RBC PHILLIPS, HAGER & NORTH SERVICES-CONSEILS EN PLACEMENTS INC.


RCI INVESTMENT MANAGEMENT INC. Investment Fund Manager>28770

RCI INVESTMENT MANAGEMENT INC. Portfolio Manager>28770

RCI INVESTMENT MANAGEMENT INC. Exempt Market Dealer>28770

REALCAP HOLDINGS LIMITED Portfolio Manager>3180

REALTY FINANCIAL ADVISORS INC. Exempt Market Dealer>24920

RED CLOUD SECURITIES INC. Investment Dealer>62810

RED JACKET CAPITAL INC. Commodity Trading Manager>41210

RED JACKET CAPITAL INC. Investment Fund Manager>41210

RED JACKET CAPITAL INC. Portfolio Manager>41210

RED JACKET CAPITAL INC. Exempt Market Dealer>41210

RED SKY CAPITAL MANAGEMENT LTD. Investment Fund Manager>32250

RED SKY CAPITAL MANAGEMENT LTD. Portfolio Manager>32250

RED SKY CAPITAL MANAGEMENT LTD. Exempt Market Dealer>32250

REGENT CAPITAL PARTNERS INC. Investment Dealer>6830

REGULUS CAPITAL MANAGEMENT INC. Portfolio Manager>62520

RELEVANCE WEALTH MANAGEMENT INC. Investment Fund Manager>67380

RELEVANCE WEALTH MANAGEMENT INC. Portfolio Manager>67380

RELEVANCE WEALTH MANAGEMENT INC. Exempt Market Dealer>67380

REMPART ASSET MANAGEMENT INC./GESTION DE PLACEMENTS REMPART INC.


RESOLUTE FUNDS LIMITED Investment Fund Manager>18890

RESOLUTE FUNDS LIMITED Portfolio Manager>18890

RESOLVE ASSET MANAGEMENT INC. Commodity Trading Manager>51220

RESOLVE ASSET MANAGEMENT INC. Investment Fund Manager>51220

RESOLVE ASSET MANAGEMENT INC. Portfolio Manager>51220

RESOLVE ASSET MANAGEMENT INC. Exempt Market Dealer>51220

RETHINK AND DIVERSIFY SECURITIES INC. Exempt Market Dealer>47250

RETIRE FIRST LTD. Investment Dealer>22580

RF SECURITIES CLEARING LP/ COMPENSATION DE TITRES RF S.E.C


RGF WEALTH MANAGEMENT LTD. Investment Dealer>11460

66



RICHARDSON GMP LIMITED / RICHARDSON GMP LIMITEE Investment Dealer>21970

RICHMOND EQUITY MANAGEMENT LTD. Exempt Market Dealer>31920

RICHMOND EQUITY MANAGEMENT LTD. Investment Fund Manager>31920

RICHTER FAMILY OFFICE./ BUREAU FAMILIAL RICHTER INC. Portfolio Manager>10170

RIDGEWOOD CAPITAL ASSET MANAGEMENT INC. Mutual Fund Dealer>27940

RIDGEWOOD CAPITAL ASSET MANAGEMENT INC. Investment Fund Manager>27940

RIDGEWOOD CAPITAL ASSET MANAGEMENT INC. Portfolio Manager>27940

RIDGEWOOD CAPITAL ASSET MANAGEMENT INC. Exempt Market Dealer>27940

RIVER ROAD ASSET MANAGEMENT, LLC Portfolio Manager>33360

ROADMAP CAPITAL INC. Portfolio Manager>44800

ROADMAP CAPITAL INC. Exempt Market Dealer>44800

ROADMAP CAPITAL INC. Investment Fund Manager>44800

ROBERT EVANS INVESTMENT COUNSEL LIMITED Investment Fund Manager>1170

ROBERT EVANS INVESTMENT COUNSEL LIMITED Portfolio Manager>1170

ROBSON CAPITAL MANAGEMENT INC. Investment Fund Manager>16060

ROBSON CAPITAL MANAGEMENT INC. Portfolio Manager>16060

ROBSON CAPITAL MANAGEMENT INC. Exempt Market Dealer>16060

ROCKBASE CAPITAL INC. Exempt Market Dealer>54330

ROCKLINC INVESTMENT PARTNERS INC. Investment Fund Manager>31020

ROCKLINC INVESTMENT PARTNERS INC. Exempt Market Dealer>31020

ROCKLINC INVESTMENT PARTNERS INC. Portfolio Manager>31020

ROGAN INVESTMENT MANAGEMENT LIMITED Portfolio Manager>3060

ROGERSCASEY CANADA, INC. Portfolio Manager>2230

ROMSPEN INVESTMENT CORPORATION Exempt Market Dealer>21070

ROSALIND ADVISORS, INC. Investment Fund Manager>24830

ROSALIND ADVISORS, INC. Portfolio Manager>24830

ROSALIND ADVISORS, INC. Exempt Market Dealer>24830

ROSSEAU ASSET MANAGEMENT LTD. Investment Fund Manager>7970

ROSSEAU ASSET MANAGEMENT LTD. Portfolio Manager>7970

ROSSEAU ASSET MANAGEMENT LTD. Exempt Market Dealer>7970

ROTH CANADA, ULC Investment Dealer>65930

ROTHSCHILD & CO SECURITIES CANADA INC./VALEURS MOBILIERES ROTHSCHILD & CIE CANADA


ROYAL MUTUAL FUNDS INC./FONDS D'INVESTISSEMENT ROYAL INC.


