John W Sedwick Financial Disclosure Report for 2010

8/3/2019 John W Sedwick Financial Disclosure Report for 2010

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A O I ORev. 1/2011FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 2010Report Re quired by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l )Sedwick, John W.

4. Title ( A r t i c l e H | judges i n d i c a t e a c t i v e o r s e n i o r status;mag istrate judges indicate full- or part- time)U.S. Distr ict Judge (A ctive in 2010; Senior in 201 I)

7. Cham ber~ or Off ice AddressU.S. Dis tric t Court22 2 W. 7th Ave. #32A nc horage , A K 9 9 5 13

2 . Cou r t or OrganizationDistr ic t of Alaska

3 . D a t e o f R e p o r t05/02/201 I

5a . Repor t Typ e (cht~k app rop r ia te] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n fo r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t I ~ , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

Reviewing Officer Date

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followed Complete all parts,checking the NO NE box for each pa rt where you have no reportable information. Sign on last pag~

I . P O S I T I O N S . ( R e p o . i n g i n d i v id u a l only; see p p . 9 - 1 3 of filing imtruction~)[~] N O N E (No reportab le positions.)

POSITION

2.

3.

4.5.

NAME OF ORGANIZATION/ENTITY

I I. A G R E E M E N T S . C X e p o r a .g individual only; see pp. 14-16 of filing instructions.)[~] N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPOR TPage 2 of 8

N a m e o f P e r s o n R e p o r t in gSedwick, Joh n \V.

D a l e o f R e p o r t05/02/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Repo,~n# indl , idual a ,dspo,~o; seepr , 1Z -24 o / : lin~ ins , rac , ion, )A. Fliers Non-Investment IncomeD NONE n on - in v e s tme n t in come . )N o reportable

D A T E SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )1. 2010 Alaska P ermanen t Fund Dividend $1,281.00

2.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were marr ied du ring any po r t ion of the report ing year , comp lete this sect ion.(Dollar amount not required except for honoraria.)

D (N o rep orta ble in c om e.)O N E non-investment

1.20102 .20103.4.

DATE SOURCE AN D TYPEAla s ka Pe rm a nent Fu nd Div idendState of Alaska Pension

I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE D A T E S LOCATION

1.2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 8

N a m e o f P e r s o n R e p o r t in gSedwick, John \V.

D a t e o f R e p o r t05/02/2011

V . G I F T S . a n c l u d ~ , h o s e ,o s ~ o ~ e a n d d e p e n d e n , children; see p l x 2 8 - 3 1 of fillng instructions)[~] N O N E (No r epo r table gifts . )

SOURCE DESCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l a d ~ t h o s e o / s p o u s e u n d dependent children; see p p . 3 2 - 3 3 of filing i n s t r u c t i o n s . )N O N E ( N o repo rtable l iabi li t ies . )

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in gSedwick. John W .

D a t e o f R e p o r l05/02/201 I

VII. INVESTMENTS and TRUSTS -~ncom e, vatuo, ,, ....i a . ~ (Includes those ofspouse and dependent childrem see plx 34-60 of filing instructions.)[] N O N E (No reportable income, assets, or transactions.)A. B. D,

Description of Assets Income during Transactions during reporting period(including trust assets) reporting period

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

(I) (2)A m ou n t T y p e ( e . g . ,Code I d i v . , r e n t ,(A-H) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lu e V a l ue

C o d e 2 M e t ho d( J - P ) C o d e 3(Q-w)

O)T y p e ( e . g .,buy, sell ,

r e d e m p t i o n )

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

m m /dd~,y C ode 2 C ode I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

I. Ren ta l Income From Dup lexes in E Rent O W Sold 03/09/10 NAnchorage, AK (gross) (part )2. D u p lex es in A nchora g e Sold 09/01/10 N

G J.M. and Deanna Jame~G J.M. and Deanna Jame~

3. 1s t Na t l Bank A la ska S tock A Dividend K T4o

5.6.7.8.9.1 0 .1 1 .

