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EUROPEAN COMMISSION Directorate-General for European Civil Protection and Humanitarian Aid Operations (ECHO) ECHO.B - Europe, Eastern Neighbourhood and Middle East B.1 - Policy Development and Regional Strategy I GRANT APPLICATION FORMS 2018 CALL FOR PROPOSALS Pilot project - Ensuring effective delivery of aid to victims of sexual and gender-based violence in humanitarian settings FORMS A and T NOTE: Financial Forms are in a separate file.

LIFE-Nature 2005 Application Forms, Sections A-C€¦  · Web viewAPPLICATION. FORMS. 201. 8. CALL FOR PROPOSALS . Pilot project - Ensuring effective delivery of aid to victims of

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LIFE-Nature 2005 Application Forms, Sections A-C

EUROPEAN COMMISSION

Directorate-General for European Civil Protection and Humanitarian Aid Operations (ECHO)

ECHO.B - Europe, Eastern Neighbourhood and Middle East

B.1 - Policy Development and Regional Strategy I

GRANT

APPLICATION FORMS

2018 CALL FOR PROPOSALS

Pilot project - Ensuring effective delivery of aid to victims of sexual and gender-based violence in humanitarian settings

FORMS A and T

NOTE:

Financial Forms are in a separate file.

In a multi-beneficiary grant, it is the responsibility of the Coordinator to collect and submit all the applicable forms on behalf of each beneficiary.

FORMS A:

Summary and Administrative Information

Form A0

EUROPEAN COMMISSION

Directorate-General for European Civil Protection and Humanitarian Aid Operations (ECHO)

ECHO.B - Europe, Eastern Neighbourhood and Middle East

B.1 - Policy Development and Regional Strategy I

Brussels,

DG ECHO, Unit B1

Name of Coordinator:

Contact person:

Postal Address:

Mobile number:

E-mail:

ACKNOWLEDGEMENT OF RECEIPT

Title of the project: ........

Correspondence No. of the project[footnoteRef:2] [2: To be completed by the Commission]

Sir, Madam,

I acknowledge receipt of your proposal for which I thank you.

Your proposal will be examined by our services, with respect to its eligibility. Those proposals declared eligible will then undergo an evaluation procedure by the Commission.

I will let you know the final decision, as soon as it has been taken.

Yours faithfully,

Form A1- required for mono-beneficiary and multi-beneficiary grants

PROJECT

Project title (max. 60 characters): ………………………………………………………………………………………..............................

Project acronym (max. 25 characters):

………………………………………………………………………………..

The project will be implemented in the following country (ies): …………………………………………………………………………………………………………………

Starting date: ...................... Ending date: .......................... Duration in months : ……….

COORDINATOR and BENEFICIARIES

Name of beneficiary / coordinator (CO): ...........................................................................................

Below information required only in case of multi-beneficiary grant

Name of beneficiary (BE1): …………………………………………………………………………………

Name of beneficiary (BE2): …………………………………………………………………………………

Name of beneficiary (BE3): …………………………………………………………………………………

(Continue as necessary)

CO-FINANCIER

Legal name and country of co-financier (same as in Form A6):

affiliated entity

Legal name of the affiliated entity (same as in Forms A4 or A5) and the beneficiary that it is affiliated to:

(Continue as necessary)

Project Budget and REQuested EC funding

Total project eligible cost: ……………. EUR

EC financial contribution requested: ……………. EUR

Form A2 - required for mono-beneficiary and multi-beneficiary grants (to be completed by the Coordinator and all Beneficiaries)

Comments [in grey italics in square brackets] to be deleted and/or replaced as appropriate by the entity signing the declaration.

Declaration on honour

Ref: action [insert name/reference];

[insert reference to the call for proposals if applicable]

The undersigned [insert the name of the person signing this form], representing:

(only for legal persons) the following entity:

Full official name:

Official legal form:

Statutory registration number:

Full official address:

VAT registration number:

declares that the entity:

· is eligible in accordance with the criteria set out in the specific call for proposals;

· has the required financial and operational capacity as set out in the specific call for proposals[footnoteRef:3]; [3: This does not apply to affiliated entities except if their financial capacity and operational capacity is necessary due to the fact that the beneficiary composed of these affiliated entities does not have the required capacity itself.]

