120
Jan. 2017 - 1 - (Reference Translation) TSE NOTICE Feb. 20, 2017 (Mon.) [Attachment] Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Jan. 01, 2017 - Jan.. 31, 2017) (Note) 1. No. of Listed Shares at End of Month No. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.) When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc. After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds. 2. Primary Reasons for Changes Exercise of Bonds with Subscription Warrants …Due to Exercise of Bonds with Subscription Warrants Conversion of Preferred Stock, etc. …Due to Conversion of Stock (Preferred Stock, etc.) which can be converted into another type of Stock Exercise of CBs …Due to Exercise of CBs Exercise of Subscription Warrants …Due to Exercise of Subscription Warrant, and new share issuance by acquisition of Share Options subject to Call Public Offering …Due to Public Offering and Overseas Offering Third-Party Allotment, etc. …Due to Third-Party Allotment, Green Shoe Option (pursuant to the Cabinet Office Ordinance on the Disclosure of Corporate Affairs, etc. Article 19, Paragraph 2, Item 1, sub-item L.1), Allotment of Restricted Stock (pursuant to the Order for Enforcement of the Income Tax Act, Article 84, Paragraph 1) and Private Placement to Specified Investors for listed companies on TOKYO PRO Market Retirement of Treasury Stocks …Due to Retirement of Treasury Stocks 3. Bond Code, etc. (1) …indicates listed securities. (2) Type of Bond, etc. PS …Stock (Preferred Stock, etc.) that can be converted into another type of stock CB …Convertible Bond WB …Bond with Subscription Warrant (3) Regarding subscription warrants, only issues for which a report has been received from the issuer, which states that the possibility of new stock issuance, are eligible for publication. (Issues for which a report has been received, which states that all treasury stocks will be transferred/swapped, will not be published.) 4. Display of Stock (Preferred Stock, etc.) that can be converted into another type of stock Company Name (Code) Bond Symbol, etc. Indicator in this Document Details Sumiseki Holdings,Inc. 1514 PS1 Class 2 Preferred Stock MAXVALU TOHOKU CO.,LTD. 2655 PS1 Class A Classified Stock UNITIKA LTD. 3103 PS1 Class C Classified Stock OMIKENSHI CO.,LTD. 3111 PS1 Class A Preferred Stock MEGANESUPER CO.,LTD. 3318 PS1 Class B Preferred Stock PS2 Class A Subordinated Stock PS3 Class B Subordinated Stock(Dec. 2011 Resolution based) PS4 Class B Subordinated Stock(Feb. 2014 Resolution based) Tokuyama Corporation 4043 PS1 Class A Classified Stock TAIYO HOLDINGS CO.,LTD. 4626 PS1 No. 1 Class A Classified Stock PS2 No. 2 Class A Classified Stock YAMAU CO.,LTD. 5284 PS1 No. 1 Preferred Stock DIAMOND ELECTRIC MFG. CO.,LTD. 6895 PS1 Class A Preferred Stock AIREX INC. 6944 PS1 Class A Preferred Stock Nippon Avionics Co.,Ltd. 6946 PS1 Class 1 Preferred Stock Mitsubishi Nichiyu Forklift Co.,Ltd. 7105 PS1 Class A Classified Stock Jimoto Holdings,Inc. 7161 PS1 Class B Preferred Stock PS2 Class C Preferred Stock PS3 Class D Preferred Stock ATOM CORPORATION 7412 PS1 No. 1 Preferred Stock PS2 No. 2 Preferred Stock PS3 No. 3 Preferred Stock PS4 No. 4 Preferred Stock CYBERDYNE,INC. 7779 PS1 Class B Classified Stock ARRK CORPORATION 7873 PS1 Class B Preferred Stock Saikaya Department Store Co.,Ltd. 8254 PS1 Class A Preferred Stock Tsukuba Bank,Ltd. 8338 PS1 Class 4 Preferred Stock THE TOHOKU BANK,LTD. 8349 PS1 Class 1 Preferred Stock THE BANK OF KOCHI,LTD. 8416 PS1 Class 1 Preferred Stock The Daisan Bank,Ltd. 8529 PS1 Class A Preferred Stock

Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Embed Size (px)

Citation preview

Page 1: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 1 -

(Reference Translation)

TSE NOTICE Feb. 20, 2017 (Mon.)

[Attachment]

Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Jan. 01, 2017 - Jan.. 31, 2017)

(Note) 1. No. of Listed Shares at End of MonthNo. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.)When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc.After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds.

2. Primary Reasons for ChangesExercise of Bonds with Subscription Warrants …Due to Exercise of Bonds with Subscription WarrantsConversion of Preferred Stock, etc. …Due to Conversion of Stock (Preferred Stock, etc.) which can be converted into another type of StockExercise of CBs …Due to Exercise of CBsExercise of Subscription Warrants …Due to Exercise of Subscription Warrant, and new share issuance by acquisition of Share Options subject to CallPublic Offering …Due to Public Offering and Overseas OfferingThird-Party Allotment, etc. …Due to Third-Party Allotment, Green Shoe Option (pursuant to the Cabinet Office Ordinance on the Disclosure of Corporate Affairs, etc.

Article 19, Paragraph 2, Item 1, sub-item L.1), Allotment of Restricted Stock (pursuant to the Order for Enforcement of the Income Tax Act,Article 84, Paragraph 1) and Private Placement to Specified Investors for listed companies on TOKYO PRO Market

Retirement of Treasury Stocks …Due to Retirement of Treasury Stocks

3. Bond Code, etc.(1) * …indicates listed securities.

(2) Type of Bond, etc.PS …Stock (Preferred Stock, etc.) that can be converted into another type of stockCB …Convertible BondWB …Bond with Subscription Warrant

(3) Regarding subscription warrants, only issues for which a report has been received from the issuer, which states that the possibility of new stock issuance, are eligible for publication.(Issues for which a report has been received, which states that all treasury stocks will be transferred/swapped, will not be published.)

4. Display of Stock (Preferred Stock, etc.) that can be converted into another type of stock

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

Sumiseki Holdings,Inc. 1514 PS1 Class 2 Preferred StockMAXVALU TOHOKU CO.,LTD. 2655 PS1 Class A Classified StockUNITIKA LTD. 3103 PS1 Class C Classified StockOMIKENSHI CO.,LTD. 3111 PS1 Class A Preferred StockMEGANESUPER CO.,LTD. 3318 PS1 Class B Preferred Stock

PS2 Class A Subordinated StockPS3 Class B Subordinated Stock(Dec. 2011 Resolution based)PS4 Class B Subordinated Stock(Feb. 2014 Resolution based)

Tokuyama Corporation 4043 PS1 Class A Classified StockTAIYO HOLDINGS CO.,LTD. 4626 PS1 No. 1 Class A Classified Stock

PS2 No. 2 Class A Classified StockYAMAU CO.,LTD. 5284 PS1 No. 1 Preferred StockDIAMOND ELECTRIC MFG. CO.,LTD. 6895 PS1 Class A Preferred StockAIREX INC. 6944 PS1 Class A Preferred StockNippon Avionics Co.,Ltd. 6946 PS1 Class 1 Preferred StockMitsubishi Nichiyu Forklift Co.,Ltd. 7105 PS1 Class A Classified StockJimoto Holdings,Inc. 7161 PS1 Class B Preferred Stock

PS2 Class C Preferred StockPS3 Class D Preferred Stock

ATOM CORPORATION 7412 PS1 No. 1 Preferred StockPS2 No. 2 Preferred StockPS3 No. 3 Preferred StockPS4 No. 4 Preferred Stock

CYBERDYNE,INC. 7779 PS1 Class B Classified StockARRK CORPORATION 7873 PS1 Class B Preferred StockSaikaya Department Store Co.,Ltd. 8254 PS1 Class A Preferred StockTsukuba Bank,Ltd. 8338 PS1 Class 4 Preferred StockTHE TOHOKU BANK,LTD. 8349 PS1 Class 1 Preferred StockTHE BANK OF KOCHI,LTD. 8416 PS1 Class 1 Preferred StockThe Daisan Bank,Ltd. 8529 PS1 Class A Preferred Stock

Page 2: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 2 -

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

Kansai Urban Banking Corporation 8545 PS1 Class 1 Preferred StockTHE TOWA BANK,LTD. 8558 PS1 Class 2 Preferred StockAPLUS FINANCIAL Co.,Ltd. 8589 PS1 Class H Preferred Stock

PS2 No. 1 Class B Preferred StockPS3 Class G Preferred StockPS4 Class D Preferred Stock

FIDEA Holdings Co.Ltd. 8713 PS1 Class B Preferred StockRISE Inc. 8836 PS1 Class A Preferred StockDAIKYO INCORPORATED 8840 PS1 No. 1 Class 1 Preferred StockLAND Co.,Ltd. 8918 PS1 Class A Classified StockARDEPRO Co.,Ltd. 8925 PS1 Class C Preferred Stock

PS2 Class D Preferred StockTokyo Electric Power Company Holdings,Incorporated 9501 PS1 Class A Preferred Stock

PS2 Class B Preferred StockTHE KAMOGAWA GRAND HOTEL,LTD. 9695 PS1 Class A Preferred StockTHE ROYAL HOTEL,LIMITED 9713 PS1 No. 1 Class A Preferred Stock

Page 3: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 3 -

(Reference Translation)

[Correction]

Details for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows.

(Jan. 20, 2017 (Attachment Published), Relevant Period Dec. 01, 2016 - Dec. 31, 2016)

Page Company Name (Code)No. of Listed Shares

at End of MonthReason for Alteration

AlteredNo. of Shares

Bond Symbol, etc. Alteration Value, etc.

66 FreakOut,inc ※ 6094 (Correction) 13,142,600 SharesExercise of

Subscription Warrants9,000 Shares

Sep. 2013 Resolutionbased 1

9,000 Shares

(Error) 13,148,600 SharesExercise of

Subscription Warrants15,000 Shares

Sep. 2013 Resolutionbased 1

15,000 Shares

※ The Company has changed its trade name to FreakOut Holdings,inc. from FreakOut,inc as of Jan. 04, 2017

Page 4: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 4 -

(Reference Translation)

By Company

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

KYOKUYO CO.,LTD. (1301) 10,928,283 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 2,785,000 thou. JPY

Nippon Suisan Kaisha,Ltd. (1332) 312,430,277 0

Maruha Nichiro Corporation (1333) 52,656,910 0

HOHSUI CORPORATION (1352) 83,790,000 0

KANEKO SEEDS CO.,LTD. (1376) 11,772,626 0

SAKATA SEED CORPORATION (1377) 48,410,750 0

HOKUTO CORPORATION (1379) 33,359,040 0

AKIKAWA FOODS & FARMS CO.,LTD. (1380) 4,179,000 0

AXYZ CO.,Ltd. (1381) 5,617,500 0

HOB Co.,Ltd. (1382) 762,000 0

Berg Earth co.,ltd. (1383) 1,269,900 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

Hokuryo Co.,Ltd. (1384) 8,459,000 0

RUDEN HOLDINGS CO.,Ltd. (1400) 10,011,300 0

mbs,inc. (1401) 727,500 0

West Holdings Corporation (1407) 27,235,200 0

Something Holdings Co.,Ltd. (1408) 4,114,200 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

SHO-BOND Holdings Co.,Ltd. (1414) 29,102,590 0

MIRAIT Holdings Corporation (1417) 85,381,866 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 16,500,000 thou. JPY

INTERLIFE HOLDINGS CO.,LTD. (1418) 20,010,529 0

Tama Home Co.,Ltd. (1419) 30,055,800 0

Sanyo Homes Corporation (1420) 12,620,000 0

Nippon Aqua Co.,Ltd. (1429) 36,135,000 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

First-corporation Inc. (1430) 13,237,440 Exercise of Subscription Warrants 128,400 Sep. 2014 Resolution based 1 128,400 Shares

DORYOKU Co.,Ltd. (1432) 2,066,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

BESTERRA CO.,LTD (1433) 2,768,400 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

JESCO Holdings,Inc. (1434) 6,258,700 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

investors cloud co.,ltd. (1435) 15,290,200 0

Fit Inc. (1436) 4,270,000 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Apr. 2014 Resolution based 2 0 Shares

PEACE LIVING CO.,LTD. (1437) 792,200 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Chugai Mining Co.,Ltd. (1491) 289,747,982 0

Sumiseki Holdings,Inc. (1514) 58,892,853 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,140,000 Shares

Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Nittetsu Mining Co.,Ltd. (1515) 8,352,319 0

MITSUI MATSUSHIMA CO.,LTD. (1518) 13,867,757 0

INPEX CORPORATION (1605) 1,462,323,600 0

Japan Drilling Co.,Ltd. (1606) 18,000,000 0

Japan Petroleum Exploration Co.,Ltd. (1662) 57,154,776 0

Page 5: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 5 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

K&O Energy Group Inc. (1663) 30,336,061 0

SHODENSYA Co.,Ltd. (1711) 2,502,173 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

Daiseki Eco.Solution Co.,Ltd. (1712) 13,972,600 0

DAI-ICHI CUTTER KOGYO K.K. (1716) 6,000,000 0

Meiho Facility Works Ltd. (1717) 12,725,000 Exercise of Subscription Warrants 0 Jun. 2007 Resolution based 1 0 Shares

Oct. 2007 Resolution based 1 0 Shares

Mar. 2008 Resolution based 1 0 Shares

MIKIKOGYO CO.,LTD. (1718) 11,532,630 0

HAZAMA ANDO CORPORATION (1719) 185,209,189 Exercise of CB 0 CB 19. 3 JPY 0 thou. JPY 10,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

TOKYU CONSTRUCTION CO., LTD. (1720) 106,761,205 0

COMSYS Holdings Corporation (1721) 141,000,000 0

MISAWA HOMES CO.,LTD. (1722) 43,070,163 Jan. 10 Third-Party Allotment, etc. 4,331,249

NIHON DENGI CO.,LTD. (1723) 8,197,500 0

SYNCLAYER INC. (1724) 4,033,780 0

Br.Holdings Corporation (1726) 39,700,000 0

MISAWA HOMES CHUGOKU CO.,LTD. (1728) 11,540,180 0

ASO FOAM CRETE Co.,Ltd. (1730) 3,420,000 0

OTEC CORPORATION (1736) 5,700,000 0

MESCO,Inc. (1737) 12,780,000 0

SEEDHEIWA CO.,LTD. (1739) 3,227,200 0

KOATSU KOGYO CO.,LTD. (1743) 7,600,000 0

CREA HOLDINGS,Inc. (1757) 91,412,356 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Taiyo Kisokogyo Co.,Ltd. (1758) 4,098,000 0

TAKAMATSU CONSTRUCTION GROUP CO.,LTD. (1762) 38,880,000 0

KUDO CORPORATION (1764) 13,312,200 0

TOKEN CORPORATION (1766) 13,472,000 0

SONEC CORPORATION (1768) 7,500,000 0

FUJITA ENGINEERING CO.,LTD. (1770) 11,700,000 0

FUJI FURUKAWA ENGINEERING & CONSTRUCTION CO.LTD. (1775) 45,132,809 0

SUMIKEN MITSUI ROAD CO., LTD. (1776) 18,555,000 0

YAMAURA CORPORATION (1780) 21,103,514 0

Joban Kaihatsu Co.,Ltd. (1782) 7,850,000 0

Asia Gate Holdings Co.,Ltd. (1783) 57,442,851 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Nakabohtec Corrosion Protecting Co.,Ltd. (1787) 5,205,000 0

SANTO CO.,LTD. (1788) 6,860,000 0

Yamaka Electric Construction Co.,Ltd. (1789) 6,375,284 0

OHMOTO GUMI CO.,LTD. (1793) 31,704,400 0

MASARU CORPORATION (1795) 4,505,757 0

MORIYA CORPORATION (1798) 11,300,000 0

DAIICHI KENSETSU CORPORATION (1799) 20,858,491 0

TAISEI CORPORATION (1801) 1,146,752,860 0

Page 6: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 6 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

OBAYASHI CORPORATION (1802) 721,509,646 0

SHIMIZU CORPORATION (1803) 788,514,613 Exercise of CB 0 CB 20. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

TOBISHIMA CORPORATION (1805) 193,104,360 0

WATANABE SATO CO.,LTD. (1807) 15,978,500 0

HASEKO Corporation (1808) 300,794,397 0

MATSUI CONSTRUCTION CO.,LTD. (1810) 30,580,000 0

THE ZENITAKA CORPORATION (1811) 73,531,406 0

KAJIMA CORPORATION (1812) 1,057,312,022 0

Fudo Tetra Corporation (1813) 182,025,228 0

DAISUE CONSTRUCTION CO.,LTD. (1814) 10,614,225 0

TEKKEN CORPORATION (1815) 156,689,563 0

Nishimatsu Construction Co.,Ltd. (1820) 277,957,513 0

Sumitomo Mitsui Construction Co., Ltd. (1821) 813,366,605 0

DAIHO CORPORATION (1822) 87,170,143 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

MAEDA CORPORATION (1824) 197,955,682 Exercise of CB 8,091,222 CB 18. 9 JPY 6,350,000 thou. JPY 0 thou. JPY

Sata Construction Co.,Ltd. (1826) 15,521,233 0

NAKANO CORPORATION (1827) 34,498,097 0

TANABE ENGINEERING CORPORATION (1828) 5,364,000 0

OKUMURA CORPORATION (1833) 228,326,133 0

TOTETSU KOGYO CO.,LTD. (1835) 36,100,000 0

TSUCHIYA HOLDINGS CO.,LTD. (1840) 25,775,118 0

SANYU CONSTRUCTION CO.,LTD. (1841) 4,000,000 0

OHMORI CO.,LTD. (1844) 14,848,429 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Suzunui Industry Co.,Ltd. (1846) 10,596,509 0

ICHIKEN Co.,Ltd. (1847) 36,342,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Dec. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

FUJI P.S CORPORATION (1848) 18,602,244 0

Nankai Tatsumura Construction Co.,Ltd. (1850) 288,357,304 0

ASANUMA CORPORATION (1852) 77,386,293 0

Mori-Gumi Co.,Ltd. (1853) 32,800,000 0

TODA CORPORATION (1860) 322,656,796 0

Kumagai Gumi Co.,Ltd. (1861) 377,544,607 0

Asunaro Aoki Construction Co.,Ltd. (1865) 59,100,000 0

KITANO CONSTRUCTION CORP., (1866) 68,368,532 0

UEKI CORPORATION (1867) 34,367,644 0

Page 7: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 7 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Mitsui Home Co.,Ltd. (1868) 66,355,000 0

YAHAGI CONSTRUCTION CO.,LTD. (1870) 44,607,457 0

P.S. Mitsubishi Construction Co., Ltd. (1871) 47,486,029 0

NIHON HOUSE HOLDINGS CO.,LTD. (1873) 45,964,842 0

DAITO TRUST CONSTRUCTION CO.,LTD. (1878) 78,094,379 0

SHINNIHON CORPORATION (1879) 61,360,720 0

NIPPO CORPORATION (1881) 119,401,836 0

TOA ROAD CORPORATION (1882) 52,200,239 0

MAEDA ROAD CONSTRUCTION CO.,LTD. (1883) 94,159,453 0

THE NIPPON ROAD CO.,LTD. (1884) 97,616,187 0

TOA CORPORATION (1885) 22,494,629 0

WAKACHIKU CONSTRUCTION CO.,LTD. (1888) 129,649,939 0

TOYO CONSTRUCTION CO.,LTD. (1890) 94,371,183 0

PENTA-OCEAN CONSTRUCTION CO.,LTD. (1893) 286,013,910 0

OBAYASHI ROAD CORPORATION (1896) 46,818,807 0

The Kaneshita Construction Co.,Ltd. (1897) 19,033,300 0

SEIKITOKYU KOGYO CO.,LTD. (1898) 40,414,407 0

FUKUDA CORPORATION (1899) 44,940,557 0

TAISEI ONCHO CO.,LTD. (1904) 7,182,487 0

TENOX CORPORATION (1905) 7,694,080 0

HOSODA CORPORATION (1906) 19,016,512 0

Nippon Dry-Chemical CO.,LTD. (1909) 3,590,906 0

Sumitomo Forestry Co.,Ltd. (1911) 177,410,239 Exercise of CB 0 CB 18. 8 JPY 0 thou. JPY 20,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

JAPAN FOUNDATION ENGINEERING CO.,LTD. (1914) 30,846,400 0

NISSEI BUILD KOGYO CO.,LTD. (1916) 71,113,168 0

YAMADA SXL HOME CO.,LTD. (1919) 204,018,184 0

TOMOE CORPORATION (1921) 40,763,046 0

PanaHome Corporation (1924) 168,563,533 0

DAIWA HOUSE INDUSTRY CO.,LTD. (1925) 666,238,205 0

RAITO KOGYO CO.,LTD. (1926) 57,804,450 0

Sekisui House,Ltd. (1928) 709,683,466 0

NITTOC CONSTRUCTION CO.,LTD. (1929) 43,919,291 0

HOKURIKU ELECTRICAL CONSTRUCTION CO.,LTD. (1930) 24,969,993 0

NIPPON DENTSU CO.,LTD. (1931) 2,685,600 0

SYSKEN Corporation (1933) 13,100,000 0

YURTEC CORPORATION (1934) 81,224,462 0

TTK Co.,Ltd. (1935) 21,226,071 0

Seibu Electric Industry Co.,Ltd. (1937) 4,627,680 0

NIPPON RIETEC CO.,LTD. (1938) 25,617,717 0

YONDENKO CORPORATION (1939) 40,638,675 0

CHUDENKO CORPORATION (1941) 65,138,117 0

KANDENKO CO.,LTD. (1942) 205,288,338 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 20,000,000 thou. JPY

KINDEN CORPORATION (1944) 218,141,080 0

TOKYO ENERGY & SYSTEMS INC. (1945) 37,261,752 0

TOENEC CORPORATION (1946) 96,649,954 0

Page 8: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 8 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

The Kodensha,Co.,Ltd. (1948) 17,940,000 0

SUMITOMO DENSETSU CO.,LTD. (1949) 35,635,879 0

NIPPON DENSETSU KOGYO CO.,LTD. (1950) 65,337,219 0

KYOWA EXEO CORPORATION (1951) 117,812,419 0

Shin Nippon Air Technologies Co.,Ltd. (1952) 25,282,225 0

Nippon Koei Co.,Ltd. (1954) 17,331,302 Jan. 01 Reverse Stock Split -69,325,208

NDS CO.,LTD. (1956) 6,296,298 0

KYUDENKO CORPORATION (1959) 70,103,121 Exercise of CB 13,180 * CB 2 25,000 thou. JPY 1,918,000 thou. JPY

Sanyo Engineering & Construction Inc. (1960) 20,000,000 0

SANKI ENGINEERING CO.,LTD. (1961) 66,661,156 0

JGC CORPORATION (1963) 259,052,929 0

Chugai Ro Co.,Ltd. (1964) 78,000,000 0

TECHNO RYOWA LTD. (1965) 22,888,604 0

TAKADA CORPORATION (1966) 7,220,950 0

YAMATO CORPORATION (1967) 26,927,652 0

TAIHEI DENGYO KAISHA,LTD. (1968) 40,683,960 0

Takasago Thermal Engineering Co.,Ltd. (1969) 82,765,768 0

CHUO BUILD INDUSTRY CO.,LTD. (1971) 20,687,400 0

SANKO METAL INDUSTRIAL CO.,LTD. (1972) 3,960,000 0

NEC Networks & System Integration Corporation (1973) 49,773,807 0

ASAHI KOGYOSHA CO.,LTD. (1975) 6,800,000 0

MEISEI INDUSTRIAL Co.,Ltd. (1976) 59,386,718 0

Taikisha Ltd. (1979) 36,782,009 0

DAI-DAN CO.,LTD. (1980) 45,963,803 0

KYOWANISSEI CO.,LTD. (1981) 11,800,000 0

Hibiya Engineering,Ltd. (1982) 31,000,309 0

TOSHIBA PLANT SYSTEMS & SERVICES CORPORATION (1983) 97,656,888 0

SANSHIN CORPORATION (1984) 10,000,000 0

SOLCOM Co.,Ltd. (1987) 29,559,918 0

Hokuriku Denwa Kouji Co.,Ltd. (1989) 8,968,960 0

KANDA TSUSHINKI CO.,LTD. (1992) 8,744,091 0

TAKAHASHI CURTAIN WALL CORPORATION (1994) 9,553,011 0

AKATSUKI EAZIMA CO.,LTD. (1997) 2,200,000 0

Nippon Flour Mills Co.,Ltd. (2001) 82,524,009 0

NISSHIN SEIFUN GROUP INC. (2002) 304,357,891 0

Nitto Fuji Flour Milling Co.,Ltd. (2003) 4,692,364 0

Showa Sangyo Co.,Ltd. (2004) 164,849,898 Exercise of CB 0 * CB 10 0 thou. JPY 8,000,000 thou. JPY

Masuda Flour Milling Co.,Ltd. (2008) 10,000,000 0

THE TORIGOE CO.,LTD. (2009) 26,036,374 0

CHUBU SHIRYO CO.,LTD. (2053) 30,371,908 0

NICHIWA SANGYO CO.,LTD. (2055) 20,830,825 0

FEED ONE CO.,LTD. (2060) 197,385,640 0

Toyo Sugar Refining Co.,Ltd. (2107) 54,560,000 0

Nippon Beet Sugar Manufacturing Co.,Ltd. (2108) 15,325,642 0

Mitsui Sugar Co.,Ltd. (2109) 28,333,480 0

Ensuiko Sugar Refining Co.,Ltd. (2112) 35,000,000 0

Fuji Nihon Seito Corporation (2114) 29,748,200 0

Page 9: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 9 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Nissin Sugar Co.,Ltd. (2117) 22,673,883 0

NEXT Co.,Ltd. (2120) 118,789,100 0

mixi,Inc. (2121) 81,879,450 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Interspace Co.,Ltd. (2122) 6,967,200 0

JAC Recruitment Co.,Ltd. (2124) 41,292,000 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Nihon M&A Center Inc. (2127) 80,898,600 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares

Members Co.,Ltd. (2130) 12,434,400 Jan. 01 Stock Split 6,216,800

Exercise of Subscription Warrants 800 May 2012 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 800 Shares

Jun. 2015 Resolution based 1 0 Shares

Accordia Golf Co.,Ltd. (2131) 84,739,000 0

Sun Capital Management Corp. (2134) 30,841,244 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

HIP CORPORATION (2136) 3,975,300 0

CROOZ,Inc. (2138) 12,876,600 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares

Apr. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

CHUCO CO.,LTD. (2139) 7,044,000 0

Yamane Medical Corporation (2144) 11,330,000 0

DATALINKS CORPORATION (2145) 2,159,000 0

UT Group Co.,Ltd. (2146) 35,448,200 0

ITmedia Inc. (2148) 20,084,100 Exercise of Subscription Warrants 37,500 Apr. 2013 Resolution based 1 37,500 Shares

CareNet,Inc. (2150) 5,524,000 0

TAKEEI CORPORATION (2151) 24,552,000 0

Youji Corporation (2152) 5,892,000 Exercise of Subscription Warrants 2,000 Feb. 2007 Resolution based 1 2,000 Shares

E・J Holdings Inc. (2153) 7,261,060 0

Trust Tech Inc. (2154) 19,413,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

SAYLOR ADVERTISING INC. (2156) 6,078,000 0

KOSHIDAKA HOLDINGS Co.,LTD. (2157) 19,200,000 0

FRONTEO,Inc. (2158) 37,671,236 Exercise of CB 922,501 CB 2 750,000 thou. JPY 1,437,500 thou. JPY

Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Full Speed Inc. (2159) 15,571,000 0

GNI Group Ltd. (2160) 114,024,831 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares

Nov. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2009 Resolution based 2 0 Shares

Mar. 2010 Resolution based 1 0 Shares

Mar. 2010 Resolution based 2 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Nippon Manufacturing Service Corporation (2162) 10,805,500 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

Page 10: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 10 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Feb. 2012 Resolution based 1 0 Shares

ARTNER CO.,LTD. (2163) 2,656,980 0

CHIIKISHINBUNSHA CO.,LTD. (2164) 1,843,800 0

Pasona Group Inc. (2168) 41,690,300 0

CDS Co.,Ltd. (2169) 6,924,400 0

Link and Motivation Inc. (2170) 113,068,000 0

Hakuten Corporation (2173) 3,855,200 0

GCA Corporation (2174) 38,721,452 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2013 Resolution based 2 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Feb. 2014 Resolution based 2 0 Shares

SMS CO.,LTD. (2175) 43,379,400 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Ina Research Inc. (2176) 2,998,800 0

Tri-Stage Inc. (2178) 7,629,300 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

SEIGAKUSYA CO.,LTD. (2179) 5,876,000 0

SUNNY SIDE UP Inc. (2180) 3,697,600 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Temp Holdings Co.,Ltd. (2181) 236,670,423 Exercise of CB 105,471 CB 2 98,000 thou. JPY 34,000 thou. JPY

Linical Co.,Ltd. (2183) 24,740,000 0

CMC CORPORATION (2185) 2,394,000 0

Sobal Corporation (2186) 4,204,400 Exercise of Subscription Warrants 0 Jan. 2008 Resolution based 1 0 Shares

tella,Inc. (2191) 14,255,156 Exercise of Subscription Warrants 260,000 Sep. 2007 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 260,000 Shares

Cookpad Inc. (2193) 107,174,400 Exercise of Subscription Warrants 16,800 Apr. 2007 Resolution based 1 0 Shares

Mar. 2008 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 16,800 Shares

Nov. 2012 Resolution based 2 0 Shares

Apr. 2014 Resolution based 1 0 Shares

AMITA HOLDINGS CO.,LTD. (2195) 1,169,424 0

ESCRIT INC. (2196) 11,916,300 Exercise of Subscription Warrants 3,000 Sep. 2007 Resolution based 1 0 Shares

Oct. 2008 Resolution based 1 2,100 Shares

Oct. 2010 Resolution based 1 900 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

IKK Inc. (2198) 29,949,600 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares

Morinaga & Co.,Ltd. (2201) 54,189,769 0

NAKAMURAYA CO.,LTD. (2204) 5,976,205 0

EZAKI GLICO CO.,LTD. (2206) 69,430,069 0

Meito Sangyo Co.,Ltd. (2207) 17,265,000 0

BOURBON CORPORATION (2208) 27,700,000 0

IMURAYA GROUP CO.,LTD. (2209) 12,822,200 0

Fujiya Co.,Ltd. (2211) 257,846,590 0

YAMAZAKI BAKING CO.,LTD. (2212) 220,282,860 0

FIRST BAKING CO.,LTD. (2215) 69,299,000 0

Page 11: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 11 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

KANRO CO.,LTD. (2216) 19,144,505 0

Morozoff Limited (2217) 36,692,267 0

KAMEDA SEIKA CO.,LTD. (2220) 22,318,650 0

IWATSUKA CONFECTIONERY CO.,LTD. (2221) 5,995,000 0

Kotobuki Spirits Co.,Ltd. (2222) 31,121,520 0

COMO CO.,LTD. (2224) 3,630,000 0

KOIKE-YA Inc. (2226) 5,335,000 0

CYBELE Co.,Ltd. (2228) 1,806,800 0

CALBEE,Inc. (2229) 133,819,800 Exercise of Subscription Warrants 10,000 May 2009 Resolution based 1 10,000 Shares

GOYO foods Industry Co.,Ltd. (2230) 1,717,172 0

MORINAGA MILK INDUSTRY CO.,LTD. (2264) 248,977,218 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares

Jul. 2006 Resolution based 1 0 Shares

Jul. 2007 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

ROKKO BUTTER CO.,LTD. (2266) 21,452,125 0

YAKULT HONSHA CO.,LTD. (2267) 175,910,218 0

B-R 31 ICE CREAM CO.,LTD. (2268) 9,644,554 0

Meiji Holdings Co.,Ltd. (2269) 152,683,400 0

MEGMILK SNOW BRAND Co.,Ltd. (2270) 70,751,855 0

Prima Meat Packers,Ltd. (2281) 252,621,998 0

NH Foods Ltd. (2282) 204,000,000 Exercise of CB 0 CB 18. 9 JPY 0 thou. JPY 30,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2004 Resolution based 1 0 Shares

Jul. 2005 Resolution based 1 0 Shares

Jul. 2006 Resolution based 1 0 Shares

Jul. 2006 Resolution based 2 0 Shares

Jul. 2007 Resolution based 1 0 Shares

Jul. 2007 Resolution based 2 0 Shares

Hayashikane Sangyo Co.,Ltd. (2286) 8,910,000 0

MARUDAI FOOD CO.,LTD. (2288) 132,527,909 0

FUKUTOME MEAT PACKERS,LTD. (2291) 17,000,000 0

S Foods Inc. (2292) 32,267,721 Exercise of CB 0 CB 1 0 thou. JPY 9,000,000 thou. JPY

TAKIZAWA HAM CO.,LTD. (2293) 10,510,000 0

Kakiyasu Honten Co.,Ltd. (2294) 12,446,700 0

ITOHAM YONEKYU HOLDINGS INC. (2296) 297,347,059 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 2 0 Shares

Sep. 2015 Resolution based 3 0 Shares

Sep. 2015 Resolution based 4 0 Shares

Sep. 2015 Resolution based 5 0 Shares

Sep. 2015 Resolution based 6 0 Shares

Page 12: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 12 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Sep. 2015 Resolution based 7 0 Shares

Sep. 2015 Resolution based 8 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Kyokuto Co.,Ltd. (2300) 5,551,230 0

GAKUJO CO.,Ltd. (2301) 15,560,000 0

Dawn Corporation (2303) 3,560,000 0

CSS HOLDINGS,LTD. (2304) 5,285,600 Exercise of Subscription Warrants 0 Dec. 2004 Resolution based 1 0 Shares

Dec. 2005 Resolution based 1 0 Shares

STUDIO ALICE Co.,Ltd. (2305) 17,185,650 0

CROSS CAT CO.,LTD. (2307) 9,210,960 0

CMIC HOLDINGS Co.,Ltd. (2309) 18,923,569 0

EPCO Co.,Ltd. (2311) 4,658,000 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

SJI Inc. (2315) 251,345,000 Exercise of Subscription Warrants 7,000,000 Jun. 2015 Resolution based 1 7,000,000 Shares

Systena Corporation (2317) 28,180,000 0

Softfront Holdings (2321) 22,284,520 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

fonfun corporation (2323) 2,866,720 0

NJS Co.,Ltd. (2325) 10,048,000 0

Digital Arts Inc. (2326) 14,133,000 Exercise of Subscription Warrants 0 May 2008 Resolution based 1 0 Shares

May 2009 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

NS Solutions Corporation (2327) 105,998,240 0

TOHOKUSHINSHA FILM CORPORATION (2329) 46,735,334 0

Forside Co.,Ltd. (2330) 25,281,504 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

SOHGO SECURITY SERVICES CO.,LTD. (2331) 102,040,042 0

Quest Co.,Ltd. (2332) 5,487,768 0

CUBE SYSTEM INC. (2335) 15,279,840 0

Ichigo Inc. (2337) 503,503,200 Exercise of Subscription Warrants 129,800 Aug. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 87,000 Shares

Jan. 2014 Resolution based 1 42,800 Shares

Jan. 2015 Resolution based 1 0 Shares

Fasteps Co.,Ltd. (2338) 4,776,987 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

GOKURAKUYU HOLDINGS CO.,LTD. (2340) 14,938,600 Exercise of Subscription Warrants 190,200 Jun. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 2 40,000 Shares

Jun. 2013 Resolution based 3 0 Shares

Jun. 2011 Resolution based 1 79,900 Shares

Jun. 2011 Resolution based 2 20,000 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2012 Resolution based 2 16,000 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 34,300 Shares

Jun. 2014 Resolution based 3 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

ARBEIT-TIMES CO.,LTD. (2341) 32,937,249 0

Page 13: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 13 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TRANS GENIC INC. (2342) 14,354,941 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

HEIAN CEREMONY SERVICE CO.,LTD. (2344) 14,667,000 0

iStudy Co.,Ltd. (2345) 1,344,100 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Nippon Information Development Co.,Ltd. (2349) 4,369,830 0

ASJ INC. (2351) 7,253,500 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

AZIA CO.,LTD. (2352) 2,326,200 0

NIPPON PARKING DEVELOPMENT Co.,Ltd. (2353) 348,398,600 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

YASKAWA INFORMATION SYSTEMS Corporation (2354) 18,000,000 0

CORE CORPORATION (2359) 14,834,580 0

YUMESHIN HOLDINGS CO.,LTD. (2362) 74,573,440 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

MEDINET Co.,Ltd. (2370) 92,678,009 Exercise of CB 0 CB 2 0 thou. JPY 75,000 thou. JPY

Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 2 0 Shares

Kakaku.com,Inc. (2371) 218,160,100 0

I'rom Group Co.,Ltd. (2372) 11,423,665 Exercise of Subscription Warrants 0 Aug. 2009 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

CARE TWENTYONE CORPORATION (2373) 2,474,000 0

SAINT-CARE HOLDING CORPORATION (2374) 8,272,162 Jan. 11 Third-Party Allotment, etc. 130,500

Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

ThreePro Group Inc. (2375) 7,123,070 Exercise of Subscription Warrants 2,250 Sep. 2013 Resolution based 1 1,250 Shares

May 2014 Resolution based 1 1,000 Shares

SCINEX CORPORATION (2376) 6,470,660 0

RENAISSANCE,INCORPORATED (2378) 21,379,000 0

DIP corporation (2379) 62,000,000 0

SBS Holdings,Inc. (2384) 39,718,200 0

Soiken Holdings Inc. (2385) 26,158,200 0

Wedge Holdings CO.,LTD. (2388) 35,477,600 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

Feb. 2013 Resolution based 2 0 Shares

OPT Holding,Inc. (2389) 30,098,300 Exercise of Subscription Warrants 8,700 Jan. 2013 Resolution based 1 8,700 Shares

PLANET,INC. (2391) 6,632,800 0

Nippon Care Supply Co.,Ltd. (2393) 16,342,400 0

SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. (2395) 41,632,400 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

DNA Chip Research Inc. (2397) 4,237,700 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

TSUKUI CORPORATION (2398) 72,460,800 0

Sompo Care Message Inc. (2400) 0 Jan. 16 Retirement of Treasury Stocks -20,080,000

amana inc. (2402) 5,408,000 0

Page 14: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 14 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TETSUJIN Inc. (2404) 6,687,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

FUJIKOH COMPANY.,LIMITED (2405) 4,541,000 0

Arte Salon Holdings,Inc. (2406) 5,330,000 0

KG Intelligence CO.,LTD. (2408) 7,398,000 0

CAREER DESIGN CENTER CO.,LTD. (2410) 7,054,400 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares

GENDAI AGENCY INC. (2411) 15,700,000 0

Benefit One Inc. (2412) 45,144,000 0

M3,Inc. (2413) 323,782,900 Exercise of Subscription Warrants 21,600 May 2009 Resolution based 1 0 Shares

Aug. 2009 Resolution based 1 0 Shares

Jan. 2011 Resolution based 1 6,000 Shares

Mar. 2011 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 7,200 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2012 Resolution based 2 8,400 Shares

Mar. 2013 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2014 Resolution based 2 0 Shares

May 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Mar. 2015 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Human Holdings Co.,Ltd. (2415) 10,987,200 0

ZWEI CO.,LTD. (2417) 3,941,400 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares

Apr. 2009 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

TSUKADA GLOBAL HOLDINGS Inc. (2418) 48,960,000 Exercise of CB 0 CB 18. 9 JPY 0 thou. JPY 5,000,000 thou. JPY

Brass Corporation (2424) 5,590,400 Jan. 01 Stock Split 2,795,200

Care Service Co.,Ltd. (2425) 2,100,000 0

OUTSOURCING Inc. (2427) 17,988,000 Exercise of Subscription Warrants 530,000 Dec. 2007 Resolution based 1 0 Shares

Jan. 2012 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 530,000 Shares

Dec. 2016 Resolution based 2 0 Shares

WELLNET CORPORATION (2428) 19,400,000 0

WORLD HOLDINGS CO.,LTD. (2429) 16,831,500 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

DeNA Co.,Ltd. (2432) 150,810,033 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Oct. 2010 Resolution based 1 0 Shares

Oct. 2010 Resolution based 2 0 Shares

Page 15: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 15 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Apr. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

HAKUHODO DY HOLDINGS INCORPORATED (2433) 388,558,100 0

CEDAR.Co.,Ltd (2435) 11,476,000 0

KYODO PUBLIC RELATIONS CO.,LTD. (2436) 1,260,000 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

SHINWA ART AUCTION CO.,LTD. (2437) 6,926,900 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Asukanet Company,Limited (2438) 17,464,000 0

