KIM Jan 2016 v13 - Edelweiss Partners

W E B S I T E

www.edelweissmf.com E M A I L : I N V ESTO RS

[email protected] T O L L F R E E

1800 425 0090N O N T O L L F R E E

+91 40 23001181S M S

IQ to 5757590

EQUITY SCHEMES

Edelweiss Absolute Return Fund*An Open Ended Equity Scheme*The Scheme is an equity - oriented scheme. Investors in the Scheme are not being offered any guaranteed / assured returns.

Edelweiss Diversified Growth Equity Top 100 (E.D.G.E Top 100) FundAn Open Ended Equity Scheme

Edelweiss ELSS FundAn Open Ended Equity Linked Savings Scheme

Edelweiss Emerging Leaders Fund*An Open Ended Equity Scheme

Edelweiss Prudent Advantage Fund (Formerly, Edelweiss Value Opportuni�es Fund)An Open Ended Equity Scheme

Edelweiss Equity Savings Advantage Fund(Formerly, Edelweiss Debt and Corporate Opportuni�es Fund) An Open Ended Equity Scheme

Edelweiss Arbitrage FundAn Open Ended Equity Scheme

LIQUID AND DEBT SCHEMES

Edelweiss Liquid FundAn Open Ended Liquid Scheme

Edelweiss Bond FundAn Open Ended Debt Scheme

Edelweiss Short Term Income FundAn Open Ended Income Scheme

Edelweiss Gilt FundAn Open Ended Gilt Scheme

MUTUAL FUND:Edelweiss Mutual FundTower 3, Wing B, Ground Floor, Kohinoor City Mall, Kohinoor City, Kirol Road, Kurla(W), Mumbai - 400070www.edelweissmf.com

TRUSTEE:Edelweiss Trusteeship Company LimitedRegistered office :Edelweiss House, Off. C.S.T Road,Kalina, Mumbai - 400 098Corporate office :Tower 3, Wing B, Ground Floor, Kohinoor City Mall,Kohinoor City, Kirol Road, Kurla (West), Mumbai - 400070Maharashtra

SPONSOR:Edelweiss Financial Services LimitedEdelweiss House, Off.C.S.T Road, Kalina, Mumbai - 400 098www.edelweissfin.com

INVESTMENT MANAGER:Edelweiss Asset Management LimitedRegistered office :Edelweiss House, Off. C.S.T Road, Kalina, Mumbai - 400 098Corporate office :Tower 3, Wing B, Ground Floor, Kohinoor City Mall,Kohinoor City, Kirol Road, Kurla (West), Mumbai - 400070Maharashtra

REGISTRAR:Karvy Computershare Private Limited Karvy Selenium Tower B, Plot No 31 & 32, Gachibowli, Financial, District,Nanakramguda, Serilingampally,Hyderabad – 500 008,Tel: 040-67161500

Special Investment Mandate (SIM)

G M'Gain Switching Mechanism Facility'

‘Prepaid’ SIPA New Age Investment Plan SWITCH ON ARBITRAGE

OFF

INVESTORS SHOULD NOTE THAT:This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the Scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centers or distributors or from the website www.edelweissmf.comThe Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.This KIM is dated January 27, 2016.

KEY INFORMATION MEMORANDUM (KIM) AND COMMON APPLICATION FORM

Offer for units at applicable NAV based prices.

Equity Funds

Mutual Fund investments are subject to market risks, read all scheme related documents carefully.Page 2

Edelweiss Absolute Return Fund is suitable for investors who are seeking*: Riskometer

Ÿ to create wealth over long term and prevent capital erosion in medium term

Ÿ investment predominantly in equity and equity related securities including through arbitrage opportunities with balance exposure to debt and money market securities

*Investors should consult their financial advisers if in doubt about whether the product is suitable for them.

Investors understand that their principal will be at moderately high risk

LOW HIGH

Edelweiss Diversified Growth Equity Top 100 (E.D.G.E. Top 100) Fund is suitable for investors who are seeking*: Riskometer

Ÿ to create wealth in the long term

Ÿ investment predominantly in equity and equity-related securities including equity derivatives of the 100 largest companies by market capitalization, listed in India.



LOW HIGH

Edelweiss ELSS Fund is suitable for investors who are seeking*: Riskometer


Ÿ investment in equity and equity-related securities that will be locked-in for the first three years.



LOW HIGH

Edelweiss Emerging Leaders Fund is suitable for investors who are seeking*: Riskometer


Ÿ Investment predominantly in equity and equity related securities including equity derivatives of Mid and Small Cap Companies.



LOW HIGH

Edelweiss Prudent Advantage Fund is suitable for investors who are seeking*: Riskometer


Ÿ investment in equity and equity-related securities including equity derivatives



LOW HIGH

Equity Funds


Edelweiss Arbitrage Fund is suitable for investors who are seeking*: Riskometer

Ÿ To generate income by predominantly investing in arbitrage opportunities

Ÿ Investments predominantly in arbitrage opportunities in the cash and derivative segments of the equity markets and the arbitrage opportunities available within the derivative segment and by investing the balance in debt and money market instruments.


Investors understand that their principal will be at moderately low risk

LOW HIGH

Edelweiss Equity Savings Advantage Fund is suitable for investors who are seeking*: Riskometer

Ÿ income and capital appreciation over long term

Ÿ investment predominantly in arbitrage opportunities in the cash and derivatives segment of the equity market and in un-hedged equity and the balance in debt and money market instruments.



LOW HIGH

Debt Funds


Edelweiss Liquid Fund is suitable for investors who are seeking*: Riskometer

Ÿ regular fixed income for short term

Ÿ investment in Money Market Instruments and Debt instruments


Investors understand that their principal will be at low risk

LOW HIGH

Edelweiss Bond Fund is suitable for investors who are seeking*: Riskometer

Ÿ Regular income over medium to long term

Ÿ Investment in Debt and Money Market Instruments


Investors understand that their principal will be at moderate risk

LOW HIGH

Edelweiss Short Term Income Fund is suitable for investors who are seeking*: Riskometer

Ÿ regular fixed income for short term to medium term

Ÿ investment in Money Market Instruments and Debt instruments.


Investors understand that their principal will be at moderately low risk

LOW HIGH

Edelweiss Gilt Fund is suitable for investors who are seeking*: Riskometer

Ÿ regular fixed income for long term

Ÿ investment in Government Securities


Investors understand that their principal will be at moderate risk

LOW HIGH

EDELWEISS ABSOLUTE RETURN FUND*(*The Scheme is an equity-oriented Scheme.

Investors in the scheme are not being offered any guaranteed / assured returns)

INVESTMENT OBJECTIVE

The primary objec�ve of the Scheme is to generate absolute returns with low vola�lity over a longer tenure of �me. The Scheme will accordingly invest in arbitrage opportuni�es and debt and money market instruments on the one hand and in pure equity investments and equity deriva�ve strategies on the other.However there is no assurance that the investment objec�ve of the Scheme will be realized.

ASSET ALLOCATION PATTERN

Under normal circumstances, the an�cipated asset alloca�on pa�ern is:

Further,• The investments in securi�sed papers including Pass through Cer�ficates (PTCs) may be made upto 35% of the net assets of the Scheme.• The Scheme can also take deriva�ve exposure upto 100 % of the net assets of the Scheme.• The cumula�ve gross exposure through equity, debt and deriva�ve posi�ons will not exceed 100% of the net assets of the Scheme. However, cash or cash equivalents

with residual maturity of less than 91 days may be treated as not crea�ng any exposure.• The total exposure related to op�on premium paid will not exceed 20% of the net assets of the Scheme.• The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transac�ons will not exceed 10% of the net

assets of the Scheme.• The Scheme may engage in Stock Lending. Not more than 25% of the net assets of the Scheme can generally be deployed in stock lending and not more than 5% of the

net assets of the Scheme will be deployed in Stock lending to any single counterparty. • The Scheme may invest in Foreign Securi�es upto 35% of the Permissible Investments of net assets of the Scheme.

INVESTMENT STRATEGY OF THE SCHEMEThe Scheme will deploy Absolute Return Strategy to achieve the Scheme's investment objec�ve. The Scheme will accordingly invest in arbitrage opportuni�es and in debt and money market instruments on the one hand and in pure equity investments and equity deriva�ve strategies on the other, taking care that, as far as possible, the equity oriented nature of the Scheme remains intact. The Fund Manager will deploy a combina�on of strategies to achieve the investment objec�ve of the Scheme. Depending on the market condi�ons, investments will be made in arbitrage opportuni�es and in debt and money market instruments and the residual will be a combina�on of special situa�ons, other deriva�ve strategies and use of quan�ta�ve models.

RISK PROFILE OF THE SCHEME

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risk men�oned in SAI/SID which are summarized below:Equity And Equity Related Instruments: The value of the Scheme’s investments may be affected generally by factors, such as price and volume vola�lity in the Capital Markets, Se�lement Periods, Liquidity Risk or Execu�on Risk or Redemp�on Risk or the Risk of NAV going below par value.Deriva�ves: Deriva�ve products are leveraged instruments and can provide dispropor�onate gains as well as dispropor�onate losses to the investor. Iden�fica�on and execu�on of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. The risks associated with the use of deriva�ves are different from or possibly greater than, the risks associated with inves�ng directly in securi�es and other tradi�onal investments.ADRs/GDRs and Foreign Securi�es: Subject to necessary approvals and within the investment objec�ve of the Scheme, the Scheme may invest in overseas markets which carry risks related to fluctua�ons in the foreign exchange rates, the nature of the securi�es market of the country, repatria�on of capital due to exchange controls and poli�cal circumstances Fixed Income and Money Market Instruments: It involves Interest Rate Risk, Spread Risk, Credit Risk or Default Risk, Liquidity & Se�lement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk.

PLANS &OPTIONS / FACILITIES

Edelweiss Absolute Return Fund and Edelweiss Absolute Return Fund-Direct Plan.For details pertaining to Direct Plan and Default Plan, please refer paragraphs "Direct Plan" and "Default Plan" respec�vely under the sec�on "INFORMATION COMMON TO ALL SCHEMES.Each Plan will offer : (i) Growth Op�on (ii) Dividend Op�on . Dividend op�on has Reinvestment, Payout & Sweep Facility.If the investor does not clearly specify the choice of Op�on at the �me of inves�ng, it will be deemed that the investor has opted for the Growth Op�on. In case, if the investor selects Dividend Op�on but fails to men�on the facility, it will be deemed that the investor has opted for the Dividend Reinvestment Facility.

APPLICABLE NAV Please refer under “INFORMATION COMMON TO ALL SCHEMES”

MINIMUM APPLICATION / ADDITIONAL PURCHASE / REPURCHASE (REDEMPTION) AMOUNT/NO. OF UNITS

DESPATCH OF REPURCHASE (REDEMPTION) REQUEST

Within 10 business days of the receipt of valid redemp�on request at the official points of acceptance of Edelweiss Mutual Fund

BENCHMARK INDEXCRISIL MIP Blended IndexThe fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines if any.

DIVIDEND POLICY Please refer under “INFORMATION COMMON TO ALL SCHEMES”

FUND MANAGER Mr. Kar�k Soral is the Fund Manager of the Scheme. Mr. Bhavesh Jain is the Assistant Manager of the Scheme.

NAME OF THE TRUSTEE COMPANY

Edelweiss Trusteeship Company Limited

PERFORMANCE OF THE SCHEME

Edelweiss Absolute Return Fund (EARF)

Types of InstrumentsNormal Allocation (% to Net Assets)

Min. Max.

Equity & Equity related instruments & Derivatives 65% 100%

Debt & Money Market instruments including securitized debts 0% 35%

Purchase Additional Purchase Repurchase (Redemption)

`1,000/- and in multiples of `1/- thereafter.

Minimum of `1,000/- and in multiples of `1/- thereafter.

Minimum Redemp�on Amount can be ̀ 1/- or any number of units.For demat transac�ons, minimum redemp�on would be mandatorily 50 units.

Returns as on December 31, 2015^

Scheme Returns %

Benchmark #Returns %

Nifty Returns %

Returns for the last 1 year

EARF - Growth Option 3.72 6.79 -4.06

EARF - Direct Plan 4.42 6.79 -4.06

Returns for the last 3 years

EARF - Growth Option 13.54 9.21 10.40

EARF - Direct Plan N.A. N.A. N.A.



EARF - Direct Plan N.A. N.A. N.A.@Returns Since Inception


EARF - Direct Plan 13.76 8.91 9.51

#CRISIL MIP Blended Index@Inception Date is deemed to be the date of allotment i.e. August 20, 2009; Inception date ofDirect Plan is January 21, 2013Returns below one year are Absolute and those above one year are Compounded AnnualizedReturns (CAGR).

^ Past performance may or may not be sustained in the future. The above information is not necessarily indicative of future results and may not necessarily provide a basis for comparison with other investments. Performance of the Dividend Option for the investor would be net of the applicable dividend distribution tax.

Edelweiss Absolute Return Fund - (G) Benchmark returns % #

Edelweiss Absolute Return Fund - Direct Plan Benchmark returns % (Inception Date Jan 21, 2013) #

Page 5

6.77 6.17 5.00 5.247.14

-1.25 -0.21

9.06 9.92 10.31 6.52 6.52

35.5236.16

16.4516.45

EDELWEISS ABSOLUTE RETURN FUND*(*The Scheme is an equity-oriented Scheme.

Investors in the scheme are not being offered any guaranteed / assured returns)

EXPENSES OF THE SCHEME

(I) LOAD STRUCTUREEntry Load: Nil Exit Load:• If the Units are redeemed / switched

out on or before 365 days from the date of allotment - 1.00%

• If the Units are redeemed / switched out a�er 365 days from the date of allotment - Nil

Also please refer paragraph on "Load S t r u c t u r e " u n d e r t h e s e c � o n " I N F O R M AT I O N C O M M O N T O A L L SCHEMES”

(II) RECURRING EXPENSESThe total expense ra�o of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regula�on 52 of the SEBI (Mutual Fund) Regula�ons, 1996.Accordingly, the AMC has es�mated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”.(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2014-2015

*Total expenses include Service Tax on Management Fees

WAIVER OF LOAD FOR DIRECT APPLICATIONS

Not Applicable.

TAX TREATMENT FOR THE INVESTORS(UNITHOLDERS)

Investor is advised to refer to the details in the Statement of Addi�onal Informa�on and also independently refer to his tax advisor.

DAILY NET ASSET VALUE (NAV) PUBLICATION.

The NAV will be declared on all Business Days and will be sent for publica�on in two daily newspapers having circula�on all over India. NAV can also be viewed on www.edelweissmf.com and www.amfiindia.com. Investors can also call up at our toll free number 1800 425 0090 (MTNL/BSNL) and non toll free number +91 40 23001181 for non MTNL/BSNL land line, mobile users and investors outside India.

FOR INVESTORGRIEVANCES PLEASECONTACT

Please refer under “INFORMATION COMMON TO ALL SCHEMES”

UNIT HOLDERS'INFORMATION


EARF (Existing Plan) EARF (Direct Plan)

Total Expense as % of Average AUM* 2.80 2.33

Page 6

EDELWEISS DIVERSIFIED GROWTH EQUITY TOP 100 (E.D.G.E. TOP 100) FUND


The primary objec�ve of the Scheme is to generate capital apprecia�on, from a por�olio that is substan�ally cons�tuted of equity securi�es and equity related securi�es of the 100 largest corporates by market capitalisa�on, listed in India. However, there is no assurance that the investment objec�ve of the Scheme will be realized and the Scheme does not assure or guarantee any returns.



*Money Market Instruments include CPs, Commercial Bills, Corporate Debt, T-Bills, and Government securi�es having an unexpired maturity upto one year, CDs, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments having a maturity of 1 year or less, as specified by the RBI from �me to �me.Further,• The investments in securi�sed papers including Pass through Cer�ficates (PTCs) may be made upto 35% of the net assets of the Scheme.• The Scheme can also take deriva�ve exposure upto 50 % of the net assets of the Scheme.• The cumula�ve gross exposure through equity, debt and deriva�ve posi�ons will not exceed 100% of the net assets of the Scheme. However, cash or cash equivalents



net assets of the Scheme will be deployed in Stock lending to any single counterparty. • The Scheme may invest in Foreign Securi�es upto 35% of the Permissible Investments of net assets of the Scheme.

INVESTMENT STRATEGY OF THE SCHEME :The Fund invests in a por�olio that is substan�ally cons�tuted of equity securi�es and equity related securi�es of the 100 largest corporates by market capitalisa�on, listed in India.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risk men�oned in SAI/SID which are summarized below:Equity And Equity Related Instruments: The value of the Scheme’s investments may be affected generally by factors, such as price and volume vola�lity in the capital markets, Se�lement periods, liquidity risk or execu�on risk or redemp�on risk or the risk of NAV going below par valueDeriva�ves: Deriva�ve products are leveraged instruments and can provide dispropor�onate gains as well as dispropor�onate losses to the investor. Iden�fica�on and execu�on of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. The risks associated with the use of deriva�ves are different from or possibly greater than, the risks associated with inves�ng directly in securi�es and other tradi�onal investments.ADRs/GDRs and Foreign Securi�es: Subject to necessary approvals and within the investment objec�ve of the Scheme, the Scheme may invest in overseas markets which carry risks related to fluctua�ons in the foreign exchange rates, the nature of the securi�es market of the country, repatria�on of capital due to exchange controls and poli�cal circumstancesFixed Income and Money Market Instruments: It involves Interest rate risk, Spread risk, Credit risk or default risk, Liquidity & Se�lement risk, Reinvestment risk, Performance risk, Prepayment risk, Market risk.


Edelweiss Diversified Growth Equity Top 100 Fund and Edelweiss Diversified Growth Equity Top 100 Fund -Direct Plan.For details pertaining to Direct Plan, Default Plan and Plans Discon�nued for further subscrip�on, please refer paragraphs "Direct Plan","Default Plan" and "Discon�nued Plans" respec�vely under the sec�on "INFORMATION COMMON TO ALL SCHEMES.Each Plan will offer : (i) Growth Op�on and (ii) Dividend Op�on . Dividend Op�on has Reinvestment, Payout & Sweep Facility.Default Op�on: If the investor does not clearly specify the choice of Op�on at the �me of inves�ng, it will be deemed that the investor has opted for Growth Op�on. In case, if the investor selects Dividend Op�on but fails to men�on facility, it will be deemed that the investor has opted for Dividend Reinvestment facility.



Types of Instruments Normal Allocation (% to Net Assets)

Equity & Equity related instruments of the 100 largest corporates by market capitalisation, listed in India. 65%-100%

Equity & Equity related instruments of other companies 0%-35%

Debt & Money Market Instruments* 0%-35%


`1,000/- and multiples of `1/- thereafter

`1,000/- and multiples of `1/- thereafter Minimum Redemp�on Amount can be ̀ 1/- or any number of units.For demat transac�ons, minimum redemp�on would be mandatorily 50 units.

Page 7

EDELWEISS DIVERSIFIED GROWTH EQUITY TOP 100 (E.D.G.E. TOP 100) FUND



BENCHMARK INDEXNi�y 50The Fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines if any.


FUND MANAGER Mr. Kar�k Soral is the Fund Manager of the Scheme. Mr. Bhavesh Jain is the Assistant Fund Manager of the Scheme.




Edelweiss Diversified Growth Equity Top 100 (E.D.G.E. Top 100) Fund


Edelweiss E.D.G.E Top 100-(G) Edelweiss E.D.G.E Top 100-B(G)Edelweiss E.D.G.E Top 100-C(G) Benchmark returns %#Edelweiss E.D.G.E Top 100-Direct Plan Benchmark returns % (Inception Date Jan 7, 2013) #

Returns as on December 31, 2015^ Scheme Returns %


Sensex

Returns for the last 1 yearE.D.G.E - Top 100 Fund-Growth 0.77 -4.06 -5.03E.D.G.E - Top 100 Fund Plan B - Growth 0.81 -4.06 -5.03E.D.G.E - Top 100 Fund Plan C - Growth 0.78 -4.06 -5.03E.D.G.E - Top 100 Fund Direct Plan 1.50 -4.06 -5.03Returns for the last 3 yearsE.D.G.E - Top 100 Fund-Growth 15.51 10.40 10.37E.D.G.E - Top 100 Fund Plan B - Growth 15.52 10.40 10.37E.D.G.E - Top 100 Fund Plan C - Growth 15.51 10.40 10.37E.D.G.E - Top 100 Fund Direct Plan N.A. N.A. N.A.Returns for the last 5 yearsE.D.G.E - Top 100 Fund-Growth 10.24 5.31 4.95E.D.G.E - Top 100 Fund Plan B - Growth 10.27 5.31 4.95E.D.G.E - Top 100 Fund Plan C - Growth 9.91 5.31 4.95E.D.G.E - Top 100 Fund Direct Plan N.A. N.A. N.A.

@Returns Since InceptionE.D.G.E - Top 100 Fund-Growth 14.65 9.84 9.81E.D.G.E - Top 100 Fund Plan B - Growth 14.74 9.84 9.81E.D.G.E - Top 100 Fund Plan C - Growth 14.51 9.84 9.81E.D.G.E - Top 100 Fund Direct Plan 15.50 9.96 9.94

#Nifty 50Returns below one year are Absolute and those above one year are Compounded Annualized Return (CAGR).@ Inception Date is deemed to be the date of allotment i.e. May 20, 2009. Inception date of Direct Plan is January 7, 2013


(I) LOAD STRUCTURE: Entry Load: Nil Exit Load:• If the Units are redeemed / switched out on or before 365 days from the date of allotment – 1.00%• If the Units are redeemed / switched out on or a�er 365 days from the date of allotment – NilAlso please refer paragraph on "Load Structure" under the sec�on "INFORMATION COMMON TO ALL SCHEMES”(II) RECURRING EXPENSES:The total expense ra�o of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regula�on 52 of the SEBI (Mutual Fund) Regula�ons, 1996.Accordingly, the AMC has es�mated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”.(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2014-2015

*Total expenses include Service Tax on Management Fees*Total expenses include Service Tax on Management Fees


Not Applicable.

TAX TREATMENT FOR THE INVESTORS(UNITHOLDERS)


DAILY NET ASSET VALUE (NAV) PUBLICATION


FOR INVESTORGRIEVANCES PLEASECONTACT


UNITHOLDERS'INFORMATION


E.D.G.E. Top 100 Fund(Existing Plan)

E.D.G.E. Top 100 Fund - Plan B

E.D.G.E. Top 100 Fund - Plan C

E.D.G.E. Top 100 Fund - Direct Plan

Total Expense as a % of Average AUM* 2.85 2.85 2.85 2.38

8.52 8.73 8.79 11.14 10.06 10.09 10.0016.99 16.9717.07 17.43 17.98 17.98

44.24 44.24 44.1944.92

26.65 26.65

7.31

-5.11-5.51-0.92 -0.85 -2.39

-9.23

6

-

EDELWEISS ELSS FUND


The primary objec�ve of the scheme is to generate long-term capital apprecia�on with an op�on of periodic payouts at the end of lock in periods from a por�olio that invests predominantly in equity and equity related instruments. However, there is no assurance that the investment objec�ve of the Scheme will be realized and the Scheme does not assure or guarantee any returns.


The Asset Alloca�on pa�ern of the Scheme under normal circumstances is as under:

*Money Market instruments include CPs, commercial Bills, corporate Debt, Tbills & Govt sectors having an unexpired maturity upto one year, CDs, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments having a maturity of 1 year or less, as specified by the RBI from �me to �me. Short Term Debt instruments include debt instruments with daily to monthly put/call op�ons, debt instruments with maturity less than one year and other like debt instruments. INVESTMENT STRATEGY OF THE SCHEME:The Fund will invest in a diversified basket of equity stocks spanning the en�re market capitaliza�on spectrum and across mul�ple sectors, debt and money market instruments. The Fund will also invest a por�on of the funds in ini�al offerings and other primary market offerings.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risks men�oned in SAI/SID which are summarized below:1. Due to the lock in requirements under ELSS Guidelines, the ability of investors to realise returns is restricted for the first three years.2. The Scheme proposed to invest in Equity & Equity related instruments. Investment in such instruments involve risks such as Liquidity Risk, Risks related to Capital

Markets, Macro Factors Risk, Price Risk, Execu�on Risk, Redemp�on Risk, Substan�al Holding Risk, NAV below par. 3. Risk associated with investments in Fixed Income and Money Market Instruments which involve Interest rate risk, Spread risk, Credit risk or default risk, Liquidity &

Se�lement Risk, Reinvestment risk, Performance Risk, Prepayment Risk, Market risk etc.


Edelweiss ELSS Fund and Edelweiss ELSS Fund - Direct Plan.For details pertaining to Direct Plan and Default Plan, please refer paragraphs "Direct Plan" & "Default Plan" respec�vely under the sec�on "INFORMATION COMMON TO ALL SCHEMES.Each Plan to the Scheme offers Dividend and Growth Op�on. Dividend op�on has Payout & Sweep Facility.In case, if the investor fails to men�on the Op�on at the �me of inves�ng, it will be deemed that the investor has opted for Growth Op�on. In case, if the investor selects Dividend Op�on but fails to men�on facility, it will be deemed that the investor has opted for Dividend Payout Facility.





BENCHMARK INDEXNi�y 500The Fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines if any.






Edelweiss ELSS Fund (EELSS)


(I) LOAD STRUCTURE: Entry Load: NilExit Load: NilAlso please refer paragraph on "Load Structure" under the sec�on "INFORMATION COMMON TO ALL SCHEMES" (II) RECURRING EXPENSES: The total expense ra�o of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regula�on 52 of the SEBI (Mutual Fund) Regula�ons, 1996.Accordingly, the AMC has es�mated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”.(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2014-2015



Equity & Equity related instruments 80% to 100%

Short Term Debt & Money Market instruments* 0% to 20%

#Nifty 500@Inception date is deemed to be the date of allotment i.e. December 30, 2008; Inception date of Direct Plan is January 21, 2013Returns below one year are Absolute and those above one year are Compounded Annualised Returns (CAGR)


Scheme Returns %


Sensex


EELSS - Growth Option 6.66 -0.72 -4.06

EELSS - Direct Plan 7.27 -0.72 -4.06


EELSS - Growth Option 18.64 12.34 10.40

EELSS - Direct Plan N.A. N.A. N.A.



EELSS - Direct Plan N.A. N.A. N.A.@Returns Since Inception


EELSS - Direct Plan 19.24 11.70 9.51

Edelweiss ELSS Fund-(G) Benchmark returns %#


Edelweiss ELSS Fund Direct Plan Benchmark returns % (Jan 21, 2013)#

EELSS (Existing Plan) EELSS - Direct PlanTotal Expense as % of Average AUM* 2.85 2.37

Purchase Additional Purchase Repurchase (Redemption)*

Minimum of `500/- and in multiples of `500/- thereafter.

Minimum of `500/- and in multiples of `500/- thereafter.

Minimum Redemp�on Amount can be ̀ 1/- or any number of units.For demat transac�ons, minimum redemp�on would be mandatorily 50 units.* Redemp�on of Units can be made only a�er a period of 3 years of lock-in period from the date of allotment of the Units proposed to be redeemed.

Page 8

6.74 5.1320.00

0.00

-20.00

40.00

60.00

80.00

100.00

2010-11

2011-12 2012-13

-0.16-8.75

9.17 7.26

-5.14 -8.60

20.0317.72

2013-14

20.5017.72

47.25

33.56

2014-15

47.87

33.56

EDELWEISS ELSS FUND


Not Applicable.

TAX TREATMENT FOR THE INVESTORS (UNITHOLDERS)




FOR INVESTOR GRIEVANCES PLEASE CONTACT


UNITHOLDERS' INFORMATION


Page 9

EDELWEISS EMERGING LEADERS FUND (Formerly, Edelweiss Select Midcap Fund)


The primary investment objec�ve of the Scheme is to generate income and capital apprecia�on from a diversified por�olio predominantly comprising of equity and equity related securi�es of Mid and Small Cap Companies.However, there is no assurance that the investment objec�ve of the Scheme will be realized and the Scheme does not assure or guarantee any returns.



#Mid and Small-cap Companies are companies which are not part of the top 100 companies in terms of market capitaliza�on listed on theNa�onal Stock Exchange of India (NSE) and have market capitaliza�on of at least Rs.100 crores at the �me of investment.The Scheme can also take deriva�ve exposure up to 50% of the Net Assets of the Scheme.Further,• The exposure to Deriva�ves men�oned as a percentage to the Net Assets means Gross No�onal Exposure. • The cumula�ve gross exposure through equity, debt and deriva�ve posi�ons will not exceed 100% of the Net Assets of the Scheme. However, cash or cash equivalents

with residual maturity of less than 91 days may be treated as not crea�ng any exposure.• The total exposure related to op�on premium paid will not exceed 20% of the net assets of the scheme. • The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transac�ons will not exceed 10% of the net

assets of the scheme.• The Scheme may engage in Stock Lending. Not more than 25% of the net assets of the Scheme can generally be deployed in stock lending and not more than 5% of the

net assets of the Scheme will be deployed in Stock lending to any single counterparty. • The Scheme may invest in Foreign Securi�es upto 35% of the Permissible Investments of net assets of the Scheme as per SEBI guidelines. • The investors/unitholders can ascertain details of asset alloca�on of the scheme as on the last date of each month on AMC's website, which will display the asset

alloca�on of the scheme as on the given day.• The Scheme will not invest in securi�zed debt.INVESTMENT STRATEGY OF THE SCHEME :The Scheme aims to generate income and capital apprecia�on from a diversified por�olio predominantly inves�ng in equity and equity related securi�es of Mid and Small Cap Companies. Mid and Small Cap Companies are companies which are not part of the top 100 companies by market capitaliza�on listed on NSE and have market capitaliza�on of atleast ̀ 100 crores at the �me of investment. The Scheme will accordingly invest 80%-100% of the corpus in equity and equity related securi�es of Mid and Small Cap Companies and the balance in other companies and/or in debt and money market instruments. The Scheme may invest in equity deriva�ves instruments to the extent permi�ed and in accordance with the applicable Regula�ons. to protect the value of the por�olio and enhance Unit holders' interest.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SAI and SID carefully for details on risk factors before investment. Investment in this scheme will involve certain scheme specific Risk Factors apart from the General Risk men�oned in SAI/SID which are summarized below:Mid Cap Stocks are generally illiquid in terms of trading volumes on stock exchanges. Investors should therefore assume that illiquidity risks are higher in this Scheme than in a normal diversified fund.Equity and Equity Related Instruments: The value of the scheme’s investments may be affected generally by factors, such as price and volume vola�lity in the Capital Markets, Se�lement Periods, Liquidity Risk or Execu�on Risk or Redemp�on Risk or the Risk of NAV going below par value.Deriva�ves: Deriva�ve products are leveraged instruments and can provide dispropor�onate gains as well as dispropor�onate losses to the investor. Execu�on of such strategies depends upon the ability of the fund manager to iden�fy such opportuni�es. Iden�fica�on and execu�on of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. No assurance can be given that the fund manager will be able to iden�fy or execute such strategies. The risks associated with the use of deriva�ves are different from or possibly greater than, the risks associated with inves�ng directly in securi�es and other tradi�onal investments.ADRs/GDRs and Foreign Securi�es: Subject to necessary approvals and within the investment objec�ve of the Scheme, the Scheme may invest in overseas markets which carry risks related to fluctua�ons in the foreign exchange rates, the nature of the securi�es market of the country, repatria�on of capital due to exchange controls and poli�cal circumstances.Fixed Income and Money Market Instruments: It involves Interest Rate Risk, Spread Risk, Credit Risk or Default Risk, Liquidity & Se�lement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk.


Edelweiss Emerging Leaders Fund and Edelweiss Emerging Leaders Fund-Direct Plan.For details pertaining to Direct Plan and Default Plan, please refer paragraphs "Direct Plan" & "Default Plan" respec�vely under the sec�on "INFORMATION COMMON TO ALL SCHEMES.Each Plan will offer : (i) Growth Op�on and (ii) Dividend Op�onDividend op�on will have Reinvestment, Payout & Sweep Facility. If the investor does not clearly specify the choice of op�on at the �me of inves�ng it will be deemed that the investor has opted for Growth op�on.In case if the investor selects Dividend Op�on but fails to men�on facility, it will be deemed that the investor has opted for Dividend Reinvestment facility.If the investor chooses an Op�on / Facility in the Applica�on Form but fails to comply with the minimum applica�on/addi�onal applica�on amount/other criteria of the said Op�on/Facility, then he will be allo�ed units under the Default Op�on/ Facility, provided the required amount/other criteria are fulfilled.





BENCHMARK INDEXNi�y Midcap 100The Fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines if any.






Edelweiss Emerging Leaders Fund (EELF)

Asset Class Normal Allocation (% to Net Assets) Risk Profile

Equity and equity related securities of Mid and Small Cap Companies # 80%-100% High

Equity and equity related securities of other companies 0%-20% Medium to High

Debt & Money Market Instruments 0%-20% Low to Medium


Scheme Returns%


Sensex

Returns for the last 1 yearEELF - Growth Option 14.62 6.46 -4.06EELF - Direct Plan 15.37 6.46 -4.06Returns for the last 3 yearsEELF - Growth Option 24.36 16.35 10.40EELF - Direct Plan N.A. N.A. N.A.Returns for the last 5 yearsEELF - Growth Option N.A. N.A. N.A.EELF - Direct Plan N.A. N.A. N.A.

@Returns Since InceptionEELF - Growth Option 20.19 15.36 12.06EELF - Direct Plan 24.44 15.93 10.13

Returns below one year are Absolute and those above one year are Compounded Annualised Returns (CAGR). @ # Inception Date is deemed to be the date of allotment i.e. August 25, 2011; Inception date of Direct Plan is January 1, 2013. Nifty Midcap 100


Edelweiss Emerging Leaders Fund - (G)Benchmark returns % (Inception date Aug 25, 2011)

Edelweiss Emerging Leaders Fund - Direct Plan (G)

Benchmark returns % (Inception date Jan 1, 2013)#


`5,000/- and multiples of `1/- `1,000/- and multiples of `1/- Minimum Redemp�on Amount can be ̀ 1/- or any number of units.For demat transac�ons, minimum redemp�on would be mandatorily 50 units.

Page 10

2.83

-4.020

-10

-20

20

40

2011-12

2012-13

7.202.40

60

26.7816.36

-10.14 -13.96

27.2316.36

2013-14

54.61 50.9655.26

50.96

2014-15

EDELWEISS EMERGING LEADERS FUND (Formerly, Edelweiss Select Midcap Fund)


(I) LOAD STRUCTURE: Entry Load: NilExit Load:• If the Units are redeemed / switched out on or before

365 days from the date of allotment – 1.00%• If the Units are redeemed / switched out on or a�er 365

days from the date of allotment – NILAlso please refer paragraph on "Load Structure" under the sec�on "INFORMATION COMMON TO ALL SCHEMES”

(II) RECURRING EXPENSES:The total expense ra�o of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regula�on 52 of the SEBI (Mutual Fund) Regula�ons, 1996.Accordingly, the AMC has es�mated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”.(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2014-2015



Not Applicable.









