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JPO Updates and Initiatives: - Delivering Value to Global IP Stakeholders - Tech Trend Users Global Network 1 Facts & Basics

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Page 1: JPO Updates and Initiatives

JPO Updates and Initiatives:- Delivering Value to Global IP Stakeholders -

Tech Trend

Users

Global Network

1

Facts & Basics

Page 2: JPO Updates and Initiatives

World's Third Largest Economy

3rd in the WorldThe Global Competitiveness Report 2019 (World Economic Forum)

Total GDP

Reason 1

Open as an Innovation Hub

1st in the World「THE TOP 100 SCIENCE AND TECHNOLOGY CLUSTERS」

(World Intellectual Property Organization)

Industrial clusters(Tokyo-Yokohama)

Reason 2

Excellent Business Environment

2nd in the WorldThe Global Competitiveness Report 2019 (World Economic Forum)

Adequacy of Regulatory and Administrative Systems

Reason 3

Stable Infrastructure

1st in the WorldThe Global Competitiveness Report 2019 (World Economic Forum)

Efficiency of Public Transport Services

Reason 4

Livable Society

1st in the WorldSafe Cities Index 2019 (The Economist Intelligence Unit)

City Safety

Reason 5

WHY JAPAN ? "5 Reasons to Invest in JAPAN"

Information in this slide is based on WHY JAPAN? 5 Reasons to Invest in JAPAN on JETRO website.Please refer to “https://www.jetro.go.jp/en/invest/investment_environment/" for further information.

Page 3: JPO Updates and Initiatives

Starting Business with/without an IP Strategy Introduction

Come up with a great idea

• Give a name• Develop a product

Launch the product

Rename/Redevelop the productCompensate for damages

No filing of IP applicationNo Patent/Design/Trademark search

Receive a warningFace a lawsuit

Page 4: JPO Updates and Initiatives

Functions of Intellectual Property Rights Introduction

Exclusivity

DifferentiatingAnti-Counterfeiting

Competitor

Counterfeitgoods Collaboration

Openinnovation Major

corporationsDifferentindustries

Trust

Financing, M&ATechnological strength

BrandingStability

Consumer

VCCVC

Page 5: JPO Updates and Initiatives

JPO Updates and Initiatives:- Delivering Value to Global IP Stakeholders -

5

Tech Trend

Users

Global Network

Facts & Basics

Page 6: JPO Updates and Initiatives

Facts & Basics

WIPO Global Innovation Index

6

50.4

50.7

50.9

51.8

53.1

53.4

53.7

54.5

54.8

55.0

57.3

57.3

57.8

58.4

58.6

59.3

59.8

61.3

63.1

65.5

Norway

Ireland

Austria

Iceland

Canada

Israel

Hong Kong

Japan

China

France

Germanry

Denmark

Singapore

Finland

Netherlands

Republic of Korea

UK

USA

Sweden

Switzerland

Japan 13th

Institutions 7th

Infrastructure 9th

Business sophistication 10th

Knowledge & technology outputs 11th

Global Innovation Index 2021 13th

Market sophistication 15th

Creative outputs 18th

Human capital & research 20th

Strength

Weakness

R&D

Business environment

Education Online Creativity

Investment

IP

Market Scale

ICT

(Overall report) https://www.wipo.int/global_innovation_index/en/2021/(Report on Japan) https://www.wipo.int/edocs/pubdocs/en/wipo_pub_gii_2021/jp.pdf

New business

Overall Ranking 2021 (Score)

Page 7: JPO Updates and Initiatives

Facts & Basics

WIPO Global Innovation Index

7(GII 2020 Chapter 1) https://www.wipo.int/edocs/pubdocs/en/wipo_pub_gii_2020-chapter1.pdf

Quality of Innovation Ranking 2020

University Patent Academic paper

Page 8: JPO Updates and Initiatives

Facts & BasicsWell-developed IP system in Japan

8

• 5th in the overall score, following US, UK, Germany and France.

