Upload
sonel
View
32
Download
0
Tags:
Embed Size (px)
DESCRIPTION
WRIA 2014 Meeting, Napa CA Evaluating Information Exchange for Effective Risk Management in Healthcare. L. Philip Caillouet PhD FHIMSS William L. Ferguson PhD CLU CPCU ARM The University of Louisiana at Lafayette January, 2014. Abstract. - PowerPoint PPT Presentation
Citation preview
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 1
WRIA 2014 Meeting, Napa CA
Evaluating Information Exchangefor Effective Risk Management
in Healthcare
L. Philip Caillouet PhD FHIMSSWilliam L. Ferguson PhD CLU CPCU ARM
The University of Louisiana at LafayetteJanuary, 2014
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 2
Abstract The healthcare delivery sector and the health insurance industry
seem destined to collide once again as voluntary HIEs are launching and as mandated HIEs are coming on-stream.
But when is an HIE not an HIE? When one is a Health Information Exchange and one is a Health Insurance Exchange.
One is vital in maintaining health and critical to managing clinical risk in the delivery of healthcare services, while the other is hoped to aid individuals and small businesses in managing economic risks in daily life.
Evaluating the effectiveness of each, separately, offers a significant research challenge.
Creating and monitoring effective relationships between the two may be the future of risk management in healthcare.
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 3
Outline of This Presentation1. Healthcare and Health Insurance
are Information Intensive Industries2. Information Technology Applications
(especially HIEs) are Essential Enablers for Implementation of Health Insurance Reforms– HIE = Health Information Exchange (ARRA/HITECH 2009)
– HIE = Health Insurance Exchange [HIX, HIEx]; [HIM = Health Insurance Marketplace (Marketplace)] [AHBE = American Health Benefit Exchange (PPACA 2010)]
3. Experience To Date4. Measuring Success of HIEs
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 4
1.“Healthcare and Health Insurance Are Information
Intensive Industries”Healthcare has two underlying processes:
a. provision of careb. gathering of information to facilitate provision of care in the future
Health Insurance has two underlying processes:a. mitigation of risk for the insuredb. gathering of information to facilitate mitigation of risk in the future
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 5
Equip.Mfrs.
Suppliers
DrugMfrs. Physicians
Pharm.BenefitMgrs.
Network& CareMgrs.
Us!
PeerReviewOrgs.
Federal& StateGov’t.
FiscalInter-
mediaries
Employers,Unions,
& Assns.
Insurers FinancialServices
CreditBureaus
ClaimsAssistance
ASOTPAs
DataServices
Healthcare & Health Insurance Information Pathways
PHOs
IPAs
Hospitals
*Us! = Patients, Employees, Citizens, Enrollees, Members, Covered Lives, Consumers, Marginal Units, Populations
*
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 6
2.“Information Technology Applications (especially HIEs)
are Essential Enablers for Implementation of Health
Insurance Reforms”The U. S. federal “plan is to propose Health Information Exchange and interoperability requirements … so that patient information follows patients to the point of care and informs critical health decisions.”
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 7
Equip.Mfrs.
Hospitals
Suppliers
DrugMfrs.
Physicians
Pharm.BenefitMgrs.
Network& CareMgrs.
Patients
PeerReviewOrgs.
Federal& StateGov’t.
FiscalInter-
mediaries
Employers,Unions,
& Assns.
Insurers FinancialServices
CreditBureaus
ClaimsAssistance
ASOTPAs
DataServices
Color Key:Clinical (specific)Clinical (summary)FinancialAdministrative
Healthcare Information:Order from Chaos?
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 8
The Future’s Just Not the Same Anymore!attributed to Yogi Berra
Meaningful Use?Healthcare Reform?
Health Insurance Reform?Coordinated Care Networks?
Accountable Care Organizations?National Health Information Infrastructure?
HIPAA? / ARRA? / HITECH?PPACA? / (repeal?)
???
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 9
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 10
Health Information Exchange A “Health Information Exchange” is an online mechanism whereby
clinical, financial, and administrative information can be securely exchanged among patients, physicians, hospitals, other professional and institutional healthcare providers, public health agencies, regulators, and payors.
