KENTUCKY HORSE RACING COMMISSION …khrc.ky.gov/Lists/Announcements/Attachments/79/Public...is proprietary to the racing association or has no relevance to the safety, integrity, or

KENTUCKY HORSE RACING COMMISSION October 4, 2016

AGENDA

Location: Capitol Annex Time: 1:30 pm 702 Capital Ave. | Room 131 Frankfort, KY 40601 I. Call to Order and Roll Call II. New Business

1. Churchill Downs Backside Improvement Request 2. Approve 2017 Conditions of Racing Association Licensing 3. Approve 2017 Racing Association Applications 4. Initial License Application by Watch And Wager, LLC to Conduct Advance Deposit Account Wagering

5. Reports a. Thoroughbred Rulings

b. Standardbred Rulings

c. Veterinary Division

d. Pari-Mutuel Wagering Division

e. Litigation and Regulations

III. Other Business 6. Presentation – Fayette Alliance

IV. Executive Session IV. Adjournment

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DRAFT - September 29, 2016

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Conditions of Racing Association Licensing for 2017

Kentucky Horse Racing Commission (KHRC)

As a condition of the issuance by the KHRC of a license to conduct horse racing during the 2017

racing year, each Kentucky racing association shall be required to certify that it will comply with

the following requirements:

1) Each racing association shall notify the KHRC of any communication, report, or

investigation conducted by the Thoroughbred Racing Association (TRA) or

Thoroughbred Racing Protective Bureau (TRPB), or any state or federal regulatory

agency that relates to the safety, integrity, or security of the racing association, and

its participants, or that would reasonably be deemed to affect public confidence in

the racing association. Each racing association shall further send a copy of any

TRA, TRPB, or governmental communications, correspondence, or reports relating

to any such report or investigation to the KHRC within 24 hours of receipt by the

racing association. This paragraph shall not be construed to include information

delivered to racing association officials acting in the capacity of members of the

board of directors of TRA or TRPB.

2) Each racing association shall notify the KHRC any time a member of a local, state

or federal law enforcement agency enters association grounds for the purpose of

questioning, investigating or arresting a licensed individual. Each racing

association shall further send a copy of any reports related to the questioning,

investigation or arrest prepared by the racing association or prepared by the law

enforcement agency to the KHRC within 24 hours of receipt by the racing

association.

3) Each racing association shall send a copy of any self-reporting documents, forms,

or correspondence to the KHRC at the same time they are filed with the TRA,

TRPB, state or federal regulatory agency with the exception of any information that

is proprietary to the racing association or has no relevance to the safety, integrity, or

security of the racing association. The racing association shall identify to the

KHRC any information the racing association considers proprietary or irrelevant to

the safety, integrity, or security of the racing association.

4) Each racing association is required to notify the KHRC if it becomes aware of a

wagering anomaly related to racing conducted at that association or related to a race

imported for simulcast wagering at the association, even if a report has not been

filed with the TRA or TRPB. The racing association shall provide transactional

data and video of the race to the KHRC upon request. Wagering anomalies include

any incident that might reasonably affect the public’s confidence in the racing

association’s wagering pools, such as:

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(a) Past posting, cancel delay, and other instances when wagering occurs after

the horses have left the gate;

(b) Off-shore and Account wagering fraud;

(c) Suspected manipulation through computerized robotic wagering;

(d) Odds manipulation;

(e) Win pool odds manipulation;

(f) Arbitrage;

(g) Quick pick or random pick malfunction;

(h) Unusually large wagers (especially right as the betting stops);

(i) Unusually large cancellation of wagers (especially right as the betting

stops);

(j) Outlets that are habitually late getting into the pools;

(k) Manual merges;

(l) Unusual payoffs;

(m) Failing to remove a scratched horse from the pools (which would then

require a re-calculation of payoffs);

(n) Suspicious wagering patterns;

(o) Totalizator or data communications malfunctions;

(p) Substantial late ticket cancellations; and

(q) Failure to stop wagering after the official start of a race.

The list of wagering anomalies above is meant to be illustrative and not exclusive.

5) Each racing association shall record the date and time (in hours, minutes, and

seconds) on all live video feeds originating from a Kentucky track. Each racing

association shall be responsible for recording (in hours, minutes, and seconds) the

start/off time of each race. Further, each racing association shall require the tote

company with whom it does business to certify, and provide evidence of such

certification, to the Chief State Steward of the time (in hours, minutes, and seconds)

of the closing of the betting windows for each race. Records shall be retained for

two years after the date of the race. Records shall be submitted to KHRC upon

request.

6) Each racing association shall ensure that the tote company and video provider for its

live meet shall be linked up and operating correctly at least 24 hours prior to the

start of the live meet.

7) Each racing association and tote company shall require that each of the timing

systems mentioned in paragraph 4 be synchronized with the U.S. Naval

Observatory Clock at the beginning of each race day.

8) Each association is required to authorize their tote vendor to share any and all

wagering data requested with the KHRC.

9) Each association is required to post policies and procedures related to pari-mutuel

wagering, including the refund policy, on the association’s website. Each

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association shall also post a notice in the racing program and a sign at the

association’s information window informing patrons where they can access a

complete copy of the policies and procedures related to pari-mutuel wagering,

including the refund policy.

10) Each association shall provide a copy of its mutuel department policies and

procedures to the KHRC.

11) Each association shall have protocols in place that mandate exclusion of any

receiving track’s wagering pool when the association cannot verify that all wagers

in the receiving track’s pool were received prior to the official start of the race.

Protocols shall be provided to the KHRC.

12) Each association shall have protocols in place and shall publicize to its wagering

patrons when, as a receiving track, it is excluded from a host track’s wagering pool.

These protocols shall include an immediate public announcement and immediate

posting on the association’s video monitors and websites. Protocols shall be

provided to the KHRC.

13) Each association that does business with any individual, person, or other entity that

offers advance deposit account wagering (“ADW”) to Kentucky residents shall

require that ADW to be licensed by the Commonwealth.

14) Each association offering thoroughbred racing shall require owners to deposit the

$20 fee for the administration of race-day furosemide into the owner’s account with

the horsemen’s bookkeeper by 12:00 noon on the day of the race. Failure of the

owner to deposit such fee may result in the owner being subjected to penalties,

including fines or suspension. Each association shall debit the owner’s account for

the $20 fee to the credit of the KHRC.

15) In the event a racing association does not comply with the requirements of these

conditions, the KHRC has the authority to assess fines and/or penalties.

16) All notices required to be given to the KHRC under these conditions to licensure

shall be provided to the Executive Director, the Chief State Steward/Presiding

Judge, and the Director of Pari-Mutuel Wagering and Compliance immediately by a

phone call. In addition, written notice of the event shall be received by the

Executive Director no later than 24 hours of the event triggering the notice

requirement. Written notice may be made to the Executive Director by hand

delivery, electronic mail, or facsimile.

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Equal Opportunity M/F/D

Matthew G. Bevin David A. Dickerson

Governor Secretary

Public Protection Cabinet

KENTUCKY HORSE RACING COMMISSION

Marc A. Guilfoil, executive director

4063 Ironworks Pkwy, Bldg. B

Lexington, Kentucky 40511

Telephone: (859) 246-2040 Fax: (859) 246-2039

Web site: http://khrc.ky.gov

To: Kentucky Horse Racing Commission

From: John Forgy, General Counsel

Date: September 30, 2016

Re: 2017 Race Track Applications and Applications for Race Dates

All racetrack applications for 2017 licenses have been received and reviewed at the KHRC office. The

applications include requests for race dates and host status from the race tracks. All race dates have

received support from Kentucky Horsemen’s Benevolent and Protective Association (KyHBPA),

Kentucky Thoroughbred Owners and Breeders (KTOB) and Kentucky Harness Horsemen’s Association

(KHHA). Complete copies of track license applications are available for review at the KHRC office.

Please contact me if you would like to review the complete applications.

The Commission will vote to approve the license applications and request for race dates and host status.

Staff recommends approval

Commission Action

_________________Approved

_________________Denied

_________________Deferred

Franklin S. Kling, Jr.

Chairman

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Matthew G. Bevin David A. Dickerson

Governor Secretary

Public Protection Cabinet

KENTUCKY HORSE RACING COMMISSION

Marc A. Guilfoil, executive director

4063 Ironworks Pkwy, Bldg. B

Lexington, Kentucky 40511

Telephone: (859) 246-2040 Fax: (859) 246-2039

Web site: http://khrc.ky.gov

To: Kentucky Horse Racing Commission

From: Steve May, Director of Pari-Mutuel Wagering and Compliance

Date: October 5, 2016

Re: 2016-2017 License Application for Watch And Wager, LLC

In 2015, Watch And Wager, LLC (“WAW”) submitted an initial application for 2016 licensure to provide totalizator services in the Commonwealth of Kentucky. For your review, please find an attached redacted copy of the license application, along with some additional information. A full copy of the application and attachments is available for your review at the KHRC office.

KHRC staff members and members of the KHRC Wagering Integrity Committee have reviewed the application. WAW has been cooperative and forthcoming with requests for additional information.

