8
Joint analysis of refractions with surface waves: An inverse solution to the refraction-traveltime problem Julian Ivanov 1 , Richard D. Miller 1 , Jianghai Xia 1 , Don Steeples 2 , and Choon B. Park 1 ABSTRACT We describe a possible solution to the inverse refraction- traveltime problem IRTP that reduces the range of possible solutions nonuniqueness. This approach uses a reference model, derived from surface-wave shear-wave velocity esti- mates, as a constraint. The application of the joint analysis of refractions with surface waves JARS method provided a more realistic solution than the conventional refraction/to- mography methods, which did not benefit from a reference model derived from real data. This confirmed our conclusion that the proposed method is an advancement in the IRTP anal- ysis. The unique basic principles of the JARS method might be applicable to other inverse geophysical problems. INTRODUCTION Several factors contribute to the nonuniqueness issue of the in- verse refraction-traveltime problem IRTP that are not sufficiently addressed by conventional and currently employed inversion algo- rithms Ivanov et al., 2005b. As a result, solutions can include a wide range of possible earth models that adequately fit the observed first-arrival data. Most inversion-based solutions of geophysical problems, includ- ing the IRTP, are nonunique because, by their nature, these problems consist of a finite number of measured data points that are used to de- fine a continuously varying earth structure Backus and Gilbert, 1967, 1968. Nonuniqueness also results from error in the data. This is especially true when the inverse problem is unstable, such as when small perturbations in the data equivalent to the amount of data er- ror cause large changes in the solution. A significant amount of work has been done studying the effects of data errors on the solution and the resulting instability, as well as on the inexact-data nonu- niqueness of linear problems Backus and Gilbert, 1970; Meju, 1994. Even for simple models and exact data, the IRTP has been found to have many possible solutions Slichter, 1932; Healy, 1963; Acker- man et al., 1986; Burger, 1992; Lay and Wallace, 1995. Such exact- data nonuniqueness EDNU has been associated with a variable number of model parameters i.e., 2-, 3-, and n-layer models could provide the same solution. The IRTP nonuniqueness has not been examined sufficiently for cases with a fixed number of model param- eters, yet these are of particular interest when solving multiparame- ter inverse problems. Studies of this type are important because they provide insight about the topology number of local and global mini- mums of the minimized objective function OF; i.e., the match be- tween modeled and observed data and the possible behavior of in- version algorithms Ivanov et al., 2005a. Continuous exact-data nonuniqueness The IRTP is continuously nonunique even when one assumes that the data and the model are error free Ivanov et al., 2005b. The au- thors closely examined the IRTP for a fixed number of parameters using a simple three-layer model and first-arrival data that had only two apparent slopes apparent velocities Figure 1. Varying the pa- rameters of the second layer produces a continuous range of possible solutions Figure 2, even assuming infinite, error-free data. Existing refraction/tomography inversion algorithms do not address this type of continuous EDNU. Furthermore, providing a two-layer-model solution to observed first arrivals that have two apparent slopes is equivalent to choosing one point in the nonuniqueness valley Ivanov et al., 2005b. In general, nonuniqueness is resolved by using a priori informa- tion APIZhdanov, 2002. API can be defined as information not contained in the original equation Menke, 1989, p. 48, or, as all other information beyond what we have chosen to call data Jaynes, 2003, p. 88. Therefore, choosing a two-layer-model is justified only if there is API supporting such a choice. Otherwise, the solution Manuscript received by the Editor May 2, 2006; revised manuscript received May 2, 2006; published online November 3, 2006. 1 University of Kansas, Kansas Geological Survey, 1930 Constant Avenue, Lawrence, Kansas 66047. E-mail: [email protected]; [email protected]; [email protected]; [email protected]. 2 University of Kansas, Department of Geology, 1475 Jayhawk Boulevard, Lawrence, Kansas 66045. E-mail: [email protected]. © 2006 Society of Exploration Geophysicists. All rights reserved. GEOPHYSICS, VOL. 71, NO. 6 NOVEMBER-DECEMBER 2006; P. R131–R138, 6 FIGS. 10.1190/1.2360226 R131

Joint analysis of refractions with surface waves: An ... · An inverse solution to the refraction-traveltime problem ... niqueness of linear problems Backus and Gilbert, 1970;

Embed Size (px)

Citation preview

Page 1: Joint analysis of refractions with surface waves: An ... · An inverse solution to the refraction-traveltime problem ... niqueness of linear problems Backus and Gilbert, 1970;

JA

J

varwfi

icfi1isrwa

j

©

GEOPHYSICS, VOL. 71, NO. 6 �NOVEMBER-DECEMBER 2006�; P. R131–R138, 6 FIGS.10.1190/1.2360226

oint analysis of refractions with surface waves:n inverse solution to the refraction-traveltime problem

ulian Ivanov1, Richard D. Miller1, Jianghai Xia1, Don Steeples2, and Choon B. Park1

n1

hmdnpeetpmtv

C

ttutrsrose�

tco2i

ed Mayue, Law

Lawren

ABSTRACT

We describe a possible solution to the inverse refraction-traveltime problem �IRTP� that reduces the range of possiblesolutions �nonuniqueness�. This approach uses a referencemodel, derived from surface-wave shear-wave velocity esti-mates, as a constraint. The application of the joint analysis ofrefractions with surface waves �JARS� method provided amore realistic solution than the conventional refraction/to-mography methods, which did not benefit from a referencemodel derived from real data. This confirmed our conclusionthat the proposed method is an advancement in the IRTPanal-ysis. The unique basic principles of the JARS method mightbe applicable to other inverse geophysical problems.

