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Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly [email protected] Research Methods

Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly [email protected] Research Methods

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Page 1: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Lecture 6:

Formulating the research

design

Mukhametzhan [email protected]

Research Methods

Page 2: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Research designYour research design will be the general plan of how you will go about answering your research question(s).

It will contain clear objectives, derived from your research question(s), specify the sources from which you intend to collect data, and consider the constraints that you will inevitably have (e.g. access to data, time, location and money) as well as discussing ethical issues.

Crucially, it should reflect the fact that you have thought carefully about why you are employing your particular research design. For example, it would be perfectly legitimate for your assessor to ask you why you chose to conduct your research in a particular organisation, why you chose the particular department, and why you chose to talk to one group of staff rather than another. You must have valid reasons for all your research design decisions (JUSTIFICATIONS).

Page 3: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Exploratory studies• An exploratory study is a valuable means of finding out ‘what is happening; to seek new

insights; to ask questions and to assess phenomena in a new light’ (Robson 2002:59).

• It is particularly useful if you wish to clarify your understanding of a problem, such as if you are unsure of the precise nature of the problem .

• There are three principal ways of conducting exploratory research: • a search of the literature; • interviewing ‘experts’ in the subject; • conducting focus group interviews.

• Its great advantage is that it is flexible and adaptable to change. If you are conducting exploratory research you must be willing to change your direction as a result of new data that appear and new insights that occur to you.

• Adams and Schvaneveldt (1991) reinforce this point by arguing that the flexibility inherent in exploratory research does not mean absence of direction to the enquiry. What it does mean is that the focus is initially broad and becomes progressively narrower as the research progresses.

Page 4: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Descriptive studiesThe object of descriptive research is ‘to portray an accurate profile of persons, events or situations’ (Robson 2002:59).

This may be an extension of, or a forerunner to, a piece of exploratory research or, more often, a piece of explanatory research.

It is necessary to have a clear picture of the phenomena on which you wish to collect data prior to the collection of the data.

Often project tutors are rather wary of work that is too descriptive. There is a danger of their saying ‘That’s very interesting . . . but so what?’ They will want you to go further and draw conclusions from the data you are describing. They will encourage you to develop the skills of evaluating data and synthesising ideas.

These are higher-order skills than those of accurate description. Description in management and business research has a very clear place. However, it should be thought of as a means to an end rather than an end in itself. This means that if your research project utilises description it is likely to be a precursor to explanation. Such studies are known as descripto-explanatory studies.

Page 5: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Explanatory studies

Studies that establish causal relationships between variables may be termed explanatory research.

The emphasis here is on studying a situation or a problem in order to explain the relationships between variables.

You may find, for example, that a cursory analysis of quantitative data on manufacturing scrap rates shows a relationship between scrap rates and the age of the machine being operated.

Alternatively, or in addition to, you might collect qualitative data to explain the reasons why customers of your company rarely pay their bills according to the prescribed payment terms.

Page 6: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Research strategies

Each strategy can be used for exploratory, descriptive and explanatory research (Yin 2003).

Some of these clearly belong to the deductive approach, others to the inductive approach..

Your choice of research strategy will be guided by your research question(s) and objectives, the extent of existing knowledge, the amount of time and other resources you have available, as well as your own philosophical underpinnings.

The strategies that we consider subsequently in this section are:

• experiment; • survey; • case study; • action research; • grounded theory; • ethnography; • archival research

However, the most used methods in business research are: survey (questionnaire, interview); case study; empirical method.

Page 7: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Sampling

Why sampling?Save money. Save time. Minimize error and maximize representation.

Purposive sampling – the participatns are chosen on the basis of particular characteristics that will help the researcher to explore the research topic. Eg. specific experiences, social roles etc.

Snowball sampling (RANDOM) - The researcher simply asks participants in the study if they know any other potential participants.

+ time and cost efficient.+ can be used to get hold hidden populations- Will most probably lead to biased samples.- Ethics: confidentiality concerns.

Page 8: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

The survey strategy

It is a popular and common strategy in business and management research and is most frequently used to answer who, what, where, how much and how many questions.

It therefore tends to be used for exploratory and descriptive research.

Surveys are popular as they allow the collection of a large amount of data from a sizeable population in a highly economical way.

Often obtained by using a questionnaire administered to a sample, these data are standardised, allowing easy comparison. In addition, the survey strategy is both comparatively easy to explain and to understand.

The survey strategy allows you to collect quantitative data which you can analyse quantitatively.

The most common methods of Survey Strategy are questionnary and interviews.