· has not received any other Union funding to carry out the action subject of this grant application and commits to declare immediately to the Commission/ the Agency any other such Union funding it would receive until the end of the action.

If any of the above requirements is not satisfied, please indicate in annex to this declaration which and the name of the concerned entity with a brief explanation.

I – Situations of exclusion concerning the entity(ies)

· declares that the entity is not in one of the following situations. If yes, please indicate in annex to this declaration which situation with a brief explanation.

a) it is bankrupt, subject to insolvency or winding up procedures, its assets are being administered by a liquidator or by a court, it is in an arrangement with creditors, its business activities are suspended or it is in any analogous situation arising from a similar procedure provided for under national legislation or regulations;

b) it has been established by a final judgement or a final administrative decision that it is in breach of its obligations relating to the payment of taxes or social security contributions in accordance with the law of the country in which it is established, with those of the country in which the authorising officer is located or those of the country of the performance of the contract;

c) it has been established by a final judgement or a final administrative decision that it is guilty of grave professional misconduct by having violated applicable laws or regulations or ethical standards of the profession to which the entity belongs, or by having engaged in any wrongful conduct which has an impact on its professional credibity where such conduct denotes wrongful intent or gross negligence, including, in particular, any of the following:

(i) fraudulently or negligently misrepresenting information required for the verification of the absence of grounds for exclusion or the fulfilment of selection criteria or in the performance of a contract, a grant agreement or a grant decision;

(ii) entering into agreement with other persons with the aim of distorting competition;

(iii) violating intellectual property rights;

(iv) attempting to influence the decision-making process of the Commission/ the Agency during the award procedure;

(v) attempting to obtain confidential information that may confer upon it undue advantages in the award procedure;

d) it has been established by a final judgement that it is guilty of the following:

(i) fraud, within the meaning of Article 1 of the Convention on the protection of the European Communities' financial interests, drawn up by the Council Act of 26 July 1995;

(ii) corruption, as defined in Article 3 of the Convention on the fight against corruption involving officials of the European Communities or officials of EU Member States, drawn up by the Council Act of 26 May 1997, and in Article 2(1) of Council Framework Decision 2003/568/JHA, as well as corruption as defined in the legal provisions of the country where the authorising officer is located, the country in which the entity is established or the country of the performance of the contract;

(iii) participation in a criminal organisation, as defined in Article 2 of Council Framework Decision 2008/841/JHA;

(iv) money laundering or terrorist financing, as defined in Article 1 of Directive 2005/60/EC of the European Parliament and of the Council;

(v) terrorist-related offences or offences linked to terrorist activities, as defined in Articles 1 and 3 of Council Framework Decision 2002/475/JHA, respectively, or inciting, aiding, abetting or attempting to commit such offences, as referred to in Article 4 of that Decision;

(vi) child labour or other forms of trafficking in human beings as defined in Article 2 of Directive 2011/36/EU of the European Parliament and of the Council;

e) it has shown significant deficiencies in complying with the main obligations in the performance of a contract, a grant agreement or a grant decision financed by the Union’s budget, which has led to its early termination or to the application of liquidated damages or other contractual penalties, or which has been discovered following checks, audits or investigations by an Authorising Officer, OLAF or the Court of Auditors;

f) it has been established by a final judgment or final administrative decision that it has committed an irregularity within the meaning of Article 1(2) of Council Regulation (EC, Euratom) No 2988/95;

g) for the situations of grave professional misconduct, fraud, corruption, other criminal offences, significant deficiencies in the performance of the contract or irregularity, it is subject to:

i. facts established in the context of audits or investigations carried out by the Court of Auditors, OLAF or internal audit, or any other check, audit or control performed under the responsibility of an authorising officer of an EU institution, of a European office or of an EU agency or body;

ii. non-final administrative decisions which may include disciplinary measures taken by the competent supervisory body responsible for the verification of the application of standards of professional ethics;

iii. decisions of the ECB, the EIB, the European Investment Fund or international organisations;

iv. decisions of the Commission relating to the infringement of the Union's competition rules or of a national competent authority relating to the infringement of Union or national competition law;

v. decisions of exclusion by an authorising officer of an EU institution, of a European office or of an EU agency or body.