INTRODUCTION

Several factors contribute to the nonuniqueness issue of the in-erse refraction-traveltime problem �IRTP� that are not sufficientlyddressed by conventional and currently employed inversion algo-ithms �Ivanov et al., 2005b�. As a result, solutions can include aide range of possible earth models that adequately fit the observedrst-arrival data.Most inversion-based solutions of geophysical problems, includ-

ng the IRTP, are nonunique because, by their nature, these problemsonsist of a finite number of measured data points that are used to de-ne a continuously varying earth structure �Backus and Gilbert,967, 1968�. Nonuniqueness also results from error in the data. Thiss especially true when the inverse problem is unstable, such as whenmall perturbations in the data �equivalent to the amount of data er-or� cause large changes in the solution. A significant amount ofork has been done studying the effects of data errors on the solution

nd the resulting instability, as well as on the inexact-data nonu-

Manuscript received by the Editor May 2, 2006; revised manuscript receiv1University of Kansas, Kansas Geological Survey, 1930 Constant Aven

[email protected]; [email protected] of Kansas, Department of Geology, 1475 Jayhawk Boulevard,2006 Society of Exploration Geophysicists.All rights reserved.

R131

iqueness of linear problems �Backus and Gilbert, 1970; Meju,994�.

Even for simple models and exact data, the IRTPhas been found toave many possible solutions �Slichter, 1932; Healy, 1963; Acker-an et al., 1986; Burger, 1992; Lay and Wallace, 1995�. Such exact-

ata nonuniqueness �EDNU� has been associated with a variableumber of model parameters �i.e., 2-, 3-, and n-layer models couldrovide the same solution�. The IRTP nonuniqueness has not beenxamined sufficiently for cases with a fixed number of model param-ters, yet these are of particular interest when solving multiparame-er inverse problems. Studies of this type are important because theyrovide insight about the topology �number of local and global mini-ums� of the minimized objective function �OF; i.e., the match be-

ween modeled and observed data� and the possible behavior of in-ersion algorithms �Ivanov et al., 2005a�.

ontinuous exact-data nonuniqueness

The IRTP is continuously nonunique even when one assumes thathe data and the model are error free �Ivanov et al., 2005b�. The au-hors closely examined the IRTP for a fixed number of parameterssing a simple three-layer model and first-arrival data that had onlywo apparent slopes �apparent velocities Figure 1�. Varying the pa-ameters of the second layer produces a continuous range of possibleolutions �Figure 2�, even assuming infinite, error-free data. Existingefraction/tomography inversion algorithms do not address this typef continuous EDNU. Furthermore, providing a two-layer-modelolution to observed first arrivals that have two apparent slopes isquivalent to choosing one point in the nonuniqueness valleyIvanov et al., 2005b�.

In general, nonuniqueness is resolved by using a priori informa-ion �API� �Zhdanov, 2002�. API can be defined as information notontained in the original equation �Menke, 1989, p. 48�, or, as allther information beyond what we have chosen to call data �Jaynes,003, p. 88�. Therefore, choosing a two-layer-model is justified onlyf there is API supporting such a choice. Otherwise, the solution

2, 2006; published online November 3, 2006.rence, Kansas 66047. E-mail: [email protected]; [email protected];

ce, Kansas 66045. E-mail: [email protected].

Page 2: Joint analysis of refractions with surface waves: An ... · An inverse solution to the refraction-traveltime problem ... niqueness of linear problems Backus and Gilbert, 1970;

mb�

Fmbdt�soEa

gtsmtd

eei

wmi

wtttttmte

S

ewc1vlMa

Ftcpvlb

R132 Ivanov et al.

ight be significantly different than the true solution, which coulde positioned anywhere in the nonuniqueness valley �Figure 2�Ivanov et al., 2005b�.

The IRTP has a multidimensional hypervalley of nonuniqueness.urther EDNU analysis of the IRTP �Ivanov et al., 2005b� showedore hidden layers could be included, thereby increasing the num-

er of model parameters while preserving the observed first-arrivalata with only two apparent slopes. Following the same line ofhought, it was reasoned that an N-parameter IRTP would have anN-a�-dimensional hypervalley of nonuniqueness �where a is a verymall number of uniquely identifiable parameters, e.g., the velocitiesf the uppermost and the very bottom layer�. Such multiparameterDNU can be uniquely solved only by involving significantmounts ofAPI.

The problem with current IRTP algorithms is that they do not tar-et EDNU. Many of them address the nonuniqueness factors men-ioned earlier by using stabilizing functionals �e.g., smoothing con-traints; Zhdanov et al., 2002�. However, The stabilizing functionalsight bias the resulting IRTP solutions toward a specific location in

he nonuniqueness valley without dependence on real world evi-ence �Ivanov et al., 2005b�.