RP INVESTMENT ADVISORS LP Commodity Trading Manager>57590

RP INVESTMENT ADVISORS LP Investment Fund Manager>57590

RP INVESTMENT ADVISORS LP Portfolio Manager>57590

67



RP INVESTMENT ADVISORS LP Exempt Market Dealer>57590

RT MOSAIC WEALTH MANAGEMENT LTD. Portfolio Manager>51330

RUSSELL INVESTMENTS CANADA LIMITED / INVESTISSEMENTS RUSSELL CANADA LIMITEE










68



SAGUENAY STRATHMORE CAPITAL INC. Exempt Market Dealer>36680

SAGUENAY STRATHMORE CAPITAL INC. Investment Fund Manager>36680

SAGUENAY STRATHMORE CAPITAL INC. Portfolio Manager>36680

SAGUENAY STRATHMORE CAPITAL, L.P, Portfolio Manager>21710

SAGUENAY STRATHMORE CAPITAL, L.P, Exempt Market Dealer>21710

SAGUENAY STRATHMORE CAPITAL, L.P, Investment Fund Manager>21710

SAMARA CAPITAL INC. Investment Fund Manager>36660

SAMARA CAPITAL INC. Portfolio Manager>36660

SAMARA CAPITAL INC. Exempt Market Dealer>36660

SANDSTONE ASSET MANAGEMENT INC. Investment Dealer>17800

SANFORD C. BERNSTEIN & CO., LLC Investment Fund Manager>510

SANFORD C. BERNSTEIN & CO., LLC Commodity Trading Manager>510

SANFORD C. BERNSTEIN & CO., LLC Portfolio Manager>510

SANFORD C. BERNSTEIN & CO., LLC Exempt Market Dealer>510

SANFORD C. BERNSTEIN (CANADA) LIMITED Investment Dealer>52830

SARONA ASSET MANAGEMENT INC. Exempt Market Dealer>57830

SCARTHINGMOOR ASSET MANAGEMENT INC. Portfolio Manager>6510

SCHEER, ROWLETT & ASSOCIATES INVESTMENT MANAGEMENT LTD./ GESTION DE PLACEMENTS SCHEER, ROWLETT & ASSOCIES LTEE






SCHRODER FUND ADVISORS LLC Exempt Market Dealer>26620

SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC. / GESTION DE PLACEMENTS SCHRODER (AMERIQUE DU NORD) INC.


SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LIMITED / GESTION DE PLACEMENTS SCHRODER ( AMERIQUE DU NORD)


SCHWABEN CAPITAL GROUP LIMITED Portfolio Manager>29510

SCHWABEN CAPITAL GROUP LIMITED Exempt Market Dealer>29510

SCIVEST CAPITAL MANAGEMENT INC. Portfolio Manager>16400

SCIVEST CAPITAL MANAGEMENT INC. Exempt Market Dealer>16400

SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. Futures Commission Merchant>3460

SCOTIA CAPITAL INC. / SCOTIA CAPITAUX INC. Investment Dealer>3460

SCOTIA MANAGED COMPANIES ADMINISTRATION INC. Investment Fund Manager>35620

SCOTIA SECURITIES INC./PLACEMENTS SCOTIA INC. Mutual Fund Dealer>30020

SEAMARK ASSET MANAGEMENT LTD. Portfolio Manager>44880

69



SEAMARK ASSET MANAGEMENT LTD. Exempt Market Dealer>44880

SEAMARK ASSET MANAGEMENT LTD. Investment Fund Manager>44880

SECURITY FINANCIAL SERVICES & INVESTMENT CORP. Mutual Fund Dealer>3250

SECUTOR CAPITAL MANAGEMENT CORPORATION Investment Fund Manager>12930

SECUTOR CAPITAL MANAGEMENT CORPORATION Investment Dealer>12930

SEI INVESTMENTS CANADA COMPANY / SOCIETE DE PLACEMENTS SEI CANADA








SERVICES CONSEILS OPTIMISTA INC. / OPTIMISTA CONSULTING SERVICES INC.


SERVICES EN PLACEMENTS PEAK INC. Mutual Fund Dealer>27990

SERVICES FINANCIERS QUINTAL & CO. INC. / QUINTAL & CO. FINANCIAL SERVICES INC.


SETTER CAPITAL INC. Exempt Market Dealer>26730

SEVEN HILLS CAPITAL CORP. Portfolio Manager>50050

SEYMOUR INVESTMENT MANAGEMENT LTD. Investment Fund Manager>31390

SEYMOUR INVESTMENT MANAGEMENT LTD. Portfolio Manager>31390

SEYMOUR INVESTMENT MANAGEMENT LTD. Exempt Market Dealer>31390

SHAH FINANCIAL PLANNING INC. Mutual Fund Dealer>8940

SHARIAPORTFOLIO CANADA, INC. Exempt Market Dealer>64970

SHARIAPORTFOLIO CANADA, INC. Portfolio Manager>64970

SHARNO CAPITAL CORPORATION Exempt Market Dealer>65040

SHARNO CAPITAL CORPORATION Portfolio Manager>65040

SHARP ASSET MANAGEMENT INC. Portfolio Manager>5870

SHAUNESSY INVESTMENT COUNSEL INC. Portfolio Manager>12210

SHERBROOKE STREET CAPITAL (SSC) INC. / CAPITAL SHERBROOKE STREET (SSC) INC.