• 2nd in the patents score, following Singapore.• Evaluating the IP framework in each country across

9 categories. (1) patents, (2) copyrights, (3) trademarks, (4) design rights,

(5) trade secrets, (6) commercialization of IP assets, (7) enforcement,

(8) systemic efficiency, (9) membership and ratification of international treaties

(Overall report) https://www.theglobalipcenter.com/report/ipindex2021/

Overall Patents Design Rights Trademarks Enforcement

Score 91.12 94.44 100.00 87.50 87.13Rank 5/53 2/53 1/53 4/53 7/53

High Ratingin U.S. Chamber International IP Index 2021

Page 9: JPO Updates and Initiatives

Facts & Basics

9

• Design Act amendments came into effect in 2020 -increase term of protection.

• Global leader with respect to targeted administrative incentives for the creation and use of IP assets for SMEs.

• Licensing guidelines published by JPO provide balanced approach to licensing terms and conditions for SEPs.

• Strong, sophisticated national IP environment in place with relevant IP rights and protection available for all major IP rights categories.

(Japan’s economy report) https://www.valueingenuity.com/ip-index/map/jp/

Strengths of Japan from the report

Well-developed IP system in Japan

Page 10: JPO Updates and Initiatives

Facts & BasicsStrengths of JPO

10

Speed Quality Global

10.2 months

First ActionPendency

15.0 months

TotalPendency

95.1 %

Users’ Satisfaction

Around 1,400Interview Practice

45 IP Offices

PPH partners

Over 81,000PPH based on

JPO’sExamination results

FY 2020

FY 2020

FY 2021 Survey

(as neutral or higher)

Jan 2022

FY 2020 end of December 2020

Page 11: JPO Updates and Initiatives

Facts & BasicsSpeed: 3 Tracks to Choose

11

Normal

15.0 monthsTotal Pendency

Fast Track Super Fast Track

5.8 months 2.8 months

FY 2020 FY 2020 FY 2020

Free of Charge

Total Pendency Total Pendency

USPTO EPO CNIPA KIPOFA Pendency (2019) 13.3 months 5.5 months 14.9 months 10.8 months

Total Pendency (2019) 21.8 months 28.1 months 22.2 months 15.6 months

0.9 month10.2 monthsFirst Action Pendency

First Action Pendency

2.8 monthsFirst Action Pendency

IP5 Statistics Report 2019, Chapter 4

Accelerated Exam. Super Accelerated Exam.

Page 12: JPO Updates and Initiatives

Facts & BasicsAccelerated Examination

12https://www.jpo.go.jp/e/system/patent/shinsa/jp-soki/

10.2 months

2.8 months

Free of charge

For more information ->

No special requirements.Just make a request !

Page 13: JPO Updates and Initiatives

Facts & Basics

13

Accelerated Exam. Super Accelerated Exam.

2.8 months 0.9months

Free of Charge

First Action Pendency

First Action Pendency

Applied to Working-related applications ※

5.8 monthsTotal Pendency 2.8months

Total Pendency

※An applicant or a licensee has already commercialized or plans to commercialize the invention within 2 years.

Super Accelerated Examination

Free of Charge

Much Faster

https://www.jpo.go.jp/e/system/patent/shinsa/jp-super_soki/index.html

For more information ->

Page 14: JPO Updates and Initiatives

Facts & BasicsQuality: High Evaluation by JPO Survey

14

Percentage of neutral or higher in overall quality of examination on national applications,

Results of User Satisfaction Survey(FY 2021)https://www.jpo.go.jp/e/resources/report/user/2020-tokkyo.html (patent)

Number of subjects surveyed (patent)

・Domestic applicants: 562・Foreign applicants: 42・Patent attorneys: 50

95.1

94.2 91.7

Page 15: JPO Updates and Initiatives

Facts & Basics

15

Quality: High Evaluation by IAM Survey

15Drawn up on the basis of “Benchmarking the IP5”, IAM (11/29/2021)https://www.iam-media.com/report/special-reports/q4-2021/article/benchmarking-the-ip5

