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Lecturer/Convenor:
Richard Boateng, PhD.
Email:
Office: UGBS RT18 (rooftop)
Writing Project Proposals
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Session Outline
• This session is short presentation on project proposal writing. Project proposals seeks to define the objective and method of combining resources to undertake a seemingly profitable or worthy endeavour being the PROJECT. The proposal will seek to convince a potential sponsor or grant institution to provide some or all the key resources especially financial, to accomplish the project.
• Project proposal writing involves the practice of completing an application process for funding provided by an institution such as a government department, corporation, foundation or trust. The session will explain some the principles which underpin the process.
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Good Projects Needs Good Money
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Question
What will you do with an entrepreneurial grant of
GHS 20,000.00?
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Project Proposals: Why?
• It is Rational and Logical
Few Resources For A Lot Of Great Ideas
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Few Resources For A Lot Of Urgent Needs
Project Proposals: Why?
• It is Rational and Logical
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But Demand Has To Justified
Project Proposals: Why?
• It is Rational and Logical
Few Resources For A Lot Of Great Ideas
• Justify Impact – Reach and Sustainability
• Justify Competence
• Justify Competence at least/appropriate cost
• Establish Equity – equal/targeted/value-based
• Establish Commitment
• Establish Control and Direction
• Evaluate Possible Solutions and Decide
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Sources of Project Funds R
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Funding Sources
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Miner and Associates
Project Funding
• Grants for Students
• Undergraduate and Graduate
• Doctoral
• Post-Doctoral
• Grants/Loans for Professionals/Institutions
• Grants for Professionals
• Grants for Institutions
• Grants for Communities
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Selected Scholarships for Graduate Students
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Graduate Award Source Applications Restrictions
British Chevening Award
Local British Council Sept-October Commonwealth citizens to UK Univ. Does not fund PhD and MBA
DFID Scholarship Through British Univ. Apply for Post-graduate
May be for selected universities in UK
DAAD (also see other country embassy – Sweden and Holland)
Through German Embassy
Apply through Embassy and Univ.
Germany Universities
AAU Ford Scholarship Association of African Univ. website
Apply thru local university
Will fund PhD
Dorothy Hodgkins Postgrad Award
ESRC website Apply through Univ. in UK
Must be enrolled. Funds PhD
American University Grad Assistantship
Visit University website Contact Prof./Lecturer Share interests
To US University and to work with a particular lecturer
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Awards for Academic and Industry Research
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Award Source Applications Restrictions
UN Agencies Visit UN Agencies in Ghana
Visit UN Agencies
Closely aligned to agency’s goals and UN goals
Foundations and Private Sector (etc Banks)
Newspapers/ Websites/Visit
From Call for proposals Closely aligned to company goals
NSF and NIH research awards
www.nsf.gov www.nih.gov
Find out grant you want. Contact previous successful winners to see how can collaborate to go for new grants. YOU NEED A US INSTITUTION AND US ACADEMIC
Feminist Trust UK www.feminist-review-trust.com
Will fund anything to promote gender development. Apply 3 times in a year
IDRC Individual Grants www.idrc.ca Visit website and read. Some are very specific
Bill Gates Foundation Vodaphone Foundation Grameen Foundation
Carnergie Mellon Clinton Foundation
Google and find their websites Some do regular competitions or open calls for letter of intent
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Funds for Professionals
1. International Development Agencies
• UN, World Bank, IMF, DFID
2. Foundations, Philanthropic Institutions or Individual Grant Institutions
• Bill and Belinda Gates, Ford Foundation, Rockefeller, Carnegie
3. Government and International Projects
4. Religious Institutions
5. Loans from Formal and Micro financial Institutions
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Grant Awards for International Development Initiatives
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1. Skills Development Fund – www.sdfghana.org 2. STAR Ghana - www.starghana.org 3. PEACE Council 4. Government Ministries and Agencies 5. World Bank, IMF, IFAD 6. UN Agencies
1. UNDP 2. UNESCO 3. UNICEF 4. UNAIDS
7. National Development Agencies: DFID, USAID, European Union 8. Embassies
1. British, American and Japanese Embassies 2. German and Australian Embassies
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National Family Special Corporate
Big Impact
•Ford
•Rockefeller •Mellon •Carnegie •Gates •Kellogg
Family Values
•Feldberg
Family •Flora Family •Fuller Family •Gilhousen
Family
Single Focus
•Global Fund for Women •Koch •Raskob
•Robert Wood Johnson
Profitable Philanthropy
•Abbott
•Bristol Myers •Coca-Cola •ExxonMobil
•Hewlett Packard •McKnight
US Private Foundations
Miner and Associates
SSA Private Awards: 2003-2010
• $1.6 Billion U.S.