ESMF (Existing Plan) ESMF Direct Plan


Page 11

Edelweiss Prudent Advantage Fund (Formerly, Edelweiss Value Opportuni�es Fund)


The objec�ve of the Scheme is to generate returns through a combina�on of dividend income and capital apprecia�on by inves�ng primarily in a well diversifiedpor�olio of Value Stocks.Value Stocks are those stocks, which tend to trade at a lower price rela�ve to their fundamentals (i.e. dividends, earnings, sales, etc.) and thus considered undervalued by investors. They have a�rac�ve valua�ons in rela�on to earnings or book value or current and/or future dividends.However, there is no assurance that the investment objec�ve of the Scheme will be realized and the Scheme does not assure or guarantee any returns.



*Money Market Instruments include CPs, Commercial Bills, Corporate Debt, T-Bills, and Government securi�es having an unexpired maturity upto one year, CDs, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments having a maturity of 1 year or less, as specified by the RBI from �me to �me.Further,• The investments in securi�sed papers including Pass through Cer�ficates (PTCs) may be made upto 35% of the net assets of the Scheme.• The Scheme can also take deriva�ve exposure upto 100 % of the net assets of the Scheme.• The cumula�ve gross exposure through equity, debt and deriva�ve posi�ons will not exceed 100% of the net assets of the Scheme. However, cash or cash equivalents



net assets of the Scheme will be deployed in Stock lending to any single counterparty. • The Scheme may invest in Foreign Securi�es upto 35% of the Permissible Investments of net assets of the Scheme.INVESTMENT STRATEGY OF THE SCHEME :The Scheme aims to provide long term capital growth by inves�ng primarily in a well-diversified por�olio of companies accumulated at a discount to their fair value a�er taking into considera�on various factors such as earnings, asset value, free cash flow, dividend yield etc. with respect to the market and their peers

The Scheme aims to iden�fy such stocks, which have a�rac�ve valua�ons in rela�on to earnings or book value or current and/or future dividends and are available at a price, which can be termed as a bargain. This may cons�tute stocks which have depreciated for a short period due to some excep�onal circumstance or due to market correc�on phase or due to lack of interest in inves�ng in a sector, which has significantly underperformed the market. Such stocks are considered to have intrinsic value because of their business models and show poten�al for smart growth in the future. Intrinsic value of a stock is determined through analyzing inter-alia the EPS (Earnings per Share), the Book Value per share and comparing these value parameters to the market value so as to select stocks which may be available at more favourable valua�ons when compared with peer groups or with applicable benchmarks.

Thus, the universe of stocks for this Scheme will be defined as those stocks whose prices are low rela�ve to their fundamentals, their historic performance, their book values, their earnings and cash flow poten�al and current and/or future dividends. For investment, AMC may use industry specific valua�on measures to evaluate companies in every sector in order to select the most a�rac�ve companies for the por�olio.

Few important financial parameters that AMC proposes to study are the price-to-book ra�o, which is defined as the market capitaliza�on of a stock divided by the accoun�ng book value of equity (which equals the total assets of the company less total liabili�es). Thus, if the price-to-book ra�o is less than one, the investor is paying less than one rupee for each one rupee of net assets stated on the company's books.

For picking up stocks, AMC would start with the premise that current market price may not always be an indica�on of the true worth of business. This supports the view that at current valua�on, stocks may be cheaper than the Index and have value that has not yet been unlocked and hence the probability of capital apprecia�on is much higher. Hence such stocks can be considered since they offer a poten�al return.

Since the P/E ra�o is only one of the factors involved in the evalua�on of a company's investment worthiness, investment decisions cannot be based on this ra�onale alone. Other parameters such as management compe��veness, business compe��veness, growth prospects, etc. would also be considered. The endeavor would be to select those stocks which are at a P/E ra�o which is lower than the benchmark / peer group P/E ra�o level.

The Scheme may also use various deriva�ves and hedging products from �me to �me, as would be available and permi�ed by SEBI, in an a�empt to protect the value of the por�olio and enhance Unit holders' interest.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risk men�oned in SAI/SID which are summarized below:

Equity And Equity Related Instruments: The value of the Scheme’s investments may be affected generally by factors, such as price and volume vola�lity in the Capital Markets, Se�lement Periods, Liquidity Risk or Execu�on Risk or Redemp�on Risk or the Risk of NAV going below par value.

Deriva�ves: Deriva�ve products are leveraged instruments and can provide dispropor�onate gains as well as dispropor�onate losses to the investor. Iden�fica�on and execu�on of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. The risks associated with the use of deriva�ves are different from or possibly greater than, the risks associated with inves�ng directly in securi�es and other tradi�onal investments.

ADRs/GDRs and Foreign Securi�es: Subject to necessary approvals and within the investment objec�ve of the Scheme, the Scheme may invest in overseas markets which carry risks related to fluctua�ons in the foreign exchange rates, the nature of the securi�es market of the country, repatria�on of capital due to exchange controls and poli�cal circumstances

Fixed Income and Money Market Instruments: It involves Interest Rate Risk, Spread Risk, Credit Risk or Default Risk, Liquidity & Se�lement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk.


Edelweiss Prudent Advantage Fund and Edelweiss Prudent Advantage Fund-Direct Plan.For details pertaining to Direct Plan and Default Plan, please refer paragraphs "Direct Plan" & "Default Plan" respec�vely under the sec�on "INFORMATION COMMON TO ALL SCHEMES.Each Plan will offer : (i) Growth Op�on (ii) Dividend Op�on . Dividend Op�on has Reinvestment, Payout & Sweep Facility. If the investor does not clearly specify the choice of Op�on at the �me of inves�ng, it will be deemed that the investor has opted for the Growth Op�on. In case, if the investor selects Dividend Op�on but fails to men�on the facility, it will be deemed that the investor has opted for the Dividend Reinvestment Facility.






Equity & Equity related Securities (Value Stocks) 65 to 100

Other Equity & Equity related Securities 0 to 35

Debt & Money Market Instruments* 0 to 35


`1,000/- and multiples of `1/- thereafter

`1,000/- and multiples of `1/- thereafter Minimum Redemp�on Amount can be ̀ 1/- or any number of units.For demat transac�ons, minimum redemp�on would be mandatorily 50 units.

Page 12

Edelweiss Prudent Advantage Fund Formerly known as “Edelweiss Value Opportuni�es Fund”

BENCHMARK INDEXNi�y 200The fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines if any.

DIVIDEND POLICY Please refer the heading “INFORMATION COMMON TO ALL SCHEMES”

FUND MANAGER Mr. Bharat Laho� is the Fund Manager of the Scheme. Mr. Kar�k Soral is the Co-Fund Manager of the Scheme.




Edelweiss Prudent Advantage Fund (EPAF)


(I) LOAD STRUCTUREEntry Load: Nil Exit Load: NilAlso please refer paragraph on "Load Structure" under the sec�on "INFORMATION COMMON TO ALL SCHEMES”

(II) RECURRING EXPENSESThe total expense ra�o of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regula�on 52 of the SEBI (Mutual Fund) Regula�ons, 1996.Accordingly, the AMC has es�mated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”.

(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2014-2015



Not Applicable.









# Nifty 200~ Inception/Allotment Date is 12th August 2009.* Returns below one year are Absolute and those above one year are Compounded Annualised Returns (CAGR).@ Inception/Allotment Date is June 16, 2009.***Inception date for Direct Plan is January 7, 2013


Scheme Returns %


Nifty


EPAF - Growth~ 2.22 -1.90 -4.06

EPAF - Plan B - Growth@ 2.36 -1.90 -4.06

EPAF - Direct Plan*** 2.73 -1.90 -4.06


EPAF - Growth~ 15.02 11.56 10.40

EPAF - Plan B - Growth@ 15.02 11.56 10.40

EPAF - Direct Plan*** N.A. N.A. N.A..


EPAF - Growth~ 6.86 5.94 5.31


EPAF - Direct Plan*** N.A. N.A. N.A.@Returns Since Inception

EPAF - Growth~ 10.94 9.63 9.47


EPAF - Direct Plan*** 15.10 10.98 9.96


EPAF - (Existing Plan) EPAF - Plan B EPAF - Direct Plan

Total Expense as a % of Average AUM* 1.07 1.07 0.67

Page 13

Edelweiss Prudent Advantage Fund - (G)

Edelweiss Prudent Advantage Fund - B (G)

38

.02

37

.92

38

.51

2014-15*

31

.47

-20.00

0.00

20.00

40.00

*Since Incep�on to 31st March 2015

Edelweiss Prudent Advantage Fund - Direct PlanBenchmark Returns %#

13

.45

12

.69

2010-11

8.2

3

-9.3

2-9

.30

2011-12

-9.0

6

16

.76

16

.85

17

.01

2013-14

17

.57

Benchmark Returns - Direct plan%#

6.0

2

-0.9

0-1

.08

-6.3

7

2012-13

-7.3

8

EDELWEISS EQUITY SAVINGS ADVANTAGE FUND*(Formerly, Edelweiss Debt and Corporate Opportuni�es Fund)


The investment objec�ve of the Scheme is to generate income by inves�ng in low vola�lity absolute return strategies that take advantage of opportuni�es in the cash and the deriva�ve segments of the equity markets including the arbitrage opportuni�es available within the deriva�ve segment and by inves�ng the balance in debt and money market instruments.However, there is no assurance or guarantee that the investment objec�ve of the Scheme will be achieved. The Scheme does not assure or guarantee any returns



*Equity exposure would be completely hedged with corresponding equity deriva�ves. The exposure to deriva�ves shown in the above asset alloca�on tables is exposure taken against the underlying equity investments and should not be considered for calcula�ng the total asset alloca�on and / or investment restric�ons on the issuer. The idea is not to take addi�onal asset alloca�on with the use of deriva�ve. The margin money requirement for the purposes of deriva�ve exposure may be held in the form of Term Deposit.**Unhedged equity exposure shall be limited to 35% of the por�olio value. Unhedged equity exposure means exposure to equity shares alone without a corresponding equity deriva�ve exposure. Further, any exposure to Index deriva�ves (Index futures or Index op�ons) shall not be considered as a hedge against the long equity exposure.The AMC reserves the right to change the above asset alloca�on pa�ern in the interest of the investors depending on the market condi�ons for a short term period. Such posi�on will be closely monitored by the Fund Managers and necessary rebalancing will be done at suitable opportunity but not later than 30 days. In case the rebalancing is not done within the specified period, jus�fica�on for the same shall be provided to the Investment Commi�ee and the reason for the same shall be recorded in wri�ng. The Investment Commi�ee shall then decide on the course of ac�on.When adequate arbitrage opportuni�es are not available in the equity markets or if the arbitrage returns are lower than alterna�ve investment opportuni�es, the an�cipated alternate asset alloca�on on defensive circumstances would be as stated below:

*Equity exposure would be completely hedged with corresponding equity deriva�ves. The exposure to deriva�ves shown in the above asset alloca�on tables is exposure taken against the underlying equity investments and should not be considered for calcula�ng the total asset alloca�on and / or investment restric�ons on the issuer. The idea is not to take addi�onal asset alloca�on with the use of deriva�ve. The margin money requirement for the purposes of deriva�ve exposure may be held in the form of Term Deposit.**Unhedged equity exposure shall be limited to 35% of the por�olio value. Unhedged equity exposure means exposure to equity shares alone without a corresponding equity deriva�ve exposure. Further, any exposure to Index deriva�ves (Index futures or Index op�ons) shall not be considered as a hedge against the long equity exposure.The alloca�on under defensive circumstances will be made keeping in view the interest of the Unit holders. Such posi�on will be closely monitored by the Fund Managers and necessary rebalancing will be done at suitable opportunity but not later than 30 days. In case the rebalancing is not done within the specified period, jus�fica�on for the same shall be provided to the Investment Commi�ee and the reason for the same shall be recorded in wri�ng. The Investment Commi�ee shall then decide on the course of ac�on.Notes:• The Scheme can take overall deriva�ve exposure up to 90% of the net assets of the Scheme, by inves�ng in equity and/or debt deriva�ve instruments.• The Scheme may engage in Stock Lending. Not more than 20% of the net assets of the scheme can generally be deployed in stock lending and not more than 5% of the net

assets of the Scheme will be deployed in Stock Lending to any single counterparty. • The total exposure related to op�on premium paid will not exceed 20% of the net assets of the scheme.• The Scheme will not invest in Foreign Securi�es and ADRs/GDRs issued by Indian or foreign companies. • The Scheme will not invest in securi�zed debt including Pass through Cer�ficates (PTCs).• The cumula�ve gross exposure through equity, debt and deriva�ve posi�ons will not exceed 100% of the net assets of the Scheme. However, cash or cash equivalents

with residual maturity of less than 91 days may be treated as not crea�ng any exposure.• The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transac�ons will not exceed 10% of the net

assets of the scheme.• The Scheme shall not undertake repo /reverse repo transac�ons in Corporate Debt Securi�es.• The Scheme may also invest in other schemes managed by the AMC or in the schemes of any other Mutual Fund within the regulatory limits, provided it is in conformity

with the investment objec�ves of the Scheme.• Pending deployment of funds of the Scheme in securi�es in terms of the investment objec�ve of the Scheme, the AMC may park the funds of the Scheme in short term

deposits of scheduled commercial banks, subject to the guidelines issued by SEBI vide its circular dated April 16, 2007, as amended from �me to �me• The investors/unit holders can ascertain details of asset alloca�on of the scheme as on the last date of each month on the AMC's website, which will display the asset

alloca�on of the scheme as on the given day.While it is the inten�on of the Scheme to maintain the maximum/minimum exposure provided in the table above, there may be instances when these percentages may be exceeded on short term defensive considera�ons. Typically, this may occur while the Scheme is new and the corpus is small thereby causing diversifica�on issues or there exist no suitable equity and equity related opportuni�es or due to unusual / unforeseen condi�ons, such rebalancing is not in the interest of unit holders. Unusual condi�ons include, but are not limited to, extreme vola�lity of the stock market, fixed income and money markets, natural calami�es, communica�on breakdowns, internal system breakdowns, strikes, bandhs, riots or other situa�ons. However, the Scheme will rebalance the por�olio within 30 days. Further, the AMC shall, at all �mes, endeavour to ensure that the Por�olio would adhere to the overall Investment objec�ve of the Scheme.INVESTMENT STRATEGY OF THE SCHEMEThe Scheme will seek to achieve its investment objec�ve primarily by employing various strategies which seek to exploit arbitrage opportuni�es in cash and deriva�ves segments of the equity markets and at the same �me a�emp�ng to enhance returns through long exposure in equity and equity related instruments. In case such opportuni�es are not available, depending on the market condi�ons, investments will be made in debt and money market instruments in accordance with the asset alloca�on pa�ern of the Scheme. The Scheme will invest in a diversified basket of debt & money market instruments.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Investment in this Scheme will involve certain Scheme specific Risk Factors apart from the General Risk men�oned in SAI/SID which are summarized below:

Equity And Equity Related Instruments: The value of the Scheme’s investments may be affected generally by factors, such as price and volume vola�lity in the Capital Markets, Se�lement Periods, Liquidity Risk or Execu�on Risk or Redemp�on Risk or the Risk of NAV going below par value.

Deriva�ves: Deriva�ve products are leveraged instruments and can provide dispropor�onate gains as well as dispropor�onate losses to the investor. Iden�fica�on and execu�on of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. The risks associated with the use of deriva�ves are different from or possibly greater than, the risks associated with inves�ng directly in securi�es and other tradi�onal investments.

ADRs/GDRs and Foreign Securi�es: Subject to necessary approvals and within the investment objec�ve of the Scheme, the Scheme may invest in overseas markets which carry risks related to fluctua�ons in the foreign exchange rates, the nature of the securi�es market of the country, repatria�on of capital due to exchange controls and poli�cal circumstances

Fixed Income and Money Market Instruments: It involves Interest Rate Risk, Spread Risk, Credit Risk or Default Risk, Liquidity & Se�lement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk.


The Scheme offers two Plans:1. Edelweiss Equity Savings Advantage Fund (Exis�ng Plan), and 2. Edelweiss Equity Savings Advantage Fund - Direct PlanDirect Plan will be offered only for investors who purchase /subscribe Units of the Scheme directly with the Fund and is not available for investors who route their investments through a Distributor. However, the por�olio of the Scheme under both these Plans will be common.Each Plan will offer: (i) Growth Op�on and (ii) Dividend Op�on Dividend op�on shall have Reinvestment, Payout & Sweep Facility.The AMC reserves the right to introduce further Plans / Op�ons as and when deemed fit.

Types of Instruments Indicative Allocation (% of net assets)

Equity & Equity Related instruments including derivatives: 65% - 90%

I. Of which cash future arbitrage (fully hedged)* 30% - 75%

ii. Of which unhedged long equity exposure** 15% - 35%

Debt and Money market instruments 10% - 35%


Equity & Equity Related instruments including derivatives: 25% - 65%

I. Of which cash future arbitrage (fully hedged)* 0% - 50%

ii. Of which unhedged long equity exposure** 15% - 35%

Debt and Money market instruments 35% - 75%

Page 14

EDELWEISS EQUITY SAVINGS ADVANTAGE FUND*(Formerly, Edelweiss Debt and Corporate Opportuni�es Fund)


(I) LOAD STRUCTURE: Entry Load: NilExit Load:• If the Units are redeemed/switched-out on or before

90 days from the date of allotment - 0.50%• If the Units are redeemed/switched-out a�er 90 days

from the date of allotment – NilAlso please refer paragraph on "Load Structure" under the sec�on "INFORMATION COMMON TO ALL SCHEMES”

(II) RECURRING EXPENSES:The total expense ra�o of the Scheme (including investment management and Advisory Fees) shall not exceed the limit stated in Regula�on 52 of SEBI (MF) Regula�ons.Accordingly, the AMC has es�mated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the Sec�on “INFORMATION COMMON TO ALL SCHEMES”(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2015-2016



Not Applicable.









EESAF(Existing Plan) EESAF(Direct Plan)


Page 15





BENCHMARK INDEXCRISIL Liquid Fund – 75% + Ni�y 50 – 25%The Fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines if any.


FUND MANAGER Mr. Kar�k Soral is the Fund Manager of the Scheme. Mr. Bhavesh Jain is the Co-Fund Manager of the Scheme.




Edelweiss Equity Savings Advantage Fund


`5,000 and in multiples of `1 thereafter

`1,000 and in multiples of `1 thereafter Minimum of ̀ 500/- & in mul�ples of ̀ 1/- therea�er.For demat transac�ons, minimum redemp�on would be mandatorily 50 units.In case of the investors / unit holders having available balance less than ̀ 500/- or less than 50 units in their respec�ve folio on the day of submission of valid redemp�on request, the minimum redemp�on limit would be the available balance.

0

5

10

15 13.34

9.48

2014-15

9.92

13.34

Returns as on December 31, 2015 (CAGR)^

Scheme Returns%


Sensex

Returns for the last 1 yearESAF - Growth Option 6.37 5.28 -4.06ESAF - Direct Plan 6.74 5.28 -4.06Returns for the last 3 yearESAF - Growth Option 9.47 9.47 10.40ESAF - Direct Plan N.A N.A. N.A

Returns below one year are Absolute and those above one year are Compounded Annualised Returns (CAGR). @ # Inception date Feb 24, 2010. CRISIL Liquid Fund Index – 75% and Nifty 50 Index – 25%


Edelweiss Equity Savings Advantage Fund - (G) Benchmark returns % #

Edelweiss Equity Savings Advantage Fund - Direct Plan (G) Benchmark returns % #

*Please note: Edelweiss Debt and Corporate Opportuni�es Fund was launched on May 16, 2014. Subsequently, the fundamental a�ributes of the Scheme (including the Scheme name, the asset alloca�on and the benchmark index) were changed w.e.f. October 30, 2015. Refer to No�ce cum Addendum dated September 24, 2015 for further details.

Returns for the last 5 yearESAF - Growth Option 8.98 8.07 5.31ESAF - Direct Plan N.A N.A N.A

@Returns Since InceptionESAF - Growth Option 8.35 8.59 8.77ESAF - Direct Plan 8.05 9.45 10.11

2010-11

4.987.74

2011-12

5.854.14

2012-13

9.94 8.13 8.68

13.28

2013-14

6.52

11.93

EDELWEISS ARBITRAGE FUND


The investment objec�ve of the Scheme is to generate income by predominantly inves�ng in arbitrage opportuni�es in the cash and the deriva�ve segments of the equity markets and the arbitrage opportuni�es available within the deriva�ve segment and by inves�ng the balance in debt and money market instruments.However, there is no assurance that the investment objec�ve of the scheme will be realized.


The Scheme will aim to have a fully hedged por�olio to meet its Investment Objec�ve. 1. Under normal circumstances, the an�cipated asset alloca�on would be as follows:

2. Under defensive circumstances, the an�cipated asset alloca�on would be as follows:

The Scheme will not invest in Foreign Securi�es and ADRs/GDRs issued by Indian or foreign companies. The Scheme will not invest in Stock Lending and Short Selling.Note:Ÿ Defensive circumstances are when the arbitrage opportuni�es in the market place are negligible or returns are lower than alterna�ve investment opportuni�es as per

the alloca�on pa�ern. The alloca�on under defensive circumstances will be made keeping in view the interest of the unit holders. Such posi�on will be closely monitored by the fund manager and necessary rebalancing will be done at suitable opportunity but not later than 30 days.

Ÿ The margin money requirement for the purposes of deriva�ve exposure will be held in the form of Term Deposits, cash or cash equivalents or as may be allowed under the Regula�ons.

Ÿ Money Market Instruments include Cps, commercial bills, Corporate Debt, T-Bills, and Government securi�es having an unexpired maturity upto one year, CDs, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments having a maturity of 1 year or less, as specified by the RBI from �me to �me.

Ÿ The above percentages are indica�ve and not absolute. Further,Ÿ The Scheme will not invest in Securi�zed Debt, Credit Default Swap or equity linked debentures.Ÿ The Scheme can take deriva�ve exposure upto a limit as stated in the tables above. The total exposure related to op�ons premium paid will not exceed 20% of the net

assets of the Scheme.Ÿ The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transac�ons will not exceed 10% of the net

assets of the Scheme.Ÿ The cumula�ve gross exposure through equity, debt and deriva�ve posi�ons will not exceed 100% of the net assets of the Scheme. However, cash or cash equivalents

with residual maturity of less than 91 days may be treated as not crea�ng any exposure.Ÿ The Scheme shall not undertake repo /reverse repo transac�ons in Corporate Debt Securi�es.Ÿ From �me to �me, the Scheme may hold cash and/or invest in the Collateralised Borrowing & Lending Obliga�ons (CBLO) or repo to meet the liquidity requirements.Ÿ The Scheme may also invest in other schemes managed by the AMC or in the schemes of any other Mutual Fund within the regulatory limits, provided it is in conformity

with the investment objec�ves of the Scheme.Ÿ Pending deployment of funds of the Scheme in securi�es in terms of the investment objec�ve of the Scheme, the AMC may park the funds of the Scheme in short term

deposits of scheduled commercial banks, subject to the guidelines issued by SEBI vide its circular dated April 16, 2007, as amended from �me to �me.INVESTMENT STRATEGY OF THE SCHEMEŸ The scheme will invest in arbitrage opportuni�es between spot and futures prices of exchange traded equi�es and the arbitrage opportuni�es available within the

deriva�ve segment. If suitable arbitrage opportuni�es are not available in the opinion of the Fund Manager, the scheme may invest in short term debt and money market securi�es.

Ÿ The Fund Manager will evaluate the difference between the price of a stock in the futures market and in the spot market. If the price of a stock in the futures market is higher than in the spot market, a�er adjus�ng for costs and taxes the scheme shall buy the stock in the spot market and sell the same stock in equal quan�ty in the futures market, simultaneously.

Ÿ The Scheme will endeavor to build similar market neutral posi�ons that offer an arbitrage poten�al for e.g. buying the basket of index cons�tuents in the cash or futures segment and selling the index futures, etc. The Scheme would also look to avail of opportuni�es between one futures contract and another.

Ÿ The margin money requirement for the purposes of deriva�ve exposure will be held in the form of Term Deposits, cash or cash equivalents.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the Scheme Informa�on Document carefully for details on risk factors before investment. The performance of the Scheme may be affected by changes in Government policies, general levels of interest rates and risks associated with trading volumes, liquidity and se�lement systems, etc. Investment in Edelweiss Arbitrage Fund will involve certain scheme specific risk factors apart from the general risks men�oned in SAI which are summarized below :Ÿ There can be no assurance or guarantee that the arbitrage opportuni�es may exist at all �mes in the capital market. The lack of arbitrage opportuni�es shall not provide

an opportunity to the Fund Manager to exploit price discrepancies in the capital markets. Ÿ In case if the fund receives heavy redemp�ons, before the Expiry Day (last Thursday of every month or any day specified by the exchange), the liquidity and/or NAV of

the Scheme might be affected. In such cases, the Fund Manager may be required to unwind posi�ons in deriva�ve segments before the expiry day, which may result in a fall in NAV.

Ÿ The performance of the Scheme will depend on the ability of the fund manager to iden�fy opportuni�es due to price spread in the cash and deriva�ve market. No assurance can be given that Fund Manager will be able to locate investment opportuni�es or to correctly exploit price spread in the equity markets. There may be instances where the price spread between cash and deriva�ve market is insufficient to meet the cost of carry. In such situa�ons, the Fund Manager due to lack of opportuni�es in the deriva�ve market may not be able to outperform liquid/money market funds. In addi�on to this, there can be increase in number of transac�ons as the fund manager has to take simultaneous calls in cash and deriva�ve market, which may lead to high por�olio turnover and consequently will lead to high transac�on costs.

Equity And Equity Related Instruments: The value of the Scheme's investments may be affected generally by factors affec�ng securi�es markets, such as price and volume vola�lity in the capital markets, etc. Se�lement periods and transfer procedures may restrict the liquidity of the investments made by the Scheme. The Scheme may face liquidity risk or execu�on risk or redemp�on risk or the risk of NAV going below par.Debt and Money market Instruments: Risk associated with investments in Fixed Income and Money Market Instruments involves Price/Interest rate Risk, Spread Risk, Credit Risk or Default Risk, Liquidity & Se�lement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk etc. Deriva�ves: Deriva�ve products are leveraged instruments and can provide dispropor�onate gains as well as dispropor�onate losses to the investor. Iden�fica�on and execu�on of the strategies to be pursued by the fund manager involve uncertainty and decision of fund manager may not always be profitable. No assurance can be given that the fund manager will be able to iden�fy or execute such strategies.


The Scheme offers two Plans:1. Regular Plan and 2. Direct Plan For details pertaining to Direct Plan and Default Plan, please refer paragraphs "Direct Plan" and "Default Plan" respec�vely under the sec�on "INFORMATION COMMON TO ALL SCHEMES.Each Plan will offer : (i) Growth Op�on (ii) Dividend Op�on . Dividend op�on has Reinvestment, Payout & Sweep Facility.If the investor does not clearly specify the choice of Op�on at the �me of inves�ng, it will be deemed that the investor has opted for the Growth Op�on. In case, if the investor selects Dividend Op�on but fails to men�on the facility, it will be deemed that the investor has opted for the Dividend Reinvestment Facility.






Equity & Equity related instruments including derivatives 65 - 100

Debt & Money Market instruments including the margin money deployed in derivative transactions 0 - 35


Equity & Equity related instruments including derivatives 0 - 35

Debt & Money Market instruments including the margin money deployed in derivative transactions 65 - 100


Minimum of ̀ 5,000/- and in mul�ples of `1/- therea�er.

Minimum of `1,000/- and mul�ples of `1/- therea�er.

Minimum Redemp�on Amount can be `1/- or any number of units. For demat transac�ons, minimum redemp�on would be mandatorily 50 units.

Page 16


BENCHMARK INDEXCRISIL Liquid Fund IndexThe Fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines, if any.


FUND MANAGER Mr. Bhavesh Jain is the Fund Manager of the Scheme. Mr. Kar�k Soral is the Co-Fund Manager of the Scheme.




Edelweiss Arbitrage Fund (EAF)


(I) LOAD STRUCTURE*Entry load : NIL**Exit Load: 1) If the Units are redeemed/switched-out on or before 30 days from the date of allotment - 0.25% 2) If the Units are redeemed/switched-out a�er 30 days from the date of allotment - Nil* Pursuant to SEBI circular no. SEBI/IMD/CIR No.4/ 168230/09 dated June 30, 2009, no entry load will be charged by the Scheme to the investor.The upfront commission shall be paid by the investor directly to the ARN Holder based on the investor's assessment of various factors including service rendered by the ARN Holder.** The en�re Exit Load, net of service tax, shall be credited to the Scheme.

(II) RECURRING EXPENSESThe Total Expense Ra�o (TER) of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regula�on 52 of the SEBI (Mutual Fund) Regula�ons, 1996.Accordingly, the AMC has es�mated that upto 2.50% of the daily net asset of the Scheme will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”.(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2014-2015



Not Applicable.









#CRISIL Liquid Fund Index Returns below one year are Absolute and those above one year are Compounded Annualised Returns (CAGR). @Inception Date : June 27, 2014


Returns as on December 31, 2015^ Scheme Returns%#Benchmark Returns % Crisil Balanced


EAF - Growth 7.96 8.23 -4.06

EAF - Direct - Plan 8.29 8.23 -4.06


EAF - Growth N.A. N.A. N.A.

EAF - Direct - Plan N.A. N.A. N.A.


EAF - Growth N.A. N.A. N.A.

EAF - Direct - Plan N.A. N.A. N.A.

@Returns Since Inception

EAF - Growth 8.29 8.44 3.82

EAF - Direct Plan 8.66 8.44 3.82

Page 17

Absolute return for each financial year^

7.06 7.38 6.69

4

*Since Inception to 31st March 2015

*

Edelweiss Arbitrage Fund - Growth Regular Plan

Edelweiss Arbitrage Fund - Direct Plan - Growth

Benchmark returns % #

EAF (Retail Plan) EAF - (Direct Plan)

Total Expense as a % of Average AUM* 1.05 0.67

EDELWEISS LIQUID FUNDINVESTMENT OBJECTIVE

The objec�ve of the Scheme is to provide op�mal returns, commensurate with low risk and high degree of liquidity, through a por�olio cons�tuted of money market & short term debt instruments.However, there is no assurance that the investment objec�ve of the Scheme will be realized and the Scheme does not assure or guarantee any returns



Further, the investments in securi�sed debt papers including Pass through Cer�ficates (PTCs) may be made upto 35% of the net assets of the scheme. The Scheme can also take deriva�ve exposure upto 50% of the net assets of the Scheme. The Scheme may engage in Stock Lending. Not more than 25% of the net assets of the Scheme can generally be deployed in stock lending and not more than 5% of the Scheme will be deployed in Stock lending to any single counterparty. The cumula�ve gross exposure through debt and deriva�ve posi�ons will not exceed 100% of the net assets of the Scheme. However, cash or cash equivalents with residual maturity of less than 91 days may be treated as not crea�ng any exposure.The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transac�ons will not exceed 10% of the net assets of the Scheme.

#Notes(I) The Liquid Scheme shall make investment in/purchase debt and money market securi�es with maturity of upto 91 days only.(ii) In case of securi�es with put and call op�ons (daily or otherwise) the residual maturity shall not be greater than 91 days.(#For details on Explanatory notes please read SID)INVESTMENT STRATEGY OF THE SCHEMEFor the purpose of achieving the investment objec�ve, the Scheme will invest in a por�olio of Debt and Money Market securi�es with the objec�ve to provide op�mal returns commensurate with low risk and high degree of liquidity.The Scheme may invest in listed/unlisted and/or rated/unrated debt or money market instruments/securi�es, securi�es issued/ guaranteed by the Central/State Governments, securi�es issued by public/private sector companies/corpora�ons, short term deposits with banks like Fixed Deposits, financial ins�tu�ons and/or money market instruments such as commercial paper, cer�ficates of deposit, permi�ed securi�es under a reverse-repo agreement, securi�zed debt, etc.


Mutual Fund Units involve investment risks such as trading volumes, se�lement risk, liquidity risk, default risk including the possible loss of principal. Please read the SAI and respec�ve SID carefully for details on risk factors and other detailsbefore investment. Investment in Liquid Fund will involve certain Scheme specific Risk Factors apart from the General Risks men�oned in SAI which are summarized below:(I) Risk associated with investments in Fixed Income and Money Market Instruments which involve Interest rate risk, Spread risk, Credit risk or default risk, Liquidity & Se�lement Risk, Reinvestment risk, Performance Risk, Prepayment Risk, Market risk etc.(ii) Risk associated with investments in Deriva�ves which involve Credit Risk, Illiquidity Risk etc. (iii) Risk associated with investments in Stock Lending consists of the failure of another party, to comply with the terms of agreement entered into. There can be a loss in such a

transac�on if the price of the security goes up instead of falling down.(iv) Scheme may invest in domes�c securi�zed debt such as asset backed securi�es (ABS) or mortgage backed securi�es (MBS) which involves risks like Prepayment Risk,

Market risk etc.(v) Risk factors associated with Securi�zed Debt:Securi�zed debt may suffer credit losses in the event of the delinquencies and credit losses in theunderlying pool exceeding

the credit enhancement provided. As compared to the normal corporate or sovereign debt, securi�zed debt is normally exposed to a higher level of reinvestment risk. For further details please refer SAI.


Edelweiss Liquid Fund and Edelweiss Liquid Fund-Direct PlanFor details pertaining to Direct Plan, Default Plan and Plans Discon�nued for further subscrip�on, please refer paragraphs "Direct Plan","Default Plan" and "Discon�nued Plans" respec�vely under the sec�on "INFORMATION COMMON TO ALL SCHEMES.Each Plan will offer : (i) Growth Op�on and (ii) Dividend Op�on. Dividend op�on has Daily, Weekly, Fortnightly & Monthly Reinvestment, Monthly Payout* & Monthly Sweep Facility. Default Op�on /Facility shall be Dividend Op�on /Daily Dividend Reinvestment Facility.* If the Dividend under Payout op�on is less than or equal to ̀ 100 then it will be by default under the Monthly Reinvestment Facility.

APPLICABLE NAV Please refer the heading “INFORMATION COMMON TO ALL SCHEMES”




BENCHMARK INDEXCRISIL Liquid Fund Index The fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines if any.


FUND MANAGER Mr. Bhavesh Jain is the Fund Manager of the Scheme. Mr. Swayam Mangwani is the Assistant Fund Manager the Scheme.




Edelweiss Liquid Fund (ELF)


Min. Max.

Money Market Instruments 0% 100%

Debt instruments including securitized debts 0% 50%

#CRISIL Liquid Fund Index * Since there was no investor prior to August 12,2011 performance data has not been provided. Returns below one year are Absolute and those above one year are Compounded Annualized Returns (CAGR). @Inception Date for Retail Plan–Growth: September 9, 2008, ELF - Growth : August 12, 2011 and Direct Plan: January 10, 2013.


Scheme Returns%



ELF - Retail Plan - Growth 6.64 8.23

ELF - Growth 7.55 8.23

ELF - Direct - Plan 7.67 8.23



ELF - Growth* 8.19 8.83

ELF - Direct - Plan N.A. N.A.



ELF - Growth N.A. N.A.

