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I N S I D E T H I S
I S S U E :
Torts and Civil
Practice 1
Land Use & SEQRA 3
The Shell Game 5
Insight into
Immigration 6
Employment
Litigation Update 7
Animal Law
Update 8
Trusts & Estates
Update 9
Matrimonial
Update 10
Announcements 13
Classifieds 18
————————
THE VIEWS EXPRESSED IN THE ENCLOSED
ARTICLES ARE THOSE OF THE AUTHORS
AND DO NOT NECESSARILY REPRESENT
THE VIEWS OF, AND SHOULD NOT BE
ATTRIBUTED TO, THE SARATOGA
COUNTY BAR ASSOCIATION.
————————
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I
———————————
EXAM BY NON-PHYSICIAN PERMITTED UNDER
CPLR § 3121
———————————
Hayes v. Bette & Cring, LLC
(Lynch, J., 1/7/16)
The plaintiff’s suit for damages under Labor
Law § 240 included a claim of future lost wages
and reduced earning capacity. Supreme Court
(Reynolds Fitzgerald, J., Broome Co.) denied the
defendant’s motion to compel plaintiff to submit
to an examination by a vocational rehabilitation
expert. Exams by a “designated physician” are
permitted under CPLR § 3121, but in the Third
Department (Mooney v. Osowiecky, 1995) a
vocational rehabilitation assessment by
defendants was not permitted (unless plaintiff
planned to offer similar proof at trial). Directing
that Mooney should no longer be followed, the
Appellate Division reversed the trial court and
ordered the vocational rehab exam; concluding
that the broad scope of disclosure envisioned by
the CPLR and favored by the Court of Appeals
should be controlling and “the circumstances of a
case may allow such a demand even in the
absence of express statutory authority”.
———————————
MUSIC FESTIVAL INJURY SUITE SURVIVES
———————————
Bynum v. Keber (Rose, J., 1/7/16)
Plaintiff’s daughter suffered significant injuries
after ingesting a harmful substance at the Camp
Bisco music festival, which drew some 26,000
attendees in 2011. Claiming the defendant
promoters knew or should have known of the
widespread presence and use of illegal drugs at
the festival, plaintiff further alleged defendants
failed to provide adequate onsite emergency
medical services as required of a “mass gathering
permitee”. Supreme Court (Versaci, J.,
Schenectady Co.) denied defendants’ motion to
dismiss for failure to state a cause of action and
SARATOGA COUNTY BAR
ASSOCIATION
P.O. BOX 994
SARATOGA SPRINGS,
NEW YORK 12866
TEL & FAX:
(518) 280-1974
PATRICIA CLUTE
EXECUTIVE COORDINATOR
———————
M. ELIZABETH CORENO, ESQ.
EDITOR-IN-CHIEF
CHRISTOPHER MARNEY
MANAGING EDITOR
———————
the Third Department affirmed, except as to the
plaintiff’s fraud cause of action which could not
survive since there was no proof that a material
misrepresentation was made directly to plaintiff
or her daughter. In a separate opinion, the
Appellate Division reversed the trial court and
dismissed plaintiff’s claims against the Town of
Duanesburg and Schenectady County; shielded
by governmental immunity in the absence of a
special duty owed to Bynum.
———————————
MORAL DUTY V. LEGAL DUTY
———————————
Daily v. Tops Markets, LLC
(Lahtinen, J., 12/17/15)
Plaintiff’s decedent, after consuming alcohol
and drugs with several companions, passed out
and appeared to have trouble breathing. His
companions placed the unconscious decedent in
his own car, then drove the vehicle to the
defendant’s parking lot, after which they
reportedly told Tops’ employees that someone in
the parking lot needed emergency medical
attention. The companions then left the market
on foot; employees of the market took no action;
and the decedent died allegedly of the combined
effects of intoxication and hypothermia.
Supreme Court (O’Shea, J., Chemung Co.)
granted defendant’s motion to dismiss and the
Third Department affirmed. As decedent was not
a Tops customer, and his presence (and that of
his companions) on the defendant’s property was
not related to the market’s business,
“notwithstanding a moral obligation, Tops was
not under an affirmative legal duty to assist
decedent”.
———————————
VICARIOUS LIABILITY
———————————
Taylor v. The Point at Saranac Lake, Inc.
(Rose, J., 1/14/16)
(Continued on page 2)
TORTS AND CIVIL PRACTICE: SELECTED CASES FROM THE APPELLATE DIVISION, 3RD DEPARTMENT
TIMOTHY J. HIGGINS, ESQ.
Plaintiff’s husband was killed and she was hurt when their
snowmobile, crossing a public roadway that intersected a trail,
was struck by a car. The snowmobile tour was arranged
through the defendant resort (where the couple was staying)
but operated by a third-party which supplied the snow
machines and a tour guide. The summary judgment motion of
the defendant owners and operators of the resort was denied by
Supreme Court (Ellis, J., Franklin Co.) and affirmed in part by
the Third Department. Plaintiff’s vicarious liability claim
against the resort, premised on an ostensible agency
relationship between the resort and the tour guide, survived,
with the Appellate Division concluding that the resort’s
website and promotional materials “create a question of fact as
to whether plaintiff could have reasonably believed that” the
tour company had the authority to act as the agent of the resort.
———————————
LABOR LAW §§ 240, 241
———————————
Hebbard v. United Health Services Hospitals, Inc.
(Lahtinen, J., 1/14/16)
Plaintiff was part of a work crew repairing the defendant’s
parking garage and was injured when a stack of scaffold
frames (disassembled after being used earlier in the project)
tipped onto him when he attempted to move one. His Section
240 claim was dismissed by Supreme Court (Reynolds
Fitzgerald, J., Broome Co.) which was affirmed by the Third
Department; noting that the plaintiff and the frames were on
the same level and as such he was not exposed to the
“extraordinary elevation risks envisioned” by the statute. The
Appellate Division also agreed that plaintiff’s Section 241(6)
claim was viable, as it relied on Industrial Code Rule 23-2.1, a
specific safety provision directing that all such “building
materials shall be stored in a safe and orderly manner”.
Feilen v. Christman
(Lahtinen, J., 1/14/16)
Plaintiff fell off the roof (which he had just replaced) of the
defendant’s house, part of which was used for defendant’s bed-
and-breakfast business. His Labor Law suit against defendant
and her company was dismissed by Supreme Court (Mott, J.,
Ulster Co.) which found the defendant was entitled to the
statutory exemption from liability given to “owners of one and
two-family dwellings who contract for but do not direct or
control the work” of the person hired. Noting that partial use
of a home for commercial purposes doesn’t automatically
destroy the exemption, the Third Department affirmed
dismissal, concluding that the while the house had a “mixed
use”, the roof replacement done by the plaintiff was designed
to preserve the integrity of the home “and primarily benefitted
[Christman’s] clearly residential use of the premises”.
———————————
SUMMARY JUDGMENT TO PASSENGER
WITH IMPAIRED DRIVER
———————————
Norris v. Menard
(Egan, J., 1/14/16)
Plaintiff was seriously injured, including an above-the-elbow
amputation of his right arm, when the van in which he was a
passenger ran off a snow-covered road, slid down an
embankment and struck two trees. The defendant driver, who
had been in the plaintiff’s company for the preceding seven
hours at various locations including an ice fishing tournament
and a bar, ultimately plead guilty to imprudent speed and
driving with ability impaired by drugs. Reversing Supreme
Court (Ellis, J., Clinton Co.), the Third Department granted
summary judgment on liability to plaintiff, finding that
defendant “failed to offer a nonnegligent explanation for the
accident, allege that plaintiff contributed in any way to the
accident” or otherwise raise any triable issue of fact on
liability.
———————————
BONUS OPINION: COURT OF APPEALS EXPANDS
SCOPE OF THIRD PARTY LIABILITY/DUTY OF CARE
———————————
Davis v. South Nassau Communities Hospital
(Fahey, J., 12/16/15)
Staff at the defendant hospital gave a patient IV medications
without warning the patient that the drugs might impair her
ability to safely drive a car. The patient (a non-party in this
action) thereafter caused an accident with a bus operated by
the injured plaintiff. While noting that any “expansion of duty
is a power to be exercised cautiously”, the Court of Appeals
concluded that the hospital had a duty (to the plaintiff; as a
third party) to warn the patient of the dangers associated with
the medications administered to her. A key consideration in
duty analysis, per the Court, is meeting the changing needs of
society; quoting Judge Cardozo 100 years ago in MacPherson
v. Buick Motor Co.; that “the principle that the danger must be
imminent does not change, but the things subject to the
(Continued on page 11)
Timothy J. Higgins is a partner at Lemire, Johnson & Higgins, LLC in Malta, New York. His litigation practice includes all types of personal injury and wrongful death litigation, including representation of persons hurt in automobile and workplace (construction site) accidents, and medical malpractice. Mr. Higgins also represents and litigates on behalf of employers and municipalities in matters involving claims of employment discrimination and civil rights violations. Prior to joining the firm, Mr. Higgins was a
partner with Powers & Santola, LLP, in Albany, where he had worked since graduating from law school. Before beginning his legal studies and career, Mr. Higgins worked for ten years as a news reporter and sports broadcaster at WGY 810 AM in Schenectady as well as radio stations in Saratoga Springs and Glens Falls.
Mr. Higgins is regularly called upon by various bar associations and groups to lecture to other lawyers, on topics ranging from “The Basics of Civil Practice” to “Discovery for Experienced Litigators” to “The Art of Trial Advocacy: Demonstrative Evidence for Television Generation Jurors.”
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 2
TORTS AND CIVIL PRACTICE, CONTINUED...
LAND USE LAW & SEQRA UPDATE
LIBBY CORENO, ESQ.
———————————
EXPANSION OF PRE-EXISTING NON-CONFORMNG USE:
USE VARIANCE PROOF
———————————
Joseph Nemeth v. Village of Hancock Zoning Board of
Appeals, 2015 NY Slip Op 75132(U) (3d Dep’t 2015):
Residential homeowners bought properties adjacent to a
manufacturing business that has been in existence since 1971.
In 1983, zoning was first introduced which zoned the area
residential and rendered the existing manufacturing business
on site as a pre-existing non-conforming use. In 2001, the
manufacturing company built an 800 sq. ft. by 1000 sq. ft.
addition for manufacturing purposes which, in a prior
decision, the Third Department had ruled was an unlawful
expansion of the use. The business then applied to the ZBA
for a use variance after the court issued an injunction
prohibiting the use of the addition. In order to succeed, the
applicant was required to show that “the land cannot yield a
reasonable return if used as it then exists or for any other
purpose allowed in the zone.” In reversing the ZBA’s grant
of the use variances, the court found insufficient proof that the
property could not yield a reasonable return if used as a
presently existing nonconforming use, i.e., as a manufacturing
facility without use of the addition for manufacturing
purposes. Moreover, even if the applicant had demonstrated
no reasonable return without the addition, it has the additional
burden of demonstrating that it could not realize a reasonable
return of any other use in the zone – which it wholly failed to
do.