We propose to use shear-wave velocity �Vs� information �estimat-d using surface-wave dispersion-curve inversion� to create a refer-nce compressional-wave velocity �Vp� model as a means of reduc-ng the continuous range of possible solutions. Of course, the best

igure 1. A simple, refraction nonuniqueness problem demonstraraveltimes from a set of a source and receivers. �a� Three differentan generate the same first arrivals. Layers 1 and 3 have the same thiarameters in each model, while the parameters vary for layer 2. �belocity layer. �c� Layer 2 has the same velocity as layer 1. �d� Layeayer. The figure is derived from Burger �1992�. The second layer thicetter display.

ay to resolve the problem is to use ample accurateAPI from sampleeasurements of velocities �e.g., from wells�, but such an approach

s often impractical.Results from the newly developed joint analysis of refractions

ith surface waves �JARS� method appear more realistic than solu-ions provided by some of the most popular IRTPalgorithms, such ashe Generalized Reciprocal Method �GRM� �Palmer, 1980� or tradi-ional first- and second-degree smoothing regularization refraction-omography algorithms. In addition, the JARS solution is better jus-ified because it is based on an API model derived from another seis-

ic method �and thus affected by some of the same physical proper-ies� instead of being based on assumptions �e.g., smoothness of thearth model�, which is the usual case with other algorithms.

JARS METHOD

hear-wave velocity estimation

The first step in the proposed method is the acquisition of a Vs

arth model from surface-wave analysis. The advances in surface-ave analysis that have come with the development of the multi-

hannel analysis of surface waves �MASW� method �Park et al.,999a; Xia et al., 1999a� permit confident estimates of shear-waveelocities �Vs�. The practical application of MASW has provided re-iable correlations to drill data �Xia et al., 2000�. Using MASW,

iller et al. �1999a� mapped bedrock horizons to within 0.3 m �1 ft�t depths of about 4.5–9 m �15–30 ft�, confirming their results with

numerous borings. The MASW method has beenapplied to problems such as the characterizationof pavements �Park et al., 2001; Ryden et al.,2001�, the study of Poisson’s ratio �Ivanov et al.,2000a�, the investigation of sea-bottom sedimentstiffness �Park et al., 2000; Ivanov et al., 2000b�,the detection of dissolution features �Miller et al.,1999b�, and the measurement of S-wave velocityas a function of depth �Xia et al., 1999b�. Becauseof its high reliability in practice, we prefer theMASW method to other methods for shear-wavevelocity estimation �e.g., shear-wave refraction,spectral analysis of surface waves �SASW�, etc.�.

Approximation of a referencecompressional-wave velocity model

The next step is the generation of a reference Vp

model. Here, we propose to use Vs �estimated byusing the MASW method� to estimate a referenceVp model. Such a model can be generated usingany available information about the overall distri-bution of the Vp/Vs ratio at a specific site. WhensuchAPI is not available, a more general assump-tion, namely that the general trend of Vp followsthat of Vs, can be employed. We chose the lattercase for testing our method because this situationseems to be most commonly encountered in prac-tice.

The idea that the Vp trend is related to Vs isbased on the observations of many researchers�Lay and Wallace, 1995� and on the fact that bothparameters are related through elastic moduli.

ng refractionlayer modelsand velocityr 2 is a high-low-velocitys rounded for

ted usithree-

ckness� Layer 2 is akness i

Page 3: Joint analysis of refractions with surface waves: An ... · An inverse solution to the refraction-traveltime problem ... niqueness of linear problems Backus and Gilbert, 1970;

GstmmT

ws

teistptpsisodtt

T

pnrt

wsvooatDsss

Er

mr

wa

iAvctf

A

drsdmog

Fdsamdlulatcn

Refraction analysis with surface waves R133

eologic layers go through various processes during and after depo-ition, including compaction, desiccation, cementation, crystalliza-ion, and metamorphism. These processes generally affect elastic

oduli in a somewhat consistent fashion. Therefore, as the shearodulus increases with compaction, both Vp and Vs will increase.hat is,

Vp = �� + 2�

�, �1�

Vs = ��

�, �2�

here � is density of matter, � is the shear modulus, and � is Lame’second constant.

We can generate a reference 2D Vp section using a 2D Vs section ashe starting point. Once the Vs results are calculated, a rough Vp mod-l that preserves the earth-model structures from Vs can be obtainednitially by scaling the 2D Vs section to a constant. This pseudo Vp

ection is then used to estimate the first forward model and comparehe calculated data with the observed results. These steps can be re-eated by using an improved constant to achieve a better match be-ween the calculated and the observed data. This type of iterativerocessing continues until the match between the calculated and ob-erved data becomes acceptably close. This generally occurs whenmproving the match requires changing parts of the pseudo 2D Vp

ection. Further changes to the empirically derived constant consistf slight increases for the shallow section and slight decreases for theeeper parts, as necessary to accommodate depth-dependent Vp/Vs

rends. In this fashion, the rough Vp earth model can be used as an ini-ial model and referenceAPI during the IRTP inversion.

raditional inversion algorithm

To solve the highly nonlinear �Nolet, 1987� inverse refractionroblem, we apply the Tichonov regularization �Tikhonov andArse-in, 1977; Zhdanov, 2002� by adding theAPI to the system of first ar-ival traveltime equations and seeking the least-squares solution ofhe system:

� L

�Dd

�Ds��sest� = �

tobs

. . .