ELF - Direct - Plan N.A. N.A.@Returns Since Inception


ELF - Growth 8.63 8.72

ELF - Direct Plan 8.30 8.83


Edelweiss Liquid Fund - (G) Edelweiss Liquid Fund - (Retail) (G)Benchmark returns % (Retail) (inception date Sept 9, 2008)#

Benchmark returns % (inception date Aug 12, 2011)#Benchmark returns % (Direct Plan) (inception date Jan 10, 2013)#

Edelweiss Liquid Fund - Direct Plan




Ÿ Minimum of 1 unit or ̀ 1000/- & in mul�ples of ̀ 1/- therea�er.Ÿ For demat transac�ons, minimum redemp�on would be mandatorily 1 unit.Ÿ In case of the investors/ units holders having available balance less than `1000/- or less than 1 unit in

their respec�ve folio on the day of submission of valid redemp�on request, the minimum redemp�on limit would be the available balance.

Page 18

0

5

10

5.3

46.2

1

2010-11

8.5

6

8.4

45.4

7

2011-12

6.02

9.1

98.2

7

8.17

8.17

2012-13

1.7

4

1.6

8

8.8

7

9.54

2013-14

7.8

98.9

0

9.54

9.54

8.0

8 8.98

2014-15

7.2

58.2

8 8.98

8.98

EDELWEISS LIQUID FUND


(I) LOAD STRUCTURE Entry Load: Nil Exit Load: Nil

(II) RECURRING EXPENSES: The total expense ra�o of the Schemes (including investment management and advisory fees) shall not exceed the limits specified in Regula�on 52 of the SEBI (Mutual Fund) Regula�ons, 1996.Accordingly, the AMC has es�mated that upto 2.25% of the daily net asset of the Schemes will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”.

(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2014-2015



Not Applicable




The NAV will be declared on all calendar days and will be sent for publica�on in two daily newspapers having circula�on all over India. NAV can also be viewed on www.edelweissmf.com and www.amfiindia.com. Investors can also call up at our toll free number 1800 425 0090 (MTNL/BSNL) and non toll free number +91 40 23001181 for non MTNL/BSNL land line, mobile users and investors outside India.


Please refer the heading “INFORMATION COMMON TO ALL SCHEMES”



ELF-Retail ELF-(Existing Plan) ELF - Direct Plan

Total Expense as % of Average AUM* 1.21 0.28 0.20

Page 19

EDELWEISS BOND FUNDINVESTMENT OBJECTIVE

The objec�ve of the Scheme is to provide reasonable returns, commensurate with moderate level of risk and high degree of liquidity, through a por�olio cons�tuted of money market and debt instruments. However, there is no assurance that the investment objec�ve of the Scheme will be realized and the Scheme does not assure or guarantee any returns.



*Money Market Instruments include CPs, commercial bills, Corporate Debts, T-Bills, and Government securi�es having an unexpired maturity upto one year, CDs, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments having a maturity of 1 year or less, as specified by the RBI from �me to �me.Further, the investments in securi�sed debt papers including Pass through Cer�ficates (PTCs) may be made upto 50% of the net assets of the Scheme. The Scheme can also take deriva�ve exposure upto 100% of the net assets of the Scheme. The Scheme may engage in Stock Lending. Not more than 25% of the net assets of the Scheme can generally be deployed in stock lending and not more than 5% of the Scheme will be deployed in Stock lending to any single counterparty. Further the scheme may invest in Foreign Securi�es upto 35% of net assets of the Scheme.The cumula�ve gross exposure through debt and deriva�ve posi�ons will not exceed 100% of the net assets of the Scheme. However, cash or cash equivalents with residual maturity of less than 91 days may be treated as not crea�ng any exposure.The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transac�ons will not exceed 10% of the net assets of the Scheme.INVESTMENT STRATEGY OF THE SCHEME For the purpose of achieving the investment objec�ve, the Scheme will invest in a por�olio of Debt and Money Market securi�es with the objec�ve to provide op�mal returns commensurate with moderate risk and high degree of liquidity.The Scheme may invest in listed/unlisted and/or rated/unrated debt or money market instruments/securi�es, securi�es issued/ guaranteed by the Central/State Governments, securi�es issued by public/private sector companies/corpora�ons, short term deposits with banks like Fixed Deposits, financial ins�tu�ons and/or money market instruments such as commercial paper, cer�ficates of deposit, permi�ed securi�es under a reverse-repo agreement, securi�zed debt, etc.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SAI and respec�ve SID carefully for details on risk factors and other details before investment. Investment will involve certain Scheme specific Risk Factors apart from the General Risks men�oned in SAI which are summarized below:(I) Risk associated with investments in Fixed Income and Money Market Instruments which involve Interest rate risk, Spread risk, Credit risk or default risk, Liquidity &

Se�lement Risk, Reinvestment risk, Performance Risk, Prepayment Risk, Market risk etc.(ii) Risk associated with investments in Deriva�ves which involve Credit Risk, Illiquidity Risk etc. (iii) Risk associated with investments in Stock Lending consists of the failure of another party, to comply with the terms of agreement entered into. There can be a loss in

such a transac�on if the price of the security goes up instead of falling down.(iv) Scheme may invest in domes�c securi�zed debt such as asset backed securi�es (ABS) or mortgage backed securi�es (MBS) which involves risks like Prepayment Risk,

Market risk etc.(v) As the Scheme invests in Foreign Securi�es there can be addi�onal risk such as Currency Risk, Poli�cal risk etc.(vi) Risk Associated with Securi�zed Debt: Securi�zed debt may suffer credit losses in the event of the delinquencies and credit losses in the underlying pool exceeding the

credit enhancement provided. As compared to the normal corporate or sovereign debt, securi�zed debt is normally exposed to a higher level of reinvestment risk. For further details please refer SAI.


Edelweiss Bond Fund and Edelweiss Bond Fund-Direct PlanFor details pertaining to Direct Plan, Default Plan and Plans Discon�nued for further subscrip�on, please refer paragraphs "Direct Plan","Default Plan" and "Discon�nued Plans" respec�vely under the sec�on "INFORMATION COMMON TO ALL SCHEMES.Each Plan will offer : (i) Growth Op�on and (ii) Dividend Op�on. Dividend op�on has Daily, Weekly, Fortnightly & Monthly Reinvestment, Monthly Payout Facility* & Monthly Sweep Facility. Default Op�on / Facility shall be Dividend Op�on /Daily Dividend Reinvestment Facility.* If the Dividend under Payout op�on is less than or equal to ̀ 100 then it will be by default under the Monthly Reinvestment Facility.





BENCHMARK INDEXCRISIL Composite Bond Fund Index The fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines if any.


FUND MANAGER Mr. Bhavesh Jain is the Fund Manager of the Scheme. Mr. Swayam Mangwani is the Assistant Fund Manager of the Scheme.




Edelweiss Bond Fund (EBF)


Min. Max.

Money Market Instruments* 0% 100%

Debt instruments including securitized debts 0% 100%


# CRISIL Liquid Fund Index@ Inception Date is deemed to be the date of allotment i.e. September 9, 2008; Inception Date of Direct Plan is January 3, 2013.Returns below one year are Absolute and those above one year are Compounded Annualized Returns (CAGR).


Scheme Returns%



EBF - Retail Plan - Growth 7.82 8.63

EBF - Growth 7.90 8.63

EBF - Direct Plan 7.95 8.63




EBF - Direct Plan NA NA




EBF - Direct Plan NA NA@Returns Since Inception



EBF - Direct Plan 8.48 8.70

0

5

10

Edelweiss Bond Fund - (G)Edelweiss Bond Fund - (Retail) (G) Benchmark returns % #

2011-12

9.4

8.95

8.44

2010-11

6.5

86.

396.

21

Edelweiss Bond Fund - Direct Plan Benchmark returns % (Direct Plan) #

8.9

28.

121.

73

2012-13

8.17

1.83

8.3

4

9.4

6

7.48

8.448.

39

8.47

2013-14 2014-15

9.54

8.98

9.54

8.98




Ÿ Minimum of 1 unit or ̀ 1000/- & in mul�ples of ̀ 1/- therea�er.Ÿ For demat transac�ons, minimum redemp�on would be mandatorily 1 unit.Ÿ In case of the investors/ units holders having available balance less than ̀ 1000/- for the respec�ve Plan

or less than 1 unit in their respec�ve folio on the day of submission of valid redemp�on request, the minimum redemp�on limit would be the available balance.

Page 20

15

EDELWEISS BOND FUND


(I) LOAD STRUCTURE: Entry Load: Nil Exit Load: NilThe en�re exit load will be credited to the scheme net of service tax, if any Also please refer paragraph on “Load Structure” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”

(II) RECURRING EXPENSES: The total expense ra�o of the Schemes (including investment management and advisory fees) shall not exceed the limits specified in Regula�on 52 of the SEBI (Mutual Fund) Regula�ons, 1996.Accordingly, the AMC has es�mated that upto 2.25% of the daily net asset of the Schemes will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”.(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2014-2015



Not Applicable









EBF Retail EBF (Existing Plan) EBF Direct Plan


Page 21

EDELWEISS SHORT TERM INCOME FUND


The investment objec�ve of the Scheme is to generate regular income through investments in debt & money market Instruments.However, there is no assurance that the investment objec�ve of the Scheme will be realized and the Scheme does not assure or guarantee any returns.



*Including securi�zed debt up to 50% of the net assets of the Scheme.Further,• The Scheme may invest in deriva�ve up to 100% of the net assets of the Scheme for the purpose of por�olio balancing and hedging based on the opportuni�es

available and subject to SEBI Regula�ons.• The cumula�ve gross exposure through debt and deriva�ve posi�ons will not exceed 100% of the net assets of the Scheme. However, cash or cash equivalents with

residual maturity of less than 91 days may be treated as not crea�ng any exposure.• The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transac�ons will not exceed 10% of the net

assets of the scheme.INVESTMENT STRATEGY OF THE SCHEME:The Scheme seeks to generate regular income by inves�ng in a fixed income por�olio of debt and money market instruments. The investment strategy of the Scheme will be aligned to realize the investment objec�ves.Accordingly, the Scheme will, under normal market condi�ons, invest primarily in short to medium term debt securi�es, money market instruments and cash & cash equivalents with an average por�olio maturity of up to 3 years.


Mutual Fund Units involve investment risks involve investment risks such as trading volumes, se�lement risk, liquidity risk, default risk including the possible loss of principal. Please read the Scheme Informa�on Document carefully for details on risk factors before investment. Investment in Edelweiss Short Term Income Fund will involve certain scheme specific risk factors apart from the general risks men�oned in SAI which are summarized below:(I) Risk associated with investments in Fixed Income and Money Market Instruments which involves Price/Interest rate Risk, Spread Risk, Credit Risk or Default Risk,

Liquidity & Se�lement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk etc.(ii) Risk associated with investments in Deriva�ves which involve Credit Risk, Illiquidity Risk etc.(iii) Scheme may invest in domes�c securi�zed debt such as asset backed securi�es (ABS) or mortgage backed securi�es (MBS) which involves risks like Prepayment Risk,

Market Risk etc.


Edelweiss Short Term Income Fund and Edelweiss Short Term Income Fund-Direct Plan.For details pertaining to Direct Plan, Default Plan and Plans Discon�nued for further subscrip�on, please refer paragraphs "Direct Plan","Default Plan" and "Discon�nued Plans" respec�vely under the sec�on "INFORMATION COMMON TO ALL SCHEMES.Each Plan will offer : (i) Growth Op�on and (ii) Dividend Op�on. Dividend Op�on shall have Reinvestment & Payout Facility.If the investor does not clearly specify the choice of Op�on at the �me of inves�ng, it will be treated as Dividend Op�on / Reinvestment Facility.





BENCHMARK INDEXCRISIL Short Term Bond Fund Index.The Fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines if any.


FUND MANAGER MR. Bhavesh Jain is the Fund Manager of the scheme and Mr. Swayam Mangwani is the Assistant Fund Manager of the scheme

NAME OF THE TRUSTEE COMPANY Edelweiss Trusteeship Company Limited


Edelweiss Short Term Income Fund (ESTIF)


Debt* and Money Market Instrument with average maturity less than or equal to 3 years 80% to 100%

Debt* Instruments with average maturity of more than 3 years but not exceeding 5 years 0% to 20%


Edelweiss Short Term Income Fund-(G) Edelweiss Short Term Income Fund- (Institutional(G)

Benchmark returns % (inception Sept 26, 2008)#Benchmark returns % (inception March 3, 2009)#

Edelweiss Short Term Income Fund Direct Plan

Benchmark returns - Direct Plan % (inception Feb 4, 2013)#

# CRISIL Short Term Bond Fund Index@Inception date for : September 26, 2008; Institutional Plan - Growth : March 4, ESTIF- Growth2009; Direct Plan: February 4, 2013 Returns below one year are Absolute and those above one year are Compounded Annualized Returns (CAGR).


Scheme Returns%


Returns for the last 1 yearESTIF - Growth 8.56 8.66ESTIF - Institutional Plan - Growth 8.48 8.66ESTIF - Direct Plan 8.77 8.66Returns for the last 3 yearsESTIF - Growth 8.14 9.13ESTIF - Institutional Plan - Growth 7.97 9.13ESTIF - Direct Plan N.A. N.A.Returns for the last 5 yearsESTIF - Growth 7.86 8.72ESTIF - Institutional Plan - Growth 7.78 8.72ESTIF - Direct Plan N.A. N.A.

@Returns Since InceptionESTIF - Growth 7.47 8.37ESTIF - Institutional Plan - Growth N.A. 7.85ESTIF - Direct Plan 7.32 9.17




Ÿ A minimum of 50 units & in mul�ples of 1 unit therea�er or ̀ 500/- & in mul�ples of ̀ 1/- therea�er.Ÿ For demat transac�ons, minimum redemp�on would be mandatorily 50 units.Ÿ In case of the investors/ units holders having available balance less than `500/- or less than 50 units in


Page 22

0

5

10

2011-12

7.7

1

7.7

28.

288.

28

2010-11

5.2

2

5.3

85.

125.

12

8.2

5

8.2

5

1.28

9.05

2012-13

1.23

9.05

6.4

16.

40 6.76

8.86

2013-14

8.86

8.86 9

.70

9.1

78.

84 10.3

2

2014-15

10.3

210

.32



(I) LOAD STRUCTURE: Entry Load: Not Applicable Exit Load :If the Units are redeemed/switched-out within 2 months from the date of allotment : 0.50%If the Units are redeemed/switched-out a�er 2 months from the date of allotment : NilAlso please refer paragraph on "Load Structure" under the sec�on "INFORMATION COMMON TO ALL SCHEMES”

(II) RECURRING EXPENSESThe total expense ra�o of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regula�on 52 of the SEBI (Mutual Fund) Regula�ons, 1996.Accordingly, the AMC has es�mated that upto 2.25% of the daily net asset of the Scheme will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”.

(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2014 - 2015



Not Applicable.









ESTIF (Existing Plan) ESTIF - Institutional Plan ESTIF - Direct Plan


Page 23

EDELWEISS GILT FUND


The investment objec�ve of the Scheme is to generate income and capital apprecia�on by inves�ng predominantly in securi�es issued by the Government of India or State Governments.However, there is no assurance that the investment objec�ve of the Scheme will be realized and the Scheme does not assure or guarantee any returns.



*Money Market Instruments include CPs, CDs, Corporate Debts, T-Bills, and Government securi�es with an unexpired maturity upto one year, commercial bills, usance bills, CBLOs, Repo/ Reverse Repo and any other like instruments with a maturity of upto 1 year or less, as specified by the RBI from �me to �me.While it is the inten�on of the Scheme to maintain the maximum exposure guidelines provided in the table above, there may be instances when these percentages may be exceeded. Further,• The Scheme can also take deriva�ve exposure upto 100% of the net assets of the Scheme.• The cumula�ve gross exposure through debt and deriva�ve posi�ons will not exceed 100% of the net assets of the Scheme. However, cash or cash equivalents with

residual maturity of less than 91 days may be treated as not crea�ng any exposure.• The total exposure related to op�on premium paid will not exceed 20% of the net assets of the Scheme.• The Scheme may enter into plain vanilla interest rate swaps for hedging purposes. Exposure to a single counterparty in such transac�ons will not exceed 10% of the net

assets of the Scheme.• The investments in securi�sed debt papers including Pass through Cer�ficates (PTCs) may be made upto 35% of the net assets of the Scheme.• The Scheme may invest in Foreign Securi�es upto 35% of the Permissible Investments of net assets of the Scheme. • The Scheme may engage in Stock Lending. Not more than 25% of the net assets of the Scheme can generally be deployed in stock lending and not more than 5% of the

Scheme will be deployed in Stock lending to any single counterparty.INVESTMENT STRATEGY OF THE SCHEME:For the purpose of achieving the investment objec�ve, the Scheme will generate income and capital apprecia�on by inves�ng in securi�es issued by the Government of India or State governments, Central Government/State Government guaranteed securi�es along with debt and money market instruments. Investments may also be made in the repo market or in an alterna�ve investment of similar risk profile.Since the Fund intends to invest across Gilt Securi�es of various maturi�es without limi�ng itself to a par�cular segment of Yield curve, the dura�on of the Scheme will change taking in view the economic condi�ons.


Mutual Fund Units involve investment risks including the possible loss of principal. Please read the Scheme Informa�on Document carefully for details on risk factors before investment. Investment in Edelweiss Gilt Fund will involve certain Scheme specific risk factors apart from the general risks men�oned in SAI which are summarized below:(i) Risk associated with investments in Fixed Income and Money Market Instruments which involves Price/ Interest rate Risk, Spread Risk, Sovereign Risk, Credit Risk or

Default Risk, Liquidity & Se�lement Risk, Reinvestment Risk, Performance Risk, Prepayment Risk, Market Risk etc.(ii) Risk associated with investments in Deriva�ves which involve Credit Risk, Illiquidity Risk etc. (iii) Risk associated with investments in Stock Lending consists of the failure of another party, to comply with the terms of agreement entered into. There can be a loss in

such a transac�on if the price of the security goes up instead of falling down.(iv) Scheme may invest in domes�c securi�zed debt such as asset backed securi�es (ABS) or mortgage backed securi�es (MBS) which involves risks like Prepayment Risk,

Market Risk etc.(v) Scheme may invest in Foreign Securi�es there can be addi�onal risk such as Currency Risk, Poli�cal risk etc.


Edelweiss Gilt Fund and Edelweiss Gilt Fund- Direct Plan.For details pertaining to Direct Plan and Default Plan, please refer paragraphs "Direct Plan" & "Default Plan" respec�vely under the sec�on "INFORMATION COMMON TO ALL SCHEMES.Each Plan will offer : (i) Growth Op�on and (ii) Dividend Op�on. Dividend Op�on has Reinvestment, Payout & Sweep Facility. In case, if the investor fails to men�on the Op�on at the �me of inves�ng, it will be deemed that the investor has opted for Growth Op�on. In case, if the investor selects Dividend Op�on but fails to men�on facility, it will be deemed that the investor has opted for Dividend Reinvestment Facility.Note: If the Dividend under Payout op�on is less than or equal to ̀ 100/- then it will be by default Reinvested.





BENCHMARK INDEXI-Sec Composite Gilt Index The fund reserves the right to change the benchmark for evalua�on of the performance of the Scheme from �me to �me, subject to SEBI Regula�ons and other prevailing guidelines, if any.


FUND MANAGER Mr. Bhavesh Jain is the Fund Manager of the Scheme. Mr. Swayam Mangwani is the Assistant Fund Manager the Scheme.




Edelweiss Gilt Fund (EGF)

Types of InstrumentsNormal allocation (% to Net Assets)

Min. Max.

Government Securities 65% 100%

Debt and Money Market Instrument* 0% 35%


Scheme Returns%



EGF - Growth Option 5.69 8.37

EGF - Direct Plan 5.80 8.37



EGF - Direct Plan N.A. N.A.



EGF - Direct Plan N.A. N.A.@Returns Since Inception


EGF - Direct Plan 3.85 8.73

Edelweiss Gilt Fund - (G) Benchmark returns % # Edelweiss Gilt Fund Direct PlanBenchmark returns % Direct plan (Inception Date: 13 Feb 2013) #

# I-Sec Composite Gilt Index@Inception date is deemed to be the allotment date i.e. July 6, 2009; Inception date of Direct Plan is February 13, 2013. Returns below one year are Absolute and those above one year are Compounded Annualized Returns (CAGR).





Ÿ A minimum of 50 units & in mul�ples of 1 unit therea�er or ̀ 500/- & in mul�ples of ̀ 1/- therea�er.Ÿ For demat transac�ons, minimum redemp�on would be mandatorily 50 units.Ÿ In case of the investors/ units holders having available balance less than `500/- or less than 50 units in


Page 24

-5

5

10

15

3.03

6.79

2010-11

5.176.419.43

0.00

2012-13

0.560

4.014.01

2013-14-3.63

2014-15

15.60

-3.51

20

11.6511.76

15.60

11.64

EDELWEISS GILT FUND


(I) LOAD STRUCTURE: Entry Load: Nil.Exit Load: Nil.Also please refer paragraph on "Load Structure" under the sec�on "INFORMATION COMMON TO ALL SCHEMES”(II) RECURRING EXPENSES: The total expense ra�o of the Scheme (including investment management and advisory fees) shall not exceed the limits specified in Regula�on 52 of the SEBI (Mutual Fund) Regula�ons, 1996.Accordingly, the AMC has es�mated that upto 2.25% of the daily net asset of the Scheme will be charge to the Scheme as expenses.In addi�on to the limits specified above, please refer paragraph “Recurring Expenses” under the sec�on “INFORMATION COMMON TO ALL SCHEMES”.(III) ACTUAL EXPENSES FOR THE FINANCIAL YEAR 2014-2015



Not Applicable.









EGF (Existing Plan) EGF (Direct Plan)


Page 25

INFORMATION COMMON TO ALL SCHEMES

DIRECT PLAN

In terms of Circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 issued by SEBI,the AMC has introduced a separate plan for direct investments not routed through Distributor, hereinafter referred to as “Direct Plan” with effect from January 1, 2013 (“Effective Date”) as under:• All Plans / Options / Facility offered under the Schemes (“Existing Plan”) will also be available for subscription under the Direct Plan. Thus, the Schemes will have 2 plans

viz. Existing Plan and Direct Plan.• Direct Plan is only for investors who purchase /subscribe Units in a Scheme directly with the Fund and is not available for investors who route their investments through a

Distributor.• Scheme characteristics such as Investment Objective, Asset Allocation Pattern, Investment Strategy, risk factors, facilities offered and terms and conditions including load

structure will be the same for the Existing Plan and the Direct Plan except for exit load and expense ratios in case Direct Plan (please refer the paragraph on “Load Structure” and “Recurring Expenses” in this section for details, thereof). Further, the portfolio of the Scheme under the Existing Plan and Direct Plan will be common.

• All categories of investors (whether existing or new Unitholders) as permitted under the Scheme Information Document of the Schemes are eligible to subscribe under Direct Plan. Investments under Direct Plan can be made through various modes offered by the Fund for investing directly with the Fund {except Stock Exchange Platform(s) and all other Platform(s) where investors’ applications for subscription of units are routed through Distributors}.

• Investors subscribing under Direct Plan of a Scheme will have to indicate “Direct Plan” against the Scheme name in the Application Form. Investors should also indicate “Direct” in the ARN column of the application form. However, in case Distributor code is mentioned in the application form, but “Direct Plan” is indicated against the Scheme name, the Distributor code will be ignored and the application will be processed under Direct Plan. Further, where application is received for Existing Plan without Distributor code or “Direct” mentioned in the ARN Column, the application will be processed under Direct Plan.

• In case of existing investments: (a) Investors wishing to transfer their accumulated unit balance held under Existing Plan to Direct Plan will have to switch their investments (subject to applicable Exit

Load, if any, where investments were made with Distributor Code) and apply under Direct Plan. (b) Investors who have invested without Distributor code and have opted for Dividend Reinvestment facility under Existing Plan may note that the dividend will continue

to be reinvested in the Existing Plan only.• In case of investments through systematic route: (a) In case of Systematic Investment Plan (SIP) / Systematic Transfer Plan (STP)/ Dividend Sweep Plans, etc. registered prior to the Effective Date without any distributor

code under the Existing Plan, installments falling on or after the Effective Date will automatically be processed under the Direct Plan. (b) Investors who had registered for Systematic Investment Plan facility prior to the Effective Date with distributor code and wish to invest their future installments into

the Direct Plan, shall make a written request to the Fund in this behalf. The Fund will take at least 21 days to process such requests. Intervening installments will continue in the Existing Plan.

In case of (a) and (b) above, the terms and conditions of the existing registered enrolment shall continue to apply. (c) In case of the following facilities which were registered under the Existing Plan prior to the Effective Date, the future installments shall continue under the Existing Plan: (i) All trigger facilities, including Pre-paid SIP facility (registered with or without Distributor Code) (ii) Systematic Transfer Facilities (registered with Distributor Code) (iii) Dividend Sweep Plan (registered from a folio where investments were made both with and without Distributor code) In case such investors wish to invest under the Direct Plan through these facilities, they would have to cancel their existing enrolments and register afresh for such

facilities.• Where Units under a Scheme are held under Existing, Discontinued and Direct Plans and the redemption / Switch request pertains to the Direct Plan, the same must

clearly be mentioned on the request (along with the folio number), failing which the request would be processed from the Discontinued Plan to the extent of unit balance in the said Plan, and thereafter from the Existing Plan. However, where Units under the requested Option are held only under one Plan, the request would be processed under such Plan.

DEFAULT PLAN

DISCONTINUED PLANS

Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and the Gazette Notification no. LAD-NRO/GN/2012-13/17/21502 issued by SEBI dated September 26, 2012, a 'Single Plan' structure was implemented under Schemes of the Fund. Accordingly, fresh inflows would be accepted Default Plan of the Scheme only. Other Plans under the Schemes will continue only till the existing investors remain invested in such Plans.

To standardize the nomenclature of the existing Plans/Options which continue for fresh subscriptions, such Plan/Option has been renamed as under:

Accordingly, investors are requested to note that with effect from October 01, 2012, the following plans of the Schemes are not available for fresh subscriptions:

Edelweiss Liquid Fund- Retail & Institutional Plan, Edelweiss Bond Fund-Retail Plan, Edeweiss Short Term Income Fund-Institutional Plan

Scheme Name Existing Plan/Option/Facility which continue for fresh subscriptionRenamed Plan/Option/Facility which continue for fresh

subscription

Edelweiss Diversified Growth Equity Top 100 Fund

Plan A – Growth Option Growth Option

Plan A – Dividend Option (Payout/ Sweep/Reinvestment Facility) Dividend Option (Payout/ Sweep/ Reinvestment Facility)

Edelweiss Prudent Advantage Fund

Plan A – Growth Option Growth Option

Plan A – Dividend Option (Payout/ Sweep/ Reinvestment Facility) Dividend Option (Payout/ Sweep/ Reinvestment Facility)

Edelweiss Liquid Fund

Super Institutional Plan – Growth Option Growth Option

Super Institutional Plan – Daily Dividend Option (Reinvestment Facility) Daily Dividend Option (Reinvestment Facility)

Super Institutional Plan – Weekly Dividend Option (Reinvestment Facility) Weekly Dividend Option (Reinvestment Facility)

Super Institutional Plan – Fortnightly Dividend Option (Reinvestment Facility) Fortnightly Dividend Option (Reinvestment Facility)

Super Institutional Plan – Monthly Dividend Option (Payout/ Sweep/ Reinvestment Facility)

Monthly Dividend Option (Payout/ Sweep/ Reinvestment Facility)

Edelweiss Bond Fund

Institutional Plan – Growth Option Growth Option

Institutional Plan – Daily Dividend Option (Reinvestment Facility) Daily Dividend Option (Reinvestment Facility)

Institutional Plan – Weekly Dividend Option (Reinvestment Facility) Weekly Dividend Option (Reinvestment Facility)

Institutional Plan – Fortnightly Dividend Option (Reinvestment Facility) Fortnightly Dividend Option (Reinvestment Facility)

Institutional Plan – Monthly Dividend Option (Payout/ Sweep/ Reinvestment Facility)

Monthly Dividend Option (Payout/ Sweep/ Reinvestment Facility)

Edelweiss Short Term Income Fund

Retail Plan – Growth Option Growth Option

Retail Plan – Dividend Option (Payout/ Reinvestment Facility) Dividend Option (Payout/ Reinvestment Facility)

Page 26

Scenario Broker Code men�oned by the investor Plan men�oned by the investor Default Plan to be captured

1 Not men�oned Not men�oned Direct Plan

2 Not men�oned Direct Direct Plan

3 Not men�oned Regular Direct Plan

4 Men�oned Direct Direct Plan

5 Direct Not men�oned Direct Plan

6 Direct Regular Direct Plan

7 Men�oned Regular Regular Plan

8 Men�oned Not men�oned Regular Plan

Name and Address of Registrar Name and Address of Corporate office of Edelweiss Asset Management Ltd.

Karvy Computershare Private Limited Unit - Edelweiss Mutual Fund,

Karvy Selenium Tower B, Plot No 31 & 32, Gachibowli, Financial, District,

Nanakramguda, Serilingampally , Hyderabad – 500 008,

Tel: 040-67161500

Tower 3, Wing B, Ground Floor, Kohinoor City Mall, Kohinoor City,Kirol Road, Kurla (W), Mumba - 400070. Maharashtra. Tel. No.: (022)4097 9900 / 4097 9821, Fax No.: (022) 40979878Customer Service Center:Toll Free Number : 1800 425 0090 | Non Toll Free Number: +91 40 23001181 (For non MTNL/BSNL land line, mobile users and investors outside India.)

Page 27

Operation Cut off time Applicable NAV

Valid Purchase applications of less than `2 lacs received on a Business Day

Upto 3.00 P.M. The closing NAV of the day of receipt of valid application

After 3.00 P.M. The closing NAV of the Next Business Day of receipt of valid application

Valid Purchase applications of `2 lacs or more received on a Business Day

Upto 3.00 P.M. The closing NAV of the Business day on which funds are available for utilization before cutoffAfter 3.00 P.M.

Valid Redemption applications received on a Business Day

Upto 3.00 P.M. The closing NAV of the day of receipt of valid application

After 3.00 P.M. The closing NAV of the Next Business Day of receipt of valid application

APPLICABLE NAV

Operation Cut off time Applicable NAV

Valid Purchase applications received & funds are available for utilization before cut off time

Upto 2.00 noon The closing NAV of the day immediately preceding the day of receipt of application

After 2.00 noonThe closing NAV of the day immediately preceding the next Business Day preceding the day of receipt of application

Valid Redemption applicationsUpto 3.00 P.M. The closing NAV of the day immediately preceding the next Business Day

After 3.00 P.M. Closing NAV of the next Business Day shall be applicable.

In respect of valid Purchase applications accepted on a Business Day and funds are not available for utilization before cut off time

Irrespective of the time of acceptance of application

The closing NAV of the day immediately preceding the day on which the funds are available for utilization before cut off time by the Scheme.

Edelweiss Liquid Fund:

Note: Investors are requested to read the “Business Day” defini�on given in SID.


The scheme wise annual report or an abridged summary thereof shall be sent by mail/e-mail not later than four months from the date of closure of the relevant accounting year (i.e. 31st March each Year). The physical copy of the same shall be made available to the investors at the registered office of the AMC.

A link of the scheme annual report or abridged summary thereof shall be displayed prominently on the website of the Fund and shall also be displayed on the website of Association of Mutual Funds in India (AMFI).

Half yearly Portfolio Disclosure:

The Mutual Fund/AMC shall publish a complete statement of the Scheme Portfolio, within one month from the close of each half year (i.e. 31st March and 30th September), by way of an advertisement at least, in one National English daily and one regional newspaper in the language of the region where the head office of the Mutual Fund is located. The Mutual Fund may opt to send the portfolio to all Unit holders in lieu of the advertisement (if applicable). The Half Yearly Portfolio Statement will also be displayed on the website of the AMC and AMFI.

Half Yearly Unaudited Financial Results:

The Mutual Fund and AMC shall, before the expiry of one month from the close of each half year, i.e. as on March 31st and September 30th, host a soft copy of its unaudited financial results on its website (www.edelweissmf.com). The Mutual Fund and AMC shall publish an advertisement disclosing the hosting of such financial results on its website, in atleast one English daily newspaper having nationwide circulation and in a newspaper having wide circulation published in the language of the region where the Head Office of the Mutual Fund is situated. The unaudited financial results will also be displayed on the website of AMFI.

Monthly Portfolio Disclosure:

The AMC will disclose the portfolios (along with ISIN) of all the Schemes of Edelweiss Mutual Fund as on the last day of the month on the AMC’s website (www.edelweissmf.com) on or before the tenth day of the succeeding month, in a user-friendly and downloadable format. The Investors will be able to view and download these monthly portfolio disclosures from the AMC’s website.

TRANSACTION CHARGE IN RESPECT OF APPLICATIONS ROUTED THROUGH DISTRIBUTORS/ BROKERS

In accordance with SEBI circular no. Cir/ IMD/ DF/13/ 2011 dated August 22, 2011, the AMC will deduct Transaction Charges on purchase/subscription of Rs.10,000/- and above made through a valid ARN Holder i.e. AMFI Registered distributors/intermediaries, provided such distributor has opted to receive the Transaction Charges. Such Transaction Charges collected by the AMC will be paid to the ARN Holder in the following manner:

(i) For the First Time Investor in Mutual Funds (across all mutual funds):

Transaction Charge of Rs. 150/- for subscription of Rs. 10,000/- and above will be deducted from the subscription amount and paid to the distributor/agent of such First Time Investor and the balance amount will be invested.

(ii) For Investor other than First Time Mutual Fund Investor (existing investors in any mutual fund):

Transaction Charge of Rs. 100/- per subscription of Rs.10,000/- and above will be deducted from the subscription amount and paid to the distributor/agent of the investor and the balance amount will be invested.

(iii) No Transaction Charges shall be deducted:

(a) where the ARN Holder/distributor of the investor has not opted to receive any Transaction Charges;

(b) for purchases/subscriptions of an amount less than Rs. 10,000/-;

(c) for transactions other than purchases/ subscriptions relating to new inflows such as Switches etc.

(d) for purchases/subscriptions made directly with the Mutual Fund (i.e. not through any distributor).

(e) for purchase/subscription routed through the Stock Exchange Platform In accordance with SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012, distributors shall also have an option either to opt in or opt out of levying transaction charge based on type of the product.

Identification of investors as "first time" or "existing" will be based on Permanent Account Number (PAN) at the First/Sole Applicant/ Guardian level. Hence, Unit holders are urged to ensure that their PAN / KYC is updated with the Fund. Unit holders may approach any of the Official Points of Acceptances of the Fund in this regard.

The Account Statement / Consolidated Account Statement sent to the Unit holders shall clearly state the net investments as gross subscription less Transaction Charges and shall also show the number of units allotted against the net investments.