1 2 .1 3 .

1 4 .

1 5 .

1 6 .

!17.

1s t Natl Bank Alaska AccountsNor th r i m Ba nk A c c oun ts

Credit Union 1 AccountsA la ska USA FCU A ccountsCity of Akhiok BondLincoln Nat l L ife Ins. Co. Policies

IRA

IRA: Am erican Funds Bond Fundof Am er ica~ RA: American Funds Euro Pacific

~ IRA: American Funds InvestmentCo. o f Am er ica~ IRA: American Funds InvestmentCo. o f Am er ica~ RA: American Funds GrowthFund o f Am er ica~ IRA: American Funds CapitalIncom e Bu i lder1~ RA: American Funds CapitalWorld G&I Fund

A Interest K TA Interest K TB Int./Div. M T Open : 02/17/10A Int./Div. J T Open 06 /04 /10A Dividend J TD Interest M TD Int./Div. N T

Sold 08/09/10

Bu y 08/09/10 K(addl)Bu y 08/27/10 J(addl)Bu y 08/27 /10 K(addl)

K A

I. Income Gain Codes: A =$1.000 or less B -$1,001 - $2,500 C -$2.501 - $5,000 D =$5.001 - $15,000( See Co lu m ns BI and D4 ) f =$ 50 .0 01 - $ 10 0.0 00 G =$1 00.001. $1.000.000 III =$1.000.001 - $5.000.000 112 =More lhan $5.000.000

2. Value Codes J = $ 1 5 . 0 ( 1 0 o l e s s K $15.001 - $50.000 L = $50.001 . $100.000 M =$100.001 - $250.000(See Columns CI and D3) N = $250.001 . $500.000 O =$500.001 - $1.000.000 PI -$1.000.001 - $5.000.000 P2 =$5.000.001 - $25,000.000

P3 =$25.000.001 . $50.000.000 P4 =M ore than $50.000.0003. Value Mclhod Codes Q = App ra i sa l R -Cost (Real Estate Only) S -Assessment T =Cash Marke t(S Column C2) U =Book Value V O ~h e r W = E s t ima t ed

E =$1 5 ,0 0 1 - $50.000


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~ a m e o f P e r s o n R e p o r t i n gSedwick, John W.

D a t e o f R e p o r t05/02/2011

VII. INVESTM ENTS and TRUSTS -; ........ t.., t~ ....l o , ~ a . d . , t e s t h o s e o f s p o u s e o . a d e p e . d e . t c h l t a . . . : ~ p r ~ 3 4 - 6 o o f fi l ln g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during(including trust assets) reporting period

] O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

exempt from prior disclosure i Code I d i v . , r e n t ,i (AdD o r i n t . )

Gross value at endo f r e p o r t i n g p e r i o d(I) (2)

Value ValueCode 2 M e t ho d

( J - P ) Code 3(Q.W)

(I )T y p e ( e . g . ,buy, sell,

r e d e m p t i o n )

Transac t ions dur ing repor t ing pe r iod

(2) (3) (4) (5)D a t e V a lu e Ga i n Identi ty of

m m / d & y y Co d e 2 C ode I buyer ! se l le r(J- P ) (A -H ) ( i f p r iva te

t r ansac t ion)

1 8 . I IRA: UBS Global Allocation Fund Sold 08/09110 M A1 9 . I/IRA: pimco Total Return Fund B u y 08/27/10 K

20 . ~ IRA: Pimco Unconstrained BondFund21 . ~ IRA: Pimco All Assets

Bu y 08/27 /10 KBu y 08/27 /10 K

22. IRA #1 E Int./Div. Pl T23 . IRA #1 : A l l i anz N FJ Div idend Va l ue Fund

24 . I RA #1 : Am er ica n Fu nds Ca p i t a l I ncomeBui l der Fund25 . I RA #1 : Am er ica n Fu nds Ca p i t a l W or ld G& 1 Fund26 . I R A # 1 : A m e r ic a n F u n d s G r o w t h F u n d o fA me r i c a27 . Amer ican Funds Income FundofAmer ica