Gurunavi,Inc. (2440) 48,675,100 0

SRG TAKAMIYA CO.,LTD. (2445) 45,304,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

PRAP Japan,Inc. (2449) 4,679,010 0

Computer Mind Co.,Ltd. (2452) 450,000 0

Japan Best Rescue System Co.,Ltd. (2453) 34,685,000 Exercise of Subscription Warrants 0 Feb. 2006 Resolution based 1 0 Shares

All About,Inc. (2454) 13,533,700 0

YUME TECHNOLOGY CO.,LTD. (2458) 6,262,600 Exercise of Subscription Warrants 20,000 May 2016 Resolution based 1 20,000 Shares

AUN CONSULTING,Inc. (2459) 7,502,800 0

F@N Communications Inc. (2461) 77,679,908 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Aug. 2011 Resolution based 2 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2012 Resolution based 2 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 2 0 Shares

Jun. 2014 Resolution based 1 0 Shares

LIKE Co.,Ltd. (2462) 10,015,100 Exercise of Subscription Warrants 2,000 Apr. 2015 Resolution based 1 0 Shares

Apr. 2015 Resolution based 2 2,000 Shares

BUSINESS BREAKTHROUGH,INC. (2464) 14,255,600 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

FueTrek Co.,Ltd. (2468) 9,459,200 0

Hibino Corporation (2469) 5,132,740 0

S-Pool,Inc. (2471) 3,003,400 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares

WDB HOLDINGS CO.,LTD. (2475) 20,060,000 0

Hikaku.com Corporation (2477) 6,476,400 0

JTEC CORPORATION (2479) 8,572,400 0

System Location Co.,Ltd. (2480) 3,570,000 0

TOWNNEWS-SHA CO.,LTD. (2481) 5,575,320 0

HONYAKU Center Inc. (2483) 1,684,500 0

YUME NO MACHI SOUZOU IINKAI CO.,LTD (2484) 11,097,600 0

Page 16: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 16 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TEAR Corporation (2485) 20,167,200 0

CDG Co.,Ltd. (2487) 6,240,000 0

JAPAN THIRD PARTY CO.,LTD. (2488) 6,015,600 0

Adways Inc. (2489) 41,583,500 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Jan. 2013 Resolution based 2 0 Shares

ValueCommerce Co.,Ltd. (2491) 34,471,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Infomart Corporation (2492) 129,715,600 Jan. 01 Stock Split 64,857,800

E-SUPPORTLINK,Ltd. (2493) 4,424,800 0

UNITED,Inc. (2497) 23,670,945 Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares

ACKG Limited (2498) 5,840,420 0

NIHONWASOU HOLDINGS,INC. (2499) 9,002,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

SAPPORO HOLDINGS LIMITED (2501) 78,794,298 0

Asahi Group Holdings,Ltd. (2502) 483,585,862 0

Kirin Holdings Company,Limited (2503) 914,000,000 0

TAKARA HOLDINGS INC. (2531) 217,699,743 0

Oenon Holdings,Inc. (2533) 65,586,196 0

JAPAN FOOD&LIQUOR ALLIANCE INC. (2538) 122,291,520 0

YOMEISHU SEIZO CO.,LTD. (2540) 16,500,000 0

HOKKAIDO COCA-COLA BOTTLING CO.,LTD. (2573) 38,034,493 0

COCA-COLA WEST COMPANY,LIMITED (2579) 111,125,714 0

Coca-Cola East Japan Co.,Ltd. (2580) 127,680,144 0

FRUTA FRUTA INC. (2586) 1,250,166 Exercise of CB 0 CB 1 0 thou. JPY 155,000 thou. JPY

Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Suntory Beverage & Food Limited (2587) 309,000,000 0

Premium Water Holdings,Inc. (2588) 26,505,932 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

DyDo GROUP HOLDINGS,INC. (2590) 16,568,500 0

ITO EN,LTD. (2593) 89,212,380 0

(2593-5) 34,246,962 0

KEY COFFEE INC (2594) 22,689,000 0

UNICAFE INC. (2597) 13,869,200 0

JAPAN FOODS CO.,LTD. (2599) 5,100,000 0

The Nisshin OilliO Group,Ltd. (2602) 173,339,287 0

FUJI OIL HOLDINGS INC. (2607) 87,569,383 0

BOSO OIL&FAT CO.,LTD. (2608) 16,060,000 0

SETTSU OIL MILL,INC. (2611) 12,222,080 0

KADOYA SESAME MILLS INCORPORATED (2612) 9,400,000 0

J-OIL MILLS, INC. (2613) 16,754,223 0

Lawson,Inc. (2651) 100,300,000 Exercise of Subscription Warrants 0 Oct. 2005 Resolution based 1 0 Shares

Oct. 2006 Resolution based 1 0 Shares

Aug. 2007 Resolution based 1 0 Shares

Page 17: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 17 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Dec. 2008 Resolution based 1 0 Shares

Feb. 2010 Resolution based 1 0 Shares

Feb. 2011 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

MANDARAKE INC. (2652) 7,236,000 0

AEON KYUSHU CO.,LTD. (2653) 18,801,819 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

ASMO CORPORATION (2654) 151,451,750 0

MAXVALU TOHOKU CO.,LTD. (2655) 13,123,500 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 450 Shares

Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Vector Inc. (2656) 13,997,000 Exercise of Subscription Warrants 0 Sep. 2009 Resolution based 1 0 Shares

SAN-A CO.,LTD. (2659) 31,981,654 0

CAWACHI LIMITED (2664) 24,583,420 0

AUTOWAVE Co.,Ltd. (2666) 14,451,000 0

ImageONE Co.,Ltd. (2667) 4,741,100 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

Tabio Corporation (2668) 6,813,880 0

Kanemi Co.,Ltd. (2669) 10,000,000 0

ABC-MART,INC. (2670) 82,532,416 0

YUMEMITSUKETAI Co.,Ltd. (2673) 10,458,000 0

HARD OFF CORPORATION Co.,Ltd. (2674) 13,954,000 0

DYNAC CORPORATION (2675) 7,033,000 0

TAKACHIHO KOHEKI CO.,LTD. (2676) 10,171,800 0

ASKUL Corporation (2678) 55,259,400 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

GEO HOLDINGS CORPORATION (2681) 48,287,200 Exercise of Subscription Warrants 6,500 Aug. 2009 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 6,500 Shares

UOKI CO.,LTD. (2683) 2,555,856 0

Adastria Co.,Ltd. (2685) 48,800,000 0

GFOOT CO.,LTD. (2686) 42,533,000 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

CVS Bay Area Inc. (2687) 5,064,000 0

KAWANISHI HOLDINGS,INC. (2689) 6,250,000 0

ITOCHU-SHOKUHIN Co.,Ltd. (2692) 13,032,690 0

YKT CORPORATION (2693) 11,906,880 0

G.taste Co.,Ltd. (2694) 197,051,738 Exercise of CB 0 CB 7 0 thou. JPY 400,000 thou. JPY

CB 8 0 thou. JPY 400,000 thou. JPY

Page 18: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 18 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

CB 10 0 thou. JPY 300,000 thou. JPY

CB 11 0 thou. JPY 300,000 thou. JPY

CB 13 0 thou. JPY 300,000 thou. JPY

CB 14 0 thou. JPY 300,000 thou. JPY

KURA CORPORATION (2695) 20,699,800 0

CAN DO CO.,LTD. (2698) 16,770,200 0

KITOKU SHINRYO CO.,LTD. (2700) 8,530,000 0

McDonald's Holdings Company(Japan),Ltd. (2702) 132,960,000 0

LITE-ON JAPAN LTD. (2703) 12,451,300 0

OOTOYA Holdings Co.,Ltd. (2705) 7,196,000 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

BROCCOLI Co.,Ltd. (2706) 43,738,211 0

KUZE CO.,LTD. (2708) 3,882,500 0

Pla Matels Corporation (2714) 8,550,000 0

Elematec Corporation (2715) 21,152,473 0

KITAMURA CO.,LTD. (2719) 17,918,252 0

J-Holdings Corp. (2721) 1,837,500 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

I.K Co.,Ltd. (2722) 1,952,000 0

PAL GROUP Holdings CO.,LTD (2726) 23,136,000 0

JALUX Inc. (2729) 12,775,000 0

EDION Corporation (2730) 112,005,636 Exercise of CB 0 CB 21. 10 JPY 0 thou. JPY 15,000,000 thou. JPY

CB 25. 6 JPY 0 thou. JPY 15,000,000 thou. JPY

ARATA CORPORATION (2733) 15,860,224 Exercise of CB 0 * CB 1 1,000 thou. JPY 5,999,000 thou. JPY

SALA CORPORATION (2734) 66,041,147 0

WATTS CO.,LTD. (2735) 13,958,800 0

SADAMATSU Company Limited. (2736) 11,387,000 Exercise of Subscription Warrants 0 Sep. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

TOMEN DEVICES CORPORATION (2737) 6,802,000 0

HALOWS CO.,LTD. (2742) 19,864,600 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

PIXEL COMPANYZ INC. (2743) 12,456,600 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Hokuyu Lucky Co.,Ltd. (2747) 6,323,201 0

JP-HOLDINGS,INC. (2749) 87,849,400 0

S.ISHIMITSU&CO.,LTD. (2750) 8,000,000 0

TENPOS BUSTERS Co.,Ltd. (2751) 14,314,800 0

FUJIO FOOD SYSTEM Co.,Ltd (2752) 10,269,395 Exercise of CB 0 CB 2 0 thou. JPY 632,653.022 thou. JPY

Exercise of Subscription Warrants 600 Mar. 2007 Resolution based 1 200 Shares

Feb. 2012 Resolution based 1 400 Shares

Feb. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

AMIYAKI TEI CO.,LTD. (2753) 6,848,800 0

Page 19: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 19 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TOKATSU HOLDINGS CO.,LTD. (2754) 4,840,000 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

TOKYO ELECTRON DEVICE LIMITED (2760) 10,445,500 0

Toshin Group co.,ltd. (2761) 11,405,400 0

SANKO MARKETING FOODS CO.,LTD. (2762) 14,387,000 0

FTGroup CO.,LTD. (2763) 36,283,200 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Hiramatsu Inc. (2764) 48,604,200 0

FIELDS CORPORATION (2767) 34,700,000 0

Sojitz Corporation (2768) 1,251,499,501 0

Village Vanguard CO.,LTD. (2769) 7,700,500 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Genky Stores,Inc. (2772) 7,051,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 2 0 Shares

Aug. 2016 Resolution based 3 0 Shares

Mutual Corporation (2773) 7,620,320 0

CRYMSON Co.,Ltd. (2776) 9,002,000 0

CASSINA IXC.Ltd. (2777) 4,091,100 0

PALEMO CO.,LTD. (2778) 12,051,384 0

Komehyo Co.,Ltd. (2780) 11,257,000 0

Seria Co.,Ltd. (2782) 37,920,000 0

Alfresa Holdings Corporation (2784) 235,017,600 0

APPLE INTERNATIONAL CO.,LTD. (2788) 12,461,400 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Karula Co.,LTD. (2789) 6,021,112 0

NAFCO Co.,Ltd. (2790) 29,784,400 0

DAIKOKUTENBUSSAN CO.,LTD. (2791) 14,456,900 Exercise of Subscription Warrants 11,000 Sep. 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 11,000 Shares

HONEYS.CO.,LTD. (2792) 27,900,000 0

NIPPON PRIMEX INC. (2795) 5,523,592 0

Pharmarise Holdings Corporation (2796) 9,039,050 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Y's table corporation (2798) 2,660,900 0

KIKKOMAN CORPORATION (2801) 210,383,202 0

Ajinomoto Co.,Inc. (2802) 571,863,354 0

BULL-DOG SAUCE CO.,LTD. (2804) 6,977,440 0

S&B FOODS INC. (2805) 6,977,117 0

YUTAKA FOODS CORPORATION (2806) 8,832,311 0

Kewpie Corporation (2809) 153,000,000 0

House Foods Group Inc. (2810) 102,758,690 0

KAGOME CO.,LTD. (2811) 99,616,944 0

Page 20: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 20 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

YAIZU SUISANKAGAKU INDUSTRY CO.,LTD. (2812) 13,056,198 0

Wakou Shokuhin Co.,Ltd. (2813) 9,493,193 0

SATO FOODS INDUSTRIES CO.,LTD. (2814) 9,326,460 0

ARIAKE JAPAN Co.,Ltd. (2815) 32,808,683 0

DAISHO CO.,LTD. (2816) 9,868,800 0

PIETRO Co.,Ltd. (2818) 6,257,230 0

EBARA Foods Industry,Inc. (2819) 11,528,400 0

Yamami Company (2820) 6,376,100 0

AOHATA Corporation (2830) 8,092,000 0

HAGOROMO FOODS CORPORATION (2831) 20,650,731 0

NICHIREI CORPORATION (2871) 147,925,532 0

SEIHYO CO.,LTD. (2872) 4,320,810 0

YOKOHAMA REITO CO.,LTD. (2874) 52,462,544 Exercise of CB 0 * CB 4 0 thou. JPY 6,989,000 thou. JPY

TOYO SUISAN KAISHA,LTD. (2875) 110,881,044 0

JC Comsa Corporation (2876) 9,105,290 0

NittoBest Corporation (2877) 12,102,660 0

EAT&Co.,Ltd (2882) 4,435,245 Exercise of Subscription Warrants 400 Jun. 2013 Resolution based 1 400 Shares

DAIREI CO.,LTD. (2883) 6,008,300 0

Yoshimura Food Holdings K.K. (2884) 4,348,799 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares

NIHON SHOKUHIN KAKO CO.,LTD. (2892) 32,000,000 0

Ishii Food Co.,Ltd. (2894) 18,392,000 0

NISSIN FOODS HOLDINGS CO.,LTD. (2897) 117,463,685 0

NAGATANIEN HOLDINGS CO.,LTD. (2899) 38,277,406 0

ISHIGAKI FOODS CO.,LTD. (2901) 3,390,000 0

SHINOBU FOODS PRODUCTS CO.,LTD. (2903) 13,900,000 0

ICHIMASA KAMABOKO CO.,LTD. (2904) 18,590,000 0

OK Food Industry Co.,Ltd. (2905) 37,181,410 0

AHJIKAN CO.,LTD. (2907) 7,700,000 0

FUJICCO CO.,LTD. (2908) 34,991,521 0

ROCK FIELD CO.,LTD. (2910) 26,788,748 0

ASAHIMATSU FOODS CO.,LTD. (2911) 9,382,943 0

JAPAN TOBACCO INC. (2914) 1,333,333,200 0

KENKO Mayonnaise Co.,Ltd. (2915) 16,211,000 Jan. 26 Public Offering 2,000,000

Semba Tohka Industries Co.,Ltd (2916) 11,400,000 0

OHMORIYA Co.,LTD. (2917) 5,098,096 0

WARABEYA NICHIYO HOLDINGS CO.,LTD. (2918) 17,625,660 0

NATORI CO.,LTD. (2922) 15,032,209 0

SATO FOODS CO.,LTD. (2923) 5,075,500 0

Ifuji Sangyo Co.,Ltd. (2924) 8,345,370 0

PICKLES CORPORATION (2925) 6,398,000 0

SHINOZAKIYA,INC. (2926) 14,436,600 0

AFC-HD AMS Life Science Co.,Ltd. (2927) 12,189,720 0

Pharma Foods International Co.,Ltd. (2929) 29,034,200 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Kitanotatsujin Corporation (2930) 11,084,000 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

euglena Co.,Ltd. (2931) 83,032,216 Exercise of Subscription Warrants 22,500 Feb. 2009 Resolution based 1 22,500 Shares

Aug. 2011 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Page 21: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 21 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Katakura Industries Co.,Ltd. (3001) 35,215,000 0

GUNZE LIMITED (3002) 209,935,165 0

Hulic Co.,Ltd. (3003) 662,914,071 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares

SHINYEI KAISHA (3004) 39,600,000 0

KACHIKAIHATSU CO.LTD. (3010) 13,412,541 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

BANNERS CO.,LTD. (3011) 20,236,086 0

Applied Co.,Ltd. (3020) 2,703,200 0

Pacific Net Co.,Ltd. (3021) 5,175,000 0

YAMASHITA MEDICAL INSTRUMENTS CO.,LTD. (3022) 2,553,000 0

Rasa Corporation (3023) 12,400,000 0

CREATE CORPORATION (3024) 3,969,000 0

Alpen Co.,Ltd. (3028) 40,488,000 0

HUB CO.,LTD. (3030) 3,755,100 0

RACCOON CO.,LTD. (3031) 18,317,700 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Qol Co.,Ltd. (3034) 35,845,500 Exercise of CB 0 CB 1 0 thou. JPY 10,000,000 thou. JPY

ktk INC. (3035) 5,725,000 0

ALCONIX CORPORATION (3036) 12,888,000 Exercise of Subscription Warrants 0 Jan. 2008 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

KOBE BUSSAN CO.,LTD. (3038) 34,200,000 0

HEKI Co.,Ltd. (3039) 590,000 0

SOLITON SYSTEMS K.K. (3040) 9,869,444 0

Beauty Kadan Co.,Ltd. (3041) 5,076,000 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

SecuAvail Inc. (3042) 3,245,000 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Kawasaki & Co.,Ltd. (3045) 1,450,500 0

JIN CO.,LTD. (3046) 23,980,000 0

BIC CAMERA INC. (3048) 182,478,765 Exercise of CB 0 CB 21. 6 JPY 0 thou. JPY 5,370,000 thou. JPY

DCM Holdings Co.,Ltd. (3050) 142,468,414 Exercise of CB 12,422 * CB 1 12,000 thou. JPY 19,987,000 thou. JPY

PEPPER FOOD SERVICE CO.,LTD. (3053) 9,866,000 Exercise of Subscription Warrants 6,400 Jun. 2013 Resolution based 1 5,400 Shares

Oct. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 1,000 Shares

HYPER Inc. (3054) 4,282,800 Exercise of Subscription Warrants 2,200 Apr. 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Apr. 2014 Resolution based 2 2,200 Shares

Apr. 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Sanyodo Holdings Inc. (3058) 6,000,000 0

HIRAKI CO.,LTD. (3059) 5,155,600 0

j-Group Holdings Corp. (3063) 8,196,400 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

Apr. 2014 Resolution based 2 0 Shares

MonotaRO Co.,Ltd. (3064) 125,159,600 Exercise of Subscription Warrants 144,200 Jan. 2009 Resolution based 1 80,000 Shares

May 2010 Resolution based 1 0 Shares

May 2010 Resolution based 2 20,800 Shares

May 2010 Resolution based 3 20,800 Shares

May 2010 Resolution based 4 16,000 Shares

May 2010 Resolution based 5 0 Shares

Mar. 2011 Resolution based 1 0 Shares

Jan. 2012 Resolution based 1 5,600 Shares

Page 22: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 22 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Apr. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 1,000 Shares

Life Foods Co.,Ltd. (3065) 18,302,000 0

TOKYO ICHIBAN FOODS CO.,LTD. (3067) 8,766,500 Exercise of Subscription Warrants 0 Dec. 2009 Resolution based 1 0 Shares

Dec. 2009 Resolution based 2 0 Shares

Sep. 2013 Resolution based 1 0 Shares

WDI Corporation (3068) 6,331,920 0

Asrapport Dining Co.,Ltd. (3069) 29,450,939 Exercise of Subscription Warrants 103,000 Jan. 2013 Resolution based 1 103,000 Shares

AMAGASA Co.,Ltd. (3070) 1,920,000 0

Stream Co.,Ltd. (3071) 28,525,000 0

Diamond Dining Co.,Ltd. (3073) 7,779,900 0

Choushimaru Co.,Ltd. (3075) 2,903,600 0

Ai Holdings Corporation (3076) 56,590,410 0

Horiifoodservice Co.,Ltd. (3077) 5,670,000 0

DVx Inc. (3079) 11,280,000 0

JASON CO.,LTD. (3080) 12,812,000 0

KICHIRI & Co.,Ltd. (3082) 10,550,400 0

C'sMEN Co.,Ltd. (3083) 975,000 0

ARCLAND SERVICE HOLDINGS CO.,LTD. (3085) 16,548,000 0

J.FRONT RETAILING Co.,Ltd. (3086) 268,119,164 0

DOUTOR・NICHIRES Holdings Co.,Ltd. (3087) 50,609,761 0

Matsumotokiyoshi Holdings Co.,Ltd. (3088) 54,636,107 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Techno Alpha Co.,Ltd. (3089) 2,316,000 0

BRONCO BILLY Co.,LTD. (3091) 15,070,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

START TODAY CO.,LTD. (3092) 322,352,400 0

Treasure Factory Co.,LTD. (3093) 11,264,000 Exercise of Subscription Warrants 25,200 Apr. 2014 Resolution based 1 25,200 Shares

SUPER VALUE CO.,LTD. (3094) 2,111,100 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares

May 2006 Resolution based 1 0 Shares

OCEAN SYSTEM CORPORATION (3096) 10,833,000 0

The Monogatari Corporation (3097) 6,006,412 Exercise of Subscription Warrants 730 Sep. 2010 Resolution based 1 300 Shares

Sep. 2015 Resolution based 1 340 Shares

Sep. 2016 Resolution based 1 90 Shares

cocokara fine Inc. (3098) 25,472,485 0

Isetan Mitsukoshi Holdings Ltd. (3099) 395,210,454 Exercise of Subscription Warrants 16,700 Jan. 2010 Resolution based 1 0 Shares

Jan. 2010 Resolution based 2 0 Shares

Jan. 2011 Resolution based 1 0 Shares

Jan. 2011 Resolution based 2 0 Shares

Jan. 2012 Resolution based 1 0 Shares

Jan. 2012 Resolution based 2 0 Shares

Jan. 2013 Resolution based 1 16,700 Shares

Jan. 2013 Resolution based 2 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Jan. 2014 Resolution based 2 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jan. 2015 Resolution based 2 0 Shares

TOYOBO CO.,LTD. (3101) 890,487,922 0

UNITIKA LTD. (3103) 577,523,433 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 10,000 Shares

Page 23: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 23 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Fujibo Holdings,Inc. (3104) 11,720,000 0

Nisshinbo Holdings Inc. (3105) 178,798,939 0

KURABO INDUSTRIES LTD. (3106) 242,939,284 0

Daiwabo Holdings Co.,Ltd. (3107) 192,712,926 0

SHIKIBO LTD. (3109) 121,108,290 0

NITTO BOSEKI CO.,LTD. (3110) 199,677,560 0

OMIKENSHI CO.,LTD. (3111) 66,024,594 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,000,000 Shares

Oak Capital Corporation (3113) 53,675,037 0

TOYOTA BOSHOKU CORPORATION (3116) 187,665,738 0

MBK Co.,Ltd. (3121) 27,117,556 0

SAIBO Co.,Ltd. (3123) 14,000,000 Exercise of Subscription Warrants 0 Jun. 2007 Resolution based 1 0 Shares

Jun. 2007 Resolution based 2 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

SHINNAIGAI TEXTILE LTD. (3125) 19,598,000 0

SHINDEN HIGHTEX CORPORATION (3131) 1,841,200 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares

MACNICA FUJI ELECTRONICS HOLDINGS,INC. (3132) 58,792,557 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

kaihan co.,Ltd. (3133) 1,783,200 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

Hamee Corp. (3134) 15,751,200 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

MarketEnterprise Co.,Ltd (3135) 5,076,000 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Fundely Co.,Ltd. (3137) 6,369,300 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Fujisan Magazine Service Co.,Ltd. (3138) 1,636,870 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Lacto Japan Co.,Ltd. (3139) 4,889,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

IDEA INTERNATIONAL CO.,LTD. (3140) 6,138,675 0

WELCIA HOLDINGS CO.,LTD. (3141) 52,408,679 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

O'will Corporation (3143) 3,150,000 0

CREATE SD HOLDINGS CO.,LTD. (3148) 66,819,342 0

gremz,Inc. (3150) 3,881,800 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

Jul. 2007 Resolution based 2 0 Shares

VITAL KSK HOLDINGS,INC. (3151) 61,224,796 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Yashima Denki Co.,Ltd. (3153) 21,782,500 0

MEDIUS HOLDINGS Co.,Ltd. (3154) 6,484,512 0

UKC Holdings Corporation (3156) 15,700,021 0

JUTEC Holdings Corporation (3157) 11,971,350 0

Maruzen CHI Holdings Co.,Ltd. (3159) 92,554,085 0

Page 24: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 24 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

OOMITSU CO.,LTD. (3160) 6,021,600 0

AZEARTH Corporation (3161) 6,085,401 0

Fuhrmeister Electronics Co.,Ltd. (3165) 2,529,100 0

OCHI HOLDINGS CO.,LTD. (3166) 13,610,970 0

TOKAI Holdings Corporation (3167) 139,679,977 Exercise of CB 0 CB 20. 6 JPY 10,000 thou. JPY 9,990,000 thou. JPY

Kurotani Corporation (3168) 7,168,600 0

Misawa & Co.,Ltd. (3169) 7,097,400 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares

Dec. 2010 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

MAXVALU KYUSHU CO.,LTD. (3171) 7,532,995 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Tea Life Co.,Ltd. (3172) 4,250,000 0

OSAKA KOHKI CO.,LTD. (3173) 6,868,840 0

Happiness and D Co.,Ltd. (3174) 2,532,400 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

AP COMPANY CO.,LTD. (3175) 7,427,850 0

Sanyo Trading Co.,Ltd. (3176) 14,503,854 0

ARIGATOU SERVICES COMPANY,LIMITED (3177) 953,600 0

CHIMNEY CO.,LTD. (3178) 19,340,800 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares

Syuppin Co.,Ltd. (3179) 11,970,400 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

BEAUTY GARAGE Inc. (3180) 5,976,000 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

KAITORI OKOKU CO.,LTD. (3181) 1,756,000 0

Oisix Inc. (3182) 6,158,788 Exercise of Subscription Warrants 4,100 Mar. 2004 Resolution based 1 0 Shares

Feb. 2006 Resolution based 1 0 Shares

Apr. 2008 Resolution based 1 0 Shares

May 2009 Resolution based 1 700 Shares

May 2012 Resolution based 1 3,400 Shares

Nov. 2012 Resolution based 1 0 Shares

WIN-Partners Co.,Ltd. (3183) 30,503,310 Jan. 01 Stock Split 15,251,655

International Conglomerate of Distribution for Automobile Holdings Co.,Ltd. (3184) 2,100,000 0

DREAM VISION CO.,LTD. (3185) 5,304,000 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

NEXTAGE Co.,Ltd. (3186) 10,293,300 Exercise of Subscription Warrants 0 Oct. 2005 Resolution based 1 0 Shares

Sep. 2008 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

SANWA COMPANY LTD. (3187) 15,978,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

ANAP INC. (3189) 4,471,000 Exercise of Subscription Warrants 81,000 Aug. 2012 Resolution based 1 81,000 Shares

HOTMAN Co.,Ltd. (3190) 7,275,500 0

JOYFUL HONDA CO.,LTD. (3191) 51,612,880 0

Shirohato Co.,Ltd. (3192) 4,820,200 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Aug. 2013 Resolution based 2 0 Shares

Torikizoku co.,ltd. (3193) 11,583,300 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Page 25: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 25 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Dec. 2013 Resolution based 1 0 Shares

KIRINDO HOLDINGS CO.,LTD. (3194) 11,332,206 0

GENERATION PASS CO.,LTD. (3195) 8,246,840 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

HOTLAND Co.,Ltd. (3196) 18,375,600 Exercise of Subscription Warrants 1,400 Dec. 2012 Resolution based 1 1,400 Shares

SKYLARK CO.,LTD (3197) 194,834,000 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares

Jan. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

SFP Dining Co.,Ltd. (3198) 29,382,000 Exercise of Subscription Warrants 13,000 Aug. 2012 Resolution based 1 13,000 Shares

Watahan & Co.,Ltd. (3199) 9,861,500 0

THE JAPAN WOOL TEXTILE CO.,LTD. (3201) 86,478,858 0

Daitobo Co.,Ltd. (3202) 30,000,000 0

Toabo Corporation (3204) 8,940,448 0

DAIDOH LIMITED (3205) 37,696,897 0

KANEYO Co.,Ltd. (3209) 14,066,208 0

Yossix Co.,Ltd. (3221) 10,277,600 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

United Super Markets Holdings Inc. (3222) 131,681,356 0

SLD Entertainment Inc. (3223) 1,307,280 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

General Oyster,Inc. (3224) 1,563,300 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

SANEI ARCHITECTURE PLANNING CO.,LTD. (3228) 21,217,600 0

Star Mica Co.,Ltd. (3230) 10,000,000 Exercise of Subscription Warrants 0 Dec. 2002 Resolution based 1 0 Shares

Feb. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Nomura Real Estate Holdings,Inc. (3231) 191,828,801 Exercise of Subscription Warrants 6,200 Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 600 Shares

Jul. 2011 Resolution based 2 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 2 1,500 Shares

Jul. 2012 Resolution based 3 2,200 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 2 800 Shares

Jun. 2013 Resolution based 3 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 1,100 Shares

Jun. 2014 Resolution based 3 0 Shares

Mie Kotsu Group Holdings,Inc. (3232) 107,301,583 0

PROPERST CO.,LTD. (3236) 28,295,415 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

INTRANCE CO.,LTD. (3237) 37,131,000 0

CENTRAL GENERAL DEVELOPMENT CO.,LTD. (3238) 7,747,000 0

Page 26: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 26 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

WILL,Co.,Ltd. (3241) 11,308,000 0

URBANET CORPORATION CO.,LTD. (3242) 25,046,400 Exercise of Subscription Warrants 20,000 Aug. 2014 Resolution based 1 20,000 Shares

Samty Co.,Ltd. (3244) 25,518,127 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 1,435,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 2 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Apr. 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

DEAR LIFE CO.,LTD. (3245) 31,027,200 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 2 0 Shares

KOSE R.E. Co.,Ltd. (3246) 4,184,000 0

EARLY AGE CO.,Ltd. (3248) 3,181,000 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

A.D.Works Co.,Ltd. (3250) 224,076,000 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2012 Resolution based 2 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Nippon Commercial Development Co.,Ltd. (3252) 17,565,800 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

PRESSANCE CORPORATION (3254) 61,613,600 0

UNIZO Holdings Company,Limited (3258) 23,770,700 0

GRANDES,Inc. (3261) 1,279,300 0

Ascot Corp. (3264) 23,654,804 Exercise of Subscription Warrants 0 Jun. 2007 Resolution based 1 0 Shares

Fund Creation Group Co.,Ltd. (3266) 37,465,371 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Feb. 2014 Resolution based 2 0 Shares

Phil Company,Inc. (3267) 2,384,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

The Global Ltd. (3271) 13,468,600 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jul. 2010 Resolution based 2 0 Shares

HOUSECOM CORPORATION (3275) 3,895,000 0

Japan Property Management Center Co.,Ltd. (3276) 19,025,600 0

Sansei Landic Co.,Ltd (3277) 8,149,500 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

STrust Co.,Ltd. (3280) 6,167,000 0

Hoosiers Holdings (3284) 31,555,600 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

TRUST Holdings Inc. (3286) 5,204,500 0

Open House Co.,Ltd. (3288) 57,421,200 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Tokyu Fudosan Holdings Corporation (3289) 640,830,974 0

Iida Group Holdings Co.,Ltd. (3291) 294,431,639 Exercise of CB 0 CB 20. 6 JPY 0 thou. JPY 30,000,000 thou. JPY

AZUMA HOUSE Co.,Ltd. (3293) 4,031,700 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

e'grand Co.,Ltd (3294) 6,362,000 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Toubujyuhan Co.,Ltd. (3297) 1,356,200 0

MUGEN ESTATE Co.,Ltd. (3299) 24,355,000 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

Page 27: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 27 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Apr. 2016 Resolution based 1 0 Shares

AMBITION CORPORATION (3300) 3,065,000 0

TEIKOKU SEN-I Co.,Ltd. (3302) 27,121,400 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

THE NIHON SEIMA CO.,LTD. (3306) 3,673,320 0

BOOKOFF CORPORATION (3313) 22,573,200 Exercise of CB 0 CB 1 0 thou. JPY 7,700,000 thou. JPY

NIPPON COKE & ENGINEERING COMPANY,LIMITED (3315) 302,349,449 0

TOKYO NISSAN COMPUTER SYSTEM CO.,LTD (3316) 1,260,000 0

FLYING GARDEN CO.,LTD. (3317) 1,449,168 0

MEGANESUPER CO.,LTD. (3318) 83,137,025 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1 Shares

PS 2 0 Shares 30,318,181 Shares

PS 3 0 Shares 4,162,500 Shares

PS 4 0 Shares 65,335,539 Shares

Exercise of Subscription Warrants 1,500,000 Mar. 2016 Resolution based 1 1,500,000 Shares

Golf Digest Online Inc. (3319) 18,259,000 Exercise of Subscription Warrants 205,600 Mar. 2008 Resolution based 1 0 Shares

May 2013 Resolution based 1 205,600 Shares

CROSS PLUS INC. (3320) 7,718,800 0

MITACHI CO.,LTD. (3321) 7,350,000 0

Alpha Group Inc. (3322) 3,481,200 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

RECOMM CO.,LTD. (3323) 57,679,100 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

Oct. 2012 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

RUNSYSTEM CO.,LTD. (3326) 2,070,900 0

BEENOS Inc. (3328) 12,332,600 Jan. 24 Third-Party Allotment, etc. 66,000

Exercise of Subscription Warrants 0 Oct. 2008 Resolution based 1 0 Shares

Oct. 2008 Resolution based 2 0 Shares

Dec. 2014 Resolution based 1 0 Shares

TOWA FOOD SERVICE CO.,LTD. (3329) 4,093,200 0

ASAHI CO.,LTD. (3333) 26,240,800 0

NIHON CHOUZAI Co.,Ltd. (3341) 16,024,000 0

WonderCorporation (3344) 5,579,184 0

TRUST CO.,LTD. (3347) 28,150,000 0

COSMOS Pharmaceutical Corporation (3349) 20,000,400 0

Red Planet Japan,Inc. (3350) 269,570,337 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Feb. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

BUFFALO CO.LTD (3352) 2,061,600 0

Medical Ikkou Co.,Ltd. (3353) 2,035,000 0

KURIYAMA HOLDINGS CORPORATION (3355) 11,150,100 0

Terilogy Co.,Ltd. (3356) 15,680,000 0

Y.S.FOOD CO.,LTD. (3358) 3,873,000 0

TAISEI CO.,LTD (3359) 3,661,171 Exercise of Subscription Warrants 0 Jan. 2011 Resolution based 1 0 Shares

Page 28: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 28 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jan. 2014 Resolution based 1 0 Shares

SHIP HEALTHCARE HOLDINGS,INC. (3360) 50,834,700 0

Toell Co.,Ltd. (3361) 20,415,040 0

ICHIROKUDO CO.,LTD. (3366) 9,550,000 0

FUJITA CORPORATION Co.,Ltd. (3370) 1,446,400 0

SOFTCREATE HOLDINGS CORP. (3371) 13,775,139 0

KANMONKAI Co.,Ltd. (3372) 12,058,900 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Naigai Tec Corporation (3374) 2,536,000 0

ZOA CORPORATION (3375) 2,296,500 0

ONLY corporation (3376) 5,972,000 0

BIKE O & COMPANY Ltd. (3377) 15,315,600 0

Seven & I Holdings Co.,Ltd. (3382) 886,441,983 0

YAKUODO.Co.,Ltd. (3385) 19,741,200 0

COSMO BIO COMPANY,LIMITED (3386) 6,048,000 0

create restaurants holdings inc. (3387) 94,722,642 0

MEIJI ELECTRIC INDUSTRIES CO.,LTD. (3388) 12,067,120 0

INEST,Inc. (3390) 48,591,907 0

TSURUHA HOLDINGS INC. (3391) 48,904,868 Exercise of Subscription Warrants 7,100 Sep. 2008 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 7,100 Shares

Sep. 2014 Resolution based 2 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

DELICA FOODS CO.,LTD. (3392) 7,436,000 0

Startia,Inc. (3393) 10,240,400 0

Saint Marc Holdings Co.,Ltd. (3395) 22,777,370 0

FELISSIMO CORPORATION (3396) 10,043,500 0

TORIDOLL Holdings Corporation (3397) 43,373,700 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Maruchiyo Yamaokaya Corporation (3399) 2,469,000 0

TEIJIN LIMITED (3401) 196,951,733 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 20,000,000 thou. JPY

CB 21. 12 JPY 0 thou. JPY 20,000,000 thou. JPY

TORAY INDUSTRIES,INC. (3402) 1,631,481,403 Exercise of CB 0 CB 19. 8 JPY 0 thou. JPY 50,000,000 thou. JPY

CB 21. 8 JPY 0 thou. JPY 50,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

KURARAY CO.,LTD. (3405) 354,863,603 0

ASAHI KASEI CORPORATION (3407) 1,402,616,332 0

Page 29: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 29 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

SAKAI OVEX CO.,LTD. (3408) 6,836,258 0

KITANIHON SPINNING CO.,LTD (3409) 12,911,000 0

TOKYO BASE Co.,Ltd. (3415) 13,458,600 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

PIXTA Inc. (3416) 2,230,740 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

OHKI HEALTHCARE HOLDINGS CO.,LTD. (3417) 14,072,100 0

BALNIBARBI Co.,Ltd. (3418) 4,180,200 Exercise of Subscription Warrants 200 Jul. 2014 Resolution based 1 200 Shares

KFC,Ltd. (3420) 7,378,050 0

INABA SEISAKUSHO Co.,Ltd. (3421) 17,922,429 0

S E Corporation (3423) 15,628,300 0

MIYAKO,Inc. (3424) 4,587,836 0

ATOM LIVIN TECH Co.,Ltd. (3426) 4,105,000 0

MIYAJI ENGINEERING GROUP,INC. (3431) 69,194,543 0

TOCALO Co.,Ltd. (3433) 15,800,000 0

ALPHA Corporation (3434) 10,200,000 0

SANKO TECHNO CO.,LTD. (3435) 8,745,408 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

SUMCO CORPORATION (3436) 293,285,539 0

TOKUDEN CO.,LTD. (3437) 801,000 0

Mitsuchi Corporation (3439) 2,652,020 0

SANNO Co.,Ltd. (3441) 5,000,000 0

KAWADA TECHNOLOGIES,INC. (3443) 5,797,570 Exercise of Subscription Warrants 16,500 Aug. 2015 Resolution based 1 16,500 Shares

KIKUCHI SEISAKUSHO CO.,LTD. (3444) 12,337,700 0

RS Technologies Co.,Ltd. (3445) 5,505,000 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

B-Lot Company Limited (3452) 4,001,100 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

First Brothers Co.,Ltd. (3454) 7,222,500 0

TSON CO.,LTD. (3456) 468,500 0

HOUSE DO Co.,Ltd. (3457) 8,477,000 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

CRE,Inc. (3458) 11,988,400 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Palma Co.,Ltd. (3461) 1,349,200 Exercise of Subscription Warrants 800 Jun. 2014 Resolution based 1 800 Shares

PROPERTY AGENT Inc. (3464) 1,664,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

KI-STAR REAL ESTATE CO.,LTD (3465) 7,116,250 0

Agratio urban design Inc. (3467) 2,805,300 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares

Jan. 2013 Resolution based 1 0 Shares

Page 30: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 30 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jan. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Dualtap Co.,Ltd. (3469) 1,117,800 Exercise of Subscription Warrants 100 Jun. 2014 Resolution based 1 100 Shares

G-FACTORY CO.,LTD. (3474) 6,514,000 Jan. 01 Stock Split 5,211,200

Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

Good Com Asset Co.,Ltd. (3475) 1,507,800 Jan. 11 Third-Party Allotment, etc. 82,800

Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Jan. 2013 Resolution based 2 0 Shares

FORLIFE Co.,Ltd. (3477) 1,000,000 Jan. 25 Third-Party Allotment, etc. 35,000

Suminoe Textile Co.,Ltd. (3501) 76,821,626 0

Nippon Felt Company Limited (3512) 19,842,089 0

ICHIKAWA CO.,LTD. (3513) 24,835,758 0

FUJI CORPORATION (3515) 5,000,000 0

ECONACH HOLDINGS CO.,LTD. (3521) 85,457,466 0

NITTO SEIMO CO.,LTD. (3524) 2,605,000 0

ASHIMORI INDUSTRY CO.,LTD. (3526) 60,569,390 0

Prospect Co.,Ltd. (3528) 172,556,807 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

ATSUGI CO.,LTD. (3529) 173,195,689 0

AXAS HOLDINGS CO.,LTD. (3536) 32,258,453 0

SHOEI YAKUHIN CO.,LTD. (3537) 1,193,035 0

WILLPLUS Holdings Corporation (3538) 2,382,720 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares

