Lawrence L Piersol Financial Disclosure Report for 2010

8/3/2019 Lawrence L Piersol Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)

1. Person Repor ting ( las t name, f ir s t , middle init ial)Pierso l , Lawren ce L .

4. Ti t le (Art ic le 111 jud ges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate ful l - or p ar t - t ime)

U.S. Di s t r i c t Ju dge

7. Chambers or Of f ice AddressFedera l Cou r th ou s e , Su i t e 2024 00 Sou th P h i l l i ps Av enu eSio ux Fal l s , SD 57104-6851

2. Cou r t o r O r ganiza t ionU.S. Di s t r i c t Cou r t , SD

3. Da te o f Report05/02/2011

5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Repo rt and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliancew i t h a p p l i c a b le l a w s a n d r e g u l a t io n s .

Reviewing Off icer Date

6. Report ing Pe riod01/01/2010

to12/31/2010

IMPORTANT NOTES: The instructions accompanying this form must be followe~L Complete all parts,checking the NON E box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ( R e p o n i n g i .d i v l d u . t o n l y ; s e e p s . 9 - 1 3 of filing instructions.)~ -~ ~o reportable positions.)O N E

1. Director

2. Director3.4.5.

P O S I T I O N N A M E O F O R G A N I Z A T I O N /E N T I T YThe Fo un d at io n fo r the A d van cemen t o f an In d ep en d en t Jud ic ia ry an d the Ru leo f Law, a char i t ab le fo un d at io n .Jo hn T . Vucurev ich Fo un d at io n , a char i t ab le fo un d at io n .

I I . A G R E E M E N T S . ( R ~ p o n i .~ i n d i v ia . . i o n l y ; s e e p p . 1 4 - 1 6 of f!ling instructions.)~] N O N E (No reportable agreements.)

DATE P A R T I E S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e rs o n R e p o r t i n gPiersol, Lawrence L.

D a t e o f R e p o r t05/02/2011

I l L N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Incom e~] N O N E ( N o reportable non-investment income.)

DATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f you were ma rried during anyportion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

D N O N E (No reportable non-investment income.)DATE

1. 2010

2.

3.

4.

SOURCE AND TYPES p o u se s se l f - e m p l o ye d La w P ra c t i c e a n d sp o u se s se rv i c e a s a d i r e c t o r o f Bu sh C h a r i t a b l e F o u n d a t i o n

I V . R E I M B U R S E M E N T S -transportation, lodging, food, e n t e r t a i n m e n g(Includes those to spouse and dependent children; see pp. 25-27 off!ling instructions.)

~ (No reportable reimbursements.)O N ESOURCE

Jo hn T . Vucurev ichFou nda t ion

DATES LOCATION PURPOSEFebruary 18 Rapid City, SD Board Meeting

ITEMS PAID OR PROVIDEDT r a v e l e x p e n s e s r e i m b u r s e d

2. Jo hn T . Vucurev ich A p ril 29 -3 0 R ap id C ity , SD Bo ard M ee tin g T r a v e l e x p e n s e s r e i m b u r s e dFou nda t ion3. Fed era l Jud g es A sso c ia t io n May 22-23 W a s hin g to n , D C Bo ard M ee tin g T r a v e l e x p e n s e s r e i m b u r s e d4.5.


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N a m e o f P e r s o n R e p o r t in gPiersol, Lawrence L.

D a t e o f R e p o r t05/02/2011

V . G I F T S . C ~ n e i u d e s those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E (No reportable gifts.)

SOURCE DESCRIPTION1 .2.3.4.5.

V A L U E

V I . L I A B I L I T I E S . a n a u d e s t h o s e o f s p o u s e u n d dependent children; see pp. 32-33 of filing instructions.)D N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1 . Fi rs t Bank and Tru s t N o t e & M o r t g a g e : F a r m , c o m m e r c i a l p r o p e r t i es2.3.

4.5.

VALUECODEo


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N a m e o f P e r s o n R e p o r t in gP i e r s o l , L a w r e n c e L .

D a t e o f R e p o r t05 /02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .... e, value, t ...... tlons (Includes those of sp ...... d dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. - B. C.Descrip t ion n fAsse ts Income dur ing Gros~ :value at end

(including trust assets) reporting period of reposing pe riod{1) (2) (1) (2) (! ) (2) (3)

Ptace " (X)" af ter each asse t A m o u n t T y p e ( e . g ., Value V a l u e Type (e.g. , D a t e Val u eexempt f rom pr ior d isc losure Code 1 div. , rent, Co d e 2 M etho d buy, se ll~ m m/dd /yy Co de 2( A r H ) 0 r . i n t . ) ( J - P ) Code 3 redem p tio n) (J-P )

(Q.W)

T r a n s a c t o n s d u r i n g r e p o r t in g p e r i o d( 4 ) (5 )