In the United States, the electronic transactions are well documented in the Administration Simplification provisions of the Health Insurance Portability and Accountability Act of 1996 (HIPAA), and have been refined in the Health Information Technology for Economic and Clinical Health Act of 2009 (HITECH).
HITECH, an embedded component of the American Recovery and Reinvestment Act of 2009 (ARRA, or “”The Stimulus Bill”), funded the creation of State Health Information Exchanges on a state-by-state basis and mandated interconnection of these through the application of Nationwide Health Information Network (NwHIN) standards for inter-HIE exchange.
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 11
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 12
Health Information Exchange (sources) DHHS ONCHIT (created in 2004)
Office of the National Coordinator for Health Information Technology (ONCHIT) Federal Health IT Strategic Plan, updated for 2011-2015 – 80pp. (http://healthit.hhs.gov/portal/server.pt/community/fed_health_it_strategic_plan/1211/home/15583)
ARRA / HITECH (2009) American Recovery and Reinvestment Act (ARRA) (“the Stimulus Act”) incorporated the $20B Health Information Technology for Economic and Clinical Health (HITECH) Act, seeking “to improve American health care delivery and patient care through an unprecedented investment in health information technology.” (http://healthit.hhs.gov/portal/server.pt?open=512&objID=1487&mode=2)
HITECH and HIE HITECH authorized State Health Information Exchange Cooperative Agreements (http://healthit.hhs.gov/portal/server.pt?open=512&objID=1488&parentname=CommunityPage&parentid=58&mode=2&in_hi_userid=11113&cached=true)
LDHH / LHCQF Louisiana Department of Health and Hospitals & Louisiana Health Care Quality Form (LHCQF) – LaHIE Strategic & Operational Plans published in 2010 – 164pp. (http://lhcqf.org/images/stories/LaHIE%20State%20Plan.pdf.)
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 13
Health Insurance Exchange In the United States, the Patient Protection and Affordable Care Act
of 2010 (PPACA) entered into a new phase of its implementation on October 1, 2013, with the launch of “Health Insurance Exchanges.”
Health Insurance Exchanges are intended to serve as fully online health insurance marketplaces where individuals and small businesses may select and purchase health insurance.
HIEs will be operated on a state-by-state basis, either by each state independently or by the federal government if a state should chose to opt out of the costs of managing its HIE. In the 974-page text of PPACA (available at http://www.hhs.gov/healthcare/rights/law/index.html), references to the “exchange” concept appear 333 times, and the concept is alternatively termed “Health Insurance Exchange,” “Health Benefit Exchange,” “American Health Benefit Exchange,” “Small Business Health Options Program (SHOP) Exchange,” “Data Exchange,” or simply “State Exchange.”
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 14
Health Insurance Exchange (continued) More formally, PPACA amended Section 2791(d) of the Public
Health Service Act (42 U.S.C. 300gg–91(d)) to add the following definition: “The term ‘Exchange’ means an American Health Benefit Exchange established under section 1311 of the Patient Protection and Affordable Care Act.” In 12 pages, Section 1311 details requirements and functions of a State Exchange, including 11 specific functions to be performed by the online system. Such exchanges were originally dubbed with the acronym “HIE,” but more recently “HIX” has been used to avoid confusion with “Health Information Exchange” (another federally promoted concept).
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 15
Health Insurance Exchange Functions
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 16
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 17
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 18
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 19
Health Insurance Exchange (sources)
PPACA (2010) Patient Protection and Affordable Care Act (PPACA) (“Obamacare”) (
http://www.ncsl.org/documents/health/ppaca-consolidated.pdf) – 974pp.
Louisiana Department of Insurance (http://www.ldi.louisiana.gov/)
Louisiana Healthcare Reform Resource Center -- for Consumers (http://www.ldi.state.la.us/HealthCareReform.html
-- for Producers (http://www.ldi.state.la.us/MarketplaceTraining.html)
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 20
HIE-HIE Connections?
