Joan B Gottschall Financial Disclosure Report for 2010

8/3/2019 Joan B Gottschall Financial Disclosure Report for 2010

1/10

I AO 10Rev. 1/2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0 Report Re quired by the Ethicsin Government Act of 1978(5 U.S.C. app. I01-111)I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l)Got t schal l, Joan B .

4. Title (Article III judge s indicate act ive or senior s ta tus ;mag istrate judges indicate full- or part-t ime)

2. Court or OrganizationU.S. Distr ic t Court, NDIL

5a. Repor t Type (check app ropr ia te type)] Nominat ion, D a t eDistr ic t Judge-ac t ive s ta tus

7 . C hamber s o r O f f i c e A d d r e s s219 South Dearborn S tree tR o o m 2 3 5 6Chicago, IL 60604

[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliancesvith applicable laws and regulations.

Reviewing Officer D a t e

3. Date of Report05/03/201 I

6 . Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NON E box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m c p o . i . ~ individual only; seepp. 9-13 of fir ing instruct ions. )D (No reportableposit ions.)ONE

POSITION NAME OF O R G A N I Z A T I O N / E N T I T YI. M e m b e r Vis i ti ng Com m i t t e e t o t h e D iv in i ty S c h oo l , U n ive rs i ty o f Ch ic a go

2. Me m b e r , B oa rd o f D i re c to r s I l l ino i s H um ani t i e s Counc i l

3. M e m be r, B o ard o f D ire cto rs M artin M a rty C en ter a t th e U n iv ers ity o f C h ic ag o D iv in ity S ch oo l

4. M e m b e r Fr i e nds o f t h e U n ive rs i t y o f S us s e x

5.

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)~ N O N E (No reportable agreements.)

DATE PARTIES AND TERM S


2/10

FINANCIAL DISCLOSURE REPORTPage 2 of 10

N a m e o f P e r s o n R e p o r t in gGot~scha l l , Joan B .

Date of Report05/03/2011

1 1 1 . N O N - I N V E S T M E N T I N C O M E . (Reporting individaaland~pouse; seepp. 17-24 of filing instructions.)A. Fi l er s Non-Inves tm ent Incom e[~] N O N E (No reportable non-investment income.)

D A T E SO U R C E A N D T Y P E INCOME( y o u r s , n o t s p o u s e s )1. I n p re v i o u s y e a r s , I h a v e r e p o r t e d t h a t I a m a s h a re h o ld e r i n a ~ $0.00bus iness . I r e a lized no incom e f rom th is bus iness in th is yea r o r in the2. prev ious twenty yea r s . Th is non- inves tment income wi l l no l onge r berepor ted based on the fac t tha t no incom e has been r ea l ized .3.4.

B . S p o u s e s N o n - ! n v e s tm e n t I nc o m e - If you were married during any portion of the reporting)ear, complete this section.(Dollar amount not required exce pt for honoraria.)

N O N E (No reportable non-investment income.)D A T E SO U R C E A N D T Y P E

I.2.

3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of f iling instructions.)

D N O N E (No reportable reimburseme nts.)

2.3.4.5.

SO U R C E D A T E S LO C A T IO N P U R P O SEA sp en Institu te 11/5/10- I I/07/I 0 W ye W oods, M D Educa t iona l seminar

ITEMS PAID OR PROVIDEDGround transportation and airfare $497.40


3/10

FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 0

N a m e of Person R e p o r t i n gGot t schal l , Joan B.

D a l e o f R e p o r t05/03/201 I

V . G I F T S . a n c l u d e s t h o s e t o s p o u s e a n " d e p e n d e n t children; see pp. 2 8 - 3 1 of filing instructions.)D N O N E (No re portable gif ts .)

SOURCEI. Aspen Insti tu te2.3.4.5.

DESCRIPTIONLodging, meals, study material for 11/5-1117 seminar

VALUE$727.44

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / ~ p o u s e a . d d e p e n d e n t children; see pp. 32-33 o f J d i n g instructions.)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.4.5.

VALUECODE


4/10


N a m e o f P e r s o n R e p o r ti n gGo t t scha l l , J o an B .