II – Situations of exclusion concerning natural persons with power of representation, decision-making or control over the entity(ies)

This section applies only to declarations by legal persons, with the exception of Member States and local authorities

· declares that, for the entity subject to this declaration, (a) natural person(s) who is/are member(s) of the administrative, management or supervisory body(ies) or who has/have powers of representation, decision or control (this covers company directors, members of management or supervisory bodies, and cases where one person holds a majority of shares) is/are not in one of the following situations. If yes, please indicate in annex to this declaration which situation and the name(s) of the concerned person(s) and entity(ies) with a brief explanation.

- situation (c) above (grave professional misconduct)

- situation (d) above (fraud, corruption or other criminal offence)

- situation (e) above (significant deficiencies in performance of a contract)

- situation (f) above (irregularity)

III – Situations of exclusion concerning natural or legal persons assuming unlimited liability for the debts of the entity(ies)

This section applies only to declarations that include an entity for which a natural or legal person assumes unlimited liability for debts

· declares that (a) natural or legal person(s) that assume(s) unlimited liability for the debts of the entity(ies) subject to this declaration is/are not in one of the following situations. If yes, please indicate in annex to this declaration which situation and the name(s) of the concerned person(s) and entity(ies) with a brief explanation .

- situation (a) above (bankruptcy)

- situation (b) above (breach in payment of taxes or social security contributions)

IV – Remedial measures

If for the entity subject to this declaration it has been declared that it is in one of the situations of exclusion listed above, an annex to this declaration must indicate the measures the entity has taken to remedy the exclusion situation, thus demonstrating its reliability. This may include e.g. technical, organisational and personnel measures to prevent further occurrence, compensation of damage or payment of fines. The annex must include relevant documentary evidence which illustrates the remedial measures taken. Remedial measures cannot be proposed for situations referred in point (d).

V – Evidence upon request

The Commission may request the entity subject to this declaration to provide information and the applicable evidence on any person that is member of an administrative, management or supervisory body (persons with powers of representation, decision or control with regard to that entity).

The Commission may request the entity subject to this declaration to provide the applicable evidence concerning the entity itself and / or concerning the natural or legal persons which assume unlimited liability for the debts of the entity.

Evidence may be requested as follows:

For situations described in (a), (c), (d) or (f), production of a recent extract from the judicial record is required or, failing that, an equivalent document recently issued by a judicial or administrative authority in the country of establishment of the entity showing that those requirements are satisfied.

For the situation described in point (a) or (b), production of recent certificates issued by the competent authorities of the State concerned are required. These documents must provide evidence covering all taxes and social security contributions for which the entity is liable, including for example, VAT, income tax (natural persons only), company tax (legal persons only) and social security contributions. Where any document described above is not issued in the country concerned, it may be replaced by a sworn statement made before a judicial authority or notary or, failing that, a solemn statement made before an administrative authority or a qualified professional body in its country of establishment.

If an entity has already submitted such evidence for the purpose of another procedure and provided that the submitted documents are still valid and that the time that has elapsed since the issuing date of the documents does not exceed one year, the entity shall declare on its honour that the documentary evidence has already been provided and confirm that no changes have occurred in its situation.

If selected to be awarded a grant, the entity subject to this declaration accept the terms and conditions laid down in the grant agreement.

The entity subject to this declaration may be subject to rejection from this procedure and to administrative sanctions (exclusion or financial penalty) if any of the declarations or information provided as a condition for participating in this procedure prove to be false.

Full nameDateSignature

Form A3 – required for multi-beneficiary grants only

Partnership statement (to be signed by the Coordinator and all Beneficiaries)

A partnership is a relationship, involving shared responsibilities, between two or more entities for the purpose of implementing an Action funded by the European Union, represented by the European Commission. To ensure that the Action runs smoothly, the Commission thus requires the below outlined good partnership principles to be acknowledged and upheld.