94%

89%

89%

74%

72%

Percentage of Excellent, Very good or Good

Quality of patents issued by IP5 offices

Page 16: JPO Updates and Initiatives

Facts & BasicsTowards the World’s Highest Quality Examination

(Quality Management on Patent Examination) https://www.jpo.go.jp/e/introduction/hinshitu/shinsa/tokkyo/ 16

QM Officer

Sample CheckCheck by Directors

Director

Annual User Survey

Users

Good!

All Office Actions

ConsultationsAmong Examiners Key Points of

Quality Management

QualityAssurance

QualityVerification

Expert’sEvaluation & Feedback

Examiners

Around

20,000cases

FY2020 FY2021

95.1%(Patents)

Satisfaction

Subcommittee on Examination Quality Management

to grasp quality by itselfto enhance qualityFeedback to examiners

Page 17: JPO Updates and Initiatives

Facts & BasicsUsing AI to Improve Quality and Efficiency

17

Patent Classification

Suggesting Search Query Patent Image Search

Re-ranking Patent Documents

In-house development ofprior art search system using AI

Non-JP Patent documents

Automatic FI/F-term Assignment

Query Suggestion

ExaminerExaminer Search results

・・・Search query

Search Results1. JP2018-10007A2. JP2018-10005A3. JP2018-10001A・・・100. JP1998-10001A

High

Low

Re-rank based on the machine-learned model

Possibility to be cited

Information Exchange with External AI Experts

A61B34/35,B25J13/00, ・・・

A61B34/35, B25J13/00robot, manipulatorarm, master, ・・・

https://www.jpo.go.jp/system/laws/sesaku/ai_action_plan/index.html

Page 18: JPO Updates and Initiatives

Facts & BasicsDesign: Main Values (Speed, Quality)

Page 19: JPO Updates and Initiatives

Facts & BasicsDesign: Contributing to innovation and branding

19

Revision of the Design Act (1)

361 1,189 2,469

2020.4 2020.12 2021.9

Page 20: JPO Updates and Initiatives

Facts & BasicsDesign: Contributing to innovation and branding (cont’d)

20

Enhancement of the Related Design SystemRevision of the Design Act (2)

Revision of the Design Act in Japan https://www.jpo.go.jp/e/resources/report/sonota-info/document/pamphlet/isho_kaisei_en.pdf

Page 21: JPO Updates and Initiatives

Facts & BasicsDesign: Examples of Counterfeit Goods Seized by Customs

21

FanDesign Registration

No.1371412

EarphonesDesign Registration

No.1585727

BatteryDesign Registration

No.1483996

Page 22: JPO Updates and Initiatives

Facts & BasicsDesign: Import Seizures at Customs (Number of Cases)

22

40 36 87

304

433

289 323

2014 2015 2016 2017 2018 2019 2020

Page 23: JPO Updates and Initiatives

Facts & Basics

23

Trademark: The outline of Trademark system of Japan

First-to-fileprinciple

The applicant who filed the application firstwill be entitled to register a trademark,

not “first to use”.

Registrationprinciple

An exclusive right to a trademark is granted after the mark is registered.

The statement of use is not required as a general rule.

Substantial Examination

Examiners conduct examination of absolute and relative grounds for refusal.