�sa

�h� , �3�

here matrix L represents the ray lengths through the earth model,est is the model vector of the estimated velocity field, and tobs is aector of observed first-arrival times. The API is present in the formf weighted smoothing ��: not to be confused with Lame’s constantr wavelength� and damping ��� constraints. Smoothing is applieds a remedy for indeterminacy and instability. Damping constrainshe solution to the neighborhood of the reference a priori model sa.

d is the matrix containing weights for the reference model �usuallyet to a value of 1�, Ds is the matrix containing the smoothing con-traints �first, second, or higher derivative�, and h is a vector usuallyet to 0, resulting in a maximum degree of smoothness.

xpanding the inversion scheme with an approximateeference model

The relationship shown as equation 3 can be expanded to accom-odate this type of additional API, while still preserving the accu-

ate a priori model-damping component as follows:

�L

�Dd

�2Dd

�Ds

��sest� = �tobs

�sa

�2saa

�h� , �4�

here saa is the approximate API representing the reference modelnd �2 is the corresponding weighting coefficient.

Two damping coefficients are necessary for the two sets of damp-ng constraints, each having a different weight. The different types ofPI need to be treated differently during refraction-tomography in-ersion, and the accurate component �usually very sparse� should re-eive greater weight than the approximate. The smaller the weight ofhe approximate API, the greater variance the solutions can haverom the reference model.

djusting the direction of smoothing constraints

It is necessary for most geophysical problems, to apply smoothinguring inversion to decrease the nonuniqueness that results from er-oneous data and undetermined zones �Meju, 1994�. However,moothing can preferentially favor certain equally possible exact-ata solutions �Ivanov et al., 2005b�. To avoid this, our proposedethod applies smoothing constraints in the horizontal direction

nly, generally consistent with the expected dominant layering ofeologic units. As a result, the solution of the JARS method in the

igure 2. A 2D map of the mismatch error �objective� function Eemonstrating hidden-layer nonuniqueness of the second layerhown in Figure 1 �thick line with diamonds�. For any velocity, V2,n appropriate thickness can be found such that the first arrivals re-ain identical. Below 500 m/s is the region of the low-velocity hid-

en layer. Above 500 m/s is the region of the high-velocity hiddenayer. At 500 m/s is the same-velocity hidden layer �triangle�. At anpper-bound velocity of 2090 m/s, the refractions from the secondayer start to appear as first arrivals but are still hardly distinguish-ble up to 2500 m/s �circles�. Thin contour lines show a 2D map ofhe mismatch error-function E, and the direction of the ticks indi-ates lesser values. The true solution strue may be anywhere in theonuniqueness valley.

Page 4: Joint analysis of refractions with surface waves: An ... · An inverse solution to the refraction-traveltime problem ... niqueness of linear problems Backus and Gilbert, 1970;

vrisc

hncsw

nfitdpbesaflsbsf

dwvamsbmtp�iwf1lt

ttmwo

Ftudp

FU

R134 Ivanov et al.

ertical direction is influenced only by the reference Vp model de-ived from the Vs results. The solution in the horizontal direction isnfluenced by both the reference Vp model and the smoothing con-traints. Smoothing is still preserved in the inversion scheme to ac-ount for the other sources of nonuniqueness, as described earlier.

Even though the derived reference Vp model is approximate, itelps the inversion algorithms define the entrance of the nonunique-ess valley and select a reasonable region in that same valley to lo-ate the solution �Figure 3�. Based on the general-trend assumption,upported by formulas 1 and 2, the true solution is expected some-here near the reference model.

igure 3. Two-dimensional continuous nonuniqueness.A2D map ofhe mismatch error �objective� function E. Initial model s0 strikesed for approximateAPI. The obtained solution, ssol, is at minimumistance from the reference �approximate API, s0� and is withinroximity of the true solution �strue�.

igure 4. A shot gather from the seismic data set collected in the SonSA.

DATA EXAMPLE

We applied the JARS method to seismic data collected in the So-ora Desert, Arizona, USA. The entire data set was recorded using axed spread of 240 receiver stations spaced at 1.2 m apart to record

he seismic wavefield. Our source was a rubberband assisted weightrop �RAWD� �a mass of 50 kg accelerating through 0.5 m and im-acting a striker plate of equal mass�. It provided a repeatable broad-andwidth, high-energy, minimum-phase waveform. The seismicnergy was recorded using a 240-channel Geometrics Strata Vieweismograph and single 10-Hz geophones. To maximize redundancynd economics, the source spacing was 4.8 m inline and 1.2 m of-ine. Data from 13 shot stations, equally spread along the line, wereelected to solve the IRTP �Figure 4�. First arrivals are characterizedy two apparent slopes, which were picked using the commercialoftware, Picker �part of the Green Mountain Geophysics �GMG� re-raction package�.

