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REVIEW
Widespread phenotypic and genetic divergence along altitudinalgradients in animals
I . KELLER*†‡ , J . M. ALEXANDER*, R. HOLDEREGGER*§ & P. J . EDWARDS*
*Institute of Integrative Biology, ETH Zentrum CHN, ETH Z€urich, Universit€atsstrasse 16, Z€urich, Switzerland
†Department of Fish Ecology and Evolution, EAWAG Swiss Federal Institute of Aquatic Science and Technology, Center of Ecology, Evolution and Biochemistry,
Kastanienbaum, Switzerland
‡Department of Aquatic Ecology and Macroevolution, Institute of Ecology and Evolution, University of Bern, Bern, Switzerland
§WSL Swiss Federal Research Institute, Birmensdorf, Switzerland
Keywords:
adaptation;
common garden experiment;
elevation;
molecular adaptation;
outlier scan;
phenotypic divergence.
Abstract
Altitudinal gradients offer valuable study systems to investigate how adap-
tive genetic diversity is distributed within and between natural populations
and which factors promote or prevent adaptive differentiation. The environ-
mental clines along altitudinal gradients tend to be steep relative to the
dispersal distance of many organisms, providing an opportunity to study the
joint effects of divergent natural selection and gene flow. Temperature is
one variable showing consistent altitudinal changes, and altitudinal gradi-
ents can therefore provide spatial surrogates for some of the changes antici-
pated under climate change. Here, we investigate the extent and patterns of
adaptive divergence in animal populations along altitudinal gradients by sur-
veying the literature for (i) studies on phenotypic variation assessed under
common garden or reciprocal transplant designs and (ii) studies looking for
signatures of divergent selection at the molecular level. Phenotypic data
show that significant between-population differences are common and taxo-
nomically widespread, involving traits such as mass, wing size, tolerance to
thermal extremes and melanization. Several lines of evidence suggest that
some of the observed differences are adaptively relevant, but rigorous tests
of local adaptation or the link between specific phenotypes and fitness are
sorely lacking. Evidence for a role of altitudinal adaptation also exists for a
number of candidate genes, most prominently haemoglobin, and for anony-
mous molecular markers. Novel genomic approaches may provide valuable
tools for studying adaptive diversity, also in species that are not amenable to
experimentation.
Introduction
The geographical distribution of many species is so
broad that various characteristics of their environment
vary either abruptly or in a clinal manner within their
range. A common pattern observed in response to
such environmental heterogeneity is local adaptation,
where, at a given location, the fitness of local indi-
viduals is higher than that of immigrants from other
environments (Kawecki & Ebert, 2004). Local adapta-
tion is possible if populations contain ecologically rele-
vant genetic variation and if divergent selection
between different environments is strong relative to the
rate of gene flow (Morjan & Rieseberg, 2004). The dis-
tribution of adaptive genetic diversity and the factors
promoting or preventing adaptive divergence are of
fundamental interest to evolutionary ecologists but
remain poorly characterized in most natural popula-
tions (see Hereford, 2009a for recent review). It is also
largely unclear how consistently different species
respond to similar selection pressures. A better under-
standing of these issues has direct implications for
Correspondence: Irene Keller, Department of Clinical Research,
Murtenstrasse 35, 3010 Bern, Switzerland.
Tel.: +41 31 631 3018; fax: +41 31 631 4888;
e-mail: [email protected]
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1JOURNAL OF EVOLUT IONARY B IO LOGY ª 20 1 3 EUROPEAN SOC I E TY FOR EVOLUT IONARY B IO LOGY
doi: 10.1111/jeb.12255
conservation and management, for example, by
improving our ability to assess the future of populations
in rapidly changing environments or to anticipate the
effect of changes to population connectivity.
In addition to the environmental changes observed
in space, anthropogenic climate change is expected to
lead to temporal changes, but its implications for local
climatic conditions are likely to vary widely. Thermal
environments at high latitudes, for example, may
become more similar to the current thermal environ-
ments at lower latitudes. Other environmental vari-
ables, notably day length, are not expected to change,
which may lead to completely novel environmental
conditions. This suggests that range shifts (Parmesan &
Yohe, 2003; Parmesan, 2006) may be insufficient
for locally adapted populations to track their pre-
ferred (multidimensional) environment and additional
responses are necessary. Phenotypic plasticity provides
one mechanism to deal with environmental variability,
but plastic responses may be possible only within
certain limits, and evolutionary change may be neces-
sary in the face of large and consistent environmental
change (e.g. Gienapp et al., 2008). Indeed, a number of
case studies report evidence of such microevolutionary
changes in response to global warming in natural popu-
lations (reviewed in Bradshaw et al., 2006; Hoffmann &
Sgr�o, 2011).Spatial gradients can serve as surrogates for at least
some of the temporal changes anticipated under climate
change (Reusch & Wood, 2007), providing an opportu-
nity to investigate the historical and current responses
of natural populations to climate-related selection pres-
sures. Altitudinal gradients are particularly relevant in
this context because they are also climate gradients.
Some of the environmental changes along altitudinal
gradients are specific to certain locations or biogeo-
graphical regions, whereas others, namely decreasing
temperature, decreasing atmospheric pressure and
increasing intensity of solar radiation (K€orner, 2007),
are physical properties shared by altitudinal gradients
worldwide, allowing particular effects to be studied in
numerous replicated systems.
Altitudinal gradients offer a valuable contrast to lati-
tudinal gradients, especially with respect to geographi-
cal scale. Altitudinal gradients are typically steep, with
environmental transitions occurring at spatial scales
that are small relative to the dispersal distances of many
species. This has several important implications. First, it
means that the effects of divergent selection may often
be opposed by gene flow, which, if strong enough, acts
to homogenize allele frequencies between environ-
ments. Altitudinal gradients thus provide the opportu-
nity to investigate whether, and under which
conditions, adaptive divergence is possible in the face of
gene flow. Second, the small geographical scale of alti-
tudinal gradients also implies that confounding effects,
such as distinct regional evolutionary histories, are less
of an issue than in latitudinal surveys, which are often
performed across thousands of kilometres (e.g. Balany�aet al., 2006).
Many examples exist of phenotypic transitions associ-
ated with the changing environment along altitudinal
gradients. Plants often show conspicuous intraspecific
differences in growth form or leaf morphology between
high and low altitudes (K€orner, 2003), whereas pheno-
typic differences in animals can involve body size clines
(Chown & Klok, 2003) or, perhaps more conspicuously,
transitions from one generation per year at high alti-
tudes to two or more at lower altitudes (Hodkinson,
2005). What is often less clear, however, is whether
these phenotypic differences have a genetic basis or
result entirely from plastic responses to the
environment.