Non-TraditionalTrademarks

3D, Sound, Color per se, Position, Motion, Hologram and Exterior

and Interior design of buildingsare eligible for registration

Page 24: JPO Updates and Initiatives

Facts & Basics

24

Trademark: Examination on Relative Grounds for Refusal

JPO Cross-searches Classes of Goods and Services by Checking Similar Group Codes

Class 18

19B33

Class 28

Similar

Class 35Retail service

for pet clothing

Clothing for pets

Toys for pets

Similar Group Codes

19B3319B33

Page 25: JPO Updates and Initiatives

Facts & Basics

25

REG5858802

REG5985747

3D mark Color mark Position mark

Sound markMotion mark

REG5225619

REG5860064 REG5804315

Hologram mark

REG5933289

Trademark: Non-Traditional Trademarks

Page 26: JPO Updates and Initiatives

Facts & BasicsTrademark: Speed: Three Tracks to Choose From

26

Normal Fast Track Accelerated Examination

Total pendency of other offices (2019)Japan USA China Europe Korea

10.3 months 9.4 months 4.5 months 30 days 10.5 months

First Action(2020FY)

• The first action and total pendency of TM application is around 10 months.• JPO conducts Fast Track and Accelerated Examinations for applicants

who need to acquire rights on an expedited basis.

10.0

6.0

1.9

Page 27: JPO Updates and Initiatives

Facts & BasicsTrademark: Enforcement

Page 28: JPO Updates and Initiatives

JPO Updates and Initiatives:- Delivering Value to Global IP Stakeholders -

28

Tech Trend

Users

Global Network

Facts & Basics

Page 29: JPO Updates and Initiatives

UserInterview with Patent Examiner

29

At any stage of examination.

When?

How to request

Ask your agent in Japan to contact the examiner.

Requirements

Participation of your agent in Japan (Online participation is acceptable).

An interpreter may be required in case of complicated technology.

Online Interview

Online interview is conducted via Internet.

There are no restrictions on the location of the participants.

https://www.jpo.go.jp/e/system/patent/shinsa/junkai.html

Interview cases in FY 2020

Around

1,400

Page 30: JPO Updates and Initiatives

UserCollective Examination for IP Portfolio (CEIP)

30

IP portfolio related tothe same business project

Package Examination for an entire product/service.

What?

Cross-sectional examination of multiple (types of) IP applications.

How to request

Contact the JPO directly-> [email protected]

Some documents are required in the request.

Requirements

A team of examiners

To support development of business projectsNo additional fee

Grant rights at the best timing.

https://www.jpo.go.jp/e/system/patent/shinsa/matome_sinsa.html

Explanation of business project and relevance of applications in a hearing or interview.

All of applications are related to a new or international business.

Page 31: JPO Updates and Initiatives

UserCase of Collective Examination for IP Portfolio (CEIP)

31

Moony Air-fit

Source: Unicharm Corp. News release(April 2013)

IP protection was completed before new products were put into the market, to promote business development.

A new Shape having gentle curve to fit the baby’s body

Babies’ nappy by Unicharm Corp.

80IP rights

Page 32: JPO Updates and Initiatives

UserCase of Collective Examination for IP Portfolio (CEIP)

32

The concurrent grant of the patents and trademarks helped us to enhance the value of our new business.The protection of all IP rights enabled us to build an effective entry barrier against our competitors.

“the 3rd kitchen” by Kai Corp.

A food service that delivers recipes and meal kits to office workers so that they can cook in their meeting rooms.

New business “the 3rd kitchen®”

CEIP

Branding of the new service name

Business model of the new service

Consultation among

examinersExam. Interview Exam.

Grant of rights

Businessexplanation

Request for CEIP Start the

new business

Mar. 2021 Aug. 2021All IP rights granted within 5 months Sep. 30, 2021

6 Patents2 Trademarks

Granted quickly ※

※ Accelerated examination was requested for some of the applications.

Source:Kai Corp. Press Release(https://www.kai-group.com/news/id/1918/)the 3rd kitchen® Official HP

(https://the3rdkitchen.com/)

User

Company

Distributioncompany

Deliverycompany

Foodcompany

Administrationserver

Page 33: JPO Updates and Initiatives

User

33

Guide to Licensing Negotiations involving SEPs

Main Issues:“Good Faith” in Licensing NegotiationsParties to Negotiation in Supply ChainRoyalty Base (e.g., SSPPU v EMV)Royalties for Different Uses

NOT legally binding, NOT prescriptive

Published through Open Dialogue with Global Stakeholders29 Sep 2017-10 Nov 2017 Proposals (~50 submissions from inside/outside Japan)9 Mar 2018 - 10 Apr 2018 Public comments13 Mar 2018 International Symposium5 Jun 2018 Publication of the guide

2022 Revised edition to be published

Open and transparent process

Voices from users• Well-balanced between patent

proprietor and implementer• Comprehensive and easy-to-

understand• Best SEP-related document!