———————————
SHORT-TERM RENTALS UNDER
EXISTING ZONING
———————————
Matter of Fruchter v. Zoning Board of Appeals of the
Town of Hurley, 133 AD3d 1174 (3d Dep't 2015)
A homeowner was engaging short term rentals (think
Airbnb) and was cited by the enforcement officer for running
either an illegal B&B or an illegal hotel. The issue was one of
pure legal interpretation for the ZBA and no deference was
given to the ZBA’s findings following its hearing. Here, the
Third Department found that the zoning code must be strictly
construed against the municipality and, because the owner's
activities fit neither of the B&B nor the hotel definitions listed
in the code, the ZBA interpretation was reversed. The court
noted that the rise in the "sharing economy" has left many
municipalities behind the curve when it comes to short term
rentals, but code amendments are going to be necessary.
Even then, however, local zoning may be tested as to the
ability to regulate the industry. Refer to the recent NYS
Multiple Dwelling Law changes which limit the renting out of
a Class A dwelling for periods shorter than 30 days.
———————————
TELECOMMUNICATIONS ACT VS. LOCAL
SPECIAL USE PERMIT REGULATIONS
———————————
Orange County-County of Poughkeepsie Ltd Partnership v.
Town of East Fishkill, 2015 U.S. App LEXIS 19548 (2d Cir .
2015):
Verizon Wireless was seeking to place a wireless telecom-
munications tower in the Town of East Fishkill which required
a special use permit from the Town. Under the federal Tele-
communications Act (47 USC §332(c)(7)(B)), local municipali-
ties may regulate the placement of towers but cannot wholesale
prohibit telecommunication services. In order to demonstrate
that a municipality has unlawfully prohibited a telecommunica-
tion facility, the applicant must show “(1) a significant gap in
wireless service exists; and (2) the propose facility is the least
intrusive means available to close that gap.” Here, the Town
attempted to take the position that its gap was not ‘significant’
and therefore denied the special use permit. However, the find-
ing was contrary to radio frequency analysis, propagation maps,
and other data which indicated the significance of the gap.
Moreover, the applicant submitted topographic maps of all the
sites it had considered for placement of the facility and the only
site suitable was the premises at issue in the application. Sum-
mary judgment was granted under the TCA and the Town was
directed to issue the permit to Verizon. ——————————
LIMITATION ON THE “62-DAY RULE” FOR SUBDIVISION
———————————
Matter of Lucente v. Terwilliger, 46 Misc. 3d 1217(A) (Sup.
Ct. Tompkins Co., 2015):
The applicant owns 48 acres of land in the Town of Ithaca (Continued from page #)
(Continued on page 4)
Libby Coreno, Esq. is a Director at Carter Conboy. She has been a practicing attorney in Saratoga Springs for nearly 12 years, providing counsel to a wide-range of clients, from individuals to regional businesses to Fortune 500 companies. Libby’s practice centers on real estate development; zoning and planning; and real property, municipal and commercial litigation. Libby is the President of the Saratoga County Bar Association and President of the Leadership Saratoga Alumni Board. She is the annual speaker on Case Law Updates for the Saratoga County Regional Zoning & Planning Conference and on Dynamics of Leadership for Leadership Saratoga. She can be reached at 518.587.8112 or [email protected].
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 3
LAND USE LAW & SEQRA UPDATE, CON’T
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 4
(Continued from page 3)
and applied to subdivide the land into 47 residential lots, 2
lots to be given to Cornell University and one lot to be given
to the Town of Ithaca to become part of the Town park. In
2006, the Planning Board granted preliminary subdivision
approval and, in September of 2007, the applicant applied
for final subdivision approval. On that same day, the Town
Board enacted a moratorium on all subdivision approvals
and prohibited the applicant’s development of its property
which was extended until 2009. Once the Planning Board
could act once again, it noted two differences between the
preliminary plat and the final; namely the storm water run-
off plan had changed due to new NYSDEC regulations re-
quired a SEQRA review before approval. As such, the ap-
plicant submitted a revised Long Environmental Assessment
Form (EAF) but the Planning Board took no action for final
subdivision approval. In 2014 (5 years after the end of the
moratoria), counsel for the applicant demanded that the
Town issue the certificate of approval pursuant to Town
Law 276(8) due to the failure of the Planning Board to ap-
prove the subdivision within 62 days. In ruling in favor of
the Town’s refusal to issue the certificate, the Court noted
that Town Law 276(8) contemplates the completion of
SEQRA prior to the running of the 62 days under the statute.
——————————
BINDING EFFECT OF SEQRA DETERMINATIONS ON
OTHER LAND USE DECISIONS
———————————
Troy Sand & Gravel Co. v. Town of Nassau, 125 A.D.3d
1170 (3d Dep't 2015):
In 2003, Troy Sand & Gravel applied for a mining permit
from NYSDEC which acted a lead agency under the SE-
QRA review for all permits related to the quarry operation
(special use permit and site plan). Following a positive dec-
laration and the preparation of an environmental impact
statement, NYSDEC prepared a findings statement which
was unsuccessfully challenged by the Town. The Town
then attempted to reopen the environmental record and con-
duct its own assessment under SEQRA and the gravel com-
pany sought a declaration that Town was bound by all deter-
minations made in the NYSDEC SEQRA review and it was
not entitled to retain a professional consultant for the pur-
pose of reviewing any environmental issue already deter-
mined in the SEQRA process. While the Town was permit-
ted to make findings related to standards and criteria neces-
sary to make a determination on the special use permit, it is
without authority to gather additional environmental impact
information beyond that in fully developed record from
DEC's SEQRA review.
——————————
RLUIPA PREVENTS VILLAGE’S LIMITATION
OF PROPERTY USE TO JEWISH HOLIDAYS
———————————
Matter of Septimus v. Board of Zoning Appeals for the
Incorporated Village of Lawrence, 2015 NY Misc LEXIS
4641(Sup. Ct. Nassau Co., 2015):
Bais Medrash operates a synagogue in the Village of Law-
rence which is subject to significant restrictions including no
vehicular traffic on Friday nights and Saturday and no use of
the premises during week expect on Jewish holy days. After
a number of years of operating, Bais Medrash applied to raze
a structure on one of the lots, slight expand the synagogue
and build a parking lot. The BZA decided to grant the relief
and rescinded the covenants against use of the synagogue
during weekdays for a trial one year period. Several of the
neighbors opposed the relief granted and sought to appeal the
BZA’s decision. After the court addressed the issues raised
by the petitioners, it specifically noted that religious organi-
zations in NY are entitled to special treatment related to land
use and zoning. Moreover, the covenants previously imposed
directly restricted the free exercise of religion in violation of
the Religious Land Use and Institutionalized Persons Act of
2000 (RLUIPA) which provides that “no government shall
impose or implement a land use regulation in a manner that
imposes a substantial burden on the religious exercise of a
person, including a religious assembly unless the government
can demonstrate that the burden is in furtherance of a compel-
ling governmental interest and is the least restrictive means of
furthering that interest.”
——————————
ZONING PRE-EMPTION OF LAKES OWNED
BY NYS IN ITS SOVEREIGN CAPACITY
———————————
Matter of Plattsburgh Boat Basin Inc. v. City of Platts-
burgh, 2015 NY Slip Op 25350 (Sup. Ct. Clinton Co.,
2015):
In 2013, the City of Plattsburgh adopted a local law to
regulate the placement of moorings within Lake Champlain.
The petitioners are a local marina located on the shore of
Lake Champlain and within the City limits. The petitioners
sought to invalidate on the local law on several grounds and,
most notably, that the law was in violation of the NYS Navi-
gation Law which restricts municipalities from regulating
the anchoring or mooring of vessels in lakes which NYS
hold title to in its sovereign capacity. As it so happens, Lake
Champlain is one of those lakes and therefore the City’s
mooring must be vacated as exceeding its authority under
the Navigation Law.
THE SHELL GAME MICHAEL FRIEDMAN, ESQ.
“Charity is no part of the legislative duty of the government.”
- James Madison
In a footnote to the 2016 Budget Request of the Judiciary,
Chief Administrative Judge Lawrence K. Marks wrote: “There
is also the currently unknown cost of a salary adjustment for
judges that will be recommended by the Commission on
Legislative, Judicial and Executive Compensation, to take
effect on April 1, 2016. The recommendations of the
Commission with respect to judicial compensation are due by
December 31, 2015, and therefore the cost of the recommended
adjustment is not now known and is not included in this
request. If necessary, the Judiciary will submit a supplemental
budget request to cover the cost of the April 2016 salary
adjustment.” OK, so the $2.13 billion Judiciary Budget request
for 2016, the largest per capita in the United States of America,
might be a tad short of the actual cost, and Judge Marks just
doesn’t know how much that would be.
Or does he? A fortnight after he released his proposed budget
and nine days before the Commission issued its report, Judge
Marks told the press, “This commission is finally compensating
judges for the intolerable 13-year period in which judges didn't
receive a single cost of living adjustment.” Maybe he knew
something we didn’t know. After all, the Commission adopted
his recommendations virtually verbatim. Here’s the thing.
Under the law, whatever the Commission says about pay raises
takes effect automatically on April Fools’ Day unless the
Legislature says otherwise.
According to their report, the increase will cost just “19 one-
thousandths of one percent (0.019%) of the overall state
budget.” A mere bagatelle. They estimated the increase to be
$26.5 million in the first year. Judge Marks wrote in his
undated submission to the Commission, “A judicial pay
adjustment of 16.7%, as urged herein to establish parity with
the federal judiciary, would cost the State approximately $35.56
million annually. Adoption of the Judiciary’s proposal to
reform certain pay disparities (see section V) would add
approximately $3 million annually.” Their source for that?
They don’t say. Sure, they footnote virtually everything else,
but not that claim. But let’s just assume the Commission and
Judge Marks are correct in their estimates, putting aside that
there will be another 45% increase ($38.56 million versus $26.5
million) in 2018, that would make our 2016 judicial budget
about $2.156 Billion and would make the judicial budget
increase over 2015 $74.1 million. This increase is more than
50% higher than Judge Marks told the Legislature in the
“proposed” 2016 budget. And just what does one get for
$2.156 Billion? Among other things, the yearly exports of
Aruba or how much Magic Johnson and some investors paid for
the Los Angeles Dodgers.
This neat trick gives our legislators the ability to deny voting
for any tax increase while massively increasing the Judicial
Budget. Just so long as Judge Marks says, “I don’t know how
much more this will cost,” and the Commission tells us, “we
think it will cost $26.2 million,” then who is the wiser?