As a step towards a better understanding of the distri-
bution of adaptive genetic diversity along altitudinal
gradients, we surveyed the literature for studies on
genetic divergence in phenotypic traits and at func-
tional loci in animal populations. Our particular goal
was to identify general patterns emerging from these
studies by asking (i) whether some taxa are more prone
to differentiation than others, for example due to differ-
ences in specific species traits, (ii) whether adaptive
divergence is apparent at all geographical scales or
whether it tends to be rare between nearby populations
where gene flow may be high and (iii) whether differ-
ent species show similar responses to selection pressures
associated with altitude.
Literature survey
We performed a literature survey to identify studies
investigating genetic differentiation between animal
populations (both aquatic and terrestrial) along altitudi-
nal gradients. We used ISI Web of Knowledge to con-
duct a search for papers on (altitud* OR elevation*)AND (gradient OR transect OR cline) AND (genetic OR
‘common garden’ OR transplant) NOT plant to obtain a
list of ca. 500 publications. Based on the abstracts, we
retained two types of studies. The first consisted of
papers reporting measurements of phenotypic traits for
individuals from different altitudinal origins studied
under common garden conditions or in a reciprocal
transplant design. Data on phenotypic traits collected
directly in the field were included only in three cases
where additional information supported a genetic basis
for the trait (wing melanization, Ellers & Boggs, 2002,
2004a; macroptery, Fairbairn & King, 2009; and heat-
shock protein expression, Dahlhoff & Rank, 2000). The
second group contained papers providing molecular
evidence of adaptive genetic differences between popu-
lations at different altitudes. These studies typically
investigated associations between genotypes and alti-
tude or used outlier locus detection (e.g. Storz, 2005) to
identify loci showing unusually high between-popula-
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2 I . KELLER ET AL.
tion differentiation. The focus was on intraspecific phe-
notypic or genetic diversity. Papers on incipient species
pairs were included only if there was evidence of
on-going gene flow between the two species. Additional
studies were identified based on the bibliography in rel-
evant papers as well as from thematically related review
articles (Leinonen et al., 2008; Conover et al., 2009;
Hereford, 2009; Nosil et al., 2009).
Phenotypic data
Data availability and methodological limitationsA total of 68 publications met our selection criteria for
phenotypic data, and these contained data from 44 dif-
ferent species: 24 arthropods, 19 chordates and one
mollusc. From 66 of these papers (Table S1), we were
able to extract data for at least one phenotypic trait
from tables or from figures using g3data (http://www.
frantz.fi/software/g3data.php).
Among the arthropods, Diptera was the best-
represented order with 14 different species, followed
by Lepidoptera and Orthoptera with three species each.
Among the chordates, two-thirds of the species were
amphibians or reptiles. The maximum altitudinal dis-
tance between sampling locations ranged from 126 m
(Eales et al., 2010) to 4000 m (Le�on-Velarde et al.,
1996). Most studies were performed at a relatively
small scale with a median Euclidian distance of
135 km between the two most distant source popula-
tions (range: 5–3900 km, distances were estimated
using Google Maps if not provided in the original
publication).
The majority of papers reported data on phenotypic
traits recorded from individuals reared under the same
environmental conditions. Although such common gar-
den experiments are valuable to investigate the genetic
basis of traits (but see caveat below), the adaptive
significance of between-population differences cannot
be inferred. Such an assessment would require results
from reciprocal transplants or at least from multiple
common garden experiments, which try to mimic the
range of natural conditions associated with changes in
altitude. Such reciprocal transplant experiments have
been performed only for three species (the frog Rana
sylvatica, Berven, 1982a,b; the butterfly Colias philodice
eriphyle, Ellers & Boggs, 2004b; the lizard Psammodromus
algirus, Iraeta et al., 2006), in all cases in addition to
common garden experiments.
Further, to exclude effects of the native environment
on phenotypes, experimental animals should be reared
in a common environment for two or more generations
prior to measurement (Kawecki & Ebert, 2004). This
was the case in only about one-third of the studies, all
of them on flies. Another 13% of the studies used
wild-caught individuals (F0), whereas the majority used
laboratory-reared offspring of wild-caught animals (F1;
38%). In these cases, the phenotype may still be
affected by the native environment through maternal
effects (Kawecki & Ebert, 2004).
Analysis and graphical overviewsWe used the assembled data to investigate whether
populations from different altitudes show genetically
based differences in phenotypic traits, initially ignoring
the adaptive significance of these differences. Further,
we investigated whether the altitudinal trends observed
for a given trait were similar across species. This second
analysis was conducted for 14 trait categories measured
in at least five different species, where each trait cate-
gory included several related traits as indicated in Figs 1
and S1. Melanization was also included due to its
potential relevance for thermoregulation, even though
this trait was only studied in three species. To account
for differences in the range of trait values, all observa-
tions were standardized within trait and study to mean
0 and variance 1. These standardized trait values were
then regressed against the altitude of the source popu-
lation assuming a linear relationship. Regressions were
calculated separately for each trait, study, common gar-
den environment and other subgroups (e.g. sex, age
class or study year) if available. Figures 1 and S1 show
the regression slopes for different trait categories, and
Table 1 provides a summary of the main patterns.
Studies including only one high- and one low-
altitude source population, where regression slopes
were estimated based on only two data points, were dis-
tinguished from studies with multiple populations from
each elevation. Additionally, we retained information
about statistical significances as reported in the original
publications, distinguishing between significant effects
of altitude and of population. The latter category
included (i) studies using only two source populations,
in which case altitudinal and population effects could
not be distinguished (e.g. Conover et al., 2009), (ii)
reports that did not formally test for altitudinal effects
or (iii) studies where significant population differences
were not associated with altitude. We did not distin-
guish between significant main effects and significant
two-way interactions involving altitude or population.
This inclusion of significant interaction terms explains
why slope estimates near zero are sometimes displayed
as statistically significant in the figures.
Molecular dataThe second focus of our literature survey was on stud-
ies looking for signatures of divergent altitudinal selec-
tion at the molecular level. Many of these studies made
use of outlier locus detection (e.g. Storz, 2005) to deter-
mine whether between-population divergence at a
given gene or anonymous marker was significantly
higher than the genomic average. Additionally, we
included studies showing altitudinal clines in the
frequency of particular alleles at candidate genes or
anonymous regions of the genome. Similar to the
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Divergent altitudinal adaptation 3
(a)
(b)
(c)
(d)
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4 I . KELLER ET AL.
Fig. 1 Observed changes in phenotypic traits in animals along altitudinal gradients. Shown are slopes from linear regression of trait value
against altitude of the source population, with trait values standardized to mean 0 and variance 1 within trait and study. Separate
estimates are shown for each data set, where data sets can be different common garden environments, latitudes, age classes, sexes, etc.