Available in JP/EN

Page 34: JPO Updates and Initiatives

User

34

“Hantei ” (Advisory Opinion) System

Hantei systemhttps://www.jpo.go.jp/e/system/trial_appeal/shubetu-hantei/index.html

Request for “Hantei ” • Low cost (40,000 yen per case) • Specify an object, product, etc.• make a comparison with the patented invention

Reply

Proceedings by an Administrative Judge Panel• Process by three administrative judges• Compare and determine claims of the patented invention and the object, product, etc.

“Hantei ” (Advisory Opinion)• Prompt conclusion (administrative service that is not legally binding)

- 3 months at the earliest. • Whether the object, product, etc. falls or does not fall within the technical scope of the

patented invention

Demandee

Demandant

Page 35: JPO Updates and Initiatives

User

35

“Hantei ” – Example -

Hantei system https://www.jpo.go.jp/e/system/trial_appeal/shubetu-hantei/index.html

Lawsuits

Request for “Hantei ”

* The Hantei system can be used for patents, utility models, designs and trademarks.

Patentee Alleged Infringer

VS.

TimeMoney…

“Hantei ”The object, product, etc. falls within the technical scope

of the patented invention.

SettlementSettled without lawsuits at a reasonable price

Page 36: JPO Updates and Initiatives

User

36

“Hantei ” (Advisory Opinion) for Essentiality Check

Manual of “Hantei ” (Advisory Opinion) for Essentiality Check https://www.jpo.go.jp/e/support/general/sep_portal/document/index/manual-of-hantei.pdf

Page 37: JPO Updates and Initiatives

User

37

Introduction of a system for calling for third-party comments in patent infringement litigation

Patentee Suspectedinfringer

Scholars / Lawyers /Experts, etc.

Industry groups /Companies, etc.

Overseas groups /Companies, etc.

Comments

Court

In patent infringement litigation, etc., if the court, at the motion of a party, finds it to be necessary, the court should be able to seek comments from third parties regarding necessary matters such as the application of the Patent Act to the case.

Effective date: April 1, 2022

Page 38: JPO Updates and Initiatives

User

38

Inspection System

(1)PetitionRigorous

requirements

Right holder Alleged infringer

Report creation disclosure

Expert+

Court executionofficer

- Enters property- Asks questions- Asks to be shown

documents- Operates equipment- Measures- Conducts experiments

(2)

(3)

Page 39: JPO Updates and Initiatives

User

39

Damages Calculation Method Revised Newly

Sum Equivalent to licensing fee

- Deeming that the right-holder had licensed the portion to the infringer

- Assuming patent rights infringement

Current Damages

Profit per unit

Volume of infringing products sold

Right-holder’s production/sales capacity

Determination of damages for portion beyond rights-holder’s production/sales

capacity, etc.

Page 40: JPO Updates and Initiatives

UserDesign & Trademark: Addressing an increasing number of imported counterfeit products for private use

Revision of the Design Act in 2021(to be enforced in 2022)

Page 41: JPO Updates and Initiatives

UserSchedule of Fees

Patent application ¥14,000

Application in foreign language ¥22,000

Entry into the national phase in Japan (under the PCT) ¥14,000

Filed* on or before Mar/31/2018 Filed* on or after Apr/1/2019

(a) Request for examination ¥118,000+(¥4,000 per claim) ¥138,000+(¥4,000 per claim)