Page 9: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Questionnaires are…

• Data collection instruments used to collect standardized information that can be expressed numerically or through short answers

• Basic instruments of surveys and structured interviews• Appropriate when…

you want information from many peopleyou have some understanding of the situation and can ask meaningful questionsinformation is sensitive or private − anonymous questionnaires may reduce bias

Page 10: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Guidelines for Asking Questions (Questionnaire metod)

Choose appropriate question forms:

• Make items clear. • Avoid double-barreled questions. • Respondents must be competent to answer.• Respondents must be willing to answer. • Questions should be relevant. • Short items are best. • Avoid negative items. • Avoid biased items and terms.

Page 11: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Guidelines for Questionnaire Construction

Guidelines for Questionnaire Construction:

• One question per line. • Use contingency questions when necessary. • Format matrix questions so they are easily answered. • Be aware of issues with ordering items. • Include instructions for the questionnaire. • Pretest all or part of the questionnaire.

• Acceptable Response Rates

• 50% - adequate for analysis and reporting • 60% - good • 70% - very good

Page 12: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Types of questions

Open-ended questions − allow respondents to provide their own answers

Closed-ended questions − list answers and respondents select either one or multiple responses

Open-ended questions:

•Pros:– Can get unintended or

unanticipated results– Wide variety of answers– Answers in participants’

“voices”

•Cons:– More difficult to answer– May be harder to categorize for

interpretation– More difficult for people who don’t

write much Closed-ended questions:•Pros:

– Easy to analyze responses– Stimulates recall

•Cons:– Chance of none of the choices

being appropriate– Biases response to what you’re

looking for– Misses unintended outcomes

Page 13: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Questionnaires

•Advantages– can reach large

numbers– provide for

anonymity– relatively

inexpensive– easy to analyze

•Disadvantages– might not get careful

feedback– wording can bias

client’s response – response rate is often

low– literacy demands

Page 14: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

New Technologies and Survey Research

• CAPI - computer assisted personal interviewing. • CASI - computer assisted self interviewing. • CSAQ - computerized self-administered questionnaires. • TDE - touchtone data entry. • VR - voice recognition.

Page 15: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Strengths and weaknesses• Strengths of Survey Research

Useful in describing the characteristics of a large population. Make large samples feasible. Flexible - many questions can be asked on a given topic.

• Weaknesses of Survey Research

Can seldom deal with the context of social life. Inflexible in some ways. Subject to artificiality. Weak on validity.

Page 16: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Interview method

• The main task in interviewing is to understand the meaning of what the interviewees say. (Kvale,1996) �

• A qualitative research interview seeks to cover both a factual and a meaning level, though it is usually more difficult to interview on a meaning level. (Kvale,1996) �

• Interviews are particularly useful for getting the story behind a participant’s experiences. The interviewer can pursue in-depth information around the topic.

• Interviews may be useful as follow-up to certain respondents to questionnaires,e.g., to further investigate their responses. (McNamara,1999)

Page 17: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Aspects of Qualitative Research Interviews.• Interviews are completed by the interviewer based on what the respondent

says. �• Interviews are a far more personal form of research than questionnaires. �• In the personal interview, the interviewer works directly with the respondent. �• Unlike with mail surveys, the interviewer has the opportunity to pro be or ask

follow up questions. �• Interviews are generally easier for respondent, especially if what is sought is

opinions or impressions. �• Interviews are time consuming and t hey are resource intensive. �• The interviewer is considered a part of the measurement instrument and

interviewer has to well trained in how t o respond to any contingency

Page 18: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Types of Interviews1. Informal, conversational interview - no predetermined questions are asked, in order

to remain as open and adaptable as possible to the interviewee’s nature and priorities; during the interview the interviewer “goes with t he flow”.

2. General interview guide approach - the guide approach is intended to ensure t h at t he same general areas of information are collected from each interviewee; this provides more focus than the conversational approach, but still allows a degree of freedom and adaptability in getting the information from the interviewee.

3. Standardized, open-ended interview - the same open-ended questions are asked to all interviewees; this approach facilitates faster interviews that can be more easily analyzed and compared.

4. Closed, fixed-response interview - where all interviewees are asked the same questions and asked to choose answers from among the same set of alternatives. This format is useful for those not practiced in interviewing

Page 19: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Telephone Interview• Telephone interviews enable a researcher to gather information rapidly. �• Like personal interviews, they allow for some personal contact between the

interviewer and the respondent.