SHORCAN BROKERS LIMITED Exempt Market Dealer>3470

SHORELINE WEST ASSET MANAGEMENT INC. Portfolio Manager>27780

SHORELINE WEST ASSET MANAGEMENT INC. Investment Fund Manager>27780

SHORELINE WEST ASSET MANAGEMENT INC. Exempt Market Dealer>27780

SIA WEALTH MANAGEMENT INC. Investment Fund Manager>48340

SIA WEALTH MANAGEMENT INC. Portfolio Manager>48340

SIA WEALTH MANAGEMENT INC. Exempt Market Dealer>48340

SIGHTLINE WEALTH MANAGEMENT LP Investment Dealer>59260

70



SIGMA ANALYSIS & MANAGEMENT LTD. Exempt Market Dealer>10390

SIGMA ANALYSIS & MANAGEMENT LTD. Commodity Trading Manager>10390

SIGMA ANALYSIS & MANAGEMENT LTD. Commodity Trading Counsel>10390

SIGMA ANALYSIS & MANAGEMENT LTD. Portfolio Manager>10390

SIGMA ANALYSIS & MANAGEMENT LTD. Investment Fund Manager>10390

SILVER HEIGHTS CAPITAL MANAGEMENT INC. Portfolio Manager>24050

SILVER HEIGHTS CAPITAL MANAGEMENT INC. Exempt Market Dealer>24050

SILVER MAPLE VENTURES INC. Exempt Market Dealer>46480

SILVERCREEK MANAGEMENT INC. Investment Fund Manager>9890

SILVERCREEK MANAGEMENT INC. Portfolio Manager>9890

SILVERCREEK MANAGEMENT INC. Exempt Market Dealer>9890

SINCLAIR-COCKBURN FINANCIAL SERVICES INC. Exempt Market Dealer>7470

SIONNA INVESTMENT MANAGERS INC./GESTIONNAIRES DE PLACEMENTS SIONNA INC.






SKYLINE WEALTH MANAGEMENT INC. Exempt Market Dealer>33440

SKYON FINANCIAL CORP. Portfolio Manager>56120

SLABE INC. Portfolio Manager>7040

SLATE SECURITIES L.P. Investment Fund Manager>61270

SLATE SECURITIES L.P. Portfolio Manager>61270

SLATE SECURITIES L.P. Exempt Market Dealer>61270

SLATER ASSET MANAGEMENT INC. Portfolio Manager>29970

SLGI ASSET MANAGEMENT INC. / GESTION D'ACTIFS PMSL INC. Mutual Fund Dealer>27680

SLGI ASSET MANAGEMENT INC. / GESTION D'ACTIFS PMSL INC. Commodity Trading Manager>27680

SLGI ASSET MANAGEMENT INC. / GESTION D'ACTIFS PMSL INC. Investment Fund Manager>27680

SLGI ASSET MANAGEMENT INC. / GESTION D'ACTIFS PMSL INC. Portfolio Manager>27680

SMART MONEY CAPITAL MANAGEMENT INC. Portfolio Manager>46920

SMARTBE WEALTH INC. Investment Fund Manager>61700

SMARTBE WEALTH INC. Portfolio Manager>61700

SMARTBE WEALTH INC. Exempt Market Dealer>61700

SMBC NIKKO SECURITIES CANADA, LTD. Investment Dealer>63310

SNOWLINE CAPITAL MANAGEMENT INC. Investment Fund Manager>54010

SNOWLINE CAPITAL MANAGEMENT INC. Portfolio Manager>54010

SNOWLINE CAPITAL MANAGEMENT INC. Exempt Market Dealer>54010

71



SOCIETE DE GESTION D'INVESTISSEMENT HEWARD INC./ HEWARD INVESTMENT MANAGEMENT INC.


SOCIETE DE GESTION PRIVEE DES FONDS FMOQ INC Exempt Market Dealer>26160

SOCIETE GENERALE CAPITAL CANADA INC. Futures Commission Merchant>27130

SOCIETE GENERALE CAPITAL CANADA INC. Investment Dealer>27130

SOLIUM FINANCIAL INC. Investment Dealer>39130

SOMERSET CAPITAL MANAGEMENT LLP Portfolio Manager>27720

SONA WEALTH COUNSEL INC. Portfolio Manager>61600

SOUTTERHAM INVESTMENTS LIMITED Investment Fund Manager>11480

SOUTTERHAM INVESTMENTS LIMITED Portfolio Manager>11480

SOUTTERHAM INVESTMENTS LIMITED Exempt Market Dealer>11480

SPARTAN FUND MANAGEMENT INC. Investment Fund Manager>20500

SPARTAN FUND MANAGEMENT INC. Commodity Trading Manager>20500

SPARTAN FUND MANAGEMENT INC. Portfolio Manager>20500

SPARTAN FUND MANAGEMENT INC. Exempt Market Dealer>20500

SPOTLIGHT CAPITAL CORP. Exempt Market Dealer>11380

SPROTT ASSET MANAGEMENT LP Commodity Trading Manager>28740

SPROTT ASSET MANAGEMENT LP Investment Fund Manager>28740

SPROTT ASSET MANAGEMENT LP Portfolio Manager>28740

SPROTT ASSET MANAGEMENT LP Exempt Market Dealer>28740

SPROTT CAPITAL PARTNERS LP Investment Dealer>29070

SPRUCEGROVE INVESTMENT MANAGEMENT LTD. / GESTION DE PLACEMENTS SPRUCEGROVE


SPRUCEGROVE INVESTMENT MANAGEMENT LTD. / GESTION DE PLACEMENTS SPRUCEGROVE


SPRUCEVIEW CAPITAL PARTNERS LLC. Portfolio Manager>48510

SPRUCEVIEW CAPITAL PARTNERS LLC. Exempt Market Dealer>48510

SPRUNG INVESTMENT MANAGEMENT INC. Portfolio Manager>21900

ST GLOBAL ASSET MANAGEMENT INC. Commodity Trading Manager>64390

ST GLOBAL ASSET MANAGEMENT INC. Portfolio Manager>64390

ST&T CAPITAL MANAGEMENT LTD. Investment Fund Manager>62730

ST&T CAPITAL MANAGEMENT LTD. Portfolio Manager>62730

ST&T CAPITAL MANAGEMENT LTD. Exempt Market Dealer>62730

STABLEVIEW ASSET MANAGEMENT INC. Exempt Market Dealer>44420

STABLEVIEW ASSET MANAGEMENT INC. Investment Fund Manager>44420

STABLEVIEW ASSET MANAGEMENT INC. Portfolio Manager>44420

STACEY MUIRHEAD CAPITAL MANAGEMENT LTD. Investment Fund Manager>6880

STACEY MUIRHEAD CAPITAL MANAGEMENT LTD. Portfolio Manager>6880

72



STACEY MUIRHEAD CAPITAL MANAGEMENT LTD. Exempt Market Dealer>6880

STANTON ASSET MANAGEMENT INC./GESTION D'ACTIFS STANTON INC.