JAPAN MEAT CO.,LTD. (3539) 26,679,500 0

C.I.MEDICAL CO.,LTD. (3540) 2,000,000 0

Nousouken Corporation (3541) 2,095,500 0

Vega corporation Co.,Ltd. (3542) 5,162,900 Exercise of Subscription Warrants 1,100 May 2013 Resolution based 1 400 Shares

Mar. 2014 Resolution based 1 700 Shares

KOMEDA Holdings Co.,Ltd. (3543) 44,161,200 Exercise of Subscription Warrants 116,700 Nov. 2014 Resolution based 1 45,000 Shares

Nov. 2014 Resolution based 2 71,700 Shares

Nov. 2014 Resolution based 3 0 Shares

Nov. 2014 Resolution based 4 0 Shares

May 2015 Resolution based 1 0 Shares

May 2015 Resolution based 2 0 Shares

SATUDORA HOLDINGS CO.,LTD. (3544) 4,742,000 0

Defactostandard,Ltd. (3545) 4,570,000 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

DAIYU LIC HOLDINGS CO.,LTD. (3546) 15,174,203 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Apr. 2016 Resolution based 2 0 Shares

Apr. 2016 Resolution based 3 0 Shares

KUSHIKATSU TANAKA CO. (3547) 1,504,300 0

BAROQUE JAPAN LIMITED (3548) 35,503,000 Exercise of Subscription Warrants 0 Nov. 2008 Resolution based 1 0 Shares

Mar. 2008 Resolution based 1 0 Shares

KUSURI NO AOKI HOLDINGS CO.,LTD. (3549) 31,448,560 Exercise of Subscription Warrants 2,000 Jun. 2016 Resolution based 1 2,000 Shares

Jun. 2016 Resolution based 2 0 Shares

STUDIO ATAO Co.,Ltd. (3550) 2,084,000 0

Page 31: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 31 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

DYNIC CORPORATION (3551) 42,523,735 0

KYOWA LEATHER CLOTH CO.,LTD. (3553) 24,500,000 0

RenetJapanGroup,Inc. (3556) 1,801,300 Jan. 24 Third-Party Allotment, etc. 37,500

Exercise of Subscription Warrants 28,900 Jan. 2009 Resolution based 1 7,000 Shares

May 2010 Resolution based 1 21,000 Shares

Dec. 2014 Resolution based 1 900 Shares

Sep. 2016 Resolution based 1 0 Shares

SEIREN CO.,LTD. (3569) 64,633,646 0

SOTOH CO.,LTD. (3571) 13,933,757 0

Tokai Senko K.K. (3577) 36,142,529 0

SOKO SEIREN CO.,LTD. (3578) 7,140,078 0

KOMATSU SEIREN CO.,LTD. (3580) 43,140,999 0

AuBEX CORPORATION (3583) 15,463,116 0

WACOAL HOLDINGS CORP. (3591) 143,378,085 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares

Jul. 2008 Resolution based 2 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2009 Resolution based 2 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jul. 2010 Resolution based 2 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 2 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 2 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 2 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

HOGY MEDICAL CO.,LTD. (3593) 16,341,155 0

JICHODO Co.,Ltd. (3597) 16,153,506 0

YAMAKI CO.,LTD. (3598) 14,950,074 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

FUJIX Ltd. (3600) 7,340,465 0

KAWAMOTO CORPORATION (3604) 6,000,000 0

RENOWN INCORPORATED (3606) 101,307,449 0

KURAUDIA CO.,LTD. (3607) 9,689,200 0

TSI HOLDINGS CO.,LTD. (3608) 115,783,293 0

HAKATA TAKUMI KOUGEI Inc. (3610) 517,700 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Netyear Group Corporation (3622) 6,941,700 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Billing System Corporation (3623) 1,641,100 0

AXEL MARK INC. (3624) 4,370,900 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Page 32: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 32 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Techfirm Holdings Inc. (3625) 7,702,000 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

TIS Inc. (3626) 87,789,098 0

Neos Corporation (3627) 8,558,900 Exercise of Subscription Warrants 0 Feb. 2007 Resolution based 1 0 Shares

Aug. 2007 Resolution based 1 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2012 Resolution based 2 0 Shares

Aug. 2012 Resolution based 1 0 Shares

DATA HORIZON CO.,LTD. (3628) 3,565,060 0

Densan System Co.,Ltd. (3630) 10,040,000 0

GREE,Inc. (3632) 241,889,800 Exercise of Subscription Warrants 39,800 Jun. 2008 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 13,600 Shares

Sep. 2015 Resolution based 1 26,200 Shares

Sep. 2016 Resolution based 1 0 Shares

GMO Pepabo,Inc. (3633) 2,717,300 0

Sockets Inc. (3634) 2,459,000 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Mar. 2008 Resolution based 1 0 Shares

Nov. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

KOEI TECMO HOLDINGS CO.,LTD. (3635) 107,723,374 0

Mitsubishi Research Institute,Inc. (3636) 16,424,080 0

Voltage Incorporation (3639) 5,197,573 Exercise of Subscription Warrants 900 Jun. 2008 Resolution based 1 600 Shares

Sep. 2009 Resolution based 1 300 Shares

DENSAN CO.,LTD. (3640) 5,837,200 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

PAPYLESS CO.,LTD. (3641) 5,163,440 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Medical Net,Inc. (3645) 5,386,500 Exercise of Subscription Warrants 0 May 2007 Resolution based 1 0 Shares

Ekitan & Co.,Ltd. (3646) 6,888,800 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

G Three Holdings CORPORATION (3647) 76,408,601 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

AGS Corporation (3648) 8,883,966 0

FINDEX Inc. (3649) 26,137,200 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares

Jul. 2008 Resolution based 2 0 Shares

Triumph Corporation Ltd. (3651) 1,071,500 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares

Digital Media Professionals Inc. (3652) 2,719,800 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

May 2009 Resolution based 1 0 Shares

Mar. 2010 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Morpho,Inc. (3653) 5,271,200 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares

Feb. 2011 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

HITO-Communications,Inc. (3654) 17,900,000 0

BrainPad Inc. (3655) 6,736,732 Exercise of Subscription Warrants 0 Jun. 2007 Resolution based 1 0 Shares

Page 33: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 33 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Mar. 2013 Resolution based 1 0 Shares

KLab Inc. (3656) 37,945,500 Exercise of Subscription Warrants 0 Mar. 2009 Resolution based 1 0 Shares

Aug. 2010 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Poletowin Pitcrew Holdings,Inc. (3657) 19,053,600 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares

eBOOK Initiative Japan CO.,LTD. (3658) 5,522,600 Exercise of Subscription Warrants 0 Dec. 2009 Resolution based 1 0 Shares

Apr. 2010 Resolution based 1 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2012 Resolution based 2 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

NEXON Co.,Ltd. (3659) 434,909,414 Exercise of Subscription Warrants 38,000 Aug. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 38,000 Shares

Mar. 2014 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

istyle Inc. (3660) 60,773,600 Exercise of Subscription Warrants 1,200 Oct. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 1,200 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 2 0 Shares

m-up,Inc. (3661) 7,452,400 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Ateam Inc. (3662) 19,453,600 Exercise of Subscription Warrants 1,200 Jul. 2008 Resolution based 1 0 Shares

Oct. 2011 Resolution based 1 1,200 Shares

Jul. 2013 Resolution based 1 0 Shares

ArtSpark Holdings Inc. (3663) 6,779,120 Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

mobcast inc. (3664) 16,095,008 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Enigmo Inc. (3665) 21,321,000 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

TECNOS JAPAN INCORPORATED (3666) 20,400,000 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

enish,inc. (3667) 7,800,800 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

COLOPL,Inc. (3668) 127,274,000 Exercise of Subscription Warrants 538,500 Apr. 2010 Resolution based 1 84,000 Shares

Aug. 2010 Resolution based 1 0 Shares

Page 34: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 34 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Dec. 2010 Resolution based 1 78,000 Shares

Dec. 2010 Resolution based 2 0 Shares

May 2012 Resolution based 1 376,500 Shares

Dec. 2013 Resolution based 1 0 Shares

Mobile Create Co.,Ltd. (3669) 23,157,600 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 2 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Kyoritsu Computer & Communication Co.,Ltd. (3670) 1,204,300 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

SOFTMAX CO.,LTD (3671) 1,986,500 0

AltPlusInc. (3672) 10,131,040 Jan. 23 Third-Party Allotment, etc. 47,400

Exercise of CB 0 CB 1 0 thou. JPY 437,000 thou. JPY

Exercise of Subscription Warrants 0 Jan. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Broadleaf Co.,Ltd. (3673) 48,948,400 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Aucfan Co.,Ltd. (3674) 9,895,000 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Cross Marketing Group Inc. (3675) 19,531,164 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Hearts United Group Co.,Ltd. (3676) 23,890,800 Exercise of CB 0 CB 1 0 thou. JPY 1,017,200 thou. JPY

Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

SYSTEM INFORMATION CO.,LTD. (3677) 5,898,200 Exercise of Subscription Warrants 5,400 Sep. 2007 Resolution based 1 5,400 Shares

Aug. 2009 Resolution based 1 0 Shares

MEDIA DO Co.,Ltd. (3678) 9,980,800 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

ZIGExN Co.,Ltd. (3679) 53,451,200 Exercise of Subscription Warrants 315,000 Sep. 2012 Resolution based 1 315,000 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

Hotto Link Inc. (3680) 12,420,600 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

V-cube,Inc. (3681) 19,381,200 Exercise of Subscription Warrants 10,400 Dec. 2011 Resolution based 1 10,400 Shares

Sep. 2014 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Encourage Technologies Co.,Ltd. (3682) 3,462,100 0

CYBERLINKS CO.,LTD. (3683) 4,842,755 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Minnano Wedding Co.,Ltd. (3685) 7,872,300 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

DLE Inc. (3686) 20,171,600 Exercise of Subscription Warrants 4,200 Feb. 2007 Resolution based 1 0 Shares

Page 35: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 35 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Feb. 2007 Resolution based 2 0 Shares

Apr. 2007 Resolution based 1 0 Shares

May 2007 Resolution based 1 0 Shares

Jan. 2008 Resolution based 1 0 Shares

Jan. 2008 Resolution based 2 0 Shares

Jan. 2008 Resolution based 3 0 Shares

Oct. 2008 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 4,200 Shares

Fixstars Corporation (3687) 6,712,000 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

VOYAGE GROUP,INC. (3688) 12,047,900 Exercise of Subscription Warrants 43,800 Sep. 2009 Resolution based 1 12,000 Shares

Sep. 2013 Resolution based 1 31,800 Shares

IGNIS LTD. (3689) 6,587,100 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Nov. 2015 Resolution based 2 0 Shares

May 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

LOCKON CO.,LTD. (3690) 6,311,694 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 2 0 Shares

REALWORLD,inc. (3691) 2,736,900 Exercise of Subscription Warrants 600 Aug. 2013 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 600 Shares

FFRI,Inc. (3692) 8,120,400 Exercise of Subscription Warrants 6,000 Jun. 2013 Resolution based 1 4,800 Shares

Jul. 2011 Resolution based 1 1,200 Shares

E-COMETRUE Inc. (3693) 722,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

OPTiM CORPORATION (3694) 6,663,500 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares

Mar. 2008 Resolution based 2 0 Shares

Aug. 2014 Resolution based 1 0 Shares

GMO Research,Inc. (3695) 1,677,000 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

CERES INC. (3696) 10,758,600 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

SHIFT Inc. (3697) 14,485,000 Exercise of Subscription Warrants 4,000 Jul. 2014 Resolution based 1 1,500 Shares

Mar. 2013 Resolution based 1 2,500 Shares

Jan. 2011 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

CRI Middleware Co.,Ltd. (3698) 4,917,218 Exercise of CB 0 CB 1 0 thou. JPY 310,000 thou. JPY

Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Nov. 2015 Resolution based 2 0 Shares

Tokushu Tokai Paper Co.,Ltd. (3708) 16,329,751 0

Jorudan Co.,Ltd. (3710) 5,255,000 0

SOTSU CO.,LTD. (3711) 15,000,000 0

Information Planning CO.,LTD. (3712) 4,090,000 0

Page 36: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 36 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

GEXEED CO.,LTD. (3719) 15,000,732 0

NIHON FALCOM CORPORATION (3723) 10,280,000 0

VeriServe Corporation (3724) 5,216,800 0

4Cs Holdings Co.,Ltd. (3726) 6,973,470 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares

Aug. 2007 Resolution based 2 0 Shares

Aplix IP Holdings Corporation (3727) 14,353,930 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Mar. 2015 Resolution based 2 0 Shares

Mar. 2015 Resolution based 3 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Software Service,Inc. (3733) 5,488,000 0

Intea Holdings,Inc. (3734) 10,637,200 0

T-Gaia Corporation (3738) 79,074,000 0

Systems Engineering Consultants Co.,LTD. (3741) 5,120,000 0

ITbook Co.,LTD. (3742) 15,976,600 0

SIOS Technology,Inc. (3744) 8,874,400 0

INTERTRADE Co.,Ltd. (3747) 7,444,800 0

SEVEN SEAS HOLDINGS CO.,LTD. (3750) 1,436,639 0

Japan Asia Group Limited (3751) 27,652,880 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

FLIGHT HOLDINGS Inc. (3753) 9,456,500 0

Excite Japan Co.,Ltd. (3754) 6,310,600 0

MAMEZOU HOLDINGS CO.,LTD. (3756) 19,359,600 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares

Jun. 2009 Resolution based 2 0 Shares

Aeria Inc. (3758) 7,529,648 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

May 2014 Resolution based 2 0 Shares

May 2014 Resolution based 3 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

CAVE Interactive CO.,LTD. (3760) 2,742,600 Exercise of Subscription Warrants 90,000 Mar. 2010 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 90,000 Shares

TECHMATRIX CORPORATION (3762) 12,379,600 0

Pro-Ship Incorporated (3763) 7,515,600 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

GungHo Online Entertainment,Inc. (3765) 952,103,160 0

SYSTEMS DESIGN Co.,Ltd. (3766) 3,940,000 0

Riskmonster.com (3768) 4,028,500 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

GMO Payment Gateway,Inc. (3769) 37,150,500 0

ZAPPALLAS,INC. (3770) 13,651,000 0

SYSTEM RESEARCH CO.,LTD. (3771) 4,180,000 0

Wealth Management,Inc. (3772) 4,136,100 0

Advanced Media,Inc. (3773) 15,929,405 Exercise of CB 0 CB 1 0 thou. JPY 770,000 thou. JPY

Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Internet Initiative Japan Inc. (3774) 46,711,400 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Page 37: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 37 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

BroadBand Tower,Inc. (3776) 51,979,500 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

GEONEXT Corporation (3777) 97,890,380 Exercise of Subscription Warrants 9,390,000 Sep. 2016 Resolution based 1 9,390,000 Shares

SAKURA Internet Inc. (3778) 34,710,400 0

J ESCOM HOLDINGS,INC. (3779) 9,649,390 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

DDS,Inc. (3782) 37,451,300 Exercise of Subscription Warrants 196,000 Apr. 2011 Resolution based 1 196,000 Shares

VINX CORP. (3784) 8,859,000 0

Techno Mathematical Co.,Ltd. (3787) 2,593,100 0

GMO CLOUD K.K. (3788) 11,693,000 0

IG Port,Inc. (3791) 5,055,400 0

Drecom Co.,Ltd. (3793) 13,901,000 0

ND Software co.,Ltd. (3794) 17,699,768 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

e-Seikatsu Co.,Ltd. (3796) 7,280,700 0

ULS Group,Inc. (3798) 6,160,800 0

Keyware Solutions Inc. (3799) 9,110,000 0

UNIRITA Inc. (3800) 8,500,000 0

Image Information Inc. (3803) 1,780,000 0

System D Inc. (3804) 3,249,000 0

FISCO Ltd. (3807) 37,696,000 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

CyberStep,Inc. (3810) 4,764,801 Exercise of Subscription Warrants 0 Sep. 2007 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Alphax Food System Co.,LTD (3814) 2,513,800 0

Media Kobo,Inc. (3815) 11,300,000 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

DAIWA COMPUTER CO.,LTD. (3816) 2,472,930 0

SRA Holdings,Inc. (3817) 15,240,000 0

Minori Solutions Co.,Ltd. (3822) 8,790,000 0

Acrodea,Inc. (3823) 16,038,193 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 2 0 Shares

Jul. 2015 Resolution based 3 0 Shares

Feb. 2016 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

May 2016 Resolution based 2 0 Shares

Remixpoint,inc. (3825) 39,505,600 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

System Integrator Corp. (3826) 5,539,200 0

T&C MEDICAL SCIENCE,INC. (3832) 14,903,008 Exercise of CB 48,300 CB 1 3,961 thou. JPY 557 thou. JPY

Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

ASAHI Net,Inc. (3834) 32,000,000 0

eBASE Co.,Ltd. (3835) 5,895,600 0

AVANT CORPORATION (3836) 9,388,000 0

Page 38: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 38 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Ad-Sol Nissin Corporation (3837) 9,283,260 Exercise of Subscription Warrants 3,600 Jun. 2013 Resolution based 1 3,600 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

ODK Solutions Company,Ltd. (3839) 8,200,000 0

PATH Corporation (3840) 18,613,200 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Jedat Inc. (3841) 1,950,000 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Nextgen,Inc. (3842) 2,014,600 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

FreeBit Co.,Ltd. (3843) 23,414,000 0

COMTURE CORPORATION (3844) 5,354,100 Exercise of Subscription Warrants 0 Nov. 2010 Resolution based 1 0 Shares

I-FREEK MOBILE INC. (3845) 13,227,700 Exercise of Subscription Warrants 400,800 Apr. 2014 Resolution based 1 800 Shares

Sep. 2016 Resolution based 1 400,000 Shares

PACIFIC SYSTEMS CORPORATION (3847) 1,480,000 0

Data Applications Company,Limited (3848) 3,707,000 0

NTT DATA INTRAMART CORPORATION (3850) 4,955,000 0

Nippon Ichi Software,Inc. (3851) 5,076,100 0

Cyber Com Co.,Ltd. (3852) 8,021,600 0

Infoteria Corporation (3853) 15,403,165 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 2 0 Shares

Aug. 2016 Resolution based 3 0 Shares

I'LL INC (3854) 6,260,714 0

Realcom Inc. (3856) 5,189,511 Jan. 31 Third-Party Allotment, etc. 148,600

Exercise of Subscription Warrants 0 Jun. 2007 Resolution based 1 0 Shares

LAC Co.,Ltd. (3857) 26,683,120 0

Ubiquitous Corporation (3858) 10,414,300 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Oji Holdings Corporation (3861) 1,014,381,817 0

Nippon Paper Industries Co.,Ltd. (3863) 116,254,892 0

Mitsubishi Paper Mills Limited (3864) 34,258,433 0

Hokuetsu Kishu Paper Co.,Ltd. (3865) 209,263,814 0

Chuetsu Pulp & Paper Co.,Ltd. (3877) 133,546,883 0

TOMOEGAWA CO.,LTD. (3878) 51,947,031 0

Daio Paper Corporation (3880) 149,348,785 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 30,000,000 thou. JPY

NIPPON KODOSHI CORPORATION (3891) 10,953,582 0

Okayama Paper Industries Co.,Ltd. (3892) 5,500,000 0

HAVIX CORPORATION (3895) 8,175,280 0

AWA PAPER MFG.CO.,LTD. (3896) 10,172,676 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

CrowdWorks Inc. (3900) 13,387,660 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2015 Resolution based 3 0 Shares

MarkLines Co.,Ltd. (3901) 3,262,200 Exercise of Subscription Warrants 1,600 Sep. 2014 Resolution based 1 1,600 Shares

Medical Data Vision Co.,Ltd. (3902) 10,003,600 0

gumi Inc. (3903) 30,005,500 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 2 0 Shares

Page 39: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 39 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

KAYAC Inc. (3904) 15,052,000 Exercise of Subscription Warrants 3,200 Dec. 2013 Resolution based 1 3,200 Shares

Apr. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Datasection Inc. (3905) 10,591,000 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Feb. 2014 Resolution based 2 0 Shares

Sep. 2015 Resolution based 1 0 Shares

ALBERT Inc. (3906) 2,377,900 Exercise of CB 0 CB 1 0 thou. JPY 2,168,901 thou. JPY

Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Apr. 2010 Resolution based 1 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2012 Resolution based 2 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Silicon Studio Corp. (3907) 2,526,200 Exercise of Subscription Warrants 2,500 Aug. 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 2,500 Shares

Sep. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Collabos Corporation (3908) 1,413,600 Exercise of Subscription Warrants 1,800 Jun. 2011 Resolution based 1 1,800 Shares

Jun. 2011 Resolution based 2 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Showcase-TV Inc. (3909) 6,748,400 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

MKSystem Corporation (3910) 2,698,500 Exercise of Subscription Warrants 7,500 Mar. 2014 Resolution based 1 7,500 Shares

Aiming Inc. (3911) 34,493,500 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Mobile Factory,Inc. (3912) 4,837,400 Exercise of Subscription Warrants 0 Sep. 2007 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

sMedio,Inc. (3913) 2,006,621 Exercise of Subscription Warrants 0 Apr. 2007 Resolution based 1 0 Shares

Apr. 2007 Resolution based 2 0 Shares

Dec. 2007 Resolution based 1 0 Shares

Jan. 2009 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Mar. 2011 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Nov. 2011 Resolution based 1 0 Shares

Page 40: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 40 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Mar. 2014 Resolution based 1 0 Shares

JIG-SAW INC. (3914) 6,529,000 Exercise of Subscription Warrants 2,000 Apr. 2014 Resolution based 1 2,000 Shares

Jun. 2014 Resolution based 1 0 Shares

TerraSky Co.,Ltd (3915) 2,833,960 Exercise of Subscription Warrants 200 May 2014 Resolution based 1 200 Shares

Digital Information Technologies Corporation (3916) 7,750,910 0

iRidge,Inc. (3917) 2,753,000 Exercise of Subscription Warrants 200 Oct. 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 200 Shares

PCI Holdings,INC. (3918) 3,756,200 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares

PiPEDO HD,Inc. (3919) 8,087,664 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Internetworking and Broadband Consulting Co.,Ltd. (3920) 5,465,600 0

NEOJAPAN Inc. (3921) 3,671,400 Exercise of Subscription Warrants 60,000 Jan. 2007 Resolution based 1 23,400 Shares

Jan. 2008 Resolution based 1 36,600 Shares

PR TIMES,Inc. (3922) 3,144,000 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

RAKUS Co.,Ltd. (3923) 22,652,000 0

R&D COMPUTER CO.,LTD. (3924) 5,985,000 0

Double Standard Inc. (3925) 3,200,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Open Door Inc. (3926) 10,420,000 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Ahkun Co.,Ltd. (3927) 4,292,000 0

Mynet Inc. (3928) 7,798,000 Jan. 01 Stock Split 3,564,000

Exercise of Subscription Warrants 670,000 Sep. 2008 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 670,000 Shares

SOCIALWIRE CO.,LTD. (3929) 2,715,600 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jan. 2015 Resolution based 2 0 Shares

Jan. 2015 Resolution based 3 0 Shares

Hatena Co.,Ltd. (3930) 2,834,000 Exercise of Subscription Warrants 1,300 Aug. 2007 Resolution based 1 0 Shares

Aug. 2007 Resolution based 2 0 Shares

Nov. 2007 Resolution based 1 0 Shares

May 2008 Resolution based 1 0 Shares

Mar. 2009 Resolution based 1 0 Shares

Jan. 2010 Resolution based 1 0 Shares

Mar. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 1,100 Shares

Jul. 2013 Resolution based 1 200 Shares

Jul. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Oct. 2010 Resolution based 1 0 Shares

VALUE GOLF Inc. (3931) 1,735,100 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Akatsuki Inc. (3932) 13,570,700 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Mar. 2014 Resolution based 2 0 Shares

Page 41: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 41 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jan. 2015 Resolution based 1 0 Shares

CHIeru Co.,Ltd. (3933) 3,812,100 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 2 0 Shares

BENEFIT JAPAN Co.,LTD. (3934) 1,949,600 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Edia Co.,Ltd. (3935) 1,716,400 Exercise of Subscription Warrants 7,200 Jun. 2012 Resolution based 1 7,200 Shares

Globalway,Inc. (3936) 1,156,030 Exercise of Subscription Warrants 0 Nov. 2006 Resolution based 1 0 Shares

Dec. 2007 Resolution based 1 0 Shares

Dec. 2008 Resolution based 1 0 Shares

Dec. 2009 Resolution based 1 0 Shares

Dec. 2010 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2014 Resolution based 2 0 Shares

AWS Holdings,Inc. (3937) 2,756,160 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 2 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 2 0 Shares

LINE Corporation (3938) 217,988,000 Exercise of Subscription Warrants 212,500 Dec. 2012 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 2 169,500 Shares

Dec. 2013 Resolution based 3 0 Shares

Feb. 2014 Resolution based 1 21,000 Shares

Feb. 2014 Resolution based 2 3,000 Shares

Feb. 2014 Resolution based 3 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 2 11,500 Shares

Sep. 2014 Resolution based 1 5,000 Shares

Sep. 2014 Resolution based 2 2,500 Shares

Kanamic Network Co.,LTD (3939) 2,674,000 0

Nomura System Corporation Co,Ltd. (3940) 1,853,200 Exercise of Subscription Warrants 400 Dec. 2014 Resolution based 1 400 Shares

Dec. 2014 Resolution based 2 0 Shares

Rengo Co.,Ltd. (3941) 271,056,029 0

Furubayashi Shiko Co.,Ltd. (3944) 17,768,203 0

Superbag Company,Limited (3945) 16,861,544 0

TOMOKU CO.,LTD. (3946) 96,707,842 0

Dynapac Co.,Ltd. (3947) 51,612,959 0

HIKARI BUSINESS FORM CO.,LTD. (3948) 5,815,294 0

THE PACK CORPORATION (3950) 19,900,000 0

ASAHI PRINTING CO.,LTD. (3951) 11,097,466 Exercise of CB 20,245 * CB 2 51,000 thou. JPY 3,445,000 thou. JPY

OHMURA SHIGYO CO.,LTD. (3953) 4,884,000 0

SHOWA PAXXS CORPORATION (3954) 4,450,000 0

IMURA ENVELOPE CO.,INC. (3955) 10,729,370 0

Kokusai Chart Corporation (3956) 6,000,000 0

VALUEDESIGN INC. (3960) 1,452,500 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Apr. 2011 Resolution based 1 0 Shares

Page 42: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 42 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Nov. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Silver Egg Technology CO.,Ltd. (3961) 2,810,900 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

CHANGE Inc. (3962) 3,204,100 Exercise of Subscription Warrants 3,600 Sep. 2014 Resolution based 1 3,600 Shares

Synchro Food Co.,Ltd. (3963) 2,905,000 0

Capital Asset Planning,Inc. (3965) 1,291,924 Exercise of Subscription Warrants 27,200 Mar. 2008 Resolution based 1 27,200 Shares

Uzabase,Inc. (3966) 7,202,883 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Jan. 2016 Resolution based 2 0 Shares

Eltes Co.,Ltd. (3967) 2,384,000 Jan. 05 Third-Party Allotment, etc. 32,400

Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Segue Group Co.,Ltd. (3968) 1,381,700 Exercise of Subscription Warrants 3,000 Mar. 2014 Resolution based 1 2,000 Shares

Nov. 2014 Resolution based 1 1,000 Shares

ATLED CORP. (3969) 2,200,000 0

Innovation Inc. (3970) 882,300 Jan. 25 Third-Party Allotment, etc. 29,700

Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

TBCSCAT Inc. (3974) 1,820,000 0

AOI TYO Holdings Inc. (3975) 24,566,447 Jan. 04 Initial Listing 24,566,447

SHANON Inc. (3976) 1,356,350 Jan. 27 Initial Listing 1,356,350

Exercise of Subscription Warrants 0 Jul. 2006 Resolution based 1 0 Shares

Jul. 2006 Resolution based 2 0 Shares

Jul. 2007 Resolution based 1 0 Shares

Feb. 2008 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Apr. 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2012 Resolution based 2 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Showa Denko K.K. (4004) 149,711,292 0

SUMITOMO CHEMICAL COMPANY,LIMITED (4005) 1,655,446,177 0

Sumitomo Seika Chemicals Company,Limited. (4008) 13,972,970 0

Nissan Chemical Industries,Ltd. (4021) 154,000,000 0

Rasa Industries,Ltd. (4022) 79,442,038 0

KUREHA CORPORATION (4023) 18,168,390 Exercise of CB 0 CB 18. 3 JPY 0 thou. JPY 15,000,000 thou. JPY

TAKI CHEMICAL CO.,LTD. (4025) 23,646,924 0

Konoshima Chemical Co.,Ltd. (4026) 9,240,000 0

TAYCA CORPORATION (4027) 51,428,828 0

Page 43: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 43 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

ISHIHARA SANGYO KAISHA,LTD. (4028) 40,383,943 0

Katakura & Co-op Agri Corporation (4031) 50,808,430 0

NITTO FC CO.,LTD. (4033) 29,201,735 0

Nippon Soda Co.,Ltd. (4041) 155,636,535 0

TOSOH CORPORATION (4042) 650,161,912 0

Tokuyama Corporation (4043) 349,671,876 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 20,000 Shares

Central Glass Co.,Ltd. (4044) 214,879,975 0

TOAGOSEI CO.,LTD. (4045) 131,996,299 0

OSAKA SODA CO.,LTD. (4046) 111,771,671 Exercise of CB 0 * CB 5 0 thou. JPY 10,000,000 thou. JPY

KANTO DENKA KOGYO CO.,LTD. (4047) 57,546,050 0

Denka Company Limited (4061) 465,954,121 0

IBIDEN CO.,LTD. (4062) 140,860,557 0

Shin-Etsu Chemical Co.,Ltd. (4063) 432,106,693 0

Nippon Carbide Industries Company,Incorporated (4064) 81,940,298 0

Sakai Chemical Industry Co.,Ltd. (4078) 104,939,559 0

TANAKA CHEMICAL CORPORATION (4080) 25,350,800 0

DAIICHI KIGENSO KAGAKU-KOGYO CO.,LTD (4082) 4,880,000 0

AIR WATER INC. (4088) 198,705,057 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Aug. 2009 Resolution based 1 0 Shares

Aug. 2010 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

TAIYO NIPPON SANSO CORPORATION (4091) 433,092,837 0

Nippon Chemical Industrial Co.,Ltd. (4092) 89,227,755 0

Toho Acetylene Co.,Ltd. (4093) 7,004,000 0

NIHON KAGAKU SANGYO CO.,LTD. (4094) 20,680,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

NIHON PARKERIZING CO.,LTD. (4095) 132,604,524 0

KOATSU GAS KOGYO CO.,LTD. (4097) 55,577,526 0

Titan Kogyo Kabushiki Kaisha (4098) 30,276,266 0

SHIKOKU CHEMICALS CORPORATION (4099) 58,948,063 0

TODA KOGYO CORP. (4100) 60,991,922 0

Maruo Calcium Co.,Ltd. (4102) 2,342,000 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

ISE CHEMICALS CORPORATION (4107) 25,675,675 0

STELLA CHEMIFA CORPORATION (4109) 12,376,104 Exercise of CB 76,104 CB 1 250,000 thou. JPY 1,750,000 thou. JPY

CB 2 0 thou. JPY 1,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Hodogaya Chemical Co.,Ltd. (4112) 8,413,726 0

Page 44: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 44 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TAOKA CHEMICAL COMPANY,LIMITED (4113) 14,440,000 0

NIPPON SHOKUBAI CO.,LTD. (4114) 40,800,000 0

Honshu Chemical Industry Co.,Ltd. (4115) 11,500,000 0

Dainichiseika Color & Chemicals Mfg.Co.,Ltd. (4116) 93,065,554 0

Kawasaki Kasei Chemicals Ltd. (4117) 41,207,730 0

KANEKA CORPORATION (4118) 350,000,000 0

Nippon Pigment Company,Limited (4119) 15,758,994 0

SUGAI CHEMICAL INDUSTRY CO.,LTD. (4120) 13,730,000 0

Kyowa Hakko Kirin Co.,Ltd. (4151) 576,483,555 0

Mitsubishi Gas Chemical Company,Inc. (4182) 241,739,199 0

Mitsui Chemicals,Inc. (4183) 1,022,020,076 0

JSR CORPORATION (4185) 226,074,545 0

TOKYO OHKA KOGYO CO.,LTD. (4186) 45,100,000 0

OSAKA ORGANIC CHEMICAL INDUSTRY LTD. (4187) 22,410,038 0

Mitsubishi Chemical Holdings Corporation (4188) 1,506,288,107 0

KH Neochem Co.,Ltd. (4189) 36,749,400 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Daicel Corporation (4202) 349,942,682 0

Sumitomo Bakelite Company,Limited (4203) 247,952,394 0

Sekisui Chemical Co.,Ltd. (4204) 510,507,285 0

ZEON CORPORATION (4205) 237,075,556 0

Aica Kogyo Company,Limited (4206) 67,590,664 0

Ube Industries,Ltd. (4208) 1,062,001,076 0

Sekisui Jushi Corporation (4212) 47,313,598 0

Takiron Co.,Ltd. (4215) 78,698,816 0

ASAHI YUKIZAI CORPORATION (4216) 99,002,000 0

Hitachi Chemical Company,Ltd. (4217) 208,364,913 0

NICHIBAN CO.,LTD. (4218) 41,476,012 0

RIKEN TECHNOS CORPORATION (4220) 66,113,819 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 4,000,000 thou. JPY

Okura Industrial Co.,Ltd. (4221) 62,074,351 0

KODAMA CHEMICAL INDUSTRY CO.,LTD. (4222) 31,224,411 Exercise of Subscription Warrants 585,000 Nov. 2016 Resolution based 1 585,000 Shares

LONSEAL CORPORATION (4224) 4,625,309 0

Sekisui Plastics Co.,Ltd. (4228) 47,988,109 0

Gun Ei Chemical Industry Co.,Ltd. (4229) 8,998,308 0

TIGERS POLYMER CORPORATION (4231) 20,111,598 0

Sun A.Kaken Company,Limited (4234) 11,320,000 0

Daiichi Kasei Co.,Ltd. (4235) 6,800,000 0

Fujipream Corporation (4237) 29,786,400 0

Miraial Co.,Ltd. (4238) 10,120,000 0

POLATECHNO CO.,LTD. (4239) 41,450,000 0

CLUSTER TECHNOLOGY CO.,LTD. (4240) 5,692,800 0

atect corporation (4241) 4,309,800 Exercise of Subscription Warrants 42,200 Aug. 2013 Resolution based 1 39,200 Shares

Aug. 2013 Resolution based 2 0 Shares

Aug. 2014 Resolution based 1 3,000 Shares

Aug. 2014 Resolution based 2 0 Shares

TAKAGI SEIKO CORPORATION (4242) 13,795,860 Exercise of Subscription Warrants 114,000 Dec. 2008 Resolution based 1 114,000 Shares

NIX,INC. (4243) 2,323,000 0

Daiki Axis Co.,Ltd. (4245) 6,204,400 0

Page 45: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 45 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

DaikyoNishikawa Corporation (4246) 73,896,400 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Takemoto Yohki Co.,Ltd. (4248) 5,682,200 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

NIPPON KAYAKU CO.,LTD. (4272) 182,503,570 0

HOSOYA PYRO-ENGINEERING CO.,LTD. (4274) 4,032,000 0

Carlit Holdings Co.,Ltd. (4275) 24,050,000 0

EPS Holdings,Inc. (4282) 46,311,389 0

SOLXYZ Co.,Ltd. (4284) 13,410,297 0

LEGS COMPANY,LTD. (4286) 10,840,000 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares

JUST PLANNING INC. (4287) 6,157,800 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Asgent,Inc. (4288) 3,959,500 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Prestige International Inc. (4290) 63,387,400 Exercise of Subscription Warrants 4,000 Sep. 2011 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 4,000 Shares

Jun. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

JIEC Co.,Ltd. (4291) 6,859,100 0

SEPTENI HOLDINGS CO.,LTD. (4293) 138,693,000 Exercise of Subscription Warrants 23,500 Dec. 2003 Resolution based 1 0 Shares

Dec. 2004 Resolution based 1 0 Shares

Dec. 2005 Resolution based 1 0 Shares

Jan. 2007 Resolution based 1 0 Shares

Jan. 2008 Resolution based 1 0 Shares

Jan. 2009 Resolution based 1 0 Shares

Feb. 2015 Resolution based 1 23,500 Shares

Faith, Inc. (4295) 11,960,000 0

PROTO CORPORATION (4298) 20,940,000 0

HIMACS,Ltd. (4299) 6,206,496 0

AMUSE INC. (4301) 18,623,520 0

Estore Corporation (4304) 10,327,200 0

Nomura Research Institute,Ltd. (4307) 264,000,000 Jan. 01 Stock Split 24,000,000

Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

J-Stream Inc. (4308) 14,028,700 0

Dream Incubator Inc. (4310) 10,240,300 Exercise of Subscription Warrants 0 Jan. 2010 Resolution based 1 0 Shares

Nov. 2010 Resolution based 1 0 Shares

Nov. 2011 Resolution based 1 0 Shares

Oct. 2012 Resolution based 1 0 Shares

Cybernet Systems Co.,Ltd. (4312) 32,400,000 0

BeMap,Inc. (4316) 3,210,800 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Mar. 2014 Resolution based 2 0 Shares

Apr. 2015 Resolution based 1 0 Shares

Ray Corporation (4317) 14,328,976 0

QUICK CO.,LTD. (4318) 19,098,576 0

Page 46: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 46 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TAC CO.,LTD. (4319) 18,504,000 0

CE Holdings Co.,Ltd. (4320) 3,703,700 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares

Kenedix, Inc. (4321) 250,928,600 Exercise of Subscription Warrants 3,600 Apr. 2013 Resolution based 1 3,600 Shares

Japan System Techniques Co.,Ltd. (4323) 5,612,230 0

DENTSU INC. (4324) 288,410,000 0

INTAGE HOLDINGS Inc. (4326) 20,118,000 0

SHL-JAPAN Ltd. (4327) 3,043,979 Exercise of Subscription Warrants 0 Oct. 2012 Resolution based 1 0 Shares

TAKE AND GIVE. NEEDS Co.,Ltd. (4331) 13,059,330 0

TOHO SYSTEM SCIENCE CO.,LTD. (4333) 13,865,992 0

YUKE'S Co.,Ltd. (4334) 11,096,000 0

IPS CO.,LTD. (4335) 2,466,000 0

CRIE ANABUKI INC. (4336) 2,340,000 0

PIA CORPORATION (4337) 14,547,213 0

SEIRYO ELECTRIC CORPORATION (4341) 3,500,000 0

SECOM JOSHINETSU CO.,LTD. (4342) 13,109,501 0

AEON Fantasy Co.,LTD. (4343) 19,713,825 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

SOURCENEXT CORPORATION (4344) 31,732,000 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

CTS Co.,Ltd. (4345) 11,200,000 0

Nexyz.Group Corporation (4346) 13,413,640 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Broadmedia Corporation (4347) 69,861,611 Exercise of CB 0 CB 1 0 thou. JPY 975,000 thou. JPY

INFOCOM CORPORATION (4348) 28,800,000 0

MEDICAL SYSTEM NETWORK Co.,Ltd. (4350) 29,889,600 0

YAMADA SERVICER SYNTHETIC OFFICE CO.,LTD (4351) 4,268,000 0

LONGLIFE HOLDING Co.,Ltd. (4355) 11,190,400 0

APPLIED TECHNOLOGY CO.,LTD. (4356) 2,858,400 0

KAWAGUCHI CHEMICAL INDUSTRY CO.,LTD. (4361) 12,200,000 0

Nippon Fine Chemical Co.,Ltd. (4362) 25,372,447 0

MANAC INCORPORATED (4364) 8,625,000 0

MATSUMOTO YUSHI-SEIYAKU CO.,LTD. (4365) 4,512,651 0

Daito Chemix Corporation (4366) 11,400,000 0

KOEI CHEMICAL COMPANY,LIMITED (4367) 24,500,000 0

FUSO CHEMICAL CO.,LTD. (4368) 35,511,000 0

Tri Chemical Laboratories Inc. (4369) 7,812,160 0

ADEKA CORPORATION (4401) 103,651,442 0

NOF CORPORATION (4403) 173,682,752 Jan. 11 Retirement of Treasury Stocks -7,000,000