RECURRING EXPENSES

In addition to limits specified in Regulation 52 of the SEBI (Mutual Fund) Regulations, 1996 (‘the Regulations’), the following costs or expenses may also be charged to the Scheme as per Regulation 52 (6A) of the Regulations , namely:(a) Expenses not exceeding 0.30 per cent of daily net assets, if the new inflows from beyond top 15 cities* are at least:

(i) 30 per cent of gross new inflows in the Scheme, or;(ii) 15 per cent of the average assets under management (year to date) of the Scheme, whichever is higher In case the inflows from beyond top 15 cities is less than the higher of (a) or (b) above, such additional expenses on daily net assets of the Scheme shall be

charged on proportionate basis. The expenses so charged under this clause shall be utilised for distribution expenses incurred for bringing inflows from such cities.

Further, the additional expense charged on account of new inflows from beyond top 15 cities shall be credited back to the Scheme, in case the said inflows are redeemed within a period of 1 year from the date of investment.

*The top 15 cities shall mean top 15 cities based on Association of Mutual Funds in India (AMFI) data on ‘AUM by Geography – Consolidated Data for Mutual Fund Industry’ as at the end of the previous financial year.

(b) Additional expenses, upto 0.20 per cent of daily net assets of the Scheme, incurred towards different heads mentioned under Regulation 52(2) and Regulation 52(4) of SEBI Regulations.The total recurring expenses that can be charged to the Scheme will be subject to limits prescribed from time to time under the SEBI Regulations. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by AMC or by the trustee or sponsors.

(c) Service Tax: In addition to the expenses under Regulation 52 (6) and (6A), AMC may charge service tax as below:1. Service tax on investment and advisory fees will be charged to the Scheme in addition to the maximum limit of TER as prescribed in Regulation 52. 2. Service tax on other than investment and advisory fees, if any, will be borne by the Scheme within the maximum limit of TER as per Regulation 52.3. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under Regulation 52.

(d) Brokerage and transaction costs which are incurred for the purpose of execution of trade and are included in the cost of investment, not exceeding 0.12 per cent will be capitalized. Any payment towards Brokerage and Transaction costs (including service tax, if any) incurred for the execution of trades, over and above the said 0.12 per cent may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including Brokerage and Transaction costs, if any) shall be borne by the AMC.

(e) The Direct Plan shall have a lower expense ratio excluding distribution expenses, commission, etc and no commission for distribution of Units will be paid/charged under Direct Plan.

(f) The AMC may incur expenses on behalf of the Mutual Fund which can be reimbursed on actual basis to the AMC to the extent such expenses are permissible & are within the prescribed SEBI limit.

(g) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the Scheme will be subject to such limits as prescribed under the SEBI (MF) Regulations. The said maximum TER shall either be apportioned under various expense heads as enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulations

(h) Investor Education and Awareness initiatives: As per Para F of the SEBI Circular No. CIR/IMD/DF/21/2012 dated September 13, 2012, the AMC shall annually set apart at least 2 basis points p.a. (i.e. 0.02% p.a.) on daily net assets of the Scheme within the limits of total expenses prescribed under Regulation 52 of SEBI (MF) Regulations for investor education and awareness initiatives undertaken by the Fund

(I) Subject to the SEBI Regulations and this document, expenses over and above the prescribed ceiling will be borne by the AMC / Trustee / Sponsors.

(j) The current expense ratios will be updated on the AMC website viz. www.edelweissmf.com within two working days mentioning the effective date of the change.

PRUDENTIAL LIMITS ON PORTFOLIO CONCENTRATION IN DEBT SCHEMES

In accordance with Circular no.CIR/IMD/DF/21/2012 dated September 13, 2012 and Circular no. CIR/IMD/DF/24/2012 dated November 19, 2012 issued by Securities and Exchange Board of India (SEBI), the total exposure of debt schemes of the Mutual Fund in a particular sector (excluding investments in Bank CDs, CBLO, Government Securities, T-Bills and AAA rated securities issued by Public Financial Institutions and Public Sector Banks) shall not exceed 30% of the net assets of debt scheme(s) of the Fund.

Provided that an additional exposure to financial services sector (over and above the limit of 30%) not exceeding 10% of the net assets of the scheme shall be allowed by way of increase in exposure to Housing Finance Companies (HFCs) only.

Provided further that the additional exposure to such securities issued by HFCs are rated AA and above and these HFCs are registered with National Housing Bank (NHB) and the total investment/ exposure in HFCs shall not exceed 30% of the net assets of the scheme.

Page 28


Risk Mitigation factors

Comparison of Equity Schemes

The fund has designed a detailed process to identify, measure, monitor and manage the portfolio risk. The aim is not to eliminate the risk completely but to have a structured mechanism towards risk management thereby maximizing potential opportunities and minimize the adverse effects of risk. Few of the key risks identified are :

Risk & Description specific to the Scheme Risk mitigants / management strategy

Credit risk Risk associated with repayment of investment

Investment universe carefully selected to only include issuers with high credit quality

Performance risk Risk arising due to change in factors affecting the market

Understand the working of the markets and respond effectively to market movements

Concentration risk Risk arising due to over exposure in few securities

Invest across the spectrum of issuers and keeping flexibility to invest across tenor

Liquidity risk Risk arising due to inefficient Asset Liability Management, resulting in high impact costs

Control portfolio liquidity at portfolio construction stage. Having optimum mix of cash & cash equivalents along with the debt papers in the portfolio

Interest rate risk Price volatility due to movement in interest rates

Control the portfolio duration and periodically evaluate the portfolio structure with respect to existing interest rate scenario

Event risk Price risk due to company or sector specific event

Understand businesses to respond effectively and speedily to events Usage of derivatives: Hedge portfolios, if required, in case of predictable events with uncertain outcomes

Market Risk Risk arising due to vulnerability to price fluctuations and volatility, having material impact on

the overall returns of the Scheme

Endeavour to have a well diversified portfolio of good companies with the ability to use cash/derivatives for hedging

Derivatives Risk Various inherent risks arising as a consequence of investing in derivatives

Continuous monitoring of the derivatives positions and strict adherence to the regulations and internal norms

Scheme Name DifferentiationAverage AUM for quarter ended

December 15 (Rs. In lacs)No. of Folios as on

31/12/2015

Edelweiss Absolute Return FundThe primary objective of the Scheme will be to generate absolute returns with low volatility over a longer tenure of time. The Scheme will accordingly invest in arbitrage opportunities and debt and money market instruments on the one hand and in pure equity investments and equity derivative strategies on the other.

50494.16 7877

Edelweiss Diversified Growth Equity Top 100 (E.D.G.E. Top 100) Fund

Edelweiss Diversified Growth Equity Top 100 (E.D.G.E Top 100) Fund invests in a portfolio that is substantially constituted of equity securities and equity related securities of the 100 largest corporates by market capitalisation, listed in India.

10407.68 7041

Edelweiss ELSS FundEdelweiss ELSS Fund is an Open-ended Equity linked Savings Scheme. This fund invests in a diversified basket of equity stocks spanning the entire market capitalization spectrum and sectors

6027.74 6696

Edelweiss Emerging Leaders Fund

The primary investment objective of the Scheme is to generate long term capital appreciation from a portfolio predominantly comprising of equity and equity related securities of Mid Cap Companies. However, there is no assurance that the investment objective of the Scheme will be realized and the Scheme does not assure or guarantee any returns.

4101.53 2421


(Formerly, Edelweiss Value Opportunities Fund)

The objective of the Scheme is to generate returns through a combination of dividend income and capital appreciation by investing primarily in a well-diversified portfolio of Value Stocks. Value Stocks are those stocks, which tend to trade at a lower price relative to their fundamentals (i.e. dividends, earnings, sales, etc.) and thus considered undervalued by investors. They have attractive valuations in relation to earnings or book value or current and/or future dividends. However, there is no assurance that the investment objective of the Scheme will be realized and the Scheme does not assure or guarantee any returns.

185.90 230


The investment objective of the scheme is to generate income by investing in low volatility absolute return strategies that take advantage of opportunities in the cash and the derivative segments of the equity markets including the arbitrage opportunities available within the derivative segment and by investing the balance in debt and money market instruments.

99.05 86

Edelweiss Arbitrage Fund

The investment objective of the Scheme is to generate income by predominantly investing in arbitrage opportunities in the cash and derivative segments of the equity markets and the arbitrage opportunities available within the derivative segment and by investing the balance in debt and money market instruments. However, there is no assurance that the investment objective of the scheme will be realized.

84802.00 2033

Comparison of Debt Schemes

Scheme Name DifferentiationAverage AUM for quarter ended

December 15 (Rs. In Lacs)No. of Folios as on

31/12/2015

Edelweiss Liquid FundEdelweiss Liquid Fund is an Open-ended Scheme with the objective to provide optimal returns, commensurate with low risk and high degree of liquidity, through a portfolio constituted of money market & short term debt instruments.

2528.08 458

Edelweiss Bond FundEdelweiss Bond Fund is an Open-ended Scheme. This fund intends to provide reasonable returns, commensurate with moderate level of risk and high degree of liquidity, through a portfolio constituted of money market and debt instruments.

1233.70 220

Edelweiss Gilt FundEdelweiss Gilt Fund is an Open-ended Scheme with the objective to generate income and capital appreciation by investing predominantly in securities issued by the Government of India or State Governments

30.72 30

Edelweiss Short Term Income Fund

Edelweiss Short Term Income Fund is an Open-ended Scheme with the objective to generate regular income through investments in Debt & Money Market Instruments.

2162.51 55

Page 29

EQUITY FUNDS ISIN CODE

EDELWEISS ABSOLUTE RETURN FUND

EXIS

TIN

G P

LAN

DIR

EC

T P

LANGROWTH INF754K01285

DIVIDEND PAYOUT INF754K01251

DIVIDEND REINVESTMENT INF754K01269

DIVIDEND SWEEP INF754K01277

BONUS INF754K01DJ7

GROWTH INF754K01BS2

DIVIDEND PAYOUT INF754K01BP8

DIVIDEND REINVESTMENT INF754K01BQ6

DIVIDEND SWEEP INF754K01BR4

BONUS INF754K01DI9

EXIS

TIN

G P

LAN

DIR

EC

T P

LAN

EXIS

TIN

G P

LAN

DIR

EC

T P

LAN

EXIS

TIN

G P

LAN

DIR

EC

T P

LAN

EXIS

TIN

G P

LAN

DIR

EC

T P

LAN

EXIS

TIN

G P

LAN

DIR

EC

T P

LAN

EDELWEISS PRUDENT ADVANTAGE FUND (Formerly Edelweiss Value Opportunities Fund)

GROWTH INF754K01202




BONUS INF754K01DN9

GROWTH INF754K01CE0

DIVIDEND PAYOUT INF754K01CB6

DIVIDEND REINVESTMENT INF754K01CC4

DIVIDEND SWEEP INF754K01CD2

BONUS INF754K01DM1

EDELWEISS DIVERSIFIED GROWTH EQUITY TOP 100 FUND

GROWTH INF754K01046




BONUS INF754K01DL3

GROWTH INF754K01BW4

DIVIDEND PAYOUT INF754K01BT0

DIVIDEND REINVESTMENT INF754K01BU8

DIVIDEND SWEEP INF754K01BV6

BONUS INF754K01DK5

EDELWEISS ELSS FUND

GROWTH INF754K01517




GROWTH INF754K01CA8

DIVIDEND PAYOUT INF754K01BX2

DIVIDEND REINVESTMENT INF754K01BY0

DIVIDEND SWEEP INF754K01BZ7

EDELWEISS EMERGING LEADERS FUND

GROWTH INF754K01764




BONUS INF754K01DZ3

GROWTH INF754K01CM3

DIVIDEND PAYOUT INF754K01CJ9

DIVIDEND REINVESTMENT INF754K01CK7

DIVIDEND SWEEP INF754K01CL5

BONUS INF754K01DY6

GROWTH INF754K01EF3

DIVIDEND PAYOUT INF754K01EG1

DIVIDEND REINVESTMENT INF754K01EH9

DIVIDEND SWEEP INF754K01EI7

BONUS INF754K01EJ5

GROWTH INF754K01EA4

DIVIDEND PAYOUT INF754K01EB2

DIVIDEND REINVESTMENT INF754K01EC0

DIVIDEND SWEEP INF754K01ED8

BONUS INF754K01EE6


Page 30

EXIS

TIN

G P

LAN

DIR

EC

T P

LAN

EDELWEISS EQUITY SAVINGS ADVANTAGE FUND

GROWTH INF754K01475




BONUS INF754K01DR0

GROWTH INF754K01DE8

DIVIDEND PAYOUT INF754K01DF5

DIVIDEND SWEEP INF754K01DG3

DIVIDEND REINVESTMENT INF754K01DH1

BONUS INF754K01DQ2

EX

IST

ING

PL

AN

DIR

EC

T P

LA

N

EX

IST

ING

PL

AN

DIR

EC

T P

LA

N

EX

IST

ING

PL

AN

DIR

EC

T P

LA

N

EX

IST

ING

PL

AN

DIR

EC

T P

LA

N

DEBT FUNDS ISIN CODE

EDELWEISS LIQUID FUND

GROWTH INF754K01BC6DAILY DIVIDEND REINVESTMENT INF754K01BG7WEEKLY DIVIDEND REINVESTMENT INF754K01BH5FORTNIGHTLY DIVIDEND REINVESTMENT INF754K01BI3MONTHLY DIVIDEND PAYOUT INF754K01BD4MONTHLY DIVIDEND SWEEP INF754K01BE2MONTHLY DIVIDEND REINVESTMENT INF754K01BF9BONUS INF754K01DT6

GROWTH INF754K01CX0MONTHLY DIVIDEND PAYOUT INF754K01CY8MONTHLY DIVIDEND SWEEP INF754K01CZ5MONTHLY DIVIDEND REINVESTMENT INF754K01DA6DAILY DIVIDEND REINVESTMENT INF754K01DB4WEEKLY DIVIDEND REINVESTMENT INF754K01DC2FORTNIGHTLY DIVIDEND REINVESTMENT INF754K01DD0BONUS INF754K01DS8

EDELWEISS BOND FUND

GROWTH INF754K01AH7MONTHLY DIVIDEND PAYOUT INF754K01AI5MONTHLY DIVIDEND SWEEP INF754K01AJ3MONTHLY DIVIDEND REINVESTMENT INF754K01AK1DAILY DIVIDEND REINVESTMENT INF754K01AL9WEEKLY DIVIDEND REINVESTMENT INF754K01AM7FORTNIGHTLY DIVIDEND REINVESTMENT INF754K01AN5BONUS INF754K01DV2

GROWTH INF754K01CQ4MONTHLY DIVIDEND PAYOUT INF754K01CR2MONTHLY DIVIDEND SWEEP INF754K01CS0MONTHLY DIVIDEND REINVESTMENT INF754K01CT8DAILY DIVIDEND REINVESTMENT INF754K01CU6WEEKLY DIVIDEND REINVESTMENT INF754K01CV4FORTNIGHTLY DIVIDEND REINVESTMENT INF754K01CW2BONUS INF754K01DU4

EDELWEISS GILT FUND

GROWTH INF754K01434




BONUS INF754K01DP4

GROWTH INF754K01CI1

DIVIDEND PAYOUT INF754K01CF7

DIVIDEND REINVESTMENT INF754K01CG5

DIVIDEND SWEEP INF754K01CH3

BONUS INF754K01DO7


GROWTH INF754K01822



BONUS INF754K01DX8

GROWTH INF754K01CP6

DIVIDEND PAYOUT INF754K01CN1

DIVIDEND REINVESTMENT INF754K01CO9

BONUS INF754K01DW0

Page 31

I/we wish to receive the following document via email in lieu of physical document(s) Account Statement / News Letter / Annual Report / Other Statutory Information

E-MAIL COMMUNICATION (Refer Instruction No. III) [please ü]

Yes No

All sections to be filled in English and in BLOCK LETTERS.Use this form If you are making a one time investment. For SIP investment use the separate SIP Form All columns marked * are mandatory

4 Mandatory * PAN Please attach certified PAN copy (Refer Instruction No. V)

P A N N U M B E R1st Applicant /Guardian Yes (Please submit proof) Yes (Please submit KYC Application Form)

Know Your Customer (KYC) (Refer Instruction No. X)

^Mandatory proof of Date of Birth for Minors (Any One)

Birth Certificate School Leaving Certificate Passport

Mark sheet issued by Higher Secondary Board / ICSE / CBSE Others _______________________________________ Please Specify

5 APPLICANT INFORMATION (Refer Instruction No. II) to be filled in BLOCK LETTERS*

Name of Sole /1st Applicant Mr. Ms. M/s. Others (Please Specify)

Date of Birth (DOB)^ / Date of Incorporation D D M M Y Y

In case of Minor - Parent/ Legal Guardian Name of 1st Applicant /Contact person (in case of non individual applicant)

Relationship with Minor/ Designation

3 EXISTING UNIT HOLDER INFORMATION / EXISTING ZERO BALANCE FOLIO NO. If you have existing folio, please fill in section 2 and proceed to section 8. (Refer Instruction No. XII)

Folio No. Name of First Applicant

In case the subscription amount is `10,000/- or more and your Distributor has opted to receive Transaction Charges, `150 (for first time mutual fund investor) or `100/- (for investor other than first time mutual fund investor) will be deducted from the subscription amount and paid to the distributor. Units will be issued against the balance amount invested.

2

I am a First Time Investor in Mutual Funds

TRANSACTION CHARGES (Please ü) (Default option Existing Investor) (Refer Instruction No. XIII)

I am an Existing Investor in Mutual Funds

Mailing Address of Sole/First Applicant (P.O. Box alone may not be sufficient) Overseas Investor must provide Indian Address

City State Country Pin Code

Contact Details of Sole / First Applicant

Email ID & Mobile No. are essential to enable us to communicate with you better

Mobile No.

Email ID (In BLOCK Letters)

STD Code Res. Office

I N D I A

Address for correspondence (for NRI applicants) Indian Overseas

Overseas Address (mandatory for NRI/FII applicant*)

Country Zip Code

Fax Tel. No.

CAF

Application No: 1 FOR OFFICE USE ONLY

Registrar/Bank Serial No. Date & Time of Receipt

Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributor. For Direct investments, please mention ‘Direct’ in the column ‘Name & Distributor Code’

*Investors should mention the EUIN of the person who has advised the investor. If left blank, the fund will assume following declaration by the investor “I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub broker”.

Sole/1st Applicant/Guardian / Authorised Signatory / POA Signatory 2nd Applicant / Authorised Signatory 3rd Applicant / Authorised Signatory Si

gnat

ure

(s)

Applications from residents of USA and Canada will not be accepted

Name of 2nd Applicant Mr. Ms. PAN

Sponsor: Edelweiss Financial Services Limited. Trustee Company: Edelweiss Trusteeship Company Limited. Investment Manager: Edelweiss Asset Management Limited. Tower 3, Wing B, Ground Floor, Kohinoor City Mall, Kohinoor City, Kirol Road, Kurla (West), Mumbai - 400070

CAF

Collection Center’s Stamp &Receipt Date and Time

Received from: Mr. / Ms. / M/s___________________________________________________ an application for allotment

Scheme________________________________________ Plan _____________________ Option______________________

vide Cheque No ___________________________Dated ____/____/________ Amount (`) ____________________ Drawn on

Bank and Branch ________________________________________________________________________________________

Application No:

Please note: All purchases are subject to realization of cheques and as per applicable load structure (please refer Scheme Information Document)

ACKNOWLEDGEMENT SLIPTo be filled in by the investor

Mode of Holding* ü Single Joint Any one or survivor(s)[please ]

Mandatory forNon-IndividualInvestor

Is the entity involved/providing any of the following services Yes Now For Foreign Exhange / Money Changer Services Yes Now Money Lending / Pawning Yes No

w Gaming / Gambling / Lottery Services (e.g. casinos, betting syndicates) Yes No

Legal Status* ü [please ]

Resident Individual FII’s Society/Club

AOP/BOI NRI/PIO FI HUF

Minor Partnership Firm Bank Trust

Company/Body Corporate NPO

Others _______________________________

Gross Annual Income ü[please ]*

Below 1 Lac 1-5 Lacs 5-10 Lacs 10-25 Lacs

>25 Lacs-1 crore >1 crore

Net-worth in (Mandatory for Non-Individuals) ` ................................

as on (Not older than 1 year) Please Specify

Forex Dealer Unlisted Company Body Corporate Listed Company Others _________________________

For IndividualInvestor*

Occupation* ü [please ]

Business Service Professional Agriculturist House Wife Student Defence Bureaucrat

P l e a s e S p e c i f y

D D / M M / Y Y Y Y Politically Exposed Person (PEP) Yes NoRelated to PEP Yes No

[(Also attach Ultimate Beneficiary Ownership form) (Refer Instruction No. XIV)]

W E B S I T E



1800 425 0090N O N T O L L F R E E

+91 40 23001181S M S

IQ to 5757590

COMMON APPLICATION FORM Please read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

Make your selection before filling the form (Please ü) INVEST NOW ZERO BALANCE FOLIO (Refer Instruction No. XII)

Name of 3rd Applicant Mr. Ms. PAN

Resident Individual FII’s Society/Club AOP/BOI

NRI/PIO FI HUF Minor Partnership Firm

Bank Trust Company/Body Corporate NPO

Others______________________

Legal Status* ü[please ]

Please Specify

Business Service Professional Agriculturist House Wife Student Defence Bureaucrat Forex Dealer Unlisted Company Body Corporate Listed Company Others ___________



Please Specify

Politically Exposed Person (PEP) Yes NoRelated to PEP Yes No


Below 1 Lac 1-5 Lacs

5-10 Lacs 10-25 Lacs





Others______________________


Please Specify




Please Specify






E - CodeEmployee Unique Indentification Number (EUIN)*

DISTRIBUTOR INFORMATION

Name & Distributor Code Sub-Broker CodeARN Internal Code

Sub-Broker Code WB057602

WB057602

A/c Type [please ü]

Account No Bank Name

Branch Address

Pin IFSC Code MICR Code

8 BANK ACCOUNT DETAILS* (Refer Instruction No. IV for multiple bank registration)

Current NRO NRE FCNR SB

POA Name Mr. Ms. PAN

6

7

POWER OF ATTORNEY (POA)

FATCA/CRS/KYC Additional Details

If investment is being made by a Constitutional Attorney, please submit notarised copy of POA

Non Individual Investors should mandatory fill separate FATCA/CRS details form

Mode of Payment [please ü] Cheque No. Date

Gross Amount (`) DD Charges (`) Net Amount (`)

Bank /Branch & City

Account No. Account Type [please ü]

10 PAYMENT DETAILS (Refer Instruction No. VII)

RTGS/NEFT Transfer Letter Cheque

SB Current NRO NRE FCNR

D D M M Y Y Y Y

11 DEMAT ACCOUNT DETAILS*

NATIONAL SECURITIES DEPOSITORY LTD. (NSDL) CENTRAL DEPOSITORY SERVICES (INDIA) LTD. (CDSL)

Depository Participant (DP) Name:

DP ID No.: Beneficiary A/c No.

Do you want units in demat Form? [please ü] Yes No [Please ensure that the sequence of names as mentioned in the application form matches with that of the demat A/c. held with the depository participant]. In case unit holders do not provide their demat account details, an account statement shall be sent to them.

INVESTMENT DETAILS* Choice of Scheme /Plan / Option (Refer Instruction No. VI) [please ü] 9

Scheme/Plan/Option/Facility Edelweiss- Scheme Plan Option/Facility

(Default Plan/Option/Facility will be applied in case of no information, ambiguity or discrepancy)

#Please indicates all Countries, other than India, in which you are a resident for tax purpose, associated Taxpayer Identification Number and it’s Identification type e.g.: TIN etc.

*Dividend Sweep facility not applicable for Edelweiss Short Term Income FundDividend Sweep to Scheme Dividend Reinvestment Facility is not available under Edelweiss ELSS Fund

NOMINATION DETAILS* (Refer Instruction No. IX)12

I/We hereby nominate the under mentioned nominee to receive the amounts to my/our credit in event of my/our death. I/We also understand that all payments and settlements made to such Nominee shall be a valid discharge by the AMC/Mutual Fund/ Trustee Company.

Name of Nominee Date of Birth Allocation Name of Legal Guardian/Parent Relationship with Address of Nominee/ (If Nominee is minor) (%) (If Nominee is minor) nominee Legal Guardian

CHECKLIST ( Please submit the following documents with your application (where applicable). All documents should be original/true copies certified by a Director/Trustee /Company Secretary /Authorised signatory / Notary Public.)

Documents Individual Companies Societies Partnership Firms Investment through POA Trusts NRI FIIs PIO Resolution/ Authorisation to invest ü ü ü ü üList of authorised signatories with specimen signatures ü ü ü ü ü üMemorandum & Articles of Association üTrust Deed üBye-laws üPartnership Deed üOverseas Auditor Certificate üNotarised POA üProof of Address ��üCopy of PAN Card ü ü ü ü ü ü �ü üKYC Compliance ü ü ü ü ü ü �ü ü �üPIO Card ��üForeign Inward Remittance Certificate ü ��ü�

For Detailed Instructions on Filling the Application Form please refer to Page no. 30.

DECLARATION AND SIGNATURE(S)13Having read and understood the contents of the Scheme Information Document of the Scheme and Statement of Additional Information and subsequent amendments thereto including the section on who cannot invest, "Prevention of Money Laundering" and "Know Your Customer", I/We hereby apply to the Trustee of Edelweiss Mutual fund for units of the Scheme as indicated above and agree to abide by the terms and conditions, rules and regulations of the Scheme. I/We further declare, I am / we are authorised to invest the amount & that the amount invested by me/us in the above mentioned Scheme(s) is derived through legitimate sources and is not held or designed for the purpose of contravention of any acts, rules, regulations or any statute or legislation or any other applicable laws or notifications, directions issued by the governmental or statutory authority from time to time. It is expressly understood that I/We have the express authority from our constitutional documents to invest in the units of the Scheme(s) and the AMC/Trustee/Fund would not be responsible if the investment is ultra vires thereto and the investment is contrary to the relevant constitutional documents. I/We agree that in case my/our investment in the Scheme(s) is equal to or more than 25% of the corpus of the Scheme, then Edelweiss Asset Management Ltd., Investment Manager to the Edelweiss Mutual Fund, has full right to refund the excess to me/us to bring my/our investment below 25%. I/We have not received nor been induced by any rebate or gifts, directly or indirectly in making this investments. I /We hereby authorise Edelweiss Mutual Fund, its Investment Manager and its agents to disclose details of my investment to my bank(s) / Edelweiss Mutual Fund's bank(s) and / or Distributor / Broker / Investment Advisor. I/We hereby authorize you to disclose, share, remit in any form, mode or manner, all/ any of the information provided by me/ us, including all changes, update to such information as and when provided by me/ us to Edelweiss Mutual Fund/ Edelweiss Asset Management Limited to any Indian or foreign governmental or statutory or judicial authorities/ agencies, the tax/ revenue authority and other investigation agencies without obligation on advising me/ us of the same. I/We authorise Edelweiss Mutual Fund to reject the application, revert the units credited/redeem units created at applicable NAV, restrain me/us from making any further investment in any of the Schemes of the fund, recover/debit my/our folios(s) with the penal interest and take any appropriate action against me/us in case the cheque(s)/payment instrument is/are returned by my/our banker for any reason whatsoever. I/We undertake that these investments are my/our own and acknowledge that AMC reserves the right to call for such other additional information/documents as required to comply with PMLA/KYC/FATCA norms. I/We hereby, further agree that the Fund can directly credit all the dividend payouts and redemption amount to my bank details given above. I/We hereby declare that the particulars stated above are correct.The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. I/We further agree that the Fund/AMC can send us all types of SMS relating to the products offered by them.Applicable to investors who have not opted for nomination facility. I/We hereby confirm that it is my/our informed decision not to avail the nomination facility offered by Edelweiss Mutual Fund.I / We confirm that I am/We are not resident(s) of United States under the laws of United States or resident(s) of Canada. In case of change to this status, I / We shall notify the AMC, in which event the AMC reserves the right to redeem my/our investments in the Scheme(s).Applicable to NRI only: I/We confirm that I am / we are Non Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through approved banking channels from funds in my/our Non-Resident External/Ordinary Account/FCNR Account. Please (ü) (Including amount of Additional Purchase Transaction made in future) Repatriation Non Repatriation


gnat

ure

(s)

D D M M Y YDate

Place

Sole / First Applicant / Guardian 2nd Applicant 3rd Applicant POA

Place & Country of Birth PLACE COUNTRY Place & Country of Birth PLACE COUNTRY Place & Country of Birth PLACE COUNTRY

Country # Tax Iden�fica�on Number

Iden�fica�on Type

1

2

3



1

2

3



1

2

3

SPECIAL PRODUCT FORM

STP SWP

Sponsor: Edelweiss Financial Services Limited. Trustee Company: Edelweiss Trusteeship Company Limited. Investment Manager: Edelweiss Asset Management Limited. Tower 3, Wing B, Ground Floor, Kohinoor City Mall, Kohinoor City, Kirol Road, Kurla (West), Mumbai - 400070 Maharashtra

14th

28th

7th

21st All Business Days

Daily (STP) Weekly (STP)

OR

OR

OR

Monthly (STP/ SWP/SIP-PDC) Quarterly (SWP)

7th, 14th, 21st, 28th of any month

NEW / EXISTING UNIT HOLDER INFORMATION

Folio / Application No. Name of the Sole/1st Applicant

2

SCHEME DETAILS4

6

Amount (in words) ________________________

5 FREQUENCY DETAILS (Please ) ü

Amount per Withdrawal:

8

Amount (in words) ________________________________________________________________________

DECLARATION AND SIGNATURES

1st / Sole Applicant 2nd Applicant 3rd Applicant

Having read and understood the contents of Statement of Additional Information (SAI), Scheme Information Document (SID) of the Scheme(s), I/We hereby apply to the Trustees of Edelweiss Mutual Fund for units of Scheme(s) of Edelweiss Mutual Fund as indicated above and agree to abide by the terms, conditions, rules and regulations of the Scheme (s). I/We hereby declare that the particulars given herein are correct and complete. I/We confirm that I/we have not received and will not receive any commission or brokerage or any other incentive in any form, directly or indirectly, for subscribing to units issued under any of the Scheme(s). I/We hereby declare that the amount invested in the Scheme(s) is through legitimate sources only and does not involve and is not designed for the purpose of any contravention or evasion of any Act, Rules, Regulations, Notifications or Directions of the provisions of Income Tax Act, 1961, Prevention of Money Laundering Act, 2002, Prevention of Corruption Act, 1988 or any other applicable laws enacted by the Government of India from time to time.For Micro SIP investors- I/we hereby declare that the I/we do not have any existing Micro SIP’s which together with current application will result in aggregate investments exceeding `50,000/- in a financial year.The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us.For NRIs/FIIs only: I/We confirm that I am/we are Non Residents of Indian Nationality/origin and that I/We have remitted funds from abroad through approved banking channels or from funds in my/our Non-resident External Account/FCNR account/NRO/NRSR Account. (Please ü ) (Including amount of transactions made in future) Repatriation Non Repatriation

SIP Period:

SWP Period:

From Date M M Y Y Y Y To Date

From Date M M Y Y Y Y To Date M M Y Y Y Y

SYSTEMATIC WITHDRAWAL PLAN (SWP) DETAILS (Not applicable for ELSS Scheme) (Only Monthly and Quarterly options are available)

SYSTEMATIC INVESTMENT PLAN (SIP) DETAILS

3


TRANSACTION CHARGES (Please ü) (Default option Existing Investor) (Refer Instruction No. XIV)




(Default Plan/Option/Facility will be applied in case of no information, ambiguity or discrepancy)

Schemes offered by Edelweiss Mutual Fund:

Equity Schemes

Edelweiss Absolute Return FundEdelweiss Diversified Growth Equity Top100 (E.D.G.E Top 100) FundEdelweiss ELSS Fund

Edelweiss Emerging Leaders FundEdelweiss Prudent Advantage FundEdelweiss Arbitrage FundEdelweiss Equity Savings Advantage Fund

1 FOR OFFICE USE ONLY




All sections to be filled in English and in BLOCK LETTERS.


gnat

ure

(s)

Please read Product Labeling available on the Front Inside Cover Page and instructions before filling this form (all points marked * are mandatory)

SIP-PDC

7

Amount Per Installment: Amount (in words) ______________________________________________________________________

Option To Scheme

STP Period: From Date M M Y Y Y Y To Date M M Y Y Y Y

SYSTEMATIC TRANSFER PLAN (STP) DETAILS (Not applicable for ELSS Scheme)

Amount Per Installment: M M Y Y Y Y

SIP POST DATED CHEQUE DETAILS

Cheque No. Cheque Date Amount (Rs.) Cheque No. Cheque Date Amount (Rs.)

1. 7.

2. 8.

3. 9.

4. 10.

5. 11.

6. 12.

Cheque drawn on Bank _______________________________________________________________________________Branch ________________________________________________________ City ________________________________

Total No. of Cheques: ______________________________Total Amount Rs. _________________________________

Edelweiss Liquid FundEdelweiss Bond FundEdelweiss Short Term Income FundEdelweiss Gilt Fund

Debt Schemes

Dividend Reinvestment Facility is not available under Edelweiss ELSS Fund




Sub-Broker Code

SPECIAL PRODUCT FORM: TERMS AND CONDITIONS

Systematic Transfer Plan /Systematic Withdrawal Plan

1. All valid requests for STP/SWP forms from one Scheme to the other Scheme would be treated as switch-out/redemption & switch-in/purchase at the applicable NAV of the respective Scheme(s). The difference between the NAV of two Schemes will be reflected in the number of units allotted.

2. Minimum Investment Amount in Transfer Out Scheme should be as per the respective SID/ Addendum.

3. Units marked under Lien, Pledge or Lock-in Period in the Transfer Out Scheme will not be eligible for STP/SWP.

4. All valid applications will be processed as per the applicable uniform cut off timings on the working days as mentioned in the respective Scheme SID.

5. A Unit holder who has opted for STP/SWP under a specific Scheme can also redeem or switch his Units to any other eligible Scheme provided he has sufficient balance in his account on the date of such a request

6. The Unit holder can make additional subscriptions in accordance to the terms and conditions of the Scheme Information Document (SID). Such additional subscription will alter the functioning of the STP/SWP.

7. STP will be terminated automatically in case of a Zero balance in the respective Scheme-Folio on the run-date or expiry of the enrolment period whichever is earlier.

8. The unit holders can choose to opt out from the STP/SWP at any point of time by submitting a written request to the nearest designated Investor Service Center. Such request for discontinuation should be received at least 10 working days prior to the next due date of the SWP/STP.

9. Edelweiss AMC reserves the right to reject any application without assigning any reason thereof and the Trustee reserves the right to change/modify the terms and conditions of SWP/STP.

10. The section for SIP is to be filled up only if investor opts for Systematic Investment Plan (SIP) via Post Dated Cheques (PDCs). New investor has to submit Common Application Form along with SIP Enrolment Form for Post Dated Cheques and Existing investors with folio number can submit only SIP Enrolment Form for Post Dated Cheques.

11. Existing unit holders should note that unit holders' details and mode of holding (single, jointly, anyone or survivor) will be as per the existing Account.