D a l e o f R e p o r t05/03/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[ ~ ] N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D es cr ip tio n o f A sse ts In c o m e d u r in g G ro ss v a lu e a t e n d T ra n sa c tio n s d u rin g re p o rtin g p e rio d( i n c l ud i n g m~st a s se t s ) r epo r t ing pe r iod o f r e p o r t i n g p e r i o d

(I) (2) (I) (2) ( I ) (2) (3) i (4) ( 5 )Place "(X)" after each asset A m o u n t Type (e.g., Va lu e V a lu e Type (e.g., Date Value ~t Gain I d e n t i t y o fexempt from prior disclosure C o d e I d iv . , ren t , C o d e 2 M e t h o d buy , se l l , m m / d d ! y y Code 2 i Code I buyer / se l le r( A - H ) orint.) ( . I -P) C o d e 3 r e d e m p t i o n ) (J-P) ! (A-H) (ifpfivate

( Q -W ) i t r ansac t ion )

1. Vanguard W el l ing ton Fund A Dividend2 . V angu a rd W e l le s l e y F u nd A Dividend

K TT

Vanguard Index Trus t A Dividend

4. Vanguard Prime Port fo l io A Dividend

! 5 . Fed Empl Credit Union Acts A I n t e r e s t

6. IBM c / s t ock A Dividend

LK

JK

T

T

T

T

7. Intel c / s tock A Dividend

8. W aste Management c / s t ock A Dividend

9. Van guar d T ax -Man ag e d Gr owt h & In com e A DividendFund

1 0 . Hewle t t -Packard c / s t ock A Dividend

J

J

J

J

TTTT

II . C V S C a r e m a r k c / s to c k A D i v i d e n d J

1 2 . MFS Mid-Cap Growth Fund B None

13 . MFS Va lu e Fun d B A Dividend

SoldSold

10/07/10 J

10/07/10 K D

1 4 . Vanguard Capi ta l Opportuni ty Fund A Dividend

1 5 . BlackRock Large Cap Value A Dividend

1 6 . BlackRock Value Opportuni t i e s A Dividend1 7 . I Shares Russell 1000 Gro wth Index Fd. A Dividend

J

J

J

T

T

T

S o l d 09/13/10

I . Income Gain Codes: A =$1,0OO or Icss B = $1.001 - $2,500 C = $2,501 - $5,000 D =$ 5.001 - $15.000(See Columns B I and D.4) F =$50,001 - $100.000 G =$100,001 - $1,000.000 HI =$1,000,001 - $5,000,000 H2 -More than $5.0~0.0~O

2. Value Codes J =$15,000 or less K -$15,001 - $ 50,0O O L = $50.001 - $ 100.000 M = $ 100.001 - $250,000(See Co lumns C I and D3) N =$250.001 - $500,000 O =$500.0OI - $1,000,000 PI =$1,000.001 - $5,0OO,000 P2 =$5,000,001 - $25.000.000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,0OO ,1~O3. Value Method Codes Q =Appraisal R = Cos t (Rea l Es ta l e O n ly ) S = A ssessmen t T = Cash Mark e t

(See Co lumn C2 ) U = Book Va lue V = O l h c r W = Es t ima ted

E = $ 1 5 . 001 - S5 0 . 000


5/10

FINANCIAL DISCLOSURE REPORTP a ge 5 o f 1 0

N a m e o f P e r s o n R e p o r t in gG o t t s c ha l l, J o an B .

Date of Report05/03/2011

V I I . I N V E S T M E N T S a n d T R U S T S - incom,, value, transactions (Includes those of spouse an d depen dent chi ldren; see pp. 34-60 o f fi l ing instruct ions. )N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( inc lud ing t ru s t a s se t s ) r epo r t ing pe r iod

(I) (2)Place "(X)" after each assct A m o u n t Typ~ (e.g.,

exempl from prior disclosure Code I div . , ren t ,( A - H ) or in t . )

1 8 . I Shares Russel l M idcap Index Fd. A Dividend1 9 . ! Sha re s Russe l l 2000 Growth Index Fd . A Dividend

20 . Vangu ard Intem l Eq . Idx . Em erg. Mkt. E l f . A Dividend21 . I Shares Ru sse l l 2000 Index Fd. A Dividend22 . 1 Sha re s Russe l l Midcap Growth Index A Dividend23 . JP M o rg an G ro w th A d vantag e Fd . N on e24 . JP Morgan Inlrepid Intern l Fd. A Dividend25 . JP Morgan AsiaEqui ty Fd. A Dividend26 . JP Morgan Shor t Te rm Muni Bond Fd . A Dividend27 . JP Morgan ln te rmed. Tx . Free Bond D Interest28 . JP Morgan Tax Aw are Rea l Re t . Fd . A Dividend29 . Fide l ity Adv. Hi Inc A dvantage Fd . A Dividend30 . JP Morgan US Large Cap C ore P lus A Dividend31 . JP Morgan US Equi ty Fd . A Dividend32 . JP Morgan In t r ep id Am er ica Fd . A Dividend33 . JP M o r g a n / C h a se c h e c k in g a c c o u n t A Interest34 . JP Morgan/Chase savings account A Interest