How did we get here? That is hilarious. The Commission on
Legislative, Judicial and Executive Compensation has its final
report and an “Appendix” from Judge Marks that has all kinds
of backup data. The Appendix does not describe the final
increase, but it certainly gives lots of statistics in its 258 pages
of gobbledygook. For example, did you know that in 2011,
New York State’s trial judges ranked 11th highest out of 50
states in salary? By 2015 according to the National Center for
State Courts, we were 8th on the hit parade. So, how do you
justify a stupefying $35+ million per annum pay increase? You
“adjust for cost of living” whatever that means. It brings our
judges down to 47th place, although doesn’t cost of living
include the taxes New York imposes in part based on the
Judicial budget? This is the same kind of junk science that
caused the Office of Court Administration to brag that for every
dollar of the $100 million we pay charities and not-for-profits
for civil legal services, our economy gets $9 in return. If we just
gave them $2.15 billion, we’d all live like kings, eh? To justify
the increase, Judge Marks in his Appendix compares our judges
to, among others, top partner salaries in New York City
(minimum $455 per hour, thank you very much), the head of
(Continued on page 11)
Michael Friedman has been practicing law for over 30 years and has maintained a private practice since 1981. He is the recipient of numerous awards such as the Distinguished Service Award from the Legal Aid Society of Northeastern New York, the Albany County Bar Association President’s award, the Albany County Bar Association Pro Bono Award, and the New York State Bar Association President’s Pro Bono Service Attorney Award. Mr. Friedman is the author of numerous articles on matrimonial practice including The Case for Parental Access Guidelines in New York and the Case for Joint Custody in New York for the New York State Bar Association’s Family Law Review, Pensions and Retirement Plans: Valuation Strategies for the New York Domestic Relations Reporter and a monthly matrimonial article for the Albany County Bar Association.
Mr. Friedman has served as President of the Albany County Bar Association and was a member of the House of Delegates of the New York State Bar Association. He practices before all local Family and Supreme Courts and has argued numerous matrimonial cases in the Appellate Division, Third Department and New York’s highest court, The Court of Appeals. He has been a frequent judge for the Dominick L. Gabrielli National Family Law Moot Court Competition. He is also a frequent lecturer and writer for the New York State Bar Association Family Law Section’s Continuing Legal Education programs.
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 5
noncitizens alike, provided that they have sufficient ties to the
United States.4 So, noncitizen Muslims who are presently in
the United States would seem to be protected. Those outside
the United States, perhaps not so much.
What about the “equal protection” clause in the Fourteenth
Amendment? The Fourteenth Amendment forbids the states
from denying any person “equal protection” under the law. In
1886, the Supreme Court held that the “equal protection” clause
is “universal in [its] application, to all persons within the
territorial jurisdiction [of the United States], without regard to
differences of ... nationality.”5 More recently, in 1954, the
Supreme Court held that this guarantee of equal protection is
implicit in the Fifth Amendment’s “due process” clause.6
So, the Fifth Amendment limits the federal government, and
the Fourteenth Amendment limits the states. Again, it would
seem that noncitizen Muslims who are in the United States are
generally entitled the same protection under the law as U.S.
citizens. But those outside the United States, that’s much less
clear.
What about other grounds? Some constitutional scholars
have argued Mr. Trump’s ban on Muslims would violate the
First Amendment’s “establishment” clause. That provision
forbids Congress from establishing an official religion. The
argument goes that Mr. Trump’s policy would essentially
require that the federal government make a determination as to
who is really Muslim in order to know who to exclude from our
borders, and that the “establishment” clause prevents the
government from making these types of decisions.
If Congress were ever to take such a drastic step, and the issue
thereafter reached the courts, it would be interesting to see what
would then happen. The courts are required to apply “strict
scrutiny” to all government actions that tend to discriminate on
the basis of a “suspect class” (e.g., race) or upon a fundamental
right (e.g., religion). Because strict scrutiny would apply, the
courts will presume that such a law is unconstitutional, and the
burden will then be on the government to provide a “strong
basis in evidence” that shows the law achieves a “compelling”
national interest and that the law is “narrowly tailored” to
accomplish that goal.
Surely protecting against terrorism is a compelling national
interest, but would such a law be the least restrictive means in
order to do so? I’m not convinced.
One of the most famous Muslims (perhaps in the world)
recently said of Mr. Trump’s inflammatory remarks, “True
Muslims know that the ruthless violence of so called Islamic
Jihadists goes against the very tenets of our religion.” Going
on, this individual said that he believes “that our political
leaders should use their position to bring understanding about
the religion of Islam and clarify that these misguided murderers
have perverted people’s views on what Islam really is.” Who
was that? Muhammad Ali (a/k/a Cassius Clay). I could not
agree more. Instead of Congress passing legislation to prevent
Muslims from entering the United States, we should simply
(Continued on page 14)
Every once in a while I need to remind myself of who my
audience is and write a piece on the law (as opposed to my
musings purely about the politics of immigration). So, here we
go.
In the wake of the tragic events in both Paris and San
Bernardino, Donald Trump raised the rhetoric, proposing not
only to deport 11 million undocumented immigrants, but to also
ban Muslims from entering the United States. In the first
television advertisement of his campaign, the narrator of Mr.
Trump’s ad states that Mr. Trump is “calling for a temporary
shutdown of Muslims entering the United States, until we can
figure out what’s going on.” 1 (This verbiage was somewhat of
a back-peddling from his earlier remarks for a “total and
complete shutdown” of Muslims entering the United States.)
New Jersey Governor Chris Christie also has a plan to bar
Syrian refugees for the sake of national security.
In my opinion, and I am sure there are some of you who
would disagree with me, Mr. Trump’s plan is un-American,
inflammatory, and frankly stupid. But is a ban on Muslims
entering the United States legal? Maybe, but I think the courts
would have a field day with it.
Right out of the gate, most constitutional scholars loudly
stated that a ban on Muslims from entering the United States
would discriminate against a class of people based on their
religion (not to mention to punish an entire class of people who
have done nothing wrong). Certainly such a ban would violate
constitutional guarantees of “due process of law” and “equal
protection” for Muslim-Americans.
But what about those who are not U.S. citizens?
I don’t think anyone would argue that the United States, as a
sovereign nation, has the authority to decide who may enter the
country, and the conditions for entry by those who seek it.
Most of this power lies with Congress, in its “plenary” power to
control admission to the United States, how long a noncitizen is
able to stay, and under what circumstances.
The Fifth Amendment of the U.S. Constitution provides that
no person shall be “deprived of life, liberty, or property,
without due process of law.”2 The “due process” clause does
not “acknowledge...any distinction between citizens and
resident aliens.”3 This protection extends to U.S. citizens and
David W. Meyers, who joined his father at Meyers and Meyers, LLP in 1997 after a decade as an executive assistant to United States Senator Alfonse M. D'Amato, focuses primarily on family- and business-related immigration matters, commercial litigation, residential and commercial real estate transactions, trusts and estates, and general and
appellate practice.
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 6
EMPLOYMENT LITIGATION UPDATE SCOTT PETERSON, ESQ.
———————————
CHANGES TO NEW YORK HUMAN RIGHTS LAW
———————————
On January 19, 2016, various laws that were part of the
Women's Equality agenda in New York went into effect.
Below are some highlights:
Reasonable accommodations for pregnancy-related
conditions (this is significant and is not currently required
under federal law (absent a disability));
Prohibition of sexual harassment applies to all employers
regardless of size (used to require four or more
employees);
Attorneys' fees recoverable in sex discrimination lawsuits;
Prohibits discrimination based upon "familial status" (i.e.,
having kids);
Vague language giving employers excessive discretion is
removed from New York’s Equal Pay law (previously it
was relatively easy for an employer to come up with a
reason for paying women less than men performing equal
work);
300% damages available for willful violations of the Equal
Pay law;
Employers cannot prohibit employees from talking about
salary information.
———————————
EMPLOYMENT RELATIONSHIP
———————————
In re Exotic Island Enterprises
(3rd Dept. 1/14/16)
The issue of whether someone who performs services is an
employee or independent contractor is often unclear, and can
have a significant financial impact on a business.
At issue in Exotic Island Enterprises was the classification of
exotic dancer employees for the purpose of unemployment
insurance. The NYS Department of Labor investigated the
company and determined that exotic dancers were employees
for the purpose of unemployment insurance requirements. The
company owners appealed, and the Third Department Affirmed,
finding that the dancers were employees, rather than
independent contractors.
The Court noted that the primary consideration in whether an
“employment” relationship exists for the purpose of
unemployment insurance is whether the employer “exercised
control over the results produced or the means used to achieve
the results.”
Factually, the Court noted that testimony confirmed that the
venues “attracted new dancers” by advertising in trade
publications and newspapers, determined appropriate schedules
and exercised final discretion as to whether a dancer was
sufficiently “fit” to perform. The venues set pricing, created
nightly schedules and provided the stage and supporting
equipment allowing the dancers to perform. Perhaps most
tellingly, the accountant for the businesses testified that they
carried workers’ compensation insurance coverage for the
dancers. Consequently, the Court determined that the decision
by the DOL was supported by substantial evidence. Affirmed.
———————————
HOSTILE WORK ENVIRONMENT
———————————
Dotel v. Walmart Stores, Inc.
(2nd Cir. 1/24/16).
Plaintiff, a former Walmart employee, brought suit against the
company alleging sex discrimination, hostile work
environment, retaliation and intentional infliction of emotional
distress. Her claims were dismissed by the District Court, and
on appeal the Second Circuit affirmed.
The Court noted that while the plaintiff alleged that her
supervisor engaged in daily abusive insults and verbal
harassment of the Plaintiff and her female co-workers, there
was no evidence to actually support this claim. Among other
things the court considered complaints that Plaintiff had made
contemporaneously with the alleged misconduct, none of which
mentioned gender based comments by her supervisor.
Plaintiff likewise alleged that her supervisor stated that
“women are good for nothing”, however the Court determined
that this statement, in isolation, was not “sufficiently severe or
pervasive to alter the conditions of [Plaintiff’s] employment
and create an abusive working environment.” Once again the
“stray comment” defense leads to an award of summary
judgment.
Scott Peterson is the founding partner at D’Orazio Peterson, which was opened to provide representation to individuals in employment and serious injury matters.
Mr. Peterson received his law degree from Albany Law School, where he served as a Managing Editor on the Albany Law Journal of Science and Technology. Prior to opening his firm, he worked for two Albany- based law firms, where he focused his practice on litigation in the areas of construction, malpractice, employment and serious injury.
Mr. Peterson has represented clients in State and Federal courts throughout New York State, has been published in several publications including the New York Law Journal, and has frequently provided commentary for local and national media outlets. He currently serves on the Executive Committee of the New York State Bar Association Trial Lawyers Section.