Among other things, the WAW application states as follows:

It was organized in California in 2012 as a foreign limited liability company and is 100% owned by Webis Holdings, PLC, and its principal business office is currently located in San Francisco, California, with an secondary office in Lexington, Kentucky.

It is currently good standing and authorized to do business in Kentucky with the Secretary of State.

It is currently licensed in California, Colorado, North Dakota, and in every jurisdiction in which the organization operates that currently requires a license to perform advance deposit account wagering services.

WAW plans to invest a total of approximately $500,000 in staff and technology to offer advance deposit account wagering services to Kentucky residents.

It currently does not provide advance deposit account wagering services to any Kentucky racetracks.

Franklin S. Kling, Jr.

Chairman

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KHRC staff and members of the Wagering Integrity Committee have been in discussions with WAW to obtain a surety bond, and KHRC staff will continue to work with WAW to ensure that the surety bond is in place will operating as an advance deposit account wagering operation in Kentucky.

KHRC staff recommends approving this application with an agreement from Watch and Wager, LLC to obtain a surety bond as per the authority granted to the Kentucky Horse Racing Commission in 810 KAR 1:145.

COMMISSION ACTION

Approved

Denied

Deferred

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2016 THOROUGHBRED RULINGS

RULING

NUMBER

RULING

DATE

INFRACTION

DATE ISSUED TO DETERMINATION

DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0001 1/1/2016 12/27/2015 Carlos Villasana Careless riding

Suspended 3 racing days

(January 2, January 3 and

January 7, 2016)

16-0002 1/7/2016

1/2/2016 &

1/3/2016

Robert Joe

Woodard

Failure to conduct business in

a proper manner 500$ Paid

16-0003 1/8/2016 12/11/2015 Charlie Lawson

Flunixin 23.3 ng/ml (Sample

#0086280) C (NSAID) 250$ Paid

16-0004 1/9/2016 1/7/2016 Dick Cardenas Careless riding

Suspended 3 days (January

15 -January 17, 2016,

inclusive)

16-0005 1/17/2016 11/28/2015 Neil J. Howard

Phenylbutazone 13 ug/ml

(Sample #0086018) C (NSAID) 1,000$ Paid


25 -January 29, 2016,

inclusive). DREAM DANCE

disqualified and all purse

money forfeited.

16-0006 1/22/2016 11/28/2015

James L. Stone

(Owner)

Phenylbutazone 13 ug/ml

(Sample #0086018) C (NSAID)

DREAM DANCE disqualified

and purse redistibuted. All

purse monies must be

returned to the association.

16-0007 1/24/2016 11/2/2015 Dr. John M. Watt Treatment Error 1,000$ Paid


27 -January 31, 2016,

inclusive).

16-0008 1/29/2016 1/24/2016 Julie Burke Careless riding

Suspended 3 days (February

4 -February 6, 2016,

inclusive)

16-0009 1/29/2016 12/31/2015 Henry D. Miller, Jr.

Hydrocortisone Succinate

(Sample #0082599) C 750$ Paid


30 -February 3, 2016,

inclusive). ZENZELDA


money forfeited.

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RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0010 1/29/2016 12/31/2015

Henry D. Miller, Jr.

(Owner)


(Sample #0082599) C

ZENZELDA disqualified and

purse redistributed. All purse

monies must be returned to

the association.

16-0011 2/5/2016 1/31/2016 Albin Jimenez

Disorderly conduct and lapse

in good judgement 500$ Paid

Fined for an incident that

occurred in the winners'

circle at Turfway Park

16-0012 2/6/2016 1/14/2016 Olivo I. Inirio

Multiple NSAIDS (Sample

#81888) NSAIDS 250$ Paid


13-February 17, 2016,

inclusive)

16-0013 2/12/2016 1/1/2016 Tammi S. Faber


(Sample #0082632) C 500$ Paid


13 -February 17, 2016,

inclusive). ALREADY RED


money forfeited.

16-0014 2/12/2016 1/1/2016

Tammi S. Faber

(Owner)


(Sample #0082632) C

ALREADY RED disqualified

and purse redistributed. All



16-0015 2/20/2016 1/28/2016 David K. Cook


#83621) NSAIDS 250$ Paid


27-March 2, 2016, inclusive)

16-0016 2/20/2016 1/23/2016 Olivo I. Inirio

Phenylbutazone 3.1 ug/ml

(Sample #0083557)

(2nd offense in 365 days) C (NSAID) 500$ Paid

16-0017 8/1/1998 2/21/2016 Alvin Alex

Restored to good standing

after hearing before the Board

of Stewards and Ellis Park

ejection lifted

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RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0018 3/4/2016 2/7/2016 Vickie L. Foley


(Sample #0096382) C (NSAID) 250$ Paid

16-0019 3/6/2016 2/5/2016

William R.

Helmbrecht

Methylprednisolone 244

pg/ml (Sample #96313) C 500$ Paid

Suspended 5 days (March 14

-March 18, 2016, inclusive).

THE RIGHT THING


money forfeited.

16-0020 3/6/2016 2/5/2016

Jon Jazdzewski

(Owner)

Methylprednisolone 244

pg/ml (Sample #96313) C

THE RIGHT THING

disqualified and purse

redistributed. All purse


the association.

16-0021 3/17/2016 3/12/2016 Gabriel Lagunes

Failure to fulfill riding

engagement 100$ Paid

16-0022 3/17/2016 3/11/2016 Azael De Leon


engagements 200$ Paid

Failed to ride at Turfway

Park on 3/11/2016 and

3/12/2016

16-0023 3/17/2016 3/12/2016 Carson Sullivan



16-0024 3/18/2016 2/26/2016 Manny Perez

Dexamethasone 39 pg/ml

(Sample #0078373 C 500$ Paid

Suspended 5 days (March 20-

March 24, 2016, inclusive).

ALYCZARA disqualified and

all purse money forfeited.

16-0025 3/18/2016 2/26/2016

Antonio

Meraz(Owner)


(Sample #0078373) C

ALYCZARA disqualified and



the association.

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RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0026 3/18/2016 2/19/2016 Christi M. Flores

Clenbuterol (Sample

#0078259) B 500$ Paid

Suspended 30 days (March

19 -April 17, 2016, inclusive).

RANGER ANNIE disqualified

and all purse money

forfeited.

16-0027 3/18/2016 2/19/2016

Christi M. Flores

(Owner)

Clenbuterol (Sample

#0078259) B

RANGER ANNIE disqualified




16-0028 3/20/2016 3/19/2016 Orlando Mojica



16-0029 3/25/2016 1/21/2016 Olivo I. Inirio


(Sample #0083517) C 1,000$ Paid

Suspended 10 days (March

27 -April 5, 2016, inclusive).

WILD CARD HIT disqualified

and all purse money

forfeited.

16-0030 3/25/2016 1/21/2016

Olivo I. Inirio

(Owner)


(Sample #0083517) C

WILD CARD HIT disqualified




16-0031 3/26/2016 3/24/2016 Raquel Aguilar

Suspended pending

appearance

Formally ejected from

Churchill Downs for drug

trafficking and gun

possession.

16-0032 3/31/2016 3/5/2016 Charlie G. Livers


(Sample #0079502) C 500$ Not Paid

Suspended 5 days (April 4 -

April 8, 2016, inclusive).

TAKIDDM disqualified and all

purse money forfeited.

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RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0033 3/31/2016 3/5/2016

Kevin J. Bowman

(Owner)


(Sample #0079502) C

NYQUIST disqualified and



the association.

16-0034 4/6/2016 4/2/2016 Corey J. Nakatani


a proper manner 500$ Not Paid

Did not report overweight in

a timely manner

16-0035 4/6/2016 4/2/2016 Robby J. Albarado



Did not report overweight in

a timely manner

16-0036 4/8/2016 4/8/2016 Hugo Andrade Void Trainer license

Does not qualify for Trainer

license at this time - Owner

license remains valid

16-0037 4/13/2016 1/9/2016 Michael J. Maker

Dextrorphan (Sample

#0081813) B 750$ Not Paid

Suspended 40 days (April 24 -

June 2, 2016, inclusive).

HARLAN'S HOWLING


money forfeited. APPEALED

16-0038 4/13/2016 1/9/2016

Mark D. Breen

(Owner)

Dextrorphan (Sample

#0081813) B

HARLAN'S HOWLING

disqualified and purse

redistributed. All purse


the association. APPEALED

16-0039 4/14/2016 4/8/2016 Jose L. Lopez Arrived late 100$ Paid

Was not on Keeneland

grounds at the time

designated.

16-0040 4/18/2016 4/16/2016 Tyler S. Gaffalione Careless riding


(April 24, April 27 and April

28, 2016)

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RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0041 4/19/2016 11/19/2015 Sebastian Saez

Apprentice allowance

extension granted

An extension of 56 days

granted (June 14, 2016

through and including

August 8, 2016) due to an

injury sustained at Churchill

Downs November 19, 2015

16-0042 4/28/2016 4/8/2016 Wayne W. Rice


#0080507) NSAIDS 250$ Paid

Suspended 5 days (May 9

through May 13, 2016,

inclusive)

16-0043 5/3/2016 5/2/2016 Otabek Umarov

Suspended by the Board of

Stewards for having been

formally ejected and excluded

from racing association

grounds at a location under

the jurisdiction of the KHRC.

