Joel M Flaum Financial Disclosure Report for 2009

8/3/2019 Joel M Flaum Financial Disclosure Report for 2009

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I a o 1 0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u t r e d b y th e E t h i c sin Government Act of 1978Re~. t /2010 FOR CALE NDAR YEAR 2009 (5 v.s.c, ap:. H 101-1~;)I . P e r ~ o a R e p o r t i n g ( l a st n a m e , f ~ ~ % m i d d l e i n R i a [ ) 2. Cour t or Organizat ion I 3 . D a t e o [ R e p o r t

Flaum, Joel H. United States Court of Appeals 5/6/10for the Seventh Circuit4 . " F I t l e ( A r t i c l = I I l ju d g e s i n d i c a t e a c t i v e o f s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h v c k e p p r v p r i a tc t y p e ) 6. Repor t ing Per iod

magis~at~ judg ~ indica l~ ful l- or par t -d ine) [ ] N o m m .~ o o , D ~ : 1/01/09 to 12/31/09United States Cixcuit Judge [] mi,;~ [] ~=~ [] ~Act ire5 b . [ ] A m e n d ~ d R = p o a

7 . ~ m b e r a o r O f f i c e A d dr e s s 8 . O n ~ h e b ~ h o f t h e I n f o r m a ~ o n c o n f i n e d I n t h i s R e p o r t a n d a n ym o d i f i ~ l i o n $ p e ~ n l n g t h e r e t o , ~ | ~ , i n m y o p i n i o n , | m c o m p l i a n c e219 South Dearborn Street , ~ m a p p l [ c tb l e |,w, a n d reg u la f io a ,.Suite 2702~hicago, llllnols 60604 ! R~. ~ o~=~ V a ~ e

I M P O R T A N T N O T E S : The instructions accompanying this form mu~t be followed Complete all partx,checking the NO NE box for each part where you hat~ no reportable information. Sign o n last pag6

I. POSITIONS. ~,~ ~ o.~; ,,~r~ ~-~ of fa~g ~~ NONE ~o reportable position.)

P O S I T I O N NAME OF ORGA~ZATION/ENTI~NorthwesternO~v. School of ~w Visiting Co~ittI . Chai~n ~eritus (Honora~ M~ber) (reded Northwe~te~ Law Bo~rd~

2. ~o~selor ~e Chicago Inn of Court3.

~ N O N E (No reportable agreements.)DATE P A R T IE S A N D TE R M S

1.


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FINANCIAL DISCLOSURE REPORT [ N a m e o f P e r t o n R e p o r t i n g D a t e o f R e p o r tPage 2 of 6I Flatua, Joel H. 5/6/10

III . N O N -IN V EST M EN T IN C O M E. r ~ , ~ o , ~A. Fliers N o n - In v e s tm e n t In c o m e~-] NONE (No reportable non-investment income.)

D A T E S O U R C E A N D TY P F , INCOME( y o u r s , n o t s p o u s e s )1.2.3.4.

B . Spouses Non-Investmen t Incom e - t f T~. were . ,u~-rUd d.,~g a~y romon of the re~g ),e~, co~ t~ sect~(DoH~ a~t ~ ~u~d ~e~ for hooraY.)~ NO~ ~oreportable non-inv~tment income.)

DA~ SOURCE A~ T~EI. 2009 Income from la w fi~ p arenership - W inston & Stra~ L~, Chicago, Illinois2 .

3 .

4 .

IV . R EIMBURSEMENTS - ~,,nsm ~a o~ . ~a,,~,/~o ,~ , ,~n oi,~,,~(Includes those to spouse and dependent children; s~e pp. 2J-27 of f i ling instructions.)~-] NONE (No r e p o r tab l e r e imb u r s e me n ts .)

SOURCE D A T E S L O C A T I O N PURPOSE ITEMS PAID OR PROVII)ED1.2.3.4.5.