Gain Identity ofC o d e I buye r/ se l le r(A-H) ( i f p r i v a t e

t r a n s a c d o f f )

1 . N at iona l H ou s ing P a r tne rs h ip A D i v i d e n d J W2. Farm #1~ D R e n t N W3. M e r r i l l L y n c h L a t i n A m e r i c a F u n d ( I R A ) A D i v i d e n d K T4. Th e Equ i t ab l e , IRA A D i v i d e n d J W5. IB M A D i v i d e n d K T6. V e r i z o n C o m m u n i c a t i o n s A D i v i d e n d J T7. V i a c o m I n c . A D i v i d e n d J T8. American Express Co. A Dividend J T9. Bri s to l -Myers Squ ib b A D i v i d e n d K T

1 0 . Ford Mt r . C o . De l . A D i v i d e n d J T1 1 . Genera l Elect r i c Corp . A D i v i d e n d J T1 2 . R JR N a bi sco G roup A D i v i d e n d J T1 3 . Safeway A D i v i d e n d J T

1 4 . Assoc i a t e s F i r s t C a p . A D i v i d e n d J T1 5 . C h a r l e s S c h w a b C o . M o n e y M a r k e t ~ A Interest M T1 6 . Ckg A cct s , (2 ) F ir s t Bank & T ru s t , SxFa l l s A Interest J T& Bkg s , SD1 7 . Ckg A cct s , (2 ) F ir s t N a t l Bank , SxFa l l s , SD A Interest J T

2. Va lu e Co d es J = $15;000 o r less K =$15,001 ~ $50,000(Se e C o lun ms C I a n d D3) N =$250;001 - $500 000 O =$500,001 - $1 ,000,000

P3 =$25,000,001 - $50,000,0003 . V alu e Method Codes Q =Ap p r a i Sa l R = Cos t ( R eal E s t a t e Only )( S e e C o l u m n C 2 ) U = Book V alu e V = Other

C =$2,501 - $5,000H l =$1 ~000,001 - $5,000,000L =$50,001 - $100,000PI =$1;000,001 - $5,000,000P4 =More than $50,000,000S = A s s es s mentW = E s t imatc d

D =$5,001 - $15,000H2 =More than $5;000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $ 25;000,000T = C a s h M a r k e t

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTPage 5 of 8 Ia m e o f P e r s o n R e p o r t in gPiersol, Lawrence L. D a t e o f R e p o r t05/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, vulue, , ....... tions (Includes those of sp .... and dependent children; see pp. 34-60 of filing instructions.)~ NONE income, assets, or transactions.)eportable

A. B , C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d 0freporting period(1) (2) (1 ) (2 ) (1 ) (2).. :. (3)

Place "(X)" after each asset Amoum Type (e.g.. Value D a t e Value [C o d e 1 div . , r e nt , C o d e 2 m rn /d d/y y C od e 2exempt from pr or d sclosure(A H) o r i n t .) ( J -P ) (J-P)

Value Type (e.g.,M e t h o d b u y , s e l l ,C o d e 3 r e d e m p t i o n )( Q - W )

1 8 . M u t u a l B e a c o n F u n d B Dividend M T1 9 . Sogen Overseas Fund (now called First A Dividend M TEagle Overseas Fund)2 0. S ch wa b M o ne y M a rk et A Interest K T

21. Money Market Acct. - Vanguard D Interest K T

22. C o m m e r c ia l P r o p e r ty Parcel 1 ( M i n n e h a h a F Rent O WCo. , SD)23. C om m e rc i a l P rope r t y Parcel 2 ( M i n n e h a h a E Rent N WCo., SD)24. Capital Guardian Trust (Closed End Mutual C Dividend M TF u n d )25 . M errill Lynch M oney M arket D I n t e r e s t J T26 . Templeton Dragon Fund A Dividend J T

27 . Apartment Interest (M innehaha Co., SD) E Rent N W28 . Mutual Discovery Fund A Dividend L T29 . E x x o n S t o c k B D i v i d e n d L T30. Vanguard Total Stock Mkt Idx Adm E Dividend N T

31. V a n g u a r d H i g h - Y i e l d C o o Fund Inv C Interest M T32. Farm #2 (Moody C o . , SD) D Rent N W33. Com mercia l P rope r ty #3 (Lee Co. , FL) D Rent O W34. Proctor & Gamble Co. A Dividend J T

( 4 ) ( 5 )Gai~ Identity of

C o d e 1 buyer/ se l le r(A-H) (if private

transaction)

i : ih ~ r m ~ G a i f i ~ e ~ i A ~$1i000 or less .... B =$1,001 - $2,500(~ ~i~ ~i ahd D4) F ~$50100i ~ $i001000 ..... G =$100i001- $1;000;000