Each row represents a different species and summarizes data from one or several studies, as indicated in the ‘ref’ column. Several related
traits were combined into each trait category as specified in the ‘traits’ column. Shading indicates if the original publication reported
statistically significant effects of altitude (blue) or population (orange), a nonsignificant (n.s.) effect (red) or did not provide test results
(empty circle). Note that we did not distinguish between main effects and interactions involving altitude or population. The inclusion of
significant interaction terms explains why some slope estimates near zero are displayed as statistically significant. The size of the circles
indicates the number of source populations available to estimate the slopes (small: 2 sources; large: > 2 sources). Asterisks indicate traits for
which the sign of the slope was reversed to produce consistent patterns across traits. For the wing size traits, for instance, wing loading is
the only trait where a smaller trait value would indicate a larger wing. Consequently, if unadjusted, an increase in wing size with altitude
would result in a negative slope for wing loading but a positive slope for all remaining traits.
(a) Traits: a, wing/thorax ratio; b, wing loading*; c, wing length; d, wing width; e, wing centroid size; f, wing area. Ref: 1 = Bears et al.
(2008), 2 = Bubliy & Loeschke (2004), 3 = Dahlgaard et al. (2001), 4 = Norry et al. (2001), 5 = Sambucetti et al. (2006), 6 = Collinge et al.
(2006) 7 = Pitchers et al. (2012), 8 = Stalker & Carson (1948), 9 = Tantowijoyo & Hoffmann (2011), 10 = Belen et al. (2004), 11 = Karan
et al. (2000), 12 = Karl et al. (2008). *Sign of slope reversed.
(b) Traits: a, chill coma recovery time*; b, cold shock survival; c, lower limiting T for embryonic development*. Ref: 1 = Beattie (1987),
2 = Bridle et al. (2009), 3 = Sarup et al. (2009), 4 = Sorensen et al. (2005), 5 = Collinge et al. (2006), 6 = Parkash et al. (2010), 7 = Karl
et al. (2008). *Sign of slope reversed.
(c) Traits: a, tadpole; b, at metamorphosis; c, pupa; d, at hatching; e, adult. Ref: 1 = Ficetola & De Bernardi (2005), 2 = Jasienski (2009),
3 = Sommer & Pearman (2003), 4 = Buckley et al. (2010), 5 = Bears et al. (2008), 6 = Stillwell & Fox (2009), 7 = Karan et al. (2000),
8 = Karl et al. (2008).
(d) Traits: a, embryonic development time (dt); b, larval dt; c, postdiapause dt; d, pupal dt; e, egg-adult; f, hatching-adult. Ref: 1 = Beattie
(1987), 2 = Jasienski (2009), 3 = Marquis & Miaud (2008), 4 = Tsuchiya et al. (2012), 5 = Bubliy & Loeschcke (2004), 6 = Folguera et al.
(2008), 7 = Norry et al. (2001), 8 = Sambucetti et al. (2006), 9 = Collinge et al. (2006), 10 = Etges (1989), 11 = Belen & Alten (2006),
12 = Blanckenhorn (1997), 13 = Karl et al. (2008), 14 = Tanaka & Brookes (1983), 15 = Dingle et al. (1990), 16 = Berner et al. (2004).
Table 1 Number of animal species showing significant phenotypic differences between altitudinal populations reared in a common
environment for different traits. Patterns are summarized based on the detailed figures. (A) An increase in trait value with altitude is
supported by all statistically significant tests based on > 2 populations (i.e. all large blue circles > 0 and no large orange circles). (B) A
decrease in trait value with altitude is supported by all statistically significant tests based on > 2 populations (i.e. all large blue circles < 0
and no large orange circles). (C) Statistically significant differences between populations are not or not consistently associated with altitude.
This category includes only species in which altitudinal effects were formally tested. In particular, estimates based only on two populations
(small circles) are not considered. In parentheses, we indicate the number of studies relying on animals reared in a common environment
for two or more generations before the experiments. Traits are listed in the order in which they appear in the text.
Trait category
Putative agent(s)
of selection
Expected
altitudinal
pattern
Number of species showing
# species
# different
taxonomic
groups* Details
(A) Consistent
increase
(B) Consistent
decrease
(C) Pop differences
not associated
with alt
Wing size Air density Increase 3 (3) 0 2 (2) 9 3 Fig. 1a
Heat tolerance T Decrease 0 2 (1) 2 (2) 5 3 Fig. S1a
Cold tolerance T Increase 3 (2) 0 2 (2) 6 3 Fig. 1b
HSP expression T, other stressors Unclear† 0 2 (0) 3 (2) 5 4 Fig. S1b
Desiccation
tolerance
Water availability Variable‡ 0 0 2 (2) 5 1 Fig. S1c
Mass T, resource availability Increase (?) 3 (1) 0 1 (1) 7 6 Fig. 1c
Body length T, resource availability Increase (?) 0 2 (0) 0 7 4 Fig. S1d
Development time T, season length Decrease (?) 0 3 (0) 3 (2) 13 5 Fig. 1d
Growth rate T, season length Increase (?) 0 0 1 (0) 6 3 Fig. S1e
Longevity Decrease (?) 0 1 (0) 3 (2) 6 2 Fig. S1f
Viability Unclear 0 0 2 (2) 11 3 Fig. S1g
Fecundity Unclear§ 1 (1) 1 (1) 3 (3) 11 4 Fig. S1h
HSP, heat-shock protein; T, temperature.
*Number of different orders (for Arthropoda) or classes (for Chordata, Mollusca).
†HSP expression is a very complex and general response to cellular stress, and predictions are difficult. The observed response may depend
heavily on common garden conditions (e.g. if these are closer to high- or low-altitude conditions).
‡Water availability often changes with altitude, but the direction of the change may vary among regions.
§If mortality risks increase with altitude due to increased environmental stochasticity, this could select for higher fecundity early in life.
However, the data set contains only two estimates of fecundity early in life and no trends can be inferred.
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Divergent altitudinal adaptation 5
genome scan approaches, these patterns should ideally
be compared to those at putatively neutral genetic
markers to exclude the possibility that clines result
from purely neutral processes (e.g. isolation by dis-
tance; Storz, 2002). Such data from neutral loci were,
however, not always available (see comments in
Table 2).
We identified 30 studies that present evidence of
divergent selection under the criteria outlined above
(Table S1). These studies investigate 22 different spe-
cies, and the taxonomic focus was less biased towards
particular groups (i.e. Diptera) than in the phenotypic
data set.
Genetically based phenotypic variation alongaltitudinal gradients
In many studies, phenotypic traits measured in com-
mon garden environments varied significantly between
populations from different altitudinal origins. Among
the statistical tests performed in the original publica-
tions, 73% detected significant differences between
source populations or altitudes (including main and
interaction effects; Fig. 2). A very similar proportion of
significant test results was observed when we consid-
ered only studies using experimental animals bred in a
common environment for at least two generations
(70%; based on 142 tests from 27 studies).
We then asked whether traits measured in multiple
species tended to show the same changes along altitudi-
nal gradients. For the trait categories measured in five
or more species, clear predictions of the variation with
altitude could be formulated for three (Table 1),
whereas for several additional trait categories, the
expected patterns were more difficult to predict
(Table 1). In the following discussion, we particularly
focus on species showing statistically significant associa-
tions with altitude for particular traits (as reported in
the original study), especially if these are consistent
across data subsets or studies (columns A and B in
Table 1). We additionally report all species for which
significant between-population differences in a given
trait were detected, but for which trait values did not
change linearly with altitude (column C in Table 1).