Eligibility Co-Pay Collection Coverage Levels Prior-Authorization Changes Enrollment
Enrollment
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 21
HIE-HIE Communications
HealthcareProviders
Patientsand
Families
PayorsInsurers
Healthplans
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 22
What an Applicant-Patient wants to know(how does PPACA affect me and my choices of Providers)
1. What is the monthly cost of the Healthplan’s premiums?2. How long has the Healthplan been in business? How viable is the
company? How stable will my premiums be over time?3. Can I still see my regular doctors? Will it cost more to see my regular
doctors?4. Are my current medications in the formulary? Will it cost more to get my
current medications?5. Must I have prior approval to see a specialist? approval from my regular
doctor? approval from the healthplan?6. Must I file my own claims? Will I get statements showing total costs and
total out-of-pocket expenses?7. Is there a co-pay required for routine visits? an annual deductible to meet?8. Is there an annual or lifetime maximum benefit? [PPACA prohibits maxima
for “essential health benefits” renewals after 12-31-2013]
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 23
What a Provider wants to know (how does PPACA affect me and what compliance issues loom)
1. How will I know which Patient is eligible under which Healthplan?2. May a Patient be rejected on the basis of their choice of Healthplan? [e.g.,
a Healthplan in which I do not participate]3. How will I know which services are covered by a particular Patient’s
Healthplan?4. How will I know which medications are including in a Healthplan’s
formulary?5. Must I seek approval from the Healthplan prior to ordering tests,
performing procedures, prescribing medications, or referring the Patient out to other Providers? How do I go about seeking such approvals?
6. What must I collect as a co-pay from any particular Patient?7. How will I get paid by a Patients’ Healthplan for services rendered to that
Patient? on a prepaid per capita basis? on a fee-for-service basis, using a negotiated fee schedule?
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 24
What a Healthplan wants to know(who are the Applicants and what underwriting options still exist)
1. Does the Applicant have pre-existing medical conditions that might disqualify them for coverage? [PPACA prohibits!]
2. Does the Applicant have behavioral risk factors that might alter their premium? [PPACA allows (e.g., smoking)]
3. May an Applicant be rejected on certain specific criteria other than a pre-existing condition or a risk factor?[e.g., Healthplan lacks certain services that Applicant-Patient may need]
4. Does the Applicant agree to all terms associated with the healthplan?5. Has the Applicant prepaid the required initial premium?6. Will the Applicant’s premium be supported by federal grants or aids?7. What Provider(s) will Applicant choose?
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 25
What the Regulators want to know(Exchange effectiveness and PPACA compliance metrics)
1. How many Applicants have visited the Health Insurance Exchange? non-duplicated individuals?
2. How many Applicants have applied for coverage with each specific Healthplan? non-duplicated applications?
3. How many Applicants have been approved for coverage with each specific Healthplan? Applicants and individual persons to be covered?
4. How many Small Businesses have visited/applied/been/approved? Small Businesses and individual persons?
5. What fraction of previously uninsured individuals will now have coverage?6. How many dollars in initial premiums committed/paid by Applicants?7. How many dollars in initial premiums committed by federal grants or aids?8. What complaints, misrepresentation, violations, etc. have occurred as a
result of the Health Insurance Exchange?
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 26
3. Experience To DateDonabedian’s Indicators:
Structure – Result of Federal (primarily) and State FundingProcess – If you built it, will they come?Outcomes – Too soon to tell!
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 27
The HIE & the HIE in Louisiana The Louisiana Health Care Quality Forum (LHCQF), the State-
Designated Entity in Louisiana, has used HITECH funding to create the Louisiana Health Information Exchange (LaHIE), which has just passed the second anniversary of its launch.
LaHIE Now Includes More Than 500K Unique Patient Records> The Louisiana Health Information Exchange (LaHIE) now features more than 560,000 unique patient records.> “For those patients, it means their physicians have greater, more timely access to their health records. As we continue our efforts to onboard more hospitals and practices to LaHIE, that number will grow exponentially in the coming months.” Cindy Munn, LHCQF Executive Director> To date, 33 hospitals and clinics are live with LaHIE, and 68 are actively onboarding. The exchange has participation agreements with more than 170 hospitals, providers, clinics, school-based health centers, home health agencies and other health care companies across the state.