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F I N A N C I A L D I S C L O S U R E R E P O R T i N a m e o f e e r ~ o u R e p o r t in g D a t e o f l ~ p o r tP a g e 3 o f 6] Flaum, Joel. N. 516/10

V. GIFTS. ( tnctu~ tsos to~ NONE ~o repor~ble

SOURCE DESCRIPTIO~Un~on Lea~e Club Feder~ Jud~c~I SeeI. ~cago. ~l~nois Guest Privileges Section2.

~T

~ N O N E ~ o reportable liabiliti~.)CRED~OR DESCRI~TIQN VALUE CODE

!.2.


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FINANCIAL DISCLOSURE REPORT [ N a m e o f P e r * o n R e p o r t i n g I Date o! ReportPage4 of 6

l Flamn, Joel H. ] 5 / 6 / 1 0

[--] NONE (No repor table incom e, asse ts, or transac t ions . )D~ s~ r ipt io n o f Ar~ et s I n c o m e d u r i n g . : G r o s s ~ a l u e a t e n d T r a n s a c t io n s d u t l n g r e p o r t i n g p e r i o d

. P l a c e . ~ ( X ) " a f t ~ e a c h a s s e t .~ Amount. Type(~:g., Value Value Typ~ (e.g., . Dat~ Valde Gain . Identit~ of .~ t e m p t f r ~ n p r i o r d i s c l o ~ a e Codel d l y . , l ~ n t , C_.~2 I Me~od " .buy, sli,. mm/dd~y C~:le2 Cod~l buy~x/Sdle r . i . (A-H) or int . ) :(J-P) - C o d e 3 tedemptic~n) . (J-P) (A~a) :. ( i f p r iva te

Checki.ng/Saving~; AccountThe. Northern Trust Co.

CerU~f~cage of~e. Northern T~st Co.~hlenon TI 1 ~nnfq See Part~ " ~II.~ec~n~ Account~lg~ated Bank

Chec~g Accoun~~g~ated Bank

Saves Accost~- ~g~ced B~ D ~t.

~.~lg~atedChicago, Ill~no~ L ~t.


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FINANCIAL DISCLOSURE REPORT [ NameefP,r~ott Reporttag DateofR,portP a g e 5 o f 6

I Flaum, Joel5 1 6 1 1 0

VII I. ADDITI ONAL INFORMATION OR EXPLANATIONS. a,,zv.a,m,*oIRe~,o~.)Re: Part V:The Un~on Leag ue Club of Chicag o is a s ocial a nd civic ass ociation ~Lth dining a ndathletic facilities l ocated adjacent to the federal compl ex in Chicago. The Cluboffers g uest privileges to federal judges . The charg e for these lim ited privilegess currently $936.00 a year (the yearl y dues for full Club m embers hip is $3, 060.00).Hembers of the federal judiciary who receive such Club privileg es m ay not holdoffice, s erve on comm ittees, or be entitled to vote. Judlcial officers w iththese g uest prlvLleg es p ay for food and the atkletlc facilities on the sa me bas isas Cl ub members.

Re: Part Vll :The Certlf~cate of Deposit at The Northern Trust Compa ny (listed as Item No. 2) wastransferred to the Savings Account at Am al ga ma ted Bank (listed as Item Ho. 5}.


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FINANCIAL DISCLOS URE REPORT ] Name of Per,on Reporting D * t e o f Rq~rtP a g e 6 o f 6 [ Flaum, Joal .ll. 5/6110I X . C E R T I F I C A T I O N .

I c e r ti f y th a t a l l In f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y) I sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b c s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y in f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p U c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r th e r c e r ti f y th a t e a r n e d I n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t * w h ic h h a v e b e e n r e p o r t e d a r e Inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S. C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N OTE: AN Y INDIV IDUAL WHO K N OW IN G LY AN D WIL FUL LY FAL SIFIES OR FAILS TO FIL E THIS REP O RT MAY B E SUBJEC T TO C IV ILAN D C R IMIN AL SANC TION S ( S U.S.C . a pp . 1 0 4 )

FILING INSTRUCTIONSM a i l s ig n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i tt e e o n F in a n c i a l D i s c lo s u r eA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a te s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c l e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

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Joel M Flaum Financial Disclosure Report for 2009