2. V alue Co de s J = $15,000 or less K =$15,001 - $ 50,000( See Colu mns C I and D3 ) N =$250,001 - $500,000 O =$500,001 - $1 ,000,000

P3 =$25,000,001 - $50,000,0003 . V alu e Method Codes Q =Ap p r a i sa l R = Cos t ( R eal E s t a t e Only )( S e e C o l u m n C 2 ) U = Book V alu e V = Other

C =$2,501 - $5,000H 1 =$1;000;001 - $5,000;000L =$50,001 - $100,000P 1 = $1,000,001 - $5,000,000P4 -Mere than $50,000,000S = A s s es s mentW = E s t imated

D =$5,001 - $15,000H 2 = M o r e t h a n $ 5 0 0 0 0 0 0 . . .. . .

M =$ 00 ;001 - $250 ;000p 2 - - ~ 3 , 0 o 0 , 0 0 1 - $ ~ 5 0 0 0 0 0 oT = C a s h M a r k e t

E =$15,001 - $50,000


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Nam e of P e r son R e p o r t i n gP i e r s o l , L a w r e n c e L .

Date of Report05 /02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing btstructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" aRer each asset

exempt from prior disclosure

B. C. D.Income dur ing Gro ss v alue a t en d Transactions du ring repo rtin g p eriod

reporting period of reporting period(1) (2) (1 ) (2 ) O) ....... : ~3~: I: :(4~ (5 3

A m o u n t Type (e.g. , V a l u e Value T y p e ( e ~ g . ~ Date: : V a l u e Gain Identity ofC o d e I div. , rent, Code 2 Method buy, se l l , m m /d d/y y C od e 2 Code 1 buyer /Sel ler(A-H) o r i n t . ) (J-P) Cod e 3 red ~ m ptjo nl (J -P) (A.H): (if private(Q-W) transaction)

35 . S B C C o m m u n i c a t i o n s , In c . ( X ) A D i v i d e n d K T3 6 . Dominion Resources (X ) A Dividend J T37 . E x c e l s io r I n c o m e S h a r e s ( X ) A D i v i d e n d J T38 . J o h n s o n & J o h n s o n A D i v i d e n d J T39 . L G & E E n e r g y C o r p . ( X ) A Dividend J T40 . Merck & Co . , Inc. (X) A Dividend J T41. Microsoft A D i v i d e n d K T4 2. Cis co Sys t em, Inc. Co. A D i v i d e n d J T43 . Be rksh i r e Ha t ha w a y B A D i v i d e n d M T

44 . V i s t e on C orp . (X ) A Div idend J T45 . Am er ipr i s e Fin . Inc. (X) A D i v i d e n d J T46 . Zimm er H lds Inc. (X) A Div idend J T47 . Rea l P rope r ty Bare Land #1 (Lake Co. , SD) N o n e L W48 . Rea l P rope r ty #2 (Lake Co. , SD) B Rent L W

i l nc om~ G ~ in Codes :( S e e C o l u m n s B I a n d

2 . V alu e Codes( S e e C o l u m n s C I a n d D 3 )

3. V alu e Method Codes( S e e C o l u m n C 2 )

A~$1i0oo or less= $ 5 o ~ o o l - $ ~ o o , o o o=$ 1 5 , 000 o r l es s= $ 2 5 0 ,0 0 1 - $ 5 0 0 ,0 0 0

P3 = $ 2 5 ,0 0 0 ,0 0 1 - $ 5 0 ,0 0 0 . 0 0 0= A p p r a i s a l= Book V alu e

B =$1,001 - $2,500 C =$2,501 - $5,000 D = $ 5 ; 0 0 1 - $ 1 5 , 0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0G =$1001001 L SL0001000 . . .. Hi ~$] !000100 i - -$5 ;000 ;000 H 2 =Mrr~ thao $5;000,000 .. . . . . . . .K =$15,001 ~ $50,000 L =$50~001 ~ $100,000 M =$100 00i ; $250;000O =$500,001 ~ $1 ;000,000 El =$1 ;000 i001 :- $5 000 000 P 2 =$5 ,000 ,001 - $25 ,000 ,000

1~4 =M0re than $50,000,000 ......T - -C a sh Ma rke t=Cost (Real Estate Only) S = A s s e s s m e o tV = Other W = E s t imated


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 8

Na m e o f Pe r son Re por t ingP i e r s o l , L a w r e n c e L .

Date of Repor t05/02/2011

V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicate part of report.)


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IX . CERTIFICATION.

Name of P e r son Repor t ingP i e r s o l , L a w r e n c e L .

Date of Repor t05/02/2011

I c e r ti f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t t in g n o n - d i s c l o s u r e .

I f u r t h er c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S] Lawren ce L. Piersol

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI FI E S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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Lawrence L Piersol Financial Disclosure Report for 2010