Miyoshi Oil & Fat Co.,Ltd. (4404) 103,068,954 0

New Japan Chemical Co.,Ltd. (4406) 38,008,906 0

TOHO CHEMICAL INDUSTRY COMPANY,LIMITED (4409) 21,350,000 0

HARIMA CHEMICALS GROUP,INC. (4410) 26,080,396 0

Kao Corporation (4452) 504,000,000 0

DKS Co.Ltd. (4461) 53,421,609 0

ISHIHARA CHEMICAL CO.,LTD. (4462) 7,460,440 0

NICCA CHEMICAL CO.,LTD. (4463) 17,710,000 0

Page 47: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 47 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

SOFT99corporation (4464) 22,274,688 0

Niitaka Co., Ltd. (4465) 5,943,052 0

SANYO CHEMICAL INDUSTRIES,LTD. (4471) 23,534,752 0

Takeda Pharmaceutical Company Limited (4502) 790,412,695 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 2 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Astellas Pharma Inc. (4503) 2,153,823,175 0

Sumitomo Dainippon Pharma Co.,Ltd. (4506) 397,900,154 0

Shionogi & Co.,Ltd. (4507) 329,136,165 Jan. 10 Retirement of Treasury Stocks -22,000,000

Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 20,000,000 thou. JPY

Mitsubishi Tanabe Pharma Corporation (4508) 561,417,916 0

WAKAMOTO PHARMACEUTICAL CO.,LTD. (4512) 34,838,325 0

ASKA Pharmaceutical Co.,Ltd. (4514) 30,563,199 0

Nippon Shinyaku Co.,Ltd. (4516) 70,251,484 0

BIOFERMIN PHARMACEUTICAL CO.,LTD. (4517) 12,154,000 0

CHUGAI PHARMACEUTICAL CO.,LTD. (4519) 559,685,889 0

KAKEN PHARMACEUTICAL CO.,LTD. (4521) 48,439,730 0

Eisai Co.,Ltd. (4523) 296,566,949 0

MORISHITA JINTAN CO.,LTD. (4524) 20,750,000 0

RIKEN VITAMIN CO.,LTD. (4526) 20,352,550 0

ROHTO PHARMACEUTICAL CO.,LTD. (4527) 117,936,284 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares

ONO PHARMACEUTICAL CO.,LTD. (4528) 589,237,500 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

HISAMITSU PHARMACEUTICAL CO.,INC. (4530) 95,164,895 0

Yuki Gosei Kogyo Co.,Ltd. (4531) 21,974,000 0

Mochida Pharmaceutical Co.,Ltd. (4534) 20,980,000 0

SANTEN PHARMACEUTICAL CO.,LTD. (4536) 406,105,015 Exercise of Subscription Warrants 100,000 Jun. 2007 Resolution based 1 7,000 Shares

Jun. 2008 Resolution based 1 52,500 Shares

Jun. 2009 Resolution based 1 22,000 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 18,500 Shares

Jun. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Fuso Pharmaceutical Industries,Ltd. (4538) 9,451,169 0

NIPPON CHEMIPHAR CO.,LTD. (4539) 4,261,420 0

TSUMURA & CO. (4540) 70,771,662 0

Nichi-Iko Pharmaceutical Co.,Ltd. (4541) 60,662,652 0

TERUMO CORPORATION (4543) 379,760,520 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 50,000,000 thou. JPY

CB 21. 12 JPY 0 thou. JPY 50,000,000 thou. JPY

Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Miraca Holdings Inc. (4544) 57,273,666 Exercise of Subscription Warrants 6,500 Jun. 2011 Resolution based 1 1,000 Shares

Page 48: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 48 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jul. 2012 Resolution based 1 2,300 Shares

Jun. 2013 Resolution based 1 3,200 Shares

Jul. 2014 Resolution based 1 0 Shares

KISSEI PHARMACEUTICAL CO.,LTD. (4547) 54,311,185 0

SEIKAGAKU CORPORATION (4548) 56,814,093 0

EIKEN CHEMICAL CO.,LTD. (4549) 21,770,719 0

Nissui Pharmaceutical Co.,Ltd. (4550) 22,547,140 0

TORII PHARMACEUTICAL CO.,LTD. (4551) 28,800,000 0

JCR Pharmaceuticals Co.,Ltd. (4552) 32,421,577 0

TOWA PHARMACEUTICAL CO.,LTD. (4553) 17,172,000 Exercise of CB 0 CB 22. 7 JPY 0 thou. JPY 15,000,000 thou. JPY

Fuji Pharma Co.,Ltd. (4554) 15,626,900 0

SAWAI PHARMACEUTICAL CO.,LTD. (4555) 38,167,988 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

KAINOS Laboratories,Inc. (4556) 4,558,860 0

MEDICAL & BIOLOGICAL LABORATORIES CO.,LTD. (4557) 26,059,000 0

CHUKYO IYAKUHIN CO.,LTD. (4558) 11,660,734 0

ZERIA PHARMACEUTICAL CO.,LTD. (4559) 53,119,190 0

AnGes MG,Inc. (4563) 72,631,061 Exercise of Subscription Warrants 2,000,000 Apr. 2008 Resolution based 1 0 Shares

Jan. 2011 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 2,000,000 Shares

OncoTherapy Science,Inc. (4564) 147,027,000 Exercise of Subscription Warrants 0 May 2007 Resolution based 1 0 Shares

Sep. 2007 Resolution based 1 0 Shares

Sep. 2007 Resolution based 2 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Aug. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Sosei Group Corporation (4565) 16,914,684 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

Jul. 2007 Resolution based 2 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2010 Resolution based 2 0 Shares

DAIICHI SANKYO COMPANY,LIMITED (4568) 709,011,343 0

KYORIN Holdings,Inc. (4569) 74,947,628 0

Immuno-Biological Laboratories Co.,Ltd. (4570) 7,332,590 Exercise of CB 0 CB 1 0 thou. JPY 200,000 thou. JPY

CB 2 0 thou. JPY 1,388,520 thou. JPY

Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

NanoCarrier Co.,Ltd. (4571) 43,174,384 Exercise of CB 0 CB 3 0 thou. JPY 2,475,000 thou. JPY

Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Page 49: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 49 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Aug. 2014 Resolution based 2 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 2 0 Shares

Carna Biosciences,Inc. (4572) 9,247,000 Exercise of Subscription Warrants 8,000 Apr. 2007 Resolution based 1 8,000 Shares

Jul. 2007 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

TAIKO PHARMACEUTICAL CO.,LTD. (4574) 13,974,000 Exercise of Subscription Warrants 10,600 Dec. 2010 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 10,600 Shares

Oct. 2013 Resolution based 1 0 Shares

CanBas Co.,Ltd. (4575) 5,025,600 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares

Oct. 2010 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

D.Western Therapeutics Institute, Inc. (4576) 24,758,400 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Daito Pharmaceutical Co.,Ltd. (4577) 12,519,064 0

Otsuka Holdings Co.,Ltd. (4578) 557,835,617 0

RaQualia Pharma Inc. (4579) 18,767,200 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares

Aug. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

TAISHO PHARMACEUTICAL HOLDINGS CO.,LTD. (4581) 90,139,653 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

SymBio Pharmaceuticals Limited (4582) 47,241,724 Exercise of CB 710,900 CB 3 150,000 thou. JPY 300,000 thou. JPY

Exercise of Subscription Warrants 0 Jan. 2007 Resolution based 1 0 Shares

Mar. 2007 Resolution based 1 0 Shares

Aug. 2007 Resolution based 1 0 Shares

Aug. 2007 Resolution based 2 0 Shares

Sep. 2008 Resolution based 1 0 Shares

Sep. 2008 Resolution based 2 0 Shares

Mar. 2009 Resolution based 1 0 Shares

Mar. 2009 Resolution based 2 0 Shares

Mar. 2010 Resolution based 1 0 Shares

Mar. 2010 Resolution based 2 0 Shares

Mar. 2010 Resolution based 3 0 Shares

Oct. 2010 Resolution based 1 0 Shares

Mar. 2011 Resolution based 1 0 Shares

Mar. 2011 Resolution based 2 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2012 Resolution based 2 0 Shares

Sep. 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2013 Resolution based 2 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Apr. 2014 Resolution based 2 0 Shares

Page 50: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 50 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Nov. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Mar. 2015 Resolution based 2 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Mar. 2016 Resolution based 2 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Chiome Bioscience Inc. (4583) 25,885,500 Exercise of Subscription Warrants 430,000 Mar. 2010 Resolution based 1 0 Shares

Nov. 2010 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 40,000 Shares

Aug. 2016 Resolution based 1 390,000 Shares

Gene Techno Science Co.,Ltd. (4584) 9,368,123 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

UMN Pharma Inc. (4585) 12,196,500 Exercise of Subscription Warrants 150,000 Mar. 2010 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Aug. 2010 Resolution based 1 0 Shares

Aug. 2010 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 150,000 Shares

Medrx Co.,Ltd. (4586) 8,514,700 Exercise of CB 0 CB 1 0 thou. JPY 394,875 thou. JPY

Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

PeptiDream Inc. (4587) 57,276,800 Exercise of Subscription Warrants 0 Apr. 2007 Resolution based 1 0 Shares

Apr. 2011 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Oncolys BioPharma Inc. (4588) 9,375,200 Exercise of Subscription Warrants 140,600 Oct. 2010 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 600 Shares

Aug. 2015 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 140,000 Shares

RIBOMIC Inc. (4591) 13,286,600 Exercise of Subscription Warrants 2,000 Jun. 2006 Resolution based 1 0 Shares

Nov. 2008 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 2,000 Shares

SanBio Company Limited (4592) 45,109,032 Exercise of Subscription Warrants 20,000 Dec. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 2 20,000 Shares

Dec. 2013 Resolution based 3 0 Shares

Dec. 2013 Resolution based 4 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

HEALIOS K.K. (4593) 40,918,400 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Page 51: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 51 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Nov. 2015 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

GreenPeptide Co.,Ltd. (4594) 36,368,400 Exercise of Subscription Warrants 1,380,000 Oct. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 2 0 Shares

Jun. 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 1,380,000 Shares

MIZUHO MEDY CO.,LTD. (4595) 2,381,400 0

Kubota Pharmaceutical Holdings Co.,Ltd. (4596) 37,893,403 Exercise of Subscription Warrants 15,698 Nov. 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 2 0 Shares

Nov. 2016 Resolution based 3 0 Shares

Nov. 2016 Resolution based 4 0 Shares

Nov. 2016 Resolution based 5 0 Shares

Nov. 2016 Resolution based 6 0 Shares

Nov. 2016 Resolution based 7 0 Shares

Nov. 2016 Resolution based 8 0 Shares

Nov. 2016 Resolution based 9 0 Shares

Nov. 2016 Resolution based 0 0 Shares

Nov. 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 2 0 Shares

Nov. 2016 Resolution based 3 0 Shares

Nov. 2016 Resolution based 4 0 Shares

Nov. 2016 Resolution based 5 0 Shares

Nov. 2016 Resolution based 6 0 Shares

Nov. 2016 Resolution based 7 0 Shares

Nov. 2016 Resolution based 8 0 Shares

Nov. 2016 Resolution based 9 15,698 Shares

Dai Nippon Toryo Company,Limited (4611) 148,553,393 0

NIPPON PAINT HOLDINGS CO.,LTD. (4612) 325,402,443 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

KANSAI PAINT CO.,LTD. (4613) 272,623,270 Exercise of CB 0 CB 19. 6 JPY 0 thou. JPY 40,000,000 thou. JPY

CB 22. 6 JPY 0 thou. JPY 60,000,000 thou. JPY

SHINTO PAINT COMPANY,LIMITED (4615) 31,000,000 0

KAWAKAMI PAINT MANUFACTURING CO.,LTD. (4616) 10,000,000 0

Chugoku Marine Paints,Ltd. (4617) 69,068,822 0

Nihon Tokushu Toryo Co.,Ltd. (4619) 23,611,200 0

FUJIKURA KASEI CO.,LTD. (4620) 32,716,878 0

ROCK PAINT CO.,LTD. (4621) 22,000,000 0

ASAHIPEN CORPORATION (4623) 46,230,000 0

Isamu Paint Co.,Ltd. (4624) 12,000,000 0

ATOMIX CO.,LTD. (4625) 7,242,000 0

TAIYO HOLDINGS CO.,LTD. (4626) 27,464,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 21,600 Shares

PS 2 0 Shares 42,900 Shares

NATOCO CO.,LTD. (4627) 8,144,400 0

SK KAKEN CO.,LTD. (4628) 15,673,885 0

DAISHIN CHEMICAL CO.,LTD. (4629) 4,592,000 0

Page 52: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 52 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

DIC Corporation (4631) 95,156,904 0

SAKATA INX CORPORATION (4633) 62,601,161 0

TOYO INK SC HOLDINGS CO.,LTD. (4634) 303,108,724 0

TOKYO PRINTING INK MFG.CO.,LTD. (4635) 27,257,587 0

T&K TOKA CO.,LTD. (4636) 25,023,140 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

ANDOR Co.,Ltd. (4640) 5,184,140 0

Altech Corporation (4641) 11,248,489 0

ORIGINAL ENGINEERING CONSULTANTS CO.,LTD. (4642) 7,796,800 0

Imagineer Co.,Ltd. (4644) 10,649,000 Exercise of Subscription Warrants 0 Aug. 2010 Resolution based 1 0 Shares

ICHISHIN HOLDINGS CO.,LTD. (4645) 10,604,888 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

SD ENTERTAINMENT,Inc. (4650) 8,827,000 Exercise of Subscription Warrants 10,000 Feb. 2015 Resolution based 1 10,000 Shares

SANIX INCORPORATED (4651) 48,919,396 0

DAIOHS CORPORATION (4653) 13,439,142 0

SUN・LIFE CORPORATION (4656) 6,820,000 0

ENVIRONMENTAL CONTROL CENTER CO.,LTD. (4657) 4,678,270 0

Nippon Air Conditioning Services Co.,Ltd. (4658) 35,784,000 0

AJIS CO.,LTD. (4659) 5,385,600 0

ORIENTAL LAND CO.,LTD. (4661) 363,690,160 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Focus Systems Corporation (4662) 16,292,942 0

JAPAN RELIANCE SERVICE CORPORATION (4664) 2,940,000 0

DUSKIN CO.,LTD. (4665) 57,494,823 0

PARK24 Co.,Ltd. (4666) 146,637,735 Exercise of CB 0 CB 18. 4 JPY 0 thou. JPY 19,970,000 thou. JPY

Exercise of Subscription Warrants 83,500 Jun. 2009 Resolution based 1 7,000 Shares

Jun. 2011 Resolution based 1 63,700 Shares

Jul. 2013 Resolution based 1 12,800 Shares

AISAN TECHNOLOGY CO.,LTD. (4667) 5,076,600 Exercise of Subscription Warrants 377,000 Dec. 2016 Resolution based 1 377,000 Shares

MEIKO NETWORK JAPAN CO.,LTD. (4668) 27,803,600 0

NIPPAN RENTAL Co.,Ltd. (4669) 760,252 0

FALCO HOLDINGS Co.,Ltd. (4671) 11,280,177 0

Kawasaki Geological Engineering Co.,Ltd. (4673) 5,289,900 0

CRESCO LTD. (4674) 12,000,000 0

FUJI MEDIA HOLDINGS,INC. (4676) 236,429,800 0

SHUEI YOBIKO Co.,Ltd. (4678) 6,710,000 0

TAYA Co.,Ltd. (4679) 5,100,000 0

ROUND ONE Corporation (4680) 95,452,914 0

RESORTTRUST,INC. (4681) 108,518,999 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 30,000,000 thou. JPY

OBIC Co.,Ltd. (4684) 99,600,000 0

Ryoyu Systems Co.,Ltd. (4685) 6,355,000 0

JUSTSYSTEMS CORPORATION (4686) 64,224,800 0

TDC SOFTWARE ENGINEERING Inc. (4687) 12,556,800 0

Yahoo Japan Corporation (4689) 5,695,442,500 Exercise of Subscription Warrants 700 Jan. 2007 Resolution based 1 0 Shares

Apr. 2007 Resolution based 1 0 Shares

Page 53: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 53 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jul. 2007 Resolution based 1 0 Shares

Oct. 2007 Resolution based 1 0 Shares

Jan. 2008 Resolution based 1 0 Shares

Apr. 2008 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Oct. 2008 Resolution based 1 700 Shares

Jan. 2009 Resolution based 1 0 Shares

Apr. 2009 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Oct. 2009 Resolution based 1 0 Shares

Jan. 2010 Resolution based 1 0 Shares

Apr. 2010 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Oct. 2010 Resolution based 1 0 Shares

Jan. 2011 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Nov. 2011 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

Jan. 2013 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

NIPPON PALLET POOL CO.,LTD. (4690) 8,500,000 0

BML,INC. (4694) 44,014,726 Exercise of Subscription Warrants 0 Sep. 2004 Resolution based 1 0 Shares

Oct. 2005 Resolution based 1 0 Shares

Nov. 2006 Resolution based 1 0 Shares

Nov. 2006 Resolution based 2 0 Shares

Sep. 2007 Resolution based 1 0 Shares

Sep. 2007 Resolution based 2 0 Shares

Sep. 2008 Resolution based 1 0 Shares

Sep. 2008 Resolution based 2 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Oct. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

MYSTAR ENGINEERING CORP. (4695) 9,125,000 0

WATABE WEDDING CORPORATION (4696) 9,909,400 0

UCHIDA ESCO CO.,Ltd. (4699) 3,600,000 0

Trend Micro Incorporated (4704) 140,293,004 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Page 54: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 54 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Nov. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

CLIP Corporation (4705) 4,536,000 0

KITAC CORPORATION (4707) 5,969,024 0

Relia,Inc. (4708) 69,503,040 0

INFORMATION DEVELOPMENT CO.,LTD. (4709) 12,044,302 Jan. 01 Stock Split 4,014,767

ADORES,Inc. (4712) 139,259,092 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

RISO KYOIKU CO.,LTD. (4714) 52,069,943 0

ORACLE CORPORATION JAPAN (4716) 127,647,471 Exercise of Subscription Warrants 36,800 Oct. 2007 Resolution based 1 4,400 Shares

Sep. 2008 Resolution based 1 4,700 Shares

Dec. 2008 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 6,200 Shares

Sep. 2010 Resolution based 1 2,200 Shares

Sep. 2011 Resolution based 1 6,000 Shares

Jun. 2012 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 7,800 Shares

Sep. 2013 Resolution based 1 4,200 Shares

Oct. 2013 Resolution based 1 1,300 Shares

Mar. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

WASEDA ACADEMY CO.,LTD. (4718) 8,334,976 0

ALPHA SYSTEMS INC. (4719) 14,848,200 0

JOHNAN ACADEMIC PREPARATORY INSTITUTE,INC. (4720) 8,937,840 0

Future Corporation (4722) 47,664,000 0

CAC Holdings Corporation (4725) 21,541,400 0

SoftBank Technology Corp. (4726) 10,862,400 Exercise of Subscription Warrants 41,200 Jun. 2012 Resolution based 1 15,500 Shares

May 2013 Resolution based 1 14,800 Shares

Nov. 2013 Resolution based 1 10,900 Shares

TOSE CO.,LTD. (4728) 7,763,040 0

USS Co.,Ltd. (4732) 313,250,000 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

OBIC BUSINESS CONSULTANTS CO.,LTD. (4733) 40,352,000 0

Being Co.,Ltd. (4734) 8,257,600 0

KYOSHIN CO.,LTD. (4735) 8,396,000 0

Nippon RAD Inc. (4736) 4,505,390 0

ITOCHU Techno-Solutions Corporation (4739) 120,000,000 0

ITFOR Inc. (4743) 29,430,000 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Tokyo Individualized Educational Institute,INC. (4745) 54,291,435 0

Page 55: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 55 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Toukei Computer Co.,Ltd. (4746) 9,350,000 0

KOZO KEIKAKU ENGINEERING Inc. (4748) 6,106,000 0

DAISAN CO.,LTD. (4750) 7,618,000 0

CyberAgent,Inc. (4751) 126,426,600 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

SHOWA SYSTEM ENGINEERING CORPORATION (4752) 4,810,000 0

TOSNET CORPORATION (4754) 4,732,600 0

Rakuten,Inc. (4755) 1,432,464,400 Exercise of Subscription Warrants 41,800 Jan. 2009 Resolution based 1 3,100 Shares

Feb. 2010 Resolution based 1 1,100 Shares

Apr. 2012 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 5,300 Shares

Jul. 2012 Resolution based 1 1,300 Shares

Jan. 2013 Resolution based 1 19,900 Shares

Feb. 2013 Resolution based 1 10,300 Shares

May 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 100 Shares

Aug. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 700 Shares

ALPHA CO.,LTD. (4760) 9,154,442 0

SAKURA KCS Corporation (4761) 11,200,000 0

XNET Corporation (4762) 4,130,800 0

CREEK & RIVER Co.,Ltd. (4763) 22,609,000 Exercise of Subscription Warrants 0 May 2011 Resolution based 1 0 Shares

DIGITAL DESIGN Co.,Ltd. (4764) 2,691,000 0

Morningstar Japan K.K. (4765) 83,973,600 0

PA Co.,Ltd. (4766) 11,229,800 0

TOW CO.,LTD. (4767) 24,484,548 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 2 0 Shares

Sep. 2013 Resolution based 3 0 Shares

OTSUKA CORPORATION (4768) 95,001,060 0

INFORMATION CREATIVE CO.,LTD. (4769) 3,866,135 0

ZUKEN ELMIC,INC. (4770) 6,284,944 0

F&M CO.,LTD. (4771) 15,490,100 Exercise of Subscription Warrants 2,000 Aug. 2015 Resolution based 1 2,000 Shares

Digital Adventure,Inc. (4772) 165,203,513 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

SOGO MEDICAL CO.,LTD. (4775) 15,340,156 0

Cybozu,Inc. (4776) 52,757,800 0

GALA INCORPORATED (4777) 15,854,800 Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares

Nov. 2011 Resolution based 2 0 Shares

Apr. 2015 Resolution based 1 0 Shares

SOFTBRAIN Co.,Ltd. (4779) 30,955,000 0

NIHON HOUSING CO.,LTD. (4781) 16,080,000 0

Nippon Computer Dynamics Co.,Ltd. (4783) 8,800,000 0

GMO AD Partners Inc. (4784) 16,757,200 0

YAMADA Consulting Group Co.,Ltd. (4792) 4,974,000 0

FUJITSU BROAD SOLUTION & CONSULTING Inc. (4793) 11,800,000 0

Oricon Inc. (4800) 15,123,200 0

Page 56: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 56 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

CENTRAL SPORTS Co.,LTD. (4801) 11,466,300 0

Paraca Inc. (4809) 10,112,800 Exercise of Subscription Warrants 600 Dec. 2009 Resolution based 1 0 Shares

Dec. 2010 Resolution based 1 0 Shares

Dec. 2010 Resolution based 2 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Dec. 2012 Resolution based 2 600 Shares

Dec. 2013 Resolution based 1 0 Shares

Information Services International-Dentsu,Ltd. (4812) 32,591,240 0

ACCESS CO.,LTD. (4813) 39,293,100 Exercise of Subscription Warrants 0 Mar. 2009 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

Nextware Ltd. (4814) 11,697,260 0

TOEI ANIMATION CO.,LTD. (4816) 14,000,000 0

Digital Garage,Inc. (4819) 47,291,600 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 2 0 Shares

May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

EM SYSTEMS CO.,LTD. (4820) 17,995,300 Exercise of Subscription Warrants 5,800 Jul. 2006 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 5,800 Shares

MEDIASEEK,inc. (4824) 9,766,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

WEATHERNEWS INC. (4825) 11,844,000 0

Computer Institute of Japan, Ltd. (4826) 20,555,080 0

Toyo Business Engineering Corporation (4828) 6,000,000 0

Nihon Enterprise Co.,Ltd. (4829) 40,566,700 Exercise of Subscription Warrants 3,500 Jan. 2013 Resolution based 1 3,500 Shares

JFE Systems, Inc. (4832) 7,853,000 0

PADO Corporation (4833) 5,489,600 0

SHiDAX CORPORATION (4837) 40,918,762 0

SPACE SHOWER NETWORKS INC. (4838) 11,330,800 0

WOWOW INC. (4839) 28,844,400 0

TriIs Incorporated (4840) 9,500,000 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

USEN CORPORATION (4842) 207,148,891 0

Scala,Inc. (4845) 16,829,459 Exercise of Subscription Warrants 3,900 Mar. 2016 Resolution based 1 3,900 Shares

INTELLIGENT WAVE INC. (4847) 26,340,000 0

FULLCAST HOLDINGS CO.,LTD. (4848) 38,486,400 0

en-japan inc. (4849) 49,716,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

FUJIFILM Holdings Corporation (4901) 514,625,728 0

KONICA MINOLTA,INC. (4902) 502,664,337 0

Shiseido Company,Limited (4911) 400,000,000 0

Lion Corporation (4912) 299,115,346 0

Page 57: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 57 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TAKASAGO INTERNATIONAL CORPORATION (4914) 20,152,397 0

MANDOM CORPORATION (4917) 24,134,606 0

IVY COSMETICS CORPORATION (4918) 2,552,000 0

Milbon Co.,Ltd. (4919) 16,558,617 0

Nippon Shikizai,Inc. (4920) 5,248,444 0

FANCL CORPORATION (4921) 65,176,600 0

KOSE Corporation (4922) 60,592,541 0

COTA CO.,LTD. (4923) 15,364,265 0

Ci:z Holdings Co.,Ltd. (4924) 48,635,255 0

HABA LABORATORIES,INC. (4925) 3,935,000 0

C'BON COSMETICS Co.,Ltd. (4926) 4,271,300 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

POLA ORBIS HOLDINGS INC. (4927) 57,284,039 0

Noevir Holdings Co.,Ltd. (4928) 35,451,653 0

ADJUVANT COSME JAPAN CO.,LTD. (4929) 7,959,600 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

S.T.CORPORATION (4951) 23,000,000 0

SDS Biotech K.K. (4952) 7,830,925 0

AGRO-KANESHO CO.,LTD. (4955) 13,404,862 0

KONISHI CO.,LTD. (4956) 40,707,440 0

YASUHARA CHEMICAL CO.,LTD. (4957) 10,839,663 0

T.HASEGAWA CO.,LTD. (4958) 42,708,154 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

CHEMIPRO KASEI KAISHA,LTD. (4960) 16,623,613 0

GOO CHEMICAL CO.,LTD. (4962) 6,992,000 0

SEIKO PMC CORPORATION (4963) 30,743,604 0

Soda Aromatic Co.,Ltd. (4965) 10,000,000 0

C.Uyemura & Co.,Ltd. (4966) 9,878,040 0

KOBAYASHI PHARMACEUTICAL CO.,LTD. (4967) 85,050,000 0

ARAKAWA CHEMICAL INDUSTRIES,LTD. (4968) 20,618,900 Exercise of Subscription Warrants 19,600 Mar. 2013 Resolution based 1 19,600 Shares

Toyo Gosei Co.,Ltd. (4970) 8,143,390 0

MEC COMPANY LTD. (4971) 20,071,093 0

Soken Chemical & Engineering Co.,Ltd. (4972) 8,300,000 0

JAPAN PURE CHEMICAL CO.,LTD. (4973) 6,317,200 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

TAKARA BIO INC. (4974) 120,415,600 0

JCU CORPORATION (4975) 7,054,800 0

TOYO DRILUBE CO.,LTD. (4976) 1,355,000 0

Nitta Gelatin Inc. (4977) 18,373,974 0

ReproCELL Incorporated (4978) 59,480,891 Exercise of Subscription Warrants 1,150,000 Mar. 2012 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 1,150,000 Shares

OAT Agrio Co.,Ltd. (4979) 5,536,000 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Dexerials Corporation (4980) 63,121,300 Exercise of Subscription Warrants 6,600 Mar. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 6,600 Shares

Nov. 2014 Resolution based 1 0 Shares

Page 58: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 58 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

EARTH CHEMICAL CO.,LTD. (4985) 20,200,000 0

TERAOKA SEISAKUSHO CO.,LTD. (4987) 26,687,955 0

IHARA CHEMICAL INDUSTRY CO.,LTD. (4989) 51,849,917 0

Showa Chemical Industry Co.,Ltd. (4990) 11,979,000 0

HOKKO CHEMICAL INDUSTRY CO.,LTD. (4992) 29,985,531 0

Taisei Lamick Co.,Ltd. (4994) 6,300,000 0

KUMIAI CHEMICAL INDUSTRY CO.,LTD. (4996) 86,977,709 0

NIHON NOHYAKU CO.,LTD. (4997) 70,026,782 0

FUMAKILLA LIMITED (4998) 32,980,000 0

CEMEDINE CO.,LTD. (4999) 15,167,000 0

SHOWA SHELL SEKIYU K.K. (5002) 376,850,400 0

TOA OIL COMPANY,LIMITED (5008) 124,435,000 0

FUJI KOSAN COMPANY,LTD. (5009) 8,743,907 0

NIPPON SEIRO CO.,LTD. (5010) 22,400,000 0

NICHIREKI CO.,LTD. (5011) 31,685,955 0

TonenGeneral Sekiyu K.K. (5012) 366,000,000 0

Yushiro Chemical Industry Co.,Ltd. (5013) 13,900,065 0

BP Castrol K.K. (5015) 22,975,189 0

Fuji Oil Company,Ltd. (5017) 78,183,677 0

MORESCO Corporation (5018) 9,668,000 0

Idemitsu Kosan Co.,Ltd. (5019) 160,000,000 0

JX Holdings,Inc. (5020) 2,495,485,929 0

COSMO ENERGY HOLDINGS COMPANY,LIMITED (5021) 84,770,508 0

The Yokohama Rubber Company,Limited (5101) 169,549,081 0

Showa Holdings Co.,Ltd. (5103) 75,819,426 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares

May 2009 Resolution based 2 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 2 0 Shares

NITTO KAKO CO.,LTD. (5104) 38,400,000 0

Toyo Tire & Rubber Co.,Ltd. (5105) 127,179,073 0

BRIDGESTONE CORPORATION (5108) 813,102,321 0

Sumitomo Rubber Industries,Ltd. (5110) 263,043,057 0

Fujikura Rubber Ltd. (5121) 23,446,209 0

OKAMOTO INDUSTRIES,INC. (5122) 101,996,839 0

Achilles Corporation (5142) 18,362,714 0

NISHIKAWA RUBBER CO.,LTD. (5161) 19,995,387 0

ASAHI RUBBER INC. (5162) 4,618,520 0

NICHIRIN CO.,LTD. (5184) 11,055,000 0

Fukoku Co.,Ltd. (5185) 17,609,130 0

Nitta Corporation (5186) 30,272,503 0

CREATE MEDIC CO.,LTD. (5187) 9,664,327 0

SAKURA RUBBER CO.,LTD. (5189) 10,120,000 0

Sumitomo Riko Company Limited (5191) 104,042,806 0

Mitsuboshi Belting Ltd. (5192) 68,208,397 0

SAGAMI RUBBER INDUSTRIES CO.,LTD. (5194) 10,937,449 0

Bando Chemical Industries,Ltd. (5195) 47,213,536 0

FUJI LATEX CO.,LTD. (5199) 12,861,992 0

Page 59: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 59 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Asahi Glass Company,Limited (5201) 1,186,705,905 0

Nippon Sheet Glass Company,Limited (5202) 90,362,199 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares

Aug. 2008 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Aug. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

ISHIZUKA GLASS CO.,LTD. (5204) 36,295,543 0

Arisawa Mfg.Co.,Ltd. (5208) 35,624,224 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 2 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 0 Shares

Nihon Yamamura Glass Co.,Ltd. (5210) 111,452,494 0

FUJI GLASS CO.,LTD. (5212) 2,142,000 0

Nippon Electric Glass Co.,Ltd. (5214) 497,616,234 0

KURAMOTO CO.,LTD. (5216) 16,143,170 0

Techno Quartz Inc. (5217) 7,800,000 0

OHARA INC. (5218) 25,450,000 0

Sumitomo Osaka Cement Co.,Ltd. (5232) 417,432,175 0

TAIHEIYO CEMENT CORPORATION (5233) 1,271,402,783 0

NOZAWA CORPORATION (5237) 12,075,000 0

RESOL HOLDINGS Co.,Ltd. (5261) 55,642,000 0

Nippon Hume Corporation (5262) 29,347,500 0

ASAHI CONCRETE WORKS CO.,LTD. (5268) 13,233,000 0

NIPPON CONCRETE INDUSTRIES CO.,LTD. (5269) 57,777,432 0

TOYO ASANO FOUNDATION CO.,LTD. (5271) 14,408,400 0

MITANI SEKISAN CO.,LTD. (5273) 24,986,599 0

SPANCRETE CORPORATION (5277) 9,320,400 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

NIHON KOGYO CO.,LTD. (5279) 15,321,000 0

Yoshicon Co.,Ltd. (5280) 8,030,248 0

GEOSTR Corporation (5282) 31,530,000 0

TAKAMISAWA CO.,LTD. (5283) 8,792,000 0

YAMAU CO.,LTD. (5284) 5,506,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,000,000 Shares

YAMAX Corp. (5285) 11,580,000 0

ITO YOGYO CO.,LTD. (5287) 3,568,000 0

ASIA PILE HOLDINGS CORPORATION (5288) 34,534,092 0

HANEDA ZENITH HOLDINGS Co.,Ltd. (5289) 46,184,502 0

TOKAI CARBON CO.,LTD. (5301) 224,943,104 0

Nippon Carbon Co.,Ltd. (5302) 118,325,045 0

SEC CARBON,LIMITED (5304) 41,388,682 0

TOYO TANSO CO.,LTD. (5310) 20,750,688 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Page 60: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 60 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

NORITAKE CO.,LIMITED (5331) 15,842,849 0

TOTO LTD. (5332) 176,981,297 0

NGK INSULATORS,LTD. (5333) 327,560,196 0

NGK SPARK PLUG CO.,LTD. (5334) 223,544,820 0

DANTO HOLDINGS CORPORATION (5337) 30,000,000 0

ASAHI EITO CO.,LTD. (5341) 14,940,000 0

MARUWA CO.,LTD. (5344) 12,372,000 0

SHINAGAWA REFRACTORIES CO.,LTD. (5351) 94,293,663 0

KROSAKI HARIMA CORPORATION (5352) 91,145,280 0

Nippon Crucible Co.,Ltd. (5355) 14,090,400 0

YOTAI REFRACTORIES CO.,LTD. (5357) 25,587,421 0

Isolite Insulating Products Company,Limited (5358) 23,606,573 0

TYK CORPORATION (5363) 45,477,000 0

NIKKATO CORPORATION (5367) 12,135,695 0

SHINTO COMPANY LIMITED (5380) 4,158,417 0

Mipox Corporation (5381) 10,696,320 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 2 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 2 0 Shares

FUJIMI INCORPORATED (5384) 28,699,500 0

TSURUYA CO.,LTD. (5386) 7,767,800 0

CHIYODA UTE CO.,LTD. (5387) 17,670,000 0

KUNIMINE INDUSTRIES CO.,LTD. (5388) 14,450,000 0

A&A Material Corporation (5391) 77,780,000 0

NICHIAS CORPORATION (5393) 135,623,834 Exercise of CB 0 CB 17. 8 JPY 0 thou. JPY 5,000 thou. JPY

Riken Corundum Company Limited (5395) 10,000,000 0

NIPPON STEEL & SUMITOMO METAL CORPORATION (5401) 950,321,402 0

Kobe Steel,Ltd. (5406) 364,364,210 0

NAKAYAMA STEEL WORKS,LTD. (5408) 63,079,256 0

Godo Steel,Ltd. (5410) 17,145,211 0

JFE Holdings,Inc. (5411) 614,438,399 0

Nisshin Steel Co.,Ltd. (5413) 109,843,923 0

TOKYO STEEL MANUFACTURING CO.,LTD. (5423) 155,064,249 0

KYOEI STEEL LTD. (5440) 44,898,730 0

YAMATO KOGYO CO.,LTD. (5444) 67,670,000 0

TOKYO TEKKO CO.,LTD. (5445) 46,826,528 0

HOKUETSU METAL Co.,Ltd. (5446) 3,994,000 0

OSAKA STEEL CO.,LTD. (5449) 42,279,982 0

Yodogawa Steel Works,Ltd. (5451) 35,837,230 0

Toyo Kohan Co.,Ltd. (5453) 100,800,000 0

ASAHI INDUSTRIES CO.,LTD. (5456) 7,200,000 0

TAKASAGO TEKKO K.K. (5458) 30,080,000 0

Maruichi Steel Tube Ltd. (5463) 94,000,000 0

MORY INDUSTRIES INC. (5464) 8,281,480 0

Daido Steel Co.,Ltd. (5471) 434,487,693 0

Nippon Koshuha Steel Co.,Ltd. (5476) 146,876,174 0

Nippon Yakin kogyo Co.,Ltd. (5480) 154,973,338 0

Page 61: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 61 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Sanyo Special Steel Co.,Ltd. (5481) 167,124,036 0

AICHI STEEL CORPORATION (5482) 19,886,675 0

Tohoku Steel Co.,Ltd. (5484) 7,550,000 0

Hitachi Metals,Ltd. (5486) 428,904,352 0

NIPPON KINZOKU CO.,LTD. (5491) 6,700,000 0

PACIFIC METALS CO.,LTD. (5541) 195,770,713 0

SHINHOKOKU STEEL CORPORATION (5542) 3,510,000 0

Nippon Denko Co.,Ltd. (5563) 146,741,292 0

Kurimoto,Ltd. (5602) 13,398,490 0

KOGI CORPORATION (5603) 33,621,637 0

NIPPON CHUZO K.K. (5609) 51,351,500 0

Daiwa Heavy Industry Co.,Ltd. (5610) 13,580,000 0

NIPPON CHUTETSUKAN K.K. (5612) 32,930,749 0

Kawakin Holdings Co.,Ltd. (5614) 20,000,000 0

The Japan Steel Works,Ltd. (5631) 74,292,607 0

Mitsubishi Steel Mfg.Co.,Ltd. (5632) 156,556,683 0

METALART CORPORATION (5644) 15,786,910 0

NICHIA STEEL WORKS,LTD. (5658) 51,755,478 0

Nippon Seisen Co.,Ltd. (5659) 32,461,468 0

Shinko Wire Company,Ltd. (5660) 58,698,864 0

Powdertech Co.,Ltd. (5695) 14,850,000 0

SANYU CO.,LTD. (5697) 6,091,000 0

ENVIPRO HOLDINGS Inc. (5698) 6,468,540 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares

Dec. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

DAIKI ALUMINIUM INDUSTRY CO.,LTD. (5702) 43,629,235 0

Nippon Light Metal Holdings Company,Ltd. (5703) 619,937,500 Exercise of CB 32,855,702 CB 18. 12 JPY 6,535,000 thou. JPY 0 thou. JPY

JMC Corporation (5704) 2,600,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Mitsui Mining and Smelting Company,Limited (5706) 572,966,166 0

Toho Zinc CO.,Ltd. (5707) 135,855,217 0

Mitsubishi Materials Corporation (5711) 131,489,535 0

Sumitomo Metal Mining Co.,Ltd. (5713) 581,628,031 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

DOWA HOLDINGS CO.,LTD. (5714) 309,946,031 0

FURUKAWA CO.,LTD. (5715) 404,455,680 0

S・Science Company,Ltd. (5721) 102,069,868 0

Asaka Riken Co.,Ltd. (5724) 2,572,300 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

Dec. 2011 Resolution based 2 0 Shares

OSAKA Titanium technologies Co.,Ltd. (5726) 36,800,000 0

TOHO TITANIUM COMPANY,LIMITED (5727) 71,270,910 0

NIHON SEIKO CO.,LTD (5729) 13,029,500 0

UACJ Corporation (5741) 428,281,934 0

NIC Autotec,Inc. (5742) 5,500,000 0

NIPPON SHINDO CO.,LTD. (5753) 2,370,000 0

FCM CO.,LTD. (5758) 1,704,267 0

TOHO KINZOKU CO.,LTD. (5781) 23,380,012 0

Furukawa Electric Co.,Ltd. (5801) 70,666,917 0

Sumitomo Electric Industries,Ltd. (5802) 793,940,571 0

Page 62: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 62 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Fujikura Ltd. (5803) 295,863,421 0

SWCC SHOWA HOLDINGS CO.,LTD. (5805) 308,268,611 0

TOTOKU ELECTRIC CO.,LTD. (5807) 6,808,788 0

TATSUTA ELECTRIC WIRE AND CABLE CO.,LTD. (5809) 70,156,394 0

Oki Electric Cable Co.,Ltd. (5815) 38,990,870 0

Onamba Co.,Ltd. (5816) 12,558,251 0

JMACS Japan Co.,Ltd. (5817) 4,691,555 0

Canare Electric Co.,Ltd. (5819) 7,028,060 0

MITSUBOSHI CO.,LTD. (5820) 6,333,276 0

HIRAKAWA HEWTECH CORP. (5821) 17,627,800 0

RYOBI LIMITED (5851) 171,230,715 0

AHRESTY CORPORATION (5852) 26,027,720 0

Tori Holdings CO.,LTD. (5856) 87,000,000 0

Asahi Holdings,Inc. (5857) 36,254,344 0

DAIKEN CO.,LTD. (5900) 5,970,480 0

Toyo Seikan Group Holdings,Ltd. (5901) 217,775,067 0

HOKKAN HOLDINGS LIMITED (5902) 67,346,935 0

SHINPO CO.,LTD. (5903) 6,140,850 0

NIHON SEIKAN K.K. (5905) 13,920,000 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