STARBRIDGE CAPITAL LTD. Portfolio Manager>41500

STARBRIDGE CAPITAL LTD. Exempt Market Dealer>41500

STARLIGHT INVESTMENTS CAPITAL LP Investment Fund Manager>61980

STARLIGHT INVESTMENTS CAPITAL LP Portfolio Manager>61980

STARLIGHT INVESTMENTS CAPITAL LP Exempt Market Dealer>61980

STARVINE CAPITAL CORPORATION Portfolio Manager>50120

STATE STREET GLOBAL MARKETS CANADA INC. / MARCHES MONDIAUX STATE STREET CANADA INC.


STEADYHAND INVESTMENT FUNDS INC. Mutual Fund Dealer>24160

STEADYHAND INVESTMENT MANAGEMENT LTD. Investment Fund Manager>23820

STEADYHAND INVESTMENT MANAGEMENT LTD. Portfolio Manager>23820

STEEPE & CO. LTD. Investment Fund Manager>25760

STEEPE & CO. LTD. Exempt Market Dealer>25760

STEPHENAVENUE SECURITIES INC. Investment Dealer>8080

STERLING MUTUALS INC. Exempt Market Dealer>5910

STERLING MUTUALS INC. Mutual Fund Dealer>5910

STIFEL NICOLAUS CANADA INC. Investment Dealer>3370

STODGELL INVESTMENT MANAGEMENT LIMITED Portfolio Manager>7840

STONE ASSET MANAGEMENT LIMITED Restricted Dealer>9330

STONE ASSET MANAGEMENT LIMITED Investment Fund Manager>9330

STONE ASSET MANAGEMENT LIMITED Portfolio Manager>9330

STONEBRIDGE FINANCIAL CORPORATION/CORPORATION FINANCIERE STONEBRIDGE






STONEBROOKE ASSET MANAGEMENT LTD. Portfolio Manager>22370

STONECASTLE INVESTMENT MANAGEMENT INC. Investment Fund Manager>26340

STONECASTLE INVESTMENT MANAGEMENT INC. Exempt Market Dealer>26340

STONECASTLE INVESTMENT MANAGEMENT INC. Portfolio Manager>26340

73



STONEHOUSE CAPITAL MANAGEMENT INC. Portfolio Manager>10030

STORMCROW CAPITAL LIMITED Exempt Market Dealer>50240

STORNOWAY PORTFOLIO MANAGEMENT INC. Investment Fund Manager>18410

STORNOWAY PORTFOLIO MANAGEMENT INC. Portfolio Manager>18410

STORNOWAY PORTFOLIO MANAGEMENT INC. Exempt Market Dealer>18410

STRAND SECURITIES CORPORATION Exempt Market Dealer>3320

STRATEGIC GLOBAL ADVISORS, LLC Portfolio Manager>50880

STRATHBRIDGE ASSET MANAGEMENT INC./ GESTION D'ACTIFS STRATHBRIDGE INC.








STYLUS ASSET MANAGEMENT INC. Investment Fund Manager>680

STYLUS ASSET MANAGEMENT INC. Portfolio Manager>680

STYLUS ASSET MANAGEMENT INC. Exempt Market Dealer>680

SUCCESSFUL INVESTOR WEALTH MANAGEMENT INC. Investment Fund Manager>6350

SUCCESSFUL INVESTOR WEALTH MANAGEMENT INC. Portfolio Manager>6350

SUCCESSFUL INVESTOR WEALTH MANAGEMENT INC. Exempt Market Dealer>6350

SUMMERHILL CAPITAL MANAGEMENT INC. Portfolio Manager>16980

SUMMERWOOD CAPITAL CORP. Investment Fund Manager>23700

SUMMERWOOD CAPITAL CORP. Portfolio Manager>23700

SUMMERWOOD CAPITAL CORP. Commodity Trading Manager>23700

SUMMERWOOD CAPITAL CORP. Commodity Trading Counsel>23700

SUMMERWOOD CAPITAL CORP. Exempt Market Dealer>23700

SUN LIFE CAPITAL MANAGEMENT (CANADA) INC./GESTION DE CAPITAL SUN LIFE (CANADA) INC.








SUN LIFE FINANCIAL INVESTMENT SERVICES (CANADA) INC./PLACEMENTS FINANCIERE SUN LIFE (CANADA) INC.


SUSTAINABLE GROWTH ADVISERS, LP Portfolio Manager>33300

SVX Exempt Market Dealer>45060

SYGNET CAPITAL INC. Portfolio Manager>64100

74



SYMETRYX CAPITAL MANAGEMENT INC. Investment Fund Manager>59700

SYMETRYX CAPITAL MANAGEMENT INC. Portfolio Manager>59700

SYMETRYX CAPITAL MANAGEMENT INC. Exempt Market Dealer>59700

75



T. ROWE PRICE (CANADA), INC. Investment Fund Manager>4570

T. ROWE PRICE (CANADA), INC. Exempt Market Dealer>4570

T. ROWE PRICE (CANADA), INC. Portfolio Manager>4570

T.I.P. WEALTH MANAGER INC. Investment Fund Manager>23710

T.I.P. WEALTH MANAGER INC. Portfolio Manager>23710

T.I.P. WEALTH MANAGER INC. Exempt Market Dealer>23710

TACITA CAPITAL INC. Investment Fund Manager>23760

TACITA CAPITAL INC. Exempt Market Dealer>23760

TACITA CAPITAL INC. Portfolio Manager>23760

TACTEX GESTION D'ACTIFS INC. / TACTEX ASSET MANAGEMENT INC.