Ejected and excluded from

Churchill Downs on May 2,

2016, a location under the

jurisdiction of the KHRC.

16-0044 5/11/2016 4/30/2016 Yuliia Burdeniuk


Stewards pending her

appearance.


Stewards pending her

appearance to answer

questions regarding the

removal of "Looks to Spare"

from CD grounds on April 30,

2016

16-0045 5/14/2016 4/16/2016 Mark E. Casse


(Sample #0080746) C (NSAID) 250$ Paid

16-0046 5/20/2016 4/27/2016 John Ennis

Methocarbamol 1.5 ng/ml

(Sample #0079930) C 500$ Paid

Suspended 5 days (May 22-

May 26, 2016, inclusive).

NIGHT LEAGUE disqualified

and all purse money

forfeited.

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RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0047 5/20/2016 4/27/2016

Pedro Pecheco

(Owner)

Methocarbamol 1.5 ng/ml

(Sample #0079930) C

NIGHT LEAGUE disqualified




16-0048 5/22/2016 5/20/2016 Francisco C. Torres Careless riding


(May 29, May 30, June 2 and

June 3,2016)

16-0049 5/27/2016 4/30/2016 Otabek Umarov

Prevented an Out of

Competition sample to be

drawn from "Looks to Spare"

and removed horse from CD

grounds on April 30, 2016,

failed to answer truthfully

questions asked by the

commission or its

representatives, engaged in

coduct of a disorderly nature

by failing to obey the

stewards' orders, engaged in

conduct that is against the

best interests of horse racing,

possessed hypodermic

needles, syringes and

injectable medications on

association grounds at CD on

April 30, 2016, made a

material misrepresentation,

falsification, or omission in an

application for a license. 10,000$

Owner/Trainer license of

Otabek Umarov is REVOKED

for a period of TEN (10)

YEARS.

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RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0050 6/18/2016 6/17/2016

Ricardo Santana,

Jr. careless riding


(June 23-June 25, 2016,

inclusive)

16-0051 7/6/2016 7/1/2016 Sebastian Saez

failure to be present for the

viewing of the films 100$ Paid

16-0052 7/6/2016 7/1/2016 Ezequiel Rivera

failure to be present for the

viewing of the films 100$ Paid

16-0053 7/7/2016 6/16/2016 Kenneth L. Ramsey violated scratch regulation 500$ Paid

The scratch of AMEN KITTEN

on June 16, 2016 violated

the regulation that governs

scratches.

16-0054 7/7/2016 7/24/2008 Donald Crosser restored to good standing

restored to good standing

after a hearing before Board

of Stewards and lifting of

ejection from Ellis Park

16-0055 7/10/2016 7/9/2016 Leandro Goncalves

failure to fulfull riding


16-0056 7/10/2016 7/9/2016 David R. Flores

failure to fulfull riding


16-0057 7/14/2016 6/3/2016 Curry S. Edwards

suspended and must appear

before the LRC of the KHRC for

any future license

consideration

pending criminal charges,

alleged falsification of

license application and

formal ejection from

Keeneland

16-0058 7/14/2016 7/1/2016 Shyun Parker

suspended pending

appearance

disorderly conduct on

association grounds and

formal ejection from Ellis

Park

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RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0059 7/14/2016 6/27/2016

(Unlicensed)

Morales Wilson

suspended pending

appearance

intoxication, alleged sexual

assault, pending criminal

charges, outstanding

warrants and formal ejection

from Ellis Park.

16-0060 7/28/2016 7/17/2016 Marlon St. Julien careless riding

suspended 3 racing days

(July 30, 31 and August 5,

2016)

16-0061 7/28/2016 7/23/2016 Channing Hill careless riding


(July 30, 31 and August 5,

2016)

16-0062 7/28/2016 7/23/2016 Arturo Aparicio careless riding


(July 29 through July 31,

2016, inclusive)

16-0063 7/30/2016 6/26/2016 Marcus J. Vitali claiming violation 1,000$ Paid

violating claiming regulation

by transferring ownership

prior to 30 days after claim

16-0064 7/29/2016 7/24/2016 David R. Flores careless riding


(July 31, August 5 and

August 6, 2016)

16-0065 7/31/2016 4/6/2016 Corey S. Nakatani failure to pay outstanding fine

suspended until payment is

received

16-0066 8/6/2016 4/15/2016 Marc D. Detampel claiming violation 1,250$ Paid

claimed horse remained

under the management of

the same owner - entered

into an agreement to claim

16-0067 8/6/2016 4/15/2016

Edward J.

Kenneally claiming violation 1,250$ Paid

entered into an agreement

to claim

16-0068 8/7/2016 8/6/2016 Leandro Goncalves failure to fulfill engagements 200$ Paid

47


RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0069 8/7/2016 8/6/2016 Rafael Mojica, Jr. failure to fulfill engagements 100$ Paid

16-0070 8/7/2016 8/5/2016 Robby J. Albarado careless riding


(August 14, August 19, and

August 20, 2016)

16-0071 8/20/2016 11/25/2015 Michael ann Ewing

Dextrorphan (Sample

#0086010) B 500$

Suspended 30 days

(September 1 - September

30 , 2016, inclusive). COVERT

GEM disqualified and all

purse money forfeited. APPEALED

16-0072 8/20/2016 11/25/2015 Nina Hahn

Dextrorphan (Sample

#0086010) B

Covert Gem disqualified and



the association. APPEALED

16-0073 8/27/2016 7/23/2016 Daniel C. Peitz

Ketoprofen 7 ng/ml (Sample

#0087734) C (NSAID) 250$ Paid

16-0074 9/2/2016 8/28/2016 Declan Cannon Disorderly conduct 250$ Paid

Disorderly conduct after the

running of the fifth race at

Ellis Park on August 28,

2016.

16-0075 9/2/2016 8/12/2016 Kenneth G. Miller

Ketoprofen 2.3 ng/ml (Sample

#0080283) C (NSAID) Warning

16-0076 9/2/2016 8/13/2016 Scott R. Nicks

Ketoprofen 5.4 ng/ml (Sample

#0080307) C (NSAID) 250$ Not Paid

16-0077 9/8/2016 9/2/2016 Declan Cannon careless riding


(Sept 16, Sept 17, Sept 18

and Sept 22)

16-0079 9/11/2016 9/10/2016 Pavel Vashchenko



Failed to have CARTOON in

the paddock for the sixth

race at KD on September 10,

2016, necessitating a late

scratch.

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RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS

Suspension (days)

16-0080 9/19/2016 2/19/2016 Christi M. Flores

Failure to pay fine to KHRC or

return purse money to

Turfway Park

Reinstatement contingent on

payment of fine and return

of purse money.

16-0081 9/21/2016 2/19/2016 Christi M. Flores

Paid fine to KHRC and

returned purse money to

Turfway Park

Restored to good standing.

16-0082 9/24/2016 9/18/2016 James D. Graham careless riding


(Sept 30, Oct 2, Oct 7 and

Oct 8)

49

2016 STANDARDBRED RULINGS

RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS Suspension (days) Stewards Notes

J2016-001 01/07/16 01/07/16 Arthur E. Gregory, Jr

Restored to good standing as of

1/7/2016

J2016-002 01/14/16 01/14/16 Daniel N. Noble


1/14/2016

J2016-003 04/08/16 04/04/16 Jonda Smith


04/04/2016

J2016-004 02/22/16 02/15/16 Kandace K Scholey


02/15/16

J2016-005 05/20/16 04/20/16 Calvin L Harris B $500

Suspended 30 days

(5/20/16-6/18/16) Horse DQd; purse redistribution

J2016-006 05/26/16 04/15/16 Geremy C. Bobbitt Methylprednisolone 4 $500

Suspended 5 days


J2016-007 05/26/16 04/14/16 James Edward Stiltner II Dexamethasone 4 $1,500

Suspended 10 days


J2016-008 05/26/16 05/04/16 Jimmy Viars Phenylbutazone 4 $100

J2016-009 05/26/16 05/04/16 Devernon K Wilson Phenylbutazone 4 $100

J2016-010 06/09/16 05/13/16 Calvin L Harris Caffeine 2 $1,000

Suspended Full--60

days (6/19/16-

8/17/16) Horse DQd; purse redistribution

J2016-011 06/19/16 06/19/16 Timothy Demond Williams


06/19/16 RES for return of purse to PBD.