We obtained a 2D Vs image by applying the MASW method to theata from the 13 shot gathers along each profile using SurfSeis soft-are �a proprietary software package of the Kansas Geological Sur-ey�. These 2D Vs data were rescaled �following the general-trendssumption� to create a corresponding Vp model for use as an initialodel and as a reference API for the JARS method to find a possible

olution to the IRTP �Figure 5a�. For comparison, three other possi-le IRTP solutions were obtained without the benefit of the Vs infor-ation. One refraction-tomography solution �Figure 5b� was ob-

ained by applying second-degree smoothing regularization �Del-rat-Jannaud and Lailly, 1993�, a method by Zhang and Toksöz1998�.Another tomography solution �Figure 5c� was calculated us-ng first-degree smoothing regularization �the most common type�ith FathTomo software �part of the GMG refraction package�. The

ourth solution �Figure 5d� was acquired using the GRM �Palmer,980�, also part of the GMG refraction package. Using the GRM so-ution as an initial model, the two tomography solutions convergedo a traveltime misfit of 2 ms.

The JARS solution appears most geologically realistic based onhe geologic model widely accepted at this site. Channel-like fea-ures in the top left portion of the image do not appear on either to-

ography-only or delay-time solutions. All the acquired solutionsere visually examined and evaluated as to how well they matchedur geologic expectations for the investigated site. This qualitative

approach is deemed acceptable because we con-sider all IRTP solutions equally plausible from anumerical perspective. They can be regarded aspoints along a multiparameter nonuniquenessvalley, similar to the two-parameter three-layermodel shown in Figure 2. The numerical nonu-niqueness could only be resolved using extremequantities �as indicated by EDNU studies� ofsample velocity measurements, a characteristicthat is very rare in reality.

The JARS-derived Vp/Vs-ratio map �Figure 6a�appears most realistic based on known geology.We produced corresponding 2D Vp/Vs-ratio mapsusing the MASW 2D Vs results �Figure 6a–d� andused them as an additional qualitative tool to as-sess the Vp solutions. Value trends derived usingstandard tomography and refraction solutionsseem sporadic and unnatural �Figure 6b–d�. Ourvisual estimate of quality was supported by thesert, Arizona,

ora De
Page 5: Joint analysis of refractions with surface waves: An ... · An inverse solution to the refraction-traveltime problem ... niqueness of linear problems Backus and Gilbert, 1970;

c0maqdwsi

aoXt1tstsss

btt

ldaTahbit

tsaigclrrrpqti

Fmo

Refraction analysis with surface waves R135

alculated standard deviations for each of the Vp/Vs-ratio maps:.46, 0.59, 0.64, and 0.83 �Figures 6a-d�. Standard deviation is aeasure of variability �Menke, 1989�, and therefore can be used as

n indirect indicator of the likelihood of a calculated result.All theseualitative evaluations provide information about the likelihood ofelay-time and tomography-only solutions. Solutions obtainedithout incorporating site specific calculations of Vs, although pos-

ible, were considered to be unlikely based on existing site specificnformation.

Selecting regularization parameters �weight coefficients �, �2,nd �� is considered subjective �Claerbout, 1992, p. 82�, regardlessf the algorithm used �Tichonov and Arsenin, 1977; Hansen, 1998;ia et al., 2005�. No matter what form it takes,API quantifies expec-

ations about the solution that are not based on actual data �Menke,989, p. 48�. For consistency with this particular data set, we choseo have the weight of the smoothing constrains for all tomographyolutions be identical with that of the GMG solution. The weight ofhe reference pseudo Vp model ��2� was selected to be three timesmaller than the weight of the smoothing constraints. The qualitativeelection of the final Vp solution was influenced by the overallmoothness of the corresponding Vp/Vs ratio map.

The JARS method was not improved relative to the other methodsy the incorporation of a better initial model. To demonstrate this,he initial model utilized for formulating the JARS solution was usedo calculate another GMG tomography-inversion solution. The new-

igure 5. Inverse refraction traveltime problem Vp solutions for theethod with second-order horizontal smoothing constraints; �b� Tom

nly with first-order smoothing constraints; and �d� GRM two-layer s

y obtained GMG solution for the most part possessed less than a 3%eviation from the first GMG solution, which used refraction resultss an initial model. Therefore it is not displayed on a separate figure.his comparison illustrates that most current refraction-tomographylgorithms in common use are biased internally and do not dependeavily on the initial model. Instead, they rely most likely upon sta-ilizing functionals, such as smoothing constraints. Without involv-ng any API, there is no way to determine if the solution obtained isrue or even close to the true solution.