This latter category includes only species for which alti-
tudinal effects were formally tested. The results from
additional studies in which the experimental design
precluded testing altitudinal effects or where such
effects were either not tested or not significant are
shown in Figs 1 and S1 but not considered in Table 1
and the following discussion.
First, air density decreases with altitude, and in addi-
tion to its significance for respiration, this also implies
that more power is needed for flight. A possible adap-
tive response includes an increase in wing size relative
to body size (e.g. Dillon et al., 2006). In our data set,
traits related to wing size were investigated in seven fly
species, a butterfly and a bird (Fig. 1a), but only for
two traits – wing to thorax ratio (a in Fig. 1a) and wing
loading (b in Fig. 1a) – relative to body size. In all three
studies reporting significant altitudinal effects, wing size
increased consistently with altitude (Fig. 1a; Table 1).
Air temperature is a second environmental variable
that shows consistent altitudinal clines, dropping an
average 5.5°C per 1000 m (e.g. K€orner, 2007). Not sur-prisingly, traits potentially relevant to thermal adapta-
tion were well represented in our data set, including
diverse morphological, physiological, developmental
and behavioural traits. The most obvious prediction is
that the average cold tolerance of individuals should
increase with altitude, whereas heat tolerance should
decrease (Table 1). For heat tolerance, some significant
between-population differences were reported in all
five species (Fig. S1a), but only in two cases were these
differences related to altitude. In both, heat tolerance
decreased with altitude as predicted. Cold tolerance was
investigated in four Drosophila species, one frog and one
butterfly (Fig. 1b). In three of these species, an increase
in cold tolerance was observed in populations from
higher altitudes, while in a further two significant pop-
ulation differences were reported that were not associ-
ated with altitude (Table 1). Interestingly, the latter
studies were all conducted with populations from equa-
torial regions (< 30° north/south), whereas all studies
with higher latitude populations did find a positive cor-
relation of cold tolerance with altitude. Heat-shock pro-
teins (Fig. S1b), which are involved in general
responses to cellular stress (Morris et al., 2013), showed
either decreasing expression levels with altitude (two
species) or between-population differences that were
not consistently associated with altitude (three species;
Table 1).
Clinal change with altitude is also predicted for body
melanization, a morphological trait that probably has
thermoregulatory relevance, as darker bodies absorb
more energy (Clusella Trullas et al., 2007). Body melan-
ization along altitudinal gradients was studied in only
three species, with the expected positive correlation
with altitude being found in each case (butterfly Colias
philodice eriphyle, Ellers & Boggs, 2002, 2004a; Drosophila
melanogaster, Sub-Saharan Africa: Pool & Aquadro,
2007; India: Parkash et al., 2008, 2010; Drosophila ameri-
cana, Wittkopp et al., 2011). In addition to the thermo-
regulatory advantages, darker individuals could be
better protected against elevated UV radiation at higher
altitudes, and in some Drosophila populations, body pig-
mentation also shows a strong positive correlation with
desiccation tolerance (Parkash et al., 2008; but not
Wittkopp et al., 2011; see Fig. S1c for results on desicca-
tion tolerance).
The altitudinal patterns expected for traits related to
body size are less clear (Table 1). According to Berg-
mann’s rule (e.g. Gardner et al., 2011), endotherms
tend to be larger in cooler environments due to the
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6 I . KELLER ET AL.
Table
2Candidate
loci
andanonymousmarkers
(outlierloci)showingevidence
ofadaptivedifferentiationalongaltitudinalgradients
inanim
als.
Species
Common
name
Gene/M
arker
Gene
functio
n
Potential
selective
agent
Evidenceof
adaptivesignificance
Comments
Reference
Elevated
Fst
Altitudinal
cline
Candidate
genes A
nascanoptera
Cinnamonteal
Hemoglobin
aA,bA
subunit
O2transp
ort
O2partialpressure
•ElevatedFst
onlyforbA
Wilsonetal.(2013)
Anasflavirostris
Speckledteal
Hemoglobin
aA,bA
subunit
O2transp
ort
O2partialpressure
•McCracke
netal.(2009)
Anasgeorgica
Yellow-billedpintail
Hemoglobin
aA,bA
subunit
O2transp
ort
O2partialpressure
•ElevatedFst
onlyforbA
McCracke
netal.(2009)
Lophonettasp
ecularioides
Crestedduck
Hemoglobin
aD,aA
,bAsu
bunits
O2transp
ort
O2partialpressure
•Bulgarella
etal.(2012)
Zonotrichia
capensis
Rufous-collaredsp
arrow
ND3
NADH
dehyd
rogenase
subunit3(m
itochondria
l)
Enyzmein
oxidative
phosp
horylatio
n
(OXPHOS)pathway
Possibly
temperature
•Cheviron&Brumfield
(2009)
Crocidura
russula
White-toothedsh
rew
Controlregion
Secondhyp
ervaria
ble
domain
(HVII)
ofthe
mito
chondria
lcontrol
region
Non-coding
Possibly
temperature
•Non-shiverin
g
therm
ogenesisis
influencedbyinteractio
n
betw
eenhaplotypeandsex
Ehingeretal.(2002),
Fontanillasetal.(2005)
Homosapiens
Human(Tibetans&
Andeans)
EGLN1
eglninehomolog1
Enzymein
the
hyp
oxia-inducible
factor(HIF)pathway
O2partialpressure
•Putativehigh-altitude
allelesreducehemoglobin
concentratio
n.High
altitudevaria
nts
differ
betw
eenTibetans
andAndeans
Bigham
etal.(2010),
Sim
onso
netal.(2010),
Pengetal.(2011)
Homosapiens
Human(Tibetans)
EPAS1
EndothelialPASdomain-
containingprotein
1(=
Hyp
oxia-inducible
factor-
2a[HIF-2a])
Transcrip
tionfactor
invo
lvedin
the
inductio
nofgenes
regulatedbyoxygen
O2partialpressure
•With
inTibetans,
EPAS1
allelesare
correlated
with
erythrocytecountand
hemoglobin
concentratio
n
Yietal.(2010),Bigham
etal.(2010),Peng
etal.(2011)
Homosapiens
Human(Andeans)
NOS2A
Nitric
oxidesynthase
2A
Enzymein
the
hyp
oxia-inducible
factor(HIF)pathway;
invo
lvedin
nitric
oxide
(NO)synthesis,
which
plays
arole
invaso
dilatio
n
andincreasedbloodflow
O2partialpressure
•Bigham
etal.(2010)
Homosapiens
Human(Tibetans)
PPARA
Peroxiso
meproliferator-
activatedreceptoralpha
Enzymein
the
hyp
oxia-inducible
factor(HIF)pathway
O2partialpressure
•Putativehigh-altitude
allelesreducehemoglobin
concentratio
n.Outlier
statusofPPARAwas
notconfirmedin
Peng
etal.(2011)
Bigham
etal.(2010),
Sim
onso
netal.(2010),
Pengetal.(2011)
Homosapiens
Human(Andeans)
PRKAA1
Protein
kinase,AMP-
activated,alpha1
catalytic
subunit
Enzymein
thehyp
oxia-
inducible
factor(HIF)
pathway;
regulatio
n
ofcellularATP
O2partialpressure
•Bigham
etal.(2010)
Peromyscusmaniculatus
Deermouse
Albumin
Maintenanceof
biochemicalequilibria
inbodyfluids
Unclear,possibly
O2
partialpressure
•Storz
&Dubach(2004)
Peromyscusmaniculatus
Deermouse
Hemoglobin
a-globin
(HBA-T1,HBA-T2)
andb-globin
(HBB-T1,
HBB-T2)
O2transp
ort
O2partialpressure
•Storz
etal.(2009)
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Divergent altitudinal adaptation 7
Table
2(Continued)
Species
Common
name
Gene/M
arker
Gene
functio
n
Potential
selective
agent
Evidenceof
adaptivesignificance
Comments
Reference
Elevated
Fst
Altitudinal
cline
Salm
otruttasp
p.