J2016-012 07/02/16 07/02/16 Kirby Grimes Falsification of License Application

License Revoked

J2016-013 07/02/16 06/10/16 Ronald Malette

Low or excess level of Authorized

medication (Bute/Lasix) 4 $250 Purse money of $775.00 was returned

J2016-014 07/31/16 07/24/16 S. Bernard Demars

Failure to obey the instruction of the

paddock judge $25

J2016-015 07/31/16 07/24/16 Kevin S McQuinn Late driver change $50

J2016-016 07/31/16 07/22/16 Tyler G Shehan

Conduct Detrimental to the best

interest of the horse racing $500

J2016-017 07/31/16 07/22/16 Donlad A. Brock

Conduct Detrimental to the best

interest of the horse racing $205

J2016-018 07/31/16 07/30/16 Tyler G Shehan Crossing over before the start $50

J2016-019 08/01/16 07/31/16 Randy D. Crisler Failure to come up/stay in position $50

J2016-020 08/01/16 06/24/16 Tyler G Shehan Phenylbutazone 4 $250

J2016-021 08/04/16 07/31/16 Jacob J Fox


paddock judge $25

J2016-022 08/14/16 06/12/16 Randy D Crisler Dexamethasone 4 $500 Horse Disqualified: Purse Redistribution

J2016-023 08/14/16 06/24/16 Donricus L Blackmon Flunixin (Banamine) 4 $500

Horse Disqualified: Purse

Redistribution

50

2016 STANDARDBRED RULINGS

RULING

NUMBER

RULING

DATE

INFRACTION


DRUG

PENALTY

CLASS

FINE OR

WRITTEN

WARNING STATUS Suspension (days) Stewards Notes

J2016-024 08/14/16 07/10/16 Geremy C Bobbitt Dexamethasone 4 $500

Suspended Full- 5 days

(8/22/2016-

08/26/2016)

Horse Disqualified: Purse

Redistribution

J2016-025 08/14/16 08/04/16 John H Hughes

Possession of hypodermic needle,

syringes and/or injectable and/or

other drugs

Suspended Full-30

days (8/26/2016-

09/24/2016)

J2016-026 08/14/16 08/11/16 Tyler G Shehan Smoking $25

J2016-027 08/22/16 07/30/16 Tyler G Shehan Flunixin (Banamine) 4 $500

J2016-028 08/22/16 07/31/16 Daniel T. Jones

Phenylbutazone(Butazolidin) &

Flunixin (Banamine) 4 $250

J2016-029 08/26/16 08/25/16 James Edward Stiltner II Failure to control horse $50

J2016-030 08/27/16 08/27/16 Angela Kay Sutton Late driver change $50

J2016-031 08/29/16 08/18/16 Lamar J. Moody


paddock judge $25

J2016-032 08/29/16 08/06/16 Terry L. Deters Betamethasone 4 $500 Horse Disqualified: Purse Redistribution

J2016-033 09/06/16 09/06/16 Calvin L. Harris Failure to pay fines

Indefinite Suspension

J2016-034 09/05/16 09/03/16 Rodney L. DeBeck Inappropriate use of the whip

Suspended: Driving -

3days, 09/07/2016

thru 09/09/2016

J2016-035 09/06/16 09/04/16 Matthew T. Avenatti Late to the post parade $25

J2016-036 09/09/16 09/08/16 Issac D. Love


paddock judge $25

J2016-037 09/12/16 09/04/16 David M. Avenatti

Requested a hearing and failed to

appear $50

J2016-038 09/12/16 08/21/16 George F. Anthrop Phenylbutazone & Flunixin $250

J2016-039 09/15/16 09/11/16 Jim T. Brinson Let a horse pass inside needlessly

Suspended: Driving - 7

days, 09/16/2016 thru

09/22/2016

J2016-040 09/17/16 09/15/16 Trevor Gene Smith Offensive/profane language $250

J2016-041 09/19/16 09/17/16 Matthew T. Avenatti Inappropriate use of the whip

Suspended: Driving - 5

days, 9/18/2016 thru

9/22/2016

51

Total Starts 2096

Post Race Samples 416

tCO2 216

Veterinary Scratches 34

Pre-Race 12

On-Track 22

Soundness related 13

Gate/paddock Injury 9

KHRC Veterinary List 56

Scratches 34

Race Inj/post race lame/Test barn lame 14

EIPH 2

Heat Distress 6

Ambulance Runs 10

Racing Fatalities 1

musculo-skeletal

Training Fatalities 1

musculo-skeletal

KHRC Veterinary ReportEllis Park 2016 meet

52

Total Starts 550

Post Race Samples 152

tCO2 140

Veterinary Scratches 5

Pre-Race 3

On-Track 2

Soundness related 2

KHRC Veterinary List 12

Scratches 5

Race Inj/post race lame/Test barn lamelame 6

Heat Distress 1

Ambulance Runs 5

Racing Fatalities 1

24 hrs post race, musculoskeletal

KHRC Veterinary ReportKentucy Downs 2016 meet

53

August‐16 August‐15 % Change FTYD ‐ 2017 FTYD ‐ 2016 % ChangeLive Racing Dates 24 28 ‐14.3% 50 49 2.0%On‐Track Handle 2,189,759$ 2,762,116$ ‐20.7% 6,045,510$ 5,019,860$ 20.4%All‐Breed Simulcast Handle 13,048,702$ 17,001,276$ ‐23.2% 27,462,199$ 31,409,895$ ‐12.6%Total ADW Handle 16,104,523$ 18,040,547$ ‐10.7% 33,749,782$ 29,240,384$ 15.4%Historical Horse Racing Handle 69,929,411$ 38,041,798$ 83.8% 138,999,185$ 78,557,355$ 76.9%Total Handle 101,272,396$ 75,845,736$ 33.5% 206,256,676$ 144,227,493$ 43.0%

Other Off‐Track Handle on KY Races 16,587,516$ 15,829,196$ 4.8% 41,940,887$ 28,843,193$ 45.4%

TB Development Fund 668,537$ 573,424$ 16.6% 1,363,735$ 1,113,345$ 22.5%SB Development Fund 114,690$ 12,028$ 853.6% 224,492$ 18,898$ 1087.9%QH/Arabian Development Fund 1,951$ 2,372$ ‐17.8% 1,951$ 2,372$ ‐17.8%Backside Improvement Fund 8,965$ 10,958$ ‐18.2% 27,512$ 21,847$ 25.9%Equine Industry Program 128,672$ 88,581$ 45.3% 259,821$ 179,815$ 44.5%Equine Drug Research 72,439$ 54,751$ 32.3% 146,765$ 108,898$ 34.8%Higher Education Fund 72,439$ 54,751$ 32.3% 146,765$ 108,898$ 34.8%ADW Host Track Allocation (Note 1) 34,222$ 38,336$ ‐10.7% 71,718$ 62,136$ 15.4%ADW Purse Allocation (Note 1) 34,222$ 38,336$ ‐10.7% 71,718$ 62,136$ 15.4%KY General Fund 360,264$ 259,521$ 38.8% 731,285$ 502,757$ 45.5%Total KY Excise Tax 1,496,402$ 1,133,059$ 32.1% 3,045,764$ 2,181,104$ 39.6%

Note 1 ‐ As per KRS 138.530

Kentucky Handle and Excise Tax Report for August, 2016

54

August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates 24 28 ‐14.3% 50 49 2.0%On‐Track Handle on All Kentucky Races (OTH) 2,189,759$ 2,762,116$ ‐20.7% 6,045,510$ 5,019,860$ 20.4%

Less: Return to Public 1,730,748$ 2,187,648$ ‐20.9% 4,815,668$ 3,994,882$ 20.5%Less: Breakage 15,208$ 12,612$ 20.6% 27,028$ 16,867$ 60.2%

Gross Commission 443,802$ 561,855$ ‐21.0% 1,202,814$ 1,008,110$ 19.3%TB Development Fund (0.75% of On‐Track TB Handle) 13,447$ 16,437$ ‐18.2% 41,269$ 32,770$ 25.9%SB Development Fund (1.25% of On‐Track SB Handle) 4,960$ 7,132$ ‐30.4% 6,788$ 8,131$ ‐16.5%Equine Industry Program (0.2% of OTH) 4,380$ 5,524$ ‐20.7% 12,091$ 10,040$ 20.4%Equine Drug Research (0.1% of OTH) 2,190$ 2,762$ ‐20.7% 6,046$ 5,020$ 20.4%Higher Education Fund (0.1% of OTH) 2,190$ 2,762$ ‐20.7% 6,046$ 5,020$ 20.4%KY General Fund (0.35% of OTH TB, 0.1% OTH SB) 6,672$ 8,241$ ‐19.0% 19,802$ 15,943$ 24.2%

Total KY Excise Tax (1.5% of OTH TB, 1.75% of OTH SB) 33,838$ 42,858$ ‐21.0% 92,040$ 76,924$ 19.7%% of Gross Commission 7.62% 7.63% 7.65% 7.63%Backside Improvement Fund (0.5% of Total OTH at TB Tracks) 8,965$ 10,958$ ‐18.2% 27,512$ 21,847$ 25.9%Net Commission 400,999$ 508,039$ ‐21.1% 1,083,261$ 909,339$ 19.1%% of On‐Track Handle 18.31% 18.39% 17.92% 18.11%Off‐Track Handle on All Kenutucky Races From