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 7
As you may know, I have been writing this article for some
time for the Albany County Bar Association and I look forward
to more frequent publication in our Saratoga County Bar
Newsletter. Since a large portion of my “animal law” practice
has spun into representing non-profit organizations of all types I
will also be devoting a portion of this article to updates in the
non-profit legal world to add some breadth to the information
provided.
———————————
NY GOVERNOR VETOES NONPROFIT-ONLY WORKPLACE
VIOLENCE MANDATE
———————————
New York Governor Cuomo vetoed a bill that would have
imposed costly workplace violence assessments and mitigation
programs on nonprofits. He did so on the grounds that the bill
was vague and improperly singled out nonprofit contractors for
the new burden that did not apply equally to for-profit
contractors. Earlier this year, the New York Senate and
Assembly passed the measure, which would have defined as
“public employer” any nonprofit that receives at least 50
percent of its budget from municipal, state, or federal sources.
Affected nonprofits would have been liable for assessments,
training, and physical/managerial alterations to prevent third-
party workplace violence instances on their premises in the
same manner as required at government facilities.
———————————
ADDITIONAL INFORMATION NOW REQUIRED TO BE
DISTRIBUTED BY PET DEALERS
———————————
Additional information now required to be distributed by pet
dealers.
If you represent any pet dealers, be aware that last month
Gov. Cuomo signed into law a bill that will require pet dealers
to provide consumers with instructions on how to care for small
animals when purchasing hamsters, chinchillas, guinea pigs,
gerbils, rabbits, mice, rats and other creatures.
The bill requires the pet seller to file a copy of its instruction
manual annually with the state Department of Agriculture and
Markets and this will most likely be on the Department’s
checklist for inspection compliance.
The bill will take effect in 90 days, and according to
Assemblywoman Linda Rosenthal (D- Manhattan) said that
another benefit is that it will "reduce the number of devastated
children who must deal with the preventable death of their
beloved animal simply because of improper care."
———————————
FLORIDA COURT STRIKES DOWN “DANGEROUS DOG”
STATUTE AS UNCONSTITUTIONAL
———————————
In a much anticipated (at least to those of us that try these
types of cases) December 14, 2015 decision and order1, a
Florida judge has found that Florida’s version of NYS
Agriculture and Markets §123, so called, “Dangerous Dog”
statute is unconstitutional.
The facts were undisputed. On June 4, 2015 the defendant’s
dog “Padi” bit a small child on the ear. This injury required
emergency room care, including stiches. As a result Padi was
seized by Animal Control. A mere 14 days later, Animal
Control issued a final notice of violation of the Florida Statute
at issue. That statute mandates the destruction of Padi upon
mere proof that the bite caused by Padi resulted in a severe
injury as defined in the statute. The defendant invoked his right
to an administrative hearing to argue that sole issue. Some
procedural steps were then taken by the parties to bring the
issue before the court of whether or not the statutory irrelevance
or unavailability of affirmative defenses such as provocation of
the animal rendered the statute unconstitutional.
The court found the statue unconstitutional in that it vested
unfettered discretion in the administrative enforcement of the
statute and violated the defendant’s due process rights under the
Fourteenth Amendment as it relates to the taking of the
defendant’s property. Padi was released to his owner without
further proceedings.
———————————
FBI WILL NOW TRACK ANIMAL CRUELTY CASES
———————————
Beginning in January 2016 the FBI will track animal cruelty
cases nationwide as the bureau does with other major areas of
criminality. Prior to this change animal cases fell under “other”
(Continued on page 11)
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 8
Jonathan Schopf is a solo practitioner in Clifton Park, New York and is a graduate of Albany Law School. Mr. Schopf is the Past-President of the Rensselaer County Bar Association. His primary practice involves advising municipal, institutional and business clients in tax certiorari litigation. He also advises traditional business and non-profit clients in day-to-day
transactional matters including real estate and corporate management. Mr. Schopf represents such clients at trial in both state and federal courts as both plaintiff and defendant in litigation involving tax certiorari, insurance coverage, commercial transactions, and general litigation.
A frequent lecturer on legal issues related to animals, he maintains a niche practice in the field of animal law. In this unique boutique practice area, Mr. Schopf advises clients who operate animal related businesses such as farms, kennels, veterinary, animal service and not-for-profits animal rescues as to legal issues which are unique to their business.
He is admitted to practice in all courts in the State of New York, the Commonwealth of Pennsylvania, the United States District Court for the Northern District of New York, the United States Court of Appeals for the Second Circuit and the Supreme Court of the United States. He has litigated numerous cases to verdict in courts throughout New York.
ANIMAL LAW UPDATE JONATHAN G. SCHOPF, ESQ.
———————————
EPTL ARTICLE 8
———————————
Estate of Chamberlin (3rd Dept., 1/7/2016)
In an EPTL Article 8 proceeding to remove investment
restrictions of a decedent’s will, the Appellate Court overturned
a Washington County order which denied the removal of
investment restrictions. The Decedent’s Last Will & Testament
provided for several charitable bequests including sizable
bequests to three local churches. The Decedent’s Last Will &
Testament stated that these bequests would be held by the
recipients, in trust, and invested in only federally insured bank
accounts and/or government bonds with the resulting income
used for maintenance of church property. As you would expect
in this economy, the bond and bank yields ain’t what they used
to be. There was little to no income from the investments,
arguably frustrating the purpose of the bequests. The Petition
was denied in Surrogate’s Court due to a failure to show an
unforeseen change in circumstances, a standard that common-
law equitable deviation cases have required. Statutorily
speaking however, and in particular in the case of charitable
trusts, proving an unforeseen change is not required. Citing
EPTL 8-1.1(c) directly, the Appellate Division determined that
circumstances (the lowering of interest rates) had changed
rendering the investment restrictions in the Will impracticable
to comply with its purpose, that is, to generate funds to assist in
church maintenance. The change that the Petitioners requested,
and which the Court ordered, allows for a modification in the
investing restrictions so that investments can be made pursuant
to The Prudent Investor Act (EPTL 11-2.3).
———————————
DUE EXECUTION, CAPACITY, INFLUENCE AND FRAUD
———————————
Will of Isabelle Moses-Pisacano
(Nassau Cty, 2013-374799A)
This case is not particularly interesting in terms of its facts
however it provides practitioners with a succinct summary of
the burdens of proving lack of due execution, lack of
testamentary capacity, undue influence and fraud (i.e. the four
horsemen of estate administration litigation), as well as the
burdens of a movant seeking summary judgment dismissing
those claims. The facts are basic. The two sole distributees of
the Decedent’s estate (her two sons) respectively serve as
proponent and objectant of Mom’s will. The will disinherited
the objectant entirely with the proponent being named executor
and receiving an inheritance. The Decedent’s will specifically
disinherited the objectant. A will nine years earlier did the
same. The execution was supervised by counsel and all of the
witnesses attested that the decedent was of sound mind. In
short, the proponent met all of his obligations and the objectant
failed his. The objectant was not for a loss of words in his
papers however providing the court with 75 non-sworn
paragraphs claiming everything from the will being a “sham” to
it containing “ghost written gobbledy-gook” which is quite
impressive, in particular if you use it for a triple-word
score. No, the objectant’s papers were neither affidavits nor
sworn and for that reason alone, the Court notes it could and
should have granted proponent’s motion for summary
judgment. The Court was nice enough to mention it would
grant the motion because the objectant did not meet any of his
burdens as well.
———————————
EXCESSIVE LEGAL FEES
———————————
Estate of Ziegart (Bronx County, 2013-2391/A)
In an uncontested proceeding to judicially settle the account
of executor where the residuary beneficiaries are four charitable
organizations, the Bronx Surrogate’s Court reduced that portion
of legal fees attributable to the sale of real property which it
determined to be excessive and unwarranted. Surrogate’s Court
has the authority, sua sponte, to determine counsel fees
regardless of whether objections have been filed in the
accounting proceeding. Here, counsel for the executor
provided the Court with two affirmations of legal services. The
first, dealing with all non-real estate work, totaling $16,351.84,
was approved by the Court in full. The second, dealing entirely
with the sale of decedent’s cooperative apartment contained
39.5 hours billed at an hourly rate of $295.00. In total, the legal
cost of the real estate piece was $11,917. The Court, in
evaluating the actual billing entries, found that over 19 hours of
billed time consisted of actions that were executor functions
such as checking on and clearing out the apartment. The
attorney fee was accordingly reduced by $5,708.25.
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 9
Mr. Kubikian joined the Herzog Law Firm as a senior associate in 2015. He concentrates his practice in the areas of Estate Planning, Medicaid Planning, Estate Administration, Matrimonial Law and Guardianships. David graduated from New York Law School with a Masters of Law in Taxation in 2010. He obtained his J.D. from Brooklyn Law School in 2005 with a concentration in
Trusts & Estates and Tax Law. He graduated from Hofstra University in 2002 with a Bachelor's Degree in Finance.
David is very involved in the community and teaches continuing education classes on matrimonial law, estate planning, administration and litigation in both the Saratoga Springs and Shenendehowa School Districts.
David is a member of the New York State Bar Association, Elder Law and Trust & Estates sections, the Saratoga County Bar Association, the Armenian Bar Association, the Malta Chapter of BNI, the Malta Business Professionals Association, the Southern Saratoga Chamber of Commerce, and the Estate Planning Council of Northeast New York.
TRUSTS & ESTATES/ELDER LAW UPDATE DAVID A. KUBIKIAN, ESQ.
———————————
THE VALUATION FICTION OF PROFESSIONAL PRACTICES—
PART 1
———————————
Professional practices suffer a multitude of valuation
maladies when considered for equitable distribution purposes in
a matrimonial action. Assuming proper valuation dates have
been set, an assessment of a closely-held professional
enterprise, law for example, is rife with subjectivity.1 Part of
the problem is that the attorney cannot sell his license or his
degree, and he has significant ethical and legal disclosure
problems.2
There are a number of methods used in valuing a closely-held
professional practice. The most common in New York is the
income approach.3 Simply stated, the income approach values
the present value of future benefit expectation. The future
earnings are risk-assessed to give the “investor” the appropriate
rate of return to reflect the risk of investment and the resulting
rate of return subject to a capitalization rate.4 If a practice has a
history of income, this will be heavily relied upon, but the
courts retain immense discretion to accept, reject or modify a
valuation appraisal. In theory, this method is relatively
easy to apply. One of the most challenging aspects of valuing
a professional practice is determining the good will of the
business and the personal goodwill associated with the
practitioner, in other words financial “value.”5 Interestingly,
there is no specific definition of goodwill as to a business.