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

V a lu e V a lu eC o d e 2 M e th o d

(J-P) C o d e 3( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r io d(i ) (2) (3)

Type (e.g., Date V a l u ebuy, s e l l , m m /d d!y y C od e 2

re d e m p tio n ) (J- P )

Sold 09/13/10 JSold 09/13/10 JSold 10/07/10 JSold ~ 09/13/10 JSold 09/13/10 JSold O 9/13/10 JSold 10/07/10 JSold 10/07/10 JSold 09/13/10 JSold 09/13/10 MSold 0 9 / 13 / 10 KSold 10/07/I 0 JSold 109/I 3/10 JSold 0 9 / 13 / 10 JSold 09/13/10 J

Closed 08/19/10Closed 08/I 9/I 0

(4 ) ( 5 )G a i n I d e n t i t y o fC o d e I buyer/seller

( A - H ) ( i f p r i v a t et r a n s a c t i o n )

A

E

A

A

I. Incom e G ain Cc~lcs: A = $1.000 o r less B = $1.001 - $2.50~ C ~$2.5 01 - $5 .0~0 D =$5.091 - S 15.000(See Coltmans B 1 and D4~I F =$50.001 - $100.000 G = $100,001 - $1,0~,0~0 HI =$1.000.001 - $5.000.0~30 H2 =More than $5,0OD.000

2. Value Codes J =$15,000 or less K = $15,001 - $50.003 L = $ 5 0 . 0 0 1 - $ 1 1 3 0 . 0 0 0 M $100.001 - $250.000IS ce C olum ns C I and D 3) N =$250,0~1 - $500,000 O = $5 00.0 01 - $1.0 00,00 0 P I = $1 ,000.001 - $5 .000.000 P2 =$5.000.001 - $25,000.000

P3 =$25.000,001 - $50.000,000 P4 =More than $50,0~0,0003. Value Method Codes Q =Appraisal R = Cost (R eal Esta te On ly) S ~A s~:ssm cn t T Cash Marke t{See Co lum n C2) U = Book Value V O t h er W =E: , t ima te d

E =$15.0OI - $50,000


6/10

FINANCIAL DISCLOSURE REPORTPage 6 o f 10 Ia m e o f P e r s o n R e p o r t in gG o t t s c ha l l, J o an B . D a t e o f R e p o r t05/03/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during(including tr~st assets) report ing period

0) (2)Place "(X)" after each asset A mo unt T ype (e.g .,

exempt from prior disclosure Code I div., rent,(A-H) o r i n l . )

Gross value at endof report ing period(I) (2)

Value ValueCode 2 Method

(J-P) Code 3( Q - W )

T y p o ( e .g . ,buy, sell,

redempdon)

Transactions during report ing period

(2) (3) (4)D a t e V a l u e G a i n

m m l d d /y y C o d e 2 C o d e I( j-p )

(5 )Identity ofbuyer/seller

(if privatetransaction)

35 . JP Morgan /Chase Money Marke t Acc t B Dividend36 . JP Mo rg an C hase 100% US Treasu ry MMFd. ( investment acct)37 . JP Mo rg an C hase 100% US Treasu ry MM

Fd. ( r e t i rement account )38 . JPMorgan Shor t Dura t ion Bd. Fd . A Interest39 . Barc l aysT ips Bd. . A Dividend40 . JPMorgan In tem l Va lue Fund A Dividend41 . JPMorgan Highb r idge S ta t Mkt Neut Fd A Dividend42 . M a n n in g & N a p ie r F d l n c N e w E q S e t A Dividend43 . SpdrTr Unit Se t I A Dividend44 . Eaton Vance lnvt Tr Lg C ap Value Fd A Dividend45 . Dodg e & Cox Fds In t l S tk Fd A Dividend46 . ! Sha re s MSCI Asian Ex Japan A Dividend47 . Lancaster Cnty Neb. School Dist 001 A InterestLinco ln PS Bond48 . Orange Cry , NC Pub Impt Bond B Interest49 . Spr ing Branch Tx Schoo l D is t . Bond A Interest

50 . G a r la n d T X G / O B o n d A Interest51 . St. Joseph Cnty Hosp Auth Bond B Interest