TAILWIND CAPITAL INC. Investment Fund Manager>16930

TAILWIND CAPITAL INC. Portfolio Manager>16930

TAILWIND CAPITAL INC. Exempt Market Dealer>16930

TANCOOK INVESTMENT MANAGEMENT LIMITED Exempt Market Dealer>52950

TANCOOK INVESTMENT MANAGEMENT LIMITED Investment Fund Manager>52950

TANCOOK INVESTMENT MANAGEMENT LIMITED Portfolio Manager>52950

TANGERINE INVESTMENT FUNDS LIMITED/FONDS D'INVESTISSEMENT TANGERINE LIMITEE


TANGERINE INVESTMENT MANAGEMENT INC./GESTION D'INVESTISSEMENTS TANGERINE INC.


TANGERINE INVESTMENT MANAGEMENT INC./GESTION D'INVESTISSEMENTS TANGERINE INC.


TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. Investment Fund Manager>5850

TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. Commodity Trading Manager>5850

TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. Portfolio Manager>5850

TD ASSET MANAGEMENT INC. / GESTION DE PLACEMENTS TD INC. Exempt Market Dealer>5850

TD INVESTMENT SERVICES INC. / SERVICES D'INVESTISSEMENT TD INC.


TD SECURITIES INC. / VALEURS MOBILIERES TD INC. Futures Commission Merchant>5860

TD SECURITIES INC. / VALEURS MOBILIERES TD INC. Investment Dealer>5860

TD WATERHOUSE CANADA INC. Investment Dealer>8950

TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC.


TD WATERHOUSE PRIVATE INVESTMENT COUNSEL INC. / GESTION PRIVEE TD WATERHOUSE INC.


76



TEAMMAX INVESTMENT CORP. Mutual Fund Dealer>9640

TEMPERED INVESTMENT MANAGEMENT LTD. Investment Fund Manager>32780

TEMPERED INVESTMENT MANAGEMENT LTD. Exempt Market Dealer>32780

TEMPERED INVESTMENT MANAGEMENT LTD. Portfolio Manager>32780

TENSQUARED INVESTMENTS INC. / INVESTISSEMENTS DIXCARRE INC.