B u y 08/27/10(add l )

So ld 08/27/10 L A28 . IRA #1: Black rockAuro r a Fund So ld 02/23/10 L B29 . I R A # 1 : C a l a m o s G r o w t h Fu n d

30 . I RA #1 : Da v i s N ew York Ventu re

31 . IRA # 1 : Loomis Say les S t r a tegic IncomeFund32 . IRA # 1 : P imco To ta l Re turn Fund33 . IRA # 1 : P imco To ta l Re turn Fund34 . IRA # 1 : P imco To ta l Re turn Fund

Sold 09/08/10 J A(part )Sold 07 /23/10 J A(part )Sold 08/27 /10 K C(part )Sold 10/22/10 J A(part )

I. Income Gain Codes: A -$ 1,009 or less B =$ 1,001 - $2.500 C = $2,501 - $5,000 D =$5.001 - $15.000(See Columns B I and D4) F = $50.001 . $10~ .000 G =$100,091 - $1.000.0~0 | t l =$1.000.001 - $5.000.000 112 =More than $5.000.000

2. Value COdc~ J -$15.000 or Ices K = $15.0O I - $50.000 L = $ 5 0 . 0 O I - $ 1 0 ~ 1 . 0 0 0 M =$100.001 -IScc Co lumnsCI and D3) N -$250.001 -$500.000 O $500 ,001 - $1 ,000 .000 PI =$1,000.OOI -$5,000,000 P2 = $5.000.001 -$25.000.000

P3 =$ 25.00~.0OI - $50.000,000 P4 =M ore than $50.000.0003. Value Method Codes Q = Ap pra i s al R =Cost (Real Estate Orfly) S =Assessment T =Cash Marke tISce Column C2) U = Book Value V =Other W = Es t ima t ed

E : $ 15,001 - $ 50 .0~ O


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N a m e o f P e r s o n R e p o r t in gSedwick, John W.

Date of Report05/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i,,co,,,e, ,,atue, , r a , ~ o c , i o , ~ andud,~ those o/sp ...... d ~ , ~ e , ~ e n t c h i l d r e m s e e p p . 3 4 - 6 0 o/filing instructions.)D (No r epor t a ble asse ts , orONE inco m e , tra nsa ctio ns .)

A. B. C. D.Descr i p t ion o f Asse t s I ncom e du r i ng G r oss v a lu e a t end T r a ns a ct ions du r ing rep or ting p er iod

(inclu ding tru s t a s s ets ) rep or t ing p eriod of repor t ing pe r iodl (I) (2) (I) (2) (0 (2) (3) (4) (5 )

P l a c e " ( X ) " after each asset [ A m o u n t T y p e ( e . g ., Va lu e Va lu e T y p e ( e . g ., D a t e V a lu e G a i n I d e n t i t y ofe x e m p t f r o m prior disclosure C ode I d i v . , r e n t , C ode 2 M ethod b u y , s e l l, m m / d d ~ j Co d e 2 C ode I b u y e r / s e l l e r

I (A-H) or int.) ( J - P ) Co d e 3 r e d e m p t i o n ) (J -P ) ( A - H ) (ifprivateI ( ~ w ) transaction)

35 . IRA # I : P imco U ncons t r a ined Bond Fund36 . IRA # I : RS Par tne r s Fund37 . IRA # I : RS Em erging Marke ts Fund38 . IRA # I : Thombu rg In t l Value Fund39 . IRA # 1 : UB S Pace Money Marke t Fund40 . IRA #1: United States GovernmentSecurities