• 5592 Awards
• 194 Different Foundations
Miner and Associates
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U.S. SSA Foundation Overview
Number of SSA Awards
1. Ford (1391)
2. Rockefeller (565)
3. Koch (537)
4. Mott (336)
5. Bristol Myers (280)
6. Global Fund/ Women (188)
7. Mellon (169)
8. Carnegie (136)
9. McKnight (130)
10. Tides (126)
Top Country Recipients
1. South Africa (2124)
2. Kenya (806)
3. Nigeria (481)
4. Uganda (466)
5. Tanzania (265)
6. Ghana (223)
7. Zimbabwe (149)
8. Ethiopia (126)
9. Senegal (92)
10. Mali (89)
Miner and Associates
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Non-traditional Sources
• Identify a potential funding agency or company or institution or set of institutions
• With your own money start some research in an area which is of concern to the business operations of the target institution
• Publish your initial findings in both academic and practitioner outlets. Make sure you have it in local newspapers
• Approach them to help you expand the research or develop a lab to support the research. You are more likely to be funded or given an audience.
• Offer something to get something back 18
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Writing the Project Proposal
1. Know the grant and understand it
2. Know the program administrator for the grant. Contact him/her for more information
3. Know and find out the previous winners, contact them to learn from them
4. Start early
5. Find out the potential reviewer if possible… also get an independent person to give you feedback
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Letter of Intent (LOI) • Required – in order to submit a proposal you are sometimes required to
submit a letter of intent
• Must include:
1. Project Title • Self Explanatory
2. Synopsis • Description of proposed project (300 - 2,500 words)
3. Other Comments • List of senior project personnel and proposed roles
for each • List of partner institutions and organizations and
description of involvement 4. Contact Information for:
• Point of Contact (and an alternate) for inquiries • Project Investigator (PI) for the project
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Before You Begin
• Read the instructions
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Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
Before You Begin
• Read the instructions
1. Review the program’s focus, and be sure your project is a good fit
2. Review the evaluation criteria carefully • Be sure each criterion is addressed in your proposal • Don’t be too subtle about it (use subtitles, boldface, etc. if
need be) so adjudicators are sure not to miss it
3. Follow all section requirements, page length restrictions, formatting instructions, etc. precisely
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Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
When You Finish
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Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
• Get someone else to read your proposal 1. Others in the field may be able to point you to any
missing references in your literature review, or indicate (and suggest ways of correcting) any flaws in your methodology
2. Others outside of your field may be able to point out where you’ve slipped into jargon, discipline-specific terminology, etc.
3. A second reader can also be valuable as a proof-reader, spotting fuzzy explanations, typos, etc.
Before You Begin • What Reviewers Look Out For…
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Before You Begin
• What Reviewers Look Out For…
1. Why is this research important and worth pursuing (and funding)?
2. How does this project/approach build on or distinguish itself from work that has already been done?
3. What preliminary work have you already completed?
4. Why are you in particular well positioned to pursue this project?
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Before You Begin
What Reviewers Look Out For…
5. How, in detail, will you accomplish the project goals?
6. How will the research findings be disseminated, to whom, and with what impact?
7. How will this research program help train the next generation of researchers?
8. What future work might develop from this particular project?
Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
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Know this…
1. Start early—be sure you give ample time to this
2. If available, look at examples of successful grant applications
3. Review lists of previously-funded projects to gauge the fit of yours
4. Connect with any co-applicants and collaborators early on
5. Do several drafts of your research proposal
6. Get peer and generalist feedback on draft
7. Proofread carefully, and double-check all budget calculations
Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
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Elements of a typical project proposal application
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Project Proposal Outline
1. Summary /abstract 2. Institutional Profile 3. Objectives /goals 4. Context /literature review 5. Measurable Results 6. Significance /impact 7. Methodology /research design 8. Communication of results /dissemination 9. References / Student training plans / Description of
team 10. Budget and budget justification 11. CV
Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
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Project Summary The most important piece of writing in the application
The most widely read section of your application
Too often, the most neglected or hastily-written section…
The abstract/summary should present all the exciting bits of your project. Tell a good story!
•Emphasize the urgency of the problem
•The originality of your response, and the significance and potential impact of your findings.
•Collaborators involved and their capacity
•It must be informative, providing a free-standing, “in a nutshell” view of your project, but it’s also an opportunity to create a “hook” for the reviewers, evoking some curiosity and a desire to read on…
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Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
Institutional Profile
1. Background of the institution applying
2. Vision and Mission stated to relate well with the project
3. Legal establishment – dates included
4. Key achievements of the institutions
5. Current staff and resource strength
6. Current related engagements
7. Credible partners and regulations adhered to
8. Future ambitions in relation to goals which are relevant to the project
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Objectives/goals
What are you going to do/achieve?
ousually short and succinct
o a point-form list is often a good idea
o this is where you clearly state your objectives (both broad objectives and goals, but also more specific ones)
o SMART GOALS are needed – Specific, Measurable, Achievable, Realistic and Time-bound
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Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
WORKSHOP ACTIVITY:
Take 5-7 minutes to discuss with your partner this question:
What are your project objectives /goals?
Following this, take 3-5 minutes to sit down and pen two sentences (maximum) that summarize these goals.
What will you do with an entrepreneurial grant of
GHS 20,000.00?