MK SEIKO CO.,LTD. (5906) 15,595,050 0

JFE Container Co.,Ltd. (5907) 28,675,000 0

CORONA CORPORATION (5909) 29,342,454 0

Yokogawa Bridge Holdings Corp. (5911) 45,564,802 0

OSJB Holdings Corporation (5912) 122,513,391 0

KOMAIHALTEC Inc. (5915) 4,972,709 0

The Takigami Steel Construction Co.,Ltd. (5918) 26,976,000 0

Kawagishi Bridge Works Co.,Ltd. (5921) 15,000,000 0

NASU DENKI-TEKKO CO.,LTD. (5922) 12,000,000 0

TAKADAKIKO(Steel Construction)CO.,LTD. (5923) 22,375,865 0

ALMETAX MANUFACTURING CO,LTD. (5928) 11,912,515 0

Sanwa Holdings Corporation (5929) 239,000,000 0

Bunka Shutter Co.,Ltd. (5930) 72,196,487 0

Sankyo Tateyama,Inc. (5932) 31,554,629 Exercise of CB 0 CB 1 0 thou. JPY 7,500,000 thou. JPY

CB 2 0 thou. JPY 7,500,000 thou. JPY

ALINCO INCORPORATED (5933) 21,039,326 0

GANTAN BEAUTY INDUSTRY CO.,LTD. (5935) 7,716,063 0

TOYO SHUTTER CO.,LTD. (5936) 6,387,123 0

LIXIL Group Corporation (5938) 313,054,255 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 60,000,000 thou. JPY

CB 22. 3 JPY 0 thou. JPY 60,000,000 thou. JPY

OTANI KOGYO CO.,LTD. (5939) 8,800,000 0

FUJISASH CO.,LTD. (5940) 126,267,824 0

NAKANISHI MFG. CO.,LTD. (5941) 6,306,000 0

NIPPON FILCON CO.,LTD. (5942) 22,167,211 0

NORITZ CORPORATION (5943) 50,797,651 0

Tenryu Saw Mfg.Co.,Ltd. (5945) 5,573,817 0

Page 63: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 63 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

CHOFU SEISAKUSHO CO.,LTD. (5946) 35,980,500 0

RINNAI CORPORATION (5947) 52,216,463 0

UNIPRES CORPORATION (5949) 47,775,873 Exercise of Subscription Warrants 2,000 Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 2,000 Shares

Jun. 2009 Resolution based 1 0 Shares

JAPAN POWER FASTENING CO.,LTD. (5950) 18,688,540 0

Dainichi Co.,Ltd. (5951) 19,058,587 0

Amatei Incorporated (5952) 12,317,000 0

YAMASHINA CORPORATION (5955) 143,611,765 0

TOSO CO.,LTD. (5956) 11,897,600 0

NITTO SEIKO CO.,LTD. (5957) 39,985,017 0

SANYO INDUSTRIES,LTD. (5958) 35,200,000 0

OKABE CO.,LTD. (5959) 53,790,632 0

ASAKA INDUSTRIAL CO.,LTD. (5962) 10,370,800 0

TOYO KNIFE CO.,LTD. (5964) 1,577,300 Exercise of CB 0 CB 1 0 thou. JPY 200,000 thou. JPY

FUJIMAK CORPORATION (5965) 7,136,000 0

KYOTO TOOL CO.,LTD. (5966) 12,387,178 0

TONE CO.,LTD. (5967) 11,713,000 0

LOBTEX Co.,Ltd. (5969) 10,000,000 0

G-TEKT CORPORATION (5970) 43,931,260 0

KYOWAKOGYOSYO CO.,LTD. (5971) 6,800,000 0

TOAMI CORPORATION (5973) 6,400,000 0

CHUGOKUKOGYO CO.,LTD. (5974) 3,420,000 0

Topre Corporation (5975) 54,021,824 Exercise of CB 0 * CB 2 10,000 thou. JPY 4,757,000 thou. JPY

Neturen Co.,Ltd. (5976) 44,713,930 0

TOKYO ROPE MFG.CO.,LTD (5981) 16,268,242 0

MARUZEN CO.,LTD. (5982) 19,780,000 0

IWABUCHI CORPORATION (5983) 1,100,000 0

KANEFUSA CORPORATION (5984) 14,310,000 0

SUNCALL CORPORATION (5985) 34,057,923 0

MOLITEC STEEL CO.,LTD. (5986) 22,558,063 0

ONEX Corporation (5987) 16,600,000 0

PIOLAX,INC. (5988) 13,084,700 0

H-ONE CO.,LTD. (5989) 28,392,830 0

SUPER TOOL CO.,LTD. (5990) 10,405,480 0

NHK SPRING CO.,LTD. (5991) 244,066,144 Exercise of CB 0 CB 19. 9 USD 0 thou. USD 100,000 thou. USD

CHUO SPRING CO.,LTD. (5992) 63,855,994 0

FINE SINTER CO.,LTD. (5994) 4,420,000 0

KYORITSU AIR TECH INC. (5997) 6,000,000 0

Advanex Inc. (5998) 4,153,370 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

IHARA SCIENCE CORPORATION (5999) 14,000,000 0

MIURA CO.,LTD. (6005) 125,291,112 0

TAKUMA CO.,LTD. (6013) 83,000,000 0

Kobe Diesel Co.,Ltd. (6016) 28,000,000 0

The Hanshin Diesel Works,Ltd. (6018) 16,043,000 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Page 64: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 64 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Akasaka Diesels Ltd. (6022) 15,400,000 0

DAIHATSU DIESEL MFG. CO.,LTD. (6023) 31,850,000 0

GMO TECH,Inc. (6026) 1,100,620 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Bengo4.com,Inc. (6027) 21,808,800 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

TechnoPro Holdings,Inc. (6028) 34,214,000 0

artra corporation (6029) 8,708,000 Exercise of Subscription Warrants 2,400 Aug. 2014 Resolution based 1 2,400 Shares

Jun. 2015 Resolution based 1 0 Shares

Adventure,Inc. (6030) 2,261,500 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

Scigineer Inc. (6031) 2,053,388 Exercise of Subscription Warrants 0 Nov. 2008 Resolution based 1 0 Shares

Nov. 2009 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Interworks,Inc. (6032) 9,772,000 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

EXTREME CO.,LTD. (6033) 2,465,400 Exercise of Subscription Warrants 4,800 Mar. 2008 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 4,400 Shares

Jun. 2014 Resolution based 1 400 Shares

MRT Inc. (6034) 5,241,000 Exercise of Subscription Warrants 200 Mar. 2011 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 0 Shares

Oct. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 200 Shares

IR Japan Holdings,Ltd. (6035) 9,277,555 0

KeePer Technical Laboratory Co.,Ltd. (6036) 7,035,010 Exercise of Subscription Warrants 1,600 Jul. 2013 Resolution based 1 1,600 Shares

FIRSTLOGIC,INC. (6037) 5,881,200 Exercise of Subscription Warrants 1,000 Apr. 2008 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 1,000 Shares

Apr. 2014 Resolution based 2 0 Shares

IID,Inc. (6038) 4,937,400 Exercise of Subscription Warrants 5,600 Sep. 2014 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Page 65: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 65 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jul. 2007 Resolution based 1 5,600 Shares

Japan Animal Referral Medical Center Co.,Ltd. (6039) 2,340,700 0

Nippon Ski Resort Development Co.,Ltd. (6040) 8,000,200 0

NIKKI CO.,LTD. (6042) 10,000,000 0

SANKI SERVICE CORPORATION (6044) 5,589,285 0

Rentracks CO.,LTD. (6045) 7,822,200 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

LINKBAL INC. (6046) 3,250,000 0

Gunosy Inc. (6047) 22,410,200 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

DesignOne Japan,Inc. (6048) 7,520,250 Exercise of Subscription Warrants 750 Aug. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 750 Shares

ItoKuro Inc. (6049) 11,340,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 2 0 Shares

Oct. 2014 Resolution based 3 0 Shares

Oct. 2014 Resolution based 4 0 Shares

E-Guardian Inc. (6050) 10,359,000 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2014 Resolution based 2 0 Shares

Livesense Inc. (6054) 28,110,400 Exercise of Subscription Warrants 4,800 Jul. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 4,800 Shares

Feb. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

JAPAN MATERIAL Co.,Ltd. (6055) 35,049,840 Jan. 01 Stock Split 17,524,920

VECTOR INC. (6058) 45,486,900 Exercise of Subscription Warrants 216,900 Mar. 2007 Resolution based 1 900 Shares

Jan. 2014 Resolution based 1 216,000 Shares

UCHIYAMA HOLDINGS Co.,Ltd. (6059) 21,618,800 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares

Cocolonet CO., LTD. (6060) 3,843,100 0

UNIVERSAL ENGEISHA CO.,LTD (6061) 5,025,000 Jan. 01 Stock Split 2,512,500

CHARM CARE CORPORATION (6062) 3,264,000 Jan. 01 Stock Split 1,632,000

Emergency Assistance Japan Co., Ltd. (6063) 2,463,600 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares

Oct. 2011 Resolution based 1 0 Shares

ACTCALL INC. (6064) 7,684,200 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

SUCCESS Holdings Company Limited (6065) 5,241,000 0

Shintokyo Group Co.,Ltd. (6066) 4,960,000 0

Mediaflag Inc. (6067) 4,942,494 Exercise of Subscription Warrants 236,700 Dec. 2007 Resolution based 1 90,000 Shares

Jan. 2008 Resolution based 1 0 Shares

Sep. 2008 Resolution based 1 0 Shares

Oct. 2008 Resolution based 1 0 Shares

Sep. 2008 Resolution based 2 0 Shares

Page 66: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 66 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Oct. 2008 Resolution based 2 0 Shares

Oct. 2008 Resolution based 3 0 Shares

Apr. 2009 Resolution based 1 0 Shares

Mar. 2010 Resolution based 1 0 Shares

Apr. 2010 Resolution based 1 0 Shares

Apr. 2010 Resolution based 2 86,700 Shares

Mar. 2011 Resolution based 1 0 Shares

Mar. 2011 Resolution based 1 0 Shares

Mar. 2011 Resolution based 2 60,000 Shares

Apr. 2011 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Trenders,Inc. (6069) 3,667,800 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 0 Shares

CAREERLINK CO.,LTD. (6070) 12,555,800 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

IBJ,Inc. (6071) 37,350,000 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jibannet Holdings Co.,Ltd. (6072) 23,087,200 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

ASANTE INCORPORATED (6073) 12,341,900 0

JSS CORPORATION (6074) 2,013,028 0

N・FIELD Co.,Ltd. (6077) 13,210,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Value HR Co.,Ltd. (6078) 2,834,600 Exercise of Subscription Warrants 0 Dec. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

ENERES Co.,Ltd. (6079) 48,386,045 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

M&A Capital Partners Co.,Ltd. (6080) 14,368,000 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 0 Shares

Allied Architects,Inc. (6081) 4,415,000 Exercise of Subscription Warrants 8,000 Jun. 2008 Resolution based 1 0 Shares

Mar. 2010 Resolution based 1 0 Shares

Mar. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 8,000 Shares

Sep. 2014 Resolution based 1 0 Shares

RIDE ON EXPRESS Co.,Ltd. (6082) 10,438,400 Exercise of Subscription Warrants 118,400 Aug. 2007 Resolution based 1 38,400 Shares

Mar. 2011 Resolution based 1 80,000 Shares

Jun. 2012 Resolution based 1 0 Shares

ERI HOLDINGS CO.,LTD. (6083) 7,832,400 0

O-uccino,Inc. (6084) 2,319,100 Exercise of Subscription Warrants 0 Dec. 2007 Resolution based 1 0 Shares

Oct. 2012 Resolution based 1 0 Shares

Oct. 2012 Resolution based 2 0 Shares

ARCHITECTS STUDIO JAPAN INC. (6085) 1,596,000 0

Shin Pro Maint Inc. (6086) 1,783,300 Exercise of Subscription Warrants 12,600 Jun. 2007 Resolution based 1 7,000 Shares

Jun. 2007 Resolution based 2 2,400 Shares

Apr. 2009 Resolution based 1 1,000 Shares

Feb. 2012 Resolution based 1 2,000 Shares

Page 67: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 67 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Apr. 2012 Resolution based 1 200 Shares

ABIST Co.,Ltd. (6087) 3,980,000 0

SIGMAXYZ Inc. (6088) 20,267,200 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

WILL GROUP,INC. (6089) 19,065,600 0

Human Metabolome Technologies,Inc. (6090) 5,789,000 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

Aug. 2008 Resolution based 1 0 Shares

Dec. 2010 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Wesco Holdings Inc. (6091) 17,724,297 0

EnBio Holdings,Inc (6092) 5,452,700 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 2 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Escrow Agent Japan,Inc. (6093) 8,256,000 Exercise of Subscription Warrants 12,000 Jan. 2012 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 12,000 Shares

FreakOut Holdings,inc. (6094) 13,152,000 Exercise of Subscription Warrants 9,400 Jun. 2013 Resolution based 1 6,400 Shares

Sep. 2013 Resolution based 1 3,000 Shares

Mar. 2014 Resolution based 1 0 Shares

MedPeer,Inc. (6095) 8,669,450 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

RareJob,Inc. (6096) 2,317,000 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

NIPPON VIEW HOTEL CO.,LTD. (6097) 9,680,825 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares

Recruit Holdings Co.,Ltd. (6098) 565,320,010 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

ELAN Corporation (6099) 7,420,000 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

TSUGAMI CORPORATION (6101) 64,919,379 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2006 Resolution based 2 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2007 Resolution based 2 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2008 Resolution based 2 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2009 Resolution based 2 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2010 Resolution based 2 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 2 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Page 68: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 68 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jun. 2012 Resolution based 2 0 Shares

Jun. 2012 Resolution based 3 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 2 0 Shares

Jun. 2013 Resolution based 3 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 0 Shares

Jun. 2014 Resolution based 3 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

OKUMA Corporation (6103) 168,775,770 0

Toshiba Machine Co.,Ltd. (6104) 166,885,530 0

Kojima Iron Works Co.,Ltd. (6112) 10,035,647 0

AMADA HOLDINGS CO.,LTD. (6113) 378,115,217 0

AIDA ENGINEERING,LTD. (6118) 73,647,321 0

TAKISAWA MACHINE TOOL CO.,LTD. (6121) 65,781,228 0

OKAMOTO MACHINE TOOL WORKS,LTD. (6125) 47,178,956 0

HAMAI CO.,LTD. (6131) 34,624,000 0

FUJI MACHINE MFG.CO.,LTD. (6134) 97,823,748 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 10,000,000 thou. JPY

Makino Milling Machine Co.,Ltd. (6135) 119,944,543 Exercise of CB 0 CB 18. 3 JPY 0 thou. JPY 11,980,000 thou. JPY

OSG Corporation (6136) 95,955,226 Exercise of CB 0 CB 22. 4 JPY 0 thou. JPY 14,850,000 thou. JPY

KOIKE SANSO KOGYO CO.,LTD. (6137) 45,229,332 0

DIJET INDUSTRIAL CO.,LTD. (6138) 29,929,996 0

Asahi Diamond Industrial Co.,Ltd. (6140) 56,710,000 0

DMG MORI CO.,LTD. (6141) 132,943,683 0

Sodick Co.,Ltd. (6143) 53,432,510 Exercise of CB 0 * CB 1 0 thou. JPY 8,000,000 thou. JPY

Seibu Electric & Machinery Co.,Ltd. (6144) 15,160,000 0

NITTOKU ENGINEERING CO.,LTD. (6145) 18,098,923 0

DISCO CORPORATION (6146) 35,859,071 Exercise of Subscription Warrants 8,600 Jul. 2004 Resolution based 1 0 Shares

Jul. 2005 Resolution based 1 0 Shares

Jul. 2006 Resolution based 1 0 Shares

Jul. 2007 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Oct. 2009 Resolution based 1 900 Shares

Jul. 2010 Resolution based 1 0 Shares

Oct. 2010 Resolution based 1 1,000 Shares

Jul. 2011 Resolution based 1 0 Shares

Oct. 2011 Resolution based 1 0 Shares

Oct. 2011 Resolution based 2 1,100 Shares

Jul. 2012 Resolution based 1 0 Shares

Oct. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 5,600 Shares

Jul. 2014 Resolution based 1 0 Shares

Page 69: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 69 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Sep. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

YAMAZAKI CO.,LTD. (6147) 4,513,000 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Odawara Engineering Co.,Ltd. (6149) 6,392,736 0

TAKEDA MACHINERY CO.,LTD. (6150) 10,200,000 0

NITTO KOHKI CO.,LTD. (6151) 21,803,295 0

TAKAMATSU MACHINERY CO.,LTD. (6155) 11,020,000 0

A-ONE SEIMITSU INC. (6156) 3,000,000 0

NS TOOL CO.,LTD. (6157) 12,504,000 Jan. 01 Stock Split 6,252,000

WAIDA MFG.CO.,LTD. (6158) 7,028,000 0

MICRON MACHINERY CO.,LTD. (6159) 2,568,700 0

ESTIC CORPORATION (6161) 2,942,000 0

Hitachi Zosen Fukui Corporation (6163) 0 Jan. 30 Retirement of Treasury Stocks -9,850,000

TAIYO KOKI CO.,LTD. (6164) 2,978,200 0

PUNCH INDUSTRY CO.,LTD. (6165) 11,061,200 0

NAKAMURA CHOUKOU CO.,LTD. (6166) 4,678,900 Exercise of Subscription Warrants 5,000 Feb. 2007 Resolution based 1 5,000 Shares

Jul. 2008 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Fuji Die Co.,Ltd. (6167) 20,000,000 0

C.E.Management Integrated Laboratory Co.Ltd (6171) 6,393,800 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Metaps Inc. (6172) 12,917,910 Exercise of Subscription Warrants 6,300 Jun. 2012 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 800 Shares

Aug. 2014 Resolution based 1 5,500 Shares

Dec. 2014 Resolution based 1 0 Shares

Aqualine Ltd. (6173) 1,924,000 Exercise of Subscription Warrants 0 Jan. 2008 Resolution based 1 0 Shares

DENTAS CO.,LTD. (6174) 280,900 Exercise of Subscription Warrants 0 Aug. 2010 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Brangista.Inc (6176) 14,256,000 Exercise of Subscription Warrants 11,000 Mar. 2006 Resolution based 1 1,000 Shares

Mar. 2013 Resolution based 1 0 Shares

Mar. 2013 Resolution based 2 10,000 Shares

Feb. 2014 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

AppBank Inc. (6177) 6,798,000 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Apr. 2015 Resolution based 1 0 Shares

JAPAN POST HOLDINGS Co.,Ltd. (6178) 877,901,700 0

WBF Resort Okinawa Co.,Ltd. (6179) 40,000 0

GMO Media,Inc. (6180) 1,868,839 0

Partner Agent INC. (6181) 9,823,200 Jan. 01 Stock Split 6,548,800

Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

ROZETTA CORPORATION (6182) 9,895,860 Exercise of Subscription Warrants 5,600 Feb. 2008 Resolution based 1 0 Shares

Feb. 2008 Resolution based 2 0 Shares

Aug. 2008 Resolution based 1 0 Shares

Page 70: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 70 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Aug. 2014 Resolution based 1 5,600 Shares

BELLSYSTEM24 HOLDINGS,INC. (6183) 73,211,846 Exercise of Subscription Warrants 100,000 May 2015 Resolution based 1 100,000 Shares

Kamakura Shinsho,Ltd. (6184) 8,426,400 Exercise of Subscription Warrants 4,000 May 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 4,000 Shares

Dec. 2014 Resolution based 2 0 Shares

Dec. 2014 Resolution based 3 0 Shares

So-net Media Networks Corporation (6185) 3,020,100 Exercise of Subscription Warrants 39,300 Aug. 2013 Resolution based 1 34,100 Shares

Dec. 2014 Resolution based 1 5,200 Shares

ICHIKURA CO.,LTD. (6186) 5,477,300 0

LITALICO Inc. (6187) 17,385,400 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

FUJI SOFT SERVICE BUREAU INCORPORATED (6188) 2,250,000 0

Global Group Corp. (6189) 8,168,560 0

PhoenixBio Co.,Ltd. (6190) 2,888,300 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 2 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Evolable Asia Corp. (6191) 16,684,200 Exercise of Subscription Warrants 0 Mar. 2008 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

HyAS&Co.Inc. (6192) 2,482,100 Exercise of Subscription Warrants 0 Dec. 2009 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Virtualex Consulting,Inc (6193) 2,865,000 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Atrae,Inc. (6194) 1,296,100 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

HOPE,INC. (6195) 1,394,200 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

Strike Company,Limited (6196) 9,118,800 Exercise of Subscription Warrants 60,000 Jun. 2014 Resolution based 1 60,000 Shares

Solasto Corporation (6197) 29,192,700 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

CAREER CO.,LTD. (6198) 2,150,000 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

SERAKU Co.,Ltd. (6199) 3,379,900 Exercise of Subscription Warrants 3,800 Aug. 2007 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 2,500 Shares

Nov. 2014 Resolution based 1 1,300 Shares

Insource Co.,Ltd. (6200) 8,218,300 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

TOYOTA INDUSTRIES CORPORATION (6201) 325,840,640 0

Howa Machinery,Ltd. (6203) 12,548,134 0

OKK CORPORATION (6205) 81,465,568 0

Ishikawa Seisakusho,Ltd. (6208) 6,385,972 0

TOYO MACHINERY & METAL CO.,Ltd. (6210) 20,703,000 0

TSUDAKOMA Corp. (6217) 68,075,552 0

Page 71: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 71 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

ENSHU Limited (6218) 63,534,546 0

SHIMA SEIKI MFG.,LTD. (6222) 36,600,000 0

NC Holdings Co.,Ltd. (6236) 6,416,046 0

IWAKI CO.,LTD. (6237) 7,484,370 0

FURYU CORPORATION (6238) 9,432,000 0

NAGAOKA INTERNATIONAL CORPORATION (6239) 2,101,000 Exercise of Subscription Warrants 0 May 2007 Resolution based 1 0 Shares

May 2007 Resolution based 2 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2008 Resolution based 2 0 Shares

Sep. 2013 Resolution based 1 0 Shares

YAMASHIN-FILTER CORP. (6240) 12,438,000 0

HIRANO TECSEED CO.,LTD. (6245) 15,394,379 0

Techno Smart Corp. (6246) 10,821,720 0

HISAKA WORKS,LTD. (6247) 32,732,800 0

Yokota Manufacturing Co., Ltd. (6248) 1,873,500 0

Gamecard-Joyco Holdings,Inc. (6249) 14,263,000 0

YAMABIKO CORPORATION (6250) 44,108,428 0

Nomura Micro Science Co.,Ltd. (6254) 10,152,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

NPC Incorporated (6255) 22,052,426 0

NuFlare Technology,Inc. (6256) 12,000,000 0

FUJISHOJI CO.,LTD. (6257) 24,395,500 0

HIRATA Corporation (6258) 10,756,090 0

PEGASUS SEWING MACHINE MFG.CO.,LTD. (6262) 24,828,600 0

Marumae Co.,Ltd. (6264) 5,596,200 0

Myotoku Ltd. (6265) 8,285,000 0

TAZMO CO.,LTD. (6266) 11,508,300 Jan. 01 Stock Split 7,672,200

GENERAL PACKER CO.,LTD. (6267) 1,798,800 0

Nabtesco Corporation (6268) 125,133,799 0

MODEC,INC. (6269) 56,408,000 0

NISSEI CORPORATION (6271) 29,194,673 0

RHEON AUTOMATIC MACHINERY CO.,LTD. (6272) 28,392,000 0

SMC CORPORATION (6273) 67,369,359 0

SHINKAWA LTD. (6274) 20,047,500 0

NAVITAS CO.,LTD. (6276) 5,722,500 0

HOSOKAWA MICRON CORPORATION (6277) 43,076,347 0

UNION TOOL CO. (6278) 20,788,590 0

ZUIKO CORPORATION (6279) 7,200,000 0

MAEDASEISAKUSHO CO.,LTD. (6281) 16,100,000 0

OILES CORPORATION (6282) 36,300,505 0

NISSEI ASB MACHINE CO.,LTD. (6284) 15,348,720 0

SEIKO CORPORATION (6286) 6,483,323 0

SATO HOLDINGS CORPORATION (6287) 34,921,242 0

GIKEN LTD. (6289) 25,388,928 Exercise of Subscription Warrants 18,200 May 2014 Resolution based 1 18,200 Shares

AIRTECH JAPAN,LTD. (6291) 9,060,500 0

KAWATA MFG. CO.,LTD. (6292) 7,210,000 0

NISSEI PLASTIC INDUSTRIAL CO.,LTD. (6293) 22,272,000 0

OKADA AIYON CORPORATION (6294) 7,228,700 0

Page 72: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 72 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

KOKEN BORING MACHINE CO.,LTD. (6297) 8,970,111 0

Y.A.C. CO.,LTD. (6298) 9,674,587 0

Kobelco Eco-Solutions Co.,Ltd. (6299) 80,600,000 0

APIC YAMADA CORPORATION (6300) 12,969,000 0

KOMATSU LTD. (6301) 971,967,660 0

SUMITOMO HEAVY INDUSTRIES,LTD. (6302) 614,527,405 0

Sasakura Engineering Co.,Ltd. (6303) 17,657,000 0

Hitachi Construction Machinery Co.,Ltd. (6305) 215,115,038 0

NIKKO CO.,LTD. (6306) 8,439,479 0

SANSEI CO.,LTD. (6307) 8,987,700 0

TOMOE ENGINEERING CO.,LTD.(TOMOE KOGYO CO.,LTD.) (6309) 10,533,200 0

ISEKI & CO.,LTD. (6310) 229,849,936 0

Freund Corporation (6312) 18,400,000 0

ISHII TOOL & ENGINEERING CORPORATION (6314) 7,800,000 0

TOWA CORPORATION (6315) 25,021,832 0

MARUYAMA MFG.CO.,INC. (6316) 50,293,328 0

KITAGAWA IRON WORKS CO.,LTD. (6317) 9,650,803 0

SNT CORPORATION (6319) 27,500,000 0

TACMINA CORPORATION (6322) 6,440,450 0

RORZE CORPORATION (6323) 17,640,000 0

Harmonic Drive Systems Inc. (6324) 94,749,300 0

TAKAKITA CO.,LTD. (6325) 14,000,000 0

KUBOTA CORPORATION (6326) 1,241,119,180 0

KITAGAWA SEIKI CO.,LTD. (6327) 6,959,600 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

EBARA JITSUGYO CO.,LTD. (6328) 6,715,000 0

TOYO ENGINEERING CORPORATION (6330) 192,792,539 0

Mitsubishi Kakoki Kaisha,Ltd. (6331) 79,139,500 0

TSUKISHIMA KIKAI CO.,LTD. (6332) 45,625,800 0

TEIKOKU ELECTRIC MFG. CO.,LTD. (6333) 20,400,138 0

Meiji Machine Co.,Ltd. (6334) 11,402,636 0

TOKYO KIKAI SEISAKUSHO,LTD. (6335) 90,279,200 0

ISHII HYOKI CO.,LTD. (6336) 8,176,452 0

TESEC Corporation (6337) 5,778,695 0

Takatori Corporation (6338) 5,491,490 0

Sintokogio,Ltd. (6339) 54,580,928 0

SHIBUYA CORPORATION (6340) 28,149,877 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Taihei Machinery Works,Limited (6342) 15,000,000 0

FREESIA MACROSS CORPORATION (6343) 450,993,208 0

AICHI CORPORATION (6345) 79,453,250 0

KIKUKAWA ENTERPRISE,INC. (6346) 13,200,000 0

PLACO CO.,LTD. (6347) 27,152,585 0

KOMORI CORPORATION (6349) 62,292,340 0

TSURUMI MANUFACTURING CO.,LTD. (6351) 27,829,486 0

Sumitomo Precision Products Co.,Ltd. (6355) 53,167,798 0

NIPPON GEAR CO.,LTD. (6356) 14,280,000 0

Sansei Technologies,Inc. (6357) 19,332,057 0

SAKAI HEAVY INDUSTRIES,LTD. (6358) 42,620,172 0

Page 73: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 73 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TOKYO AUTOMATIC MACHINERY WORKS,LTD. (6360) 14,520,000 0

EBARA CORPORATION (6361) 101,729,253 Exercise of Subscription Warrants 5,400 Oct. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 4,400 Shares

Sep. 2012 Resolution based 1 1,000 Shares

Sep. 2013 Resolution based 1 0 Shares

Ishii Iron Works Co.,Ltd. (6362) 3,784,000 0

Torishima Pump Mfg.Co.,Ltd. (6363) 29,889,079 0

HOKUETSU INDUSTRIES CO.,LTD. (6364) 30,165,418 0

DMW CORPORATION (6365) 4,776,900 0

Chiyoda Corporation (6366) 260,324,529 0

DAIKIN INDUSTRIES,LTD. (6367) 293,113,973 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

ORGANO CORPORATION (6368) 57,949,627 0

TOYO KANETSU K.K. (6369) 103,030,741 0

Kurita Water Industries Ltd. (6370) 119,164,594 0

TSUBAKIMOTO CHAIN CO. (6371) 191,406,969 0

DAIDO KOGYO CO.,LTD. (6373) 47,171,006 0

NIKKISO CO.,LTD. (6376) 74,286,464 Exercise of CB 0 CB 18. 8 JPY 0 thou. JPY 15,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

KIMURA CHEMICAL PLANTS CO.,LTD. (6378) 20,600,000 0

Shinko Plantech Co.,Ltd. (6379) 46,310,892 0

ORIENTAL CHAIN MFG. CO.,LTD. (6380) 14,672,333 0

ANEST IWATA Corporation (6381) 41,745,505 0

TRINITY INDUSTRIAL CORPORATION (6382) 18,220,000 0

DAIFUKU CO.,LTD. (6383) 123,610,077 0

SHOWA SHINKU CO.,LTD. (6384) 6,499,000 0

SAMCO INC. (6387) 8,042,881 0

KATO WORKS CO.,LTD. (6390) 11,743,587 0

KAJI TECHNOLOGY CORPORATION (6391) 17,180,000 0

YAMADA CORPORATION (6392) 12,000,000 0

YUKEN KOGYO CO.,LTD. (6393) 45,106,764 0

TADANO LTD. (6395) 129,500,355 0

Unozawa-gumi Iron Works,Limited (6396) 11,200,000 0

GO Iron Works Co.,Ltd. (6397) 15,826,862 0

FUJI SEIKI CO.,LTD. (6400) 9,054,000 0

KANEMATSU ENGINEERING CO.,LTD. (6402) 5,564,000 0

SUIDO KIKO KAISHA,LTD. (6403) 21,479,844 0

Suzumo Machinery Co.,Ltd. (6405) 6,060,000 0

FUJITEC CO.,LTD. (6406) 93,767,317 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

CKD Corporation (6407) 68,909,449 0

OGURA CLUTCH CO.,LTD. (6408) 15,533,232 0

Page 74: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 74 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

KITO CORPORATION (6409) 27,048,200 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

NAKANO REFRIGERATORS CO.,LTD. (6411) 8,954,000 0

Heiwa Corporation (6412) 99,809,060 0

RISO KAGAKU CORPORATION (6413) 47,406,332 0

KAWASAKI THERMAL ENGINEERING CO.,LTD. (6414) 16,830,000 0

KATSURAGAWA ELECTRIC CO.,LTD. (6416) 15,525,000 0

SANKYO CO.,LTD. (6417) 89,597,500 Exercise of CB 0 CB 20. 7 JPY 0 thou. JPY 20,000,000 thou. JPY

JAPAN CASH MACHINE CO.,LTD. (6418) 29,662,851 0

Mars Engineering Corporation (6419) 22,720,000 0

FUKUSHIMA INDUSTRIES CORP. (6420) 22,066,160 0

TAKAMISAWA CYBERNETICS COMPANY,LTD. (6424) 9,050,000 0

Universal Entertainment Corporation (6425) 80,195,000 0

OIZUMI Corporation (6428) 22,500,000 0

DAIKOKU DENKI CO.,LTD. (6430) 14,783,900 0

TAKEUCHI MFG.CO.,LTD. (6432) 48,999,000 0

HEPHAIST SEIKO CO.,LTD. (6433) 6,245,000 0

Amano Corporation (6436) 76,657,829 0

JUKI CORPORATION (6440) 29,874,179 0

SANDEN HOLDINGS CORPORATION (6444) 140,331,565 0

JANOME SEWING MACHINE CO.,LTD. (6445) 19,521,444 0

BROTHER INDUSTRIES,LTD. (6448) 277,535,866 0

MAX CO.,LTD. (6454) 49,500,626 0

MORITA HOLDINGS CORPORATION (6455) 46,918,542 0

GLORY LTD. (6457) 68,638,210 0

SINKO INDUSTRIES LTD. (6458) 27,212,263 0

DAIWA INDUSTRIES LTD. (6459) 51,717,215 0

SEGA SAMMY HOLDINGS INC. (6460) 266,229,476 0

Nippon Piston Ring Co.,Ltd. (6461) 8,374,157 0

RIKEN CORPORATION (6462) 10,648,466 0

TPR CO.,LTD. (6463) 36,051,099 Exercise of Subscription Warrants 29,000 Aug. 2013 Resolution based 1 26,000 Shares

Jul. 2014 Resolution based 1 3,000 Shares

TSUBAKI NAKASHIMA CO.,LTD. (6464) 40,043,900 Exercise of Subscription Warrants 14,200 Jun. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 2 8,400 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2013 Resolution based 2 5,800 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 2 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 2 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 2 0 Shares

HOSHIZAKI CORPORATION (6465) 72,415,250 0

Toa Valve Engineering Inc. (6466) 2,678,600 0

Page 75: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 75 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

NICHIDAI CORPORATION (6467) 9,053,300 0

HODEN SEIMITSU KAKO KENKYUSHO CO.,LTD. (6469) 7,407,800 0

TAIHO KOGYO CO.,LTD. (6470) 29,053,457 Exercise of Subscription Warrants 10,000 Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 10,000 Shares

NSK Ltd. (6471) 551,268,104 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

NTN CORPORATION (6472) 532,463,527 0

JTEKT Corporation (6473) 343,286,307 0

NACHI-FUJIKOSHI CORP. (6474) 249,193,436 0

DAIBEA CO.,LTD. (6478) 17,573,454 0

MINEBEA MITSUMI Inc. (6479) 427,080,606 Jan. 27 Stock Swap 27,912,911

Exercise of CB 0 CB 1 0 thou. JPY 7,700,000 thou. JPY

CB 22. 8 JPY 0 thou. JPY 20,000,000 thou. JPY

NIPPON THOMPSON CO.,LTD. (6480) 73,501,425 0

THK CO.,LTD. (6481) 133,856,903 0

YUSHIN PRECISION EQUIPMENT CO.,LTD. (6482) 17,819,033 0

KVK CORPORATION (6484) 16,531,157 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

MAEZAWA KYUSO INDUSTRIES CO.,LTD. (6485) 12,500,000 0

EAGLE INDUSTRY CO.,LTD. (6486) 49,757,821 0

Yoshitake Inc. (6488) 6,967,473 0

Maezawa Industries,Inc. (6489) 21,425,548 0

NIPPON PILLAR PACKING CO.,LTD. (6490) 25,042,406 0

OKANO VALVE MFG.CO.LTD. (6492) 17,930,000 0

NITTAN VALVE CO.,LTD. (6493) 28,978,860 0

NFK HOLDINGS CO.,Ltd (6494) 30,713,342 0

MIYAIRI VALVE MFG.CO.,LTD. (6495) 48,849,935 0

NAKAKITA SEISAKUSHO CO.,LTD. (6496) 19,164,000 0

HAMAI INDUSTRIES LTD (6497) 7,424,140 0

KITZ CORPORATION (6498) 110,396,511 0

Hitachi,Ltd. (6501) 4,833,463,387 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

TOSHIBA CORPORATION (6502) 4,237,602,026 0

Mitsubishi Electric Corporation (6503) 2,147,201,551 0

FUJI ELECTRIC CO.,LTD. (6504) 746,484,957 0

TOYO DENKI SEIZO K.K.(TOYO ELECTRIC MFG.CO.,LTD.) (6505) 9,735,000 0

YASKAWA Electric Corporation (6506) 266,690,497 0

SINFONIA TECHNOLOGY CO.,LTD. (6507) 148,945,611 0

MEIDENSHA CORPORATION (6508) 227,637,704 0

Origin Electric Company,Limited (6513) 33,499,931 0

SANYO DENKI CO.,LTD. (6516) 64,860,935 0

Succession from MITSUMI ELECTRIC CO.,LTD.(6767) with the Stock Swap

Page 76: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 76 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Denyo Co.,Ltd. (6517) 22,859,660 0

SANSO ELECTRIC CO.,LTD. (6518) 9,143,200 0

REFINVERSE,Inc. (6531) 1,484,975 Exercise of Subscription Warrants 965 Sep. 2008 Resolution based 1 965 Shares

Feb. 2014 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

BayCurrent Consulting,Inc. (6532) 15,470,000 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Digital Identity Inc. (6533) 2,101,900 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

D.A.Consortium Holdings Inc. (6534) 71,481,422 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

May 2016 Resolution based 2 0 Shares

May 2016 Resolution based 3 0 Shares

May 2016 Resolution based 4 0 Shares

May 2016 Resolution based 5 0 Shares

May 2016 Resolution based 6 0 Shares

May 2016 Resolution based 7 0 Shares

May 2016 Resolution based 8 0 Shares

May 2016 Resolution based 9 0 Shares

May 2016 Resolution based 0 0 Shares

i-mobile Co.,Ltd. (6535) 22,153,800 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares

WASHHOUSE CO.,LTD. (6537) 3,412,000 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

CareerIndex Inc. (6538) 5,178,000 Jan. 26 Stock Split 3,452,000

MATCHING SERVICE JAPAN CO.,LTD. (6539) 6,203,500 Jan. 17 Third-Party Allotment, etc. 238,500

SEMBA CORPORATION (6540) 9,835,000 Exercise of Subscription Warrants 2,500 Jun. 2014 Resolution based 1 2,500 Shares

GRACE TECHNOLOGY,INC. (6541) 1,092,500 Jan. 25 Third-Party Allotment, etc. 36,500

Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Founder's Consultants Holdings Inc. (6542) 4,259,200 Jan. 04 Initial Listing 4,259,200

Hitachi Koki Co.,Ltd. (6581) 123,072,776 0

Sanoh Industrial Co.,Ltd. (6584) 37,112,000 0

Makita Corporation (6586) 140,008,760 0

TOSHIBA TEC CORPORATION (6588) 288,145,704 0

SHIBAURA MECHATRONICS CORPORATION (6590) 51,926,194 0

NISHISHIBA ELECTRIC CO.,LTD. (6591) 39,095,000 0

MABUCHI MOTOR CO.,LTD. (6592) 69,927,562 0

NIDEC CORPORATION (6594) 298,142,234 0

UMC Electronics Co.,Ltd. (6615) 8,356,140 0

TOREX SEMICONDUCTOR LTD. (6616) 9,539,200 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

TAKAOKA TOKO CO.,LTD. (6617) 16,276,305 0

OHIZUMI MFG.CO.,LTD. (6618) 8,367,468 Exercise of Subscription Warrants 284,500 Mar. 2015 Resolution based 1 284,500 Shares

W-SCOPE Corporation (6619) 30,956,600 Exercise of Subscription Warrants 0 Feb. 2010 Resolution based 1 0 Shares

Feb. 2010 Resolution based 2 0 Shares

Feb. 2010 Resolution based 3 0 Shares

Apr. 2011 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Miyakoshi Holdings,Inc. (6620) 19,414,943 0

DAIHEN CORPORATION (6622) 135,516,455 0

Page 77: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 77 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TABUCHI ELECTRIC CO.,LTD. (6624) 40,502,649 0

JALCO Holdings Inc. (6625) 48,337,132 0

SEMITEC Corporation (6626) 2,831,900 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Tera Probe,Inc. (6627) 9,282,500 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares

ONKYO CORPORATION (6628) 81,303,965 Exercise of CB 0 CB 3 0 thou. JPY 600,000 thou. JPY