Other KY Tracks 814,427$ 984,590$ ‐17.3% 1,957,670$ 1,920,451$ 1.9%Kentucky Licensed ADW's 2,029,374$ 1,738,842$ 16.7% 4,887,960$ 3,108,428$ 57.2%Other Sources 13,743,714$ 13,105,764$ 4.9% 35,095,256$ 23,814,314$ 47.4%

All Sources Handle on Live Racing 18,777,274$ 18,591,311$ 1.0% 47,986,397$ 33,863,052$ 41.7%

Average Daily Handle ‐ On Track 91,240$ 98,647$ ‐7.5% 120,910$ 102,446$ 18.0%Average Daily Handle ‐ All Sources 782,386$ 663,975$ 17.8% 959,728$ 691,083$ 38.9%

Handle by BreedThoroughbred 10,887,106$ 14,163,481$ ‐23.1% 22,766,327$ 25,667,571$ ‐11.3%Standardbred 2,041,153$ 2,687,831$ ‐24.1% 4,456,192$ 5,475,911$ ‐18.6%Quarter Horse/Arabian/Paint/Mule 120,444$ 149,964$ ‐19.7% 239,680$ 266,413$ ‐10.0%All‐Breed Total Simulcast Handle (TSH) 13,048,702$ 17,001,276$ ‐23.2% 27,462,199$ 31,409,895$ ‐12.6%

TB Development Fund (2% of TSH at TB Tracks) 209,252$ 271,673$ ‐23.0% 226,362$ 219,745$ 3.0%SB Development Fund (2% of TSH at TB Tracks) 4,887$ 4,896$ ‐0.2% 5,295$ 5,871$ ‐9.8%QH/Arabian Development Fund (2% of TSH at TB Tracks) 1,951$ 2,372$ ‐17.8% 1,707$ 1,866$ ‐8.5%Equine Industry Program (0.05% of TSH at TB Tracks) 5,402$ 6,974$ ‐22.5% 11,236$ 12,661$ ‐11.2%Equine Drug Research (0.1% of TSH at TB Tracks) 10,804$ 13,947$ ‐22.5% 22,473$ 25,321$ ‐11.2%Higher Education Fund (0.1% of TSH at TB Tracks) 10,804$ 13,947$ ‐22.5% 22,473$ 25,321$ ‐11.2%KY General Fund (0.75% of TSH at TB Tracks) 81,034$ 104,603$ ‐22.5% 168,546$ 189,909$ ‐11.2%

Total KY Excise Tax (3% of TSH at TB Tracks) 324,135$ 418,413$ ‐22.5% 458,092$ 480,695$ ‐4.7%

Kentucky Live and Simulcast Wagering Report for August, 2016Live Racing

Simulcast Wagering on Other Tracks (Note: Standardbred Facilities Only Taxed on Live Racing)

55

August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates 6 6

On‐Track Handle (OTH) 7,896$ 6,925$ 14.0%Less: Return to Public 6,168$ 5,433$ 13.5%Less: Breakage 89$ 38$ 134.1%

Gross Commission 1,639$ 1,454$ 12.7%

SB Development Fund (1.25% of OTH) 99$ 87$ 14.0%Equine Industry Program (0.2% of OTH) 16$ 14$ 14.0%Equine Drug Research (0.1% of OTH) 8$ 7$ 14.0%Higher Education Fund (0.1% of OTH) 8$ 7$ 14.0%KY General Fund (0.1% of OTH) 8$ 7$ 14.0%

Total KY Excise Tax (1.75% of OTH) 138$ 121$ 14.0%% of Gross Commission 8.43% 8.33% 1.2%

Net Commission 1,501$ 1,333$ 12.6%% of On‐Track Handle 19.01% 19.25%Off‐Track Handle on Kenutucky Races From

Other KY Tracks Kentucky Licensed ADW's Other Sources

All Sources Handle on Live Racing (On‐ and Off‐Track) 7,896$ 6,925$ 14.0%

Average Daily Handle ‐ On Track 1,316$ 1,154$ 14.0%Average Daily Handle ‐ All Sources 1,316$ 1,154$ 14.0%

Handle by BreedThoroughbred (TB) 273,279$ 322,203$ ‐15.2% 601,755$ 563,573$ 6.8%Standardbred (SB) 18,047$ 25,952$ ‐30.5% 37,292$ 56,635$ ‐34.2%Quarter Horse/Other (QH) 1,198$ 981$ 22.0% 1,198$ 1,847$ ‐35.2%All‐Breed Total Simulcast Handle (TSH) 292,524$ 349,136$ ‐16.2% 640,244$ 622,055$ 2.9%


Live RacingBlue Grass Downs Live and Simulcast Wagering Report for August, 2016

56

August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates 2

On‐Track Handle (OTH) 1,514,897$ Less: Return to Public 1,210,858$ Less: Breakage 10,110$

Gross Commission 293,928$

TB Development Fund (0.75% of OTH) 11,362$ Equine Industry Program (0.2% of OTH) 3,030$ Equine Drug Research (0.1% of OTH) 1,515$ Higher Education Fund (0.1% of OTH) 1,515$ KY General Fund (0.35% of OTH) 5,302$

Total KY Excise Tax (1.5% of OTH) 22,723$ % of Gross Commission 7.73%

Backside Improvement Fund (0.5% of OTH) 7,574$ Net Commission 263,631$ % of On‐Track Handle 17.40%Off‐Track Handle on Kenutucky Races From

Other KY Tracks 265,759$ Kentucky Licensed ADW's 1,282,826$ Other Sources 10,127,106$

All Sources Handle on Live Racing (On‐ and Off‐Track) 13,190,587$

Average Daily Handle ‐ On Track 757,448$ Average Daily Handle ‐ All Sources 6,595,294$

Handle by BreedThoroughbred (TB) 3,142,175$ 5,041,200$ ‐37.7% 6,376,488$ 8,395,378$ ‐24.0%Standardbred (SB) 8,983$ 16,195$ ‐44.5% 13,248$ 18,164$ ‐27.1%Quarter Horse/Other (QH) 34,243$ 48,796$ ‐29.8% 59,282$ 71,354$ ‐16.9%All‐Breed Total Simulcast Handle (TSH) 3,185,400$ 5,106,191$ ‐37.6% 6,449,018$ 8,484,896$ ‐24.0%

TB Development Fund (2% of TSH) 62,843$ 100,824$ ‐37.7% 127,530$ 167,908$ ‐24.0%SB Development Fund (2% of TSH) 180$ 324$ ‐44.5% 265$ 363$ ‐27.1%QH/Other Development Fund (2% of TSH) 685$ 976$ ‐29.8% 1,186$ 1,427$ ‐16.9%Equine Industry Program (0.05% of TSH) 1,593$ 2,553$ ‐37.6% 3,225$ 4,242$ ‐24.0%Equine Drug Research (0.1% of TSH) 3,185$ 5,106$ ‐37.6% 6,449$ 8,485$ ‐24.0%Higher Education Fund (0.1% of TSH) 3,185$ 5,106$ ‐37.6% 6,449$ 8,485$ ‐24.0%KY General Fund (0.75% of TSH) 23,891$ 38,296$ ‐37.6% 48,368$ 63,637$ ‐24.0%

Total KY Excise Tax (3% of TSH) 95,562$ 153,186$ ‐37.6% 193,471$ 254,547$ ‐24.0%

Simulcast Wagering on Other Tracks

Live RacingChurchill Downs Live and Simulcast Wagering Report for August, 2016

57

August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates 12 14 ‐14.3% 26 27 ‐3.7%

On‐Track Handle (OTH) 1,792,955$ 2,191,595$ ‐18.2% 3,987,591$ 4,369,376$ ‐8.7%Less: Return to Public 1,426,206$ 1,744,093$ ‐18.2% 3,173,017$ 3,477,571$ ‐8.8%Less: Breakage 13,816$ 16,353$ ‐15.5% 30,057$ 32,721$ ‐8.1%

Gross Commission 352,933$ 431,149$ ‐18.1% 784,518$ 859,084$ ‐8.7%

TB Development Fund (0.75% of OTH) 13,447$ 16,437$ ‐18.2% 29,907$ 32,770$ ‐8.7%Equine Industry Program (0.2% of OTH) 3,586$ 4,383$ ‐18.2% 7,975$ 8,739$ ‐8.7%Equine Drug Research (0.1% of OTH) 1,793$ 2,192$ ‐18.2% 3,988$ 4,369$ ‐8.7%Higher Education Fund (0.1% of OTH) 1,793$ 2,192$ ‐18.2% 3,988$ 4,369$ ‐8.7%KY General Fund (0.35% of OTH) 6,275$ 7,671$ ‐18.2% 13,957$ 15,293$ ‐8.7%

Total KY Excise Tax (1.5% of OTH) 26,894$ 32,874$ ‐18.2% 59,814$ 65,541$ ‐8.7%% of Gross Commission 7.62% 7.62% ‐0.1% 7.62% 7.63% ‐0.1%