The JARS Vp/Vs ratio maps can provide a qualitative approxima-ion of the true Vp/Vs ratio distribution �or its Poisson’s ratio ver-ion�. Such information is often sought for solving environmentalnd engineering problems, and in some cases, it can provide insightsnto material properties that improve lithological identification andeologic interpretation. These byproduct results should be used withaution because they are strongly influenced by the subjectively se-ected weighting coefficient of the reference model. A JARS Vp/Vs

atio map obtained using a reasonable smoothness weighting and aelatively low �but not zero� standard deviation can be used as aough guide to the real Vp/Vs ratio distribution. However, the princi-al use of a JARS Vp/Vs ratio section should mainly be used as aualitative evaluation of the JARS inversion results. Determininghe true Vp/Vs ratios must be based on accurate data from site-specif-c measurements.

c data set collected in the Sonora Desert, Arizona, USA. �a� JARShy only with second-order smoothing constraints; �c� Tomography�Kriging was applied to the solution data to create the image�.

seismiograp

olution

Page 6: Joint analysis of refractions with surface waves: An ... · An inverse solution to the refraction-traveltime problem ... niqueness of linear problems Backus and Gilbert, 1970;

rfctsbipoema�m

tsfgtp�

pssn

tiN�tpb

Vud

ametsot

FDfi

R136 Ivanov et al.

DISCUSSION

We have provided evidence to support the premise that the JARSeference Vp model provides better API than the existing stabilizingunctionals — used by most algorithms for solving the IRTP — be-ause it has both quantitative and qualitative properties. It is qualita-ive because it is approximate �includes a rough rescale of Vs and aubjectively selected weighting coefficient�, and it is quantitativeecause it is based on real parameter estimates �Vs results�. Stabiliz-ng functionals in routine commercial use, on the other hand, provideurely qualitativeAPI. Most often the type and extent ofAPI is basedn assumptions and not on real data from actual measurements �forxample, from well logs�. From a practical perspective, the approxi-ateAPI depived from JARS is probabilistically a better option than

ssuming the degree of smoothing for the real geologic modelwhich may range from sharp maximum-gradient to gradual mini-um-gradient models�.We used smoothing constraints in our inversion approach because

hey are the most popular regularization parameter for use in inver-ion algorithms �Constable et al., 1987; Meju, 1994�. Their use alsoacilitated the comparison of our technique with other inversion al-orithms. Researchers have implemented other stabilizing func-ions, such as total variation �TV� �Rudin et al., 1992�, minimal sup-ort �MS; Last and Kubik, 1983�, and minimal-gradient supportMGS�, �Portniaguine and Zhdanov, 1999� for solving the inverse

igure 6. Vp/Vs ratio maps using the inverse refraction traveltime proesert,Arizona, USA. �a� JARS method Vp/Vs; �b� Tomography onlyrst-order smoothing constraints V /V ; and �d� GRM two-layer solu

p s p

roblem. Just like the bias associated with independent use ofmoothing constraints, using stabilizing functions alone wouldtrongly influence the IRTP solution toward a certain location in theonuniqueness valley.

The JARS system shown in equation 4 is less ill-conditioned thanhe traditional system shown in equation 3. It is common when solv-ng tomography problems for the original matrix L to not have rank

�number of parameters�. Usually, adding a stabilizing functionale.g., smoothing constraints� helps minimize this problem. In addi-ion, the inclusion of abundantAPI �from surface-wave analysis� im-roves the ill-conditioned nature of the problem. Both these contri-utions lead to a more stable and convergent inversion process.

Small errors in our Vs estimates or in the selection of a realistic

p/Vs ratio are acceptable because the Vp model derived from them issed as an approximate reference rather than as exact hard modelata.

If there are severe errors in the surface-wave Vs estimates �for ex-mple, higher-mode energy mistakenly selected for fundamentalode during the dispersion-curve analysis phase of MASW �Park

t al., 1999b�, or if the basic assumption about the Vp/Vs ratio �e.g,hat the general trend of Vp follows the general trend of Vs� is not rea-onably close to true, then the estimated pseudo Vp model may fallutside the minimizing �objective� function valley of the true solu-ion. In such instances, the JARS solution may be different signifi-

nd MASW solutions for the seismic data set collected in the Sonoracond-order smoothing constraints Vp/Vs; �c� Tomography only with

/V �Kriging was applied to the solution data to create the image�.

blem awith se

tion V

s
Page 7: Joint analysis of refractions with surface waves: An ... · An inverse solution to the refraction-traveltime problem ... niqueness of linear problems Backus and Gilbert, 1970;

caam

tp�dpat�tpsntifnwtsta

qttrts

IrmtTdJhpw

vwdsstmtmotV

ttt

CBssGf

A

B

B

C

C

D

H

H

I

I

J

L

L

M

M

M

M

Refraction analysis with surface waves R137

antly from the true solution. However, in both cases, other geologicnd geophysical observations and data will provide important cluess to the accuracy of the Vs estimate and Vp/Vs ratio, thereby mini-izing the risk of erroneous interpretation of Vp maps.Analyses of example data illustrate how current refraction/

omography algorithms �without using additional API� arbitrarilyick a solution among an uncontrolled range of possible solutionssimilar to the example in Figure 2�. The specific solution selectedepends more on the algorithm’s intrinsic properties, such as modelreferences, smoothing constraints �order and weight�, maximumllowable values, and preferred spatial gradients of the results ratherhan site specific knowledge. For example, the delay-time methodGRM and other refraction methods� would pick a two-layer solu-ion �model preference� because there are two apparent slopes inter-retable in the first arrivals and would thus force a two-layer modelolution. This solution would be positioned at one end of the nonu-iqueness valley, toward the maximum vertical-gradient region �theriangle on Figure 2�. The influence of the smoothing constraints —n the vertical direction, tomography-only algorithms — wouldorce a solution toward the minimum vertical-gradient region in theonuniqueness valley �the filled circles on Figure 2�. The order andeight of the smoothing constraints would influence the exact loca-

ion. Inversion behavior of this kind has been observed for modeledynthetic data when using conventional delay-time analysis �refrac-ion� and three commercial refraction-tomography codes �Sheehannd Doll, 2003�.