12. The Minimum SIP amount per execution (per installment) in case of Monthly SIP option will be: Rs 500X12 cheques

13. The minimum no. of cheques required in case of SIPs as stated above will be including the cheque required for account/ folio opening. Thus the minimum aggregate value of the SIP investment should be at leastRs6000

14. All SIP cheque except the 1st cheque must be dated 7th or 14th or 21stor 28th of a month. If an investor does not mention SIP Date in the application form or multiple SIP dates are mentioned in the SIP Mandate or the SIP Date is unclear in the application form / SIP Mandate, the default SIP date shall be treated as 7th of every month as per the frequency defined by the investor. An investor shall have the option of choosing for 1 or more than 1 SIP in the same scheme and in the same month however more than one SIP on the same debit date is not allowed.

15. All SIP cheques including the 1st cheque under Monthly SIP should be of the same amount.

16. In case of two consecutive failures due to insufficient balance in bank account while processing request for SIP, Edelweiss Asset Management Limited shall reserve the right to terminate the SIP without any written request from the investor.

17. Allotment of units would be subject to realisation of credit.

18. The cheque should be drawn in the favour of the scheme/plan chosen (e.g."Edelweiss Absolute Return Fund Growth Fund") and crossed "A/C Payee Only" and payable locally and drawn on any bank, which is situated at and is a member of the Bankers Clearing House located at the place where the SIP application is submitted. Outstation cheque will not be accepted.

19. The application is subject to detailed scrutiny and verification. Applications which are not complete in all respect are liable for rejection either at the collection point itself or subsequently after detailed scrutiny / verification at the back office of the Registrar.

20. Unit Holders opting the units in the demat mode, can submit redemption only through DP or through stock exchange platform

21. The first SIP cheque could be submitted on any working day. However the subsequent cheques should be dated 7th or 14th or 21st or 28th. For example if an investor wishes to have a monthly SIP of Rs 5000/- each for 12 months, starting from January to December, then he will have to submit:

a. First cheque for Rs 5000 on any date in June.

b. 11PDCs of equal amount i.e, Rs 5000. All these cheque should bear the same date of different months (to be chosen by an investor from the following available dates- 7th,14th, 21st or 28th of a month) .

22. Employee Unique Identification Number (EUIN):

SEBI has made it compulsory for every employee/ relationship manager/ sales person of the distributor of Mutual Fund products to quote the EUIN obtained by him/her from AMFI in the Application Form. EUIN, particularly in advisory transactions, would assist in addressing any instance of mis-selling even if the employee/relationship manager/sales person later leaves the employment of the distributor. Individual ARN holders including senior citizens distributing

Mutual Fund products are also required to obtain and quote EUIN in the Application Form. Hence, if your investments are routed through a distributor please ensure that the EUIN is correctly filled up in the Application Form. However, if your distributor has not given you any advice pertaining to the investment, the EUIN box may be left blank. In this case, you are required to provide a duly signed declaration to this effect. Distributors are advised to ensure that the sub broker affixes his/her ARN code in the column separately provided in addition to the current practice of affixing the internal code issued by the main ARN holder and the EUIN of the Sales Person (if any) in the EUIN space.

MUTUAL FUND INVESTMENTS ARE SUBJECT TO MARKET RISKS, READ ALL SCHEME RELATED DOCUMENTS CAREFULLY.

W E B S I T E



1800 425 0090N O N T O L L F R E E

+91 40 23001181S M S

IQ to 5757590

Regular SIP Micro SIP (MSIP) New SIP Registration Change in Bank Account (for SIP earlier registered)

Sponsor: Edelweiss Financial Services Limited. Trustee Company: Edelweiss Trusteeship Company Limited. Investment Manager: Edelweiss Asset Management Limited Tower 3, Wing B, Ground Floor, Kohinoor City Mall, Kohinoor City, Kirol Road, Kurla (West), Mumbai - 400070 Maharashtra

SIP Enrollment Form cum NACH / Auto Debit Mandate

INVESTMENT DETAILS Choice of Plan [please ü]

Select your SIP Goal [please üone]

UNITHOLDER INFORMATION

Folio/Application No.

Sole/First Investor Name:

Dividend Sweep to Scheme *Dividend Sweep facility not applicable for Edelweiss Short Term Income Fund

I/We hereby authorize Edelweiss Mutual Fund and their authorized service providers to debit my/our following bank account by NACH clearing/Auto Debit for collection of SIP paymentsNote: Please allow 1 month for Auto Debit to register and start .

Amount Per Installment: Amount (in words)

Installment Period:

Buying Home Children’s Education Wealth Creation Retirement Planning

From Date M M Y Y Y Y To Date M M Y Y Y Y

Frequency Details (Please ü)

7th, 14th, 21st, 28th of any monthAll Business Days 21st OR 28th 7th OR 14th OR

Daily (SIP) Weekly (SIP) Monthly (SIP)

1st Installment Cheque Details:

Drawn on Bank & Branch

Cheque/DD No. Amount (`)

Photo Identification proof number in case of Micro SIP of 1st Applicant _________________ 2nd Applicant ________________ 3rd Applicant ________________

2

3

4


1 FOR OFFICE USE ONLY




All sections to be filled in English and in BLOCK LETTERS. Sole/1st Applicant/Guardian / Authorised Signatory / POA Signatory 2nd Applicant / Authorised Signatory 3rd Applicant / Authorised Signatory Si

gnat

ure

(s)

Please read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

SIP Top-up (Optional) (Please 3 to avail this facility) Top-up Amount (Rs.) (The amount should be in multiples of Rs. 500 only)

SIP Top-up Frequency: Half-yearly Yearly(Refer instruction no. 36)

(Default Plan/Option/Facility will be applied in case of no information, ambiguity or discrepancy) Dividend Reinvestment Facility is not available under Edelweiss ELSS Fund




Sub-Broker Code

5 DECLARATION AND SIGNATURE (To be signed by ALL UNIT HOLDERS if mode of holding is ‘joint’)*I / We declare that the particulars furnished here are correct. I / We authorise Edelweiss Mutual Fund acting through its service providers to debit my / our bank account towards payment of SIP instalments through an Electronic Debit arrangement. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/we would not hold the user institution responsible. I/We will also inform Edelweiss Mutual Fund about any changes in my bank account.This is to inform you that I/We have registered for making payment towards my investments in EDELWEISS MUTUAL FUND by debit to my /our account directly or through NACH. I/We hereby authorize to honour such payments and have signed and endorsed the Mandate Form. Further, I authorize my representative (the bearer of this request) to get the above Mandate verified. Mandate verification charges, if any, may be charged to my/our account.I also hereby agree to read the respective SID and SAI of the mutual fund before investing in any scheme of Edelweiss Mutual Fund using this facility.

Date D D M M Y Y Y Y

Signature Primary Account holder

1. Name as in Bank Records 2. Name as in Bank Records 3. Name as in Bank Records

Signature Account holder Signature Account holder

DEBIT MANDATE FOR NACH

DateSponsor Bank Code CITI000PIGW U�lity Code CITI00062000000037

I/We hereby authorize EDELWEISS MUTUAL FUND To Debit (3) SB / CA / CC SB NRE / SB NRO / Other

Bank A/c. Number

With Bank IFSC or MICR

An Amount of Rupees `

FREQUENCY Monthly Quarterly Half Yearly Yearly As & when presented DEBIT TYPE Fixed Amount Maximum Amount

Reference /Folio No. Phone No.

Scheme Name ALL SCHEMES OF EDELWEISS MUTUAL FUND Email ID

PERIOD

From

To

Or

This is to confirm that the declara�on has been carefully read, understood & made by me / us. I am authorizing the User en�ty / Corporate to debit my account, based on the instruc�ons as agreed and signed by me.I have understood that I am authorized to cancel / amend this mandate by appropriately communica�ng the cancella�on / amendment request to the User en�ty / corporate or the bank where I have authorized debit

UMRND D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

Un�l Cancelled

Tick (3)

Create (3)

Modify

Cancel

First Account Holders Signature Second Account Holders signature Third Account Holders signature

Signature/s as per Edelweiss Mutual Fund records (Mandatory)

Signature/s as per Bank records (Mandatory)


For Office use only

I Agree for the debit of mandate processing charges by the bank whom I am authorizing to debit my accounts as per latest schedule of charges of the bank.

Date

1. UMRN is auto generated during mandate crea�on and is mandatory to be updated during amendment and cancella�on of mandate. (Maximum length – 20 Alpha Numeric Characters).

2. Date in DD/MM/YYYY format.3. Sponsor Bank IFSC / MICR code, le� padded with zeroes where necessary

(Maximum length – 11 Alpha Numeric Characters).4. U�lity Code of the Service Provider (Maximum length – 18 Alpha Numeric

Characters).5. Name of the en�ty to whom the mandate is being given6. Tick on box to select type of ac�ons to be ini�ated.7. Tick on box to select type of ac�ons to be affected.8. Customer's legal account number, le� padded with zeroes. (Maximum

length – 30 Alpha Numeric Characters).9. Name of the Bank and Branch.10. IFSC / MICR code of customer bank. (Maximum length – 11 Alpha Numeric

Characters).11. Amount payable for service or maximum amount per transac�on that could

be processed, in words.12. Amount in figures, similar to the amount men�oned in words (Maximum

length 13 digit Numeric, in paise).13. Tick on box to select frequency of transac�on.14. Validity of mandate with dated in DD/MM/YYYY format.15. Names of customer/s and signatures as well as seal of Company (where

required).16. Telephone no. with STD code of customer.17. Mail ID of customer.

Instruc�ons

Terms and Conditions

1. Please refer to the Key Information Memorandum (KIM), Statement of Additional Information (SAI) and Scheme Information Document (SID) for Applicable NAV, Risk Factors, Load and other information of the Scheme / Plan before investing.

2. Complete Application form and SIP Enrollment Form along with the first cheque should be submitted to the AMC / Karvy ISC's.3. Investors should mandatorily give a cheque for the first Installment. The first cheque should be drawn on the same bank account which is to be registered for NACH / Auto Debit.

Alternatively, the cheque may be drawn on any bank, for which investor should provide a photocopy of the cheque or cancelled cheque of the bank/branch for which NACH / Auto Debit is to be registered.

4. First SIP cheque and subsequent SIP installments via NACH / Auto Debit should be of the same amount. 5. If any chosen day falls on a non business day, the next business day will be considered as the transaction date. 6. Incorrect / Incomplete applications are liable to be rejected. 7. Edelweiss AMC reserves the right to reject any application without assigning any reason thereof and the Trustee reserves the right to change/modify the terms and conditions of

SIP.8. NACH / Auto Debit instructions will take a minimum of one month for registration with the bank and hence the first debit will be carried out only after one month, on the SIP

date mentioned on the form. The AMC reserves the right to modify the SIP period depending on the one month period for registration to ensure minimum number of installments as mentioned in Scheme Information Document (SID)

9. The mandate registration form will be submitted through National Automated Clearing House (NACH) and Banks participating in Direct Debit Facility. This facility is offered to investors having Bank accounts in select banks mentioned in the link under Product and Services tab The Banks in the list may be http://www.npci.org.in/modified/updated/changed/removed at any time in future entirely at the discretion of National Payments Corporation of India without assigning any reasons or prior notice. Standing instructions for investors in such Banks will be discontinued. We will inform you on such discontinuation

10. Auto Debit facility will be offered only to investors having bank account with following banks: Allahabad Bank, Axis Bank, Bank of Baroda, Bank of India, CITI Bank, Corporation Bank, Federal Bank, IDBI Bank, IndusInd Bank, Kotak Mahindra Bank, Punjab National Bank, South Indian Bank & ICICI Bank, State bank Of Patiala, UCO Bank, Union Bank of India, United Bank of India & State Bank of India

11. Incase investors bank account is available under NACH as well Auto Debit Facility, registration will be done through NACH platform.12. If any city, bank/branch is removed, SIP form NACH / Auto Debit instructions for investors in such cities, bank/branch route will be discontinued without prior notice.13. Installment options available under SIP

14. Existing Unit holders in Scheme(s) of Edelweiss Mutual Fund are required to submit only the SIP NACH / Auto Debit Mandate. Existing unit holders should note that the unit holder’s details & the mode of holding will be as per the existing account. New investors, who wish to enroll for SIP through NACH / Auto Debit, should fill the Common Application Form & SIP NACH / Auto Debit Mandate.

15. Initial cheque should be drawn on any bank, which is situated at & is a member of the Banker’s Clearing House located at the place where the SIP application is submitted or payable at par & should participate in local MICR clearing. Please contact the nearest designated Investor Service Centre for the updated list. For outstation applications, the initial DD has to be payable at the nearest AMC locations. No outstation cheques will be accepted. The cheque should be drawn in favor of the Scheme chosen {e.g. Pay ************ [Scheme name] & crossed “A/c Payee Only”.

16. Payments will be accepted by NACH / Auto Debit mode. For this purpose, investors/unit holders are required to give NACH / Auto Debit Mandate Form to debit their bank accounts at periodic intervals& credit the subscription proceeds to Edelweiss Mutual Fund Bank Account.

17. Returned/Dishonored cheque / NACH / Auto Debit Rejects will not be presented again for collection. If the 1st installment cheque is dishonored, the SIP processing/ registration will be rejected.

18. The SIP Enrollment will be discontinued in cases where three consecutive SIP installment are not honored or the bank account is closed and no request for change in bank account has been submitted.

19. If investor has not provided the SIP frequency/period/date, the default SIP frequency would be Monthly & the SIP installments would be the minimum number of installments of the respective Schemes as specified in the Scheme Information Document. The default date will be considered as 7th of the month for Monthly option.

20. Additional SIP: If an investor wants to enroll in another Scheme & continue for the existing folio, then the investor has to submit a duly filled & signed SIP NACH/ Auto Debit Mandate along with the first cheque (if investment is in the new Scheme).

21. Top-up: After completion of the tenure, in case the investor wants to continue his SIP investment for another tenure with the existing folio, then the investor has to submit a duly filled & signed SIP NACH/ Auto Debit Mandate.

22. Investor opting for Top-Up facility should mention maximum amount according to the duration of SIP on the NACH / Auto Debit mandate23. You can choose to discontinue this facility by giving 10 days written notice to any of AMC/ Registrar Investor Service centers.24. Request for change in bank mandate to be submitted atleast 30 business days before the due date of next SIP installment.25. The bank account provided for NACH (Debit) should be in the list of banks participating in NACH .26. MICR code or IFSC code should be mandatory filled on NACH mandate, MICR code starting and / or ending with 000 are not valid for NACH.

Frequency Daily** (SIP) Weekly (SIP) Monthly (SIP)

Minimum Amount `300/- & in multiples of `500/- & in multiples of `500/- & in multiples of (Open-ended Schemes) `1/- thereafter `1/- thereafter `1/- thereafter

Minimum Installments for all# Schemes (except Edelweiss

Arbitrage Fund) 30 12 12

Minimum Installments for Schemes for Edelweiss Arbitrage 30 52 12 Fund

Dates Available All Business Days 7th, 14th, 21st, 28th 7th OR 14th OR 21st OR of any month 28th of any month

#Apart from the initial amount paid for subscribing/entering into this facility.

W E B S I T E



1800 425 0090N O N T O L L F R E E

+91 40 23001181S M S

IQ to 5757590

27. The investor agrees to abide by the terms and conditions of NACH facility of NPCI & Auto Debit as applicable at the time of investment and as may be modified from time to time28. The investor undertakes to keep sufficient funds in the account till the date of execution of the debit. The investor hereby declares that the particulars given overleaf are correct

and complete. If the date of debit to the investors account happens to be a non Business day as per the fund, execution of the debit will not happen on the day of the holiday and allotment of Units will happen as per the terms and conditions listed in the concerned Scheme Information Document (SID). The Fund, its Registrars, Auto Debit Banks and other service providers shall not be liable for, nor be in default by reason of, any failure or delay in completion of its obligation under this agreement, where such failure or delay is caused , in whole or in part, by any acts of God, civil war, civil commotion, riots, strike, mutiny, revolution, fire, flood, fog, war, change of government policies, unavailability of banks computer system , force majeure events or any other cause of peril which is beyond their reasonable control and which has the effect of preventing the performance of contract by them.

29. Investors will not hold Edelweiss AMC, its registrars, banks and other service providers responsible if the transaction is delayed or not effected or the investor's bank account is debited in advance or after the specific sip date due to the local holidays or any other reason.

30. Edelweiss AMC reserves the right to reject any application without assigning any reason thereof.31. Please refer SID for minium SIP investment amount under each Schemes32. Please refer the Key Information Memorandum (KIM) and Scheme Information Document (SID) of the respective Scheme for applicable NAV, risk factors, load (exit/entry) and

other information on the respective Scheme before investing.33. Incorrect, incomplete or ambiguous forms will not be accepted and will be returned to the investor within 10 business days via normal post.34. To avail of SIP in separate Schemes via NACH / Auto Debit facility, an investor will have to fill a separate form for each Scheme. A single form cannot be used for different Schemes

simultaneously.35. As per Prevention of Money Laundering Act 2002, it is mandatory for all investors to be KYC compliant. For more details please refer point XI on “Instructions to Investor for

Filling up the Application Form. Additional instructions for Micro Systematic Investment Plan (MSIP) 1. Micro SIP (Systematic Investment Plan) upto `50,000/- per year per investor shall be exempted from the requirement of PAN. In such cases, the client will have to submit

certain documents as elaborated below and KYC will be handled by the AMCs/RTAs directly. Documents required: a. Standard specified identification instruments like Voter ID card, Government/Defense ID card, Card of Reputed employer, Driving License, Passport in lieu of PAN. b. Proof of address copy. It is clarified that where photo identification documents contains the address of the investor, a separate proof of address is not required. c. Supporting documents copy shall be self attested by the investor / attested by the ARN holder mentioning the ARN number or attested by any competent authority. 2. In lieu of PAN card copy Investor (including joint holders) to provide the self attested valid Photo ID Proof. Please refer Point 3. 3. All Micro SIPs where aggregate of installments in a financial year i.e. April to March does not exceed ̀ 50,000/-. 4. This exemption will be applicable only investments by individuals (including NRIs but not PIOs), Minors and Sole proprietary firms. HUFs and other categories will not be

eligible for Micro SIPs. The exemption is applicable to joint holders also. 5. While making additional/subsequent Micro SIP investment, investor can quote the existing folio number where a Micro SIP has been registered and therefore need not

resubmit the supporting documents again. 6. Photo identification documents to be submitted in case of Micro SIP Voter Identity Card, Driving License, Government / Defense identification card, Passport, Photo Ration Card, Photo Debit Card (Credit card will not be accepted), Employee ID

cards issued by companies registered with Registrar of Companies, Photo Identification issued by Bank Managers of Scheduled Commercial Banks / Gazetted Officer / Elected Representatives to the Legislative Assembly / Parliament, ID card issued to employees of Scheduled Commercial / State / District Co-operative Banks, Senior Citizen / Freedom Fighter ID card issued by Government, Cards issued by Universities / deemed Universities or institutes under statutes like ICAI, ICWA, ICSI, Permanent Retirement Account No (PRAN) card issued to New Pension System (NPS) subscribers by CRA (NSDL), Any other photo ID card issued by Central Government / State Governments /Municipal authorities / Government organizations like ESIC / EPFO.

36. Instructions for Systematic Investment Plan (SIP) Top-up SIP Top-up Facility is not available under Micro SIPs

1. SIP Top-up is a facility wherein an investor who wishes to enrol for SIP, has an option to increase the amount of the SIP installment by a fixed amount at pre-defined intervals i.e. half yearly and yearly. The SIP Top-up amount should be filled in the SIP Enrolment Form itself.

2. The SIP Top-up amount should be in multiples of Rs. 500/- only.3. The SIP Top-up option is only available for monthly SIP.4. In case the top-up frequency is not indicated under Monthly SIP, it will be considered as half yearly interval.

37. Employee Unique Identification Number (EUIN):

SEBI has made it compulsory for every employee/ relationship manager/ sales person of the distributor of Mutual Fund products to quote the EUIN obtained by him/her from AMFI in the Application Form. EUIN, particularly in advisory transactions, would assist in addressing any instance of mis-selling even if the employee/relationship manager/sales person later leaves the employment of the distributor. Individual ARN holders including senior citizens distributing

Mutual Fund products are also required to obtain and quote EUIN in the Application Form. Hence, if your investments are routed through a distributor please ensure that the EUIN is correctly filled up in the Application Form. However, if your distributor has not given you any advice pertaining to the investment, the EUIN box may be left blank. In this case, you are required to provide a duly signed declaration to this effect. Distributors are advised to ensure that the sub broker affixes his/her ARN code in the column separately provided in addition to the current practice of affixing the internal code issued by the main ARN holder and the EUIN of the Sales Person (if any) in the EUIN space.

MUTUAL FUND INVESTMENTS ARE SUBJECT TO MARKET RISKS, READ ALL SCHEME RELATED DOCUMENTS CAREFULLY.

INSTRUCTIONS TO INVESTORS FOR FILLING UP THE COMMON APPLICATION FORM

I. GENERAL INSTRUCTIONS 1. Please read the Key Information Memorandum, Scheme Information Document (SID) and

Statement of Additional Information (SAI) containing the terms of offer carefully before investing. In the SID your attention is particularly drawn to the risk factors of investing in the Scheme and also the sections “Who can’t invest” and “Important note on Anti Money Laundering, KYC & investor protection”.

2. Applications from residents of USA and Canada will not be accepted.3. All applicants are deemed to have accepted the terms subject to which the offer is being

made and bind themselves to the terms upon signing the Application Form and tendering the payment.

4. Application Form should be filled legibly in ENGLISH in BLOCK letters using Black or Dark Blue ink. Incomplete application forms are liable to be rejected. Please refer to the checklist at the end of the application form to ensure that the requisite details and documents have been provided in order to avoid unnecessary delays and / or rejection of your application.

5. Please strike out any section that is not applicable. Correction/Cancellation on any of the mandatory information should be countersigned by the investor.

II. APPLICANT INFORMATION 1. Name should be given in full without any abbreviations. Preferably write exactly as it

appears in your Bank Account or as it appears in the incorporation document as the case may be.

2. Name, Date of birth of the Minor, Name of Parent/Legal Guardian and relationship with minor is mandatory for investment on behalf of Minor applicant.

3. Name of the Contact Person, email and Telephone No. should be mentioned in case of investments by Company, Body Corporate, Trust, Society, FII and other non-individual applicants.

4. The signature should be in English or in any of the Indian languages. Thumb Impressions must be attested by a magistrate or a notary public or a special executive magistrate under his/her official seal. Application by minor should be signed by the guardian. In case of H.U.F., the Karta should sign on behalf of the H.U.F.

5. The designated Investor Service Center/ Collection Center will affix time stamp/manual stamp and return the acknowledgement slip from the application form, to acknowledge receipt of the Application. No separate receipt will be issued for the application money.

6. Please fill in all the fields to prevent rejection of your Application Form. Please refer to the checklist provided at the end of the Application Form to ensure that the necessary details and attachments are made available. The application complete in all respects along with the cheque/ fund transfer instructions must be submitted to the nearest designated Investor Service Center/Collection Center. Applications which are incomplete, invalid in any respect or not accompanied by cheque or fund transfer instructions for the amount payable are liable to be rejected

7. Investors must write the Application Form number / Folio number on the reverse of the cheques accompanying the Application Form.

8. Direct application - Investors are requested to mention the correct distributor Code in the Application Form. In case, the investor is directly applying, then they should clearly mention “DIRECT” in the column mentioned Name and Distributor Code, in all such cases where applications are not routed through any distributor/agent/broker. In cases where unit holder uses a pre-printed Broker Code , unit holder should cancel the ARN No/ Broker Code, write ‘DIRECT’ in the said column and it should also be counter signed by the First unit holder.

9. In case of NRI investment, complete postal address should be stated. P.O. Box address alone is not sufficient. NRIs/ FIIs should necessarily state their overseas address failing which application may be rejected. In addition, Indian address should be stated for correspondence.

10. Investment through constituted Attorney should necessarily be signed by the constituted Power of Attorney holder.

11. Some additional details are required for validating your identity for certain transactions / Communications. Hence please fill the parent’s name in case of first applicant and date of birth of all unit holders.

12. Please provide email ID & Mobile Number, this will help us send investment / product related communication and resolve any queries more promptly.

13. In the event the application has more than one investor and the mode of holding is not specified in the application form, the default option for holding would be considered to be “anyone or survivor”. However, in all such cases, communications, proceeds of all dividend/redemption will be paid to the first named holder.

III. EMAIL COMMUNICATION Account Statement will be sent to Unit holders by Post /Courier for NFO/1st time investment in

any of the Scheme. Subsequent Account Statements/Newsletters / Annual Reports / Other statutory information (as permitted under SEBI (Mutual Funds) Regulations, 1996) will be sent to each Unit holder by e-mail. Investors are requested to provide their e-mail address for the same and this will also help us resolve your queries more promptly. Unitholders who have provided email id will be sent all communications/reports as mentioned above by email only and no physical communications will be sent. Any change in the e-mail address should be communicated to nearest designated Investor Services. EMF/Registrars are not responsible for e-mail not reaching the investor and for all consequences thereof. Should the Unit holder experience any difficulty in accessing the electronically delivered documents, the AMC will arrange for the same through physical mode on receipt of request for the same. It is deemed that the Unitholder is aware of all security risks including possible third party interception of the documents and contents of the documents becoming known to third parties.

IV. BANK ACCOUNT DETAILS It is mandatory to attach cancelled original cheque / self certified copy of blank cheque / self

certified Bank Statement / first page of the Bank Pass book (bearing account number and first unit holder name on the face of the cheque/ Bank Pass Book/ Bank Statement) is required as an incremental additional document in case of: a. Registration of the investor’s Bank Mandate at the time of investment b. Subsequent change in the investor’s Bank Mandate.

SEBI Regulations have made it mandatory for investors to mention the Bank Name & address of branch and bank Account Number in their Investment application form in order to protect the interest of investors from fraudulent encashment of cheques. For registering multiple bank account please fill separate Form for Registering/ Adding Multiple Bank Accounts. Individuals / HUF can register upto 5 bank accounts and Non Individuals upto 10 bank accounts. For further information please refer SAI.

V. PAN DETAILS It is mandatory for all investors to quote their Permanent Account Number (PAN) (except

MICRO SIP Investments) and submit certified copy of the PAN card issued by the Income Tax Department, irrespective of the amount of investment, while making an application for Purchase of Units. In case of joint holding, PAN details of all holders should be submitted. In case the application is on behalf of minor, PAN details of the Guardian must be submitted. Investors residing in the state of Sikkim are exempt from the mandatory requirement of PAN proof submission; however sufficient documentary evidence shall have to be submitted for verifying that they are residents of the State of Sikkim. Applications without the aforesaid details are liable to be rejected without any reference to the investors.

Investment through Systematic Investment Plans (SIPs) upto Rs. 50,000/- (aggregate of installments in a rolling 12 months period or in a financial year i.e. April – March) per year per investor shall be exempt from the requirement of PAN.

VI. INVESTMENT DETAILS Investors should indicate the Option for which the application is made. In case Investors wish

to opt for both the Options, separate Application form will have to be filled. In case applications are received where option/ sub-option for investment is not selected the default option/ Sub option as prescribed in SID will be applicable.

Investors have the option to sweep their dividend in any other Open-ended Scheme of the Fund at the applicable NAV based prices, irrespective of minimum application amount and eligibility requirements of the scheme in which such dividend is being invested.

If the scheme name on the application form and on the payment instrument are different, the application will be processed and units allotted at applicable NAV of the scheme mentioned in the application / transaction slip duly signed by investor(s).

VII. MODE OF PAYMENT 1. As per AMFI best practice guidelines on ‘Risk mitigation process against third party

cheques in mutual fund subscriptions’, Edelweiss Mutual Fund shall not accept applications for subscriptions with third party payment instruments with effect from November 15, 2010.For further information please refer SAI.

2. Investors may make payment by cheque payable locally in the city where the application form is submitted at AMC/Karvy ISC’s or electronic mode such as RTGS/NEFT directly to Mutual Fund Collection account

3. The cheque should be drawn on any bank which is situated at and is a member/sub member of the bankers clearing house. Cheque drawn on the bank not participating in the clearing house will not be accepted.

4. Payment through Stock invest, outstation cheques and cash will not be accepted.5. The cheque should be drawn in favor of “Edelweiss __________(Scheme name)” and

should be crossed 'Account Payee Only'.6. Returned cheques will not be presented again for collection and the accompanying

application will be rejected.7. Single cheque for investments in multiple Schemes and multiple cheques for investments

in Single Scheme will not be accepted.8. If the dividend amount under Dividend payout option is less than or equal to ̀ 100/-, the

same will be reinvested. (Except in case of Edelweiss Diversified Growth Equity Top 100 Fund, Edelweiss Absolute Return Fund, Edelweiss Prudent Advantage Fund and Edelweiss Emerging Leaders Fund)

9. In case of investment through electronic mode (RTGS/ Transfer letter), you are requested to contact the nearest AMC/ Karvy ISC for the Bank Account Number to which the purchase/additional purchase amount is to be credited.

10. NRI / FII’s Repatriation basis: - Payments by NRIs/FIIs may be made by way of cheques drawn on

non-resident external accounts payable at par and payable at the cities where the Investor Service Centers are located.

Non-Repatriation basis:- NRIs investing on a non repatriable basis may do so by issuing cheques drawn on Non-Resident Ordinary (NRO) account payable at the cities where the Investor Service Centers are located.

11. In case of payment through electronic mode (RTGS/NEFT or Transfer Letter), need to provide the bank acknowledgement copy along with purchase application.

VIII. PAYMENT OF REDEMPTION /DIVIDEND Investors are requested to provide the following details along with the mandatory

requirement of bank account details (bank, branch address, account type and account no.) in the application form for electronic fund transfer (EFT)of dividend / redemption amount to the unit holders bank account. AMC will automatically extend this facility to all unit holders in case the bank account as communicated by the unit holder is with any of the bank providing EFT facility.

a. The 11 digit IFSC (Indian Financial System) Code b. The 9-digit MICR (Magnetic Ink Character Recognition) number appearing next to the cheque number in the cheque leaf (Please attach copy of the cancelled cheque for verification) Based on the above information AMC will enable secure transfer of your redemption and dividend payouts via the various electronic mode of transfers (RTGS / NEFT / Direct Credit mode that are available in the banking system). We are currently offering Direct Credit facility with the following Banks:

1. Axis Bank 2. CITI Bank 3. HDFC Bank 4. HSBC 5. ICICI Bank 6. Kotak Mahindra Bank 7. Standard Chartered Bank 8. Yes Bank

If Investor is having bank account with any of the above mentioned bank, He/ She will receive Redemption/Dividend proceeds via Direct Credit/ RTGS/ NEFT mode to their respective bank accounts.

This facility of EFT is safe and fast and eliminates the potential risk of loss of instruments in transit through physical mode. The Mutual Fund, however, reserves the right to issue a cheque / demand draft to unit holders residing at locations where this facility is not available.

“If the remittance is delayed or not affected for reasons of incomplete or incorrect information, AMC cannot be held responsible”. For validation of IFSC/MICR code, investor to attach the cancelled cheque/copy of cheque (PSU banks account holders to provide the front page of pass book along with cheque copy). If these documents are not provided the fund will not be responsible consequent delay in receipt of payment. Fund is also not responsible for bankers delay.

ELECTRONIC CLEARING SERVICE (ECS) - ECS facility is available only in respect of dividend payments and not in the case of Redemption of Units. Based on the bank particulars, investors will receive a direct credit of the amount due to them in their notified account with intimation to the unit holder.

IX. NOMINATION DETAILS Applicants applying for Units singly/jointly can make a nomination at the time of initial

investment or during subsequent investments. 1. The nomination can be made only by individuals applying for /holding units on their own

singly or jointly. Non-individuals including society, trust (other than a religious or

Page 39

charitable trust), body corporate, partnership firm, Karta of Hindu Undivided Family, holder of Power of Attorney cannot nominate. W.e.f. April 1, 2011, nomination is not allowed in a folio held on behalf of a minor. All holders will have to sign request for nomination or cancellation of nomination, even if the mode of holding is not joint. Nomination cannot be signed by Power of Attorney (PoA) holders.

2. A minor can be nominated and in that event, the name and address of the guardian of the minor nominee shall be provided by the Unit Holder. Nomination can also be made in favor of the Central Government, State Government, a local authority, any person designated by virtue of his office or a religious or charitable trust.

3. A Non-Resident Indian can be a Nominee subject to the exchange control regulations in force, from time to time.

4. Nomination in respect of the units stands rescinded upon the redemption/ transfer/ transmission of units.

5. Transmission of units in favour of a Nominee shall be a valid discharge by the Asset Management Company (AMC) against the legal heir.

6. The cancellation of nomination can be made only by those individuals who hold units on their own behalf singly or jointly and who made the original nomination. On cancellation of the nomination, the nomination shall stand rescinded and the AMC/ Fund/ Trustees shall not be under any obligation to transmit the units in favour of the Nominee.

7. Nomination shall maintained at the folio / account level and shall be applicable for all schemes in the folio / account.

8. A Nominee cannot be a resident of USA/Canada X. PREVENTION OF MONEY LAUNDERING AND KNOW YOUR CUSTOMER (KYC)

According to SEBI Guidelines under ‘The Prevention of Money Laundering Act, 2002’, Mutual Funds are required to follow enhanced know your customer (KYC) norms. Further, SEBI has also notified SEBI (KYC Registration Agency) Regulations, 2011 on December 23, 2011 with a view to bring uniformity in KYC requirements for the securities market and to develop a mechanism for centralization of the KYC records. Accordingly the following procedures shall apply: • SEBI has introduced a common KYC Application Form for all the SEBI registered

intermediaries viz. Mutual Funds, Portfolio Managers, Depository Participants, Stock Brokers, Venture Capital Funds, Collective Investment Schemes, etc. New Investors are therefore requested to use the common KYC Application Form and carry out the KYC process including IPV with any SEBI registered intermediaries including mutual funds. The KYC Application Forms are also available on our website www.edelweissmf.com.

• The Fund shall perform the initial KYC of its new investors and may undertake enhanced KYC measures commensurate with the risk profile of its investors in line with the aforementioned circulars/circulars issued by SEBI in this regard from time to time. The Fund shall upload the details of the investors on the system of the KYC Registration Agency (“KRA”). The Registrar & Transfer Agent of the Fund viz. Karvy Computershare Private Limited (“Karvy”) may also undertake the KYC of the investors on behalf of the Fund. On receipt of the KYC documents from the Fund, the KRA shall send a letter to the investor within SEBI stipulated timelines, confirming the details thereof.

• Once the investor has done KYC with a SEBI registered intermediary, the investor need not undergo the same process again with another intermediary but can submit the letter/acknowledgment issued by the KRA.

• It is mandatory for intermediaries including mutual funds to carry out IPV of its new investors. The IPV carried out by any SEBI registered intermediary can be relied upon by the Fund. Edelweiss Asset Management Limited and NISM/AMFI certified distributors who are Know Your Distributor (KYD) compliant are authorized to undertake the IPV for mutual fund investors. Further, in case of any applications received directly (i.e. without being routed through the distributors) from the investors, the Fund may rely upon the IPV (on the KYC Application Form) performed by the scheduled commercial banks.