(b) -where the international search report has been established by the JPO (under the PCT) ¥71,000+(¥2,400 per claim) ¥83,000+(¥2,400 per claim)

(c) -where the international search report has been established by an International Searching Authority other than the JPO (under the PCT)

¥106,000+(¥3,600 per claim) ¥124,000+(¥3,600 per claim)

(d) -where the search report has been established by a designated searching organization ¥94,000+(¥3,200 per claim) ¥110,000+(¥3,200 per claim)

Requested for examination on or before Mar/31/2004

Requested for examinationon or after Apr/1/2004

1-3rd year ¥10,300+(¥900 per claim) ¥2,100+(¥200 per claim)

4-6th year ¥16,100+(¥1,300 per claim) ¥6,400+(¥500 per claim)

7-9th year ¥32,200+(¥2,500 per claim) ¥19,300+(¥1,500 per claim)

10-25th year ¥64,400+(¥5,000 per claim) ¥55,400+(¥4,300 per claim)

as of Apr/1/2021

*for (b) and (c), international filing date

Application

Request for Examination

Annual Fee

Patent

Page 42: JPO Updates and Initiatives

User

as of Apr/1/2021

Utility Model application ¥14,000

Entry into the national phase in Japan (under the PCT) ¥14,000

(a) Request for Registrability Report ¥42,000+(¥1,000 per claim)

(b) -where the international search report has been established by the JPO (under the PCT) ¥8,400+(¥200 per claim)

(c) -where the international search report has been established by an International Searching Authority other than the JPO (under the PCT)

¥33,600+(¥800 per claim)

Application

Request for Registrability Report

1-3rd year ¥2,100+(¥100 per claim)

4-6th year ¥6,100+(¥300 per claim)

7-10th year ¥18,100+(¥900 per claim)

Annual Fee

Utility Model

Schedule of Fees

Page 43: JPO Updates and Initiatives

User

Design application ¥16,000

1-3rd year ¥8,500

4-25th* year ¥16,900

as of Apr/1/2021

Application

Annual Fee

Trademark application ¥3,400+(¥8,600 per classification)

Registration Fee ¥28,200 per classification

-Payment of registration fee by installments ¥16,400 per classification

Renewal Fee ¥38,800 per classification

-Payment of renewal fee by installments ¥22,600 per classification

Application

Registration and Renewal Fee

Design

Trademark

*4-15th years for design applications filed by Mar/31/20074-20th years for design applications filed by Mar/31/2020

Schedule of Fees

Page 44: JPO Updates and Initiatives

JPO Updates and Initiatives:- Delivering Value to Global IP Stakeholders -

44

Tech Trend

Users

Global Network

Facts & Basics

Page 45: JPO Updates and Initiatives

Tech TrendAI Examination Support Team

45https://www.meti.go.jp/english/press/2021/0120_002.html

ConsultationExaminer

Examination Dept.(Mechanical tech.)

Examination Dept.(Physics, Optics, etc.)

Examination Dept.(Chemistry, Life Science, etc.)

Examination Dept.(Electronic tech.)

Expert on AI Examination

Policy Review

Sharing Knowledge

Manager

AI ExaminationSupport Team

Page 46: JPO Updates and Initiatives

Tech TrendExamination Case Examples on AI/IoT related technologies

Page 47: JPO Updates and Initiatives

Tech TrendManga Patent Examination Guidelines – AI/IoT fields –

47https://www.jpo.go.jp/e/system/laws/rule/guideline/patent/comic_ai_iot_e.html

Easy to understand for everyone

Page 48: JPO Updates and Initiatives

JPO Updates and Initiatives:- Delivering Value to Global IP Stakeholders -

48

Tech Trend

Users

Global Network

Facts & Basics

Page 49: JPO Updates and Initiatives

GlobalPatent Prosecution Highway (PPH)