J

K

J

K

K

C lo sed 08 /19/10C lo sed 08 /19/10C lo sed 08 /19/10

Sold 10/07/10 KSold 10/07/10 JSo ld 09/13/10 JSold 09/13/10 JSold 09/13/10 JSo ld 09/13/10 KSo ld 09/14/10 K

TSold 09/13/10 J

T Bu y 09/21/10 JT Bu y 09/20/10 KT Bu y 09/17/10 J

T Bu y 09/17/10 KT Bu y 09/23/10 K

A

A

I. Incom e G ain Codes: A = $1,000 or less B =$1.0OI - $ 2.500 C =52,501 - $5 ,0~ D =$5,001 - $1(See Colum ns B I and I)4 ) F = $ 50.0~ I - $ 100.00~ G = $ I 0~.0~ I - $ 1.0~.00) H I =51,0~0.0~ I - $5.000,000 H2 ~More than $5.000.0~0

2. Value Codes J =515.0~0 or less K 515 .~)1 - 550.00~ L =550,001 - $100.00~ M = 5100.0~1 - $250,0~(Sc Co lumns CI and D3) N -$250,001 - $500,0~0 O = $500.001 - $ 1.000.000 PI $1,000.0~) I - $ 5,0~0,000 P2 =$5,000,00 | - $25,000,000

P3 =$25.0~).0~1 - $50.00~.000 P4 =More than3. Value Method Codes Q =Appraisal R =Cosl (Real E:, lalc Only) S :A ssessmen t T = Cash Mark c ttSec C o lunm C 2) U = Book Value V O t h c r W = Es l ima lcd

E =$15.001 - $50,000


7/10

FINANCIAL DISCLOSURE REPORTP a ge 7 o f 1 0

Name of Person Repor t ingG o t t s c h a l l , J o a n B .

Date of Reporl05/03/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, ralue, t ra n s a c t io n s a n c t a , t e s th o s e q s p o a s e a n d d e ~ , e n d e n t children; s e e p p . 3 4 - 6 0 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(1) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,e x e m p t fr o m p r i o r d i s c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

52 . Cal i f . G /O Bond B Interest53 . Mo n ro e Twp N J Brd Ed /Glo u ces te r C ty G/ A InterestO B o n d54 . Sea t tl e WA Mun L t & Pw r A Interest

55 . W a u s a u W I S c h o o l D i s t. B o n d A Interest56 . DentonTX Ut i l Sys Bond A Interest5 7. T ip p City O h io Bo nd A Interest58 . Jackson Cty OR School D is t . Bond A Interest59 . A rizo n a S t . Tran sp r l Brd H ~v y R ev Bo n d A Interest60 . NJ Ed. Facs Ath Rev . Bond A Interest61 . Pennsy l . S t. Tpk Com m Bond A Interest62 . Phi l ade lph ia PA Gas Wks Bond A Interest63 . Hopewe l l Va l l ey NJ Rg l Scho o l D is t Bond B Interest64 . San Anton io TX Indp t B ldg Se rv Bond A Interest65 . San Mateo CA Un High Sch D is t Bond B Interest66 . Hil lsborough Cry FLA Sch Dis t Bond B Interest

67 . Tampa FL Sa l e s Tx Rev . Bond B Interest68 . V ir g in ia C o l l e g e B l d g A u th E d F a c B o n d B Interest

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value Value

C o d e 2 M e th o d( J- P ) C o d e 3

( Q - W )

K TK TK TK TK TK TJ TJ TK TJ TJ TK TK TJ T

K T

K TK T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(l ) (2) (3)

T y p e ( e . g . , D a t e Valueb u y , s e l l , m r r d d d ! y y C o d e 2r e d e m p t i o n ) (J-P)

Bu y 09/21/10 KBu y 09/22/10 K

Bu y 09/17/10 K

Bu y 09/17/10 KBu y 09/16/10 KBu y 09/21/10 KBu y 09/17/10 JBu y 09/20/10 JBu y 09/28/I 0 KBu y 09/22/10 JBu y 09/22/I 0 JBu y 10/12/10 KBu y 10/07/10 KBu y 09/17/10 JBu y 09/28/I 0 K

Bu y 10/14/10 KBu y 09/21/10 K

( 4 ) ( 5 )G a i n I d e n t i t y o fCode I buyer/seller( A - H ) { i f p r i v a t e

t r a n s a c t i o n )

I . Incomc (~ain Codcs: A =$1.000 or Ic~s B $1,0OI - $2 ,500 C =$2,501 - $5,000 D =$5,001 - $15,0OO(See Co lumns BI and D4) F =$5 0 .0~1 - $1 00 .~ G =$100.001 - $1,0~0.0~0 HI =$1,0~0,001 - $5,000.0~ H2 -More than $5,0~.0~O

2. Value Codes J -$15.000 or less K = $15,001 - $50.0


8/10

FINANCIAL DISCLOSURE REPORTPage 8 o f 10

N a m e o f P e r s o n R e p o r t i n gG o t t s c ha l l, J o an B .