Backside Improvement Fund (0.5% of OTH) 8,965$ 10,958$ ‐18.2% 19,938$ 21,847$ ‐8.7%Net Commission 317,074$ 387,317$ ‐18.1% 704,766$ 771,696$ ‐8.7%% of On‐Track Handle 17.68% 17.67% 17.67% 17.66%Off‐Track Handle on Kenutucky Races From

Other KY Tracks 784,217$ 928,867$ ‐15.6% 1,649,953$ 1,858,553$ ‐11.2%Kentucky Licensed ADW's 1,627,381$ 1,321,977$ 23.1% 3,124,471$ 2,631,904$ 18.7%Other Sources 11,424,868$ 10,110,783$ 13.0% 21,860,775$ 20,399,510$ 7.2%

All Sources Handle on Live Racing (On‐ and Off‐Track) 15,629,421$ 14,553,222$ 7.4% 30,622,790$ 29,259,343$ 4.7%

Average Daily Handle ‐ On Track 149,413$ 156,543$ ‐4.6% 153,369$ 161,829$ ‐5.2%Average Daily Handle ‐ All Sources 1,302,452$ 1,039,516$ 25.3% 1,177,800$ 1,083,679$ 8.7%

Handle by BreedThoroughbred (TB) 1,542,145$ 1,765,528$ ‐12.7% 3,151,610$ 3,426,025$ ‐8.0%Standardbred (SB) 134,387$ 114,470$ 17.4% 275,126$ 252,548$ 8.9%Quarter Horse/Other (QH) 10,655$ 11,918$ ‐10.6% 18,863$ 24,106$ ‐21.8%All‐Breed Total Simulcast Handle (TSH) 1,687,186$ 1,891,917$ ‐10.8% 3,445,599$ 3,702,678$ ‐6.9%

TB Development Fund (2% of TSH) 30,843$ 35,311$ ‐12.7% 63,032$ 68,520$ ‐8.0%SB Development Fund (2% of TSH) 2,688$ 2,289$ 17.4% 5,503$ 5,051$ 8.9%QH/Other Development Fund (2% of TSH) 213$ 238$ ‐10.6% 377$ 482$ ‐21.8%Equine Industry Program (0.05% of TSH) 844$ 946$ ‐10.8% 1,723$ 1,851$ ‐6.9%Equine Drug Research (0.1% of TSH) 1,687$ 1,892$ ‐10.8% 3,446$ 3,703$ ‐6.9%Higher Education Fund (0.1% of TSH) 1,687$ 1,892$ ‐10.8% 3,446$ 3,703$ ‐6.9%KY General Fund (0.75% of TSH) 12,654$ 14,189$ ‐10.8% 25,842$ 27,770$ ‐6.9%



Live RacingEllis Park Live and Simulcast Wagering Report for August, 2016

58

August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates

On‐Track Handle (OTH) Less: Return to Public Less: Breakage

Gross Commission

TB Development Fund (0.75% of OTH) Equine Industry Program (0.2% of OTH) Equine Drug Research (0.1% of OTH) Higher Education Fund (0.1% of OTH) KY General Fund (0.35% of OTH)

Total KY Excise Tax (1.5% of OTH) % of Gross Commission

Backside Improvement Fund (0.5% of OTH) Net Commission % of On‐Track HandleOff‐Track Handle on Kenutucky Races From


All Sources Handle on Live Racing (On‐ and Off‐Track)

Average Daily Handle ‐ On Track Average Daily Handle ‐ All Sources

Handle by BreedThoroughbred (TB) 2,873,493$ 3,503,689$ ‐18.0% 6,122,709$ 6,575,405$ ‐6.9%Standardbred (SB) Quarter Horse/Other (QH) 14,005$ 25,070$ ‐44.1% 32,138$ 49,042$ ‐34.5%All‐Breed Total Simulcast Handle (TSH) 2,887,498$ 3,528,759$ ‐18.2% 6,154,847$ 6,624,448$ ‐7.1%

TB Development Fund (2% of TSH) 57,470$ 70,074$ ‐18.0% 122,454$ 131,508$ ‐6.9%SB Development Fund (2% of TSH) QH/Other Development Fund (2% of TSH) 280$ 501$ ‐44.1% 643$ 981$ ‐34.5%Equine Industry Program (0.05% of TSH) 1,444$ 1,764$ ‐18.2% 3,077$ 3,312$ ‐7.1%Equine Drug Research (0.1% of TSH) 2,887$ 3,529$ ‐18.2% 6,155$ 6,624$ ‐7.1%Higher Education Fund (0.1% of TSH) 2,887$ 3,529$ ‐18.2% 6,155$ 6,624$ ‐7.1%KY General Fund (0.75% of TSH) 21,656$ 26,466$ ‐18.2% 46,161$ 49,683$ ‐7.1%



Live RacingKeeneland Live and Simulcast Wagering Report for August, 2016

59



Gross Commission







Handle by BreedThoroughbred (TB) 996,178$ 1,082,826$ ‐8.0% 2,078,245$ 2,016,627$ 3.1%Standardbred (SB) 48,220$ 45,977$ 4.9% 110,094$ 105,616$ 4.2%Quarter Horse/Other (QH) 21,552$ 12,136$ 77.6% 41,710$ 30,371$ 37.3%All‐Breed Total Simulcast Handle (TSH) 1,065,950$ 1,140,940$ ‐6.6% 2,230,048$ 2,152,614$ 3.6%

TB Development Fund (2% of TSH) 19,924$ 21,657$ ‐8.0% 41,565$ 40,333$ 3.1%SB Development Fund (2% of TSH) 964$ 920$ 4.9% 2,202$ 2,112$ 4.2%QH/Other Development Fund (2% of TSH) 431$ 243$ 77.6% 834$ 607$ 37.3%Equine Industry Program (0.05% of TSH) 533$ 570$ ‐6.6% 1,115$ 1,076$ 3.6%Equine Drug Research (0.1% of TSH) 1,066$ 1,141$ ‐6.6% 2,230$ 2,153$ 3.6%Higher Education Fund (0.1% of TSH) 1,066$ 1,141$ ‐6.6% 2,230$ 2,153$ 3.6%KY General Fund (0.75% of TSH) 7,995$ 8,557$ ‐6.6% 16,725$ 16,145$ 3.6%

Total KY Excise Tax (3% of TSH) 31,979$ 34,228$ ‐6.6% 66,901$ 64,578$ 3.6%


Live RacingKentucky Downs Live and Simulcast Wagering Report for August, 2016

60

August‐16 August‐15 % Change FYTD ‐ 2017 FYTD ‐ 2016 % ChangeRace Dates 12 14 ‐14.3% 16 16

On‐Track Handle (OTH) 396,804$ 570,520$ ‐30.4% 535,127$ 643,559$ ‐16.8%Less: Return to Public 304,542$ 443,555$ ‐31.3% 410,417$ 499,266$ ‐17.8%Less: Breakage 1,392$ (3,741)$ ‐137.2% 1,981$ (3,279)$ ‐160.4%

Gross Commission 90,870$ 130,706$ ‐30.5% 122,728$ 147,572$ ‐16.8%

SB Development Fund (1.25% of OTH) 4,960$ 7,132$ ‐30.4% 6,689$ 8,044$ ‐16.8%Equine Industry Program (0.2% of OTH) 794$ 1,141$ ‐30.4% 1,070$ 1,287$ ‐16.8%Equine Drug Research (0.1% of OTH) 397$ 571$ ‐30.4% 535$ 644$ ‐16.8%Higher Education Fund (0.1% of OTH) 397$ 571$ ‐30.4% 535$ 644$ ‐16.8%KY General Fund (0.1% of OTH) 397$ 571$ ‐30.4% 535$ 644$ ‐16.8%

Total KY Excise Tax (1.75% of OTH) 6,944$ 9,984$ ‐30.4% 9,365$ 11,262$ ‐16.8%% of Gross Commission 7.64% 7.64% 0.0% 7.63% 7.63% 0.0%

Net Commission 83,926$ 120,722$ ‐30.5% 113,364$ 136,310$ ‐16.8%% of On‐Track Handle 21.15% 21.16% 21.18% 21.18%Off‐Track Handle on Kenutucky Races From

Other KY Tracks 30,210$ 55,722$ ‐45.8% 41,959$ 61,898$ ‐32.2%Kentucky Licensed ADW's 401,994$ 416,865$ ‐3.6% 480,663$ 476,523$ 0.9%Other Sources 2,318,846$ 2,994,981$ ‐22.6% 3,107,375$ 3,414,804$ ‐9.0%

All Sources Handle on Live Racing (On‐ and Off‐Track) 3,147,854$ 4,038,089$ ‐22.0% 4,165,124$ 4,596,784$ ‐9.4%

Average Daily Handle ‐ On Track 33,067$ 40,751$ ‐18.9% 33,445$ 40,222$ ‐16.8%Average Daily Handle ‐ All Sources 262,321$ 288,435$ ‐9.1% 260,320$ 287,299$ ‐9.4%