• Existing KYC compliant investors of the Fund can continue to invest as per the current practice. However, existing investors are also urged to comply with the new KYC requirements including IPV as mandated by SEBI.

• Application Form not accompanied by KYC Application Form or letter/acknowledgment issued by KRA may be rejected by the Fund. The KYC compliance status will be validated with the records of the KRA.AMC reserves the right to call for any additional information from the investors/applicant/reject applications/subsequent application in order to fulfill the requirements of PMLA norms prescribed by SEBI/PMLA Regulation from time to time.

XI. PURCHASE/REDEMPTION OF UNITS THROUGH STOCK EXCHANGE INFRASTRUCTURE Investors can purchase and redeem units of the following schemes on Mutual Fund Services

System (MFSS) of the National Stock Exchange of India Ltd. (NSE) and on the BSE Stock Exchange Platform for Allotment and Repurchase of Mutual Funds (BSE StAR MF System) of Bombay Stock Exchange Ltd. (BSE):

a) Edelweiss ELSS Fund b) Edelweiss Diversified Growth Equity Top 100 (E.D.G.E. Top 100) Fund c) Edelweiss Prudent Advantage Fund d) Edelweiss Absolute Return Fund e) Edelweiss Emerging Leaders Fund f) Edelweiss Arbitrage Fund g) Edelweiss Liquid Fund h) Edelweiss Bond Fund i) Edelweiss Short Term Income Fund j) Edelweiss Gilt Fund k) Edelweiss Equity Savings Advantage Fund Please refer Scheme Information Document(s) of the Scheme(s) for further details.XII. INVESTMENTS UNDER THE ZERO BALANCE FOLIO For Investments under the zero balance folio, signatures on the transaction slip would be

required as per the mode of holding.XIII. TRANSACTION CHARGE IN RESPECT OF APPLICATIONS ROUTED THROUGH

DISTRIBUTORS/ BROKERS: In terms of SEBI circular no. CIR/ IMD/ DF/ 13/ 2011 dated August 22, 2011, as amended form

time to time, Transaction Charge per subscription of ̀ 10,000/ – and above shall be charged to the investors w.e.f. November 1, 2011and paid to the distributors/ brokers (who have opted in for transaction charges) in respect of applications relating to new subscriptions only (lumpsum and SIP), subject to the following: • For existing mutual fund investors: ̀ 100/ – per subscription of ̀ 10,000/ – and above; • For the first time mutual fund investors: ̀ 150/ – per subscription of ̀ 10,000/ – and above;

• In case of SIPs, transaction charge shall be applicable only if the total commitment through SIP amounts to `10,000/ – and above. In such cases the transaction charge would be recovered in 4 installments, starting from the 2nd to 5th instalment.

• There shall be no transaction charge on subscription of below ̀ 10,000/-. • There shall be no transaction charge on transactions other than purchases/ subscriptions

relating to new inflows. • There shall be no transaction charge on direct investments. • There shall be no transaction charge on subscriptions carried out through the Stock

Exchange Platform. In accordance with SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012,

distributors shall also have an option either to opt in or opt out of levying transaction charge based on type of the product.

The Transaction Charge as mentioned above shall be deducted by the AMC from the subscription amount of the unitholder and paid to the distributor and the balance shall be invested.

XIV. Investors already holding a folio in Edelweiss Mutual Fund can provide their existing Folio Number and Name of applicants(s) corresponding to the said folio. It is the responsibility of the Investor to ensure correctness of such details provided. The personal details and Bank Account details as registered in the existing folio number as provided would apply to the said investment and the registered details would prevail over any conflicting information furnished in this form. Edelweiss Asset Management Limited reserves the right to assign any of the existing Folio Number of the investor against multiple applications and / or subsequent purchases under this new application form lodged, with identical mode of holding and address and such other criterions and integrity checks as may be determined by the Edelweiss Asset Management Limited from time to time.

XV. Employee Unique Identification Number (EUIN): SEBI has made it compulsory for every employee/ relationship manager/ sales person of the

distributor of Mutual Fund products to quote the EUIN obtained by him/her from AMFI in the Application Form. EUIN, particularly in advisory transactions, would assist in addressing any instance of mis-selling even if the employee/relationship manager/sales person later leaves the employment of the distributor. Individual ARN holders including senior citizens distributing Mutual Fund products are also required to obtain and quote EUIN in the Application Form. Hence, if your investments are routed through a distributor please ensure that the EUIN is correctly filled up in the Application Form.

However, if your distributor has not given you any advice pertaining to the investment, the EUIN box may be left blank. In this case, you are required to provide a duly signed declaration to this effect. Distributors are advised to ensure that the sub broker affixes his/her ARN code in the column separately provided in addition to the current practice of affixing the internal code issued by the main ARN holder and the EUIN of the Sales Person (if any) in the EUIN space.

XVI BENEFICIAL OWNERSHIP DETAILS: Under the Prevention of Money Laundering Act, 2005 (“PMLA”), all intermediaries including

mutual funds are required to obtain sufficient information from their clients in order to identify and verify the persons who beneficially own or control the account. SEBI circular dated January 24, 2013 on identification of Beneficial Ownership has prescribed a uniform approach to be followed for determination of beneficial owners. A 'Beneficial owner' is defined as a natural person/s who ultimately own, control or influence a client and/or persons on whose behalf a transaction is being conducted, which includes persons who exercise ultimate effective control over a legal person or arrangement.

All categories of investors except individuals, company listed on a stock exchange or majority owned subsidiary of such company, are requested to provide details about beneficial ownership in the Application Forms for all their investments. The Fund reserves the right to reject applications/restrict further investments or seek additional information from investors who have not provided the requisite information on beneficial ownership. In the event of change in beneficial ownership, investors are requested to immediately update the details with the Fund/Registrar.

XVII FATCA DETAILS: The Foreign Account Tax Compliance Act is a United States (US) federal law, aimed at

prevention of tax evasion by US Citizens and Residents (“US Persons”) through use of offshore accounts. The FATCA provisions were included in the HIRE Act enacted by the US legislature. FATCA is designed to increase compliance by US taxpayers and is intended to bolster efforts to prevent tax evasion by the US taxpayers with offshore investments.

As per SEBI circular no. CIR/MIRSD/2/2014 dated June 30, 2014, the Government of India and the US have reached an agreement in substance on the terms of an Inter-Governmental Agreement (“IGA”) to implement the FATCA provisions, which have become globally applicable from July 1, 2014. FATCA requires enhancement of due diligence processes by the Foreign Financial Institutions (“FFI”) so as to enable identification of US reportable accounts.

The Fund/ Edelweiss Asset Management Limited (“the AMC”) are likely to be classified as a FFI under the FATCA provisions, in which case the Fund /the AMC would be required, from time to time, to (i) undertake necessary due diligence process by collecting information/ documentary evidence of the US/non US status of the investors; (ii) disclose/report information as far as may be legally permitted about the holdings/investment returns pertaining to reportable accounts to the US Internal Revenue Service and/or such Indian authorities as may be specified under FATCA or other applicable laws and (iii) carry out such other activities as prescribed under the FATCA provisions, as amended from time to time.

FATCA due diligence will have to be directed at each investor/unit holder (including joint investors) and on being identified as a reportable person/specified US person, all the folios will be reported. Further, in case of folio with joint investors, the entire account value of investment portfolio will be attributable under each such reportable person. Investors/Unit holders would therefore be required to furnish such information to the Fund/AMC, from time to time, in order to comply with the reporting requirements stated in the IGA and or circulars/guidelines issued by SEBI/AMFI in this regard.

The impact of FATCA is relevant not only at the point of on-boarding of the investors but also throughout the life cycle of the investor account / folio with the Fund. Hence investor(s) should immediately intimate the Fund/AMC, in case of any change in the FATCA related information provided by them at the time of initial subscription.

The Fund/AMC reserves the right to reject any application or compulsorily redeem the units held directly or beneficially in case the applicant/investor fails to furnish the relevant information and/or documentation or is found to be holding units in contravention of the FATCA provisions.

Investors are advised to consult their tax advisors to understand the FATCA requirements and its implications in relation to their investment.

INSTRUCTIONS TO INVESTORS FOR FILLING UP THE COMMON APPLICATION FORM

Page 40

SIM

Special InvestmentMandate

G M'Gain Switching Mechanism Facility'

‘Prepaid’ SIPA New Age Investment Plan SWITCH ON ARBITRAGE

OFF

*‘Prepaid’ SIP is an action based trigger facility that serves as a financial planning tool.

Whereas..Under our ‘Prepaid’ SIP you won’t miss an opportunity to enter the market whenever it falls beyond a certain predefined limit. i.e. you are able to get ‘timing’ into your investment

Benefit 1 Benefit 2

‘Prepaid’ SIP helps investors overcome the indecision of whether to invest or not in bearish / volatile market conditions.

Time to make a move

from conventional thinking!

*‘Prepaid’ SIPA New Age Investment Plan

‘Catches win matches’

A right catch at the right time can change the game of cricket. So is the case with investments. Encashing an opportunity at the right time can make a huge difference to your returns!

Under regular SIP you invest on a fixed basis either on a daily, weekly, monthly or quarterly basis, at market levels prevailing on that date.

Only ‘Prepaid’ SIP helps you get the benefit of both “time” & “timing”

Know About‘Prepaid’ SIP

# Source Schemes are : Edelweiss Liquid Fund, Edelweiss Absolute Return Fund, Edelweiss Prudent Advantage Fund, Edelweiss Equity Savings Advantage Fund and Edelweiss Arbitrage Fund

(Trigger for switch from Edelweiss Liquid Fund will be activated post completion of exit load period, if any.) Available under Growth and Dividend Payout Option of the said Schemes.@ Target Schemes are: E.D.G.E Top 100 Fund (EDGE), Edelweiss Emerging Leaders Fund (EELF), Edelweiss ELSS Fund (ELSS), Edelweiss Prudent Advantage Fund (EPAF) and Edelweiss Absolute Return Fund. ̂ Same Scheme cannot be selected as Source as well as Target Scheme.

Benefits

On activation of trigger, entry into the target Scheme provides an opportunity to capture an upside movement of Nifty 50/ Nifty Midcap 100 Index.

Initial investment in Edelweiss Liquid Fund, Edelweiss Absolute Return Fund, Edelweiss Prudent Advantage Fund, Edelweiss Equity Savings Advantage Fund and Edelweiss Arbitrage Fund helps generate returns till such time the funds do not move into the designated Equity Scheme.

Step 1 Step 2 Step 3 Step 4

On the trigger getting activated, 5% / 10% of

the initial investment amount or fixed amount

as opted will be switched to the designated Target

@Scheme

Switch^ will be triggered each time Nifty 50/ Nifty

Midcap 100 Index falls either by 0.50% / 1% /

2% from the previous days Nifty50 / Nifty

Midcap 100 Index closure

Make an initial investment in any of

#our Source Schemes

Decide on your investment amount:w Min `25,000w Max `18,00,000

How Does‘Prepaid’SIP work?

Step 1 Step 2 Step 3 Step 4

On the trigger getting activated, 5% / 10% of

the initial investment amount or fixed amount

as opted will be switched to the designated Target

@Scheme

Switch^ will be triggered each time Nifty 50/ Nifty

Midcap 100 Index falls either by 0.50% / 1% /

2% from the previous days Nifty 50/Nifty

Midcap 100 Index closure

Make an initial investment in any of

#our Source Schemes

Decide on your investment amount:w Min `25,000w Max `18,00,000

How Does‘Prepaid’SIP work?

FAQ’s on ‘Prepaid’ SIPFAQs on ‘Prepaid’ SIP

1. What is a 'Prepaid' SIP? 'Prepaid' SIP is a financial planning tool provided to the Unit holder for initiating

action based trigger. The Unit holder can specify any of the specific events provided in advance and when this event takes place the trigger will get activated.

2. How is a 'Prepaid' SIP useful in financial planning? Prepaid' SIP facility helps the Unit holder to switch 5% / 10% of the invested amount

or fixed amount as opted into the selected Scheme(s) whenever Nifty 50 Index or Nifty Midcap 100 Index falls beyond a predefined limit.

3. What are the different kinds of trigger points available to the Unitholders under 'Prepaid' SIP?

Unit holders have the following trigger points to choose from: NIFTY 50 Index falls by 0.50% from it's previous day's closure NIFTY 50 Index falls by 1% from it's previous day's closure NIFTY 50 Index falls by 2% from it's previous day's closure Nifty Midcap 100 Index falls by 0.50% from it's previous day's closure Nifty Midcap 100 Index falls by 1% from it's previous day's closure Nifty Midcap 100 Index falls by 2% from it's previous day's closure

4. Can both Nifty 50 Index and Nifty Midcap 100 fall be selected as trigger point? Yes, both NIFTY 50 Index and NIFTY Midcap 100 fall can be selected as the trigger

point.5. How many Schemes can be selected as the Target Schemes for switch in? In case the trigger is Nifty 50 Index, the investor can select a maximum of 3 Schemes

as the Target Schemes [from E.D.G.E. Top 100 Fund (EDGE), Edelweiss Emerging Leaders Fund (ELF), Edelweiss ELSS Fund (ELSS), Edelweiss Prudent Advantage Fund (PAF), Edelweiss Equity Savings Advantage Fund (ESAF) and Edelweiss Absolute Return Fund (ARF)].

In case the trigger is Nifty Midcap 100 Index, only Edelweiss Emerging Leaders Fund & Edelweiss Equity Savings Advantage Fund would be the Target Scheme.

6. Under which Schemes is 'Prepaid' SIP available? Currently 'Prepaid' SIP is available only under the Growth and Dividend Payout

Option of Existing and Direct Plan of the Source Schemes viz. Edelweiss Absolute Return Fund / Edelweiss Liquid Fund / Edelweiss Arbitrage Fund / Edelweiss Prudent Advantage Fund / Edelweiss Equity Savings Advantage Fund from where the switch out would happen when the trigger is activated to the Target Schemes viz. E.D.G.E. Top 100 Fund (EDGE), Edelweiss Emerging Leaders Fund (ELF), Edelweiss ELSS Fund (ELSS), Edelweiss Prudent Advantage Fund (PAF), Edelweiss Equity Savings Advantage Fund (ESAF) and Edelweiss Absolute Return Fund (ARF).

Same Scheme cannot be selected as Source as well as Target Scheme 7. Is there any default option in case the Unitholder fails to give his option(s) of

Indices and/or Target Schemes and/or % of switch? Investors are requested to note that the default option for the fall in Nifty 50 Index

and Nifty Mid Cap 100 Index would be 1% and the default transferee Scheme would be EDGE, default option Nifty 50 Index and default switch would be 5%

8. What is the minimum investment amount for opting for 'Prepaid' SIP? 'Prepaid' SIP is available only for investments under the Growth and Dividend

Payout Option of Existing and Direct Plan of Edelweiss Absolute Return Fund /

Edelweiss Liquid Fund / Edelweiss Arbitrage Fund / Edelweiss Prudent Advantage Fund / Edelweiss Equity Savings Advantage Fund with transaction amount of Rs. 25,000/- to Rs. 18,00,000/-.

9. What are the various options available to the Unit holders on the activation of 'Prepaid' SIP Trigger?

On the day of the happening of the event, the Unit holder can choose to switch* 5% /10% of the invested amount or fixed amount into the selected Target Scheme(s). *Switch from Edelweiss Absolute Return Fund Edelweiss Prudent Advantage Fund / Edelweiss Equity Savings Advantage Fund (being a Source Scheme) to Edelweiss Absolute Return Fund Edelweiss Prudent Advantage Fund / Edelweiss Equity Savings Advantage Fund (being a designated Target Scheme) is not applicable.

10. How long will the Switch continue in 'Prepaid' SIP? 5% / 10% of the investment amount or fixed amount opted by the investor, is

switched every time the trigger is activated. The switch would continue till the time the investment amount is exhausted. If the balance amount under selected Source Scheme is less than 5% / 10% or of the investment amount or the fixed amount opted, the entire amount would be switched into the Target Scheme(s) selected by the investor.

11. In what ratio will the switch amount be bifurcated into the Target Schemes? What would be the default ratio for bifurcation, in case the investor does not indicate his preference in this regard?

In case only one Scheme is selected as the Target Scheme, the entire amount would be switched into the said scheme.

In case of multiple Target Schemes, the investor needs to indicate the ratio (totaling 100 and in integers only) in which the amount switched in can be bifurcated into the selected Target Schemes. In case the investor does not provide a preferred ratio, the ratios by default would be as under, the same being in the order of the Schemes names mentioned in the Application Form:

40:30:30 (in case 3 Schemes have been selected as the Target Schemes) and 50:50 (in case 2 Schemes have been selected as the Target Schemes)

For e.g. if an investor has invested `1 Lac in Edelweiss Liquid Fund and opted for 10% or `1,000 fixed amount for switch, and has selected three Target Schemes - ARF, EDGE and ELSS in the ratio 40:50:10. In the event the trigger gets activated, `10,000 would be switched out from the Source Scheme to be invested in ARF, EDGE and ELSS to the extent of ̀ 4,000, ̀ 5,000 and ̀ 1,000 respectively.

12. Is there any minimum amount below which the switch amount would not be invested into the Target scheme(s)?

In case more than one Target Scheme are selected and the switch amount in any of the target schemes is less than `1,000/-, the entire amount would get switched into one scheme in the following order viz- EDGE or ARF or Midcap or ELSS or ESAF or PAF. If EDGE is one of the target schemes then entire amount will be switched into EDGE, If EDGE is not one of the target schemes and ARF is, then entire amount will be switched into ARF and like wise in the above order.

13. If both NIFTY 50 Index and NIFTY Midcap 100 Index fall beyond the predefined closure, how would the switch be effected into target schemes? If the investor has opted for both NIFTY 50 Index and NIFTY Midcap 100 Index trigger points, switch would take place in each of the target schemes, whenever Nifty 50 Index or

NIFTY Midcap 100 Index falls beyond the predefined limit. For e.g.: if investor has invested `1 Lac in Edelweiss Liquid Fund, has opted for 10% or `10,000 switch on fall in both NIFTY Index and NIFTY Midcap 100 Index into 3 Target Schemes -ARF, EDGE and ELSS, in the ratio of 40:50:10 in case of NIFTY 50 Index (Target Scheme being SMF in case of fall in Nfty Midcap100 Index), then the switch would be effected as follows:

Source Scheme: Edelweiss Liquid Fund

* Since the switch amount in ELSS is less than Rs. 1000/- the entire switch amount (Rs. 4805.51) is transferred into EDGE Fund.

DateFall in NIFTY 50

Index (%)

Fall in NIFTY Midcap 100 Index (%)

Target Scheme in case of fall in NIFTY 50 Index

Target Scheme in case of fall in NIFTY Midcap 100

IndexBalance in Source scheme

Ratio of switch 40 50 10 N.A.

10% switch ARF EDGE ELSS Midcap

1/1/2013 1.01 0.92 Installment 1 4,000.00 5,000.00 1,000.00 0 90000+appreciation

22/2/2013 0.75 1.29 Installment 2 0 0 0 10,000.00 80000+appreciation

15/3/2013 1.47 2.23 Installment 3 4,000.00 5,000.00 1,000.00 10,000.00 60000+appreciation



17/5/2013 1.23 1.75 Installment 6 4,000.00 5,000.00 1,000.00 10,000.00 20000+appreciation

14/6/2013 1.87 2.43 Installment 7 4,000.00 5,000.00 1,000.00 10,000.00Appreciation (Assuming it is

4805.51)

2/7/2013 1 1.73 Installment 8 0 4805.5*1 0 0 ZERO

FAQ’s on ‘Prepaid’ SIPFAQs on ‘Prepaid’ SIP

14. Can a 'Prepaid' SIP be discontinued? Yes, the 'Prepaid' SIP can be discontinued by submitting a duly signed request letter. Ten(10) business days time is required to discontinue the 'Prepaid' SIP.

15. When will the 'Prepaid' SIP get activated? 'Prepaid' SIP would get activated on next business day following the date on which

the funds for investment in the Growth or Dividend Payout Option of Existing /Direct Plan of Source Scheme has been realized / received. For example, if the subscription under the Growth or Dividend Payout Option of Existing / Direct Plan of the Source Scheme is received on Monday and if the credit for the same has been received on Wednesday, the trigger option would get activated only on Thursday. Thursday onwards if the trigger is activated, then 5% / 10% of the invested amount of fixed amount opted would be switched to the selected Target Scheme(s).

Note: Trigger for switch from Edelweiss Liquid Fund will be activated post completion of exit load period, if any. For switch from Edelweiss Absolute Returns Fund ,Edelweiss Arbitrage Fund, Edelweiss Prudent Advantage Fund and Edelweiss Equity Savings Advantage Fund applicable exit load will be levied.

16. Can a Unit holder apply for multiple transactions in one 'Prepaid' SIP Form? No. Please use separate 'Prepaid' SIP Form for each transaction.

17. Can a Unit holder apply for switching into multiple Schemes on a single 'Prepaid' SIP Form?

Yes, the Unit holder can apply for switching in maximum of three schemes as Target Schemes in case of fall in Nifty 50 Index and only SMF would be the Target Scheme, in case of fall in Nifty Midcap 100 Index.

18. Will the intra-day points of Nifty 50 Index or Nifty Midcap 100 Index be considered for transactions on the day of the activation of the 'Prepaid' SIP Trigger?

No. Only end of the day closing points of the aforesaid indices will be considered for activating the 'Prepaid' SIP trigger. Percentage rise/falls will be calculated by taking the last working day's closing point of the respective Index.

19. Where is the 'Prepaid' SIP Form available? 'Prepaid' SIP Form is available at all designated Investor Service Centers of

Edelweiss Mutual Fund (“the Fund”) as well as the website of the Fund www.edelweissmf.com.

20. How is the Unit holder informed about the execution of 'Prepaid' SIP? The Unit holder is informed about the execution and the subsequent transactions

through the E-mail account statements, if they have provided their email id in the Application Form, else the same would be communicated through the Common Application Statement.

Note: Investors are requested to read the “Business Day” definition given in SID.

All other Schemes except Edelweiss Liquid Fund:

Note: Valid applications for 'switch-out' shall be treated as applications for Redemption and for 'switch-in' shall be treated as applications for Purchase, and the provisions of the Applicable NAV and cut-off time as mentioned above shall be applied respectively to the 'switch-in' and 'switch-out' applications.

Operation

Valid Purchase applications received & funds are available for utilization before cut off time

Valid Redemption applications

In respect of valid Purchase applications accepted on a Business Day and funds are not available for utilization before cut off time

Cut off time

Upto 2.00 noon

Upto 3.00 P.M.

After 2.00 noon

After 3.00 P.M.

Irrespective of the time of acceptance of application

Applicable NAV

The closing NAV of the day immediately

preceding the day of receipt of application


preceding the next Business Day


preceding the next Business Day

Closing NAV of the next Business Day shall

be applicable.

The closing NAV of the day immediately preceding the day on which the funds are available for utilization before cut off time by the Scheme.

Operation

Valid Purchase applications of less than Rs.2 lacs received on a Business Day

Valid Purchase applications of Rs.2 lacs or more received on a Business Day

Valid Redemption applications received on a Business Day

Cut off time

Upto 3.00 P.M.

Upto 3.00 P.M.

Upto 3.00 P.M.

After 3.00 P.M.

After 3.00 P.M.

After 3.00 P.M.

Applicable NAV

The closing NAV of the day of receipt of valid application

The closing NAV of the Business day on which funds are available for utilization before cutoff

The closing NAV of the day of receipt of valid application

The closing NAV of the Next Business Day of receipt of valid application

The closing NAV of the Next Business Day of receipt of valid application

APPLICABLE NAVEdelweiss Liquid Fund:

SWITCH ON ARBITRAGE*

OFF

Know about “SWITCH ON ARBITRAGE”

Step01 Make an initial investment in Edelweiss Liquid Fund with minimum amount of Rs. 10,000/-

Step02

Step03

Automatic switch from Edelweiss Liquid Fund to Edelweiss Arbitrage Fund will be triggered on the Tuesday immediately preceding the expiry day of the Futures and Options i.e. on the last Thursday of every month. (In case Tuesday/Thursday is a holiday, switch/expiry would happen on the preceding working day.

Step04

Switching in to Edelweiss Arbitrage Fund would enable investors to take benefit of thearbitrage opportunities available in the equity market close to expiry date.

Benefits

Initial Investment in Edelweiss Liquid Fund helps generate returns till such time as the fundsdo not move into Edelweiss Arbitrage Fund.

Arbitrage funds are treated as equity-oriented schemes and are not subject to Dividend DistributionTax (DDT) and Long Term Capital Gains Tax.

*A time based trigger facility that allows switching of investment from Edelweiss Liquid Fund to Edelweiss Arbitrage Fund

Investors can opt for this facility at the time of investment or anytime later.The entire amount invested will be switched to Edelweiss Arbitrage Fund on activationof trigger.

Switch into Edelweiss Arbitrage Fund for better risk-adjusted returns.

G MCapital Apprecia�on based Trigger Facility :

'Gain Switching Mechanism Facility'

The Gain Switching Mechanism Facility (“GSM Facility”), an Event-based Trigger Facility, will enable investors to switch a fixed percentage of Capital Apprecia�on from the Source Scheme to a Target Scheme at a predetermined frequency.

What are the benefits of GSM Facility

Par�cipate in market upside by inves�ng in Source Schemes and, Safeguard your gains against sharp vola�lity by switching the gains to target Schemes.

Apprecia�on of investment in high risk Funds, can be switched to stable and accrual Funds. The switch investments will provide further stable apprecia�on

What are the steps to avail GSM Facility

01STEP

02STEP

03STEP

04STEP

Invest at least Rs. 25,000/-

Make an ini�al investment in any of our Source Schemes*

Switch will be triggered each �me Capital Apprecia�on ranging from 5% / 10% / 25% / 50% / 75% / 100%

On the trigger ge�ng ac�vated, percentage ini�al investment, as selected by you, will be switches to designated Target Scheme^

*Source Schemes: Edelweiss Absolute Return Fund, Edelweiss Diversified Growth Equity (E.D.G.E) Top 100 Fund, Edelweiss Emerging Leaders Fund and Edelweiss Prudent Advantage Fund;^Target Schemes: Edelweiss Absolute Return Fund, Edelweiss Arbitrage Fund, Edelweiss Liquid Fund and Edelweiss Short Term Income Fund;

The GSM Facility would be triggered on the occurrence of the event only a�er comple�on of one year from the date of allotment of units under the Source Scheme OR a�er comple�on of the exit load period, as applicable to the Source Scheme, whichever is later;The NAV at which the percentage of Capital Apprecia�on will be calculated will be based on the NAV of the Source Scheme as calculated from the date of registra�on for GSM Facility under such Source Scheme. Subsequent Capital Apprecia�ons shall be calculated based on the NAV at which the previous switch under the GSM Facility was processed from the Source Scheme. Irrespec�ve of the apprecia�on in the NAV of the Source Scheme, only such percentage of Capital Apprecia�on, as opted for by the investor will be considered for GSM;

Illustra�on: Calcula�on of GSM

å Any request for changing the op�ons under the GSM Facility or for discon�nuing the GSM Facility shall be processed within 10 working days from the date of submission of such request;

å The GSM Facility will be automa�cally terminated if all units under the Source Scheme are liquidated or withdrawn or pledged or upon receipt of in�ma�on of death of the unit holder;

å Switch-out' shall be treated as applica�on for Redemp�on and 'Switch-in' shall be treated as applica�on for Purchase. Accordingly, the provisions of the Applicable NAV and cut-off �me as specified in the Scheme Informa�on Document (SID) of the respec�ve Scheme shall be applicable for such transac�on.

Amount invested in the Source Scheme (Rs.)

NAV (Rs.) Units Value (Rs.) Capital Apprecia�on

(%)Capital Apprecia�on

Switch out (%) Amount of Switch

(Rs.) Units switched out to

Target Scheme

50000 20.00 2,500.000 50,000.00 - - - -

GSM Registered 20.00 - - - 25% - -

23.00 2,500.000 57,500.00 15.00% 25% NA -

24.89 2,500.000 62,225.00 24.45% 25% NA -

GSM - 1st trigger 25.05 2,500.000 62,625.00 25.25% 25% 12,500.00 499.002

24.99 2,000.998 50,004.94 -0.24% 25% NA -

26.79 2,000.998 53,606.74 6.95% 25% NA -

30.45 2,000.998 60,930.39 21.56% 25% NA -

GSM - 2nd trigger 32.45 2,000.998 64,932.39 29.54% 25% 12,531.25 386.171

33.90 1,614.827 54,742.63 4.47% 25% NA -

35.00 1,614.827 56,518.94 7.86% 25% NA -

39.45 1,614.827 63,704.92 21.57% 25% NA -

GSM - 3rd trigger 41.05 1,614.827 66,288.65 26.50% 25% 13,100.28 319.130

41.09 1,295.697 53,240.19 0.10% 25% NA -

W E B S I T E



1800 425 0090N O N T O L L F R E E

+91 40 23001181S M S

IQ to 5757590

Contact us on:

For Riskometer refer page 2, 3 & 4

1. What is GSM?

GSM is an event based Trigger Facility that serves as a financial planning tool. The Unit holder can specify any of the specific events provided in advance and when this event takes place the trigger will get activated.

2. How is GSM useful in financial planning?

GSM facility helps the Unit holder to switch the capital appreciation amount from source schemes to target schemes. Investor can choose to switch whenever the capital appreciates by 5%/10%/25% / 50%/75%/100%.

3. What are the different kinds of trigger points available to the Unit holders under GSM?

Unit holders have the following trigger points to choose from: Capital appreciation of 5%/10%25%/50%/75%/100% can be switched perpetually or as a one time switch.

4. Can multiple trigger points be selected?

For single transaction only one trigger point can be opted. One can change the trigger point by giving in a request for change. Ten (10) business days time is required for registering any change in GSM.

5. How many Schemes can be selected as the Target Schemes for switch in?

Only one scheme can be selected as target scheme.

6. Under which Schemes is GSM available?

Currently GSM is available only under the Growth and Dividend Payout Option of Existing and Direct Plan of the Source Scheme i.e. Edelweiss Absolute Return Fund (EARF), E.D.G.E. Top 100 Fund (EDGE), Edelweiss Emerging Leaders Fund (EELF) and Edelweiss Prudent Advantage Fund (EPAF) from where the switch out would happen when the trigger is activated to the Target Schemes viz. Edelweiss Absolute Return Fund (EARF), Edelweiss Arbitrage Fund (EAF), Edelweiss Liquid Fund (ELF) and Edelweiss Short Term Income Fund (ESTIF).

7. Is there any default option in case the Unit holder fails to give his option(s) of Target Schemes and/or % of switch?

Investors are requested to note that the default Target Scheme shall be Edelweiss Arbitrage Fund, the default option for % switch shall be 10% of capital appreciation and the same shall be switched perpetually.

8. What is the minimum investment amount for opting for GSM?

GSM is available only for investments under the Growth and Dividend Payout Option of Existing and Direct Plan of Edelweiss Absolute Return Fund / E.D.G.E. Top 100 Fund / Edelweiss Emerging Leaders Fund / Edelweiss Prudent Advantage Fund with transaction amount of ̀ 25,000/- and above

9. How long will the Switch continue in GSM?

Capital appreciation of 5%/10%/25%/50%/75%/100% as selected by the investor is switched every time the trigger is activated. If the investor has opted for one time switch, the switch would get effected only once and in case the investor is opted for perpetual switch, the switch into the target scheme would continue till the trigger is discontinued.

10. How will the perpetual GSM work?

If the investor has an investment of ̀ 50,000/- and registered for GSM when the NAV is @ of `20.00 per unit and has opted for switching of capital appreciation of 25% perpetually into Edelweiss Arbitrage Fund, the capital appreciation switches will happen as per the below illustration:

11. How is the capital appreciation derived?

As shown in the illustration in pt. 10, the first capital appreciation is derived from the NAV of the day on which the investor has registered for GSM facility. Subsequent capital appreciation would be calculated based on the NAV on which the earlier capital appreciation switch took place. In the above illustration the base NAV for subsequent capital appreciation is ̀ 25.05.

12. Can a GSM be discontinued?

Yes, the GSM can be discontinued by submitting a duly signed request letter. Ten(10) business days time is required to discontinue the GSM.

13. When will the GSM get activated?

The capital appreciation switch would be activated/ triggered only if the investment is greater than one year OR post completion of exit load whichever is later.

14. Can a Unit holder apply for multiple transactions in one GSM Form?

No. Please use separate GSM Form for each transaction.

15. What happens if the capital appreciation on a given date is more than the capital appreciation opted for?

As per the illustration shared in Pt. 10, irrespective of the capital appreciation, only the % of cap appreciation opted for would be considered for switch.

16. Where is the GSM Form available?

GSM Form is available at all designated Investor Service Centers of Edelweiss Mutual Fund (“the Fund”) as well as the website of the Fund www.edelweissmf.com.

17. How is the Unit holder informed about the execution of GSM?

The Unit holder is informed about the execution and the subsequent transactions through the E-mail account statements, if they have provided their email id in the Application Form, else the same would be communicated through the Common Account Statement.

Amount invested NAV (`) Units Value (`) Capital Capital Amount of Units switched in the Source Appreciation Appreciation Switch (`) out to Target Scheme (`) (%) Switch out (%) Scheme

50000 20.00 2,500.000 50,000.00 - - - -

GSM Registered 20.00 - - - 25% - -

23.00 2,500.000 57,500.00 15.00% 25% NA -

24.89 2,500.000 62,225.00 24.45% 25% NA -

GSM - 1st trigger 25.05 2,500.000 62,625.00 25.25% 25% 12,500.00 499.002

24.99 2,000.998 50,004.94 -0.24% 25% NA -

26.79 2,000.998 53,606.74 6.95% 25% NA -

30.45 2,000.998 60,930.39 21.56% 25% NA -

GSM - 2nd trigger 32.45 2,000.998 64,932.39 29.54% 25% 12,531.25 386.171

33.90 1,614.827 54,742.63 4.47% 25% NA -

35.00 1,614.827 56,518.94 7.86% 25% NA -

39.45 1,614.827 63,704.92 21.57% 25% NA -

GSM - 3rd trigger 41.05 1,614.827 66,288.65 26.50% 25% 13,100.28 319.130

41.09 1,295.697 53,240.19 0.10% 25% NA -

Terms and Conditions:1. For availing the GSM Facility an investor has to invest a lump sum amount of at least

Rs. 25,000/- under the Growth or Dividend Payout Option of the selected Source Scheme and provide a standing instruction to the Fund to switch a pre-determined percentage of Capital Appreciation into the selected Target Scheme;

Source Schemes: Edelweiss Absolute Return Fund, Edelweiss Diversified Growth Equity (E.D.G.E) Top 100 Fund, Edelweiss Emerging Leaders Fund and Edelweiss Prudent Advantage Fund;

Target Schemes: Edelweiss Absolute Return Fund, Edelweiss Arbitrage Fund, Edelweiss Liquid Fund and Edelweiss Short Term Income Fund;

Capital Appreciation: Capital Appreciation will be a percentage of appreciation in the Net Asset Value (NAV) of the Source Scheme as calculated from the date of registration for GSM Facility under such Source Scheme and subsequently calculated based on the NAV at which the previous switch under the GSM Facility was processed;

2. Investor has to submit a duly completed 'GSM Application Form' for availing this Facility. Separate 'GSM Application Forms' have to be submitted for multiple transactions. First time/new investors have to submit duly completed 'GSM Application Form' along with the 'Common Application Form';

3. The AMC/Fund shall activate the GSM Facility within 7 working days from the date of submission of the GSM Application Form;

4. Investors can either opt for a One-time Switch of the predetermined percentage of Capital Appreciation or opt for a Perpetual Switch which will continue till all the units in the Source Scheme are exhausted;

5. Investors will have an option to select from the range of percentages of Capital Appreciation ranging from 5% / 10% / 25% / 50% / 75% / 100%;

6. Default Options: If the investor does not :

i. select the Target Scheme, the default Target Scheme shall be Edelweiss Arbitrage Fund;

ii. specify the frequency for GSM Facility, the default frequency shall be Perpetual Switch; and

iii. specify the percentage of Capital Appreciation, the default percentage shall be 10% ;

7. The GSM Facility would be triggered on the occurrence of the event only after completion of one year from the date of allotment of units under the Source Scheme OR after completion of the exit load period, as applicable to the Source Scheme, whichever is later;

8. The NAV at which the percentage of Capital Appreciation will be calculated will be based on the NAV of the Source Scheme as calculated from the date of registration for GSM Facility under such Source Scheme. Subsequent Capital Appreciations shall be calculated based on the NAV at which the previous switch under the GSM Facility was processed from the Source Scheme.