TERA CAPITAL CORPORATION Investment Fund Manager>6660

TERA CAPITAL CORPORATION Portfolio Manager>6660

TERA CAPITAL CORPORATION Exempt Market Dealer>6660

TERRA COTTA INVESTMENT COUNSEL INC. Portfolio Manager>56020

TERRA COTTA INVESTMENT COUNSEL INC. Exempt Market Dealer>56020

TERRA FUND MANAGEMENT LTD. Investment Fund Manager>34160

TFP INVESTMENT COUNSEL CORP. Portfolio Manager>16940

THE CATALYST CAPITAL GROUP INC. Portfolio Manager>25600

THE MURRAY WEALTH GROUP INC. Exempt Market Dealer>50380

THE MURRAY WEALTH GROUP INC. Investment Fund Manager>50380

THE MURRAY WEALTH GROUP INC. Portfolio Manager>50380

THE PALLAS ATHENA CORPORATION / CORPORATION PALLAS ATHENA


THIRD EYE CAPITAL MANAGEMENT INC. Investment Fund Manager>31410

THIRD EYE CAPITAL MANAGEMENT INC. Exempt Market Dealer>31410

THIRD EYE CAPITAL MANAGEMENT INC. Portfolio Manager>31410

THORNMARK ASSET MANAGEMENT INC. / GESTION D'ACTIFS THORNMARK






TIDEFALL CAPITAL MANAGEMENT INC. Investment Fund Manager>65100

TIDEFALL CAPITAL MANAGEMENT INC. Portfolio Manager>65100

TIDEFALL CAPITAL MANAGEMENT INC. Exempt Market Dealer>65100

TIMBERCREEK INVESTMENT MANAGEMENT INC. Investment Fund Manager>28370

TIMBERCREEK INVESTMENT MANAGEMENT INC. Portfolio Manager>28370

TIMBERCREEK INVESTMENT MANAGEMENT INC. Exempt Market Dealer>28370

TIMELO INVESTMENT MANAGEMENT INC. Exempt Market Dealer>37210

TIMELO INVESTMENT MANAGEMENT INC. Investment Fund Manager>37210

TIMELO INVESTMENT MANAGEMENT INC. Portfolio Manager>37210

TK DALE WEALTH MANAGEMENT INC. Portfolio Manager>62960

TOBAM S.A.S. Restricted Portfolio Manager>39190

77



TOKENGX INC. Exempt Market Dealer>63780

TONUS CAPITAL INC. Investment Fund Manager>25670

TONUS CAPITAL INC. Exempt Market Dealer>25670

TONUS CAPITAL INC. Portfolio Manager>25670

TOPLEFT SECURITIES LTD. Exempt Market Dealer>26700

TORONTO TRUST MANAGEMENT LTD. Investment Fund Manager>33690

TOWER ASSET MANAGEMENT INC. Portfolio Manager>17030

TRADELOGIQ MARKETS INC. Investment Dealer>28310

TRADEX MANAGEMENT INC. / GESTION TRADEX INC. Investment Fund Manager>3670

TRADEX MANAGEMENT INC. / GESTION TRADEX INC. Mutual Fund Dealer>3670

TRALUCENT ASSET MANAGEMENT INC. Portfolio Manager>27890

TRALUCENT ASSET MANAGEMENT INC. Exempt Market Dealer>27890

TRALUCENT ASSET MANAGEMENT INC. Investment Fund Manager>27890

TRANS-CANADA CAPITAL INC. Exempt Market Dealer>62050

TRANS-CANADA CAPITAL INC. Commodity Trading Manager>62050

TRANS-CANADA CAPITAL INC. Investment Fund Manager>62050

TRANS-CANADA CAPITAL INC. Portfolio Manager>62050

TRANSITION FINANCIAL ADVISORS GROUP, INC. Portfolio Manager>30590

TRAYNOR RIDGE CAPITAL INC. Investment Fund Manager>66660

TRAYNOR RIDGE CAPITAL INC. Portfolio Manager>66660

TRAYNOR RIDGE CAPITAL INC. Exempt Market Dealer>66660

TREEGROVE INVESTMENT MANAGEMENT INC. Portfolio Manager>62300

TREZ CAPITAL FUND MANAGEMENT LIMITED PARTNERSHIP/FOND DE GESTION TREZ CAPITAL SOCIETE EN COMMANDITE


TREZ CAPITAL FUND MANAGEMENT LIMITED PARTNERSHIP/FOND DE GESTION TREZ CAPITAL SOCIETE EN COMMANDITE


TRI VIEW CAPITAL LTD. Exempt Market Dealer>40830

TRIACT CANADA MARKETPLACE LP Investment Dealer>21250

TRIDELTA INVESTMENT COUNSEL INC. Investment Fund Manager>37940

TRIDELTA INVESTMENT COUNSEL INC. Commodity Trading Manager>37940

TRIDELTA INVESTMENT COUNSEL INC. Portfolio Manager>37940

TRIDELTA INVESTMENT COUNSEL INC. Exempt Market Dealer>37940

TRIUMPH ASSET MANAGEMENT INC. Portfolio Manager>18830

TRIUMPH ASSET MANAGEMENT INC. Exempt Market Dealer>18830

TRIUMPH ASSET MANAGEMENT INC. Investment Fund Manager>18830

TUDOR, PICKERING, HOLT & CO. SECURITIES - CANADA, ULC Investment Dealer>57570

TULETT, MATTHEWS & ASSOC. INC. Portfolio Manager>20100

TULLETT PREBON CANADA LIMITED Exempt Market Dealer>20410

78



TURN8 PARTNERS INC. / TURN8 ASSOCIES INC. Portfolio Manager>40490

TURTLE CREEK ASSET MANAGEMENT INC. Investment Fund Manager>15890

TURTLE CREEK ASSET MANAGEMENT INC. Portfolio Manager>15890

TURTLE CREEK ASSET MANAGEMENT INC. Exempt Market Dealer>15890

TUTUILA ASSET MANAGEMENT INC. Investment Fund Manager>34140

TUTUILA ASSET MANAGEMENT INC. Portfolio Manager>34140

TUTUILA ASSET MANAGEMENT INC. Exempt Market Dealer>34140

TWMG INC. Mutual Fund Dealer>41630

TYCHE GLOBAL FINANCIAL INC. Exempt Market Dealer>59670

79



UBS ASSET MANAGEMENT (CANADA) INC. Investment Fund Manager>710

UBS ASSET MANAGEMENT (CANADA) INC. Commodity Trading Manager>710

UBS ASSET MANAGEMENT (CANADA) INC. Portfolio Manager>710

UBS ASSET MANAGEMENT (CANADA) INC. Exempt Market Dealer>710

UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.


UBS INVESTMENT MANAGEMENT CANADA INC. / GESTION DES PLACEMENTS UBS CANADA INC.


UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC.


ULLMAN WEALTH MANAGEMENT INC. Portfolio Manager>57720

ULLMAN WEALTH MANAGEMENT INC. Exempt Market Dealer>57720

ULLMAN WEALTH MANAGEMENT INC. Investment Fund Manager>57720

UMC FINANCIAL MANAGEMENT INC. Restricted Portfolio Manager>32690

UMC FINANCIAL MANAGEMENT INC. Exempt Market Dealer>32690

UNBIASED PORTFOLIO MANAGEMENT INC. Portfolio Manager>14150

UNIGESTION ASSET MANAGEMENT (CANADA) INC./GESTION DE PLACEMENTS UNIGESTION (CANADA) INC.






UNIVERSITY OF TORONTO ASSET MANAGEMENT CORPORATION Portfolio Manager>16840

80



VALEURS MOBILIERES BANQUE LAURENTIENNE INC. / LAURENTIAN BANK SECURITIES INC.