Europeantrout
UBA
Microsatellite
with
in3′
untranslatedtailofmajor
histocompatib
ility
complex
(MHC)regionIA
Immunedefense
Parasite
community
••
Kelleretal.(2011)
Agabusbipustulatus
Waterbeetle
a-Gpdh
a-Glycerophosp
hate
dehyd
rogenase
Energymetabolism
inflightmuscle
Unclear
•Sizeofwingandflight
muscle
decreaseswith
altitude
Drotz
etal.(2001,2012)
Sepsiscynipsea
Dungfly
MDH
Malate
dehyd
rogenase
Enzymein
citric
acid
cycle
Unclear,possibly
temperature
•Kraush
aaretal.(2002)
Droso
phila
melanogaster
Fruitfly
4candidate
genes
onchromoso
me2
invected,masterm
ind,
cric
klet,CG14591
Metabolism,
neurogenesis
Unclear,possibly
temperature
Varia
tionatthese
genes
underliesaltitudinalclinein
larvaldevelopmentaltim
e
Menschetal.(2010)
D.melanogaster
Fruitfly
ebony
Severalfunctio
nsin
biogenic
aminesynthesis
pathway
Possiblyclim
ate
Substitu
tionsin
the
enhanceroftheebony
locusare
associatedwith
abdominalmelanisatio
n
Rebeizetal.(2009)
Lycaenatityrus
Copperbutterfly
PGI
Phosp
hoglucose
isomerase
Glycolytic
enzyme
Possiblytemperature
•Individuals
from
low
sites
with
high-altitude-likePGI
genotyperesemble
high-
altitudeindividuals
with
resp
ectto
development
ratesandchill-coma
recovery
time
Karletal.(2008,2009)
Anonym
ousloci
Inversions
Droso
phila
buzzatti
Fruitfly
Chromoso
me2
Unkn
own
Possiblyclim
ate
•Rodrig
uezetal.(2000)
D.persim
ilis
Fruitfly
Chromoso
me3
Unkn
own
Possiblyclim
ate
•Noneutralreferenceloci
Dobzhansky
(1948)
D.pseudoobscura
Fruitfly
Chromoso
me3
Unkn
own
Possiblyclim
ate
•Dobzhansky
(1948),
Schaefferetal.(2003)
D.su
bobscura
Fruitfly
Allchromoso
mes
Unkn
own
Possiblyclim
ate
•Noneutralreferenceloci
Burla
etal.(1986)
D.robusta
Fruitfly
Chromoso
mes2,3,X
Unkn
own
Possiblyclim
ate
•Karyotypic
differences
underlievaria
tionin
severallifehistory
traits
Stalker&Carson(1948),
Levitan(1978),Etges
(1989)
Anophelesfunestus
Mosq
uito
es
Chromoso
mes2,3
Unkn
own
Possiblyclim
ate
•Ayala
etal.(2011)
AFLPandmicrosatellite
loci
Ranatemporaria
Commonfrog
8AFLPloci(2.0%)*
Unkn
own
Unkn
own
•Bonin
etal.(2006)
Microtusarvalis
Voles
12AFLPloci(0.8%)
Unkn
own
Unkn
own
•Fischeretal.(2011)
Rattusrattus
Rat
22AFLPloci(8.8%)
Unkn
own
Unkn
own,possibly
plaguepresence
•Plagueis
presentonly
athigheraltitudes
Tollenaere
etal.(2011)
Salm
otruttasp
p.
Europeantrout
5AFLPloci(2.2%)
Unkn
own
Unkn
own
•Kelleretal.(2012)
Droso
phila
buzzatii
Fruitfly
1Microsatellite
Unkn
own
Unkn
own
••
Barkeretal.(2011)
Droso
phila
melanogaster
Fruitfly
1Microsatellite
Unkn
own
Unkn
own
•Collingeetal.(2006)
*PGI,phosphoglucose
isomerase.
*ForAFLP-basedstudies,thepercentageofoutliers
amongallpolymorphic
loci
isgivenin
parentheses.
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8 I . KELLER ET AL.
thermoregulatory advantages arising from a smaller
surface to volume ratio. Some ectotherms also comply
with Bergmann’s rule, although the underlying mecha-
nisms are likely to be different (Gardner et al., 2011);
furthermore, the opposite pattern is also common
(Blanckenhorn & Demont, 2004). Our data set, which
contained information for seven ectotherms from differ-
ent taxonomic groups, showed that in three species,
body mass tended to increase with altitude (Fig. 1c).
Body length changed in the opposite direction, with a
significant decrease with altitude reported from two
insects (Fig. S1d; Table 1).
In temperate regions, the period available for growth
shortens with increasing altitude (K€orner, 2007). At thesame time, the completion of different developmental
stages may take longer, especially in ectotherms,
because lower ambient temperatures slow down physi-
ological processes. An expected adaptation to these
conditions involves a compensatory response, with
high-altitude individuals developing or growing faster
than low-altitude individuals under a given thermal
regime (i.e. countergradient variation; e.g. Hodkinson,
2005). Such a pattern was indeed observed in all three
species for which development time was found to be
significantly associated with altitude (Fig. 1d; Table 1),
although the same number of between-population
differences was found that were unassociated with
altitude. Similarly, none of the observed between-popu-
lation differences in growth rate were associated with
altitude (Fig. S1e; Table 1).