The State of Louisiana has opted out of managing its ownHealth Insurance Exchange at least for now, which under the terms of PPACA requires the federal government to operate the online marketplace in Louisiana.
It is too early to judge the effectivenesseither of the HIE or of the HIE (HIX, HIeX, HIM, ABHE)in Louisiana, but it is not too late to create an evaluation plan!
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 28
Only 16 States Run Their Own Insurance Exchanges
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 29
Official Skepticism in Louisiana
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 30
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 31
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 32
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 33
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 34
Apologies & Apologists
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 35
New Action Plan
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 36
On the Mend?
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 37
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 38
https://www.healthcare.gov/families/
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 39
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 40
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 41
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 42
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 43
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 44
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 45
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 46
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 47
Louisiana Plan Comparison – Single, 50 or older
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 48
Tricks no Treats?
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 49
Period*
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 50
https://www.healthcare.gov/small-businesses/
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 51
EmployerPenalties
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 52
Downstream Implementation Timeline
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 53
4. Measuring Success of HIEsHealth Information Exchanges
Providers, Payors, Patients, Regulators, Public Health Agencies
Health Insurance ExchangesConsumers, Sponsors, Carriers, Networks, Providers, Regulators
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 54
Defining “Success”for Each
Health Information Exchange Functionality
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 55
Table 1. “Pre-Arrival”Uses of Information Exchanged in an HIE
HIE FUNCTIONALITYand Transactions Transaction Type Sender Receiver
Primary Beneficiary
CLASS
REFERRALS (INBOUND) PROVIDERS
Request to Accept Referred Patient Unsolicited Request Provider A Provider B Provider A
CCR/CCD Request Decision-triggered Response Provider B Provider A
CCR/CCD Delivery CCR/CCD Transmission Provider A Provider B
Response (Accept/Decline) Decision-triggered Response Provider B Provider A Provider B
APPOINTMENTS PATIENTS, PROVIDERS
Request for Appointment Unsolicited Request Patient Provider Provider
Response (Accept/Decline) Decision-triggered Response Provider Patient Patient
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 56
Table 2. “Point-of-Arrival”Uses of Information Exchanged in an HIE
HIE FUNCTIONALITYand Transactions Transaction Type Sender Receiver
Primary Beneficiary
CLASS
ELIGIBILITY CHECKING PROVIDERS
Inquiry Unsolicited Inquiry Provider Payor
Response Decision-triggered Response Payor Provider Provider
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 57
Table 3. “Point-of-Care”Uses of Information Exchanged in an HIE
HIE FUNCTIONALITYand Transactions Transaction Type Sender Receiver Primary Beneficiary