VALUE PARTNERS INVESTMENTS INC. Exempt Market Dealer>34590

VALUE PARTNERS INVESTMENTS INC. Portfolio Manager>34590

VALUE PARTNERS INVESTMENTS INC. Investment Fund Manager>34590

VALUE-CONTRARIAN ASSET MANAGEMENT INC. / VALUE-CONTRARIAN, CONSEILLERS EN PLACEMENTS


VALUE-CONTRARIAN ASSET MANAGEMENT INC. / VALUE-CONTRARIAN, CONSEILLERS EN PLACEMENTS


VALUE-SCIENCES INC. Portfolio Manager>4100

VALUETREND WEALTH MANAGEMENT INC. Portfolio Manager>59450

VAN BERKOM AND ASSOCIATES INC. Portfolio Manager>3800

VAN DEN BERG MANAGEMENT I, INC Portfolio Manager>57920

VANCITY INVESTMENT MANAGEMENT LIMITED / GESTION D'INVESTISSEMENTS VANCITY






VANGUARD INVESTMENTS CANADA INC. Exempt Market Dealer>37720

VANGUARD INVESTMENTS CANADA INC. Commodity Trading Manager>37720

VANGUARD INVESTMENTS CANADA INC. Investment Fund Manager>37720

VANGUARD INVESTMENTS CANADA INC. Portfolio Manager>37720

VANTAGE ASSET MANAGEMENT INC. / GESTION D'ACTIFS VANTAGE






VAULT EXEMPT MARKET SERVICES INC. Exempt Market Dealer>55860

VECTORGLOBAL INVESTMENT ADVISORY GROUP CANADA ULC Portfolio Manager>62700

VELOCITY TRADE CAPITAL LTD. Futures Commission Merchant>21850

VELOCITY TRADE CAPITAL LTD. Investment Dealer>21850

VENABLE PARK INVESTMENT COUNSEL INC. Portfolio Manager>21780

VENATOR CAPITAL MANAGEMENT LTD. Investment Fund Manager>22250

VENATOR CAPITAL MANAGEMENT LTD. Portfolio Manager>22250

VENATOR CAPITAL MANAGEMENT LTD. Exempt Market Dealer>22250

VERITAS ASSET MANAGEMENT INC. Investment Fund Manager>56200

VERITAS ASSET MANAGEMENT INC. Portfolio Manager>56200

VERITAS ASSET MANAGEMENT INC. Exempt Market Dealer>56200

81



VERITION ADVISORS (CANADA) ULC Portfolio Manager>32880

VERITY INVESTMENT COUNSEL INC. Portfolio Manager>14680

VERTEX ONE ASSET MANAGEMENT INC. Investment Fund Manager>14520

VERTEX ONE ASSET MANAGEMENT INC. Portfolio Manager>14520

VERTEX ONE ASSET MANAGEMENT INC. Exempt Market Dealer>14520

VERUS ADVISORY, INC. Commodity Trading Manager>47000

VERUS ADVISORY, INC. Portfolio Manager>47000

VESTA WEALTH PARTNERS LTD. Portfolio Manager>50360

VESTA WEALTH PARTNERS LTD. Investment Fund Manager>50360

VESTA WEALTH PARTNERS LTD. Exempt Market Dealer>50360

VESTCAP INVESTMENT MANAGEMENT INC. Portfolio Manager>3770

VIEWPOINT INVESTMENT PARTNERS CORPORATION Investment Fund Manager>56350

VIEWPOINT INVESTMENT PARTNERS CORPORATION Portfolio Manager>56350

VIEWPOINT INVESTMENT PARTNERS CORPORATION Exempt Market Dealer>56350

VIKING CAPITAL CORP. Investment Fund Manager>10730

VIKING CAPITAL CORP. Portfolio Manager>10730

VIKING CAPITAL CORP. Exempt Market Dealer>10730

VIRTU FINANCIAL CANADA ULC Investment Dealer>57340

VIRTU ITG CANADA CORP. Futures Commission Merchant>9780

VIRTU ITG CANADA CORP. Investment Dealer>9780

VIRTUS CAPITAL MANAGEMENT INC. Exempt Market Dealer>46930

VISION CAPITAL CORPORATION Investment Fund Manager>13070

VISION CAPITAL CORPORATION Portfolio Manager>13070

VISION CAPITAL CORPORATION Exempt Market Dealer>13070

VISION WEALTH MANAGEMENT LTD Investment Fund Manager>30410

VISION WEALTH MANAGEMENT LTD Portfolio Manager>30410

VIVID CAPITAL MANAGEMENT INC. Investment Fund Manager>52650

VIVID CAPITAL MANAGEMENT INC. Portfolio Manager>52650

VIVID CAPITAL MANAGEMENT INC. Exempt Market Dealer>52650

VL ADVISORS INC. Investment Fund Manager>22210

VL ADVISORS INC. Portfolio Manager>22210

VULCAN ASSET MANAGEMENT CORPORATION Portfolio Manager>47400

VWK CAPITAL MANAGEMENT INC. Investment Fund Manager>28170

VWK CAPITAL MANAGEMENT INC. Portfolio Manager>28170

VWK CAPITAL MANAGEMENT INC. Exempt Market Dealer>28170

82



W.A. ROBINSON ASSET MANAGEMENT LTD. Investment Fund Manager>12660

W.A. ROBINSON ASSET MANAGEMENT LTD. Portfolio Manager>12660

W.A. ROBINSON ASSET MANAGEMENT LTD. Exempt Market Dealer>12660

W.D. LATIMER CO. LIMITED Investment Dealer>1950

WALTER SCOTT & PARTNERS LIMITED Exempt Market Dealer>4110

WARATAH CAPITAL ADVISORS LTD. Investment Fund Manager>32060

WARATAH CAPITAL ADVISORS LTD. Portfolio Manager>32060

WARATAH CAPITAL ADVISORS LTD. Exempt Market Dealer>32060

WATSON DI PRIMIO STEEL (WDS) INVESTMENT MANAGEMENT LTD.