Handle by BreedThoroughbred (TB) 796$ 5,732$ ‐86.1% 1,421$ 5,796$ ‐75.5%Standardbred (SB) 1,741,674$ 2,371,211$ ‐26.5% 3,833,632$ 4,757,414$ ‐19.4%Quarter Horse/Other (QH) 20,600$ 29,681$ ‐30.6% 52,957$ 50,328$ 5.2%All‐Breed Total Simulcast Handle (TSH) 1,763,070$ 2,406,624$ ‐26.7% 3,888,010$ 4,813,537$ ‐19.2%


Live RacingThe Red Mile Live and Simulcast Wagering Report for August, 2016

61



Gross Commission

SB Development Fund (1.25% of OTH) Equine Industry Program (0.2% of OTH) Equine Drug Research (0.1% of OTH) Higher Education Fund (0.1% of OTH) KY General Fund (0.1% of OTH)


Net Commission % of On‐Track HandleOff‐Track Handle on Kenutucky Races From




Handle by BreedThoroughbred (TB) 150,442$ 251,879$ ‐40.3% 382,452$ 527,267$ ‐27.5%Standardbred (SB) 37,064$ 45,866$ ‐19.2% 76,149$ 123,497$ ‐38.3%Quarter Horse/Other (QH) 1,103$ 678$ 62.8% 2,608$ 2,310$ 12.9%All‐Breed Total Simulcast Handle (TSH) 188,610$ 298,422$ ‐36.8% 461,210$ 653,074$ ‐29.4%


Live RacingThunder Ridge Live and Simulcast Wagering Report for August, 2016

62



Gross Commission







Handle by BreedThoroughbred (TB) 1,908,598$ 2,190,424$ ‐12.9% 4,051,647$ 4,157,500$ ‐2.5%Standardbred (SB) 52,778$ 68,160$ ‐22.6% 110,651$ 162,037$ ‐31.7%Quarter Horse/Other (QH) 17,088$ 20,704$ ‐17.5% 30,926$ 37,056$ ‐16.5%All‐Breed Total Simulcast Handle (TSH) 1,978,464$ 2,279,288$ ‐13.2% 4,193,224$ 4,356,593$ ‐3.7%

TB Development Fund (2% of TSH) 38,172$ 43,808$ ‐12.9% 81,033$ 83,150$ ‐2.5%SB Development Fund (2% of TSH) 1,056$ 1,363$ ‐22.6% 2,213$ 3,241$ ‐31.7%QH/Other Development Fund (2% of TSH) 342$ 414$ ‐17.5% 619$ 741$ ‐16.5%Equine Industry Program (0.05% of TSH) 989$ 1,140$ ‐13.2% 2,097$ 2,178$ ‐3.7%Equine Drug Research (0.1% of TSH) 1,978$ 2,279$ ‐13.2% 4,193$ 4,357$ ‐3.7%Higher Education Fund (0.1% of TSH) 1,978$ 2,279$ ‐13.2% 4,193$ 4,357$ ‐3.7%KY General Fund (0.75% of TSH) 14,838$ 17,095$ ‐13.2% 31,449$ 32,674$ ‐3.7%



Live RacingTurfway Park Live and Simulcast Wagering Report for August, 2016

63

AmWest Entertainment Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 586$ 7,248$ ‐91.9% 1,556$ 12,716$ ‐87.8%Total Out‐of‐State Handle 57,265$ 156,636$ ‐63.4% 121,255$ 250,184$ ‐51.5%Total Handle 57,851$ 163,884$ ‐64.7% 122,811$ 262,900$ ‐53.3%

Host Track (42.5% Allocation) 123$ 348$ ‐64.7% 261$ 559$ ‐53.3%Purse (42.5% Allocation) 123$ 348$ ‐64.7% 261$ 559$ ‐53.3%KY General Fund (15% Allocation) 43$ 123$ ‐64.7% 92$ 197$ ‐53.3%Total KY Excise Tax (0.5% of TAH) 289$ 819$ ‐64.7% 614$ 1,315$ ‐53.3%

Ebet Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 811$ 1,767$ ‐54.1% 2,362$ 2,643$ ‐10.6%Total Out‐of‐State Handle 45,331$ 54,996$ ‐17.6% 132,245$ 116,025$ 14.0%Total Handle 46,142$ 56,763$ ‐18.7% 134,607$ 118,668$ 13.4%

Host Track (42.5% Allocation) 98$ 121$ ‐18.7% 286$ 252$ 13.4%Purse (42.5% Allocation) 98$ 121$ ‐18.7% 286$ 252$ 13.4%KY General Fund (15% Allocation) 35$ 43$ ‐18.7% 101$ 89$ 13.4%Total KY Excise Tax (0.5% of TAH) 231$ 284$ ‐18.7% 673$ 593$ 13.4%

Lien Games Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 6,674$ 7,298$ ‐8.6% 25,295$ 13,013$ 94.4%Total Out‐of‐State Handle 190,554$ 280,769$ ‐32.1% 502,138$ 517,161$ ‐2.9%Total Handle 197,228$ 288,067$ ‐31.5% 527,433$ 530,174$ ‐0.5%

Host Track (42.5% Allocation) 419$ 612$ ‐31.5% 1,121$ 1,127$ ‐0.5%Purse (42.5% Allocation) 419$ 612$ ‐31.5% 1,121$ 1,127$ ‐0.5%KY General Fund (15% Allocation) 148$ 216$ ‐31.5% 396$ 398$ ‐0.5%Total KY Excise Tax (0.5% of TAH) 986$ 1,440$ ‐31.5% 2,637$ 2,651$ ‐0.5%

Kentucky Resident Advance Deposit Wagering Report for August, 2016

64

TVG Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 172,140$ 198,208$ ‐13.2% 536,538$ 368,576$ 45.6%Total Out‐of‐State Handle 4,464,527$ 5,619,211$ ‐20.5% 9,665,566$ 9,206,004$ 5.0%Total Handle 4,636,667$ 5,817,419$ ‐20.3% 10,202,104$ 9,574,580$ 6.6%

Host Track (42.5% Allocation) 9,853$ 12,362$ ‐20.3% 21,679$ 20,346$ 6.6%Purse (42.5% Allocation) 9,853$ 12,362$ ‐20.3% 21,679$ 20,346$ 6.6%KY General Fund (15% Allocation) 3,477$ 4,363$ ‐20.3% 7,652$ 7,181$ 6.6%Total KY Excise Tax (0.5% of TAH) 23,183$ 29,087$ ‐20.3% 51,011$ 47,873$ 6.6%

Twin Spires Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 425,476$ 408,139$ 4.2% 1,722,576$ 756,280$ 127.8%Total Out‐of‐State Handle 7,600,369$ 9,001,342$ ‐15.6% 16,143,169$ 14,484,098$ 11.5%Total Handle 8,025,844$ 9,409,481$ ‐14.7% 17,865,744$ 15,240,378$ 17.2%


XpressBet Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 117,684$ 82,667$ 42.4% 322,375$ 158,335$ 103.6%Total Out‐of‐State Handle 3,023,108$ 2,222,266$ 36.0% 4,642,749$ 3,355,349$ 38.4%Total Handle 3,140,792$ 2,304,933$ 36.3% 4,965,124$ 3,513,684$ 41.3%

Host Track (42.5% Allocation) 6,674$ 4,898$ 36.3% 10,551$ 7,467$ 41.3%Purse (42.5% Allocation) 6,674$ 4,898$ 36.3% 10,551$ 7,467$ 41.3%KY General Fund (15% Allocation) 2,356$ 1,729$ 36.3% 3,724$ 2,635$ 41.3%Total KY Excise Tax (0.5% of TAH) 15,704$ 11,525$ 36.3% 24,826$ 17,568$ 41.3%

Kentucky Resident Advance Deposit Wagering Report for August, 2016 (Cont)

65

Aug‐16 Aug‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal In‐State Handle 723,370$ 705,326$ 2.6% 2,610,701$ 1,311,563$ 99.1%Total Out‐of‐State Handle 15,381,153$ 17,335,220$ ‐11.3% 31,207,122$ 27,928,821$ 11.7%Total ADW Handle (TAH) 16,104,523$ 18,040,547$ ‐10.7% 33,817,823$ 29,240,384$ 15.7%


Kentucky Resident Advance Deposit Wagering Report for August, 2016

Source ‐ Kentucky Department of Revenue Weekly Tax Filings

66

August‐16 August‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal Handle 69,929,411$ 38,041,798$ 83.8% 138,999,185$ 78,557,355$ 76.9%

Less: Returned to Public 64,461,346$ 34,909,220$ 84.7% 128,151,038$ 72,153,176$ 77.6%

Less: Breakage 22,376$ 7,183$ 211.5% 45,588$ 14,750$ Less: Settlement (12,813)$ 37,317$ ‐134.3% (86,816)$ 46,583$