Simply, it is intangible.6 The term “good will” is generally
defined as: “that intangible asset arising as a result of name,
reputation, customer loyalty, location, products, and similar
factors not separately identified”. One commentator has
defined it as the soul of a business.7 Naturally, confusion
reigns, subjectivity rears its ugly head, and evaluators span the
horizon as to their emphasis of what goodwill means in a
particular case.8
An important distinction must be made between business and
personal goodwill. Although difficult, goodwill is much easier
to define with a business because of its existence, past earnings,
customer loyalty, stability, and general reputation.9 In a
commodity such as Maxwell House Coffee, the concept is
apparent. It has market presence, it provides a product
consumers want, it has historical sales, instant name
recognition, and a good reputation. Perhaps the most important
component of a business is its reputation in assessing its
goodwill. Likewise, if you are a sole practitioner in the legal
profession, your reputation for excellence should provide a
competitive edge in the market place. Since a rational
purchaser of services wants to maximize the value of the
bargain he or she receives,10 the professional in turn should
become more successful,11 as referrals should increase. In other
words, nothing breeds success like success. In the context of
divorce, this generally means money per equitable
distribution.12
Thus, the purpose in valuing a professional practice is to
garner an opinion as to what its potential future earnings will
provide the owner. Unlike Maxwell House Coffee, which is
publically traded on the stock exchange and its value
determinable via its stock price, no such medium exists for a
professional practice. Any value it has would be the price it is
sold at in a fair market exchange. In a divorce, the mechanisms
of the market to determine a fair and equitable price are
absent.13
There is no one way to value a professional practice.
Although speculation abounds, any reasonable approach based
upon Rev. Rul. 59-60 would probably be acceptable to most
courts.14 What is critical, however, in determining “goodwill”
is the selection of the proper discount rate and the derivation of
the appropriate capitalization rate (cap rate).15 A proper
valuation is meaningless without the proper rate of return based
upon its risk to the investor. Assuming the evaluator has taken
into account the age of the business, the skill of the
professional, and the other variables necessary to determine its
value, business goodwill must be teased out of the mix. One
commentator has called this the most difficult problem in the
entire valuation process.
If a capitalization of excess earnings method is used, the basic
analysis continues. First, the income stream must be carefully
defined. Thus, if the doctor’s Porsche is being paid as a
company expense, out it goes and the earnings returned to the
business.16 This process is called normalization. Once they are
properly adjusted, earnings are historically reviewed for the last
one to five year period. Obviously, then, the greater the
earnings history, the higher the probability for better future
earnings probability. Reasonable compensation for the
practitioner is calculated and then removed from the earnings.
(Continued on page 15)
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 1 0
MATRIMONIAL AND FAMILY LAW UPDATE KEVIN L. O’BRIEN, ESQ.
Mr. O'Brien limits his practice to matrimonial matters, including all aspects of family law. His experience has encompassed litigation and meeting client needs from St. Lawrence County to Suffolk County. The Office's client base extends to all parts of New York, other states, as well foreign countries. His proficiency, however, extends beyond the boundaries of the courtroom. The basics matter. Client courtesy, timely returned telephone calls,
and realistic case assessments and costs, are fundamental to those in the midst of a family crisis. Clients should expect to hear sound legal advice based upon the specifics of their situation, not simply what they want to hear, or what their friends tell them. The resulting trust established between attorney and client forms the basis of a team approach toward reaching the client’s objectives. These may be litigated or negotiated. No matter what the approach, Mr. O’Brien will aggressively pursue either to advance the client's goal.
the Boy Scouts of America ($442,900), the Attorney General of
Guam ($105,286) and Sheldon Silver ($121,000 plus
mesothelioma fees). Presto chango, our judges deserve the
moolah. Who doesn’t?
By 2018, absent a cost of living increase or an increase in
federal judicial salaries, a New York State Supreme Judge will
be paid $203,100 per year plus health insurance and retirement.
According to the Bureau of Labor Statistics, the mean annual
salary of a lawyer in the Albany-Schenectady-Troy area is
$113,070. Glens Falls? $75,200. Wonder what it would be if
“adjusted for cost of living”? Underpaid, indeed.
In 2011, a Supreme Court or a Court of Claims Judge in New
York was paid $136,700 plus benefits. By my calculation, in
seven years they will receive a minimum increase of over 48%,
not adjusted for inflation, of course.
The Commission’s report is addressed to Governor Cuomo,
the Speaker of the Assembly, the Senate Majority leader and
Judge Lippman, none of whom need do anything and the
recommendation goes into effect. Aside from Judge Lippman,
do any of them really care? Having devised the system of
never voting on this recommendation and putting in place its
inclusion in our budget like it or not, I doubt it. All they have
to do is ignore the report and its skewed information and you all
pay the price. “Did I vote for that? Certainly not.” The
Legislature just put the process together so they could deny
fleecing the public, and besides, even if they read the report and
Judge Marks’ recommendations and appendix, they’d have no
idea how the final annual cost was calculated. Sometimes it’s
better to live in a fiscally responsible Golden State, although it
is tough to beat the climate in Albany.
(Continued from page 5)
principle do change. They are whatever the needs of life in a
developing civilization require them to be”.
(Continued from page 2)
TORTS AND CIVIL PRACTICE, CONTINUED...
THE SHELL GAME, CONTINUED...
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 1 1
in a catch all category with other less serious crimes. The cases
will be uploaded by local law enforcement and will be placed
into one of four categories: animal neglect, organized abuse
(dog fighting rings for example), torture and animal sex abuse.
———————————
TENNESSEE CREATES STATEWIDE ANIMAL ABUSE
REGISTRY
———————————
Tennessee has a brand new Animal Abuse Registry on a state
website that will list the names and addresses of anyone
convicted of animal abuse. Legislation requiring similar
registries closer to us is being proposed in Pennsylvania and in
Erie County, NY.
(Continued from page 8)
ANIMAL CASE LAW UPDATE, CONTINUED...
———————————
SEAWORLD SUES OVER ORCA BREEDING BAN IN
CALIFORNIA
———————————
SeaWorld Entertainment is suing the California Coastal
Commission over a ban on breeding killer whales at its San
Diego theme park. The ban was part of the commission's
approval of a permit in October to allow the embattled theme
park chain to expand its killer whale exhibit. SeaWorld
announced a week later it would fight the ruling.
The theme park argued the commission doesn't have
jurisdiction over the welfare of animals and being unable to
breed killer whales in captivity would inevitably end the killer
whale shows, a victory the park is unwilling to concede to
animal rights activists.
"The coastal commission has neither the legal jurisdiction
nor, accordingly, the expertise, to dictate the care, feeding or
breeding of animals held solely in captivity under human care,"
the suit stated.
Called the Blue World Project, the proposal would replace the
park's current 1.7 million-gallon killer whale facility with a
450,000 pool and 5.2-million gallon tank. SeaWorld's CEO Joel
Manby told investors the Blue World project could be
postponed indefinitely due to the commission's ruling and to
declining attendance at its theme parks since the 2013
documentary Blackfish accused SeaWorld of animal abuse.
1Manatee County v. Gartenberg, Case No. 2015-CA-003844,
12th Judicial Circuit (Manatee County, FL).
———————————
EDWARD M. CONNELL AND JONATHAN E. HANSEN
ELECTED TO COUNSEL
———————————
Carter Conboy is pleased to
announce that two of the firm’s
senior associates have been
promoted. Edward M. Connell and
Jonathan E. Hansen have been
elected as Counsel at the firm
effective January 1, 2016.
Edward M. Connell joined Carter
Conboy in 2006. As Counsel, Mr.
Connell will continue to deliver his
creative and strategic experience to
his clients, including mortgage lenders and servicers, business
owners, collection firms, and other creditors in the collection of
debts and recovery of loan collateral in matters involving
creditors’ rights, bankruptcy, commercial litigation and
residential and commercial real property transactions. Mr.
Connell is a 2000 graduate of Albany Law School. He is a
member of Saratoga Springs Preservation Foundation.
Jonathan E. Hansen joined Carter Conboy in 2009. Mr.
Hansen is an experienced litigator who will continue to
represent his clients, including individuals, retailers,
contractors, and the professions, in matters involving personal
and premises liability, motor vehicle accidents, construction
and labor law, and environmental law.
He is a 2007 magna cum laude graduate
of Albany Law School. Mr. Hansen is
on the Board of Directors and is Board
Secretary of Albany Pro Musica.
“We are extremely proud to promote
Ed and Jon to counsel,” said Michael J.
Catalfimo, Managing Director and
Chief Operating Officer at Carter
Conboy. “Their promotions reflect our
deep appreciation for the hard work,
commitment and outstanding accomplishments that have made
each of them a valuable asset to their clients, colleagues and the
firm. We look forward to their continued success.”
———————————
MACKENZIE C. MONACO AND ADAM H. COOPER ELECTED
SHAREHOLDERS
———————————
Carter Conboy is pleased to
announce that attorneys Mackenzie C.
Monaco and Adam H. Cooper have
been elected Shareholders of the firm
effective January 1, 2016.
“Mackenzie and Adam have each
demonstrated outstanding leadership,
superior professional skills in their
practice areas and a commitment to
providing excellent client service,” said
Michael J. Catalfimo, Managing Director and Chief Operating
Officer at Carter Conboy. “We are extremely proud of their
many accomplishments and delighted to welcome them as
Shareholders of the Firm.”
Adam H. Cooper is a litigation attorney who represents
healthcare professionals, nursing homes and assisted living
facilities, as well as pharmacies, commercial retailers, industrial
manufacturers, food producers and processors in claims related
to medical malpractice, product liability, food law and liability,
professional liability, and personal and premises liability. He is
a Martindale-Hubbell AV™ Preeminent rated attorney and a
named SuperLawyer®. He is past-president of the Defense
Research Institute of Northeastern, New
York, past-president of the Federation
of Bar Associations for the Fourth
Judicial District, and co-chair of
Leadership Tech Valley.
Mackenzie C. Monaco is a litigation
attorney who represents individuals,
contractors, commercial retailers, and
healthcare professionals and facilities,
in claims related to construction,
environmental law, product liability,
personal and premises liability, and professional liability, as
well as representing clients with trusts and estates matters. Ms.
Monaco is a named SuperLawyer®. She is a member of the
Committee on Character and Fitness for the Appellate Division,
Third Judicial Department and is the President of the Capital
District Trial Lawyers Association.
PRESS RELEASES
ABOUT CARTER CONBOY CARTER CONBOY IS A MARTINDALE-HUBBELL AV® PREEMINENT™ PEER RATED FULL-SERVICE LAW FIRM COMMITTED TO PROVIDING THE HIGHEST QUALITY LEGAL REPRESENTATION TO ITS CLIENTS. FOUNDED IN 1920, CARTER CONBOY HAS
OFFICES IN ALBANY AND SARATOGA SPRINGS, NEW YORK, SERVING CLIENTS THROUGHOUT NEW YORK, MASSACHUSETTS, CONNECTICUT, THE DISTRICT OF COLUMBIA, NEW JERSEY, NEW HAMPSHIRE, AND FLORIDA. FOR
ADDITIONAL INFORMATION ABOUT THE FIRM, VISIT WWW.CARTERCONBOY.COM OR CONTACT THE FIRM’S DIRECTOR OF MARKETING, STACY A. SMITH, AT 518-810-0516 OR [email protected].