WATT CARMICHAEL INC. Investment Dealer>3870

WATT CARMICHAEL PRIVATE COUNSEL INC. Portfolio Manager>27470

WAVEFRONT GLOBAL ASSET MANAGEMENT CORP. Investment Fund Manager>15860

WAVEFRONT GLOBAL ASSET MANAGEMENT CORP. Portfolio Manager>15860

WAVEFRONT GLOBAL ASSET MANAGEMENT CORP. Commodity Trading Manager>15860

WAVEFRONT GLOBAL ASSET MANAGEMENT CORP. Exempt Market Dealer>15860

WAVERLEY CORPORATE FINANCIAL SERVICES LTD. Exempt Market Dealer>40620

WAYPOINT INVESTMENT PARTNERS INC. Investment Fund Manager>52860

WAYPOINT INVESTMENT PARTNERS INC. Portfolio Manager>52860

WAYPOINT INVESTMENT PARTNERS INC. Exempt Market Dealer>52860

WD CAPITAL MARKETS INC. Exempt Market Dealer>27070

WEALHOUSE CAPITAL LIMITED PARTNERSHIP / GESTION DE CAPITAL WEALHOUSE






WEALTH CREATION PRESERVATION & DONATION INC. Exempt Market Dealer>23920

WEALTHBAR FINANCIAL SERVICES INC./SERVICES FINANCIERS WEALTHBAR


WEALTHBRIDGE INVESTMENT COUNSEL INC. Portfolio Manager>35340

WEALTHCO ASSET MANAGEMENT INC. Investment Fund Manager>34530

WEALTHCO ASSET MANAGEMENT INC. Portfolio Manager>34530

WEALTHCO ASSET MANAGEMENT INC. Exempt Market Dealer>34530

WEALTHFORCE INC. Mutual Fund Dealer>63040

WEALTHSIMPLE ADVISOR SERVICES INC. Mutual Fund Dealer>61510

WEALTHSIMPLE DIGITAL ASSETS INC. Restricted Dealer>69330

WEALTHSIMPLE INC. Portfolio Manager>47940

WELLINGTON MANAGEMENT CANADA ULC Commodity Trading Manager>61790

83



WELLINGTON MANAGEMENT CANADA ULC Portfolio Manager>61790

WELLINGTON MANAGEMENT CANADA ULC Exempt Market Dealer>61790

WELLINGTON SQUARE ADVISORS INC. Portfolio Manager>66460

WELLINGTON SQUARE CAPITAL PARTNERS INC. Portfolio Manager>66450

WELLINGTON-ALTUS PRIVATE COUNSEL INC. Investment Fund Manager>30290

WELLINGTON-ALTUS PRIVATE COUNSEL INC. Portfolio Manager>30290

WELLINGTON-ALTUS PRIVATE WEALTH INC. Investment Dealer>5960

WELLS FARGO SECURITIES CANADA, LTD./VALEURS MOBILIERES WELLS FARGO CANADA, LTEE


WEST FACE CAPITAL INC. Portfolio Manager>21620

WEST FACE CAPITAL INC. Exempt Market Dealer>21620

WEST FACE CAPITAL INC. Investment Fund Manager>21620

WEST HARBOUR CAPITAL Exempt Market Dealer>55190

WESTBORO MANAGEMENT LTD. Exempt Market Dealer>29160

WESTCOURT CAPITAL CORPORATION Portfolio Manager>31310

WESTCOURT CAPITAL CORPORATION Exempt Market Dealer>31310

WESTFIELD PARTNERS LTD. Exempt Market Dealer>66030

WESTWOOD INTERNATIONAL ADVISORS INC. Investment Fund Manager>40450

WESTWOOD INTERNATIONAL ADVISORS INC. Portfolio Manager>40450

WESTWOOD INTERNATIONAL ADVISORS INC. Exempt Market Dealer>40450

WFG SECURITIES INC. Mutual Fund Dealer>7020

WHITE CRANE CAPITAL CORP. Investment Fund Manager>59580

WHITE CRANE CAPITAL CORP. Exempt Market Dealer>59580

WHITEHAVEN ASSET MANAGEMENT INC./GESTION D'ACTIFS WHITEHAVEN INC.


WHITEHAVEN ASSET MANAGEMENT INC./GESTION D'ACTIFS WHITEHAVEN INC.


WHITEHAVEN SECURITIES INC. / VALEURS MOBILIERES WHITEHAVEN INC.


WHITEHORSE LIQUIDITY PARTNERS INC. Exempt Market Dealer>55680

WHITEHORSE LIQUIDITY PARTNERS INC. Portfolio Manager>55680

WICKHAM INVESTMENT COUNSEL INC. Portfolio Manager>9850

WILLOUGHBY ASSET MANAGEMENT INC. Investment Fund Manager>50440

WINDCROFT FINANCIAL COUNSEL LIMITED Portfolio Manager>3830

WINDERMERE CAPITAL (CANADA) INC. Portfolio Manager>24490

WINDERMERE CAPITAL (CANADA) INC. Exempt Market Dealer>24490

WINDSTAR EQUITIES LTD. Exempt Market Dealer>3930

WINGATE INVESTMENT MANAGEMENT LTD Investment Fund Manager>10240

WINGATE INVESTMENT MANAGEMENT LTD Portfolio Manager>10240

84



WINGATE INVESTMENT MANAGEMENT LTD Exempt Market Dealer>10240

WISE CAPITAL MANAGEMENT INC. Investment Fund Manager>10610

WISE CAPITAL MANAGEMENT INC. Portfolio Manager>10610

WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LP Portfolio Manager>29340

WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC.


WORLDSOURCE FINANCIAL MANAGEMENT INC./GESTION FINANCIERE WORLDSOURCE INC.


WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC.


WORLDSOURCE SECURITIES INC./ VALEURS MOBILIERES WORLDSOURCE INC.


WUTHERICH & COMPANY INVESTMENT COUNSEL INC./ CONSEILLERS EN VALEURS WUTHERICH & COMPAGNIE INC.


85



XFO PRIVATE ASSET SOLUTIONS LP Investment Fund Manager>66600

XFO PRIVATE ASSET SOLUTIONS LP Portfolio Manager>66600

XFO PRIVATE ASSET SOLUTIONS LP Exempt Market Dealer>66600

XIB ASSET MANAGEMENT INC. Investment Fund Manager>56050

XIB ASSET MANAGEMENT INC. Portfolio Manager>56050

XIB ASSET MANAGEMENT INC. Exempt Market Dealer>56050

86



Y.I.S. FINANCIAL INC. Mutual Fund Dealer>4190

YORKVILLE ASSET MANAGEMENT INC. Investment Fund Manager>33110

YORKVILLE ASSET MANAGEMENT INC. Portfolio Manager>33110

YORKVILLE ASSET MANAGEMENT INC. Exempt Market Dealer>33110

YOUFIRST FINANCIAL INC. Portfolio Manager>26590

YTM CAPITAL ASSET MANAGEMENT LTD. Investment Fund Manager>35870

YTM CAPITAL ASSET MANAGEMENT LTD. Portfolio Manager>35870

YTM CAPITAL ASSET MANAGEMENT LTD. Exempt Market Dealer>35870

87



ZED FINANCIAL PARTNERS Exempt Market Dealer>12560

ZELOS CAPITAL LTD. Investment Fund Manager>56580

ZELOS CAPITAL LTD. Portfolio Manager>56580

ZELOS CAPITAL LTD. Exempt Market Dealer>56580

ZLC WEALTH INC. Exempt Market Dealer>14620

ZLC WEALTH INC. Portfolio Manager>14620

88

Documents

List of Ontario Registrants as of May 16, 2020 · ALLIANZ GLOBAL INVESTORS U.S. LLC / ALLIANZ INVESTISSEURS MONDIAUX E.-U. 9820 > Exempt Market Dealer ALLIED CAPITAL CORPORATION 4390