49

Search/Examination Patentable

Application

First Office

Application

AcceleratedExamination

Second Office

PPH Request

https://www.jpo.go.jp/e/system/patent/shinsa/soki/pph/index.html

US

Examination Cooperation Program between two OfficesJP

Page 50: JPO Updates and Initiatives

GlobalPCT-PPH

50https://www.jpo.go.jp/e/system/patent/shinsa/soki/pph/index.html

International Phase National/Regional Phase

PCT Application

WO or IPER

Positive opinion

PCT work products

DOApplication B

DOApplication C

DOApplication A

PCT-PPHRequest

AcceleratedExamination

PPH based on PCT international work products including WO and IPER

US

ISA/JP

Page 51: JPO Updates and Initiatives

Global

Countries/Regions with PPH partner offices of JPO (purple colored)

Number of PPH partner Offices (2022.1)JP US KR CN EP

PPH (all) 45 37 36 29 16PCTPPH 39 30 31 23 15

Global Patents with JPO as a starting point

JPO’s PPH* network

51https://www.jpo.go.jp/e/system/patent/shinsa/soki/pph/index.html

PPH with JPO only

45IP Offices

Largest PPH network in the world based on JPO’s reliable examination results

With

Faster Higher Grant Rate Lower CostID

TH

IN

Page 52: JPO Updates and Initiatives

GlobalBenefits of PPH for applicants

52

All applications PPH applications

First Action Pendency Grant Rate Grant Rate at the First Action

0

20

40

60

80

100

Japan U.S. Korea Canada0

10

20

30

40

Japan U.S. Korea Canada0

4

8

12

16

20

Japan U.S. Korea Canada

(Months) %%

(Stat: Jul. 2020~Dec. 2020)

HigherGrant rate

LowerProsecution costs

FasterPatent grant

Page 53: JPO Updates and Initiatives

Global

PPH with ASEAN countries

High Speed

Best Quality

Building IP Portfolio in ASEAN – PPH –

53

5.8 months for grant in Japan(Fast track)

About 1 year for grant in ASEAN(PPH)

Grant rate:more than 90%

53

Based on JPO’s research

The only office that implements PPH with all ASEAN6 Offices

TH

MY

SG VNPH

ID

TH MY PH VN SG ID

8.3 years 6.8 years 5.7 years 5.4 years 4.0 years 3.8 years

Total pendency from filing to registration (2019)

https://www.jetro.go.jp/ext_images/world/asia/asean/ip/pdf/report_202003_asean1.pdf

PPH

Page 54: JPO Updates and Initiatives

Global

・CPG (Cooperation for facilitating Patent Grant) with Laos and Cambodia

Building IP Portfolio in ASEAN – CPG・PPH Plus –

54

Patent granted in Japan

Granting a patent quickly without substantial examination

54

Obtain patent rights quicklywithout substantial examination

(CPG) https://www.jpo.go.jp/e/news/kokusai/kyoryoku/(PPH Plus) https://www.jpo.go.jp/e/news/kokusai/pph_plus_guideline.html

LA

KH

BN

PPH Plus

CPG ・PPH Pluswith Brunei

CPGPPH Plus

Applicant’s request for CPG or PPH Plus

Page 55: JPO Updates and Initiatives

GlobalJPO as ISA for PCT applications

5555https://www.jpo.go.jp/e/news/kokusai/isa_ipea/pct_isa_ipea.html

12 Offices where the JPO is a competent ISA and IPEA

USPTO as Receiving Office (RO/US)

RO/IN

RO/SG, RO/MY, RO/TH, etc.