So far we have assumed that the infinite earth continuum is ade-uately represented by a finite number of model parameters and thathe data �measured first arrivals� are exact. However, in reality, allhese assumptions are violated. The presence of data and model er-ors �as well as other types of errors� will increase the distance be-ween the concrete �that is, the estimated solution sest� and the ab-tract �that is, the absolute true solution strue� �Figure 3�.

The JARS method could also be applied to solving the shear-waveRTP. Such an approach would be appropriate for calculating high-esolution Vs maps beyond what can be achieved using the MASWethod. Surface-wave propagation and associated particle motions

end to smear special sampling as a function of depth �wavelength�.his smearing phenomenon decreases Vs lateral resolution withepth and therefore smoothes the final 2D Vs model. Because theARS method incorporates the MASW Vs model as the reference, itas the potential to produce a more detailed Vs IRTP solution in com-arison with MASW results because it does not suffer from the longave-length smearing.

CONCLUSIONS

We propose using surface-wave information to constrain the in-erse refraction-traveltime problem. The Vs estimated from surface-ave analysis is included in the general inversion, and it helps re-uce the nonuniqueness of the possible solutions. Experimental re-ults from the application of the joint analysis of refractions with theurface-waves method demonstrate that the new algorithm enhanceshe analysis of first arrivals for velocity field estimation and yelds a

ore plausible and geologically realistic solution by including addi-ional data. The joint analysis of refractions with the surface waves

ethod requires that both Vp and Vp/Vs ratio maps appear realistic inrder to accept the final solution, whereas existing inverse-refrac-ion-traveltime-problem algorithms most often provide unrealistic

/V ratio estimates.

p s

Future directions for research may include the use of expert sys-ems for better approximation of Vp/Vs ratio trends at specific sites orhe use of first arrival amplitudes to help resolve the inverse refrac-ion-traveltime-problem nonuniqueness.

ACKNOWLEDGMENTS

The authors would like to thank Ross Black, Doug Walker, andhris Allen for their useful comments and suggestions and Maryrohammer and Marla Adkins-Heljeson for assistance in manu-

cript preparation and submission. We appreciate the comments anduggestions of Yonghe Sun, William Harlan, Paul Docherty, Samuelray, and an anonymous reviewer, which have improved the final

orm of the manuscript.

REFERENCES

ckerman, H. D., L. W. Pankratz, and D. Dansereau, 1986, Resolution of am-biguities of seismic refraction traveltime curves: Geophysics, 51,223–235.

ackus, G. E., and J. F. Gilbert, 1967, Numerical applications of a formalismfor geophysical inverse problem: Geophysical Journal of the Royal Astro-nomical Society, 13, 247–276.—– 1968, Resolving power of gross earth data: Geophysical Journal of theRoyalAstronomical Society, 16, 196–205.—– 1970, Uniqueness in the inversion of inaccurate gross earth data:Philosophical Transactions of the Royal Society of London, Ser. A, 266,123–192.

urger, H. R., 1992, Exploration geophysics of the shallow subsurface: Pren-tice Hall, Inc.

laerbout, J. F., 1992, Earth sounding analysis: Processing versus inversion:Blackwell Science Publications.

onstable, S. C., R. L. Parker, and C. G. Constable, 1987, Occam’s inversion:A practical algorithm for generating smooth models from electromagneticsounding data: Geophysics, 52, 289–300.

elprat-Jannaud, F., and P. Lailly, 1993, Ill-posed and well-posed formula-tions of the reflection travel time tomography problem: Journal of Geo-physical Research, 98, 6589–6605.

ansen, C., 1998, Rank-deficient and discrete ill-posed problems, Numericalaspects of linear inversion: Society of Industrial and Applied Mathemat-ics.

ealy, J. H., 1963, Crustal structure along the coast of California from seis-mic-refraction measurements: Journal of Geophysical Research, 68,5777–5787.

vanov, J., R. D. Miller, J. Xia, D. Steeples, and C. B. Park, 2005a, The in-verse problem of refraction traveltimes, Part I: Types of geophysical nonu-niqueness trough minimization: Pure and Applied Geophysics, 162,447–459.—–, 2005b, The inverse problem of refraction traveltimes, Part II: Quanti-fying refraction nonuniqueness using a three-layer model: Pure and Ap-plied Geophysics, 162, 461–477.