I, [LAST NAME, Name of the signatory of the statement], on behalf of

[Full official name of the entity]

[Official legal form of the entity]

[Full official address of the entity]

[VAT registration number of the entity]

declare to have read and approved the content of the proposal entitled [insert title of the proposal] submitted for funding to the Commission and I undertake to comply with the following principles of good partnership:

1. The coordinator and the beneficiaries have read the Guide for Applicants and the Grant Application Forms and understand the purposes and expected results of the Call for proposals. Furthermore, the coordinator and the beneficiaries understand their role in the Action before the submission of the application to the European Commission. They commit to comply with the relevant eligibility criteria, as defined in the Call for proposals.

2. The coordinator and the beneficiaries have read the applicable Grant Agreement and understand their respective obligations under the Grant Agreement. The beneficiaries authorise the coordinator to sign the Grant Agreement with the Commission on their behalf and to represent them in all dealings with the Commission in the context of the implementation of the Action.

3. The coordinator consults other beneficiaries regularly concerning the different aspects of the implementation of the Action and keeps them fully informed.

4. The beneficiaries receive copies of reports - narrative and financial – prepared for and submitted to the Commission.

5. Any requests for amendments to the agreement (e.g. changes to the activities presented in Annex I to the Agreement, beneficiaries etc.) are agreed by the coordinator and beneficiaries prior to submission to the Commission. Where no such agreement can be reached and the request is nonetheless submitted to the Commission the absence of agreement is to be mentioned in the request.

Name

Position

Title of the Project

Date and place

Signature

Form A4 – required for mono-beneficiary and multi-beneficiary grants

COORDINATOR PROFILE

Coordinator Profile Information

Short Name

Participant ref.

CO

Legal information on the Coordinator

Legal Name *

Legal Status

VAT No

Public

Private

Natural person

Legal Registration No

Registration Date

* The legal name is the name under which the participant(s) is/are registered in the official trade register

International organisation

Legal address of the Coordinator

Street Name and No

PO Box

Post Code

Town/City

Country Code

Country Name

Coordinator contact person information

Title

Function

Surname

First Name

Department / Service Name

Street Name and No

PO Box

Post Code

Town/City

Country

Telephone No

Fax No

E-mail

Website

Coordinator details

Number of employees

Number of employees in department conducting project

Is Your Organisation independent (Yes or No)

If No, please indicate legal name(s) of owner(s) who own 25 % or more

Is there an entity affiliated to you taking part in the project? (Yes or No)[footnoteRef:4] [4: Please answer in line with the conditions outlined in the call for proposals for an entity to be considered as an affiliated entity (Chapters 5 and 16).]

If Yes, please indicate the name(s) of the affiliated entity (ies) and the nature of the structural link.[footnoteRef:5] [5: Please support your answer by reference to official documents establishing the affiliated entity (ies); an extract from said documents must be attached to this form. ]

Brief description of the structure and the activities of the Coordinator

Form A5 - required for multi-beneficiary grants only

BENEFICIARY PROFILE (one separate form per Beneficiary)

Beneficiary Profile Information

Short Name

Participant ref.

BE…

Legal information on the Beneficiary

Legal Name*

Legal Status

VAT No

Public

Private

Natural person

Legal Registration No

Registration Date

* The legal name is the name under which the participant(s) is/are registered in the official trade register

International organisation

Legal address of the Beneficiary

Street Name and No

PO Box

Post Code

Town/City

Country Code

Country Name

Beneficiary contact person information

Title

Function

Surname

First Name

Department / Service Name

Street Name and No

PO Box

Post Code

Town/City

Country

Telephone No

Fax No

E-mail

Website

Beneficiary details

Annual turnover

Last Financial Year

Number of employees

Number of employees in department conducting project

Is Your Organisation independent (Yes or No)

If No, please indicate legal name(s) of owner(s) who own 25 % or more

Is there an entity affiliated to you taking part in the project? (Yes or No)[footnoteRef:6] [6: Please answer in line with the conditions outlined in the call for proposals for an entity to be considered as an affiliated entity (Chapters 5 and 16).]

