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1©2007 Jan Rohlén, Varians AB
Lektion 3
2007-11-14
Chapter 5
Control Charts for Variables
Sources of variation
• chance, random causes– Random variation
– White noise. Background variation
– In control, stable process
• Systematic, assignable causes– There is a reason
– Out of control
– Process not stable
• The purpose of SPC is to detect and eliminate systematic sources of variation.
Control of variables
• Measurable characteristics of a product.
• Control both average and spread!
-5 0 50
0.1
0.2
0.3
0.4
L U -5 0 50
0.1
0.2
0.3
0.4
L U -5 0 50
0.1
0.2
0.3
0.4
L U
0
0
µ µ
σ σ
=
=0
0
µ µ
σ σ
>
=
0
0
µ µ
σ σ
=
>
2©2007 Jan Rohlén, Varians AB
Control charts
• Allways two diagrams
Control limits
( , )X N µ σ∼
( , )X Nn
σµ∼
UCL
CL
LCL
Time, sampling number2
2
UCL zn
LCL zn
α
α
σµ
σµ
= +
= −
and are known.µ σ
2
3 Popular limits
3.09 Probability limitszα
=
We do neither know µ nor σ!
• X-R-diagram
– No need of computers
– R more intuitive
– Vaste of information
• X-S-diagram
– Computer (calculator) is needed.
– More efficient.
– Standard deviation not very easy to understand.
3©2007 Jan Rohlén, Varians AB
X-R-diagram
1 2ˆ mx x x
xm
µ+ + +
= =…
,1 ,2 ,
1 2
max( ) min( ), 1,...,
i i i n
i
m
i ij ij
x x xx
n
R R RR
m
R x x j n
+ + + =
+ + +
=
= − =
…
…
2
ˆR
dσ =
sampling groups
size of sampling group
m
n
2 2 and are found in
appendix page 725
A d2
2
ˆ 33 R A R
n d n
σ= =
2
2
ˆˆ 3
ˆ
ˆˆ 3
Control limits for -diagram
UCL x A Rn
CL x
LCL x A Rn
x
σµ
µ
σµ
= + = +
= =
= − = −
4
3
ˆ3
ˆ3
Control limits for -diagram
R
R
UCL R D R
CL R
LCL R D R
R
σ
σ
= + =
=
= − =
2 3 4, and are found in
appendix page 725
A D D
Control limits x-R
Exempel:
Steel springs with stiffness 75N/mm. 25 sample groups, each of size 4.
Figure 5.6 shows no evidence against normality.
4©2007 Jan Rohlén, Varians AB
75.1065
0.9440
x
R
=
=
Histogram of spring stiffness
Spring stiffness –ex.
2
2
75.11 0.729 0.9 75.79
75.11
7
44
75.11 0.729 0.944 4.42
Control limits for -diagram
UCL x A R
CL x
LCL x A R
x
= + = + ⋅ =
= =
= − = − ⋅ =
4
3
2.282 0. 2.15
0.944
0
944
ˆ3 0 0.944
Control limits for -diagram
R
UCL D R
CL R
LCL R D R
R
σ
= = ⋅ =
= =
= − = = ⋅ =
5©2007 Jan Rohlén, Varians AB
Is the spring process capable?
75 2
77
75
73
k N mm
USL N mm
T N mm
LSL N mm
= ±
=
= =
Toleransgränser
The spread of spring stiffness
2
The standard deviation is estimated by:
0.944ˆ 0.46
2.059
RN mm
dσ = = =
( ) ( )-5
The percentage defective is estimated by:
p ( 73) ( 77)
73- 75.11 77 - 75.11 1
0.46 0.46
4.59 1 4.11
2.21 10
P x P x= < + >
= Φ + − Φ
= Φ − + − Φ
= ⋅
Process capability
Process Capability Ratio:
6
77 73ˆ 1.48ˆ6 6 0.46
p
p
USL LSLC
USL LSLC
σ
σ
−=
− −= = =
⋅
Process "natural"
tolerance limits:
3
3
UNTL
LNTL
µ σ
µ σ
= +
= −
(More about process capability in ch. 7)
6©2007 Jan Rohlén, Varians AB
Control limits, tolerance limits and
natural tolerance limits
Obs!
There is no connection between
control limits (natural tolerance limits)
and tolerance limits!
Rational sampling groups
diagram controls average (Between group variation)
diagram controls the variation within the group. (Within group variation)
x
R
−
−
time
dim
Estimate from
within group variation!
σ
A comment on R-method
• R=max – min
– Easy, but inefficient for large sample group sizes!
Relative efficiency
2 1.000
3 0.992
4 0.975
5 0.955
6 0.930
10 0.850
n
Not so good to detect small
shifts in process average.
7©2007 Jan Rohlén, Varians AB
R- and other limits
• Probability limits
– α=0.002 � 99.9% och 0.01%
– Välj k=Zα/2=3.09 istället för 3 (medevärdediag.)