Bu yBu y

Sold(part )Sold(part )Sold

08/27 / I 002/24/1009/08/I 009/08 /1007 /23/10

K

LJ

J

J

B

AA

I. Income Gain Codes: A = $1.000 or less B = $1,001 - $2.500 C ~$2.501 - $5.000 D =$5.001 - $15.000(See Columns B I and IM) F = $50,001 - $10~ ,000 G = $100.001 - $1.000.000 I11 :$1.0~0.0~1 - $5,000.000 112 = M ore than $5.00~.000

2. Value Codes J = $ 1 5 . 0 0 0 o ~ - l e s s K =$15.001 - $50.000 L =$50.001 - $100.0~O M =$ 100.001 - $250.000(See Columns CI and D3) N =$250.001 - $500.000 O =$50~,001 - $ 1.00~ .000 PI =$1.000.001 - $ 5.000.000 P2 =$5,000,001 -

P3 =$25.000.001 - $50.0~0,000 P4 =More lhan.3. Value Mlhod Codes Q = App ra i sa l R ~os ! (Rea l E s t a te On ly ) S ~Asscssmcnl T =Cash Marke t(Sc Column C2) U =Book Value V -~ lhc r W =Esf ima led

E =$15,001 - $50.000


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N a m e o f P e r so n R e p o r t i n gSedwlck, John W.


V III. ADDITIONAL INFORM ATION OR EXPLANATIONS.1 . P a r t V l l : The a s s e t l is t ed a s UB S Dyna m ic Alp ha Fu nd wa s s o ld on 11 /19 /07 . My 2007 rep or t e r roneou s ly l i s t ed a p a r t i a l s a le r a thher tha n a s a le on 11 /19 /07 .That e rror w as carr ied over by inc luding the ass e t in the reports for 20 08 and 2009. T he asse t i s not l i s ted in the 2010 report .2. Pa r t VI I : IRA #1 had m inor add i t iona l income as fo l lws : An as se t fo rmer ly owned nam ed R& D Pa r tne r s is s t i l l be ing wou nd up a nd a sm a l l d i s t r ibut ionin connection with winding up i ts af fairs were received on 12/21/10 . The distr ibution was a ssociated with an unvalu ed interest called Genzy m e CPR . Thedistr ibution had income code A.3. Pa r t VI I : Rega rd ing bo th IR A a ccoun ts : As in year s p as t , r e inves tmen ts o f income in to the sam e f und a re no t l i s ted as t r an sac t ions and the to ta l va lue o feachIRA i s l i s ted in l ieu o f separ a te ly l i s t ing the va lue o feach m utua l f und he ld wi th in each IRA.


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~/ame of Person ReportingSedwick, John W.


IX. CERTIFICATION.

I ce r t i f y t h a t a l l in fo rm a t ion g iven above ( inc l ud ing in fo rma t ion per t a in ing t o m y s p ouse and m ino r o r dependen t ch il d r en , if any ) i saccu r a t e , t r ue , and com p l e t e t o t he bes t o f m y knowledge and be l ie f , and t ha t any in fo rma t ion no t r epo r t ed was w i t hhe ld becau se i t m et a pp l icab l e s t a t u t o r yp rov i s ions perm i t t ing non -d i s c l o su r e .I f u r t her cer t if y t h a t ea rned income f r om ou t s ide emp loym en t and honor a r i a and t he accep t ance o f g i f t s wh ich have been r epo r t ed a r e incomp l i ance w i t h t he p rov i s ions o f 5 U .S.C . a pp . 501 e t . s eq ., 5 U .S.C . 7 353 , and Jud ic i a l Con fer ence r egu l a t ions .

Signature: S/John W . Sedwick

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I VI LAN D C RI M I N AL SAN C T I ON S ( 5 U . S .C . a pp . 104 )

Com m ittee on Financial Disclosu reAdm inistrative Office of the United States CourtsS u i t e 2 - 3 0 1One Colum bu s Circle, N.E.W ashington, D.C. 20544

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John W Sedwick Financial Disclosure Report for 2010