CLASSPATIENT RECORD REQUESTS PROVIDERS CCR/CCD Request Unsolicited Request Provider B Provider C CCR/CCD Delivery CCR/CCD Transmission Provider C Provider B Provider B LABORATORY TESTS PROVIDERS Order Unsolicited Order Provider Laboratory Laboratory Interim Status Inquiry Unsolicited Inquiry Provider Laboratory Interim Status Report Decision-triggered Response Laboratory Provider Provider Result Decision-triggered Response Laboratory Provider Provider, Patient RADIOLOGY WORKUPS PROVIDERS Order Unsolicited Order Provider Radiology Radiology Interim Status Inquiry Unsolicited Inquiry Provider Radiology Interim Status Report Decision-triggered Response Radiology Provider Provider Report Decision-triggered Response Radiology Provider Provider, Patient PRESCRIPTIONS PROVIDERS ePrescribing of Rx Unsolicited Order Provider Pharmacy Pharmacy Rx Fill/Pickup Report Event-triggered Response Pharmacy Provider Provider, Patient PRIOR AUTHORIZATIONS PAYORS, PROVIDERS Request Unsolicited Request Provider Payor Payor Interim Status Inquiry Unsolicited Inquiry Provider Payor Interim Status Report Status Report Payor Provider Provider Determination (Approval/Disapproval) Decision-triggered Response Payor Provider Provider, Patient REFERRALS (OUTBOUND) PROVIDERS Request to Accept Referred Patient Unsolicited Request Provider B Provider D Provider B CCR/CCD Request Decision-triggered Response Provider D Provider B Forwarding of Patient Record CCR/CCD Transmission Provider B Provider D Response (Accept/Decline) Decision-triggered Response Provider D Provider B Provider D
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 58
Table 4. “Point-of-Departure”Uses of Information Exchanged in an HIE
HIE FUNCTIONALITYand Transactions Transaction Type Sender Receiver
Primary Beneficiary
CLASS
REIMBURSEMENT CLAIMS PROVIDERS
Claim Submission Unsolicited Transmission Provider Payor Payor
Claim Status Inquiry Unsolicited Transmission Provider Payor
Claim Status Report Event-triggered Response Payor Provider Provider
Remittance Advice Event-triggered Response Payor Provider Provider
Electronic Funds Transfer Event-triggered Response Payor Prov. Bank Provider
PERSONAL HEALTH RECORD PATIENTS
ePHR Update Unsolicited Transmission ProviderePHR Custodian
Patient
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 59
Table 5. “Post-Departure”Uses of Information Exchanged in an HIE
HIE FUNCTIONALITYand Transactions Transaction Type Sender Receiver
Primary Beneficiary
CLASS
IMMUNIZATION REGISTRY PUBLIC HEALTH AGENCIES
Registry Update Unsolicited ProviderRegistry Agency
Registry Agency
Registry Update Acknowledgement Event-triggered ResponseRegistry Agency Provider
DISEASE/TUMOR REGISTRY PUBLIC HEALTH AGENCIES
Registry Update Unsolicited ProviderRegistry Agency Registry Agency
Registry Update Acknowledgement Event-triggered Response Registry Agency
Provider
QUALITY REPORTING REGULATORS
Quality Reporting Unsolicited ProviderQuality Agency Quality Agency
Qual. Reptg. Acknowledgement Event-triggered Response Quality Agency
Provider
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 60
HIE: Measuring SuccessFUNCTIONALITY Primary Beneficiary Type of Benefit Benefit Measure
Quantitative Qualitative
REFERRALS (INBOUND) PROVIDERS Source of new patients # of new patients Provider satisfaction
APPOINTMENTS PATIENTS Convenience Time saved Patient satisfactionPROVIDERS Staff time/cost savings $ saved in FTE staff costs Staff satisfaction
ELIGIBILITY CHECKING PROVIDERS Avoidance of uncollectable revenue
% of booked revenue collected Provider and staff satisfaction
PATIENT RECORD REQUESTS PROVIDERS Elimination of duplicative
workups Time saved Provider and staff satisfaction
LABORATORY TESTS PROVIDERS Automatic EHR update of results
Time saved by avoiding delays and manual filing Accessibility of information
RADIOLOGY WORKUPS PROVIDERS Automatic EHR update of reports
Time saved by avoiding delays and manual filing Accessibility of information
PRESCRIPTIONS PROVIDERS Automatic EHR update of compliance
% of prescriptions filled and picked up
Provider satisfaction related to this information not being previously available