JPO as International Search Authority (ISA/JP)

PCT Filing in English

SG

ID

US

IN

MY

TH

VN

PH

KRLA

KH

BN

Page 56: JPO Updates and Initiatives

GlobalBenefits of ISA/JP

No Stress to understand- High quality report in English

5656https://www.jpo.go.jp/e/system/patent/shinsa/soki/pph/pct_products.html

PCT-PPH from JPO to 39 Offices

e.g. RO/SG

and more

WO or IPER

Positive Opinion

PCT-PPH

Benefit 2

Benefit 3

No Cost to Translate into Japanese- PCT Filing in English

Benefit 1

ISA/JP

Page 57: JPO Updates and Initiatives

GlobalBenefits of ISA/JP

5757

(WIPO PCT Yearly Review 2021)https://www.wipo.int/edocs/pubdocs/en/wipo_pub_901_2021.pdf

Timeliness in transmitting ISRs to the IB, measured from priority date by ISA, 202099.9%

100.0% 99.9% 99.3% 96.1% 90.5% 80.0% 78.2% 66.5%

0%

25%

50%

75%

100%

SG JP RU US KR AU EP CNWithin 9 Months More than 9 months

International Search Fee (in the case of filing in English) (2021.8)ISA US EP AU SG JP KR RU CNFee

(US $) 2,180 2,091 1,697 1,646 1,476 1,036 543 328

Benefit 4

(Main ISAs)

Benefit 5

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58

Thank you!

Tech Trend

Users

Global Network

Facts & Basics

Page 59: JPO Updates and Initiatives

Patentability of Computer Software Inventions

in Japan

APPENDIX

59

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Japan Patent Act and “Invention”

60

Statutory "Invention"Art. 2 (1)

"Invention" in this Act means the highly advanced creationof technical ideas utilizing the laws of nature.

4 RequirementsDefinition of Invention

• Claimed subject matter is eligible when it falls under the definition of “Invention” defined in the Patent Act above.

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Ineligible subject matter list

Examination Guidelines Part III, Chapter 1, 2. 61

A highly advanced creation of technical ideas utilizing laws of nature

× Laws of nature as such× Not utilizing laws of nature

× Personal skill× Mere presentation of information

× Mere discoveries of things in nature

Technical Ideas

Highly Advanced Not necessary to be considered

(i) Any laws other than laws of nature(iii) Mathematical formula(v) Those utilizing only (i) to (iv)

(ii) Arbitrary arrangements(iv) Mental activities of humans

A rule for playing a game as such

Methods for doing business as such

Image data taken with a digital cameraComputer program list

Utilizing Laws of Nature

Creation

Almost the same criteria as other major countries

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Two major eligible subject matter examples

Examination Guidelines Part III, Chapter 1, 2. 62

Those concretely performing control of an apparatus, or processing with respect to the control

Those concretely performing information processing based on the technical properties such as physical, chemical, biological or electric properties of an object

e.g., rice cooker, washing machine, engine, hard disk drive, chemical reaction apparatus, nucleic acid amplifier

e.g., rotation rate of engine, rolling temperature, relation between gene sequence and expression of a trait in a living body, physical or chemical relation of bound substances

(i)

(ii)

Naturally eligible because of their technical character

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When not falling under two major eligible examples …

63

Eligibility of software invention is determined bywhether or not "information processing by the software is concretely realized by using hardware resources“

Examination Handbook Annex B, Chapter 1, 2.1

General software Inventions Business method, GUI, Statistical analysis, Information recommendation, Data mining, Data classification, Database management, Natural language processing, Information security, Data encryption, and so on.

This requirement is not strict

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A computer implemented method comprising;predicting sales of the predicted date based on the past sales records and

weather forecast data; andoutputting the predicted sales.

A computer implemented method comprising:storing (i) past sales records, (ii) future weather forecast data and (iii)

correction rules corresponding to weather; getting the first predicted value by reading sales records of the past several

weeks, wherein said first predicted value is the average of said read sales records being of the same day of the week as that of the predicted date;

getting weather forecast data of the predicted date, and selecting correction rules to be applied based on said weather forecast data;

determining the second predicted value by correcting the first predicted value based on said correction rules to be applied; and

outputting the second predicted value.

○ Eligible: information processing is concrete

× Ineligible: information processing is not concrete,mere desire or result to be achieved

Predicting sales based on past sales and weather forecast

Boundary between eligible / ineligible software inventions