9. Any request for changing the options under the GSM Facility or for discontinuing the GSM Facility shall be processed within 10 working days from the date of submission of such request;

10. The GSM Facility will be automatically terminated if all units under the Source Scheme are liquidated or withdrawn or pledged or upon receipt of intimation of death of the unit holder;

11. Switch-out' shall be treated as application for Redemption and 'Switch-in' shall be treated as application for Purchase. Accordingly, the provisions of the Applicable NAV and cut-off time as specified in the Scheme Information Document (SID) of the respective Scheme shall be applicable for such transaction.

FAQs

This pag

e is in

tentio

nally

left

blank

I/we wish to receive the following document via email in lieu of physical document(s) Account Statement / News Letter / Annual Report / Other Statutory Information

E-MAIL COMMUNICATION (Refer Instruction No. III) [please ü]

Yes No

All sections to be filled in English and in BLOCK LETTERS.Use this form If you are making a one time investment. For SIP investment use the separate SIP Form All columns marked * are mandatory

4 Mandatory * PAN Please attach certified PAN copy (Refer Instruction No. V)

P A N N U M B E R1st Applicant /Guardian Yes (Please submit proof) Yes (Please submit KYC Application Form)

Know Your Customer (KYC) (Refer Instruction No. X)

^Mandatory proof of Date of Birth for Minors (Any One)

Birth Certificate School Leaving Certificate Passport

Mark sheet issued by Higher Secondary Board / ICSE / CBSE Others _______________________________________ Please Specify

5 APPLICANT INFORMATION (Refer Instruction No. II) to be filled in BLOCK LETTERS*

Name of Sole /1st Applicant Mr. Ms. M/s. Others (Please Specify)

Date of Birth (DOB)^ / Date of Incorporation D D M M Y Y

In case of Minor - Parent/ Legal Guardian Name of 1st Applicant /Contact person (in case of non individual applicant)

Relationship with Minor/ Designation

3 EXISTING UNIT HOLDER INFORMATION / EXISTING ZERO BALANCE FOLIO NO. If you have existing folio, please fill in section 2 and proceed to section 8. (Refer Instruction No. XI)

Folio No. Name of First Applicant


2


TRANSACTION CHARGES (Please ü) (Default option Existing Investor) (Refer Instruction No. XII)


Mailing Address of Sole/First Applicant (P.O. Box alone may not be sufficient) Overseas Investor must provide Indian Address

City State Country Pin Code

Contact Details of Sole / First Applicant

Email ID & Mobile No. are essential to enable us to communicate with you better

Mobile No.

Email ID (In BLOCK Letters)

STD Code Res. Office

I N D I A

Address for correspondence (for NRI applicants) Indian Overseas

Overseas Address (mandatory for NRI/FII applicant*)

Country Zip Code

Fax Tel. No.

SIMF






gnat

ure

(s)

Applications from residents of USA and Canada will not be accepted

Mode of Holding* ü Single Joint Any one or survivor(s)[please ]

Mandatory forNon-IndividualInvestor

Is the entity involved/providing any of the following services Yes Now For Foreign Exhange / Money Changer Services Yes Now Money Lending / Pawning Yes No

w Gaming / Gambling / Lottery Services (e.g. casinos, betting syndicates) Yes No

Legal Status* ü [please ]

Resident Individual FII’s Society/Club

AOP/BOI NRI/PIO FI HUF

Minor Partnership Firm Bank Trust

Company/Body Corporate NPO

Others _______________________________


Below 1 Lac 1-5 Lacs 5-10 Lacs 10-25 Lacs


Net-worth in (Mandatory for Non-Individuals) ` ................................

as on (Not older than 1 year) Please Specify

Forex Dealer Unlisted Company Body Corporate Listed Company Others _________________________



Business Service Professional Agriculturist House Wife Student Defence Bureaucrat

P l e a s e S p e c i f y

D D / M M / Y Y Y Y Politically Exposed Person (PEP) Yes NoRelated to PEP Yes No

Name of 2nd Applicant Mr. Ms. PAN


SIMF

Collection Center’s Stamp &Receipt Date and Time

Received from: Mr. / Ms. / M/s___________________________________________________ an application for allotment

Scheme________________________________________ Plan _____________________ Option______________________

vide Cheque No ___________________________Dated ____/____/________ Amount (`) ____________________ Drawn on

Bank and Branch ________________________________________________________________________________________

Application No:

Please note: All purchases are subject to realization of cheques and as per applicable load structure (please refer Scheme Information Document)

ACKNOWLEDGEMENT SLIPTo be filled in by the investor

[(Also attach Ultimate Beneficiary Ownership form) (Refer Instruction No. XIV)]

W E B S I T E



1800 425 0090N O N T O L L F R E E

+91 40 23001181S M S

IQ to 5757590

SIM - Special Investment Mandate FormPlease read Product Labeling available on the Front Inside Cover Page and instructions before filling this form(all points marked * are mandatory)

Name of 3rd Applicant Mr. Ms. PAN




Others______________________


Please Specify




Please Specify









Others______________________


Please Specify




Please Specify









Sub-Broker Code WB057602

WB057602

CHECKLIST ( Please submit the following documents with your application (where applicable). All documents should be original/true copies certified by a Director/Trustee /Company Secretary /Authorised signatory / Notary Public.)

Documents Individual Companies Societies Partnership Firms Investment through POA Trusts NRI FIIs PIO Resolution/ Authorisation to invest ü ü ü ü üList of authorised signatories with specimen signatures ü ü ü ü ü üMemorandum & Articles of Association üTrust Deed üBye-laws üPartnership Deed üOverseas Auditor Certificate üNotarised POA üProof of Address ��üCopy of PAN Card ü ü ü ü ü ü �ü üKYC Compliance ü ü ü ü ü ü �ü ü �üPIO Card ��üForeign Inward Remittance Certificate ü ��ü�

POA Name Mr. Ms. PAN

6 POWER OF ATTORNEY (POA) If investment is being made by a Constitutional Attorney, please submit notarised copy of POA

Invest in (Gross Amount)Fall In

(both benchmarkscan be selected)

*Switch from Edelweiss Absolute Return Fund (being a Source Scheme) to Edelweiss Absolute Return Fund (being a designated Target Scheme) is not applicable.#^^Default Option ^Trigger for switch from Edelweiss Liquid Fund will be activated post completion of exit load period, if any. Applicable exit load will be levied on switch.

Percentage Based Transfer: Switch 5% or 10% of the investment amount to Ratio equaling to 100 in case more than 1 scheme is selected

Edelweiss Diversified Growth Equity Top 100 (E.D.G.E. Top 100) Fund (Ratio / Amount ___________________)

Edelweiss ELSS Fund (Ratio______________)

Edelweiss Emerging Leaders Fund (Ratio/ Amount________________)

Edelweiss Absolute Return Fund* (Ratio / Amount _______________)

Edelweiss Equity Savings Advantage Fund* (Ratio / Amount _____________)

Existing Plan Direct Plan

#Edelweiss Absolute Return Fund

Edelweiss Liquid Fund^#Edelweiss Equity Savings Advantage Fund

#Edelweiss Prudent Advantage Fund

Fixed Amount Transfer (Minimum switch amount should be 1000 and in multiple of 1000 thereafter)

1)

2)

3)

4)

5)

Edelweiss Prudent Advantage Fund (Ratio / Amount _____________)6)


Growth^^ Dividend Payout Option:

Existing DirectPlan:

‘Prepaid’ SIP Investment Details*

(Refer Instruction No. VI a) [please ü]

Nifty MidCap 100

2%

1%

0.50%

Nifty 50

1%

2%

0.50%

Dividend Sweep to Scheme __________________________________________Plan______________________Option________________

`25,000 - 18,00,000: ` ______________________________

> `18,00,000: ` ______________________________

Specify amount

Specify amount

GrowthReinvestment Payout Sweep

Dividend

Bonus

#Edelweiss Arbitrage Fund

8

Switch on Arbitrage Investment Details*

Dividend Sweep to Scheme __________________________________________Plan______________________Option________________

On the occurrence of trigger the entire unit balance will be switched to

Edelweiss Arbitrage Fund

Amount `

^^Default Option

Growth

Reinvestment Payout Sweep

Dividend

Regular Plan Direct Plan

Edelweiss Liquid Fund

Growth^^ Dividend Payout Option:

Existing DirectPlan:

(Refer Instruction No. VI b) [please ü]

Bonus

INVESTMENT DETAILS FOR SIM (Refer Instruction No. VI)

----------------------------------------------------------------------------- OR -----------------------------------------------------------------------------

----------------------------------------------------------------------------- OR -----------------------------------------------------------------------------

------------------------------ OR ------------------------------

Dividend Reinvestment Facility is not available under Edelweiss ELSS Fund

7 FATCA/CRS/KYC Additional Details Non Individual Investors should mandatory fill separate FATCA/CRS details form

#Please indicates all Countries, other than India, in which you are a resident for tax purpose, associated Taxpayer Identification Number and it’s Identification type e.g.: TIN etc.

Sole / First Applicant / Guardian 2nd Applicant 3rd Applicant POA

Place & Country of Birth PLACE COUNTRY Place & Country of Birth PLACE COUNTRY Place & Country of Birth PLACE COUNTRY



1

2

3



1

2

3



1

2

3

In case of opting for multiple SIM facilities, multiple forms needs to be given.

Edelweiss Diversified Growth Equity Top 100 FundEdelweiss Emerging Leaders FundEdelweiss Prudent Advantage FundEdelweiss Absolute Return FundEdelweiss Equity Savings Advantage Fund


#The dividend frequency Daily, Weekly, Fortnightly, Monthly & Monthly Reinvestment, Monthly Payout ,Monthly Sweep Facility is only available under Edelweiss Liquid Fund. Default Option under Edelweiss Liquid Fund shall be Dividend Option /Daily Dividend Reinvestment Facility

*Trigger to be done only on completion of 1 year OR if the Exit load of source Scheme is over, whichever is later

(Refer Instruction No. VI c) [please ü]

DECLARATION AND SIGNATURE(S)11Having read and understood the contents of the Scheme Information Document of the Scheme and Statement of Additional Information and subsequent amendments thereto including the section on who cannot invest, "Prevention of Money Laundering" and "Know Your Customer", I/We hereby apply to the Trustee of Edelweiss Mutual fund for units of the Scheme as indicated above and agree to abide by the terms and conditions, rules and regulations of the Scheme. I/We further declare, I am / we are authorised to invest the amount & that the amount invested by me/us in the above mentioned Scheme(s) is derived through legitimate sources and is not held or designed for the purpose of contravention of any acts, rules, regulations or any statute or legislation or any other applicable laws or notifications, directions issued by the governmental or statutory authority from time to time. It is expressly understood that I/We have the express authority from our constitutional documents to invest in the units of the Scheme(s) and the AMC/Trustee/Fund would not be responsible if the investment is ultra vires thereto and the investment is contrary to the relevant constitutional documents. I/We agree that in case my/our investment in the Scheme(s) is equal to or more than 25% of the corpus of the Scheme, then Edelweiss Asset Management Ltd., Investment Manager to the Edelweiss Mutual Fund, has full right to refund the excess to me/us to bring my/our investment below 25%. I/We have not received nor been induced by any rebate or gifts, directly or indirectly in making this investments. I /We hereby authorise Edelweiss Mutual Fund, its Investment Manager and its agents to disclose details of my investment to my bank(s) / Edelweiss Mutual Fund's bank(s) and / or Distributor / Broker / Investment Advisor. I/We hereby authorize you to disclose, share, remit in any form, mode or manner, all/ any of the information provided by me/ us, including all changes, update to such information as and when provided by me/ us to Edelweiss Mutual Fund/ Edelweiss Asset Management Limited to any Indian or foreign governmental or statutory or judicial authorities/ agencies, the tax/ revenue authority and other investigation agencies without obligation on advising me/ us of the same. I/We authorise Edelweiss Mutual Fund to reject the application, revert the units credited/redeem units created at applicable NAV, restrain me/us from making any further investment in any of the Schemes of the fund, recover/debit my/our folios(s) with the penal interest and take any appropriate action against me/us in case the cheque(s)/payment instrument is/are returned by my/our banker for any reason whatsoever. I/We undertake that these investments are my/our own and acknowledge that AMC reserves the right to call for such other additional information/documents as required to comply with PMLA/KYC/FATCA norms. I/We hereby, further agree that the Fund can directly credit all the dividend payouts and redemption amount to my bank details given above. I/We hereby declare that the particulars stated above are correct.The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. I/We further agree that the Fund/AMC can send us all types of SMS relating to the products offered by them.Applicable to investors who have not opted for nomination facility. I/We hereby confirm that it is my/our informed decision not to avail the nomination facility offered by Edelweiss Mutual Fund.I / We confirm that I am/We are not resident(s) of United States under the laws of United States or resident(s) of Canada. In case of change to this status, I / We shall notify the AMC, in which event the AMC reserves the right to redeem my/our investments in the Scheme(s).

Applicable to NRI only: I/We confirm that I am / we are Non Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through approved banking channels from funds in my/our Non-Resident External/Ordinary Account/FCNR Account. Please (ü) (Including amount of Additional Purchase Transaction made in future)

Repatriation Non Repatriation

Sole/1st Applicant/Guardian / Authorised Signatory / POA Signatory 2nd Applicant / Authorised Signatory 3rd Applicant / Authorised Signatory

Sign

atu

re(s

)

D D M M Y YDate

Place

For Detailed Instructions on Filling the Application Form please refer to Page no. 44.

Name of Nominee Date of Birth Allocation Name of Legal Guardian/Parent Relationship with Address of Nominee/ (If Nominee is minor) (%) (If Nominee is minor) nominee Legal Guardian

NOMINATION DETAILS* (Refer Instruction No. IX)10

I/We hereby nominate the under mentioned nominee to receive the amounts to my/our credit in event of my/our death. I/We also understand that all payments and settlements made to such Nominee shall be a valid discharge by the AMC/Mutual Fund/ Trustee Company.

Mode of Payment [please ü] Cheque No. Date

Gross Amount (`) DD Charges (`) Net Amount (`)

Bank /Branch & City

Account No. Account Type [please ü]

10 PAYMENT DETAILS (Refer Instruction No. VII)

RTGS/NEFT Transfer Letter Cheque

SB Current NRO NRE FCNR

D D M M Y Y Y Y

A/c Type [please ü]

Account No Bank Name

Branch Address

Pin IFSC Code MICR Code

9 BANK ACCOUNT DETAILS* (Refer Instruction No. IV for multiple bank registration)

Current NRO NRE FCNR SB

INSTRUCTIONS TO INVESTORS FOR FILLING UP THE SIM APPLICATION FORM

I. GENERAL INSTRUCTIONS 1. Please read the Key Information Memorandum, Scheme Information Document (SID) and

Statement of Additional Information (SAI) containing the terms of offer carefully before investing. In the SID your attention is particularly drawn to the risk factors of investing in the Scheme and also the sections “Who can’t invest” and “Important note on Anti Money Laundering, KYC & investor protection”.

2. Applications from residents of USA and Canada will not be accepted.3. All applicants are deemed to have accepted the terms subject to which the offer is being

made and bind themselves to the terms upon signing the Application Form and tendering the payment.

4. Application Form should be filled legibly in ENGLISH in BLOCK letters using Black or Dark Blue ink. Incomplete application forms are liable to be rejected. Please refer to the checklist at the end of the application form to ensure that the requisite details and documents have been provided in order to avoid unnecessary delays and / or rejection of your application.

5. Please strike out any section that is not applicable. Correction/Cancellation on any of the mandatory information should be countersigned by the investor.

II. APPLICANT INFORMATION 1. Name should be given in full without any abbreviations. Preferably write exactly as it

appears in your Bank Account or as it appears in the incorporation document as the case may be.

2. Name, Date of birth of the Minor, Name of Parent/Legal Guardian and relationship with minor is mandatory for investment on behalf of Minor applicant.

3. Name of the Contact Person, email and Telephone No. should be mentioned in case of investments by Company, Body Corporate, Trust, Society, FII and other non-individual applicants.

4. The signature should be in English or in any of the Indian languages. Thumb Impressions must be attested by a magistrate or a notary public or a special executive magistrate under his/her official seal. Application by minor should be signed by the guardian. In case of H.U.F., the Karta should sign on behalf of the H.U.F.

5. The designated Investor Service Center/ Collection Center will affix time stamp/manual stamp and return the acknowledgement slip from the application form, to acknowledge receipt of the Application. No separate receipt will be issued for the application money.

6. Please fill in all the fields to prevent rejection of your Application Form. Please refer to the checklist provided at the end of the Application Form to ensure that the necessary details and attachments are made available. The application complete in all respects along with the cheque/ fund transfer instructions must be submitted to the nearest designated Investor Service Center/Collection Center. Applications which are incomplete, invalid in any respect or not accompanied by cheque or fund transfer instructions for the amount payable are liable to be rejected

7. Investors must write the Application Form number / Folio number on the reverse of the cheques accompanying the Application Form.

8. Direct application - Investors are requested to mention the correct distributor Code in the Application Form. In case, the investor is directly applying, then they should clearly mention “DIRECT” in the column mentioned Name and Distributor Code, in all such cases where applications are not routed through any distributor/agent/broker. In cases where unit holder uses a pre-printed Broker Code , unit holder should cancel the ARN No/ Broker Code, write ‘DIRECT’ in the said column and it should also be counter signed by the First unit holder.

9. In case of NRI investment, complete postal address should be stated. P.O. Box address alone is not sufficient. NRIs/ FIIs should necessarily state their overseas address failing which application may be rejected. In addition, Indian address should be stated for correspondence.

10. Investment through constituted Attorney should necessarily be signed by the constituted Power of Attorney holder.

11. Some additional details are required for validating your identity for certain transactions / Communications. Hence please fill the parent’s name in case of first applicant and date of birth of all unit holders.

12. Please provide email ID & Mobile Number, this will help us send investment / product related communication and resolve any queries more promptly.

13. In the event the application has more than one investor and the mode of holding is not specified in the application form, the default option for holding would be considered to be “anyone or survivor”. However, in all such cases, communications, proceeds of all dividend/redemption will be paid to the first named holder.

III. EMAIL COMMUNICATION Account Statement will be sent to Unit holders by Post /Courier for NFO/1st time investment in

any of the Scheme. Subsequent Account Statements/Newsletters / Annual Reports / Other statutory information (as permitted under SEBI (Mutual Funds) Regulations, 1996) will be sent to each Unit holder by e-mail. Investors are requested to provide their e-mail address for the same and this will also help us resolve your queries more promptly. Unitholders who have provided email id will be sent all communications/reports as mentioned above by email only and no physical communications will be sent. Any change in the e-mail address should be communicated to nearest designated Investor Services. EMF/Registrars are not responsible for e-mail not reaching the investor and for all consequences thereof. Should the Unit holder experience any difficulty in accessing the electronically delivered documents, the AMC will arrange for the same through physical mode on receipt of request for the same. It is deemed that the Unitholder is aware of all security risks including possible third party interception of the documents and contents of the documents becoming known to third parties.

IV. BANK ACCOUNT DETAILS It is mandatory to attach cancelled original cheque / self certified copy of blank cheque / self

certified Bank Statement / first page of the Bank Pass book (bearing account number and first unit holder name on the face of the cheque/ Bank Pass Book/ Bank Statement) is required as an incremental additional document in case of: a. Registration of the investor’s Bank Mandate at the time of investment b. Subsequent change in the investor’s Bank Mandate.

SEBI Regulations have made it mandatory for investors to mention the Bank Name & address of branch and bank Account Number in their Investment application form in order to protect the interest of investors from fraudulent encashment of cheques. For registering multiple bank account please fill separate Form for Registering/ Adding Multiple Bank Accounts. Individuals / HUF can register upto 5 bank accounts and Non Individuals upto 10 bank accounts. For further information please refer SAI.

V. PAN DETAILS It is mandatory for all investors to quote their Permanent Account Number (PAN) (except

MICRO SIP Investments) and submit certified copy of the PAN card issued by the Income Tax Department, irrespective of the amount of investment, while making an application for Purchase of Units. In case of joint holding, PAN details of all holders should be submitted. In case the application is on behalf of minor, PAN details of the Guardian must be submitted. Investors residing in the state of Sikkim are exempt from the mandatory requirement of PAN proof submission; however sufficient documentary evidence shall have to be submitted for verifying that they are residents of the State of Sikkim. Applications without the aforesaid

details are liable to be rejected without any reference to the investors. Investment through Systematic Investment Plans (SIPs) upto Rs. 50,000/- (aggregate of

installments in a rolling 12 months period or in a financial year i.e. April – March) per year per investor shall be exempt from the requirement of PAN.

VI. INVESTMENT DETAILSa. ‘Prepaid' SIP investment is currently allowed only under Growth and Dividend Payout

Option of Existing and Direct Plans of Edelweiss Arbitrage Fund, Edelweiss Absolute Return Fund, Prudent Advantage Fund, Edelweiss Equity Savings Advantage Fund and Edelweiss Liquid Fund. In case investors wish to invest in any other Scheme/Option, the regular Common Application Form needs to be filled in. Whenever the Nifty 50 / Nifty Mid Cap 100 falls by 0.50% / 1% / 2% from its previous closing, 5% / 10% of the invested amount or fixed amount opted under Growth or Dividend Payout Option of Existing and Direct Plans of Edelweiss Arbitrage Fund, Edelweiss Absolute Return Fund, Prudent Advantage Fund, Edelweiss Equity Savings Advantage Fund and Edelweiss Liquid Fund will be switched into the designated Scheme selected by the investor.

Investors are requested to note that the default option for the fall in Nifty 50 and Nifty Mid Cap 100 would be 1% and the default transferee scheme would be E.D.G.E Top100 Fund and Edelweiss Emerging Leaders Fund respectively and 5% would be the default switch percentage. In case applications are received where option/ sub-option for investment is not selected the default option/ sub option as prescribed in SID will be applicable. For detailed information, refer section - FAQs on 'Prepaid' SIP. Investors should indicate the Option for which the application is made. In case Investors wish to opt for both the Options, separate Application form will have to be filled. In case applications are received where option/ sub-option for investment is not selected the default option/ Sub option as prescribed in SID will be applicable. Investors have the option to sweep their dividend in any other Open-ended Scheme of the Fund at the applicable NAV based prices, irrespective of minimum application amount and eligibility requirements of the Scheme in which such dividend is being invested.

b. Switch on Arbitrage investment is currently allowed only under Growth and Dividend Payout Option of Existing and Direct Plans of Edelweiss Liquid Fund. In case investors wish to invest in any other Scheme/Option, the regular Common Application Form needs to be filled in.

On every Tuesday, preceding the Futures and Option expiry date (last Thursday of the month), all the units would be switched out from Liquid Fund into Arbitrage Fund. In case Tuesday is a holiday, the switch out would be initiated on the earlier business day. Switch-out shall be treated as applications for Redemption and Switch-in shall be treated as applications for Purchase, and the provisions of the Applicable NAV, exit load and cut-off time as mentioned in the KIM and SID shall apply.

Investors should clearly indicate the Plan/Option under Edelweiss Liquid Fund at the time of investment. In case Investors wish to opt for both the Options i.e Growth and Dividend Payout, separate Application forms will have to be filled. In case applications are received where Option for investment is not selected, the default Option as prescribed in SID will be applicable. Investors have the option to sweep their dividend in any other Open-ended Scheme of the Fund at the applicable NAV based prices, irrespective of minimum application amount and eligibility requirements of the Scheme in which such dividend is being invested.

c. Gain Switching Mechanism (GSM) - For availing the GSM Facility an investor has to invest a lump sum amount of at least `25,000/- under the Growth or Dividend Payout Option of the selected Source Scheme and provide a standing instruction to the Fund to switch a pre-determined percentage of Capital Appreciation into the selected Target Scheme;

Source Schemes: Edelweiss Diversified Growth Equity (E.D.G.E) Top 100 Fund, Edelweiss Emerging Leaders Fund and Edelweiss Prudent Advantage Fund;

Target Schemes: Edelweiss Absolute Return Fund, Edelweiss Arbitrage Fund and Edelweiss Short Term Income Fund;

Capital Appreciation: Capital Appreciation will be a percentage of appreciation in the Net Asset Value (NAV) of the Source Scheme as calculated from the date of registration for GSM Facility under such Source Scheme and subsequently calculated based on the NAV at which the previous switch under the GSM Facility was processed;

For detailed information, refer section - FAQs on Gain Switching Mechanism (GSM).VII. MODE OF PAYMENT

1. As per AMFI best practice guidelines on ‘Risk mitigation process against third party cheques in mutual fund subscriptions’, Edelweiss Mutual Fund shall not accept applications for subscriptions with third party payment instruments with effect from November 15, 2010.For further information please refer SAI.

2. Investors may make payment by cheque payable locally in the city where the application form is submitted at AMC/Karvy ISC’s or electronic mode such as RTGS/NEFT directly to Mutual Fund Collection account

3. The cheque should be drawn on any bank which is situated at and is a member/sub member of the bankers clearing house. Cheque drawn on the bank not participating in the clearing house will not be accepted.

4. Payment through Stock invest, outstation cheques and cash will not be accepted.5. The cheque should be drawn in favor of “Edelweiss __________(Scheme name)” and

should be crossed 'Account Payee Only'.6. Returned cheques will not be presented again for collection and the accompanying

application will be rejected.7. Single cheque for investments in multiple Schemes and multiple cheques for investments

in Single Scheme will not be accepted.8. If the dividend amount under Dividend payout option is less than or equal to ̀ 100/-, the

same will be reinvested. (Except in case of Edelweiss Diversified Growth Equity Top 100 Fund, Edelweiss Absolute Return Fund, Edelweiss Prudent Advantage Fund and Edelweiss Emerging Leaders Fund)

9. In case of investment through electronic mode (RTGS/ Transfer letter), you are requested to contact the nearest AMC/ Karvy ISC for the Bank Account Number to which the purchase/additional purchase amount is to be credited.

10. NRI / FII’s Repatriation basis: - Payments by NRIs/FIIs may be made by way of cheques drawn on

non-resident external accounts payable at par and payable at the cities where the Investor Service Centers are located.

Non-Repatriation basis:- NRIs investing on a non repatriable basis may do so by issuing cheques drawn on Non-Resident Ordinary (NRO) account payable at the cities where the Investor Service Centers are located.

11. In case of payment through electronic mode (RTGS/NEFT or Transfer Letter), need to provide the bank acknowledgement copy along with purchase application.

VIII. PAYMENT OF REDEMPTION /DIVIDEND Investors are requested to provide the following details along with the mandatory

requirement of bank account details (bank, branch address, account type and account no.) in the application form for electronic fund transfer (EFT)of dividend / redemption amount to the unit holders bank account. AMC will automatically extend this facility to all unit holders in case the bank account as communicated by the unit holder is with any of the bank providing EFT facility.

a. The 11 digit IFSC (Indian Financial System) Code b. The 9-digit MICR (Magnetic Ink

Page 53

Character Recognition) number appearing next to the cheque number in the cheque leaf (Please attach copy of the cancelled cheque for verification) Based on the above information AMC will enable secure transfer of your redemption and dividend payouts via the various electronic mode of transfers (RTGS / NEFT / Direct Credit mode that are available in the banking system). We are currently offering Direct Credit facility with the following Banks:

1. Axis Bank 2. CITI Bank 3. HDFC Bank 4. HSBC 5. ICICI Bank 6. Kotak Mahindra Bank 7. Standard Chartered Bank 8. Yes Bank

If Investor is having bank account with any of the above mentioned bank, He/ She will receive Redemption/Dividend proceeds via Direct Credit/ RTGS/ NEFT mode to their respective bank accounts.

This facility of EFT is safe and fast and eliminates the potential risk of loss of instruments in transit through physical mode. The Mutual Fund, however, reserves the right to issue a cheque / demand draft to unit holders residing at locations where this facility is not available.

“If the remittance is delayed or not affected for reasons of incomplete or incorrect information, AMC cannot be held responsible”. For validation of IFSC/MICR code, investor to attach the cancelled cheque/copy of cheque (PSU banks account holders to provide the front page of pass book along with cheque copy). If these documents are not provided the fund will not be responsible consequent delay in receipt of payment. Fund is also not responsible for bankers delay.

ELECTRONIC CLEARING SERVICE (ECS) - ECS facility is available only in respect of dividend payments and not in the case of Redemption of Units. Based on the bank particulars, investors will receive a direct credit of the amount due to them in their notified account with intimation to the unit holder.

IX. NOMINATION DETAILS Applicants applying for Units singly/jointly can make a nomination at the time of initial

investment or during subsequent investments. 1. The nomination can be made only by individuals applying for /holding units on their own

singly or jointly. Non-individuals including society, trust (other than a religious or charitable trust), body corporate, partnership firm, Karta of Hindu Undivided Family, holder of Power of Attorney cannot nominate. W.e.f. April 1, 2011, nomination is not allowed in a folio held on behalf of a minor. All holders will have to sign request for nomination or cancellation of nomination, even if the mode of holding is not joint. Nomination cannot be signed by Power of Attorney (PoA) holders.

2. A minor can be nominated and in that event, the name and address of the guardian of the minor nominee shall be provided by the Unit Holder. Nomination can also be made in favor of the Central Government, State Government, a local authority, any person designated by virtue of his office or a religious or charitable trust.

3. A Non-Resident Indian can be a Nominee subject to the exchange control regulations in force, from time to time.

4. Nomination in respect of the units stands rescinded upon the redemption/ transfer/ transmission of units.

5. Transmission of units in favour of a Nominee shall be a valid discharge by the Asset Management Company (AMC) against the legal heir.

6. The cancellation of nomination can be made only by those individuals who hold units on their own behalf singly or jointly and who made the original nomination. On cancellation of the nomination, the nomination shall stand rescinded and the AMC/ Fund/ Trustees shall not be under any obligation to transmit the units in favour of the Nominee.

7. Nomination shall maintained at the folio / account level and shall be applicable for all schemes in the folio / account.

8. A Nominee cannot be a resident of USA/Canada X. PREVENTION OF MONEY LAUNDERING AND KNOW YOUR CUSTOMER (KYC)

According to SEBI Guidelines under ‘The Prevention of Money Laundering Act, 2002’, Mutual Funds are required to follow enhanced know your customer (KYC) norms. Further, SEBI has also notified SEBI (KYC Registration Agency) Regulations, 2011 on December 23, 2011 with a view to bring uniformity in KYC requirements for the securities market and to develop a mechanism for centralization of the KYC records. Accordingly the following procedures shall apply: • SEBI has introduced a common KYC Application Form for all the SEBI registered

intermediaries viz. Mutual Funds, Portfolio Managers, Depository Participants, Stock Brokers, Venture Capital Funds, Collective Investment Schemes, etc. New Investors are therefore requested to use the common KYC Application Form and carry out the KYC process including IPV with any SEBI registered intermediaries including mutual funds. The KYC Application Forms are also available on our website www.edelweissmf.com.

• The Fund shall perform the initial KYC of its new investors and may undertake enhanced KYC measures commensurate with the risk profile of its investors in line with the aforementioned circulars/circulars issued by SEBI in this regard from time to time. The Fund shall upload the details of the investors on the system of the KYC Registration Agency (“KRA”). The Registrar & Transfer Agent of the Fund viz. Karvy Computershare Private Limited (“Karvy”) may also undertake the KYC of the investors on behalf of the Fund. On receipt of the KYC documents from the Fund, the KRA shall send a letter to the investor within SEBI stipulated timelines, confirming the details thereof.

• Once the investor has done KYC with a SEBI registered intermediary, the investor need not undergo the same process again with another intermediary but can submit the letter/acknowledgment issued by the KRA.

• It is mandatory for intermediaries including mutual funds to carry out IPV of its new investors. The IPV carried out by any SEBI registered intermediary can be relied upon by the Fund. Edelweiss Asset Management Limited and NISM/AMFI certified distributors who are Know Your Distributor (KYD) compliant are authorized to undertake the IPV for mutual fund investors. Further, in case of any applications received directly (i.e. without being routed through the distributors) from the investors, the Fund may rely upon the IPV (on the KYC Application Form) performed by the scheduled commercial banks.

• Existing KYC compliant investors of the Fund can continue to invest as per the current practice. However, existing investors are also urged to comply with the new KYC requirements including IPV as mandated by SEBI.

• Application Form not accompanied by KYC Application Form or letter/acknowledgment issued by KRA may be rejected by the Fund. The KYC compliance status will be validated with the records of the KRA.AMC reserves the right to call for any additional information from the investors/applicant/reject applications/subsequent application in order to fulfill the requirements of PMLA norms prescribed by SEBI/PMLA Regulation from time to time.

XI. INVESTMENTS UNDER THE ZERO BALANCE FOLIO For Investments under the zero balance folio, signatures on the transaction slip would be

required as per the mode of holding.XII. TRANSACTION CHARGE IN RESPECT OF APPLICATIONS ROUTED THROUGH

DISTRIBUTORS/ BROKERS: In terms of SEBI circular no. CIR/ IMD/ DF/ 13/ 2011 dated August 22, 2011, as amended form

time to time, Transaction Charge per subscription of ̀ 10,000/ – and above shall be charged to the investors w.e.f. November 1, 2011and paid to the distributors/ brokers (who have opted in

for transaction charges) in respect of applications relating to new subscriptions only (lumpsum and SIP), subject to the following: • For existing mutual fund investors: ̀ 100/ – per subscription of ̀ 10,000/ – and above; • For the first time mutual fund investors: `150/ – per subscription of `10,000/ – and

above; • In case of SIPs, transaction charge shall be applicable only if the total commitment

through SIP amounts to `10,000/ – and above. In such cases the transaction charge would be recovered in 4 installments, starting from the 2nd to 5th instalment.