PRIOR AUTHORIZATIONSPAYORS Enforcement of coverage
limitations$ saved in medical payments Utilization management goals
met
PROVIDERS Avoidance of uncollectable revenues % of $ collected Staff satisfaction
REFERRALS (OUTBOUND) PROVIDERS Expedited consultation Time saved Accessibility of information
REIMBURSEMENT CLAIMS PROVIDERS Expedited collection of revenue
# claims submitted;% and timeliness of revenue collected
Provider and staff satisfaction
PERSONAL HEALTH RECORD PATIENTS Record of problems &
interventionsTime saved communicating past medical history to new providers
Better information upon which to base lifestyle decisions
IMMUNIZATION REGISTRY REGISTRIES
Enhanced compliance & data integrity
#, timeliness, and completeness of updates received
Better information upon which to base health promotion policies
DISEASE/TUMOR REGISTRY REGISTRIES Enhanced compliance & data
integrity#, timeliness, and completeness of updates received
Better information upon which to base health promotion policies and clinical research priorities
QUALITY REPORTING QUALITY AGENCIES Enhanced compliance & data integrity
#, timeliness, and completeness of updates received
Better information upon which to base health promotion policies
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 61
Defining “Success”for Each
Health Insurance Exchange Functionality
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 62
Individual----------------- SHOP
Health Insurance Exchange
Adults (+Students)
SeniorsIndigentChildren
SponsorsSelfEmployers SmallEmployers LargeUnions Assocs
CarriersBluesCommercialsCo-ops
NetworksACOsCCNsHCOsHMOsPPOsIPAs-------------RHAs,IHSs, IDSs,IDNs
ProvidersHospitalsASCsPCPsPCMHsSpecPhysPharmaciesLaboratoriesRadCentersHmHealthAgcsTelemedProvs
State Insurance Commissioners (http://www.naic.org/)
Dept.of Labor – Emp.Ben.SecurityAdmin. (http://www.dol.gov/ebsa/)
Centers for Medicare & Medicaid Services (https://www.cms.gov/ /)
+ IRS & Homeland Security
Govt.ProgsMedicare Part A Part B Part C Part DMedicaidS-CHIPs
CONSUMERS SPONSORS CARRIERS NETWORKS PROVIDERS
HIE, HIeX, HIX,AHBE, Marketplace
REGULATORS
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 63
Redefining the Individual Market
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 64
Table 1. “Pre-Application”Uses of Information Exchanged in an HIE
[HIeX, HIX, AHBE, Marketplace]
HIE FUNCTIONALITYand Transactions Transaction Type Sender Receiver
Primary Beneficiary
CLASS
SEEKING GENERAL INFORMATION Unsolicited Inquiry
Consumer, Sponsor (SHOP)
HIX Query Module
CONSUMERS, SPONSORS
BROWSING FOR HEALTHPLANS Unsolicited InquiryConsumer, Sponsor (SHOP)
HIX Query Module
CONSUMERS, SPONSORS
BROWSING FOR PROVIDERS NETWORKS Unsolicited Inquiry Consumer
HIX Query Module
CONSUMERS
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 65
Table 2. “Point-of-Application”Uses of Information Exchanged in an HIE
[HIeX, HIX, AHBE, Marketplace]HIE FUNCTIONALITY
and Transactions Transaction Type Sender ReceiverPrimary
BeneficiaryCLASS
CREATING A MARKETPLACE ACCOUNT Unsolicited Input
Consumer, Sponsor (SHOP)
HIX Registry Module, Regulator
CONSUMERS, SPONSORS, REGULATORS
IDENTIFYING HEALTHPLAN DETAILS Unsolicited Inquiry
Consumer, Sponsor (SHOP)
HIX Query Module
CONSUMERS, SPONSORS
COMPARING SIMILAR HEALTHPLANS Unsolicited Inquiry
Consumer, Sponsor (SHOP)
HIX Query Module
CONSUMERS, SPONSORS
APPLYING TO PURCHASE A HEALTHPLAN Unsolicited Input
Consumer, Sponsor (SHOP)
HIX Application Module, Carrier, Regulator
CONSUMERS, SPONSORS, CARRIERS, REGULATORS
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 66
Table 3. “Point-of-Enrollment”Uses of Information Exchanged in an HIE
[HIeX, HIX, AHBE, Marketplace]
HIE FUNCTIONALITYand Transactions Transaction Type Sender Receiver
Primary Beneficiary
CLASS
RECEIVING CONFIRMATION OF ENROLLMENT
Decision-triggered Response Carrier Consumer
CONSUMERS, REGULATORS
SELECTING AN ACO / CCN / PCMH / PCP Unsolicited Input Consumer
Carrier, Network, Provider