– Välj D0.001σ och D0.999σ som R-gränser.
• Standard values
– Warning! Do you really know you proces so well?
Interpretation of diagrams
• Cyclic patterns
• Mixes
• Change in process average
• Trends
• Stratification (to small withingroup variation)
0 20 40 60 80 100 1204
5
6
7
8Dygnsvariation
Timmar
pH
3.5 4 4.5 5 5.5 6 6.5 7 7.5 8 8.50
20
40
60
80
pH
Ex: 24 hour variation
Suggestion: Use a
process model that
incoorporates the
daily variation.
8©2007 Jan Rohlén, Varians AB
Ex: Cavity variation
0 10 20 30 40 50 60 70 800
5
10
15
-2 0 2 4 6 8 10 12 140
2
4
6
8
Suggestion: Study every
cavity individually.
Ex: Variation in raw material.
0 5 10 15 20 25 30 35 402
4
6
8
10
12
2 3 4 5 6 7 8 9 10 11 120
5
10
15
20
25
Suggestion: Try to decrease
the variation, alternatively
to make the product more
robust.
Ex: Worn tool.
0 10 20 30 40 50 60 705.5
6
6.5
7
7.5
5.4 5.6 5.8 6 6.2 6.4 6.6 6.8 7 7.2 7.40
5
10
15
20
Truncated distribution.
Under estimated
capability
Suggestion: Special SPC
and capability.
9©2007 Jan Rohlén, Varians AB
X-R-diagram and
not normal data
• Avereage diagram rather stable!
– Central limit theorem (thank!)
– If n>4 then it is normally OK. (depends on process)
• The spread diagram is sensitive!
– Unsymmetrical
Ex. Distance to hole center
o
y
x
Normal N(0,σ)
Norm
al N
(0,σ
)
a
0 0.5 1 1.5 2 2.5 3 3.5 4 4.5 50
0.1
0.2
0.3
0.4
0.5
0.6
0.7
2 2a x y= +
Rayleigh R(σ)
OC-curve and ARL
-4 -3 -2 -1 0 1 2 3 40
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Skift i medelvärdet
β a
ccepta
nssannolik
het
OC-kurva för Shewhartdiagram
n=4
n=10
n=40
( ) ( )0( | )
P LCL x UCL k
L k n L k n
β µ µ σ= ≤ ≤ = +
= Φ − − Φ − −
( )1
1
11
1
r
r
ARL rβ ββ
∞−
=
= − =−
∑
1 β−
( )1β β−
( )2 1β β−
Sample 1
Sample 2
Sample 3
10©2007 Jan Rohlén, Varians AB
OC-kurva för R
R-diagram not effective
for small changes in
standard deviation.
Control charts for x and s
• Estimate σ with sample standard deviation.
• Computational aid is needed.
• More effective than R for large sample sizes.
• Variable sample sizes possible.
The Diagram
,1 ,2 ,
1 2
2
,
1
1 2
1( )
1
i i i n
i
m
n
i i j i
j
m
x x xx
n
x x xx
m
s x xn
s s ss
m
=
+ + +=
+ + +=
= −−
+ + +=
∑
…
…
…
3
4
3
4
2
4 4
4
2
4 3
4
-diagram
3
3
-diagram
3 1
3 1
x
sUCL x x A s
c n
CL x
sLCL x x A s
c n
s
sUCL s c B s
c
CL s
sLCL s c B s
c
= + = +
=
= − = −
= + − =
=
= − − =
12
4
4 3 4 3
2 2
11
2
See page 725 for constants
, , ,
n
cnn
c B B A
Γ
= −− Γ
11©2007 Jan Rohlén, Varians AB
x-s diagram for spring stiffness-
example
3
3
4
3
-diagram
75.11 1.628 0.423
-diagram
2.266 0.423
0 0.423
75.79
75.11
74.42
0.96
0.43
0
x
UCL x A s
CL x
LCL x A s
s
UCL B s
CL s
LCL B s
= + = + ⋅ =
= = = − =
= = ⋅ =
= = = = ⋅ =
0 5 10 15 20 2574
74.5
75
75.5
76
Sty
vhet
x-diagram
0 5 10 15 20 250
0.2
0.4
0.6
0.8
1s-diagram
Shewhart when n=1
• Automtized measurement. No sample groups.
• Very low production speed.
• Bulk production. Only measurement error
present.
• Many measurements on the same product.
Variation between barrellsAlcohol (%)
Batchnummer
12©2007 Jan Rohlén, Varians AB
Design of diagram
1
1 2
i i i
m
MR x x
MR MR MRMR
m
−= −
+ + +=
…
2
2
4
-diagram
3
3
MR-diagram
0
x
MRUCL x
d
CL x
MRLCL x
d
UCL D MR
CL MR
LCL
= +
= = −
=
= =
Exempel MR
Problem with Moving Range
• Very sensitive for not normal data
• ARL large for small shifts.
• Alternatives CUMSUM or EWMA
• Montgomery warns!