Gross Commission 5,458,501$ 3,088,078$ 76.8% 10,889,375$ 6,342,845$ 71.7%

TB Development Fund (See Note 1) 445,839$ 285,313$ 56.3% 886,852$ 589,156$ 50.5%SB Development Fund (See Note 2) 104,843$ ‐$ ‐ 207,522$ ‐$ ‐Equine Industry Program (See Note 3) 118,890$ 76,084$ 56.3% 236,494$ 157,115$ 50.5%Equine Drug Research (See Note 4) 59,445$ 38,042$ 56.3% 118,247$ 78,557$ 50.5%Higher Education Fund (See Note 4) 59,445$ 38,042$ 56.3% 118,247$ 78,557$ 50.5%Kentucky General Fund (Note 5) 260,479$ 133,146$ 95.6% 517,625$ 274,975$ 88.2%

Total KY Excise Tax (1.5% of Total Handle) 1,048,941$ 570,627$ 83.8% 2,084,988$ 1,178,360$ 76.9%% of Gross Commission 19.2% 18.5% 19.1% 18.6%

Net Commission 4,409,560$ 2,517,451$ 75.2% 8,804,387$ 5,164,485$ 70.5%% of Total Handle 6.31% 6.62% 6.33% 6.57%

Number of HHR Terminals 1,706 679 151.3% 1,706 679 151.3%

Average Daily Handle 2,255,787$ 1,227,155$ 83.8% 2,241,922$ 1,267,054$ 76.9%

Handle / Day / Machine 1,322$ 1,807$ ‐26.8% 1,314$ 1,866$ ‐29.6%

Gross Commission / Day / Machine 103$ 147$ ‐29.6% 103$ 151$ ‐31.7%

August‐16 Jul‐16 % ChangeTotal Handle 69,929,411$ 69,069,773$ 1.2% Total Handle

Total Kentucky Excise Tax 1,048,941$ 1,036,047$ 1.2% Total Kentucky Excise Tax

Average Daily Handle 2,255,787$ 2,228,057$ 1.2% Total KY General Fund

Note 1: Thoroughbred Development Fund receives .75% of Totlal Handle at Kentucky Downs and Ellis Park. The rate applies to half of the Total Handle at KRM.

Note 2: The Standardbred Development Fund receives 1.0% of half of the Total Handle at KRM.

Note 3: EIP receives .2% of TH with a fiscal year cap of $650,000.

Note 4: EDR and HEF each receive .1% of TH with a fiscal year cap of $320,000.

Note 5: Kentucky General Fund receives 1.5% of TH less Notes 1, 2, 3 and 4.

Kentucky Historical Horse Racing Report for August, 2016

$1,877,542,916

$28,163,144

$7,884,900

Since Inception

67


Less: Returned to Public 7,601,216$ 5,190,002$ 46.5% 14,895,243$ 10,811,502$ 37.8%Less: Breakage 5,281$ 4,123$ 10,072$ 8,784$ 14.7%Less: Settlement (34,682)$ 28,352$ (10,374)$ 9,850$ ‐205.3%

Gross Commission 626,583$ 436,437$ 43.6% 1,245,232$ 902,314$ 38.0%

TB Development Fund (See Note 1) 61,488$ 42,442$ 44.9% 121,051$ 87,970$ 37.6%SB Development Fund (See Note 2) ‐ ‐$ ‐ ‐$ ‐$ ‐Equine Industry Program (See Note 3) 16,397$ 11,318$ 44.9% 32,280$ 23,465$ 37.6%Equine Drug Research (See Note 4) 8,198$ 5,659$ 44.9% 16,140$ 11,732$ 37.6%Higher Education Fund (See Note 4) 8,198$ 5,659$ 44.9% 16,140$ 11,732$ 37.6%Kentucky General Fund (Note 5) 28,694$ 19,806$ 44.9% 56,491$ 41,087$ 37.5%

Total KY Excise Tax (1.5% of Total Handle) 122,976$ 84,884$ 44.9% 242,103$ 175,987$ 37.6%% of Gross Commission 19.6% 19.4% 19.4% 19.5% Net Commission 503,607$ 351,553$ 43.3% 1,003,129$ 726,328$ 38.1%% of Total Handle 6.14% 6.21% 6.22% 6.19% Number of HHR Terminals 179 179 0.0% 179 179 0.0%

Average Daily Handle 264,464$ 182,546$ 44.9% 260,325$ 189,233$ 37.6%

Handle / Day / Machine 1,477$ 1,020$ 44.9% 1,454$ 1,057$ 37.6%

Gross Commission / Day / Machine 113$ 79$ 43.6% 112$ 81$ 38.0%


Total Kentucky Excise Tax 122,976$ 119,127$ 3.2% Total Kentucky Excise Tax

Average Daily Handle 264,464$ 256,186$ 3.2% Total KY General Fund





Ellis Park Historical Horse Racing Report for August, 2016

$2,879,466

$843,215

$191,964,375Since Inception (August 31, 2012)

68

August‐16 August‐15 % Change FYTD‐2017 FYTD‐2016 % ChangeTotal Handle 20,968,546$ ‐ ‐ 41,504,465$ ‐ ‐

Less: Returned to Public 19,333,282$ ‐ ‐ 38,363,045$ ‐ ‐Less: Breakage 12,931$ ‐ 26,484$ ‐ ‐Less: Settlement 59,397$ ‐ 15,360$ ‐ ‐

Gross Commission 1,562,936$ ‐ ‐ 3,099,577$ ‐ ‐

TB Development Fund (See Note 1) 78,632$ ‐ ‐ 155,642$ ‐ ‐SB Development Fund (See Note 2) 104,843$ ‐ ‐ 207,522$ ‐ ‐Equine Industry Program (See Note 3) 20,969$ ‐ ‐ 41,504$ ‐ ‐Equine Drug Research (See Note 4) 10,484$ ‐ ‐ 20,752$ ‐ ‐Higher Education Fund (See Note 4) 10,484$ ‐ ‐ 20,752$ ‐ ‐Kentucky General Fund (Note 5) 89,116$ ‐ ‐ 176,394$ ‐ ‐

Total KY Excise Tax (1.5% of Total Handle) 314,528$ ‐ ‐ 622,567$ ‐ ‐% of Gross Commission 20.1% ‐ 20.1% ‐ Net Commission 1,248,408$ ‐ ‐ 2,477,009$ ‐ ‐% of Total Handle 5.95% ‐ 5.97% ‐ Number of HHR Terminals 902 ‐ ‐ 902 ‐ ‐

Average Daily Handle 676,405$ ‐ ‐ 669,427$ ‐ ‐

Handle / Day / Machine 750$ ‐ ‐ 742$ ‐ ‐

Gross Commission / Day / Machine 56$ ‐ ‐ 55$ ‐ ‐



Average Daily Handle 676,405$ 662,449$ 2.1% Total KY General Fund





Keeneland/Red Mile Historical Horse Racing Report for August, 2016

$2,954,045

$919,498

$196,936,351Since Inception (September 8, 2015)

69


Less: Returned to Public 37,526,848$ 29,719,218$ 26.3% 74,892,750$ 61,341,674$ 22.1%Less: Breakage 4,164$ 3,060$ 9,033$ 5,966$ 51.4%Less: Settlement (37,528)$ 8,966$ (91,802)$ 36,733$ ‐349.9%

Gross Commission 3,268,982$ 2,651,641$ 23.3% 6,544,567$ 5,440,531$ 20.3%

TB Development Fund (See Note 1) 305,718$ 242,872$ 25.9% 610,159$ 501,187$ 21.7%SB Development Fund (See Note 2) ‐ ‐$ ‐ ‐$ ‐$ ‐Equine Industry Program (See Note 3) 81,525$ 64,766$ 25.9% 162,709$ 133,650$ 21.7%Equine Drug Research (See Note 4) 40,762$ 32,383$ 25.9% 81,355$ 66,825$ 21.7%Higher Education Fund (See Note 4) 40,762$ 32,383$ 25.9% 81,355$ 66,825$ 21.7%Kentucky General Fund (Note 5) 142,669$ 113,340$ 25.9% 284,741$ 233,887$ 21.7%

Total KY Excise Tax (1.5% of Total Handle) 611,437$ 485,743$ 25.9% 1,220,318$ 1,002,374$ 21.7%% of Gross Commission 18.7% 18.3% 18.6% 18.4% Net Commission 2,657,545$ 2,165,898$ 22.7% 5,324,248$ 4,438,157$ 20.0%% of Total Handle 6.52% 6.69% 6.54% 6.64% Number of HHR Terminals 625 500 25.0% 625 500 25.0%

Average Daily Handle 1,314,918$ 1,044,609$ 25.9% 1,312,170$ 1,077,821$ 21.7%

Handle / Day / Machine 2,104$ 2,089$ 0.7% 2,099$ 2,156$ ‐2.6%

Gross Commission / Day / Machine 169$ 171$ ‐1.4% 169$ 176$ ‐3.8%



Average Daily Handle 1,314,918$ 1,309,422$ 0.4% Total KY General Fund





Kentucky Downs Historical Horse Racing Report for August, 2016

$22,329,633

$6,122,187

$1,488,642,191Since Inception (September 1, 2011)

70

Documents

KENTUCKY HORSE RACING COMMISSION …khrc.ky.gov/Lists/Announcements/Attachments/79/Public...is proprietary to the racing association or has no relevance to the safety, integrity, or