Exercise of Subscription Warrants 0 Jan. 2012 Resolution based 1 0 Shares

TECHNO HORIZON HOLDINGS CO.,LTD. (6629) 21,063,240 0

YA-MAN LTD. (6630) 5,834,888 0

JVC KENWOOD Corporation (6632) 139,000,201 0

C&G SYSTEMS INC. (6633) 9,801,549 0

NCXX Group Inc. (6634) 15,030,195 Exercise of CB 0 CB 5 0 thou. JPY 1,165,000 thou. JPY

CB 6 0 thou. JPY 300,000 thou. JPY

Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

KK DI-NIKKO ENGINEERING (6635) 2,700,000 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

SORGHUM JAPAN HOLDINGS Corp. (6636) 26,621,120 Exercise of Subscription Warrants 150,000 Sep. 2015 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 150,000 Shares

TERASAKI ELECTRIC CO.,LTD. (6637) 13,030,000 0

MIMAKI ENGINEERING CO.,LTD. (6638) 32,040,000 0

CONTEC CO.,LTD. (6639) 6,600,000 0

DAI-ICHI SEIKO CO.,LTD. (6640) 16,722,800 0

Nissin Electric Co.,Ltd. (6641) 107,832,445 0

Togami Electric Mfg.Co.,Ltd. (6643) 25,143,291 0

Osaki Electric Co.,Ltd. (6644) 49,267,180 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

OMRON Corporation (6645) 213,958,172 0

MORIO DENKI CO.,LTD. (6647) 14,250,000 0

KAWADEN CORPORATION (6648) 4,192,000 0

NITTO KOGYO CORPORATION (6651) 43,000,000 0

IDEC CORPORATION (6652) 38,224,485 0

FUJI ELECTRIC INDUSTRY CO.,LTD. (6654) 6,669,000 0

inspec Inc. (6656) 2,607,300 Exercise of Subscription Warrants 1,500 Jun. 2013 Resolution based 1 1,500 Shares

Shirai Electronics Industrial Co.,Ltd. (6658) 13,976,000 0

MEDIA GLOBAL LINKS CO.,LTD. (6659) 5,615,500 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Ubiteq,INC. (6662) 14,732,000 Exercise of Subscription Warrants 77,200 Sep. 2009 Resolution based 1 10,000 Shares

Sep. 2012 Resolution based 1 67,200 Shares

TAIYO INDUSTRIAL CO.,LTD. (6663) 5,850,000 0

OPTOELECTRONICS CO.,LTD. (6664) 6,578,000 0

RIVER ELETEC CORPORATION (6666) 7,492,652 0

ADTEC PLASMA TECHNOLOGY CO.,LTD. (6668) 8,586,000 0

CCS Inc. (6669) 5,417,829 0

MCJ Co.,Ltd. (6670) 50,862,300 0

GS Yuasa Corporation (6674) 413,574,714 Exercise of CB 0 CB 19. 3 JPY 0 thou. JPY 25,000,000 thou. JPY

Page 78: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 78 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

SAXA Holdings,Inc. (6675) 62,449,621 0

MELCO HOLDINGS INC. (6676) 22,237,873 0

SK-Electronics CO.,LTD. (6677) 11,368,400 0

Techno Medica Co.,Ltd. (6678) 8,760,000 0

NEC Corporation (6701) 2,604,732,635 0

FUJITSU LIMITED (6702) 2,070,018,213 0

Oki Electric Industry Company,Limited (6703) 87,217,602 Exercise of Subscription Warrants 0 Jun. 2007 Resolution based 1 0 Shares

Jun. 2007 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

IWATSU ELECTRIC CO.,LTD. (6704) 100,803,447 0

Denki Kogyo Company,Limited (6706) 70,424,226 0

Sanken Electric Co.,Ltd. (6707) 125,490,302 0

MEISEI ELECTRIC CO.,LTD. (6709) 132,796,338 0

NAKAYO,INC. (6715) 23,974,816 0

TECHNICAL ELECTRON Co.,Ltd. (6716) 8,038,100 0

AIPHONE CO.,LTD. (6718) 18,220,000 0

FUJITSU COMPONENT LIMITED (6719) 14,629,626 0

Wintest Corp. (6721) 12,122,300 Exercise of Subscription Warrants 1,939,900 Jun. 2016 Resolution based 1 1,939,900 Shares

A&T Corporation (6722) 6,257,900 0

Renesas Electronics Corporation (6723) 1,667,124,490 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Jun. 2016 Resolution based 3 0 Shares

SEIKO EPSON CORPORATION (6724) 399,634,778 0

Wacom Co.,Ltd. (6727) 166,546,400 0

ULVAC, Inc. (6728) 49,355,938 0

AXELL CORPORATION (6730) 11,187,749 0

PIXELA CORPORATION (6731) 29,678,981 Exercise of Subscription Warrants 1,000,000 Aug. 2016 Resolution based 1 1,000,000 Shares

Aug. 2016 Resolution based 2 0 Shares

Newtech Co.,Ltd. (6734) 2,081,000 0

SUN CORPORATION (6736) 22,490,400 Exercise of Subscription Warrants 17,000 Jul. 2009 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 17,000 Shares

Aug. 2014 Resolution based 1 0 Shares

EIZO Corporation (6737) 22,731,160 0

Japan Display Inc. (6740) 601,411,900 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2012 Resolution based 2 0 Shares

Jan. 2013 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 2 0 Shares

Nippon Signal Company,Limited (6741) 68,339,704 0

Kyosan Electric Manufacturing Co.,Ltd. (6742) 62,844,251 0

Daido Signal Co.,Ltd. (6743) 18,018,000 0

NOHMI BOSAI LTD. (6744) 60,832,771 0

HOCHIKI CORPORATION (6745) 29,172,000 0

KI HOLDINGS CO.,LTD. (6747) 41,587,061 0

SEIWA ELECTRIC MFG. CO.,LTD. (6748) 12,382,000 0

Page 79: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 79 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

ELECOM CO.,LTD. (6750) 39,816,036 0

Japan Radio Co.,Ltd. (6751) 32,804,846 0

Panasonic Corporation (6752) 2,453,053,497 0

Sharp Corporation (6753) 4,983,165,584 0

ANRITSU CORPORATION (6754) 138,115,294 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 2 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 2 0 Shares

FUJITSU GENERAL LIMITED (6755) 109,277,299 0

Hitachi Kokusai Electric Inc. (6756) 105,221,259 0

OSG CORPORATION CO.,LTD. (6757) 5,500,000 0

SONY CORPORATION (6758) 1,263,377,660 Exercise of CB 0 * CB 6 0 thou. JPY 120,000,000 thou. JPY

Exercise of Subscription Warrants 16,500 Oct. 2007 Resolution based 1 0 Shares

Oct. 2007 Resolution based 2 0 Shares

Oct. 2008 Resolution based 1 0 Shares

Oct. 2008 Resolution based 2 1,300 Shares

Nov. 2009 Resolution based 1 0 Shares

Nov. 2009 Resolution based 2 1,200 Shares

Oct. 2010 Resolution based 1 0 Shares

Oct. 2010 Resolution based 2 0 Shares

Nov. 2011 Resolution based 1 0 Shares

Nov. 2011 Resolution based 2 500 Shares

Nov. 2012 Resolution based 1 0 Shares

Nov. 2012 Resolution based 2 2,300 Shares

Oct. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 2 6,400 Shares

Oct. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 2 4,400 Shares

Oct. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 2 400 Shares

TDK Corporation (6762) 129,590,659 0

Teikoku Tsushin Kogyo Co.,Ltd. (6763) 50,709,167 0

MITSUMI ELECTRIC CO.,LTD. (6767) 0 Jan. 24 Retirement of Treasury Stocks -87,498,119

Exercise of CB 0 CB 22. 8 JPY 0 thou. JPY 20,000,000 thou. JPY

TAMURA CORPORATION (6768) 82,771,473 0

THine Electronics,Inc. (6769) 12,340,100 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

ALPS ELECTRIC CO.,LTD. (6770) 198,208,086 0

IKEGAMI TSUSHINKI CO.,LTD. (6771) 72,857,468 0

Tokyo Cosmos Electric Co.,Ltd. (6772) 15,812,500 0

PIONEER CORPORATION (6773) 372,223,436 Exercise of CB 0 CB 1 0 thou. JPY 15,000,000 thou. JPY

TB GROUP INC. (6775) 87,760,588 0

Tensho Electric Industries Co.,Ltd. (6776) 17,014,000 0

SANTEC CORPORATION (6777) 11,961,100 0

Artiza Networks,Inc. (6778) 9,562,000 0

NIHON DEMPA KOGYO CO.,LTD. (6779) 20,757,905 0

SUZUKI CO.,LTD. (6785) 12,390,000 0

Page 80: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 80 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

RVH Inc. (6786) 14,182,160 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Meiko Electronics Co.,Ltd. (6787) 26,803,320 0

NIHON TRIM CO.,LTD. (6788) 8,656,780 0

Roland DG Corporation (6789) 12,656,311 0

Nippon Columbia Co.,Ltd. (6791) 13,512,870 Exercise of Subscription Warrants 0 May 2007 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Foster Electric Company,Limited (6794) 26,931,051 0

CLARION CO.,LTD. (6796) 282,744,185 0

SMK Corporation (6798) 75,000,000 0

YOKOWO CO.,LTD. (6800) 20,849,878 0

TEAC CORPORATION (6803) 289,317,134 0

Hosiden Corporation (6804) 69,710,084 0

HIROSE ELECTRIC CO.,LTD. (6806) 40,020,736 0

Japan Aviation Electronics Industry,Limited (6807) 92,302,608 0

TOA CORPORATION (6809) 34,536,635 0

Hitachi Maxell,Ltd. (6810) 53,341,500 0

FURUNO ELECTRIC CO.,LTD. (6814) 31,894,554 0

UNIDEN HOLDINGS CORPORATION (6815) 63,139,649 0

ALPINE ELECTRONICS,INC. (6816) 69,784,501 0

SUMIDA CORPORATION (6817) 23,944,317 0

Izu Shaboten Resort Co.,Ltd (6819) 28,496,537 0

ICOM INCORPORATED (6820) 14,850,000 0

Oi Electric Co.,Ltd. (6822) 14,700,000 0

RION CO.,LTD. (6823) 12,294,400 0

NEW COSMOS ELECTRIC CO.,LTD. (6824) 12,561,000 0

HONDA TSUSHIN KOGYO CO.,LTD. (6826) 12,503,100 0

AOI ELECTRONICS CO.,LTD. (6832) 12,000,000 0

SEIKOH GIKEN Co.,Ltd. (6834) 9,333,654 0

ALLIED TELESIS HOLDINGS K.K. (6835) 109,059,545 Exercise of Subscription Warrants 0 Jan. 2009 Resolution based 1 0 Shares

Mar. 2010 Resolution based 1 0 Shares

Mar. 2010 Resolution based 2 0 Shares

Mar. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

PLAT'HOME CO.,LTD. (6836) 1,358,800 0

KYOSHA CO.,LTD. (6837) 14,624,000 0

TAMAGAWA HOLDINGS CO.,LTD. (6838) 42,598,000 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

FUNAI ELECTRIC CO.,LTD. (6839) 36,130,796 Exercise of Subscription Warrants 0 Nov. 2008 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

AKIBA Holdings Co.,Ltd. (6840) 9,192,562 0

YOKOGAWA ELECTRIC CORPORATION (6841) 268,624,510 0

Shindengen Electric Manufacturing Co.,Ltd. (6844) 103,388,848 0

Azbil Corporation (6845) 75,116,101 0

DKK-TOA CORPORATION (6848) 19,880,620 0

NIHON KOHDEN CORPORATION (6849) 89,730,980 0

Chino Corporation (6850) 9,560,116 0

TECHNOL SEVEN CO.,LTD. (6852) 13,772,400 0

KYOWA ELECTRONIC INSTRUMENTS CO.,LTD. (6853) 28,058,800 0

Page 81: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 81 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

JAPAN ELECTRONIC MATERIALS CORPORATION (6855) 10,604,880 0

HORIBA,Ltd. (6856) 42,532,752 0

ADVANTEST CORPORATION (6857) 199,566,770 Exercise of CB 0 CB 19. 3 JPY 0 thou. JPY 30,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

ONO SOKKI Co.,Ltd. (6858) 13,000,000 0

ESPEC CORP. (6859) 23,781,394 0

Panasonic Industrial Devices SUNX Co.,Ltd. (6860) 56,457,898 0

KEYENCE CORPORATION (6861) 121,603,842 Jan. 21 Stock Split 60,801,921

MINATO HOLDINGS INC. (6862) 36,603,832 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

NIRECO CORPORATION (6863) 9,205,249 0

NF CORPORATION (6864) 6,330,000 0

HIOKI E.E.CORPORATION (6866) 14,024,365 0

LEADER ELECTRONICS CORPORATION (6867) 4,191,801 0

SYSMEX CORPORATION (6869) 208,569,432 Exercise of Subscription Warrants 8,800 Aug. 2013 Resolution based 1 8,800 Shares

Fenwal Controls of Japan,Ltd. (6870) 5,893,000 0

MICRONICS JAPAN CO.,LTD. (6871) 40,025,316 0

KYORITSU ELECTRIC CORPORATION (6874) 4,369,200 0

MegaChips Corporation (6875) 23,038,400 0

Obara Group Incorporated (6877) 20,869,380 Exercise of CB 0 CB 20. 4 JPY 0 thou. JPY 7,000,000 thou. JPY

Imagica Robot Holdings Inc. (6879) 44,531,567 0

KYODEN COMPANY,LIMITED (6881) 52,279,051 0

Sansha Electric Manufacturing Co.,Ltd. (6882) 14,950,000 0

ACMOS INC. (6888) 10,215,400 0

ODELIC CO.,LTD. (6889) 6,100,000 0

Ferrotec Corporation (6890) 30,929,702 Exercise of Subscription Warrants 10,000 Nov. 2014 Resolution based 1 10,000 Shares

PULSTEC INDUSTRIAL CO.,LTD. (6894) 13,934,592 0

DIAMOND ELECTRIC MFG. CO.,LTD. (6895) 9,149,400 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 150 Shares

TWINBIRD CORPORATION (6897) 9,030,000 0

TOMITA ELECTRIC CO.,LTD. (6898) 8,169,793 0

ASTI CORPORATION (6899) 17,085,034 0

SAWAFUJI ELECTRIC CO.,LTD. (6901) 21,610,000 0

DENSO CORPORATION (6902) 794,068,713 0

HARADA INDUSTRY CO.,LTD. (6904) 21,758,000 0

COSEL CO.,LTD. (6905) 37,212,000 0

GEOMATEC CO.,LTD. (6907) 9,152,400 0

IRISO ELECTRONICS CO.,LTD. (6908) 12,291,849 0

New Japan Radio Co.,Ltd. (6911) 39,131,000 0

KIKUSUI ELECTRONICS CORPORATION (6912) 9,900,000 0

OPTEX GROUP Company,Limited (6914) 17,484,732 Jan. 01 Stock Swap 500,136

CHIYODA INTEGRE CO.,LTD. (6915) 14,128,929 0

I-O DATA DEVICE,INC. (6916) 14,839,349 0

AVAL DATA CORPORATION (6918) 7,417,842 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

KEL CORPORATION (6919) 7,743,000 0

Lasertec Corporation (6920) 23,571,600 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Stanley Electric Co.,Ltd. (6923) 176,700,000 0

Page 82: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 82 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

IWASAKI ELECTRIC CO.,LTD. (6924) 78,219,507 0

USHIO INC. (6925) 139,628,721 0

OKAYA ELECTRIC INDUSTRIES CO.,LTD. (6926) 22,921,562 0

Helios Techno Holding Co.,Ltd. (6927) 22,806,900 0

ENOMOTO Co.,Ltd. (6928) 1,534,840 0

NIPPON CERAMIC CO.,LTD. (6929) 26,312,402 Exercise of CB 0 CB 18. 4 JPY 0 thou. JPY 3,085,000 thou. JPY

NIPPON ANTENNA CO.,LTD. (6930) 14,300,000 0

ENDO Lighting Corporation (6932) 14,776,321 0

Japan Digital Laboratory Co.,Ltd. (6935) 33,952,089 0

The Furukawa Battery Co.,Ltd. (6937) 32,800,000 0

SOSHIN ELECTRIC CO.,LTD. (6938) 15,600,000 0

YAMAICHI ELECTRONICS CO.,LTD. (6941) 23,289,775 0

SOPHIA HOLDINGS CO.,LTD. (6942) 22,377,200 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

NKK SWITCHES CO.,LTD. (6943) 8,425,200 0

AIREX INC. (6944) 29,417,400 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 16,000,000 Shares

FUJITSU FRONTECH LIMITED (6945) 24,015,162 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Nippon Avionics Co.,Ltd. (6946) 28,300,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 800,000 Shares

ZUKEN INC. (6947) 23,267,169 0

JEOL Ltd. (6951) 97,715,600 0

CASIO COMPUTER CO.,LTD. (6952) 259,020,914 Exercise of CB 0 CB 19. 7 JPY 0 thou. JPY 10,000,000 thou. JPY

FANUC CORPORATION (6954) 204,072,715 0

FDK CORPORATION (6955) 280,363,026 0

SHIBAURA ELECTRONICS CO.,LTD. (6957) 7,779,865 0

CMK CORPORATION (6958) 63,060,164 0

FUKUDA DENSHI CO.,LTD. (6960) 19,588,000 0

ENPLAS CORPORATION (6961) 18,232,897 0

DAISHINKU CORP. (6962) 9,049,242 0

ROHM COMPANY LIMITED (6963) 111,200,000 0

SANKO CO.,LTD. (6964) 10,066,872 0

HAMAMATSU PHOTONICS K.K. (6965) 167,529,968 0

Mitsui High-tec,Inc. (6966) 42,466,865 0

SHINKO ELECTRIC INDUSTRIES CO.,LTD. (6967) 135,171,942 0

MATSUO ELECTRIC CO.,LTD. (6969) 25,720,000 0

KYOCERA CORPORATION (6971) 377,618,580 0

ELNA CO.,LTD. (6972) 56,641,458 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

KYOEI SANGYO CO.,LTD. (6973) 31,935,458 0

TAIYO YUDEN CO.,LTD. (6976) 120,481,395 Exercise of CB 0 CB 21. 1 JPY 0 thou. JPY 20,000,000 thou. JPY

JAPAN RESISTOR MFG.CO. (6977) 12,400,000 0

Page 83: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 83 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Murata Manufacturing Co.,Ltd. (6981) 225,263,592 0

The Lead Co.,Inc. (6982) 13,164,800 0

U-SHIN LTD. (6985) 28,820,669 Exercise of CB 338,500 CB 1 0 thou. JPY 7,200,000 thou. JPY

CB 17. 9 JPY 240,000 thou. JPY 2,000,000 thou. JPY

FUTABA CORPORATION (6986) 43,886,739 0

NITTO DENKO CORPORATION (6988) 173,758,428 0

HOKURIKU ELECTRIC INDUSTRY CO.,LTD. (6989) 92,500,996 0

Daikokuya Holdings Co.,Ltd. (6993) 81,934,666 Exercise of CB 0 CB 1 0 thou. JPY 580,000 thou. JPY

Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

SHIZUKI ELECTRIC COMPANY INC. (6994) 33,061,003 0

TOKAI RIKA CO.,LTD. (6995) 94,234,171 0

NICHICON CORPORATION (6996) 78,000,000 0

NIPPON CHEMI-CON CORPORATION (6997) 163,148,334 0

Nippon Tungsten Co.,Ltd. (6998) 25,777,600 0

KOA CORPORATION (6999) 40,479,724 0

Mitsui Engineering & Shipbuilding Co.,Ltd. (7003) 830,987,176 0

Hitachi Zosen Corporation (7004) 170,214,843 0

Mitsubishi Heavy Industries,Ltd. (7011) 3,373,647,813 0

Kawasaki Heavy Industries,Ltd. (7012) 1,670,805,320 0

IHI Corporation (7013) 1,546,799,542 0

Namura Shipbuilding Co.,Ltd. (7014) 69,038,551 Exercise of Subscription Warrants 0 Dec. 2008 Resolution based 1 0 Shares

Dec. 2009 Resolution based 1 0 Shares

Dec. 2010 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Naikai Zosen Corporation (7018) 22,530,000 0

NITCHITSU CO.,LTD. (7021) 21,300,000 0

Sanoyas Holdings Corporation (7022) 32,600,000 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

NIPPON SHARYO,LTD. (7102) 146,750,129 0

Mitsubishi Nichiyu Forklift Co.,Ltd. (7105) 76,611,269 Conversion of Preferred Stock, etc. 2,420,000 PS 1 2,420,000 Shares 32,274,744 Shares

Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

THE KINKI SHARYO CO.,LTD. (7122) 6,908,359 0

Financial Products Group Co.,Ltd. (7148) 94,461,600 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares

Sep. 2008 Resolution based 2 0 Shares

THE SHIMANE BANK,LTD. (7150) 5,576,000 0

LIFENET INSURANCE COMPANY (7157) 51,145,000 Exercise of Subscription Warrants 0 Dec. 2007 Resolution based 1 0 Shares

Dec. 2009 Resolution based 1 0 Shares

Jan. 2012 Resolution based 1 0 Shares

Page 84: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 84 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jimoto Holdings,Inc. (7161) 178,867,630 Exercise of CB 0 * CB 1 0 thou. JPY 8,000,000 thou. JPY

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 130,000,000 Shares

PS 2 0 Shares 100,000,000 Shares

PS 3 0 Shares 50,000,000 Shares

ASTMAX Co.,Ltd. (7162) 13,160,300 0

ZENKOKU HOSHO Co.,Ltd. (7164) 68,860,980 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Mebuki Financial Group,Inc. (7167) 1,179,055,218 Exercise of CB 0 CB 19. 4 USD 0 thou. USD 300,000 thou. USD

Exercise of Subscription Warrants 0 Feb. 2009 Resolution based 1 0 Shares

Nov. 2009 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Apr. 2016 Resolution based 2 0 Shares

Apr. 2016 Resolution based 3 0 Shares

Apr. 2016 Resolution based 4 0 Shares

Apr. 2016 Resolution based 5 0 Shares

Apr. 2016 Resolution based 6 0 Shares

Apr. 2016 Resolution based 7 0 Shares

Apr. 2016 Resolution based 8 0 Shares

Apr. 2016 Resolution based 9 0 Shares

Apr. 2016 Resolution based 0 0 Shares

Apr. 2016 Resolution based 1 0 Shares

NEWTON FINANCIAL CONSULTING,Inc. (7169) 19,107,000 0

CHUOU INTERNATIONAL GROUP CO.,LTD. (7170) 3,120,000 0

Japan Investment Adviser Co.,Ltd. (7172) 12,310,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Tokyo TY Financial Group,Inc. (7173) 30,650,115 0

The Imamura Securities Co.,Ltd. (7175) 2,660,000 0

Simplex Financial Holdings Co.,Ltd. (7176) 720,000 0

GMO CLICK Holdings,Inc. (7177) 118,668,674 Exercise of Subscription Warrants 318,000 Nov. 2012 Resolution based 1 318,000 Shares

Kyushu Financial Group,Inc. (7180) 463,375,978 0

JAPAN POST INSURANCE Co.,Ltd. (7181) 600,000,000 0

JAPAN POST BANK Co.,Ltd. (7182) 4,500,000,000 0

Anshin Guarantor Service Co.,Ltd. (7183) 17,761,500 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

THE FIRST BANK OF TOYAMA,LTD. (7184) 67,309,700 0

Hirose Tusyo Inc. (7185) 6,184,000 Exercise of Subscription Warrants 200,000 Sep. 2007 Resolution based 1 160,000 Shares

Mar. 2008 Resolution based 1 40,000 Shares

Concordia Financial Group,Ltd. (7186) 1,300,616,065 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 2 0 Shares

Sep. 2015 Resolution based 3 0 Shares

Sep. 2015 Resolution based 4 0 Shares

Sep. 2015 Resolution based 5 0 Shares

Sep. 2015 Resolution based 6 0 Shares

Sep. 2015 Resolution based 7 0 Shares

Sep. 2015 Resolution based 8 0 Shares

Sep. 2015 Resolution based 9 0 Shares

Sep. 2015 Resolution based 0 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Page 85: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 85 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Sep. 2015 Resolution based 2 0 Shares

Jun. 2016 Resolution based 1 0 Shares

J-LEASE CO.,LTD. (7187) 2,104,800 Exercise of Subscription Warrants 9,200 Dec. 2014 Resolution based 1 9,200 Shares

Nishi-Nippon Financial Holdings,Inc. (7189) 179,596,955 0

Mercuria Investment Co.,Ltd. (7190) 13,716,300 Jan. 01 Stock Split 9,144,200

Entrust Inc. (7191) 10,090,761 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Mortgage Service Japan Limited (7192) 2,379,000 Jan. 20 Third-Party Allotment, etc. 55,000

NISSAN MOTOR CO.,LTD. (7201) 4,220,715,112 0

ISUZU MOTORS LIMITED (7202) 848,422,669 0

TOYOTA MOTOR CORPORATION (7203) 3,262,997,492 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

HINO MOTORS,LTD. (7205) 574,580,850 0

KANEMITSU CORPORATION (7208) 5,119,477 0

MITSUBISHI MOTORS CORPORATION (7211) 1,490,282,496 0

F-TECH INC. (7212) 15,556,112 Exercise of CB 83,056 CB 20. 3 JPY 100,000 thou. JPY 3,800,000 thou. JPY

LECIP HOLDINGS CORPORATION (7213) 12,798,200 0

GMB CORPORATION (7214) 5,212,440 0

FALTEC Co.,Ltd. (7215) 9,333,300 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

TEIN,INC. (7217) 6,652,250 0

TANAKA SEIMITSU KOGYO CO.,LTD. (7218) 9,763,600 0

HKS CO.,LTD. (7219) 4,000,000 0

MUSASHI SEIMITSU INDUSTRY CO.,LTD. (7220) 31,200,000 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NISSAN SHATAI CO.,LTD. (7222) 157,239,691 0

ShinMaywa Industries,LTD. (7224) 100,000,000 0

KYOKUTO KAIHATSU KOGYO CO.,LTD. (7226) 42,737,668 0

DAYTONA CORPORATION (7228) 3,604,600 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares

YUTAKA GIKEN CO.,LTD. (7229) 14,820,000 0

NISSIN KOGYO CO.,LTD. (7230) 65,452,143 0

TOPY INDUSTRIES,LIMITED (7231) 24,077,510 0

TOKYO RADIATOR MFG.CO.,LTD. (7235) 14,400,000 0

T.RAD Co., Ltd. (7236) 83,444,057 0

AKEBONO BRAKE INDUSTRY CO.,LTD. (7238) 135,992,343 0

TACHI-S CO.,LTD. (7239) 36,442,846 0

NOK CORPORATION (7240) 173,138,537 0

FUTABA INDUSTRIAL CO.,LTD. (7241) 70,049,627 0

KYB Corporation (7242) 257,484,315 0

ICHIKOH INDUSTRIES,LTD. (7244) 96,220,851 0

DAIDO METAL CO.,LTD. (7245) 44,956,853 0

PRESS KOGYO CO.,LTD. (7246) 114,007,210 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

MIKUNI CORPORATION (7247) 34,049,423 0

CALSONIC KANSEI CORPORATION (7248) 273,241,631 0

PACIFIC INDUSTRIAL CO.,LTD. (7250) 55,193,669 Exercise of CB 3,337 * CB 3 3,000 thou. JPY 5,507,000 thou. JPY

KEIHIN CORPORATION (7251) 73,985,246 0

UNIVANCE CORPORATION (7254) 23,396,787 0

SAKURAI LTD. (7255) 4,000,000 0

KASAI KOGYO CO.,LTD. (7256) 39,511,728 0

AISIN SEIKI CO.,LTD. (7259) 294,674,634 0

Page 86: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 86 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Fuji Kiko Co.,Ltd. (7260) 53,171,286 0

Mazda Motor Corporation (7261) 599,875,479 0

MURO CORPORATION (7264) 6,546,200 0

EIKEN INDUSTRIES CO.,LTD (7265) 6,200,000 0

Imasen Electric Industrial Co.,Ltd. (7266) 21,046,785 Exercise of CB 0 * CB 3 0 thou. JPY 327,000 thou. JPY

HONDA MOTOR CO.,LTD. (7267) 1,811,428,430 0

TATSUMI Corporation (7268) 6,000,000 0

SUZUKI MOTOR CORPORATION (7269) 491,000,000 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 100,000,000 thou. JPY

CB 23. 3 JPY 0 thou. JPY 100,000,000 thou. JPY

Fuji Heavy Industries Ltd. (7270) 769,175,873 0

YASUNAGA CORPORATION (7271) 12,938,639 0

Yamaha Motor Co.,Ltd. (7272) 349,914,284 0

IKUYO CO.,LTD. (7273) 15,385,000 0

SHOWA CORPORATION (7274) 76,020,019 0

KOITO MANUFACTURING CO.,LTD. (7276) 160,789,436 0

TBK Co.,Ltd. (7277) 29,424,635 0

EXEDY Corporation (7278) 48,593,736 0

HI-LEX CORPORATION (7279) 38,216,759 0

MITSUBA Corporation (7280) 45,581,809 0

TOYODA GOSEI CO.,LTD. (7282) 130,010,011 0

AISAN INDUSTRY CO.,LTD. (7283) 62,713,296 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

MEIWA INDUSTRY CO.,LTD. (7284) 3,502,859 0

NIPPON SEIKI CO.,LTD. (7287) 60,907,599 0

NIHON PLAST CO.,LTD. (7291) 19,410,000 0

MURAKAMI CORPORATION (7292) 13,100,000 0

YOROZU CORPORATION (7294) 25,055,636 Exercise of Subscription Warrants 0 Nov. 2009 Resolution based 1 0 Shares

Nov. 2010 Resolution based 1 0 Shares

Nov. 2011 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

F.C.C.CO.,LTD. (7296) 52,644,030 0

CAR MATE MFG. CO.,LTD. (7297) 7,928,885 0

Yachiyo Industry Co.,Ltd. (7298) 24,042,700 0

FUJI OOZX Inc. (7299) 20,559,500 0

ARAYA INDUSTRIAL CO.,LTD. (7305) 60,453,268 0

SHIMANO INC. (7309) 92,720,000 0

Takata Corporation (7312) 83,161,700 0

TS TECH CO.,LTD. (7313) 68,000,000 0

ODAWARA AUTO-MACHINE MFG.CO.,LTD. (7314) 3,079,200 0

IJT Technology Holdings Co.,Ltd. (7315) 49,154,282 0

NANSIN CO.,LTD. (7399) 7,708,000 0

Showa Aircraft Industry Co.,Ltd. (7404) 33,606,132 0

JAMCO CORPORATION (7408) 26,863,974 0

ATOM CORPORATION (7412) 184,559,297 Conversion of Preferred Stock, etc. 1,422,676 PS 1 0 Shares 9,000,000 Shares

PS 2 2 Shares 5 Shares Retirement 2 Shares

Page 87: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 87 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

PS 3 2 Shares 5 Shares Retirement 2 Shares

PS 4 6 Shares 12 Shares Retirement 6 Shares

Sokensha Co.,Ltd. (7413) 7,055,000 0

ONOKEN CO.,LTD. (7414) 21,244,830 Exercise of CB 0 CB 19. 2 JPY 0 thou. JPY 5,000,000 thou. JPY

Haruyama Holdings Inc. (7416) 16,485,078 0

Nojima Co.,Ltd. (7419) 49,304,016 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

SATORI ELECTRIC CO.,LTD. (7420) 17,946,826 0

KAPPA・CREATE CO.,LTD. (7421) 49,414,578 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

TOHO LAMAC CO.,LTD. (7422) 5,120,700 0

HATSUHO SHOUJI CO.,LTD. (7425) 8,701,656 0

Yamadai Corporation (7426) 5,936,840 0

ECHO TRADING CO.,LTD. (7427) 6,036,546 0

DALTON CORPORATION (7432) 0 Jan. 16 Retirement of Treasury Stocks -14,197,438

Hakuto Co.,Ltd. (7433) 24,137,213 0

OTAKE CORPORATION (7434) 4,284,500 0

NADEX CO.,LTD. (7435) 9,605,800 0

KONDOTEC INC. (7438) 27,957,000 0

NAKAYAMAFUKU CO.,LTD. (7442) 20,214,480 0

YOKOHAMA GYORUI CO.,LTD. (7443) 6,290,000 0

Harima-Kyowa Co.,LTD. (7444) 5,441,568 0

RIGHT ON Co.,Ltd. (7445) 29,631,500 Exercise of Subscription Warrants 0 Nov. 2010 Resolution based 1 0 Shares

Nov. 2011 Resolution based 1 0 Shares

TOHOKU CHEMICAL Co.,LTD. (7446) 4,800,000 0

NAGAILEBEN Co.,Ltd. (7447) 38,236,000 0

JEANS MATE CORPORATION (7448) 12,651,466 0

SUNDAY CO.,LTD. (7450) 10,770,100 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Mitsubishi Shokuhin Co.,Ltd. (7451) 58,125,490 0

RYOHIN KEIKAKU CO.,LTD. (7453) 28,078,000 0

PARIS MIKI HOLDINGS Inc. (7455) 56,057,474 0

MATSUDA SANGYO Co.,Ltd. (7456) 28,908,581 0

DAIICHIKOSHO CO.,LTD. (7458) 57,434,200 0

MEDIPAL HOLDINGS CORPORATION (7459) 244,524,496 0

YAGI & CO.,LTD. (7460) 10,568,000 0

KIMURA CO.,LTD. (7461) 15,180,000 0

DAIYA TSUSHO CO.,LTD. (7462) 822,200 0

ADVAN CO.,LTD. (7463) 53,812,692 0

SAFTEC CO.,LTD. (7464) 5,000,000 0

MAXVALU HOKKAIDO CO.,Ltd. (7465) 6,941,350 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares

Apr. 2011 Resolution based 1 0 Shares

Apr. 2012 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

SPK CORPORATION (7466) 5,226,900 0

Page 88: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 88 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

HAGIWARA ELECTRIC CO.,LTD. (7467) 8,318,000 0

TOBA,INC. (7472) 5,000,000 0

ALBIS Co.,Ltd. (7475) 7,905,926 0

AS ONE CORPORATION (7476) 20,688,135 0

MURAKI CORPORATION (7477) 14,700,000 0

SUZUDEN CORPORATION (7480) 15,152,600 0

OIE SANGYO CO.,LTD. (7481) 9,255,000 0

SHIMOJIMA Co.,Ltd. (7482) 24,257,826 0

DOSHISHA CO.,LTD. (7483) 37,375,636 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

SANRIN CO.,LTD. (7486) 12,300,000 0

OZU CORPORATION (7487) 8,435,225 0

NISSIN SHOJI CO.,LTD. (7490) 7,600,000 0

KONAKA CO.,LTD. (7494) 31,146,685 0

NISHIKAWA KEISOKU Co.,Ltd. (7500) 3,432,475 0

TIEMCO LTD. (7501) 3,339,995 0

PLAZA CREATE CO.,LTD. (7502) 13,836,258 0

KOHSOKU CORPORATION (7504) 20,973,920 0

FUSO DENTSU CO.,LTD. (7505) 17,402,456 0

HOUSE OF ROSE Co.,Ltd. (7506) 4,703,063 0

G-7 HOLDINGS Inc. (7508) 13,336,400 0

I.A GROUP CORPORATION (7509) 8,226,800 0

TAKEBISHI CORPORATION (7510) 14,798,600 0

Aeon Hokkaido Corporation (7512) 106,211,086 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares

Apr. 2008 Resolution based 2 0 Shares

May 2009 Resolution based 1 0 Shares

Kojima Co.,Ltd. (7513) 77,912,716 0

HIMARAYA Co.,Ltd. (7514) 12,320,787 0

Maruyoshi Center Inc. (7515) 8,749,990 0

KOHNAN SHOJI CO.,LTD. (7516) 34,682,113 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

KURODA ELECTRIC CO.,LTD. (7517) 39,446,162 0

Net One Systems Co.,Ltd. (7518) 86,000,000 0

GOYO INTEX CO.,LTD. (7519) 16,603,174 0

Eco's Co.,Ltd. (7520) 11,209,917 Exercise of Subscription Warrants 25,000 Jun. 2008 Resolution based 1 0 Shares

May 2009 Resolution based 1 15,000 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 10,000 Shares

MUSASHI CO.,LTD. (7521) 7,950,000 0

WATAMI CO.,LTD. (7522) 41,686,780 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares

Aug. 2008 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

ART VIVANT CO.,LTD. (7523) 15,463,816 0

MARCHE CORPORATION (7524) 8,550,400 0

RIX CORPORATION (7525) 8,640,000 0

SystemSoft Corporation (7527) 67,974,560 Exercise of Subscription Warrants 0 Oct. 2012 Resolution based 1 0 Shares

Page 89: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 89 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

SEIWA CHUO HOLDINGS CORPORATION (7531) 3,922,000 0

Don Quijote Holdings Co.,Ltd. (7532) 158,156,560 Exercise of Subscription Warrants 0 Apr. 2006 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

MARUBUN CORPORATION (7537) 28,051,200 0

DAISUI CO.,LTD. (7538) 13,774,819 0

AINAVO HOLDINGS Co.,Ltd. (7539) 11,647,820 0

Three F Co.,Ltd. (7544) 7,707,095 0

NISHIMATSUYA CHAIN Co.,Ltd. (7545) 69,588,856 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

May 2013 Resolution based 2 0 Shares

May 2014 Resolution based 1 0 Shares

ZENSHO HOLDINGS CO.,LTD. (7550) 149,640,445 0

WEDS CO.,LTD. (7551) 16,118,166 0

HAPPINET CORPORATION (7552) 24,050,000 0

KOURAKUEN HOLDINGS CORPORATION (7554) 16,774,841 0

Ota Floriculture Auction Co.,Ltd. (7555) 5,500,000 0

GLOBAL FOOD CREATORS CO.,LTD. (7559) 5,769,040 0

HURXLEY CORPORATION (7561) 11,025,032 0

ANRAKUTEI Co.,Ltd (7562) 2,150,434 0

WORKMAN CO.,LTD. (7564) 40,923,408 0

MANSEI CORPORATION (7565) 4,600,000 0

SAKAE ELECTRONICS CORPORATION (7567) 5,090,000 0

HASHIMOTO SOGYO HOLDINGS CO.,LTD. (7570) 9,678,660 0

YAMANO HOLDINGS CORPORATION (7571) 34,497,058 0

Japan Lifeline Co.,Ltd. (7575) 45,209,988 0

PASSPORT Co.,Ltd. (7577) 15,000,000 0

NICHIRYOKU CO.,LTD. (7578) 13,741,014 0

SAIZERIYA CO.,LTD. (7581) 52,272,342 0

KAN-NANMARU CORPORATION (7585) 4,351,308 0

PALTEK CORPORATION (7587) 11,849,899 0

TAKASHO CO.,LTD. (7590) 12,379,814 0

EXCEL CO.,LTD. (7591) 9,086,755 0

VT HOLDINGS CO.,LTD. (7593) 119,381,034 0

MARUKA MACHINERY CO.,LTD. (7594) 9,327,700 0

ARGO GRAPHICS Inc. (7595) 11,177,000 0

UORIKI CO.,LTD. (7596) 14,620,000 0

Tokyo Kiho Co.,Ltd. (7597) 4,478,560 0

IDOM Inc. (7599) 106,888,000 0

Japan Medical Dynamic Marketing,INC. (7600) 26,475,880 0

POPLAR CO.,Ltd. (7601) 9,905,822 0

Carchs Holdings Co.,Ltd. (7602) 24,087,009 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

MAC HOUSE CO.,LTD. (7603) 15,597,638 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

UMENOHANA CO.,LTD. (7604) 7,489,200 0

FUJI CORPORATION (7605) 10,485,000 0

UNITED ARROWS LTD. (7606) 30,213,676 0

Shinwa Co.,Ltd. (7607) 14,415,319 0

SK JAPAN CO.,LTD. (7608) 8,490,103 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Page 90: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 90 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Daitron Co.,Ltd. (7609) 11,155,979 0

TAY TWO CO.,LTD. (7610) 52,640,000 0

HIDAY HIDAKA Corp. (7611) 24,082,776 0

Nuts Inc. (7612) 60,118,220 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 2 0 Shares

SIIX CORPORATION (7613) 25,200,000 Exercise of CB 0 * CB 1 0 thou. JPY 6,000,000 thou. JPY

OM2Network Co.,Ltd. (7614) 7,335,634 0

KYOTO KIMONO YUZEN CO.,LTD. (7615) 15,498,200 0

COLOWIDE CO.,LTD. (7616) 75,284,041 0

PC DEPOT CORPORATION (7618) 52,622,400 0

TANAKA CO.,LTD. (7619) 8,832,000 0

UKAI CO.,LTD. (7621) 5,229,940 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