• Disadvantages

• Some people may not have telephones. �• People often dislike the intrusion of a call to their home. �• Telephone interviews need to be relatively short or people feel imposed upon.

�• Many people don’t have publicly listed telephone numbers.

Page 20: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Preparation for Interview Preparation for Interview

• Choose a setting with t he least distraction. �• Explain the purpose of the interview. �• Address terms of confidentiality. �• Explain the format of the interview. �• Indicate how long the interview usually takes. �• Provide contact information of the interviewer. �• Allow interviewee to clarify any doubts about the interview. �• Prepare a method for recording data, e.g., take notes.

Page 21: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Qualification Criteria for the Interviewer• Knowledgeable - being familiar with the topic. �• Structuring - outline the procedure of the interview. �• Clear - simple, easy and short questions which are spoken distinctly and

understandably. �• Gentle - being tolerant, sensitive and patient to provocative and

unconventional opinions. �• Steering - to control the course of the interview to avoid digressions from the

topic. �• Critical - to test the reliability and validity of what the interviewee t ells. �• Remembering - retaining the subject information from the interviewee. �• Interpreting - provide interpretation of what is said by the interviewee.

Page 22: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Stages of Interview Investigation• Thematizing - the why and what of the investigation. �

• Designing - plan the design of the study. �

• Interviewing - conduct the interview based on a guide. �• Transcribing - prepare the interview material for analysis. �• Analyzing - decide on the purpose, the topic, the nature and methods of

analysis that are appropriate. �

• Verifying - ascertain the validity of the interview findings. �

• Reporting – communicate findings of t he study based on scientific criteria.

Page 23: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Interviews

•Advantages– deep and free response– flexible, adaptable– glimpse into

respondent’s tone, gestures

– ability to probe, follow-up

•Disadvantages– costly in time and personnel– requires skill– may be difficult to

summarize responses– possible biases: interviewer,

respondent, situation

Page 24: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Case Study• Yin (2003) distinguishes between four case study strategies based upon two discrete

dimensions:

• • single case v. multiple case; • • holistic case v. embedded case.

• A single case is often used where it represents a critical case or, alternatively, an extreme or unique case. Conversely, a single case may be selected because it is typical or because it provides you with an opportunity to observe and analyse a phenomenon that few have considered before (Section 7.3).

• Inevitably, an important aspect of using a single case is defining the actual case. For many part-time students this is the organisation for which they work (see Box 5.5).

Page 25: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

holistic v. embedded,

• Yin’s second dimension, holistic v. embedded, refers to the unit of analysis.

• For example, you may well have chosen to use an organisation by which you have been employed or are currently employed as your case.

• If your research is concerned only with the organisation as a whole then you are treating the organisation as a holistic case study.

• Conversely, even though you are researching and are concerned with a single organisation as a whole, if you wish to examine also a number of logical sub-units within the organisation, perhaps departments or work groups, then your case will inevitably involve more than one unit of analysis. Whatever way you select these units, this would be called an embedded case study (Box 5.5).

Page 26: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Types of Case Study• Intrinsic—better understanding of a particular case

• Instrumental—focus on single issue or concern

• Collective—extensive study of several instrumental cases

Page 27: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

When choosing methods, consider… •The purpose of your evaluation − Will the method allow you to gather information that can be analyzed and presented in a way that will be credible and useful to you and others?

•The respondents − What is the most appropriate method, considering how the respondents can best be reached, how they might best respond, literacy, cultural considerations, etc.?

•Resources available. Time, money, and staff to design, implement, and analyze the information. What can you afford?

•Type of information you need. Numbers, percents, comparisons, stories, examples, etc.

•Interruptions to program or participants. Which method is likely to be least intrusive?

•Advantages and disadvantages of each method.

•The need for credible and authentic evidence.

•The value of using multiple methods.

•The importance of ensuring cultural appropriateness.

Page 28: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Mono, mixed, or multiple method• Quantitative is predominantly used as a synonym for any data collection technique

(such as a questionnaire) or data analysis procedure (such as graphs or statistics) that generates or uses numerical data. In contrast, qualitative is used predominantly as a synonym for any data collection technique (such as an interview) or data analysis procedure (such as categorising data) that generates or use non-numerical data.

• In choosing your research methods you will therefore either use a single data collection technique and corresponding analysis procedures (mono method) or use more than one data collection technique and analysis procedures to answer your research question (multiple methods).

• This choice is increasingly advocated within business and management research where a single research study may use quantitative and qualitative techniques and procedures in combination as well as use primary and secondary data (Curran and Blackburn 2001).