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 1 2
Edward Connell, Esq.
Jon Hansen, Esq. Adam Cooper, Esq.
M. Monaco, Esq.
———————————
E. STEWART JONES HACKER MURPHY LAW FIRM
PROMOTES THREE TO PARTNER
———————————
TROY – The E. Stewart Jones Hacker Murphy Law Firm is
proud to announce the promotion of three attorneys to the
position of partner. Ryan M. Finn, Thomas J. Higgs and James
C. Knox each boast successful careers spanning diverse areas of
litigation. “This is an important piece of our
continued growth at E. Stewart Jones Hacker
Murphy,” said James E. Hacker, Managing
Partner. “Ryan, Thomas and James have been
integral to our success, and these new roles
illustrate just how valuable they are to our
firm.”
Having developed a reputation as one of the
more creative and effective attorneys in
Upstate New York, Ryan Finn delivers the
highest level of personal service to his clients. Mr. Finn has
been honored as a Top 10 Personal Injury Attorney Under the
age of 40 in New York State. Mr. Finn has also been
consistently honored as a Super Lawyer in the fields of Labor
and Employment; Business Litigation; and Personal Injury. Mr.
Finn is a graduate of Albany Law School, where he was the
Salutatorian of his class, and Siena College.
Thomas J. Higgs is a civil litigator with
extensive experience in complex business
litigation who has achieved successful
results for his clients in both Federal and
State Courts. Mr. Higgs also focuses on
personal injury litigation and appellate
work having argued before the Appellate
Division, Third and Second Departments,
and the United States Court of Appeals for
the Second Circuit. In 2015, Mr. Higgs was
(Continued on page 14)
PRESS RELEASES
ABOUT E. STEWART JONES HACKER MURPHY: THE JANUARY 2015 MERGER OF THE E. STEWART JONES AND HACKER MURPHY LAW FIRMS CREATED AN ENTITY WITH A COMBINED 134-YEAR TRACK RECORD OF SUCCESS IN THE UPSTATE NEW YORK LEGAL COMMUNITY. WITH OFFICES IN ALBANY, TROY, LATHAM AND SARATOGA SPRINGS, THE FIRM’S 15
ATTORNEYS OFFER UNPARALLELED LEGAL COUNSEL IN THE AREAS OF COMMERCIAL LITIGATION, PROPERTY TAX DISPUTE, CRIMINAL DEFENSE AND PERSONAL INJURY LAW. FOR MORE INFORMATION, VISIT WWW.JONESHACKER.COM.
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 1 3
T. Higgs, Esq.
———————————
ATTORNEY PAUL PELAGALLI JOINS O’CONNELL AND
ARONOWITZ
——————————— ALBANY, NY (01/19/16) -- Albany law firm O’Connell and
Aronowitz announced that attorney Paul Pelagalli has joined
the 90-year old firm as Of Counsel. Pelagalli brings significant
litigation, family and criminal law experience to O’Connell and
Aronowitz and will be based in the firm’s Saratoga office.
Formerly in solo practice in Saratoga County, Pelagalli focused
on litigation as well as matrimonial and family law, municipal
representation including environmental issues, and commercial
litigation.
An Assistant District Attorney in Saratoga County since 2011,
Paul was responsible for prosecution of vehicle and traffic and
penal law violations. He was Assistant County Attorney from
2001-2010 serving as Attorney for the
Foster Care Unit of the Department of
Social Services, and also Assistant
Public Defender from 1995-2001.
Deputy Town Attorney for Clifton
Park since 1992, Paul was also Counsel
to the town's Planning Board
representing the Town in various matters
including zoning, planning, legislation,
tax certiorari proceedings and contractual
agreements.
“We are pleased to welcome Paul
Pelagalli and add his wealth of
knowledge and experience to our firm,”
said Jeffrey J. Sherrin, President of
O’Connell and Aronowitz. “Our firm has made a strong
(Continued on page 14)
O'CONNELL AND ARONOWITZ IS ONE OF THE CAPITAL DISTRICT'S LARGEST AND MOST DIVERSE LAW FIRMS. WITH 38 ATTORNEYS AND OFFICES IN ALBANY, LATHAM, NEW YORK CITY, PLATTSBURGH AND SARATOGA SPRINGS, THE FIRM PROVIDES A BROAD RANGE OF LEGAL SERVICES TO BUSINESSES AND INDIVIDUALS THROUGHOUT THE STATE. FOR
MORE INFORMATION, PLEASE CONTACT JEFFREY J. SHERRIN ([email protected]) OR BY PHONE AT (518) 462-5601. MR. PELAGALLI ([email protected]) CAN BE REACHED IN OUR SARATOGA OFFICE (518) 584-5205. VISIT US
Paul Pelagalli, Esq.
Ryan Finn, Esq.
selected by his peers as an Upstate New York Super Lawyer.
Mr. Higgs is a graduate of Albany Law School, where he was a
member of Law Review and served as the research assistant to
the late David D. Siegel, and Colgate University.
An accomplished litigator, James C.
Knox has earned a reputation of
excellence. Although his practice is
focused on personal injury litigation
and criminal defense, Mr. Knox has an
active appellate practice, having argued
before the Appellate Division, Third
Department, the New York State Court
of Appeals and the United States Court
of Appeals for the Second Circuit. Mr.
Knox has been recognized as a “Rising
Star” by Super Lawyers every year
since 2013, an honor bestowed upon
just 2.5% of attorneys in New York
State. A graduate of Lewis & Clark
Law School, Mr. Knox achieves top
results for his clients in State and Federal Courts and is well
known for the personal dedication he invests in each client and
every case.
The appointment of these three new partners ushers in the
next chapter for the prestigious E. Stewart Jones Hacker
Murphy Law firm. The firm continues to be committed to
growing and continuing to serve its clients across New York
State.
(Continued from page 13)
James C. Knox, Esq.
commitment to Saratoga County and adding Paul Pelagalli to
our Saratoga legal team greatly enhances our ability to provide
a full range of services to Saratoga businesses and residents.”
Giving back to the legal community, Paul serves on the
Committees on Character and Fitness for the Third and Fourth
Judicial Districts of the Appellate Division, Third Department,
the final step for candidates prior admission to New York State
Bar. Paul is a graduate of Albany Law School and also holds an
M.S. in Criminal Justice from University at Albany. He is a
member of the New York State Bar Association, New York
State Trial Lawyers Association, Saratoga County Bar
Association, and Capital District Trial Lawyers Association.
(Continued from page 13)
JONES, HACKER, MURPHY, CONTINUED...
O’CONNELL & ARONOWITZ, CONTINUED...
tone down the inflammatory rhetoric and educate ourselves as
to what’s really going on here. Pure politics. Just a thought. 1The narrator goes on to say that Mr. Trump will “stop illegal
immigration by building a wall on our southern border that
Mexico will pay for.” I’ll save my commentary on this one for
another day. 2U.S. Const. amend. V. 3Kwong Hai Chew v. Colding, 344 U.S. 590, 598 n.5 (1953). 4See Verdugo-Urquidez v. United States, 494 U.S. 259, 270-71
(1990) (“[A]liens receive constitutional protections when they
have come within the territory of the United States and
developed substantial connections with this country.”).
However, aliens who are outside the United States are generally
not afforded this constitutional protection. Id. at 269 (“[W]e
have rejected the claim that aliens are entitled to Fifth
Amendment rights outside the sovereign territory of the United
States.”) But see Ibrahim v. Department of Homeland Security,
669 F.3d 983, 997 (9th Cir. 2012) (an alien not currently in the
country, but who had been lawfully present in the United States
for four years before departing the country and who was latter
prevented from returning, had established a “significant
voluntary connection” to the United States sufficient to assert
claims under both the First and Fifth Amendments). 5Yick Wo v. Hopkins, 118 U.S. 356, 369 (1886). 6Bolling v. Sharpe, 347 U.S. 497 (1954).
(Continued from page 6)
IMMIGRATION, CONTINUED...
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 1 4
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 1 5
This provides a financial yardstick as to what it would cost to
replace the practitioner’s services. Excess earnings are then
calculated and deemed to exist if the practitioner is receiving
more financial compensation than his counterpart.17 This is the
area wherefrom goodwill emerges. This may appear simple,
but it is not.18
1Donna Tumminio, Note, Breaking Down Business Valuation:
The Use of Court-Appointed Business Appraisers in Divorce
Actions, 44 Fam. Ct. Rev. 623, 625 (2006). 2For purposes of avoiding technical accounting issues that are
somewhat collateral to this paper, assumptions are being made
that proper discovery has been had and each side has acted in
good faith regarding disclosure to the expert. It is also assumed
the business has historical earnings to review, that proper
normalization has occurred, tax impacting is reasonable, etc. 3Rev. Rul. 68-609, 1968-2 C.B. 327; Rev. Rul. 65-193, 1965-2
C.B. 370; Rev. Rul. 77-287, 1977-2 C.B. 319; Rev. Rul. 80-
213, 1980-2 C.B. 101; Rev. Rul.83-120, 1983-2 C.B. 170; Rev.
Rul. 93-12, 1993 C.B. 202; Rev. Rul. 81-253, 1981-2 C.B.
187; Rev. Rul. 98-34, 1998-2 C.B. 118; as more fully set forth
in Patrice Leigh Ferguson & John E. Camp, Valuation Basics
and Beyond: Tackling Areas of Controversy, 35 Fam. L.Q. at
346-347; this area is an alphabet soup of terms and definitions
foreign to most outside of accounting. Therefore, see Fishman,
et al., Guild to Business Valuations (Practitioners Pub. Co.,
2002); S.P. Pratt, What is Value, Defining the Terms in the
Valuation of a Business, 17 FAM. ADVOC. 28 (1995); more
limited methods are asset-based approach, market approach,
excess earnings approach, capitalization of dividends,
discounted future cash flows, and rule of thumb. John R.
Johnson, Valuation Issues, 32 PLI/NY at 394. 4Capitalization rate is defined as “any divisor used to convert
anticipated benefits into Value.” Patrice Leigh Ferguson &
John E. Camp, Valuation Basics and Beyond, supra at 312;
John R. Johnson, Valuation Issues, 32 PLI/NY at 396-397;
although a strong proponent of O’Brien, Johnson also notes
that not only is the process subject, and speculative, but
applying the correct capitalization rate is the most important,
and the most speculative of all, akin to an art form; Id. at 423.