vanov, J., C. B. Park, R. D. Miller, and J. Xia, 2000a, Mapping Poisson’s Ra-tio of unconsolidated materials from a joint analysis of surface-wave andrefraction events: Proceedings of the 13th Symposium on the Applicationof Geophysics to Engineering and Environmental Problems, EEGS,11–20.—– 2000b, Joint analysis of surface-wave and refracted events from river-bottom sediments: 70th Annual International Meeting, SEG, ExpandedAbstracts, 1307–1310.

aynes, E. T., 2003, Probability theory: The logic of science: Cambridge Uni-versity Press.

ast, B. J., and K. Kubik, 1983, Compact gravity inversion: Geophysics, 48,713–721.

ay, T., and T. Wallace, 1995, Modern global seismology: Academic PressInc.eju, M. A., 1994, Biased estimation:Asimple framework for inversion anduncertainty analysis with prior information: Geophysical Journal Interna-tional, 119, 521–528.enke, W., 1989, Geophysical data analysis: Discrete inverse theory: Aca-demic Press Inc.iller, R. D., J. Xia, C. B. Park, and J. Ivanov, 1999a, Multichannel analysisof surfaces waves to map bedrock: The Leading Edge, 18, 1392–1396.iller, R., J. Xia, C. B. Park, J. Davis, W. Shefchik, and L. Moore, 1999b,Seismic techniques to delineate dissolution features in the upper 1000 ft ata power plant: 69th Annual International Meeting, SEG, Expanded Ab-

Page 8: Joint analysis of refractions with surface waves: An ... · An inverse solution to the refraction-traveltime problem ... niqueness of linear problems Backus and Gilbert, 1970;

N

P

P

P

P

P

P

R

R

S

S

T

X

X

X

X

Z

Z

R138 Ivanov et al.

stracts, 492–495.olet, Guust, 1987, Seismic wave propagation and seismic tomography, inG. Nolet, ed., Seismic tomography: D Reidel Publishing Company.

almer, D., 1980, The generalized reciprocal method of seismic refractioninterpretation: SEG.

ark, C. B., J. Ivanov, R. D. Miller, J. Xia, and N. Ryden, 2001, Multichannelanalysis of surface waves �MASW� for pavement: Feasibility test: Pro-ceedings of the 5th International Symposium, Society of Exploration Geo-physicists of Japan, 25–30.

ark, C. B., R. D. Miller, and J. Xia, 1999a, Multichannel analysis of surfacewaves: Geophysics, 64, 800–808.

ark, C. B., R. D. Miller, J. Xia, J. A. Hunter, and J. B. Harris, 1999b, Highermode observation by the MASW method: Proceedings of the 69th AnnualInternational Meeting, SEG, ExpandedAbstracts, 524–527.

ark, C. B., R. D. Miller, J. Xia, and J. Ivanov, 2000, Multichannel analysis ofunderwater surface wave near B. C. Vancouver, Canada: Proceedings ofthe 70th Annual International Meeting, SEG, Expanded Abstracts,1303–1306.

ortniaguine, O., and M. S. Zhdanov, 1999, Focusing geophysical inversionimages: Geophysics, 64, 874–887.

udin, L. I., S. Osher, and E. Fatemi, 1992, Nonlinear total variation basednoise removal algorithms: Physica D: Nonlinear Phenomena, 60,259–268.

yden, N., C. B. Park, R. D. Miller, J. Xia, and J. Ivanov, 2001, High frequen-cy MASW for non-destructive testing of pavements: Proceedings of the

14th Symposium on theApplication of Geophysics to Engineering and En-vironmental Problems, EEGS, RBA-5.

heehan, J., and W. Doll, 2003, Evaluation of refraction tomography codesfor near-surface applications: Proceedings of the 73rdAnnual Internation-al Meeting, SEG, ExpandedAbstracts, 1235–1238.

lichter, L. B., 1932, The theory of interpretation of seismic traveltimecurves in horizontal structures: Physics, 3, 273–295.

ikhonov, A. N., and V. Y. Arsenin, 1977, Solutions of ill-posed problems:John Wiley and Sons.

ia, J., C. Chen, G. Tian, R. D. Miller, and J. Ivanov, 2005, Resolution ofhigh-frequency Rayleigh-wave data: Journal of Environmental and Engi-neering Geophysics, 10, 99–110.

ia, J., R. D. Miller, C. B. Park, J. A. Hunter, and J. B. Harris, 2000, Compar-ing shear-wave velocity profiles from MASW with borehole measure-ments in unconsolidated sediments, Fraser River B. C. Delta, Canada:Journal of Environmental and Engineering Geophysics, 5, 1–13.

ia, J., R. D. Miller, and C. B. Park, 1999a, Estimation of near-surface shear-wave velocity by inversion of Rayleigh wave: Geophysics, 64, 691–700.

ia, J., R. D. Miller, C. B. Park, J. A. Hunter, and J. B. Harris, 1999b, Evalua-tion of the MASW technique in unconsolidated sediments: Proceedings ofthe 69th Annual International Meeting, SEG, Expanded Abstracts,437–440.

hang, J., and M. N. Toksoz, 1998, Nonlinear refraction traveltime tomogra-phy: Geophysics, 63, 1726–1737.

hdanov, M. S., 2002, Geophysical inverse theory and regularization prob-lems: Elsevier Science Publishing Company, Inc.