SUNAUTAS CO.,LTD. (7623) 3,230,500 0

Naito & Co.,Ltd. (7624) 54,789,510 0

GLOBAL-DINING,INC. (7625) 10,081,100 Exercise of Subscription Warrants 0 Nov. 2007 Resolution based 1 0 Shares

Oct. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

OHASHI TECHNICA INC. (7628) 16,240,040 0

ICHIBANYA CO.,LTD. (7630) 31,926,000 0

HOSHIIRYO-SANKI CO.,LTD. (7634) 3,601,681 0

SUGITA ACE CO.,LTD. (7635) 5,374,000 0

HANDSMAN CO.,LTD (7636) 14,509,800 0

Hakudo Co.,Ltd. (7637) 11,343,300 0

NEW ART Co.,Ltd. (7638) 332,527,514 0

TOP CULTURE Co.,Ltd. (7640) 12,688,000 0

DAIICHI CO.,LTD. (7643) 5,719,320 0

PLANT Co.,Ltd. (7646) 8,090,000 Jan. 31 Third-Party Allotment, etc. 110,000

ONTSU Co.,Ltd. (7647) 194,846,645 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Aug. 2010 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

SUGI HOLDINGS Co.,LTD. (7649) 63,330,838 0

Shimadzu Corporation (7701) 296,070,227 0

JMS CO.,LTD. (7702) 49,466,932 0

Kawasumi Laboratories,Incorporated (7703) 22,948,003 0

GL Sciences Inc. (7705) 11,190,000 0

Precision System Science Co.,Ltd. (7707) 20,756,900 0

KUBOTEK CORPORATION (7709) 13,830,000 0

SUKEGAWA ELECTRIC CO.,LTD. (7711) 6,710,000 0

SIGMA KOKI CO.,LTD. (7713) 7,811,728 0

NAGANO KEIKI CO.,LTD. (7715) 19,432,984 0

NAKANISHI INC. (7716) 31,419,800 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Page 91: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 91 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

V Technology Co.,Ltd. (7717) 5,026,300 0

STAR MICRONICS CO.,LTD. (7718) 47,033,234 Exercise of CB 0 CB 21. 6 JPY 0 thou. JPY 8,000,000 thou. JPY

TOKYO KOKI CO.LTD. (7719) 71,337,916 0

TOKYO KEIKI INC. (7721) 85,382,196 0

KOKUSAI CO.,LTD. (7722) 14,200,000 0

Aichi Tokei Denki Co.,Ltd. (7723) 5,140,000 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

INTER ACTION Corporation (7725) 10,052,100 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

KURODA PRECISION INDUSTRIES LTD. (7726) 28,100,000 0

OVAL Corporation (7727) 26,180,000 0

TOKYO SEIMITSU CO.,LTD. (7729) 41,446,581 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 2 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 2 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 2 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

MANI,INC. (7730) 35,637,000 0

NIKON CORPORATION (7731) 400,878,921 0

TOPCON CORPORATION (7732) 108,085,842 0

OLYMPUS CORPORATION (7733) 342,671,508 0

RIKEN KEIKI CO.,LTD. (7734) 23,661,000 0

SCREEN Holdings Co.,Ltd. (7735) 50,794,866 0

CANON ELECTRONICS INC. (7739) 42,206,540 0

Tamron Co.,Ltd. (7740) 25,950,000 0

HOYA CORPORATION (7741) 389,779,920 0

SEED CO.,LTD. (7743) 9,112,000 0

Noritsu Koki Co.,Ltd. (7744) 36,190,872 0

A&D Company,Limited (7745) 22,579,700 Exercise of Subscription Warrants 0 Aug. 2005 Resolution based 1 0 Shares

OKAMOTO GLASS CO.,LTD. (7746) 18,950,540 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

ASAHI INTECC CO.,LTD. (7747) 64,427,600 Exercise of Subscription Warrants 38,200 Aug. 2014 Resolution based 1 38,200 Shares

HOLON CO.,LTD. (7748) 3,340,500 0

MEDIKIT CO.,LTD. (7749) 9,440,000 0

CANON INC. (7751) 1,333,763,464 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares

RICOH COMPANY,LTD. (7752) 744,912,078 0

Page 92: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 92 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

SEKONIC HOLDINGS CORPORATION (7758) 1,880,000 0

IMV CORPORATION (7760) 16,957,016 0

Citizen Watch Co.,Ltd. (7762) 320,353,809 0

JECO CO.,LTD. (7768) 16,758,056 0

RHYTHM WATCH CO.,LTD. (7769) 93,850,939 0

Nihon Seimitsu Co.,Ltd. (7771) 18,768,999 0

Japan Tissue Engineering Co., Ltd. (7774) 40,588,200 Exercise of Subscription Warrants 1,200 Jun. 2007 Resolution based 1 1,200 Shares

DAIKEN MEDICAL CO.,LTD. (7775) 31,840,000 0

CellSeed Inc. (7776) 9,214,419 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Aug. 2015 Resolution based 2 0 Shares

3-D Matrix,Ltd. (7777) 21,591,200 Exercise of Subscription Warrants 3,200 Jul. 2008 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Apr. 2011 Resolution based 1 3,200 Shares

Aug. 2012 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Ad Me Tech Co.,Ltd. (7778) 4,003,058 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

CYBERDYNE,INC. (7779) 137,347,609 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 77,700,000 Shares

Menicon Co.,Ltd. (7780) 18,402,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

HIRAYAMA Corporation (7781) 1,747,200 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Sincere Co.,LTD. (7782) 2,228,300 Jan. 24 Third-Party Allotment, etc. 50,000

Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

NAKAMOTO PACKS CO.,LTD. (7811) 4,086,660 0

CRESTEC Inc. (7812) 3,248,900 0

PLATZ Co.,Ltd. (7813) 931,500 0

JAPAN Creative Platform Group Co.,Ltd. (7814) 12,187,280 0

TOKYO BOARD INDUSTRIES CO.,LTD. (7815) 3,660,369 0

Snow Peak,Inc. (7816) 7,040,000 0

PARAMOUNT BED HOLDINGS CO.,LTD. (7817) 30,877,487 Exercise of CB 0 CB 18. 7 JPY 0 thou. JPY 10,000,000 thou. JPY

TRANSACTION CO.,Ltd. (7818) 14,449,400 0

SHO-BI Corporation (7819) 13,410,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

NIHON FLUSH CO.,LTD. (7820) 12,530,000 0

MAEDA KOSEN CO.,LTD. (7821) 32,236,300 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Eidai Co.,Ltd. (7822) 46,783,800 0

ARTNATURE INC. (7823) 34,393,200 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

DUNLOP SPORTS CO.LTD. (7825) 29,000,000 0

FURUYA METAL CO.,LTD. (7826) 7,265,212 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares

Page 93: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 93 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

ORVIS CORPORATION (7827) 1,732,000 0

Samantha Thavasa Japan Limited (7829) 35,296,000 0

Wellco Holdings Corporation (7831) 24,650,800 0

BANDAI NAMCO Holdings Inc. (7832) 222,000,000 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

IFIS JAPAN LTD. (7833) 10,242,000 0

Maruman & Co.,Ltd. (7834) 16,934,084 Exercise of CB 0 CB 1 0 thou. JPY 105,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

AVIX,Inc. (7836) 23,842,000 0

R.C.CORE CO.,LTD. (7837) 4,488,500 Exercise of Subscription Warrants 15,500 Jun. 2012 Resolution based 1 15,500 Shares

KYORITSU PRINTING CO.,LTD. (7838) 48,630,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

SHOEI CO.,LTD. (7839) 13,772,400 0

FRANCE BED HOLDINGS CO.,LTD. (7840) 44,897,500 0

ENDO MANUFACTURING CO.,LTD. (7841) 9,441,800 0

Marvelous Inc. (7844) 53,593,100 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

PILOT CORPORATION (7846) 46,814,400 0

GRAPHITE DESIGN INC. (7847) 6,945,600 0

Starts Publishing Corporation (7849) 1,920,000 0

SOUGOU SHOUKEN CO.,LTD. (7850) 3,060,110 0

KAWASE COMPUTER SUPPLIES CO,LTD. (7851) 5,160,000 0

Food Planet,Inc. (7853) 70,161,980 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Cardinal Co.,Ltd. (7855) 2,143,000 0

HAGIHARA INDUSTRIES INC. (7856) 7,448,800 0

SEKI CO.,LTD. (7857) 4,508,000 0

ALMEDIO INC. (7859) 9,702,316 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

AVEX GROUP HOLDINGS INC. (7860) 45,000,000 0

TOPPAN FORMS CO.,LTD. (7862) 115,000,000 0

HIRAGA CO.,LTD. (7863) 4,015,585 0

FUJI SEAL INTERNATIONAL,INC. (7864) 60,161,956 Jan. 01 Stock Split 30,080,978

People Co.,Ltd. (7865) 4,437,500 0

TOMY COMPANY,LTD. (7867) 96,290,850 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2012 Resolution based 2 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2013 Resolution based 2 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

KOSAIDO Co.,Ltd. (7868) 24,922,600 0

NIHON FORM SERVICE CO.,LTD. (7869) 4,020,000 0

FUKUVI CHEMICAL INDUSTRY CO.,LTD. (7871) 20,688,425 0

As-me ESTELLE CO.,LTD. (7872) 11,459,223 0

Page 94: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 94 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

ARRK CORPORATION (7873) 338,657,431 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 23,704,319 Shares

LEC,INC. (7874) 9,541,335 0

EIDAI KAKO CO.,LTD. (7877) 7,300,000 0

KOSAIKOGEI CO.,LTD. (7878) 3,960,000 0

NODA CORPORATION (7879) 17,339,200 0

Sun Messe Co.,Ltd. (7883) 17,825,050 0

TAKANO Co.,Ltd. (7885) 15,721,000 0

YAMATO INDUSTRY CO.,LTD. (7886) 10,171,797 0

NANKAI PLYWOOD CO.,LTD. (7887) 10,095,800 0

SANKO GOSEI LTD. (7888) 25,688,569 0

KUWAYAMA CORPORATION (7889) 10,331,546 0

JAPAN U-PICA COMPANY,LTD. (7891) 5,500,000 0

PRONEXUS INC. (7893) 33,444,451 0

CHUO KAGAKU CO.,LTD. (7895) 21,040,000 0

SEVEN INDUSTRIES CO.,LTD. (7896) 15,577,500 0

HOKUSHIN CO.,LTD. (7897) 28,373,005 0

WOOD ONE CO.,LTD. (7898) 49,209,846 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

MICS CHEMICAL CO.,LTD. (7899) 5,850,000 0

MATSUMOTO INC. (7901) 3,813,000 0

SONOCOM CO.,LTD. (7902) 5,000,000 0

DAIKEN CORPORATION (7905) 25,175,043 0

YONEX CO.,LTD. (7906) 23,405,200 0

KIMOTO CO.,LTD. (7908) 54,772,564 0

TOPPAN PRINTING CO.,LTD. (7911) 699,412,481 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 40,000,000 thou. JPY

Dai Nippon Printing Co.,Ltd. (7912) 663,480,693 0

Tosho Printing Company,Limited (7913) 86,267,808 0

Kyodo Printing Co.,Ltd. (7914) 90,200,000 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 5,000,000 thou. JPY

NISSHA PRINTING CO.,LTD. (7915) 45,029,493 Exercise of CB 0 CB 21. 3 JPY 1,230,000 thou. JPY 15,770,000 thou. JPY

MITSUMURA PRINTING CO.,LTD. (7916) 31,634,203 0

FUJIMORI KOGYO CO.,LTD. (7917) 19,267,760 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

VIA Holdings,Inc. (7918) 29,168,100 0

Nozaki Insatsu Shigyo Co.,Ltd. (7919) 21,460,000 0

Miura Printing Corporation (7920) 32,048,848 0

TAKARA PRINTING CO.,LTD. (7921) 12,936,793 0

SANKO SANGYO CO.,LTD. (7922) 7,378,800 0

TOIN CORPORATION (7923) 6,377,500 0

MAEZAWA KASEI INDUSTRIES CO.,LTD. (7925) 15,732,000 0

MUTO SEIKO CO. (7927) 7,739,548 0

ASAHI KAGAKU KOGYO CO.,LTD. (7928) 3,896,000 0

Nippi,Incorporated (7932) 14,445,000 0

ASICS Corporation (7936) 199,962,991 Exercise of CB 0 CB 19. 3 JPY 0 thou. JPY 30,000,000 thou. JPY

Page 95: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 95 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TSUTSUMI JEWELRY CO.,LTD. (7937) 20,080,480 0

REGAL CORPORATION (7938) 32,500,000 Exercise of Subscription Warrants 0 Jan. 2010 Resolution based 1 0 Shares

Jan. 2011 Resolution based 1 0 Shares

Jan. 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Feb. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

KENSOH CO.,LTD. (7939) 4,022,774 0

JSP Corporation (7942) 31,413,473 0

NICHIHA CORPORATION (7943) 37,324,264 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

COMANY INC. (7945) 9,924,075 0

KOYOSHA INC. (7946) 13,392,000 0

FP CORPORATION (7947) 44,284,212 0

KOMATSU WALL INDUSTRY CO.,LTD. (7949) 10,903,240 0

YAMAHA CORPORATION (7951) 197,255,025 0

Kawai Musical Instruments Manufacturing Co.,Ltd. (7952) 9,011,560 0

KIKUSUI CHEMICAL INDUSTRIES CO.,LTD. (7953) 12,744,054 0

Cleanup Corporation (7955) 41,942,374 0

PIGEON CORPORATION (7956) 121,653,486 0

FUJICOPIAN CO.,LTD. (7957) 17,894,877 0

TENMA CORPORATION (7958) 27,813,026 0

KANEMATSU SUSTECH CORPORATION (7961) 41,492,000 0

KING JIM CO.,LTD. (7962) 32,459,692 0

KOKEN LTD. (7963) 5,104,003 0

Zojirushi Corporation (7965) 72,600,000 0

LINTEC Corporation (7966) 76,564,240 0

TASAKI & Co.,Ltd. (7968) 17,780,566 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

Dec. 2011 Resolution based 2 0 Shares

Dec. 2011 Resolution based 3 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Shin-Etsu Polymer Co.,Ltd. (7970) 82,623,376 0

TOLI Corporation (7971) 66,829,249 0

ITOKI CORPORATION (7972) 52,143,948 0

Nintendo Co.,Ltd. (7974) 141,669,000 0

LIHIT LAB.,INC. (7975) 1,907,850 0

MITSUBISHI PENCIL COMPANY,LIMITED (7976) 32,143,146 0

SHOFU INC. (7979) 16,114,089 0

SHIGEMATSU WORKS CO.,LTD. (7980) 7,200,000 0

TAKARA STANDARD CO.,LTD. (7981) 73,937,194 0

Page 96: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 96 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Miroku Corporation (7983) 15,027,209 0

KOKUYO CO.,LTD. (7984) 128,742,463 0

NEPON Inc. (7985) 12,028,480 0

NIHON ISK Company,Limited (7986) 17,760,000 0

NAKABAYASHI CO.,LTD. (7987) 57,588,589 0

NIFCO INC. (7988) 53,754,477 Exercise of CB 0 CB 1 0 thou. JPY 20,000,000 thou. JPY

TACHIKAWA CORPORATION (7989) 20,763,600 0

GLOBERIDE,Inc. (7990) 12,000,000 0

MAMIYA-OP CO.,LTD (7991) 9,358,670 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

The Sailor Pen Co.,Ltd. (7992) 125,219,611 0

OKAMURA CORPORATION (7994) 112,391,530 0

NIPPON VALQUA INDUSTRIES,LTD. (7995) 18,688,733 0

Kurogane Kosakusho Ltd. (7997) 18,571,139 0

MUTOH HOLDINGS CO.,LTD. (7999) 54,818,180 0

ITOCHU Corporation (8001) 1,662,889,504 0

Marubeni Corporation (8002) 1,737,940,900 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Scroll Corporation (8005) 34,320,650 0

YUASA FUNASHOKU Co.,Ltd. (8006) 48,977,231 0

Takashima & Co.,Ltd. (8007) 45,645,733 0

YONDOSHI HOLDINGS INC. (8008) 29,331,356 0

SANYO SHOKAI LTD. (8011) 126,229,345 0

NAGASE & CO.,LTD. (8012) 127,408,285 0

NAIGAI CO.,LTD. (8013) 82,172,815 0

CHORI CO.,LTD. (8014) 25,303,478 0

TOYOTA TSUSHO CORPORATION (8015) 354,056,516 0

ONWARD HOLDINGS CO.,LTD. (8016) 167,921,669 Exercise of Subscription Warrants 0 May 2006 Resolution based 1 0 Shares

May 2007 Resolution based 1 0 Shares

May 2008 Resolution based 1 0 Shares

May 2008 Resolution based 2 0 Shares

Feb. 2009 Resolution based 1 0 Shares

May 2009 Resolution based 1 0 Shares

Feb. 2010 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

Feb. 2011 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

SANKYO SEIKO CO.,LTD. (8018) 60,000,000 0

Page 97: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 97 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

KANEMATSU CORPORATION (8020) 422,501,010 0

Mizuno Corporation (8022) 132,891,217 0

DAIKO DENSHI TSUSHIN,LTD. (8023) 12,561,219 Exercise of CB 0 CB 1 0 thou. JPY 200,000 thou. JPY

TSUKAMOTO CORPORATION CO.,LTD. (8025) 40,697,476 0

FamilyMart UNY Holdings Co.,Ltd. (8028) 126,712,313 0

LOOK INCORPORATED (8029) 38,237,067 0

Chuo Gyorui Co.,Ltd. (8030) 43,153,000 0

MITSUI & CO.,LTD. (8031) 1,796,514,127 0

JAPAN PULP AND PAPER COMPANY LIMITED (8032) 150,215,512 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Tokyo Electron Limited (8035) 165,210,911 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Hitachi High-Technologies Corporation (8036) 137,738,730 0

KAMEI CORPORATION (8037) 37,591,969 0

TOHTO SUISAN CO.,LTD. (8038) 4,026,000 0

TSUKIJI UOICHIBA COMPANY,LIMITED (8039) 2,247,520 0

TOKYO SOIR CO.,LTD. (8040) 19,300,000 0

OUG Holdings Inc. (8041) 55,622,921 0

Starzen Company Limited (8043) 9,482,921 Exercise of CB 0 * CB 1 0 thou. JPY 3,998,000 thou. JPY

DAITO GYORUI CO.,LTD. (8044) 31,622,740 0

Yokohama Maruuo Co.,Ltd. (8045) 7,261,706 0

MARUFUJI SHEET PILING CO.,LTD. (8046) 40,000,000 0

SEIKO HOLDINGS CORPORATION (8050) 207,021,309 0

YAMAZEN CORPORATION (8051) 93,840,310 0

TSUBAKIMOTO KOGYO CO.,LTD. (8052) 32,489,845 0

SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) (8053) 1,250,602,867 0

Nihon Unisys,Ltd. (8056) 109,663,524 0

UCHIDA YOKO CO.,LTD. (8057) 10,419,371 Jan. 21 Reverse Stock Split -41,677,487

Mitsubishi Corporation (8058) 1,590,076,851 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares

Jul. 2006 Resolution based 1 0 Shares

Jul. 2007 Resolution based 1 0 Shares

May 2008 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

May 2009 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Page 98: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 98 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

May 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2014 Resolution based 2 0 Shares

May 2015 Resolution based 1 0 Shares

May 2015 Resolution based 2 0 Shares

May 2016 Resolution based 1 0 Shares

May 2016 Resolution based 2 0 Shares

DAIICHI JITSUGYO CO.,LTD. (8059) 55,432,000 0

Canon Marketing Japan Inc. (8060) 151,079,972 0

SEIKA CORPORATION (8061) 67,603,252 0

SATO SHOJI CORPORATION (8065) 21,799,050 0

MITANI CORPORATION (8066) 31,602,137 0

RYOYO ELECTRO CORPORATION (8068) 27,600,000 0

TOKYO SANGYO CO.,LTD. (8070) 28,678,486 0

JAPAN PUBLICATIONS TRADING CO.,LTD. (8072) 7,000,000 0

YUASA TRADING CO.,LTD. (8074) 23,155,882 0

Shinsho Corporation (8075) 8,860,562 0

KOBAYASHI METALS LIMITED (8077) 28,007,448 0

HANWA CO.,LTD. (8078) 211,663,200 0

SHOEI FOODS CORPORATION (8079) 21,159,914 0

KANADEN CORPORATION (8081) 30,310,000 0

Ryoden Corporation (8084) 45,649,955 0

NARASAKI SANGYO CO.,LTD. (8085) 26,628,000 0

NIPRO CORPORATION (8086) 171,459,479 Exercise of CB 0 CB 21. 1 JPY 0 thou. JPY 25,000,000 thou. JPY

FURUSATO INDUSTRIES,LTD. (8087) 14,574,366 0

IWATANI CORPORATION (8088) 251,365,028 Exercise of CB 0 CB 20. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

Nice Holdings,Inc. (8089) 96,561,195 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

SHOKO CO.,LTD. (8090) 112,714,687 0

NICHIMO CO.,LTD. (8091) 37,874,000 0

Kyokuto Boeki Kaisha,Limited (8093) 32,479,592 0

IWAKI & CO.,LTD. (8095) 34,147,737 0

KANEMATSU ELECTRONICS LTD. (8096) 28,633,952 0

SAN-AI OIL CO.,LTD. (8097) 71,000,000 0

Inabata & Co.,Ltd. (8098) 63,499,227 0

GSI Creos Corporation (8101) 64,649,715 0

Meiwa Corporation (8103) 41,780,000 0

MARUSHO HOTTA CO.,LTD. (8105) 24,640,348 0

KIMURATAN CORPORATION (8107) 890,093,101 0

GOLDWIN INC. (8111) 11,912,043 0

UNICHARM CORPORATION (8113) 620,834,319 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 50,000,000 thou. JPY

DESCENTE,LTD. (8114) 76,924,176 0

MOONBAT Co.,Ltd. (8115) 5,341,733 0

CENTRAL AUTOMOTIVE PRODUCTS LTD. (8117) 20,020,000 0

KING Co.,Ltd. (8118) 24,771,561 0

Page 99: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 99 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

SANYEI CORPORATION (8119) 2,552,946 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

T.KAWABE & CO.,LTD. (8123) 18,610,000 0

Wakita & Co.,LTD. (8125) 52,021,297 0

YAMATO INTERNATIONAL INC. (8127) 21,302,936 0

TOHO HOLDINGS CO.,LTD. (8129) 78,270,142 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 15,000,000 thou. JPY

Sangetsu Corporation (8130) 68,070,000 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Mitsuuroko Group Holdings Co.,Ltd. (8131) 68,137,308 0

SINANEN HOLDINGS CO.,LTD. (8132) 15,150,591 0

ITOCHU ENEX CO.,LTD. (8133) 116,881,106 0

ZETT CORPORATION (8135) 20,102,000 0

Sanrio Company,Ltd. (8136) 89,065,301 0

SUN-WA TECHNOS CORPORATION (8137) 14,438,000 0

SANKYO KASEI CORPORATION (8138) 15,600,000 0

NAGAHORI CORPORATION (8139) 16,773,376 0

Ryosan Company,Limited (8140) 31,500,000 0

Shinko Shoji Co.,Ltd. (8141) 24,855,283 0

TOHO Co.,Ltd. (8142) 11,012,166 0

LAPINE CO.,LTD. (8143) 2,767,064 0

DENKYOSHA CO.,LTD. (8144) 6,665,021 0

TOMITA CO.LTD. (8147) 6,158,000 0

UEHARA SEI SHOJI CO.,LTD. (8148) 24,053,942 0

SANSHIN ELECTRONICS CO.,LTD. (8150) 29,281,373 0

TOYO Corporation (8151) 26,085,000 Jan. 13 Retirement of Treasury Stocks -2,000,000

SOMAR CORPORATION (8152) 19,587,349 0

MOS FOOD SERVICES,INC. (8153) 32,009,910 0

KAGA ELECTRONICS CO.,LTD. (8154) 28,702,118 0

MIMASU SEMICONDUCTOR INDUSTRY CO.,LTD. (8155) 35,497,183 0

TSUZUKI DENKI CO.,LTD. (8157) 25,677,894 0

SODA NIKKA CO.,LTD. (8158) 25,168,000 0

TACHIBANA ELETECH CO.,LTD. (8159) 26,025,242 0

KISOJI CO.,LTD. (8160) 25,913,889 0

SATO RESTAURANT SYSTEMS CO.,LTD. (8163) 33,209,080 0

SENSHUKAI CO.,LTD. (8165) 52,230,393 Exercise of CB 0 CB 19. 4 JPY 0 thou. JPY 7,000,000 thou. JPY

Taka-Q Co.,Ltd. (8166) 24,470,822 0

RETAIL PARTNERS CO.,LTD. (8167) 28,347,628 0

Page 100: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 100 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Keiyo Co.,Ltd. (8168) 65,140,184 Jan. 24 Third-Party Allotment, etc. 5,663,900

Aderans Company Limited (8170) 37,246,388 Exercise of CB 0 CB 19. 10 JPY 0 thou. JPY 10,000,000 thou. JPY

Joshin Denki Co.,Ltd. (8173) 57,568,067 0

NIPPON GAS CO.,LTD. (8174) 48,561,525 0

BEST DENKI CO.,LTD. (8175) 170,580,330 0

ROYAL HOLDINGS Co., Ltd. (8179) 40,204,189 0

Totenko Co.,Ltd. (8181) 25,728,716 0

Inageya Co.,Ltd. (8182) 52,381,447 0

SHIMACHU CO.,LTD. (8184) 51,389,104 0

CHIYODA CO.,LTD. (8185) 41,609,996 0

OTSUKA KAGU,LTD. (8186) 19,400,000 0

HIKARI FURNITURE Co.,Ltd. (8191) 18,700,000 0

LIFE CORPORATION (8194) 53,450,800 0

Maxvalu Tokai Co.,Ltd. (8198) 17,883,300 0

RINGER HUT CO.,LTD. (8200) 26,067,972 0

SAGAMI Co.,Ltd. (8201) 40,834,607 0

Laox CO.,LTD. (8202) 66,388,103 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

MR MAX CORPORATION (8203) 39,611,134 0

SHAKLEE GLOBAL GROUP,INC. (8205) 25,920,000 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

TEN ALLIED Co.,Ltd. (8207) 26,579,527 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares

Jul. 2008 Resolution based 2 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2009 Resolution based 2 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jul. 2010 Resolution based 2 0 Shares

ENCHO CO.,LTD. (8208) 13,714,995 0

FRIENDLY CORPORATION (8209) 13,599,281 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY

Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

AOKI Holdings Inc. (8214) 90,649,504 0

GINZA YAMAGATAYA CO.,LTD. (8215) 1,804,471 0

OKUWA CO.,LTD. (8217) 45,237,297 0

KOMERI CO.,LTD. (8218) 54,409,168 0

AOYAMA TRADING Co.,Ltd. (8219) 55,394,016 0

Takachiho Co.,Ltd. (8225) 7,275,000 0

RIKEI CORPORATION (8226) 15,514,721 0

SHIMAMURA Co.,Ltd. (8227) 36,913,299 0

HASEGAWA CO.,LTD. (8230) 18,616,376 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2012 Resolution based 2 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 2 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Takashimaya Company,Limited (8233) 355,518,963 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 40,000,000 thou. JPY

Page 101: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 101 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

CB 20. 12 JPY 0 thou. JPY 25,000,000 thou. JPY

MATSUYA CO.,LTD. (8237) 53,289,640 0

H2O RETAILING CORPORATION (8242) 125,201,396 0

Kintetsu Department Store CO.,Ltd. (8244) 404,379,406 0

MARUEI DEPARTMENT STORE COMPANY,LIMITED (8245) 130,368,887 0

Daiwa Co.,Ltd. (8247) 30,017,000 0

TECHNO ASSOCIE Co.,Ltd. (8249) 20,036,400 0

PARCO CO.,LTD. (8251) 101,462,977 0

MARUI GROUP CO.,LTD. (8252) 233,660,417 0

Credit Saison Co.,Ltd. (8253) 185,444,772 0

Saikaya Department Store Co.,Ltd. (8254) 31,353,142 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,483,036 Shares

Axial Retailing Inc. (8255) 23,388,039 0

MARUMITSU CO.,LTD. (8256) 20,473,440 0

Sanyo Department Store Co.,Ltd. (8257) 810,000 0

IZUTSUYA CO.,LTD. (8260) 11,480,495 0

AEON CO.,LTD. (8267) 871,924,572 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

IZUMI CO.,LTD. (8273) 78,861,920 0

TOBU STORE CO.,LTD. (8274) 6,362,644 0

FORVAL CORPORATION (8275) 27,732,622 0

HEIWADO CO.,LTD. (8276) 58,546,470 0

FUJI CO.,LTD. (8278) 35,300,560 0

YAOKO CO.,LTD (8279) 40,013,722 0

XEBIO holdings CO.,LTD. (8281) 47,911,023 0

K'S HOLDINGS CORPORATION (8282) 122,053,478 Exercise of CB 0 CB 19. 12 JPY 0 thou. JPY 30,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

PALTAC CORPORATION (8283) 63,553,485 0

MITANI SANGYO CO.,LTD. (8285) 56,176,000 0

MAXVALU NISHINIHON CO.,LTD. (8287) 26,238,509 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Olympic Group Corporation (8289) 23,354,223 0

NISSAN TOKYO SALES HOLDINGS CO.,LTD. (8291) 66,635,063 0

FAMILY INC. (8298) 6,529,114 0

Shinsei Bank,Limited (8303) 2,750,346,891 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

Aozora Bank,Ltd. (8304) 1,182,894,181 0

Mitsubishi UFJ Financial Group,Inc. (8306) 14,168,853,820 Exercise of Subscription Warrants 0 Nov. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Page 102: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 102 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Resona Holdings, Inc. (8308) 2,324,118,091 0

Sumitomo Mitsui Trust Holdings,Inc. (8309) 390,348,640 0

Sumitomo Mitsui Financial Group,Inc. (8316) 1,414,055,625 0

The Daishi Bank,Ltd. (8324) 346,253,472 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

The Hokuetsu Bank,Ltd. (8325) 24,514,280 0

The Chiba Bank,Ltd. (8331) 875,521,087 0

The Gunma Bank,Ltd. (8334) 470,888,177 Exercise of CB 0 CB 19. 10 USD 0 thou. USD 200,000 thou. USD

The Musashino Bank,Ltd. (8336) 33,805,456 0

The Chiba Kogyo Bank,Ltd. (8337) 62,222,045 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Tsukuba Bank,Ltd. (8338) 82,553,721 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 70,000,000 Shares

The 77 Bank,Ltd. (8341) 383,278,734 0

The Aomori Bank,Ltd. (8342) 205,121,615 0

THE AKITA BANK,LTD. (8343) 180,936,439 0

The Yamagata Bank,Ltd. (8344) 170,000,000 Exercise of CB 0 CB 19. 4 USD 0 thou. USD 100,000 thou. USD

The Bank of Iwate,Ltd. (8345) 18,497,786 Exercise of CB 0 CB 18. 7 USD 0 thou. USD 100,000 thou. USD

The Toho Bank,Ltd. (8346) 252,500,000 0

THE TOHOKU BANK,LTD. (8349) 95,099,631 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 40,000,000 Shares

THE MICHINOKU BANK,LTD. (8350) 181,353,953 Jan. 25 Public Offering 30,440,000

Exercise of CB 14,018 * CB 1 3,000 thou. JPY 6,996,000 thou. JPY

Fukuoka Financial Group,Inc. (8354) 859,761,868 0

THE SHIZUOKA BANK,LTD. (8355) 665,129,069 Exercise of CB 0 CB 18. 4 USD 0 thou. USD 500,000 thou. USD

The Juroku Bank,Ltd. (8356) 379,241,348 0

Suruga Bank Ltd. (8358) 232,139,248 0

The Hachijuni Bank,Ltd. (8359) 511,103,411 0

The Yamanashi Chuo Bank,Ltd. (8360) 174,915,000 0

The Ogaki Kyoritsu Bank,Ltd. (8361) 353,318,975 0

The Fukui Bank,Ltd. (8362) 241,446,697 0

The Hokkoku Bank,Ltd. (8363) 299,901,974 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

THE SHIMIZU BANK,LTD. (8364) 9,600,218 0

The Bank of Toyama,Ltd. (8365) 5,444,400 0

THE SHIGA BANK,LTD. (8366) 265,450,406 Exercise of CB 0 CB 20. 6 USD 0 thou. USD 200,000 thou. USD

The Nanto Bank,Ltd. (8367) 27,275,656 0

Page 103: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 103 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

The Hyakugo Bank,Ltd. (8368) 254,119,000 0

The Bank of Kyoto,Ltd. (8369) 379,203,441 0

The Kiyo Bank,Ltd. (8370) 70,300,000 0

The Mie Bank,Ltd. (8374) 13,483,034 0

Hokuhoku Financial Group, Inc. (8377) 132,163,014 0

The Hiroshima Bank,Ltd. (8379) 625,266,342 0

The San-in Godo Bank,Ltd. (8381) 159,227,472 0

The Chugoku Bank,Limited (8382) 200,272,106 0

THE TOTTORI BANK,LTD. (8383) 9,619,938 0

The Iyo Bank,Ltd. (8385) 323,775,366 0

The Hyakujushi Bank,Ltd. (8386) 310,076,069 0

The Shikoku Bank Ltd. (8387) 216,500,000 Jan. 10 Retirement of Treasury Stocks -2,000,000

The Awa Bank,Ltd. (8388) 226,200,000 0

THE OITA BANK,LTD. (8392) 162,436,342 Exercise of CB 0 CB 19. 12 USD 0 thou. USD 100,000 thou. USD

The Miyazaki Bank,Ltd. (8393) 176,334,000 0

THE BANK OF SAGA LTD. (8395) 171,359,090 0

The Eighteenth Bank,Limited (8396) 173,717,119 0

The Bank of Okinawa,Ltd. (8397) 24,240,000 0

Bank of The Ryukyus,Limited (8399) 38,508,470 0

Seven Bank,Ltd. (8410) 1,191,528,000 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2009 Resolution based 2 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 2 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 2 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 2 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

Mizuho Financial Group,Inc. (8411) 25,386,307,945 Exercise of Subscription Warrants 0 Jan. 2009 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Nov. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

THE BANK OF KOCHI,LTD. (8416) 102,448,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 75,000,000 Shares

Yamaguchi Financial Group,Inc. (8418) 264,353,616 Exercise of CB 0 CB 18. 12 USD 0 thou. USD 300,000 thou. USD

CB 20. 3 USD 0 thou. USD 300,000 thou. USD

Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Page 104: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 104 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Accretive Co.,Ltd. (8423) 43,427,500 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

Fuyo General Lease Co.,Ltd. (8424) 30,287,810 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

IBJ Leasing Company,Limited (8425) 42,649,000 0

Tokyo Century Corporation (8439) 106,624,620 0

Future Venture Capital Co.,Ltd. (8462) 8,879,600 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares

SBI Holdings,Inc. (8473) 224,561,761 Exercise of CB 0 CB 17. 11 JPY 0 thou. JPY 30,000,000 thou. JPY

J Trust Co.,Ltd. (8508) 112,517,374 Exercise of Subscription Warrants 2,900 Nov. 2010 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

Feb. 2012 Resolution based 2 0 Shares

Feb. 2012 Resolution based 3 300 Shares

Feb. 2012 Resolution based 4 400 Shares

Feb. 2012 Resolution based 5 2,200 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Japan Securities Finance Co.,Ltd. (8511) 100,000,000 0

AIFUL CORPORATION (8515) 484,619,136 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Japan Asia Investment Company,Limited (8518) 17,884,392 0

POCKET CARD CO.,LTD. (8519) 79,323,844 0

THE NAGANO BANK,LTD. (8521) 9,257,836 Exercise of CB 0 * CB 1 0 thou. JPY 2,967,000 thou. JPY

The Bank of Nagoya,Ltd. (8522) 20,505,487 Exercise of CB 0 CB 20. 3 USD 0 thou. USD 100,000 thou. USD

North Pacific Bank,Ltd. (8524) 399,060,179 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

The Aichi Bank,Ltd. (8527) 10,943,240 0

The Daisan Bank,Ltd. (8529) 18,435,800 Exercise of CB 0 * CB 1 0 thou. JPY 6,989,000 thou. JPY

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 6,000,000 Shares

The Chukyo Bank,Limited (8530) 21,745,958 0

THE TAIKO BANK,LTD. (8537) 96,714,000 Jan. 20 Retirement of Treasury Stocks -3,300,000

The Ehime Bank,Ltd. (8541) 35,974,492 Exercise of CB 5,062 * CB 1 6,000 thou. JPY 7,513,000 thou. JPY

TOMATO BANK,LTD. (8542) 11,679,030 0

THE MINATO BANK,LTD. (8543) 41,095,197 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

The Keiyo Bank,Ltd. (8544) 287,855,716 0

Page 105: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 105 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Kansai Urban Banking Corporation (8545) 73,791,891 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 73,000,000 Shares

Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

Jul. 2007 Resolution based 2 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

THE TOCHIGI BANK,LTD. (8550) 109,608,000 0

The Kita-Nippon Bank,Ltd. (8551) 8,793,776 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

THE TOWA BANK,LTD. (8558) 371,802,733 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 175,000,000 Shares

Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

THE FUKUSHIMA BANK,LTD. (8562) 230,000,000 0

THE DAITO BANK,LTD. (8563) 127,014,629 0

RICOH LEASING COMPANY,LTD. (8566) 31,243,223 0

AEON Financial Service Co.,Ltd. (8570) 225,510,128 Exercise of CB 0 * CB 1 0 thou. JPY 30,000,000 thou. JPY

ACOM CO.,LTD. (8572) 1,596,282,800 0

JACCS CO.,LTD. (8584) 175,395,808 0

Orient Corporation (8585) 1,718,163,703 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Hitachi Capital Corporation (8586) 124,826,552 0

APLUS FINANCIAL Co.,Ltd. (8589) 1,524,211,152 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 32,250,000 Shares

PS 2 0 Shares 2,500,000 Shares

PS 3 0 Shares 3,000,000 Shares

PS 4 0 Shares 8,500,000 Shares

ORIX CORPORATION (8591) 1,324,094,228 Exercise of Subscription Warrants 4,400 Jul. 2007 Resolution based 1 0 Shares

Jul. 2007 Resolution based 2 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Jul. 2008 Resolution based 2 4,400 Shares

Mitsubishi UFJ Lease & Finance Company Limited (8593) 895,834,160 Exercise of Subscription Warrants 0 Sep. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

JAFCO Co.,Ltd. (8595) 48,294,336 0

KYUSHU LEASING SERVICE CO.,LTD. (8596) 25,952,374 0

TOMONY Holdings,Inc. (8600) 163,728,911 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Page 106: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 106 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Daiwa Securities Group Inc. (8601) 1,749,378,772 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Aug. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Aug. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Oct. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Aug. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Nomura Holdings, Inc. (8604) 3,822,562,601 0

OKASAN SECURITIES GROUP INC. (8609) 208,214,969 0

Marusan Securities Co.,Ltd. (8613) 67,398,262 0

TOYO SECURITIES CO.,LTD. (8614) 87,355,253 0

Tokai Tokyo Financial Holdings,Inc. (8616) 280,582,115 0

The Kosei Securities Co.,Ltd. (8617) 94,864,000 0

Mito Securities Co.,Ltd. (8622) 75,689,033 0

Ichiyoshi Securities Co.,Ltd. (8624) 44,431,386 Exercise of Subscription Warrants 0 Oct. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

TAKAGI SECURITIES CO.,LTD. (8625) 59,764,400 0

MATSUI SECURITIES CO.,LTD. (8628) 259,264,702 0

Sompo Holdings,Inc. (8630) 415,352,294 0

DSB Co.,Ltd. (8692) 25,629,400 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Japan Exchange Group,Inc. (8697) 549,069,100 0

Monex Group,Inc. (8698) 284,134,300 0

Sawada Holdings Co.,Ltd. (8699) 40,953,500 0

Maruhachi Securities Co.,Ltd. (8700) 40,429,708 0

kabu.com Securities Co.,Ltd. (8703) 338,732,665 0

TRADERS HOLDINGS CO.,LTD. (8704) 81,063,023 Exercise of CB 487,012 CB 3 75,000 thou. JPY 275,000 thou. JPY

Exercise of Subscription Warrants 1,060,000 Sep. 2013 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 1,060,000 Shares

Page 107: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 107 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Okato Holdings,Inc. (8705) 9,965,047 0