• There shall be no transaction charge on subscription of below ̀ 10,000/-. • There shall be no transaction charge on transactions other than purchases/ subscriptions

relating to new inflows. • There shall be no transaction charge on direct investments. • There shall be no transaction charge on subscriptions carried out through the Stock

Exchange Platform. In accordance with SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012,

distributors shall also have an option either to opt in or opt out of levying transaction charge based on type of the product.

The Transaction Charge as mentioned above shall be deducted by the AMC from the subscription amount of the unitholder and paid to the distributor and the balance shall be invested.

XIII. Investors already holding a folio in Edelweiss Mutual Fund can provide their existing Folio Number and Name of applicants(s) corresponding to the said folio. It is the responsibility of the Investor to ensure correctness of such details provided. The personal details and Bank Account details as registered in the existing folio number as provided would apply to the said investment and the registered details would prevail over any conflicting information furnished in this form. Edelweiss Asset Management Limited reserves the right to assign any of the existing Folio Number of the investor against multiple applications and / or subsequent purchases under this new application form lodged, with identical mode of holding and address and such other criterions and integrity checks as may be determined by the Edelweiss Asset Management Limited from time to time.

XIV. Employee Unique Identification Number (EUIN): SEBI has made it compulsory for every employee/ relationship manager/ sales person of the

distributor of Mutual Fund products to quote the EUIN obtained by him/her from AMFI in the Application Form. EUIN, particularly in advisory transactions, would assist in addressing any instance of mis-selling even if the employee/relationship manager/sales person later leaves the employment of the distributor. Individual ARN holders including senior citizens distributing Mutual Fund products are also required to obtain and quote EUIN in the Application Form. Hence, if your investments are routed through a distributor please ensure that the EUIN is correctly filled up in the Application Form.

However, if your distributor has not given you any advice pertaining to the investment, the EUIN box may be left blank. In this case, you are required to provide a duly signed declaration to this effect. Distributors are advised to ensure that the sub broker affixes his/her ARN code in the column separately provided in addition to the current practice of affixing the internal code issued by the main ARN holder and the EUIN of the Sales Person (if any) in the EUIN space.

XV. BENEFICIAL OWNERSHIP DETAILS: Under the Prevention of Money Laundering Act, 2005 (“PMLA”), all intermediaries including

mutual funds are required to obtain sufficient information from their clients in order to identify and verify the persons who beneficially own or control the account. SEBI circular dated January 24, 2013 on identification of Beneficial Ownership has prescribed a uniform approach to be followed for determination of beneficial owners. A 'Beneficial owner' is defined as a natural person/s who ultimately own, control or influence a client and/or persons on whose behalf a transaction is being conducted, which includes persons who exercise ultimate effective control over a legal person or arrangement.

All categories of investors except individuals, company listed on a stock exchange or majority owned subsidiary of such company, are requested to provide details about beneficial ownership in the Application Forms for all their investments. The Fund reserves the right to reject applications/restrict further investments or seek additional information from investors who have not provided the requisite information on beneficial ownership. In the event of change in beneficial ownership, investors are requested to immediately update the details with the Fund/Registrar.

XVI. FATCA DETAILS: The Foreign Account Tax Compliance Act is a United States (US) federal law, aimed at

prevention of tax evasion by US Citizens and Residents (“US Persons”) through use of offshore accounts. The FATCA provisions were included in the HIRE Act enacted by the US legislature. FATCA is designed to increase compliance by US taxpayers and is intended to bolster efforts to prevent tax evasion by the US taxpayers with offshore investments.

As per SEBI circular no. CIR/MIRSD/2/2014 dated June 30, 2014, the Government of India and the US have reached an agreement in substance on the terms of an Inter-Governmental Agreement (“IGA”) to implement the FATCA provisions, which have become globally applicable from July 1, 2014. FATCA requires enhancement of due diligence processes by the Foreign Financial Institutions (“FFI”) so as to enable identification of US reportable accounts.

The Fund/ Edelweiss Asset Management Limited (“the AMC”) are likely to be classified as a FFI under the FATCA provisions, in which case the Fund /the AMC would be required, from time to time, to (i) undertake necessary due diligence process by collecting information/ documentary evidence of the US/non US status of the investors; (ii) disclose/report information as far as may be legally permitted about the holdings/investment returns pertaining to reportable accounts to the US Internal Revenue Service and/or such Indian authorities as may be specified under FATCA or other applicable laws and (iii) carry out such other activities as prescribed under the FATCA provisions, as amended from time to time.

FATCA due diligence will have to be directed at each investor/unit holder (including joint investors) and on being identified as a reportable person/specified US person, all the folios will be reported. Further, in case of folio with joint investors, the entire account value of investment portfolio will be attributable under each such reportable person. Investors/Unit holders would therefore be required to furnish such information to the Fund/AMC, from time to time, in order to comply with the reporting requirements stated in the IGA and or circulars/guidelines issued by SEBI/AMFI in this regard.

The impact of FATCA is relevant not only at the point of on-boarding of the investors but also throughout the life cycle of the investor account / folio with the Fund. Hence investor(s) should immediately intimate the Fund/AMC, in case of any change in the FATCA related information provided by them at the time of initial subscription.

The Fund/AMC reserves the right to reject any application or compulsorily redeem the units held directly or beneficially in case the applicant/investor fails to furnish the relevant information and/or documentation or is found to be holding units in contravention of the FATCA provisions.

Investors are advised to consult their tax advisors to understand the FATCA requirements and its implications in relation to their investment.

INSTRUCTIONS TO INVESTORS FOR FILLING UP THE SIM APPLICATION FORM

Page 54

Trigger Condi�on - Fall in SchemesInvestment

Amount

0.50% 1% 2% Edelweiss Emerging Leaders Fund Plan _________ Op�on ________ Min `1000

OR

Ni�y 50 0.50% 1% 2% Edelweiss _____________________________ Plan ________ Op�on ________ Min `1000

Schemes available for Trigger under

Ni�y 50 Index fall

Edelweiss Diversified Growth Equity Top 100 (E.D.G.E Top 100) Fund Plan _________ Op�on ________ Min `1000

Edelweiss Emerging Leaders Fund Plan _________ Op�on ________ Min `1000

Edelweiss Absolute Return Fund Plan _________ Op�on ________ Min `1000

Edelweiss Prudent Advantage Fund Plan _________ Op�on ________ Min `1000

Edelweiss ELSS Fund Plan _________ Op�on ________ Min `500

Edelweiss Equity Savings Advantage Fund Plan _________ Op�on ________ Min `1000


‘Prepaid’ SIP - Debit Mandate Form (Auto Debit/NACH)

All sections to be filled in English and in BLOCK LETTERS.All columns marked * are mandatory

PSIP






gnat

ure

(s)

2 APPLICANT'S PERSONAL DETAILS* (New Investors are required to fill the Common Application form)

Application Form No. (For New Applicants) Folio No. (For Existing Unit holders)Or

Sole / 1st unitholder

4 Maximum Number of Installment Per Month

5 Prepaid SIP INSTALLMENT Period*

Start Date End Date OR Perpetual (99 years) (Default)

Debit Date : As and when presented

6 DECLARATION AND SIGNATURE (To be signed by ALL UNIT HOLDERS if mode of holding is ‘joint’)*

I / We declare that the particulars furnished here are correct. I / We authorise Edelweiss Mutual Fund acting through its service providers to debit my / our bank account towards payment of Prepaid SIP instalments through an Electronic Debit arrangement. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/we would not hold the user institution responsible. I/We will also inform Edelweiss Mutual Fund about any changes in my bank account.This is to inform you that I/We have registered for making payment towards my investments in EDELWEISS MUTUAL FUND by debit to my /our account directly or through NACH. I/We hereby authorize to honour such payments and have signed and endorsed the Mandate Form. Further, I authorize my representative (the bearer of this request) to get the above Mandate verified. Mandate verification charges, if any, may be charged to my/our account.I also hereby agree to read the respective SID and SAI of the mutual fund before investing in any scheme of Edelweiss Mutual Fund using this facility.

Date D D M M Y Y Y Y

Signature Primary Account holder

1. Name as in Bank Records 2. Name as in Bank Records 3. Name as in Bank Records

Signature Account holder Signature Account holder

DEBIT MANDATE FOR NACHDate

Sponsor Bank Code CITI000PIGW U�lity Code CITI00062000000037

I/We hereby authorize EDELWEISS MUTUAL FUND To Debit (�ck) SB / CA / CC SB NRE / SB NRO / Other

Bank A/c. Number

With Bank IFSC or MICR

An Amount of Rupees `

FREQUENCY Monthly Quarterly Half Yearly Yearly As & when presented DEBIT TYPE Fixed Amount Maximum Amount

Folio No. Phone No.

Scheme Name Email ID

PERIOD

From

To

Or

UMRN D D M M Y Y Y Y

D D M M Y Y Y Y

D D M M Y Y Y Y

Un�l Cancelled

Tick (3)

Create

Modify

Cancel

First Name Middle Name Last Name

D D M M Y Y Y Y D D M M Y Y Y Y

3 INVESTMENT DETAILS (Refer Terms & Conditions no. 8)


Signature/s as per Edelweiss Mutual Fund records (Mandatory)

Signature/s as per Bank records (Mandatory)


‘Prepaid’ SIP is an action based trigger facility that serves as a financial planning tool.

For Dividend Sweep Option – Dividend Sweep to Scheme _______________________________________Plan__________________Option_______________Dividend Reinvestment Facility is not available under Edelweiss ELSS Fund

3 5 7 any

Ni�y Midcap 100




Sub-Broker Code

This is to confirm that the declara�on has been carefully read, understood & made by me / us. I am authorizing the User en�ty / Corporate to debit my account, based on the instruc�ons as agreed and signed by me.I have understood that I am authorized to cancel / amend this mandate by appropriately communica�ng the cancella�on / amendment request to the User en�ty / corporate or the bank where I have authorized debit

WB057602

Instruc�ons

1. Under this facility, investors can opt for inves�ng in the any of

the “Eligible Schemes” of the Fund as and when there is a fall

in Ni�y 50 Index/ Ni�y Midcap 100 Index by percentage

selected by the investor from amongst 0.50% or 1% or 2%

from the previous business day's closure.

2. First �me investors in the Fund, shall be required to submit

the Prepaid SIP Debit Mandate Form along with Common

Applica�on Form and a investment cheque.

3. Exis�ng investors need to submit the completed Prepaid SIP

Debit Mandate Form along with copy of cancelled cheque.

4. The Distributor ARN for a 'Prepaid' SIP transac�on shall be

the same as registered against the folio in which the

transac�on is being done. In case a folio has mul�ple brokers

registered, then the transac�on under this facility shall be

made under the Distributor ARN of the last transac�on in the

folio.

5. Registra�on under the facility shall be completed within 30

days from the date of submission of the Prepaid SIP Debit

Mandate Form and a confirma�on of successful registra�on

shall be sent to the investor via SMS and email.

6. The installment date for investment under this facility shall

be determined based on the trigger ge�ng ac�vated, post

the registra�on date.

7. Post successful registra�on of the mandate, in the event of

the trigger criteria selected by the investor being met,

instruc�ons for debi�ng the 'Prepaid' SIP Installment as

opted by the investor would be sent to the investors bankers.

An SMS/email will be triggered to the investor about the

same.

8. Investor has the op�on to choose either of the Ni�y 50

Index/Ni�y Midcap 100 Index fall. However, the investment

amount of each scheme should meet the minimum

addi�onal purchase criteria and also the cumula�ve amount

in all schemes cannot be more than the maximum amount

per debit set by the investors in the mandate.

9. An Investor will not hold Edelweiss Mutual Fund, its

registrars and / or service providers responsible if a

transac�on is delayed or not effected, or the investor bank

account is debited in advance or a�er the specific Prepaid

SIP date because of the various clearing cycles of RBI's

Electronic Clearing Facility (ECS). Edelweiss Mutual Fund, its

registrars and other service providers shall not be held

responsible or liable for damages / compensa�on / loss

incurred by the investor as a result of using this facility.

10. The default Index for the purpose of this facility shall be Ni�y

50 Index, the default percentage for the fall in Index/Indices,

as the case may be, shall be 1%, the default period shall be

perpetual and the default scheme shall be E.D.G.E Top 100

Fund.

11. Requests for discon�nua�on of the facility or any change

op�ons under the facility shall be processed subject to an

advance no�ce of 10 business days.In the interim if the

trigger criteria is sa�sfied, the AMC reserves the right to

debit the investors bank account.

12. The Prepaid SIP installment amount needs to be the equal to

or greater than the addi�onal purchase amount of the

respec�ve schemes.

13. Provisions of the Applicable NAV and cut-off �me as

specified in the Scheme Informa�on Document (SID) of the

Selected Eligible Scheme shall be applicable.

Terms & Condi�ons

Scheme NameAddi�onal

purchase (`)Investment in

mul�ples of (`)

E.D.G.E Top 100 Fund 1,000.00 1


1,000.00 1

Edelweiss Absolute Return Fund 1,000.00 1


1,000.00 1

Edelweiss ELSS Fund 500 500


1,000.00 1

1. UMRN is auto generated during mandate crea�on and is mandatory to be updated during amendment and cancella�on of mandate. (Maximum length – 20 Alpha Numeric Characters).

2. Date in DD/MM/YYYY format.3. Sponsor Bank IFSC / MICR code, le� padded with zeroes where necessary

(Maximum length – 11 Alpha Numeric Characters).4. U�lity Code of the Service Provider (Maximum length – 18 Alpha Numeric

Characters).5. Name of the en�ty to whom the mandate is being given6. Tick on box to select type of ac�ons to be ini�ated.7. Tick on box to select type of ac�ons to be affected.8. Customer's legal account number, le� padded with zeroes. (Maximum

length – 30 Alpha Numeric Characters).9. Name of the Bank and Branch.10. IFSC / MICR code of customer bank. (Maximum length – 11 Alpha Numeric

Characters).11. Amount payable for service or maximum amount per transac�on that could

be processed, in words.12. Amount in figures, similar to the amount men�oned in words (Maximum

length 13 digit Numeric, in paise).13. Tick on box to select frequency of transac�on.14. Validity of mandate with dated in DD/MM/YYYY format.15. Names of customer/s and signatures as well as seal of Company (where

required).16. Telephone no. with STD code of customer.17. Mail ID of customer.

Investor Service Centers (ISC) / Official Point of Acceptance (OPA)

Tower 3, Wing B, Ground Floor, Kohinoor City Mall, Kohinoor City, Kirol Road, Kurla (W), Mumbai - 400070www.edelweissmf.com

UNIT : Edelweiss Mutual Fund, Karvy Selenium Tower B, Plot No 31 & 32, Gachibowli, Financial, District, Nanakramguda, Serilingampally , Hyderabad – 500 008Tel: 040-67161500

Karvy Computershare Private Limited - ISC / OPA

Edelweiss Asset Management Limited - ISC / OPA

• Agra: Deepak Wasan Plaza, Behind Holiday Inn, Opp Megdoot Furnitures, Sanjay Place, Agra -282002 (U.P) • Ahmedabad: 201,Shail Building, Opp : Madhusudhan House, Nr. Navrangpura Telephone Exchange, Navrangpura, Ahmedabad - 380 006. Tel: 079-26400527 / 079 -32997508 • Ajmer: Ajmer Auto Building, Opposite City Power House, Jaipur Road, Ajmer – 305 001 • Aligarh: 1st Floor, Kumar Plaza, Aligarh - 202001. Uttar Pradesh • Allahabad: RSA Towers, 2nd Floor, Above Sony TV Showroom, 57, S P Marg, Civil Lines, Allahabad - 211001 • Ambala: 6349, Nicholson Road, Adjacent Kos Hospital, Ambala Cantt, Ambala - 133001 • Amritsar: 72-A, Taylor'S Road, Aga Heritage Gandhi Ground, Amritsar - 143 001 • Anand: F-6, Chitrangana Complex, Opp: Motikaka Chawl, V V Nagar, Anand - 388 001 . Tel: 02692 - 248980 / 02692 - 248873 • Ankleshwar: L/2, Keval Shopping Center, Old National Highway,Ankleshwar, Gujarat - 393 002 Tel: 02646-227349 / 02646 227348 • Asansol: 114 / 71, G.T. Road Near Sony Centre, Bhanga Pachil, Asansol - 713303 Tel:0341-2221248, 0341-2314624 • Aurangabad: Ramkunj, Railway Station Road, Near Osmanpura Circle,Aurangabad-431005 Tel: 09665066552/09604396113. • Balasore: M S Das Street, Gopalgaon, Balasore - 756001. Tel: 06782-265492 / 06782-329233 / 06782-265496 • Bangalore: 59, Skanda Puttanna Road,Basavanagudi,Bangalore- 560004. Tel: 080-25320085 • Bareilly: 1st Floor, 165, Civil Lines, Opp. Hotel Bareilly Palace, Near Rly Station Road, Bareilly - 243 001 • Baroda: 203, Corner point, Jetalpur Road, Baroda, Gujarat – 390007 Phone : 0265-2353506/ 0265-2353507 • Begusarai: Hotel Diamond Surbhi Complex, Near I.O.C Township Gate, Kapasiya Chowk, Begusarai - 851117. Tel: 06243-243551 • Belgaum: CTS No 3939/ A2 A1, Above Raymonds Show Room, Beside Harsha ppliances, Club Road, Belgaum - 590001. Tel: 0831-2402722 • Berhampur (OR): Ramlingam Tank Road, Berhampur - 760002. Tel: 0680-2202833 / 0680-2202810 • Bhagalpur: 2nd Floor, Chandralok Complex, Ghantaghar, Radha Rani Sinha Road, Bhagalpur - 812001 • Bharuch: 147-148, Aditya Complex, Near Kasak Circle, Bharuch - 392 002 • Bhavnagar: G-11, Gitanjali Complex, Beside Bhavnagar Municipal Corporation & Collector Office, Opposite Galaxy Cinema, Kalanala, Bhavnagar-364001. Tel: 0278 - 2567005 / 6 • Bhilai: Shop No-1,First Floor, Plot NO-1, Old Sada Office Block, Commercial Complex, Near HDFC ATM,Nehru Nagar- East, Post - BHILAI, Pin - 490020 • Bhopal: Kay Kay Busniss Centre, 133 Zone I M P Nagar, Bhopal - 462021. Tel: 0755-4092708 • Bhubaneswar: Plot No- 104/105(P), Jaydev Vihar, Besides Hotel Pal Heights, Bhubaneswar-751013. Tel: 0674-2547531 / 0674-2547532 • Bilaspur: Shop No - 225,226 & 227, 2nd Floor, Narayan Plaza, Link Road, Bilaspur - 495001 Phone : 07752-236420, 07752- 408436 • Bokaro: B-1, 1St Floor, Near Sona Chandi Jewellers, City Centre, Sector - 4, Bokaro Steel City - 827 004 • Borivali: Ground Floor, Himanshu Bldg, Sodawala Lane, Lina Chandawarkar Road, Borivali, Mumbai – 400 091 • Burdwan: 63 G T Road, Birhata, Halder Complex, 1st Floor, Burdwan - 713101. Tel: 0342-2550840 / 2550801 • Calicut: Sowbhagya hoping Complex, Areyadathupalam, Mavoor Road, Calicut - 673 004. Tel: 0495-2742105 / 0495-2742107 • Chandigarh: SCO- 2423-2424, Sector 22-C, Chandigarh -160022. Tel: 0172-5101342 • Chennai: Flat No F11,First Floor, Akshya Plaza,(Erstwhile Harris Road), Opp Chief City Metropolitan Court, #108, Adhithanar Salai,Egmore,Tel: 044-42028512 • Cochin: Building Nos.39, Ali Arcade, 1st Floor, Near Atlantis Junction, Kizhvana Road, Panampili Nagar, Cochin-682 036. Tel: 0484-4027672 • Coimbatore:1057/1058, Jaya Enclave,Avanashi Road,Coimbatore- 641018 Phone : 0422 - 4384770 • Cuttack: Dargha Bazar, Opp. Dargha Bazar Police Station, Buxibazar, Cuttack - 753001 • Dehradun: Kaulagarh Road, Near Sirmaur Marg, Above Reliance Webworld, Dehradun - 248 001 • Dhanbad: 208, New Market, 2nd Floor, Katras Road, Bank More, Dhanbad - 826001. Tel: 0326-2301045 • Dharwad: 307/9-A, 1st Floor, Elite Business Center, Nagarkar Colony, P. B Road, Dharwad-580001 • Durgapur: MWAV-16 Bengal Ambuja, 2ndFloor, City Centre, Durgapur- 713216 • Erode: No. 4,KMY Salai, Veerappan Traders Complex, Opp : Erode Bus Stand , Sathy Road, Erode - 638 003. Tel: 0424 - 2225615 / 2225616 / 0424 - 2225617 • Faridabad: A-2B, 1st Floor, Nehru Ground, Neelam Bata Road, Nit, Faridabad - 121 001 • Gandhidham: Office No. 203, Second Floor, Bhagwati Chamber,Plot No. 8, Sector - 1/A, Kutch Kala Road, Gandhidham - 370 201 Tel : 02386-228630 • Gaya: 1St Floor Lal Bhawan, Tower Chowk, Near Kiran Cinema, Gaya-823001. Tel: 0631 - 2220065 • Ghaziabad: 1st Floor, C-7, Lohia Nagar, Ghaziabad - 201001 • Gorakhpur: Above V.I.P. House, Ajdacent A.D. Girls Inter College, Bank Road, Gorakpur - 273 001 • Guntur: D No 6-10-27, 10/1, Sri Nilayam,Arundelpet, Guntur -522002 - Tel: 0863-2339094,2326687 • Gurgaon: Shop No. 18, Ground Floor, Sector - 14, Opp. AKD Tower, Near Huda Office, Gurgaon - 122001 • Guwahati: 1st Floor, Bajrangbali Building, Near Bora Service StaCon, GS Road, GuwahaC : 781007. Phone: 8811036746 • Gwalior: Shindi Ki Chawani, Nadi Gate Pul, MLB Road, Gwalior - 474 001 • Haldwani: Above Kapilaz Sweet House, Opp LIC Building, Pilikothi, Haldwani - 263139. Uttarakhand • Hissar: Sco 71, 1st Floor, Red Square Market, Hissar - 125001 • Hubli: CTC no. 483 / A1/A2, Ground Floor, Shri Ram Plaza, Behind Kotak Mahindra Bank, Club Road, Hubli – 580029. Tel:: 0836-2252444 • Hyderabad: 'KARVY CENTRE' 8-2-609/K, Avenue 4, Street No. 1, Banjara Hills, Hyderabad – 500 034 Ph: 040-67406120 / 040-67406121 • Indore: 218, City Center, Opp. High Court, M.G. Road, Indore- 452010 • Jaipur: S-16 A, 3rd Floor, Land Mark, Opposite Jaipur Club, Mahavir Marg, C- Scheme, Jaipur - 302 001. Tel: 0141 - 2375039 / 0141-2363321 • Jalandhar: 1st Floor, Shanti Towers SCO No. 37, PUDA Complex, Opposite Tehsil Complex, Jalandhar -144001. Tel: 0181-5094410 • Jalgaon: 269 Jaee Vishwa, 1st Floor, Above United Bank Of India Baliram Peth, Nr Kishor Agencies, Jalgaon-425001 Tel : 0257-2226761 • Jalpaiguri: D.B.C. Raod, Near Rupasree Cinema Hall, Beside Kalamandir, Po & Dist Jalapiguri, Jalpaiguri - 735101 • Jammu: 5 A/D Second Extension, Opposite Panama Chowk Petrol Pump, Gandhi Nagar, Jammu – 180012 9205044668, 9906296948 • Jamnagar: 136-137-138, Madhav Plaza, Opposite SBI Bank, Jamnagar, Gujarat -361001 • Jamshedpur: Kanchan Tower, 3Rd Floor, Chhaganlal Dayalji @ Sons, 3-S B Shop Area, (Near Traffic Signal), Main Road, Bistupur, Jamshedpur - 831 001. Tel: 0657- 2487045 / 2487020 • Jhansi: 371/01, Narayan Plaza, Gwalior Road, Near Jeevan Shah Chauraha, Jhansi - 284 001 • Jodhpur: 203, Modi Arcade, Chupasni Road, Jodhpur - 342 001 • Kanpur: 15/46,Ground Floor, Opp: Muir Mills, Civil Lines, Kanpur - 208001 • Karaikudi: Gopi Arcade, 100 Feet Road, Karaikudi - 630 001. Tel: 04565-237192 / 04565-237192 • Karur: No.6, Old No.1304, Thiru-Vi-Ka Road , Near G.R.Kalyan Mahal, Karur - 639 001. Tel: 04324-248871 / 04324-326048 / 04324-241892 / 04324-241893 / 04324-241894 • Kharagpur: Malancha Road, Beside Uti Bank, Kharagpur - 721304. Tel: 03222-242507 • Kolhapur: 605/1/4 E Ward, Near Sultane Chambers, Shahupuri 2nd Lane, Kolhapur 416001 • Kolkata: 166A, Rash behari Avenue, Kolkata-700029. Contact Nos : 033-64444177, 033-64444176. • Kota: H.No. 29, First Floor, Near Lala Lajpat Rai Circle, Shopping Centre, Kota - 324007. Tel: 0744-2365144 / 0744-2365146 • Kottayam: 1st Floor, Csi Ascension Church Complex, Kottayam - 686 001Karvy Computershare Private Limited,. Tel: 0481 - 2302420 / 0481 - 2302421 • Lucknow: 1st Floor, A. A. Complex, Thaper House, 5, Park Road,Hazratganj, Lucknow - 226001, Ph. No: 9369918600 • Ludhiana: SCO - 136 , First Floor, Above Airtel Show Room,Feroze Gandhi Market, Ludhiana - 141001. Tel: 0161-4680021 • Madurai: Rakesh Towers, 30-C, Bye Pass Road, Ist Floor, Opp Nagappa Motors, Madurai - 625010. Tel: 0452-2600852 / 865 / 0452 - 2600854 / 0452 - 600851 / 0452 - 2600855 • Malda: Sahistuli Under Ward, No-6, English Bazar Municipality, No-1 Govt Colony, Malda - 732101. Tel: 03512-221342 / 03512-223153 • Mangalore: Ground Floor, Mahendra Arcade, Kodial Bail, Mangalore - 575 003 • Margoa: 2nd Floor, Dalal Commercial Complex, Opp: Hari Mandir, Pajifond, Margao, Goa -403601. Tel: 0832-2731822 / 0832-2731824 • Mathura: AMBEY Crown, IInd Floor, In Front Of BSA College, Gaushala Road, Mathura - 281001 Tel: 9369918618 • Meerut: 1st Floor, Medi Centre Complex, Opp. Icici Bank, Hapur Road, Meerut - 250 002 • Mehsana: Ul -47, Appolo Enclave, Opp Simandhar Temple, Modhera Char Rasta; Highway, Mehsana-384002. Tel: 2762 242950 • Moradabad: Om Arcade, Parker Road, Above Syndicate Bank, Tari Khana Chowk, Moradabad - 244 001 • Mumbai: 01/04, 24/B, Raja Bahadur Compound, Ambalal Doshi Marg, Behind Bombay Stock Exchange, Fort, Mumbai – 400001 Tel: 022 - 66235353• Muzaffarpur: 1St Floor, Uma Market, Near Thana Gumti, Motijheel, Muzaffarpur, Bihar - 842001 • Mysore: L - 350 , Silver Tower , Clock Tower, Ashoka Road, Mysore - 570 001. Tel: 0821-2441524 / 0821-2441520 • Nadiad: 105 Gf City Point, Near Paras Cinema, Nadiad - 387001. Tel: 0268-2563245 • Nagpur: Plot No.2/1, House No. 102/1, Mangaldeep Apartment, Mata Mandir Road, Opp. Khandelwal Jewellers, Dharampeth, Nagpur - 440 010. Tel: 0712- 6618583 • Nasik: S-12, Second Floor, Suyojit Sankul, Sharanpur Road, Nasik - 422 002 • Navsari: 1st Floor, Chinmay Arcade, Opp. Sattapir, Tower Road, Navsari - 396 445. Tel: 02637-280362 / 02637-280363 / 02637-280364 • New Delhi: 305, 3rd Floor, New Delhi House, Bara Khamba Road, Connaught Place, New Delhi-110 001 • Panipat: 1St Floor, Krishna Tower, Near Hdfc Bank, Opp. Railway Road, G T Road, Panipat - 132103 • Panjim: City Business Centre,Coelho Pereira Building, Room Nos. 18,19 & 20, Dada Vaidya Road, Panjim - 403001. Tel: 0832 - 2426871/73 • Patiala: Sco 27 D, Chhoti Baradari, Patiala - 147 001. Tel: 0175-5051728 / 0175-5051726 / 0175-5051727 • Patna: 3A, 3rd Floor, Anand Tower, Beside Chankya Cinema Hall; Exhibition Road, Patna - 800001. Tel: 0612-2321354 / 0612-2321356 • Pondicherry: First Floor, No.7, Thiayagaraja Street, Pondicherry - 605 001. Tel: 0413 2220640 / 0413 4210640 • Pune: Mozaic Bldg, CTS No.1216/1, Final Plot No.576/1 TP, Scheme No.1, F C Road, Bhamburda, Shivaji Nagar, Pune-411004, Ph. No: 020-30214851/52, Fax No: 020-30214875 • Raipur: Room No. TF 31, 3 RD Floor, Millennium Plaza, Behind Indian Coffee House, G E Road, Raipur - 492 001 • Rajahmundry: Dr.No. 6-1-4, First Floor, Rangachary Street,Tnagar, Rajahmundry -533101. Tel: 0883 - 2434468 / 69 / 70 • Rajkot: 102-103, Siddhi Vinayak Complex, Dr. Yagnik Road,Opp. Ramkrishna Ashram, Rajkot - 360 001 Gujarat Telephone : +91 09601288416 • Ranchi: Commerce Towers, 3rd Floor, Room No. 307, Beside Mahabir Towers, Main Road, Ranchi - 834 001. Tel: 0651-2330394 / 0651-2330386 • Rohtak: 1st Floor, Ashoka Plaza, Delhi Road, Rohtak - 124001 • Rourkela: 1St Floor, Sandhu Complex, Kanchery Road, Udit Nagar, Rourkela - 769 012. Tel: 0661-25107772 • Sagar: Satyam Complex, 1st Floor, Opposite CanƩ. Mall, 5 Civil Lines, Sagar : 470002 Phone: 07582-402404 • Saharanpur: 18 Mission Market, Court Road, Saharanpur - 247001. Uttar Pradesh • Salem: No: 40, Brindavan Road, Near Perumal Koil, Fairlands, Salem-636016. Tel: 0427-2210835 / 2210983 / 0427-2210836 / 0427 2221051 / 55 • Sambalpur: Quality Massion, 1st Floor, Above Bata Shop / Preeti Auto Combine, Nayapara, Sambalpur-768 001. Tel: 0663-2522106 / 663-2230195 / 0663-3291038 • Shillong: Mani Bhawan, Thana Road, Lower Police Bazar, Shillong - 793 001 • Shimla: Triveni Building, By Pas Chowk, Khallini, Shimla - 171 002 • Shimoga: Uday Ravi Complex, LLR Road, Durgi Gudi, Shimoga - 577201. Tel: 08182-227485 • Silchar: 1st Floor, Chowchakra Complex, N N Dutta Road, Premtala, Silchar - 788001. Tel: 03842-260334 • Siliguri: Nanak Complex, Near Church Road, Sevoke Road, Siliguri - 734001. Tel: 0353-2526399 • Surat: G-6 Empire State Building, Near Parag House,Udhna Darwaja, Ring Road, Surat-395002. Tel: 0261-3042170 • Thane: 101, Yaswant Towers, Ram Maruti Road, Opp. Pooja Hotel, Naupada, Thane West, 400 602. Tel: 022 25428475 • Tirunelveli: Jeney Building, 55/18, S N Road, Near Arvind Eye Hospital, Tirunelveli - 627 001. Tel: 0462-2335135 / 38 / 0462-2335194 • Tirupur: First Floor, 224 A, S, Selvakumar Departmental Stores, 1st Floor, Kamaraj Road, Opp To Cotton Market Complex, . Tel: 0421-2214221 • Trichur: 2'Nd Floor, Brother'S Complex, Near Dhana Laxmi Bank Head Office, Naikkanal Junction, Trichur - 680 001. Tel: +918138878366 • Trichy: Sri Krishna Arcade, 1st Floor; 60 Thennur High Road, Trichy - 620 017. Tel: 0431-2793799 • Trivandrum: 2nd Floor, Akshaya Towers, Above Jetairways, Sasthamangalam, Trivandrum - 695 010. Tel: 0471 - 2725990 / 0471 - 2725989 / 0471 - 2725991 • Udaipur: 201-202, Madhav Chambers, Opp. G.P.O, Chetak Circle, Madhuban, Udaipur-313001. Tel: 294-5101601 / 0294-5101602 / 0294-5101603 • Valsad: Shop No 2, Phiroza Corner, Opp Next Showroom, Tithal Road, Valsad - 396001. Tel: 02632-326902 • Vapi: Shop No-12 , Shital Appartment , Opposite K P Tower, Imran Nagar, Silvassa Road, Vapi -396195 Tel : 9228012909 • Varanasi: D-64/132,KA 1st Floor, Anant Complex, Sigra, Varanasi - 221 010 • Vijayawada: 39-10-7 Opp. Municipal Water Tank, Labbipet, Vijayawada - 520 010. Tel: 0866-2495200 / 0866-2495400 • Visakhapatnam: 47-14-5/1 Eswar Paradise, Dwaraka Nagar; Main Road, Visakhapatnam - 530 016. Tel: 0891-2752916 / 0891-2752915 / 0891-2752918 • Warangal: 5-6-95, 1st Floor, Opp. B.Ed Collage, Lashkar Bazar , Chandra Complex, Hanmakonda, Warangal - 506001. Tel: 9848572020

Ahmedabad: Madhusudan House, Basement, Near Navrangpura Telephone Exchange, Off CG Road, Navrangpura, Ahmedabad – 380 009 Tel - 079 - 6514 1246

Bengaluru: S M Tower, 3rd floor, 3/2 & 4/3/1, 11th Main Road, Jayanagar 3rd Block East, Above Nike Showroom, Bengaluru – 560011 Tel - 080 - 4059 2935

Chennai: 7th Avenue, 2nd floor Ammayi Eye hospital building, Ashok Nagar, Chennai- 600083 Tel: 044- 42895741

Delhi: 104,1st Floor, Mercantile House, 15 Kasturba Gandhi Marg, New Delhi – 110001 Tel - 011 - 4357 1105

Indore: 312-313, D.M. Tower, Third Floor, Race Course Road, Indore, Madhya Pradesh - 452001 Tel - 0731 6701522

Kolkata: Savitri Tower, 2nd Floor, 3A Upper Wood Street, Kolkata - 700017 Tel - 033 - 4421 8800

Lucknow : Cabin No. 102, A Small Store Trade Point, Ground Floor, Saran Chamber-1, 5-Park Road, Hazratgunj, Lucknow - 226001

Mumbai: Tower 3, Wing B, Ground Floor, Kohinoor City Mall, Kohinoor City, Kirol Road, Kurla(W), Mumbai-400070. Maharashtra