Viability, longevity and fecundity were additional
life-history traits, which were repeatedly investigated,
almost exclusively in flies. A possible expectation here
could be that more variable and unpredictable high-
altitude environments favour a faster pace of life, char-
acterized by high investments in reproduction early in
life (Tieleman, 2009) and, perhaps, reduced longevity
(Table 1). Fecundity early in life has been estimated in
only two species (indicated by asterisks in Fig. S1h). All
three traits showed some significant between-popula-
tion differences, although demonstrations of altitudinal
patterns were rare (Fig. S1f–h; Table 1). Remarkably,
all four studies using multiple rearing temperatures
found that the decrease in longevity with altitude was
strongest in the coldest environment, that is, the condi-
tions most strongly resembling high-altitude conditions.
Overall, our literature survey provided clear evidence
for significant, genetically based phenotypic differences
Fig. 2 Number of significant (dark grey) and nonsignificant (light grey) results as reported in the original publications for different
geographical scales in animal species. The results from studies performed at a scale of less than 100 km are plotted again at a higher
resolution in the small inset and show that significant phenotypic differences between populations can be observed even at very local
scales. The numbers above the bars indicate the number of independent studies contributing to each distance class. Significant effects
include main effects or interactions involving population or altitude.
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Divergent altitudinal adaptation 9
between populations of different altitudinal origin.
Comparisons across species identified several traits for
which parallel clinal patterns were observed in two or
three species, and for which the phenotypic changes
consistently occurred in the predicted direction (melan-
ization, wing size, cold and heat tolerance, mass, devel-
opment time; A or B in Table 1). However, in all of
these cases, several species also showed significant
between-population differences that were not, or at
least not consistently, associated with altitude (C in
Table 1). Overall, the available data are clearly limited.
The number of species for which data on a given trait
category were available was typically small (≤ 13) and
skewed towards particular taxonomic groups; further-
more, for several species, only two source populations
had been studied, making it impossible to distinguish
population effects from altitudinal effects.
Evidence of adaptive genetic divergence frommolecular studies
Almost all vertebrates rely on haemoglobin (Hb) for the
transport of oxygen. Hb is therefore an obvious candi-
date gene for adaptation to the changing O2 partial
pressure along altitudinal gradients, and the genes cod-
ing for different Hb subunits have been studied in a
number of species, most prominently birds (Table 2).
All of these studies found evidence of divergent selec-
tion for at least some of these genes. In deer mice, Storz
et al. (2009) further demonstrated that the b-globinvariant common in high-altitude populations has
indeed a higher O2 affinity.
Additional genes with a potential role for adaptation
to low O2 partial pressure have been detected in
humans through genome scans (Table 2). For example,
one enzyme from the hypoxia-inducible factor pathway
(EGLN1) has been identified as a potential target of
selection in both Tibetans and Andeans, but the haplo-
types common at high altitudes differ between the two
regions. Other genes have been implicated in high-alti-
tude adaptation in only one of the two populations
(Table 2).
Evidence of divergent selection along altitudinal gra-
dients is also available for other candidate genes,
including mitochondrial loci and several allozymes. For
many of these loci, a role in adapting to thermal condi-
tions is very plausible (Table 2), and in some cases, a
direct link between genotype and phenotype of
relevance for altitudinal adaptation has been demon-
strated. For example, Fontanillas et al. (2005) found
that nonshivering thermogenesis (i.e. mitochondrial
heat production in brown fat cells) in white-toothed
shrews was influenced by an interaction between sex
and mitochondrial haplotype. Copper butterflies from
low-altitude sites but with high-altitude-like genotypes
at an allozyme locus (phosphoglucose isomerase)
resembled high-altitude individuals with respect to
development rates and chill-coma recovery time (Karl
et al., 2008). And finally, in D. melanogaster, four candi-
date genes on chromosome 2 underlie altitudinal clines
in developmental time (Mensch et al., 2010), and muta-
tions in the cis regulatory elements of the ebony locus
underlie altitudinal pigmentation clines (Rebeiz et al.,
2009).
Chromosomal inversion polymorphisms have also
been repeatedly found to show altitudinal clines in
flies, where the presence of large polytene chromo-
somes has made chromosomal rearrangements more
amenable to study (Table 2). Several lines of evidence
suggest that climatic variables may play an important
role in maintaining spatial patterns in the frequency of
particular inversion genotypes. For instance, inversion
polymorphisms in Drosophila subobscura show similar
latitudinal clines on three continents (Balany�a et al.,
2006). The position of the clines has shifted in recent
decades, probably due to rising global temperatures
(Balany�a et al., 2006), and similar temporal changes
have been observed for a D. melanogaster inversion
polymorphism in Australia (Umina et al., 2005). Some
inversion polymorphisms also show consistent clines
with altitude and latitude (Etges et al., 2006 and refer-
ences therein) or recurrent seasonal fluctuations (Dobz-
hansky, 1943). Finally, several studies have
demonstrated a link between particular inversion poly-
morphisms and resistance to extreme temperatures
(reviewed in Hoffmann et al., 2004).
Six studies have also screened panels of anonymous
markers (e.g. AFLPs, microsatellite loci; Table 2) and
identified loci showing patterns consistent with diver-
gent selection along altitudinal transects (i.e. elevated
differentiation and/or genotype-altitude associations).
In the four AFLP-based studies, between 0.8% and
8.8% of all polymorphic loci showed evidence of adap-
tive differentiation (Table 2). It should be noted, how-
ever, that these studies used varying approaches for
identifying outliers. Furthermore, rather than being the
actual targets of selection, the anonymous markers
detected using these approaches are more likely to be
in linkage disequilibrium with unknown divergently
selected loci.
Synthesis
Pervasive evidence for genetically based phenotypicdifferentiationOur survey of the literature provides evidence for
genetically based phenotypic divergence along altitudi-
nal gradients for a wide range of species and traits,
including wing size, cold tolerance, mass and develop-
ment time (Fig. 1). This finding suggests that pheno-
typic divergence between populations is not rare, even
if its prevalence may be overestimated in our data set
due to a possible bias towards publishing significant
results. Our analyses also show that genetically based
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10 I . KELLER ET AL.
phenotypic differentiation is taxonomically widespread,
with some significant differences between populations
being detected in all the groups studied.
Furthermore, in some cases, significant phenotypic
divergence occurred at local geographical scales (Fig. 2).
For example, eight studies detected significant diver-
gence between populations separated by ten kilometres
or less (Fig. 2, inset), which in several cases was well
within the dispersal range of the species. In Anolis
lizards, the morphological divergence was larger than
neutral genetic divergence (FST < QST; Eales et al.,
2010) and, similarly, Sarup et al. (2009) detected signif-
icant phenotypic divergence between Drosophila buzzatii
and D. simulans populations that were undifferentiated
at neutral molecular markers.
Are the observed differences adaptively relevant?The finding that phenotypic differentiation can be
maintained – at least sometimes – in the face of gene
flow strongly suggests that some between-population
differences are maintained by strong divergent natural
selection. And this conclusion is supported by addi-
tional lines of evidence from both the phenotypic and
molecular data sets. First, several phenotypic traits
showed consistent clines in multiple species in the
direction predicted from known environmental gradi-
ents, and secondly, many of the molecular studies iden-
tify loci showing signatures of divergent selection
(Table 2).