If Yes, please indicate the name(s) of the affiliated entity(ies) and the nature of the structural link[footnoteRef:7] [7: Please support your answer by reference to official documents establishing the affiliated entity (ies); an extract from said official documents must be attached to this form.]

Brief description of the structure and the activities of the Beneficiary

Form A6

CO-FINANCIER PROFILE AND COMMITMENT (one separate form per each co-financier)*

Legal Name and full address on the co-financier

Financial commitment

We will contribute the following amount to the project:

….. €

Status of the financial commitment

Stamp and signature of the authorised person

Name and status of the authorised person (obligatory):

Date of the signature

(obligatory):

Signature (obligatory):

* If the project includes co-financers other than the European Commission, this form is compulsory. Complete one form per co-financer (A6/1, A6/2, A6/3, etc.)

Remember that the amounts in Form(s) A6 must be consistent with the amounts indicated in the financial forms F0 and F1.

Form A7 – required for mono-beneficiary and multi-beneficiary grants

OTHER PROPOSALS SUBMITTED FOR EUROPEAN UNION FUNDING

Please answer each of the following questions:

Have you or any of the beneficiaries already benefited from previous co-financing under any EU civil protection financial instruments or programmes? (Title, year, amount of the co-financing and duration)

Have you or any of the beneficiaries already benefited from previous European Union financing (grants, procurements or loans) for activities that may relate to the present proposal? (title, year, amount of financing and duration)

Have you or any of the beneficiaries applied for European Union funding under any other financial instruments for actions which form part of or are directly related to this proposal? With what results? Please give full details!

Form A8 – required for mono-beneficiary and multi-beneficiary grants (to be completed by the Coordinator and all Beneficiaries)

Template of Legal Entities Form

The Legal Entity form specifically adapted to the legal status of the Coordinator (public entity or private company) as well as to the country/ language is available on

http://ec.europa.eu/budget/contracts_grants/info_contracts/legal_entities/legal_entities_en.cfm

ATTENTION/ The document below is only an example. Please use the appropriate document available from the above link.

Form A9 – required for mono-beneficiary and multi-beneficiary grants (only Coordinator to complete)

Template of Financial Identification Form

The financial identification form specifically adapted to the country/ language of the bank account is available on

http://ec.europa.eu/budget/contracts_grants/info_contracts/financial_id/financial_id_en.cfm

SECTION T:

Objective, actions and expected results

Project planning and structure

Form T1 – required for mono-beneficiary and multi-beneficiary grants

SUMMARY OF THE PROJECT (Maximum 15 pages)

Title

Narrative summary (maximum 400 words)

Describe the general and specific objectives that the project aims to achieve

Describe the main activities planned and where it will be implemented (in order to implement the objectives)

Describe the methodology (including time-table and monitoring)

Expected results and concrete outputs

Dissemination strategy

Subcontracting

Please provide a list of all the tasks that will be subcontracted, including the information on the relevant provider and procedure. Having regard to the nature of the action and what is necessary for its implementation, explain as well the added-value of the subcontracting (information to be in line with the information provided in estimated budget form). Please list the subcontracts here, and under task in form T3 list the details of the relevant sub-contracting.

Form T2 – required for mono-beneficiary and multi-beneficiary grants

Project Acronym

Task ID

Task Title

Start Date

End Date

Actions

Deliverables

(Maximum number of tasks – 10)

Form T3a – required for mono-beneficiary and multi-beneficiary grants

Project Acronym

T3a - Task Form

Task ID

Task Title

Objectives

DESCRIPTION

Action A.1

Name of the action:

Description (what, how and where):

Expected results:

Constraints and assumptions:

Responsible for implementing it:

Action will be subcontracted:Yes/No/Partially

Action A.2

Name of the action:

Description (what, how and where):

Expected results:

Constraints and assumptions:

Responsible for implementing it:

Action will be subcontracted:Yes/No/Partially

Etc.

Form T3b – required for mono-beneficiary and multi-beneficiary grants

Project Acronym

T3b- Task Form

Page 1 of maximum 10 (1 task per page)

Task ID

Task Title

Start Date

End Date

Duration

Deliverable Date

Deliverable Description