D a t e o f R e p o r t05/03/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse an d depen dent chi ldren; seepp. 34-60 of fi l ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(0 (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e . g . ,exempt from prior disclosure C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)Value ValueC o d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

T y p e ( e . g . ,b u y , s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

D a t e Value Gainmm/dd!yy Code 2 Code I

(J-P) (A-H)I d e n t i t y o f

buyer/seller( i f p r i v a t et r a n s a c t i o n )

69 . Je f fe rson Cry Colo O pen Space Sa l e s Tx B Interest KBond70 . N Y N Y S e r A G / O B o n d A Interest J71 . Ohio S t . Wtr Dev Auth Rev Fre sh Wa te r B Interest K

Bond72 . Polk Cty W l Crp Purp FGIC B/E Ut i l Bnd B Interest K73 . S n o h o m i s h C t y W A S T a x G / O B o n d A Interest K

74 . Balanced Fund Inc . B Int . /Div. M

75 . Capi ta l Income Bldr C Int./Div. M76 . Capi ta l Wor ld Growth Inc . Fnd B Int./Div. M77 . I n c o m e F n d A m e r l n c. C Int./Div. M78 . Bank Depos i t Sweep ( JPMorganChase ) A Interest M79 . Vangu ard Fix . Inc . Sec . Fund A Inl. /Div. L80 . Vangua rd W e l l e s l ey Inc . Fund Inves t r CI D Int./Div. M81 . Vangua rd W e l l ing ton Fund Inves t r CI B Int./Div. L

T Bu yT Bu y

T Bu y

T Bu yT Bu yT Bu yT Bu yT Bu yT Bu yT Bu yT Bu yT Bu y

T Bu y

09/29/I 0 K09/21/10 J09/21/10 K10/07/10 K

09/28 /10 K09/13/10 L09/13/10 L

09/13/10 L09/13/10 L07/21/10 O10/13/10 L09/13/10 M09/13/10 K

I . Income Gain Codcs: A =$1,000 or less B = $1.001 - $2,500 C = $2,501 - $5 ,000 D =$ 5,001 - $15,000L~ce Columns B I and D4) F = $50.0~1 - $100.00~ G =$100.0~1 - $1.0~).0~} H 1 =$1.0~,0~1 - $5.0~1.0~ H2 =More than

2. Value Codes J =$15,000 or less K = $15.001 - $50,000 L =$50,001 - $ 100,000 M =$ I 0~,0~ I - $250,0~( Sc e C olu m ns C I an d D 3) N -$ 25 0,00 1 - $5 09 ,00 0 O = $50(I,001 - $1,00~,00~ PI =$1,000.001 - $5,000,000 P2 =$ 5,000,001 - $25,0~,000

P3 =$25,000,001 - $50.000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R = C os t (Rea l Es l a le O n ly ) S =Ass,essmcnl T =Cash Market

lSee Co lumn C2 ) U = Book Va lue V = O th er W = Es l ima ted

E =$15.001 - $50.0~O


9/10


Name of Person Report ingG o t t s c h a l l , J o a n B .

Date of Report05/03/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


10/10

FINANCIAL DISCLOSURE REPORTP a ge 1 0 o f 1 0

IX. CERTIFICATION.

Nam e of Person ReportingGot t schal l , Joan B.

Date of Repor t05/03/201 I

I c e r t if y t h a t a l l in fo r m a t i o n g i v e n a bo v e ( i n c l u d i n g i n fo r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d be l i e f , a n d t h a t a n y i n fo r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d be c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s io n s p e r m i t ti n g n o n -d i s c l o s u re .

! f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e be e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q , 5 U . S . C . 735 3 , a n d J u d i c i a l C o n fe r e n c e r e g u l a t i o n s .

Signatu re: S] Joan B . Gottschal l

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I FI E S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . ap p . 10 4)

C om m i t tee on F inanc ia l D i sc l osu reA d m i n i st r a ti v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui te 2-301O n e C o lu m b u s C i r cl e , N . E .W a s h i n g t o n , D . C . 20 5 4 4

Documents

Joan B Gottschall Financial Disclosure Report for 2010