Has equity come down to a roll of the dice to see who gets it
right? 5Harriet N. Cohen & Patricia Hennessey, Valuation of Property
in Marital Dissolutions, 23 Fam. L.Q. 339- 340 (1989). 6John R. Johnson, Valuation Issues, 32 PLI/NY at 378. 7Richard E. Poley, Valuing Business Goodwill in a Divorce, 26
COLO. LAW. 53, 53 (1997). 8Laurence J. Cutler & Samuel V. Schoonmaker, IV, Division
and Valuation of Speculative Assets: Reasoned Adjudication or
Courthouse Confusion?, 15 J. AM. ACAD. MATRIM. LAW. 257
(1998). 9John R. Johnson, Valuation Issues, 32 PLI/NY at 378-379; see
Rev. Rul. 59-60, 1 C.B. 237, which states factors that contribute
to the existence of intangible value: “(1) prestige and renown of
the business; (2) ownership of a brand or trade name; and (3) a
record of successful operation over a prolonged period in a
(Continued from page 10)
MATRIMONIAL UPDATE, CONTINUED...
particular locality.” 10S. Nasar, A Beautiful Mind, 104-120 (1998); Nash’s theory of
maximization stated succinctly: (µ1-BATNA1)⋅(µ2-
BATNA2). 11This assumption is based upon an economic model that
consumers act rationally when they purchase goods and
services. See Yablon, The Meaning Of Probability Judgments:
An Essay On The Use And Misuse Of Behavioral Economics,
2004 U. ILL. L. REV. 899, 902, 953-955 (2001). 12Donna Laikind, The Psychology of Money in Marriage, 5
N.Y. FAM. L. 1 (2004). 13Shannon Pratt, et al, Valuing Small Businesses and
Professional Practices, 212 (3d. Ed. 1998); Jessica K. Gartland,
Valuation of Professional Practices, 35 NYSBA FAM. L. REV.
4, 5 (2003). 14John R. Johnson, Valuation Issues, supra at 401, 423. 15Randall B. Wilhite, The Effect of Goodwill in Determining
the Value of a Business in a Divorce, 35 FAM. L.Q. 351, 372
(2001). 16Id.; Method of choice by many New York Courts. See, Lew
v. Lew, 289 A.D.2d 538 (2d Dept. 2001); I represented the
doctor. Naturally, he never told me about this until I reviewed
the preliminary draft of the valuation. The vehicle cost in
excess of $120,000.00 and was being written off as an expense
to the tune of several thousand per month. Among other things,
the family groceries were always going though the business;
Shannon Pratt, et al, Valuing Small Businesses and Professional
Practices, at 214-227; see also, Nehorayoff v. Nehorayoff, 108
Misc. 2d 311, 316-320 (Sup. Ct., Nassau County, 1981);
Shannon Pratt Valuing A Business And The Analysis And
Appraisal OF Closely Held Companies, 28, 57-58 (1981). 17Shannon Pratt, et al, Valuing Small Businesses and
Professional Practices, at 220-227 18Alan S. Zipp, Divorce Valuation of Business Interests: A
Capitalization of Earnings Approach, 23 FAM. L.Q. 89, 92-93
1989); Alicia Brokars Kelly, Sharing a Piece of the Future Post-
Divorce: Toward a More Equitable Distribution of Professional
Goodwill, 51 RUTGERS L.REV. 569, 620 (1999).
The Federation of Bar Associations of the 4th Judicial District is pleased to announce that we have scheduled
our Annual Meeting/CLE which will again be held in Montreal. This year's Meeting and CLE will take place April 29-30TH, 2016, and will include a half day CLE program with various speakers and topics, including Professor Pat Connors, Professor Mike Hutter, and Monica Duffy, Chief Attorney for the Committee on
Professional Standards. Please mark your calendars so as not to miss this Event!
Further details, along with the Registration Form and
Agenda, will be forthcoming.
SAVE THE DATE
It is with great sadness that we report the death of the Hon. J.
Timothy Breen. Judge Breen's many years of service to the
Warren County Family Court, to our Association and to the
community at large are exemplary. He will be greatly missed.
QUEENSBURY-Honorable J. Timothy Breen, 67, born on
July 12, 1948, died on Wednesday, January 20, 2016 at Glens
Falls Hospital after a courageous fight with Acute Myeloid
Leukemia.
He was the son of the late John Timothy Breen and Mary
Finn Breen; grandson of the late Jeremiah David Breen and
Julia Buckley Breen; Daniel J. Finn Esq. and Nellie
Cunningham Finn.
The Judge served proudly as the President of the Class of
1966 at Saint Mary’s Academy and looked forward to his 50th
reunion in September. He received his Bachelor of Arts Degree
with Departmental Honors from Le Moyne College in
Syracuse, in 1970 and his Juris Doctor Degree from Union
University; Albany Law School and was admitted to practice
before the courts of the State of New York; the Federal Courts
of the Northern District of New York and the United States
Supreme Court.
Judge Breen commenced his legal career with the firm of
Little and O’Connor and was one of the first appointed Support
Magistrates in 1995 by the Office of Court Administration.
He thereupon was appointed by Governor George Pataki in
June of 1999 as Warren County Family Court Judge and ran for
two subsequent terms to become the longest sitting Family
Court Judge in Warren County history.
The Judge was appointed in 2002 to serve as acting Supreme
Court Justice who presided over matrimonial and divorce
actions.
He was honorably discharged from the US Army Reserve
having served for six years.
Tim belonged to many
organizations including the NYS
Bar Association; Warren County
Bar Association; NYS Family
Court Judicial Association, where
he served as a delegate to the 4th
Judicial District. He proudly
served as a trustee of the Hyde
Collection; Director of the
Conkling Center; Director of the
Glen at Highland Meadows; and was a member of the Chapman
Historical Museum; the Fort House Museum; and the Feeder
Canal Alliance. Beside his parents he was predeceased also by
his brother, Daniel Patrick Breen. He is survived by his
husband, Michael D. Gleason; his sisters, Johanna (Joseph) Bak
and Mary Ellen (Frederick) Field. Also survived by two
nephews, Jeffrey David (Karyn) Bak and Todd Timothy (Sera)
Oliver, ESQ; two nieces, Amy (Thomas) McCurry and Carolyn
(James) Bossinas; also sisters-in-law Nancy (Paul)
Groenwegen, Linda (Paul) Michaud and Elaine Gleason (Colin)
Dermody. He leaves a great many friends and will be
remembered as a gracious host and an avid gardener.
Interment will take place at St. Mary’s Cemetery in the
spring.
The family wishes to thank Dana Farber, Brigham and
Women’s Hospital of Boston and the staff of the Glens Falls
Hospital for their kindness and care. Contributions in Tim’s
memory may be made to St. Mary’s /St. Alphonsus School, 10-
12 Church St., Glens Falls, NY 12801 or The Hyde Collection,
161 Warren Street, Glens Falls, NY 12801.
IN MEMORIAM: HON. J. TIMOTHY BREEN
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 1 6
James H. Glavin III, a lifelong resident of
Waterford and practicing lawyer for over half a
century, died Saturday, January 2, 2016, at his
residence. He is survived by A. Rita Chandellier
Glavin, his wife of 52 years. A graduate of
Waterford High School, he was a cum laude
graduate of Villanova University and received his
juris doctorate from Albany Law School. Upon his admission
to the Bar he enlisted in the U.S. Air Force where he served as
assistant staff judge advocate for three years with the 839th Air
Division of the Tactical Air Command based in Tennessee.
Assigned as military judicial officer, he was primarily involved
in investigations and court martial trials. He also handled
matters in aviation accidents in the mid-South. In 1959, he was
the judge advocate assigned to investigate a mid-air collision of
a B-52 Bomber and a tanker aerially refueling the bomber over
Kentucky. The same year he was assigned to an unusual
accident involving a C-130 transport. He often referred to his
time in the Air Force as his formative legal experience. When
his active duty was complete, he served in the Air Force
Reserve and was designated by the judge advocate general as
regional representative. Upon his honorable discharge from the
Air Force, he forewent opportunities in large law firms in
Nashville, Albany, New York City and Binghamton to return to
his home town of Waterford where he joined his father in the
Glavin & Glavin Law office in Waterford. His wife, Rita, later
joined them in their law practice. He was admitted to the Bar of
the U.S. Supreme Court, and was a member of the New York
State, Albany, Saratoga and Rensselaer County Bar
Associations. He served as chairman for the New York State
Bar Association's Administrative Law Practice Committee. He
was also a member of many professional associations, including
the American Trial Lawyers, New York State Trial Lawyers,
American Hospitals, National Academy of Elder Law
Attorneys, Transportation Lawyers and the Federal Bar
Association of the Northern District of New York. In 2008 he
was honored by the federal judges of the Northern District of
New York for his performance. He was a member of the
Association of Former Intelligence Officers and the Air Force
Association. He served as chairman of Key Bank's regional
board and served for over two decades on the board of Bellevue
Women's Hospital. He was a trustee and lector of St. Mary of
the Assumption Church in Waterford for over 40 years, and a
(Continued on page 17)
IN MEMORIAM: JAMES H. GLAVIN, III, ESQ.
———————————
SEEKING ASSISTANT COUNTY ATTORNEY
———————————
The Warren County Attorney seeks to appoint an Assistant
County Attorney whose responsibilities include case
management, prosecution and defense of civil actions and
proceedings brought by and behalf of Warren County. The
Assistant County Attorney may also be responsible for drafting
and reviewing contracts on behalf of the County as well as
providing advice and counsel to various County departments.
The successful candidate is appointed by the County Attorney
and serves at his discretion. The Assistant County Attorney
must be a resident of Warren County at the time of
appointment. MINIMUM QUALIFICATIONS: Admission to
the Bar in the State of New York and two years of full time
paid experience as a practicing attorney handling litigation
matters before the Courts of the State of New York. SALARY :
$70,000 plus full benefits CANDIDATES SHOULD SEND
COMPLETED WARREN COUNTY APPLICATION,
RESUME AND LETTER OF INTENT TO: Warren County
Attorney’s Office 1340 State Route 9 Lake George, New York
(Continued on page 19)
———————————
DANIEL W. COFFEY TAKES LEADERSHIP OF THE
ALBANY COUNTY BAR ASSOCIATION
———————————
Albany, NY…the Albany County Bar Association
(ACBA) held its Annual Meeting and Swearing In
Ceremony at the Albany County Courthouse
Tuesday, January 12, 2016. Daniel W. Coffey, a
founding partner at Bowitch & Coffey, LCC, was
officially sworn-in as President, a role that he will hold for one
year. Coffey is a trial attorney with over 20-years experience in
courts ranging from NYS Supreme Court, the Court of Claims,
the Appellate Division and the Court of Appeals, among many
local city courts. He has litigated numerous cases to verdict in
local, state and federal courts throughout New York State as
well as Vermont and New Hampshire District Courts. His
primary areas of practice are: insurance first-party, third-party
and subrogation with additional practice in the areas of
insurance agency E&O, commercial litigation, environmental
litigation and municipal/zoning/planning law.