Page 29: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Research Choices

Page 30: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Mono, mixed, or multiple method• If you choose to use a mono method you will combine either a single quantitative

data collection technique, such as questionnaires, with quantitative data analysis procedures; or a single qualitative data collection technique, such as in-depth interviews, with qualitative data analysis procedures.

• In contrast, if you choose to combine data collection techniques and procedures using some form of multiple methods design, there are four different possibilities:

• The term multi-method refers to those combinations where more than one data collection technique is used with associated analysis techniques, but this is restricted within either a quantitative or qualitative world view (Tashakkori and Teddlie 2003).

Page 31: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Mono, mixed, or multiple method1. Thus you might choose to collect quantitative data using, for example, both questionnaires and

structured observation analysing these data using statistical (quantitative) procedures, a multi-method quantitative study.

2. Alternatively, you might choose to collect qualitative data using, for example, in-depth interviews and diary accounts and analyse these data using non-numerical (qualitative) procedures, a multi-method qualitative study (Box 5.6).

• Therefore, if you adopted multi-methods you would not mix quantitative and qualitative techniques and procedures.

• Mixed methods approach is the general term for when both quantitative and qualitative data collection techniques and analysis procedures are used in a research design (Figure 5.4).

• It is subdivided into two types. • Mixed method research uses quantitative and qualitative data collection techniques and analysis

procedures either at the same time (parallel) or one after the other (sequential) but does not combine them .

Page 32: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Why multiple method• Tashakkori and Teddlie (2003) argue that multiple methods are useful if they provide

better opportunities for you to answer your research questions.

• The most important reason is that, different methods can be used for different purposes in a study. You may wish to employ, for example, interviews at an exploratory stage, in order to get a feel for the key issues before using a questionnaire to collect descriptive or explanatory data. This would give you confidence that you were addressing the most important issues.

Page 33: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Time horizons• An important question to be asked in planning your research is ‘Do I want my

research to be a “snapshot” taken at a particular time or do I want it to be more akin to a diary or a series of snapshots and be a representation of events over a given period?’

• (As always, of course, the answer should be ‘It depends on the research question.’)

• The ‘snapshot’ time horizon is what we call here cross-sectional while the ‘diary’ perspective we call longitudinal.

• We should emphasise here that these time horizons to research design are independent of which research strategy you are pursuing or your choice of method.

Page 34: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Cross-sectional studies• It is probable that your research will be cross-sectional, the study of a particular

phenomenon (or phenomena) at a particular time.

• We say this because we recognise that most research projects undertaken for academic courses are necessarily time constrained. However, the time horizons on many courses do allow sufficient time for a longitudinal study, provided, of course, that you start it in plenty of time!

• Cross-sectional studies often employ the survey strategy (Easterby-Smith et al. 2008; Robson 2002). They may be seeking to describe the incidence of a phenomenon (for example, the IT skills possessed by managers in one organisation at a given point in time) or to explain how factors are related in different organisations (e.g. the relationship between expenditure on customer care training for sales assistants and sales revenue).

• However, they may also use qualitative methods. Many case studies are based on interviews conducted over a short period of time.

Page 35: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Longitudinal studies• The main strength of longitudinal research is the capacity that it has to study

change and development.

• Adams and Schvaneveldt (1991) point out that in observing people or events over time the researcher is able to exercise a measure of control over variables being studied, provided that they are not affected by the research process itself.

• For example, you may be studying the change in manufacturing processes in one company over a period of a year. This would be a longitudinal case study.

• Therefore, you gain a valuable data, which would give you a powerful insight into developments in personnel management and employee relations over a period of wide-ranging change.

• In longitudinal studies the basic question is ‘Has there been any change over a period of time?’

Page 36: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Ethical IssuesEthical tenants:

• Do not harm• Volunatary consent• Deception• Anonymity and confidentiality.

Ethical Regulations:• National Research Act of 1974 - Established Institutional Research Boards (IRB) • Buckley Amendment - Protection of privacy • Privacy Acts of 1974 - Safeguards for the release of records

Page 37: Lecture 6: Formulating the research design Mukhametzhan Seitzhapparuly seitzhapparuly1@gmail.com Research Methods

Institutional Review Boards, Professional Codes of Ethics 1) Institutional Review BoardsDuties- Ensure safety to human subjects • Assurance of informed consent • Advise subjects of potential risks and benefits

Ensure unhampered research opportunities

2)Professional Codes of Ethics

Most professional associations have formal codes of conduct that describe acceptable and unacceptable professional behavior