We can also predict that the level of genetic differen-
tiation at loci with a putative role in altitudinal adapta-
tion should increase with the altitudinal distance
between sites, assuming that the latter provides a rough
proxy for the intensity of divergent selection. Neutral
loci, on the other hand, should not show such an
association unless gene flow between different altitudi-
nal environments is reduced across the entire genome,
for example due to dispersal barriers or immigrant invi-
ability becoming stronger as the altitudinal contrast
increases. Consistent with these predictions, we found
that FST increased with maximum altitudinal distance
at candidate loci, but not at neutral loci (Fig. 3). How-
ever, these analyses were based on a subset of only 15
studies, and the data set did not lend itself to statistical
analysis. First, altitudinal distance in these data was
highly correlated with geographical distance (Pearson
correlation coefficient 0.77), making it impossible to
distinguish between the effects of the two variables.
Secondly, the representation of different taxonomic
groups was very uneven across altitudinal distance clas-
ses (e.g. all studies at > 4000 m are from birds). Despite
these limitations, it will be interesting for future studies
to investigate whether genetic differentiation increases
with altitudinal distance, and whether this increase is
genome-wide or limited to genomic regions with a
direct role in altitudinal adaptation.
Most of the phenotypic traits discussed above were
specifically selected by researchers because their adap-
tive relevance seemed likely and, for some of the traits,
clear expectations as to how they should respond to the
environmental change associated with altitude could be
formulated. As discussed above, a number of traits
showed patterns consistent with these predictions
(Table 1). However, in all cases, some species did not
conform to our expectations, for example showing no
significant between-population differences or differ-
ences that were unassociated with altitude. There are
many possible explanations for these conflicting results.
First, a given phenotypic trait may simply not be rele-
vant for fitness in populations that are diverging due to
random drift. Alternatively, if trait differences are
adaptively relevant, the link between a phenotypic trait
1000 2000 3000 4000
0.0
0.2
0.4
0.6
0.8
1.0
Max. altitudinal distance (m)
Fst
1000 2000 3000 4000
–0.4
–0.2
0.0
0.2
0.4
Max. altitudinal distance (m)
Res
idua
ls F
st ~
Geo
dis
tanc
e
Fig. 3 Left panel: Genetic differentiation between animal populations (FST) increases with the maximum altitudinal distance between
sampling sites at candidate loci (black diamonds), but not at neutral loci (grey squares). Each point represents a study, and in the majority
of cases (12 of 15 studies), the type of molecular marker was the same for candidate and neutral loci. Note that we did not assess the
statistical significance of the observed patterns because of limitations of the data set. First, different taxonomic groups were unevenly
represented in the different altitudinal distance classes. Secondly, altitudinal distance was highly correlated with geographical distance
making it impossible to disentangle the effects of the two variables: there was no longer an association between altitudinal distance and FSTafter removing the effect of geographical distance (right panel: residuals from a linear regression of FST against geographical distance,
plotted against altitudinal distance).
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Divergent altitudinal adaptation 11
and fitness in a given altitudinal environment may
have been misjudged; for example, the optimal pheno-
type may be different from what we expect. Also, selec-
tion pressures may not change consistently along an
altitudinal gradient. For instance, small-scale topo-
graphical features influence ambient temperatures and
can produce local patterns that oppose large-scale gradi-
ents (Scherrer & K€orner, 2011). Finally, the trait mean
in a population can deviate from the local optimum
due to, for example, indirect selection resulting from
genetic correlations with other traits, lack of additive
genetic variation or immigration from other
environments (Lenormand, 2002; Hoffmann & Willi,
2008).
Open questions and directions for future research
Are phenotypic differences between populationsadaptively relevant and how does mean populationfitness change along altitudinal gradients?Although the available studies provide some evidence
of adaptive differences between populations, explicit
tests of local adaptation along altitudinal gradients, and
the ecological relevance of the observed interpopula-
tion differences, are clearly needed. Reciprocal trans-
plant experiments along altitudinal gradients would be
particularly valuable in this context, although we are
aware of only three animal species for which such
studies have been performed. All of these found that
some trait differences persisted also in common natural
environments (body size of frogs: Berven, 1982a; age
and size at first reproduction in frogs: Berven, 1982b;
flight activity of butterflies: Ellers & Boggs, 2004b; size
and growth rate in lizards: Iraeta et al., 2006), but none
actually demonstrated that fitness (or any fitness
proxy) was indeed higher for local than nonlocal
individuals.
More thorough studies of local adaptation will also
provide insights into how the relative and absolute fit-
ness of populations change along altitudinal gradients,
which is largely unknown. If most populations are
indeed adapted to their local environment, we might
expect little variation in fitness along the gradient;
however, most species have a restricted altitudinal dis-
tribution, suggesting that there must be limits to adap-
tation (e.g. Bridle & Vines, 2007). It is also possible that
the environment imposes constraints on the maximum
fitness that cannot be overcome by adaptation. For
instance, fundamental thermodynamic constraints may
lead to lower population growth rates in cold-adapted
than warm-adapted species, even when both are tested
at their thermal optimum (Frazier et al., 2006).
Box 1: The promise of ecological genomics for testing the genetic basis of altitudinal adaptation
At present, genome scans and outlier locus detection are a commonly used approach to detect signals consistent with the
action of divergent selection between populations (Schoville et al., 2012). Perhaps the most serious limitation of this approach
is that – by definition – it detects loci showing elevated between-population differences. Adaptive divergence, however, does
not always involve large allele frequency changes, especially for quantitative traits which can be influenced by many loci and
where interactions between loci can be more important than additive effects (e.g. McKay & Latta, 2002; Le Corre & Kremer,
2012). A second hurdle in nonmodel organisms is that the actual target of selection will (mostly) not be the outlier locus itself
but rather a locus linked to it. Without a well-annotated reference genome, it will be difficult to identify nearby candidate
genes of known function. Still, the detection of outlier loci, even if they remain anonymous, may provide a relatively cost-
effective and tractable way to gauge the extent of putatively adaptive differentiation between populations that may be relevant
for designing conservation and management strategies (but see Allendorf et al., 2010 for additional limitations and caveats).
In recent years, genome-scale analyses have become increasingly possible also in nonmodel species. Using next-generation
sequencing of reduced representation libraries (e.g. restriction site associated DNA; Baird et al., 2008), for example, tens of
thousands of single nucleotide polymorphisms (SNPs) can be identified and genotyped at moderate cost and without the need
for a reference genome (Stapley et al., 2010). These data offer promising new opportunities to investigate the genetic basis of
particular phenotypic traits, for example, using association mapping in natural populations without known pedigrees (Slate
et al., 2010; Stapley et al., 2010). Once adaptively relevant variation has been identified, the frequency of particular variants
can be monitored in space and/or time and related to environmental changes. Ideally, such surveys should be replicated to dis-
tinguish between general and local effects and to follow the fate of genetic variants in different genomic backgrounds. Here,
altitudinal gradients may be particularly valuable because similar gradients are replicated across the globe. Strong barriers to
dispersal may exist also within a mountain range, subdividing species into units that follow largely independent evolutionary
trajectories (e.g. aquatic organisms in different drainages; Keller et al., 2012).