“I’ve been a member of the Albany County Bar Association
(ACBA) since the early 1990s, shortly after I began practicing
law in downtown Albany,” said Coffey. “Immediately brought
into the fold by the membership community, I assisted in
organizing the first Law Day Run in 1994 and I have been an
active participant ever since. The ACBA membership has
afforded me the opportunity to interact and socialize with
fellow Albany County lawyers and judges, while at the same
time, give back to our community and improve the image of
attorneys by taking pro-bono clients. It has been my personal
experience that the cost of membership (less than one billable
hour) has unlimited benefits and value for my firm, my career
and my personal pursuits.”
A graduate of Georgetown Law, Coffey is an active
member of the Albany County Bar Association, the
Defense Research Institute of NENY, Capital District
Trial Lawyers Association, New York State Bar
Association, National Association of Subrogation
Professionals (NASP), International Association of
Arson Investigators (IAA), to name just a few.
He is the Chairman of the Bethlehem Zoning Board
of Appeals (2010 – Present) and a Bethlehem Youth Court
volunteer. Coffey is also a versed speaker and author.
The Officers sworn-in were:
President-Elect: James E. Hacker of E. Stewart Jones
Hacker Murphy, LLP
Vice-President: Hon. Christina L. Ryba, NYS Supreme
Court
(Continued on page 18)
PRESS RELEASES
CLASSIFIEDS
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 1 7
longtime board member of the St. Mary's School. He served as
an attorney for the Town of Waterford and for over 45 years as
counsel for the Waterford Water Commissioners. He was a
Fourth Degree Knight of Waterford Council 237 of the Knights
of Columbus. He was former president and an over 50-year
member of the Waterford Lions Club. In 1989, he was
recognized as a Patroon of the Village of Waterford. A lifelong
Democrat, he was chairman of the Saratoga County Democratic
Committee, chairman of the Fourth Judicial District of the
Democratic Party for the State of New York for over 25 years,
and he served on the Judicial Selection Committee of the State
Democratic Party. He is predeceased by his father, Judge
James H. Glavin Jr.; his mother, Elizabeth Gibbons Glavin; and
a sister, Mary Evelyn Glavin. In addition to his wife, he is
survived by their four children, Helene Elizabeth Clinton,
James Chandellier Glavin, Rita Marie Glavin and James Henry
Glavin IV; and his four grandchildren, Joseph, Patrick and
Caroline Clinton and Maria Glavin. Those who wish may make
memorial contributions to St. Mary of the Assumption Church
Restoration Fund in care of the Philip J. Brendese Funeral
Home, 133 Broad St., Waterford, NY 12188.
(Continued from page 16)
IN MEMORIAM: J. GLAVIN, III, CONTINUED
Treasurer: Daniel J. Hurteau of Nixon Peabody
Secretary: Michael P. McDermott of O’Connell &
Aronowitz
Immediate Past President: Janet M. Silver of Hinman
Straub, P.C.
The Board of Directors sworn-in were:
Douglas R. Kemp of the NYS Attorney General’s Office
Matthew P. Barry of McNamee, Lochner, Titus &
Williams, P.C.
Hon. Ryan T. Donovan of Harris, Conway & Donovan,
PLLC
Elizabeth J. Grogan of Wilson, Elser, Moskobitz, Edlerman
& Dicker, LLP
William T. Little, Jr. of Teresi & Little, PLLC
Lisa R. Harris, Senior Counsel, New York State Senate
Majority Conference
Founded in 1900, ACBA has more than 1,100 members,
making it one of the largest and most active upstate bar
associations in the state. The purpose of ACBA is to promote
professional collegiality among the bench and bar; facilitate
public service and access to justice for all; offer programs,
benefits and services to enhance the skills of its members; and
to provide legal services throughout the Capital Region for
those in need both inside and out of the courtroom. Learn more
| albanycountybar.com
(Continued from page 17)
February 25, 2016 - Thursday
Bar Dinner at The Wishing Well, Wilton
March 31, 2016 - Thursday
TRIVIA NIGHT - Vapor Night Club
April 20, 2016 - Wednesday
Board of Directors Meeting - Third Floor,
City Hall, Saratoga Springs
May 2, 2016 - Monday
Law Day Luncheon @ The Canfield Casino
June 2, 2016 - Thursday (TBA)
Installation Dinner - TBD
ALBANY COUNTY BAR , CONTINUED
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 1 8
SCBA CALENDAR OF EVENTS
February 25, 2016 The Wishing Well Restaurant
745 Saratoga Road, Gansevoort 6:00 p.m. - Social Hour with Hors d'oeuvres
7:00 p.m. - Dinner
PASSED HORS D'OEUVRES Pigs in a Blanket, mustard
Boneless Panko Crusted Chicken Bites, spicy aioli Fried Pickles, horseradish cream
Smoked Salmon Toast
Assorted cheeses, seasonal vegetables Salad
Cream of Mushroom Soup
ENTRÉE Center Cut New York Strip Steak, onions and peppers Blackened Faroe Islands Salmon, dill cucumber relish
Sautéed Chicken Piccata, capers, lemon Winter Vegetable Risotto
DESSERT
Raspberry Pie
$38 per person
Please make your reservations by Monday, February 22 by calling 280-1974 or via e-mail: [email protected]
FEBRUARY SCBA DINNER
DONNELLAN & KNUSSMAN IS PARTICIPATING IN THE SARATOGA
COUNTY CHAMBER OF COMMERCE LEAP OF KINDNESS DAY ON FEBRUARY 29 BY
COLLECTING NON-PERISHABLE FOOD ITEMS FOR A LOCAL FOOD PANTRY THROUGHOUT THE MONTH OF FEBRUARY. WE INVITE YOU
TO JOIN US BY DROPPING OFF CANNED GOODS OR OTHER NON-PERISHABLES AT
OUR OFFICE LOCATED IN THE MALTA PROFESSIONAL BUILDING AT 658 MALTA
AVENUE SUITE 201, MALTA. ON FEBRUARY 29 WE WILL DELIVER THE
COLLECTED FOOD TO THE EOC FOOD PANTRY ON BATH STREET IN BALLSTON
SPA.
President M. Elizabeth Coreno
Vice President
Matthew R. Coseo
Treasurer Joseph C. Berger
Secretary
Nancy Sciocchetti
Immediate Past President Karen E.S. D’Andrea
Board of Directors Joseph C. Berger
Brian H. Breedlove Hon. Loren N. Brown Matthew L. Chivers* M. Elizabeth Coreno Matthew R. Coseo
James S. Cox* Kimberly A. Crocetta Karen E.S. D’Andrea* James H. Densmore
Hon. James E. D. Doern* Hon. Robert F. Doran Stephen M. Dorsey
Stephanie W. Ferradino* Hon. A. Rita C. Glavin*
Karen A. Heggen* Stuart Kaufman Kyle N. Kordich* Christopher Mills
Hon. Thomas D. Nolan, Jr. Paul Pelagalli*
Scott M. Peterson Nancy Sciocchetti
Karl J. Sleight* Elena Jaffe Tastensen
State Bar Delegates
James S. Cox* Nancy Sciocchetti
Karen E.S. D’Andrea (Alt.)
*Past President of the Bar
S A R A T O G A C O U N T Y
B A R A S S O C I A T I O N
J A N U A R Y F E B R U A R Y 2 0 1 6 L A W N O T E S V O L . X , I S S U E I P A G E 1 9
12845 Warren County is an EOE/AA employer
Applications are being accepted until February
5, 2016 Applications may be obtained at:
www.warrencountyny.gov/civilservice
———————————
SEEKING LAW OFFICE ADMINISTRATIVE
PROFESSIONAL
———————————
Experienced Law Office Administrative
Professional needed for small law firm.
Minimum of 3 years of experience required.
Work involves basic office administration,
reception, secretarial, and clerical functions,
document preparation, and client billing. The
ideal candidate will be flexible, possess
excellent organizational skills as well as good
people, phone and computer/typing skills, and
an ability to prioritize tasks. Knowledge of law
office billing systems and software is a must.
Salary dependent upon experience. Please email
resume and salary requirements to
———————————
LEGAL SECRETARY/PARALEGAL POSITION
AVAILABLE
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General practice legal secretary/paralegal
position responsibilities and requirements
include: answering phones, excellent client
contact skills, scheduling and maintaining
detailed electronic calendars, proficiency with
Microsoft Office/Outlook, drafting documents,
preparing and assembling litigation papers,
client billing and other attorney support.
Pay is based upon experience. Please email
cover letter, resume and references to:
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OFFICE SPACE AVAILABLE
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Attractive, quiet, partially furnished private
office with skylight and file storage area. The
office opens to a common room with waiting
area, reception, separate conference room,
kitchenette and two other offices. Conference
room is furnished, furnished secretarial area and
waiting area. Filing space included. Vaulted
ceiling, bright, classy working environment.
Perfect for an attorney, accountant, writer or
other professional or small business. This floor
is also occupied by two attorneys part time and
is located on the upper level of an attractive
5000 sq. ft. professional building in which 11
other small businesses are located. Tenants also
include 5 psychotherapists, 2 masseuses, a
radiology practice, a chiropractor and two
(Continued from page 17) energy workers. We are 7/10 mile from
Broadway, on Route 29 (Washington Street),
three blocks from Saratoga Hospital. Excellent
off-street parking. Avoid the summer traffic and
join us. Yours for $625 a month, utilities
included. Will share equipment, copier, etc. Wi
-Fi available for nominal monthly fee. This
space is dog friendly. Contact: Sarah B. Foulke,
Esq., MBA, 229 Washington Street, Saratoga
Springs, NY 12866, (518) 583-0523 (office),
(518) 583-0783 (facsimile),
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SEEKING LEGAL SECRETARY/ASSISTANT
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Immediate opening for experienced legal
secretary/assistant in growing matrimonial/
family law firm located in Malta, NY. Must be
detail-oriented, organized and able to multi-
task. Excellent writing and computer skills
required. Contact is:
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SEEKING COMMERICAL LITIGATION
ASSOCIATE
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McGlinchey Stafford, a nationally-recognized
business and consumer financial services
defense law firm, seeks a staff associate with
prior complex commercial litigation experience
to join our Albany office. The ideal candidate
will have 2 to 4 years of experience handling
real estate litigation, banking litigation and/or
consumer finance litigation, including contested
mortgage foreclosure litigation. Significant
experience making court appearances, attending
hearings, and arguing motions is required.
Candidates should have superior academic
credentials, strong analytical and writing skills
are required. Admission to the New York bar is
required for consideration. Compensation
commensurate with experience; full benefits
included.
Please apply through our online application
located at https://virecruit.mcglinchey.com/
viRecruitSelfApply/ReDefault.aspx?
FilterREID=2&FilterJobCategoryID=3
If you have any questions about the
application process, please contact Margeaux
Feore, Lateral Recruiting Coordinator, at
CLASSIFIEDS