CONSUMERS, CARRIERS, NETWORKS, PROVIDERS, REGULATORS
RECEIVING CONFIRMATION OF THE HEALTHPLAN BEING IN EFFECT
Decision-triggered Response Carrier Consumer
CONSUMERS, NETWORKS, PROVIDERS, REGULATORS
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 67
HIE: Measuring SuccessFUNCTIONALITY Primary Beneficiary Type of Benefit
Benefit MeasureQuantitative Qualitative
SEEKING GENERAL INFORMATION
CONSUMERS, SPONSORS Knowledge of Plans Time saved shopping for
healthplansUnderstanding of healthplan offerings
BROWSING FOR HEALTHPLANS
CONSUMERS, SPONSORS Knowledge of Plans Time saved shopping for
healthplansUnderstanding of healthplan offerings
BROWSING FOR PROVIDERS NETWORKS CONSUMERS Knowledge of Plans Time saved shopping for
healthplansUnderstanding of healthplan offerings
CREATING A MARKETPLACE ACCOUNT
CONSUMERS, SPONSORS, REGULATORS
Prerequisite for Application Time saved by avoiding delays and repetitive manual filing
Acquisition of“consumer status”
IDENTIFYING HEALTHPLAN DETAILS
CONSUMERS, SPONSORS Knowledge of Plans Time saved shopping for
healthplansRuling out/in specific healthplan offerings
COMPARING SIMILAR HEALTHPLANS
CONSUMERS, SPONSORS Knowledge of Plans Time saved shopping for
healthplansFacilitation of decision-making in favor of preferred healthplan
APPLYING TO PURCHASE A HEALTHPLAN
CONSUMERS, SPONSORS, CARRIERS, REGULATORS
Application submitted, then automatically routed, and queued for consideration; statistics available
Time saved by all parties through online “reusable” application; Carrier time savings through online marketing
Application encompasses decision (“the hard part is over for the consumer”); recognition of movement toward coverage of targeted populations
RECEIVING CONFIRMATION OF ENROLLMENT
CONSUMERS, REGULATORS
Confirmation and further information about healthplan
Tracking of coverage for targeted populations for Regulators
Comfort of knowing coverage is in place
SELECTING AN ACO / CCN / PCMH / PCP
CONSUMERS, CARRIERS, NETWORKS, PROVIDERS, REGULATORS
Exercise of consumer choice Tracking of relationships with Network and Provider
Exercise of consumer “control” through choice of Network and Provider
RECEIVING CONFIRMATION OF THE HEALTHPLAN BEING IN EFFECT
CONSUMERS, NETWORKS, PROVIDERS, REGULATORS
Confirmation of Carrier, Network, and Provider relationships
Tracking of ongoing events in place for Regulators
Comfort of knowing relationships secure
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 68
Conclusions
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 69
This study suggests that ... Benefits may accrue in various distinct areas and in varying degrees to each of the
HIE’s diverse participants. Certain participants may have no direct interest whatsoever in any but a very few
specific HIE functionalities. Participants who receive HIE transmissions are the principal beneficiaries of the
exchange – receiver receives “value” only if they perceive utility. If an unsolicited request for information arrives, the receiving participant is
obliged to respond – a new burden or “cost-of-doing-business” in the electronic age.
Some unsolicited transmissions may be requests for services – “orders” – and the receiver has an opportunity to benefit by turning the order into collectible revenue.
An HIE “succeeds” when it offers the proper mix of functionalities that can strike a successful balance of “value” for “value” exchange among its participants.
Under-contributing functionalities may still find a long-term niche, especially when these co-exist with other functionalities that can subsidize their continuance.
With HITECH-funded HIEs just coming on-stream in 2012, and PPACA-funded HIEs just coming on-stream in 2013, there is a significant opportunity for researchers to further develop and test HIE evaluation techniques.
Louisiana Center for Health Informatics at The University of Louisiana at Lafayette Slide 70
Questions, Comments,or Suggestions?
[email protected]@louisiana.edu
Learn more at http://lchi.louisiana.edu