A second feature of altitudinal gradients, namely the small spatial scale at which environmental changes occur, makes them
particularly suited to investigate whether specific genomic architectures are overrepresented in cases where adaptive diver-
gence occurs in the face of gene flow. The chromosomal location of loci involved in divergent adaptation can most easily be
studied if a reference genome from a closely related species is available, but genetic maps can also be constructed by following
the segregation of variants in a pedigree (Slate et al., 2010; Stapley et al., 2010). Of particular interest might be a comparison
of the genomic architectures underlying adaptation along altitudinal vs. latitudinal gradients. The two types of gradients share
some similarities with respect to the observed environmental transitions (e.g. temperature), but these changes occur across
much larger spatial scales with latitude and divergence may consequently be less constrained by gene flow.
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12 I . KELLER ET AL.
Unfortunately, in many cases, it will remain difficult
to perform well-designed experiments that speak
directly to the extent and patterns of local adaptation
along altitudinal gradients, as well as to the link
between particular phenotypes and fitness in a given
environment. These are not easy questions to address,
even in species that are experimentally tractable, and
their study becomes particularly problematic in animals
that cannot be reliably followed through time. How-
ever, recent methodological advances have opened up
exciting new opportunities to investigate potential
adaptation in a more diverse array of species using
molecular approaches (see Box 1).
What is the evolutionary potential of populations alongaltitudinal gradients?The available evidence suggests that there is some
adaptively relevant genetic divergence between popula-
tions and implies that adaptation has occurred in the
past. Whether adaptive change will be possible in the
future will depend upon the availability of relevant
genetic diversity within populations and the rate at
which environmental conditions change (Bridle et al.,
2008). Evidence from the molecular studies surveyed
here suggests that populations may in fact often be
genetically variable at loci with a potential role in adap-
tation to different environments; thus, the loci identi-
fied as outliers (Table 2) – whereas showing large allele
frequency differences between populations – are rarely
fixed for alternative alleles. Often the alleles thought to
be advantageous at low altitudes are observed at lower
frequencies also in high-altitude populations and vice
versa (data not shown). Similarly, for the phenotypic
data, an average coefficient of variation (CV) of 10.7
was estimated across 651 observations for which this
calculation was possible, suggesting some variation
between individuals of a population reared in the same
environment.
Novel genetic variation can be introduced into a pop-
ulation not only through mutation but, perhaps more
relevant for rapid adaptation (e.g. Abbott et al., 2013),
also through gene flow. Altitudinal gradients tend to be
steep relative to the dispersal distance of organisms,
which means that immigrants will often come from dif-
ferent, but nearby environments. In such situations,
the selection coefficients of variants in the different
environments and the rate and symmetry of gene flow
will determine whether between-population differences
are maintained or lost (Lenormand, 2002). Although
gene flow can hinder local adaptation by eroding allele
frequency differences, it can sometimes also facilitate it
by introducing novel and potentially beneficial variants
(Garant et al., 2007). Gene flow from lower towards
higher altitudes, for example, could introduce genetic
variants that have been ‘pretested’ under warmer con-
ditions. Consequently, if conditions at high-altitude
sites indeed tend to become more similar to current
low-altitude conditions under global warming, we
might predict that contemporary gene flow is usually
asymmetrical, occurring mainly from low into high-alti-
tude populations. The symmetry of gene flow has been
assessed along latitudinal gradients (Paul et al., 2011;
Fedorka et al., 2012), but we are unaware of similar
studies along altitude. A mark–recapture study in a but-
terfly, however, found that dispersal was indeed more
common from low- to high-altitude populations, proba-
bly because, at higher altitudes, host plants became
available later in the season (Peterson, 1997).
Does the extent of adaptive differentiation vary betweenspecies and, if so, what factors underlie thesedifferences?The available data show that genetic differences of
potential adaptive relevance exist in a wide range of
species, including highly mobile groups such as birds
where population divergence is potentially maintained
in the face of extensive gene flow. Still, it is important
to keep in mind that the species covered in this review
are probably a nonrepresentative sample and that the
extent of intraspecific adaptive diversity may be low in
many other species. This may be particularly true for
species with narrow altitudinal distributions where
opportunities for adaptive divergence might be more
limited. To understand why local adaptations evolve in
some cases, but not in others, it will be critical to study
a diverse array of species with both narrow and broad
altitudinal distributions. Of particular interest will be
whether some species are somehow predisposed to
evolving and maintaining adaptive differences between
populations. Such a predisposition could involve a
genomic architecture where adaptive traits are shaped
by few loci of large effect and/or clusters of multiple
loci in tight physical linkage, which is expected to facili-
tate adaptation in the face of gene flow (e.g. along alti-
tudinal gradients; Yeaman & Whitlock, 2011).
Conclusions
Our literature survey on local adaptation to altitude
detected extensive phenotypic and genetic diversity
among animal populations sampled along altitudinal
gradients, with several lines of evidence suggesting that
these differences were, in part, adaptively relevant.
Although these conclusions are based upon rather lim-
ited data, we remain convinced that altitudinal gradients
provide very suitable model systems for investigating
local adaptation, albeit systems that have not yet been
used to their full advantage. Furthermore, we anticipate
that methodological advances will enable future studies
to address these phenomena in species that are not
easily tractable experimentally. In the meantime, how-
ever, it seems prudent to assume that most populations
show some adaptive differentiation along altitudinal
gradients, sometimes at very local scales, and that these
ª 2 01 3 THE AUTHORS . J . E VOL . B I OL . do i : 1 0 . 1 11 1 / j e b . 1 2 25 5
JOURNAL OF EVOLUT IONARY B IO LOGY ª 20 1 3 EUROPEAN SOC I E TY FOR EVOLUT IONARY B IO LOGY
Divergent altitudinal adaptation 13
adaptively relevant differences should be considered in
conservation and management efforts.
Acknowledgments
This study was carried out in the framework of Gene-
Reach, a project lead by J. Bolliger (WSL) and funded
by the Competence Center Environment and Sustain-
ability, ETH Z€urich, Switzerland. IK would like to thank
O. Seehausen, M. Haesler, K. Lucek, D. Marques and
J. Meier for support and helpful discussion.
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Supporting information
Additional Supporting Information may be found in the
online version of this article:
Figure S1 Genetically based phenotypic changes along
altitudinal gradients for (a) heat tolerance, (b) heat-
shock protein expression, (c) desiccation tolerance, (d)
body length, (e) growth rate, (f) longevity, (g) viability,
and (h) fecundity.
Table S1 List of publications included in the review.
Received 3 May 2013; revised 26 August 2013; accepted 27 August
2013
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