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Context/Literature Review What’s been done already? 1. this is where you present your literature review and
2. establish your credibility as a researcher – demonstrating that you know what you’re talking about, and that you’ve done your homework
3. get someone who knows the field to read it -- you don’t want to embarrass yourself (and sink your application) by missing a key work or proposing a study that’s already been done
4. It may differ in some projects
• Problem Description – what and how it happened
• Market Analysis – who needs the solution
• Competitive Analysis – who are the competitors
Evidence matters
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Context/Literature Review • Problem Description – what and how it happened • Market Analysis – who needs the solution • Competitive Analysis – who are the competitors
Evidence matters
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Establish Your Context
WORKSHOP ACTIVITY:
Take 5-7 minutes to discuss with your partner this question:
What’s been done, and what’s yet to be done (by you)?
Following this, take 3-5 minutes to sit down and pen two sentences (maximum) that summarize your answer to these questions.
What will you do with an entrepreneurial grant of
GHS 20,000.00?
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Project Activities
Methodology /study design
How are you going to do it? What steps will you take? How will you evaluate results?
o this is where you establish the scope, sequencing, and, ultimately, the feasibility of your project
o this is where you establish that your study will be conducted rigorously and according to accepted methods
o if you don’t have much to say about methods (e.g., in the humanities), then focus on timelines and stages of the research – show you have a plan in place
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Measurable Results
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A. Quantitative Measurement: a measurement that can be tracked with numbers (e.g., return on investment, revenue generated, costs, absentee days)
B. Evaluative Measurement: a measurement that describes how the quantitative and qualitative results were attained (e.g., this revenue was generated because we conducted a learning program that allowed the teams to learn from their mistakes)
http://www.mhainstitute.ca/mhadnn/AboutMHA/Research/Definitions/DefinitionMeasurableMeasurableResults.aspx
Measurable Results
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C. Qualitative Measurement: a measurement that can be tracked by descriptions of thinking and behaviour (e.g., the team took one hour of time to think about the possibilities that could occur if the team made each decision)
D. Approximation: a measurement that is used to consider possibilities (e.g., if we want to generate this much revenue, we
can develop the team\'s capacity to think and learn, or we can form a project team, or we can bring in more resources)
• An Example of Measurable Results In our long-term programs, we set expectations (D) of the quantitative (A) and qualitative (C) results that should be
generated throughout the program. We develop a plan (B) to collect these results and evaluate their meaning.
http://www.mhainstitute.ca/mhadnn/AboutMHA/Research/Definitions/DefinitionMeasurableMeasurableResults.aspx
Significance/impact
“Why is this project worth doing—and funding” What new knowledge will this study add to the existing
literature?
Why is this new knowledge valuable?
What broader benefits might this project have for future work, for society (policy implications, learning outcomes, etc.)?
Some Projects require
o Economic Impact
o Social Impact
o Skills Impact
o Long-term Impact/Broader Impacts
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Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
Communication and Dissemination
Where will you communicate your findings--and to whom?
o this, of course, is where you discuss your scholarly dissemination plans—conference papers, journal articles, books, etc. (be as specific and detailed as possible about your intended venues and reasons for targeting them)
oplans for mobilizing/translating knowledge generated through this project among other stakeholder groups is also important to include here (e.g., policy papers, media pieces, seminars/talks for professional groups, etc.)
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Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
Other Information Needed Student training
o Training the next generation of researchers is a high priority of most funders—be sure to include a clear plan for students in your proposal
Description of team o If applicable, clearly indicate the role/contributions of each team
member
CV o a strong CV, of course, helps make for a strong application
Audit Reports/Market Survey
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Angela Roorda (2010) UW CTE Workshop, February 8, 2010, Strategies for Effective Grant Writing
Budget Be sure that all items you request are eligible and are
well justified
oConsult proposal guidelines and project information sheets to determine project members salaries, benefit/vacation amounts, per diem amounts, etc.
• Provide notes to explain and benchmark costs • Remember to include contingencies and
administrative costs
oBe sure to double check your calculations!
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Common Pitfalls in Proposals
1. Incomplete description of the proposed activities. 2. Inadequate literature review. 3. Proposed project activities are not founded on the
available relevant literature. 4. Underestimation of the time and human resources to
set up and maintain the project. 5. Project team that is not sufficiently broad for the
kinds of activities and goals proposed. 6. Proposal to develop materials and/or activities that
have already been developed by others. 7. Inadequate description of the roles and
responsibilities of members of the leadership team and other personnel.
Source: PAID Proposals
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Common Pitfalls in Proposals
• Make sure you have some resources to contribute. Funding agencies do not like partners or collaborators who have nothing to offer.
• Main stream research – edemocracy, ehealth, computers and society, cyber crime et cetera
• Research experience for Foreign/American students (they visit your university and vice-versa)
• New discoveries or pioneer new areas, be careful of foreign institutions sometimes bureaucracies affect disbursement of money to African collaborators.
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Key Contacts
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Miner and Associates
Reality check
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Richard Boateng, Ph.D. [email protected] www.pearlrichards.org
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