KYOKUTO SECURITIES CO.,LTD. (8706) 32,779,000 0

IwaiCosmo Holdings,Inc. (8707) 25,012,800 0

AIZAWA SECURITIES CO.,LTD. (8708) 49,525,649 0

INVAST SECURITIES CO.,LTD. (8709) 5,904,400 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

FIDEA Holdings Co.Ltd. (8713) 181,421,226 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 25,000,000 Shares

Senshu Ikeda Holdings,Inc. (8714) 281,008,632 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Anicom Holdings,Inc. (8715) 17,944,800 Exercise of Subscription Warrants 800 Jun. 2008 Resolution based 1 800 Shares

MS&AD Insurance Group Holdings,Inc. (8725) 633,291,754 0

MONEY SQUARE HOLDINGS,INC. (8728) 0 Jan. 20 Retirement of Treasury Stocks -10,918,200

Sony Financial Holdings Inc. (8729) 435,000,000 0

MONEY PARTNERS GROUP CO.,LTD. (8732) 33,772,900 Exercise of Subscription Warrants 1,900 Sep. 2011 Resolution based 1 1,900 Shares

Akatsuki Corp. (8737) 16,424,075 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

SPARX Group Co.,Ltd. (8739) 209,548,800 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Apr. 2007 Resolution based 1 0 Shares

May 2008 Resolution based 1 0 Shares

FUJITOMI CO.,LTD. (8740) 6,860,000 0

KOBAYASHI YOKO CO.,LTD. (8742) 10,094,644 0

DAIICHI COMMODITIES CO.,LTD. (8746) 16,227,207 0

YUTAKA SHOJI CO.,LTD. (8747) 8,897,472 0

Dai-ichi Life Holdings,Inc. (8750) 1,198,023,000 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

Tokio Marine Holdings,Inc. (8766) 757,524,375 0

Advantage Risk Management Co.,Ltd. (8769) 8,540,200 0

eGuarantee,Inc. (8771) 10,348,600 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

ASAX CO.,LTD. (8772) 10,993,500 0

GFA Co.,Ltd. (8783) 8,113,800 0

UCS CO.,LTD. (8787) 18,807,700 0

FinTech Global Incorporated (8789) 161,932,300 Exercise of Subscription Warrants 0 Dec. 2008 Resolution based 1 0 Shares

Dec. 2009 Resolution based 1 0 Shares

Dec. 2010 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Page 108: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 108 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jan. 2015 Resolution based 1 0 Shares

NEC Capital Solutions Limited (8793) 21,533,400 0

T&D Holdings, Inc. (8795) 681,480,000 Exercise of CB 0 CB 20. 6 JPY 0 thou. JPY 30,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Advance Create Co.,Ltd. (8798) 10,999,100 0

Mitsui Fudosan Co.,Ltd. (8801) 991,424,727 0

Mitsubishi Estate Company,Limited (8802) 1,390,685,972 0

HEIWA REAL ESTATE CO.,LTD. (8803) 40,059,996 0

Tokyo Tatemono Co.,Ltd. (8804) 216,963,374 0

DAIBIRU CORPORATION (8806) 116,851,049 0

Keihanshin Building Co.,Ltd. (8818) 53,998,798 0

Sumitomo Realty & Development Co.,Ltd. (8830) 476,085,978 0

TAIHEIYO KOUHATSU INCORPORATED (8835) 77,834,489 0

RISE Inc. (8836) 96,013,277 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,184,307 Shares

DAIKYO INCORPORATED (8840) 843,542,737 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 10,000,000 Shares

TOC Co.,Ltd. (8841) 136,879,352 0

TOKYO RAKUTENCHI CO.,LTD. (8842) 65,112,187 0

COSMOS INITIA Co.,Ltd. (8844) 33,911,219 0

LEOPALACE21 CORPORATION (8848) 267,443,915 Exercise of Subscription Warrants 0 Jul. 2009 Resolution based 1 0 Shares

STARTS CORPORATION INC. (8850) 53,998,205 0

URBAN LIFE Co.,Ltd. (8851) 31,513,000 0

The Japan Living Service Co.,LTD. (8854) 19,898,450 0

FUJI CORPORATION LIMITED (8860) 36,849,912 0

AIRPORT FACILITIES Co.,LTD. (8864) 54,903,750 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Meiwa Estate Company Limited (8869) 24,893,734 0

Sumitomo Real Estate Sales Co.,Ltd. (8870) 57,200,000 0

GOLDCREST Co.,Ltd. (8871) 35,784,000 0

Relo Group,Inc. (8876) 15,295,120 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

NIHON ESLEAD CORPORATION (8877) 15,465,600 0

NISSHIN FUDOSAN Co.,Ltd. (8881) 46,951,260 0

L'attrait Co.,Ltd. (8885) 4,766,500 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

WOOD FRIENDS CO.,Ltd. (8886) 1,480,000 0

RIBERESUTE CORPORATION (8887) 12,619,800 0

Apamanshop Holdings Co.,Ltd. (8889) 16,238,060 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares

Raysum Co.,Ltd. (8890) 46,081,400 0

MG HOME CO.,LTD. (8891) 2,906,048 0

ES-CON JAPAN Ltd. (8892) 70,594,887 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

SHIN-NIHON TATEMONO CO.,LTD. (8893) 19,914,617 0

HARAKOSAN CO.,LTD. (8894) 73,692,398 0

Page 109: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 109 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Takara Leben CO.,LTD. (8897) 126,000,000 0

CENTURY21 REAL ESTATE OF JAPAN LTD. (8898) 11,325,000 0

Sunwood Corporation (8903) 4,894,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Aug. 2008 Resolution based 1 0 Shares

SANYO HOUSING NAGOYA CO.,LTD. (8904) 14,884,300 0

AEON Mall Co.,Ltd. (8905) 227,414,699 Exercise of Subscription Warrants 1,210 Apr. 2008 Resolution based 1 0 Shares

Apr. 2009 Resolution based 1 0 Shares

Apr. 2010 Resolution based 1 0 Shares

Apr. 2011 Resolution based 1 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 1,210 Shares

Apr. 2014 Resolution based 1 0 Shares

Apr. 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

MAINICHI COMNET CO.,LTD. (8908) 9,000,000 0

Shinoken Group Co.,Ltd. (8909) 17,976,600 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Area Quest Inc. (8912) 22,500,000 0

Arealink Co.,Ltd. (8914) 12,576,300 0

First Juken Co,.Ltd. (8917) 16,901,900 Exercise of Subscription Warrants 0 Feb. 2010 Resolution based 1 0 Shares

Feb. 2010 Resolution based 2 0 Shares

LAND Co.,Ltd. (8918) 502,474,000 Conversion of Preferred Stock, etc. 20,000,000 PS 1 200,000 Shares 2,750,000 Shares

Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Apr. 2016 Resolution based 2 0 Shares

TOSHO CO.,LTD. (8920) 19,157,500 0

Japan Asset Marketing Co.,Ltd. (8922) 512,851,318 Exercise of CB 168,918,918 CB 2 25,000,000 thou. JPY 0 thou. JPY

Exercise of Subscription Warrants 67,500,000 Nov. 2014 Resolution based 1 67,500,000 Shares

TOSEI CORPORATION (8923) 48,284,000 0

ARDEPRO Co.,Ltd. (8925) 237,063,105 Exercise of CB 0 CB 3 0 thou. JPY 1,500,000 thou. JPY

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 810,114 Shares

PS 2 0 Shares 1,957,186 Shares

Exercise of Subscription Warrants 0 Dec. 2008 Resolution based 1 0 Shares

MEIHO ENTERPRISE CO.,LTD. (8927) 24,661,000 0

ANABUKI KOSAN INC. (8928) 5,767,800 Jan. 01 Reverse Stock Split -51,910,200

Aoyama Zaisan Networks Company,Limited (8929) 11,864,100 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

WADAKOHSAN CORPORATION (8931) 10,000,000 0

NTT URBAN DEVELOPMENT CORPORATION (8933) 329,120,000 0

Sun Frontier Fudousan Co.,Ltd. (8934) 42,755,500 0

FJ NEXT CO.,LTD. (8935) 34,646,500 0

LC Holdings,Inc. (8938) 5,560,400 0

INTELLEX Co.,Ltd. (8940) 8,825,600 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

LAND BUSINESS CO.,LTD. (8944) 26,780,800 0

Japan Corporate Housing Service Inc. (8945) 10,354,300 Exercise of Subscription Warrants 7,400 May 2012 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 7,400 Shares

Sep. 2015 Resolution based 2 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Page 110: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 110 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Mar. 2016 Resolution based 2 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 0 Shares

ASIAN STAR CO. (8946) 18,008,200 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Makoto Construction CO,Ltd (8995) 2,012,000 0

Grandy House Corporation (8999) 30,823,200 0

TOBU RAILWAY CO.,LTD. (9001) 1,075,540,607 0

Sotetsu Holdings,Inc. (9003) 490,727,495 0

TOKYU CORPORATION (9005) 1,249,739,752 0

Keikyu Corporation (9006) 551,521,094 0

Odakyu Electric Railway Co.,Ltd. (9007) 368,497,717 0

Keio Corporation (9008) 642,754,152 0

Keisei Electric Railway Co.,Ltd. (9009) 172,411,185 0

FUJI KYUKO CO.,LTD. (9010) 109,769,477 0

Chichibu Railway Co.,Ltd. (9012) 15,000,000 0

Shin-Keisei Electric Railway Co.,Ltd. (9014) 55,116,142 0

Niigata Kotsu Co.,Ltd. (9017) 38,640,000 0

East Japan Railway Company (9020) 389,407,900 0

West Japan Railway Company (9021) 193,735,000 0

Central Japan Railway Company (9022) 206,000,000 0

SEIBU HOLDINGS INC. (9024) 342,124,820 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Konoike Transport Co.,Ltd. (9025) 56,912,172 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

ZERO CO.,LTD. (9028) 17,560,242 0

HIGASHI TWENTY ONE CO.,LTD. (9029) 13,094,700 0

Nishi-Nippon Railroad Co.,Ltd. (9031) 396,800,930 0

Hiroshima Electric Railway Co.,Ltd. (9033) 60,891,000 0

NANSO Transport Co.,Ltd. (9034) 5,000,000 0

TOHBU NETWORK CO.,LTD. (9036) 5,749,000 0

HAMAKYOREX CO.,LTD. (9037) 19,012,000 0

Sakai Moving Service Co.,Ltd. (9039) 21,162,000 0

Kintetsu Group Holdings Co.,Ltd. (9041) 1,906,620,616 0

Hankyu Hanshin Holdings,Inc. (9042) 254,281,385 0

Nankai Electric Railway Co.,Ltd. (9044) 567,012,232 0

Keihan Holdings Co.,Ltd. (9045) 565,913,515 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 20,000,000 thou. JPY

Kobe Electric Railway Co.,Ltd. (9046) 80,615,668 0

Nagoya Railroad Co., Ltd. (9048) 919,772,531 Exercise of CB 0 CB 23. 10 JPY 0 thou. JPY 25,000,000 thou. JPY

CB 24. 12 JPY 0 thou. JPY 40,000,000 thou. JPY

Keifuku Electric Railroad Co.,Ltd. (9049) 20,000,000 0

SENKON LOGISTICS CO.,LTD (9051) 5,651,000 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Sanyo Electric Railway Co.,Ltd. (9052) 111,652,992 0

ALPS LOGISTICS CO.,LTD. (9055) 35,474,400 0

ENSHU TRUCK CO.,LTD. (9057) 7,546,000 0

Page 111: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 111 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

TRANCOM CO.,LTD. (9058) 10,324,150 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Apr. 2015 Resolution based 1 0 Shares

Kanda Holdings Co.,Ltd (9059) 11,654,360 0

JAPAN LOGISTIC SYSTEMS CORP. (9060) 13,833,109 0

NIPPON EXPRESS CO.,LTD. (9062) 1,038,000,000 0

Okayamaken Freight Transportation CO.,LTD. (9063) 22,000,000 0

YAMATO HOLDINGS CO.,LTD. (9064) 411,339,992 0

SANKYU INC. (9065) 326,078,030 0

NISSIN CORPORATION (9066) 101,363,846 0

MARUWN CORPORATION (9067) 28,965,449 0

Maruzen Showa Unyu Co.,Ltd. (9068) 98,221,706 Exercise of CB 0 * CB 5 1,000 thou. JPY 4,997,000 thou. JPY

SENKO Co.,Ltd. (9069) 152,861,921 Exercise of CB 5,934,501 CB 18. 10 JPY 3,715,000 thou. JPY 0 thou. JPY

Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

TONAMI HOLDINGS CO.,LTD. (9070) 97,610,118 0

NIKKON Holdings Co.,Ltd. (9072) 68,239,892 0

Kyogoku unyu shoji Co.,Ltd. (9073) 3,200,000 0

Japan Oil Transportation Co.,Ltd. (9074) 3,322,935 0

FUKUYAMA TRANSPORTING CO.,LTD. (9075) 278,851,815 Exercise of CB 0 CB 17. 3 JPY 1,670,000 thou. JPY 5,720,000 thou. JPY

SEINO HOLDINGS CO.,LTD. (9076) 207,679,783 Exercise of CB 0 CB 18. 10 JPY 0 thou. JPY 10,000,000 thou. JPY

Kanagawa Chuo Kotsu Co.,Ltd. (9081) 63,000,000 0

Daiwa Motor Transportation Co.,Ltd. (9082) 10,500,000 0

Shinki Bus Co.,Ltd. (9083) 30,860,000 0

Hitachi Transport System,Ltd. (9086) 111,776,714 0

TAKASE CORPORATION (9087) 10,545,133 0

MARUWA UNYU KIKAN CO.,LTD. (9090) 16,041,140 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Chilled & Frozen Logistics Holdings Co.,Ltd. (9099) 25,690,766 0

Nippon Yusen Kabushiki Kaisha (9101) 1,700,550,988 0

Mitsui O.S.K.Lines,Ltd. (9104) 1,206,286,115 Exercise of CB 0 CB 18. 4 USD 0 thou. USD 300,000 thou. USD

CB 20. 4 USD 0 thou. USD 200,000 thou. USD

Kawasaki Kisen Kaisha,Ltd. (9107) 939,382,298 Exercise of CB 0 CB 18. 9 JPY 0 thou. JPY 50,000,000 thou. JPY

NS United Kaiun Kaisha,Ltd. (9110) 239,706,793 0

MEIJI SHIPPING CO.,LTD. (9115) 36,000,000 0

IINO KAIUN KAISHA,LTD. (9119) 111,075,980 0

TAMAI STEAMSHIP CO.,LTD (9127) 19,320,000 0

KYOEI TANKER CO.,LTD. (9130) 38,250,000 0

TOEI REEFER LINE LTD. (9133) 6,050,000 0

Kyushu Railway Company (9142) 160,000,000 0

Kuribayashi Steamship Co.,Ltd. (9171) 12,739,696 0

Tokai Kisen Co.,Ltd. (9173) 22,000,000 0

Sado Steam Ship Co.,Ltd. (9176) 14,275,450 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares

Mar. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Page 112: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 112 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Mar. 2015 Resolution based 1 0 Shares

KAWASAKI KINKAI KISEN KAISHA,LTD. (9179) 29,525,000 0

Tokyo Kisen Co.,Ltd. (9193) 10,010,000 0

Japan Airlines Co.,Ltd. (9201) 362,704,000 0

ANA HOLDINGS INC. (9202) 3,516,425,257 0

Star Flyer Inc. (9206) 2,865,640 0

PASCO CORPORATION (9232) 73,851,334 0

Asia Air Survey Co.,Ltd. (9233) 18,614,000 0

Mitsubishi Logistics Corporation (9301) 175,921,478 0

MITSUI-SOKO HOLDINGS Co.,Ltd. (9302) 124,415,013 0

The Sumitomo Warehouse Co.,Ltd. (9303) 195,936,231 0

The Shibusawa Warehouse Co.,Ltd. (9304) 76,088,737 0

Yamatane Corporation (9305) 11,344,181 0

Toyo Logistics Co.,Ltd. (9306) 39,324,953 0

Sugimura Warehouse Co.,Ltd. (9307) 15,955,010 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Inui Global Logistics Co.,Ltd. (9308) 26,072,960 0

Japan Transcity Corporation (9310) 67,142,417 0

ASAGAMI CORPORATION (9311) 14,180,000 0

THE KEIHIN CO.,LTD. (9312) 65,364,457 0

Maruhachi Warehouse Company Limited (9313) 7,300,000 0

Asia Development Capital Co.Ltd. (9318) 396,835,456 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Chuo Warehouse Co.,Ltd. (9319) 19,064,897 0

KAWANISHI WAREHOUSE CO.,LTD. (9322) 8,258,322 0

Yasuda Logistics Corporation (9324) 30,360,000 0

TOYO WHARF & WAREHOUSE CO.,LTD. (9351) 77,400,000 0

SAKURAJIMA FUTO KAISHA,LTD. (9353) 15,400,000 0

RINKO CORPORATION (9355) 27,000,000 0

Utoc Corporation (9358) 43,448,099 0

SUZUYO SHINWART CORPORATION (9360) 15,000,000 0

FUSHIKI KAIRIKU UNSO CO.,LTD. (9361) 2,615,400 Jan. 01 Reverse Stock Split -10,461,600

HYOKI KAIUN KAISHA,LTD. (9362) 12,240,000 0

DAIUN CO.,LTD. (9363) 62,280,394 0

Kamigumi Co.,Ltd. (9364) 274,345,675 0

TRADIA CORPORATION (9365) 14,700,000 0

SANRITSU CORPORATION (9366) 6,006,373 0

DAITO KOUN CO.,LTD. (9367) 9,389,000 0

KIMURA UNITY CO.,LTD. (9368) 12,070,000 0

K.R.S.Corporation (9369) 12,677,900 0

Yusen Logistics Co.,Ltd. (9370) 42,220,800 0

Nikko Travel Co.,Ltd. (9373) 9,780,000 0

Kintetsu World Express,inc. (9375) 72,000,000 0

EURASIA TRAVEL Co.,Ltd. (9376) 3,690,000 0

AGP CORPORATION (9377) 13,950,000 0

Azuma Shipping Co.,Ltd. (9380) 28,923,000 0

AIT CORPORATION (9381) 19,754,400 0

NAIGAI TRANS LINE LTD. (9384) 10,698,000 0

Page 113: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 113 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

SHOEI CORPORATION (9385) 6,850,000 0

NIPPON CONCEPT CORPORATION (9386) 13,098,000 0

TOKYO BROADCASTING SYSTEM HOLDINGS,INC. (9401) 190,434,968 0

Nippon Television Holdings,Inc. (9404) 263,822,080 0

ASAHI BROADCASTING CORPORATION (9405) 41,833,000 0

BROADCASTING SYSTEM OF NIIGATA INCORPORATED (9408) 6,000,000 0

TV Asahi Holdings Corporation (9409) 108,529,000 0

SKY Perfect JSAT Holdings Inc. (9412) 344,603,700 0

TV TOKYO Holdings Corporation (9413) 28,779,500 0

Nippon BS Broadcasting Corporation (9414) 17,802,832 0

VISION INC. (9416) 8,118,700 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Smartvalue Co.,Ltd. (9417) 2,262,000 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

U-NEXT Co.,Ltd. (9418) 16,425,600 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

WirelessGate,Inc. (9419) 10,420,400 Exercise of Subscription Warrants 0 Jan. 2009 Resolution based 1 0 Shares

Nov. 2010 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

NJ Holdings Inc. (9421) 2,675,200 0

CONEXIO Corporation (9422) 55,923,000 0

Forval RealStraight Inc. (9423) 23,401,800 0

Japan Communications Inc. (9424) 147,663,239 Exercise of Subscription Warrants 0 May 2007 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

NIPPON TELEPHONE INC. (9425) 3,409,000 0

CROPS CORPORATION (9428) 9,597,400 0

NIPPON TELEGRAPH AND TELEPHONE CORPORATION (9432) 1,417,596,270 0

KDDI CORPORATION (9433) 2,620,494,257 0

HIKARI TSUSHIN,INC. (9435) 47,749,642 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Feb. 2008 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2008 Resolution based 2 0 Shares

Nov. 2008 Resolution based 1 0 Shares

Feb. 2010 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2010 Resolution based 2 0 Shares

OKINAWA CELLULAR TELEPHONE COMPANY (9436) 27,342,000 0

NTT DOCOMO,INC. (9437) 3,958,543,000 0

MTI Ltd. (9438) 60,740,000 Exercise of Subscription Warrants 84,400 Jan. 2012 Resolution based 1 4,800 Shares

Feb. 2013 Resolution based 1 51,600 Shares

Feb. 2014 Resolution based 1 28,000 Shares

M・H・GROUP LTD. (9439) 11,332,100 0

Bell-Park Co.,Ltd. (9441) 6,732,600 0

TOSHIN CORPORATION (9444) 6,388,740 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

FORVAL TELECOM,INC. (9445) 16,693,200 0

S・K・I. CORPORATION (9446) 10,856,500 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Page 114: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 114 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

GMO internet Inc. (9449) 115,944,677 0

Aidma Marketing Communication Corporation (9466) 13,520,000 0

AlphaPolis Co.,Ltd. (9467) 4,843,700 0

KADOKAWA DWANGO CORPORATION (9468) 70,892,060 0

GAKKEN HOLDINGS CO.,LTD. (9470) 105,958,085 0

ZENRIN CO.,LTD. (9474) 38,200,910 0

Shobunsha Publications,Inc. (9475) 17,307,750 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY

Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

May 2015 Resolution based 2 0 Shares

May 2015 Resolution based 3 0 Shares

May 2015 Resolution based 4 0 Shares

CHUOKEIZAI-SHA HOLDINGS,INC. (9476) 4,398,464 0

SE Holdings and Incubations Co.,Ltd. (9478) 23,484,226 0

Impress Holdings, Inc. (9479) 37,371,500 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

Tokyo Electric Power Company Holdings,Incorporated (9501) 1,607,017,531 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,600,000,000 Shares

PS 2 0 Shares 340,000,000 Shares

Chubu Electric Power Company,Incorporated (9502) 758,000,000 0

The Kansai Electric Power Company,Incorporated (9503) 938,733,028 0

The Chugoku Electric Power Company,Incorporated (9504) 371,055,259 Exercise of CB 0 CB 18. 3 JPY 0 thou. JPY 50,000,000 thou. JPY

CB 20. 3 JPY 0 thou. JPY 50,000,000 thou. JPY

Hokuriku Electric Power Company (9505) 210,333,694 0

Tohoku Electric Power Company,Incorporated (9506) 502,882,585 Exercise of CB 0 CB 18. 12 JPY 0 thou. JPY 50,000,000 thou. JPY

CB 20. 12 JPY 0 thou. JPY 70,000,000 thou. JPY

Shikoku Electric Power Company,Incorporated (9507) 223,086,202 0

Kyushu Electric Power Company,Incorporated (9508) 474,183,951 0

Hokkaido Electric Power Company,Incorporated (9509) 215,291,912 0

The Okinawa Electric Power Company,Incorporated (9511) 39,430,626 0

Electric Power Development Co.,Ltd. (9513) 183,051,100 0

EF-ON INC. (9514) 17,620,156 Exercise of Subscription Warrants 1,000 Jun. 2012 Resolution based 1 1,000 Shares

Nov. 2014 Resolution based 1 0 Shares

eREX Co.,Ltd. (9517) 16,848,000 Exercise of Subscription Warrants 62,000 Mar. 2014 Resolution based 1 62,000 Shares

Mar. 2014 Resolution based 2 0 Shares

TOKYO GAS CO.,LTD. (9531) 2,302,856,295 0

OSAKA GAS CO.,LTD. (9532) 2,083,400,000 0

TOHO GAS CO.,LTD. (9533) 538,196,429 Jan. 16 Retirement of Treasury Stocks -3,080,000

HOKKAIDO GAS CO.,LTD. (9534) 80,737,501 Exercise of CB 103,052 * CB 3 27,000 thou. JPY 2,131,000 thou. JPY

HIROSHIMA GAS CO.,LTD. (9535) 67,998,590 0

SAIBU GAS CO.,LTD. (9536) 371,875,676 0

HOKURIKU GAS CO.,LTD. (9537) 4,800,000 0

KEIYO GAS CO.,LTD. (9539) 54,675,000 0

SHIZUOKA GAS CO.,LTD. (9543) 76,192,950 0

METAWATER Co.,Ltd. (9551) 25,923,500 0

I-NET CORP. (9600) 16,242,424 0

Shochiku Co.,Ltd. (9601) 139,378,578 0

TOHO CO.,LTD (9602) 188,990,633 0

H.I.S.Co.,Ltd. (9603) 68,522,936 Exercise of CB 0 CB 19. 8 JPY 0 thou. JPY 20,000,000 thou. JPY

TOEI COMPANY,LTD. (9605) 147,689,096 0

Page 115: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 115 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

WILSON LEARNING WORLDWIDE INC. (9610) 5,154,580 0

LUCKLAND CO.,LTD. (9612) 7,864,000 0

NTT DATA CORPORATION (9613) 280,500,000 0

KYORITSU MAINTENANCE CO.,LTD. (9616) 19,474,129 Exercise of CB 1,292 * CB 3 5,000 thou. JPY 523,000 thou. JPY

* CB 4 0 thou. JPY 20,000,000 thou. JPY

ICHINEN HOLDINGS CO.,LTD. (9619) 25,163,727 0

CTI Engineering Co.,Ltd. (9621) 14,159,086 0

SPACE CO.,LTD. (9622) 24,182,109 0

CHODAI CO.,LTD. (9624) 9,416,000 0

CERESPO CO.,LTD. (9625) 2,851,750 0

AIN HOLDINGS INC. (9627) 31,888,212 0

SAN HOLDINGS,INC. (9628) 6,082,008 0

PCA CORPORATION (9629) 7,700,000 0

TOKYU RECREATION CO.,LTD. (9631) 31,937,474 0

Subaru Enterprise Co.,Ltd. (9632) 26,620,000 0

TOKYO THEATRES COMPANY,INCORPORATED (9633) 80,130,000 0

Musashino Kogyo Co.,Ltd. (9635) 10,500,000 0

Kin-Ei Corp. (9636) 2,821,000 0

O S CO.,LTD. (9637) 16,000,000 0

SANKYO FRONTIER CO.,LTD. (9639) 23,356,800 0

SAISON INFORMATION SYSTEMS CO.,LTD. (9640) 16,200,000 0

SACOS CORPORATION (9641) 43,866,681 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

TANABE MANAGEMENT CONSULTING CO.,LTD. (9644) 8,754,200 0

KYOWA ENGINEERING CONSULTANTS CO.,LTD. (9647) 5,861,000 0

Japan Process Development Co.,Ltd. (9651) 5,745,184 0

GREENLAND RESORT COMPANY LIMITED (9656) 10,346,683 0

BUSINESS BRAIN SHOWA・OTA INC. (9658) 8,000,000 0

Kabuki-Za Co.,Ltd. (9661) 12,170,000 0

NAGAWA CO.,Ltd (9663) 16,357,214 0

YOMIURI LAND.CO.,LTD. (9671) 83,522,024 0

TOKYOTOKEIBA CO.,LTD. (9672) 287,648,547 0

KAGETSUENKANKO Co.,Ltd. (9674) 17,666,000 0

Joban Kosan Co.,Ltd. (9675) 8,808,778 0

KANAMOTO CO.,LTD. (9678) 36,092,241 0

HORAI Co.,Ltd. (9679) 14,040,000 0

TOKYO DOME CORPORATION (9681) 95,857,420 0

DTS CORPORATION (9682) 25,222,266 0

SQUARE ENIX HOLDINGS CO.,LTD. (9684) 122,373,396 Exercise of Subscription Warrants 6,400 Jul. 2008 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 6,400 Shares

Aug. 2014 Resolution based 1 0 Shares

Page 116: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 116 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

KYCOM HOLDINGS CO.,LTD. (9685) 5,115,492 0

TOYO TEC CO.,LTD. (9686) 11,440,000 0

KSK CO.,LTD (9687) 7,636,368 0

RYOMO SYSTEMS CO.,LTD. (9691) 3,510,000 0

COMPUTER ENGINEERING & CONSULTING LTD. (9692) 18,800,000 0

THE KAMOGAWA GRAND HOTEL,LTD. (9695) 10,453,920 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,200,000 Shares

With us Corporation (9696) 10,440,000 0

CAPCOM CO.,LTD. (9697) 67,723,244 0

CREO CO.,LTD. (9698) 8,650,369 0

NISHIO RENT ALL Co.,LTD. (9699) 27,091,364 Jan. 19 Third-Party Allotment, etc. 1,600

Tokyo Kaikan Co.,Ltd. (9701) 3,463,943 0

ISB CORPORATION (9702) 5,105,800 0

AGORA Hospitality Group Co.,Ltd. (9704) 276,368,934 Exercise of Subscription Warrants 10,000 May 2012 Resolution based 1 10,000 Shares

Japan Airport Terminal Co.,ltd. (9706) 84,476,500 Exercise of CB 0 CB 20. 3 JPY 0 thou. JPY 15,000,000 thou. JPY

CB 22. 3 JPY 0 thou. JPY 15,000,000 thou. JPY

UNIMAT Retirement Community Co.,Ltd. (9707) 8,598,912 0

Imperial Hotel,Ltd. (9708) 59,400,000 0

NCS&A CO.,LTD. (9709) 20,000,000 0

THE ROYAL HOTEL,LIMITED (9713) 102,716,515 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 300,000 Shares

transcosmos inc. (9715) 48,794,046 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NOMURA Co.,Ltd. (9716) 59,948,294 0

JASTEC Co.,Ltd. (9717) 18,287,000 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares

Mar. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

SCSK Corporation (9719) 107,986,403 0

HOTEL NEWGRAND CO.,LTD. (9720) 1,171,280 0

FUJITA KANKO INC. (9722) 122,074,243 0

THE KYOTO HOTEL,LTD. (9723) 11,091,400 0

KNT-CT Holdings Co.,Ltd. (9726) 273,310,135 Exercise of Subscription Warrants 1,555,500 Aug. 2012 Resolution based 1 1,555,500 Shares

NIPPON KANZAI Co.,Ltd. (9728) 41,180,306 0

TOKAI Corp. (9729) 18,020,673 0

Hakuyosha Company,Ltd. (9731) 3,900,000 0

Nagase Brothers Inc. (9733) 10,148,409 0

Kabushiki Kaisha Seiyoken. (9734) 2,628,000 0

SECOM CO.,LTD. (9735) 233,288,717 0

NIPPON SYSTEMWARE CO.,LTD. (9739) 14,900,000 0

CENTRAL SECURITY PATROLS CO.,LTD. (9740) 14,816,692 0

INES Corporation (9742) 28,600,000 0

TANSEISHA CO.,LTD. (9743) 48,424,071 0

MEITEC CORPORATION (9744) 31,300,000 0

TKC Corporation (9746) 26,731,033 0

ASATSU-DK INC. (9747) 42,155,400 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

May 2013 Resolution based 2 0 Shares

Page 117: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 117 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

FUJI SOFT INCORPORATED (9749) 33,700,000 0

IX Knowledge Incorporated (9753) 11,800,000 0

OYO Corporation (9755) 28,882,573 0

Funai Soken Holdings Incorporated (9757) 36,000,572 0

JAPAN SYSTEMS CO.,LTD. (9758) 26,051,832 0

NSD CO.,LTD. (9759) 48,172,160 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

SHINGAKUKAI CO.,LTD. (9760) 20,031,000 0

TOKAI LEASE CO.,LTD. (9761) 34,943,225 0

Marubeni Construction Material Lease Co.,Ltd. (9763) 34,294,400 0

Giken Kogyo Co.,Ltd. (9764) 16,640,000 0

OHBA CO.,LTD. (9765) 18,739,041 0

KONAMI HOLDINGS CORPORATION (9766) 143,500,000 Exercise of CB 0 CB 22. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NIKKEN KOGAKU CO.,LTD. (9767) 18,622,544 0

IDEA Consultants,Inc. (9768) 7,499,025 0

GAKKYUSHA CO.,LTD. (9769) 10,701,192 0

SAPPORO CLINICAL LABORATORY INC. (9776) 4,216,000 0

SUBARU CO.,LTD. (9778) 6,935,761 0

HARIMA B.STEM CORPORATION (9780) 4,812,247 0

DMS INC. (9782) 7,262,020 0

Benesse Holdings,Inc. (9783) 102,453,453 0

AEON DELIGHT CO.,LTD. (9787) 54,169,633 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares

Apr. 2009 Resolution based 1 0 Shares

May 2009 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

NAC CO.,LTD. (9788) 18,719,250 0

Fukui Computer Holdings,Inc. (9790) 23,000,000 0

BIKEN TECHNO CORPORATION (9791) 7,718,722 0

NICHIIGAKKAN CO.,LTD. (9792) 73,017,952 0

Daiseki Co.,Ltd. (9793) 45,124,954 0

STEP CO.,LTD. (9795) 16,670,000 0

NIPPON ENGINEERING CONSULTANTS CO.,LTD. (9797) 7,660,000 0

ASAHI INTELLIGENCE SERVICE CO.,LTD. (9799) 8,264,850 0

NIPPON STEEL & SUMIKIN BUSSAN CORPORATION (9810) 30,957,800 0

T.O.OGASAWARA CO.,LTD. (9812) 8,926,896 0

Striders Corporation (9816) 88,820,896 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

DAIMARU ENAWIN Co.,Ltd. (9818) 8,046,500 0

MT GENEX CORPORATION (9820) 10,796,000 0

Mammy Mart Corporation (9823) 10,796,793 0

SENSHU ELECTRIC CO.,LTD. (9824) 10,800,000 0

JEUGIA Corporation (9826) 8,272,500 0

Page 118: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 118 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Lilycolor Co.,Ltd. (9827) 12,662,100 0

GENKI SUSHI CO.,LTD. (9828) 8,882,908 0

NAGANO TOKYU DEPARTMENT STORE CO.,LTD. (9829) 9,645,216 0

TRUSCO NAKAYAMA CORPORATION (9830) 66,008,744 Jan. 01 Stock Split 33,004,372

YAMADA DENKI CO.,LTD. (9831) 966,489,740 Exercise of CB 0 CB 19. 6 JPY 0 thou. JPY 100,000,000 thou. JPY

AUTOBACS SEVEN CO.,LTD. (9832) 84,050,105 0

JUNTENDO CO.,LTD. (9835) 8,331,164 0

LEVI STRAUSS JAPAN KABUSHIKI KAISHA (9836) 28,952,000 0

MORITO CO.,LTD. (9837) 30,800,000 0

ARCLAND SAKAMOTO CO.,LTD. (9842) 41,381,686 0

Nitori Holdings Co.,Ltd. (9843) 114,443,496 0

PARKER CORPORATION (9845) 26,801,452 0

TENMAYA STORE CO.,LTD. (9846) 11,550,000 0

KYODO PAPER HOLDINGS (9849) 7,353,443 0

GOURMET KINEYA CO.,LTD. (9850) 22,610,359 0

CB GROUP MANAGEMENT Co.,Ltd. (9852) 12,309,244 0

GINZA RENOIR CO.,LTD. (9853) 6,252,004 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

AIGAN CO.,LTD. (9854) 21,076,154 0

KU HOLDINGS CO.,LTD. (9856) 44,126,024 0

EIWA CORPORATION (9857) 6,470,000 0

YOSHINOYA HOLDINGS CO.,LTD. (9861) 65,129,558 0

Solekia Limited (9867) 1,016,961 0

KATO SANGYO CO.,LTD. (9869) 38,153,115 0

KITAKEI CO.,LTD. (9872) 10,011,841 0

KFC Holdings Japan,Ltd. (9873) 22,783,000 0

COX CO.,LTD. (9876) 27,711,028 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares

Apr. 2010 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

SEKIDO CO.,LTD. (9878) 14,204,289 0

INNOTECH CORPORATION (9880) 18,218,901 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

YELLOW HAT LTD. (9882) 24,961,573 0

CHARLE CO.,LTD. (9885) 16,086,250 0

MATSUYA FOODS CO.,LTD. (9887) 19,063,968 0

UEX,LTD. (9888) 12,000,000 0

JBCC Holdings Inc. (9889) 17,711,543 0

MAKIYA CO.,LTD. (9890) 10,540,200 0

CONSEC CORPORATION (9895) 18,640,112 0

JK Holdings Co.,Ltd. (9896) 31,840,016 0

Jolly-Pasta CO.,LTD. (9899) 16,114,000 0

Page 119: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 119 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

SAGAMI CHAIN CO.,LTD. (9900) 26,501,784 0

NICHIDEN Corporation (9902) 15,943,000 0

KANSEKI CO.,LTD (9903) 16,100,000 0

Verite Co.,Ltd. (9904) 27,230,825 0

Fujii Sangyo Corporation (9906) 10,010,000 0

NIHON DENKEI CO.,LTD (9908) 7,879,005 0

AIKO CORPORATION (9909) 4,411,000 0

NIPPO LTD. (9913) 9,127,338 0

Uematsu Shokai Co.,Ltd. (9914) 4,680,000 0

KANSAI SUPER MARKET LTD. (9919) 31,940,954 0

WATT MANN CO.,LTD. (9927) 11,368,541 0

MIROKU JYOHO SERVICE CO.,LTD. (9928) 34,806,286 Exercise of Subscription Warrants 0 Jun. 2004 Resolution based 1 0 Shares

Jun. 2005 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Aug. 2011 Resolution based 2 0 Shares

HEIWA PAPER CO.,LTD. (9929) 10,116,917 0

KITAZAWA SANGYO CO.,LTD. (9930) 23,818,257 0

SUGIMOTO & CO.,LTD. (9932) 11,399,237 0

INABA DENKISANGYO CO.,LTD. (9934) 27,869,700 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

OHSHO FOOD SERVICE CORP. (9936) 23,286,230 0

TAIYO BUSSAN KAISHA,LTD. (9941) 13,282,197 0

COCO'S JAPAN CO.,LTD. (9943) 17,268,273 0

PLENUS Co.,Ltd. (9945) 44,392,680 0

MINISTOP CO.,LTD. (9946) 29,372,774 0

ARCS COMPANY,LIMITED (9948) 56,650,468 0

HACHI-BAN CO.,LTD. (9950) 3,068,111 0

THE YONKYU CO.,LTD. (9955) 11,556,084 0

VALOR HOLDINGS CO.,LTD. (9956) 52,661,699 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

VITEC HOLDINGS CO.,LTD. (9957) 14,376,358 0

ASEED HOLDINGS CO.,LTD. (9959) 13,495,248 0

TOTECH CORPORATION (9960) 13,988,000 0

MISUMI Group Inc. (9962) 274,865,052 Exercise of CB 0 CB 18. 10 USD 0 thou. USD 100,000 thou. USD

Exercise of Subscription Warrants 38,400 Jun. 2010 Resolution based 1 19,500 Shares

Jun. 2010 Resolution based 2 0 Shares

Jun. 2012 Resolution based 1 18,900 Shares

Jun. 2012 Resolution based 2 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

ITEC CORPORATION (9964) 12,215,132 0

FUJIKYU CORPORATION (9966) 4,205,000 0

SAKAI TRADING CO.,LTD. (9967) 10,000,000 0

SHOKUBUN CO.,LTD. (9969) 11,856,669 0

ALTECH CO.,LTD. (9972) 19,354,596 0

Page 120: Jan. 2017 (Reference Translation)e).pdfDetails for the relevant period Dec. 01, 2016 - Dec. 31, 2016 have been partially corrected as follows. (Jan. 20, 2017 (Attachment Published),

Jan. 2017

- 120 -

No. of Listed Shares Altered Alteration Value, etc.

Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

Kozosushi Co.,LTD. (9973) 29,754,342 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Belc CO.,LTD. (9974) 20,867,800 0

SEKICHU CO.,LTD (9976) 11,172,300 0

Aoki Super Co.,LTD. (9977) 12,500,000 0

BUNKYODO GROUP HOLDINGS CO.,LTD. (9978) 14,004,715 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares

DAISYO CORPORATION (9979) 21,198,962 0

MARUKO CO.,LTD. (9980) 87,047,071 0

Takihyo Co.,Ltd. (9982) 48,000,000 0

FAST RETAILING CO.,LTD. (9983) 106,073,656 0

SoftBank Group Corp. (9984) 1,100,660,365 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

ZAOH COMPANY,LTD. (9986) 6,266,000 0

SUZUKEN CO.,LTD. (9987) 103,344,083 0

SUNDRUG CO.,LTD. (9989) 67,165,592 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

SAC'S BAR HOLDINGS INC. (9990) 29,859,900 0

GECOSS CORPORATION (9991) 36,436,125 0

RIKENGREEN CO.,LTD. (9992) 6,691,300 0

YAMAZAWA CO.,LTD. (9993) 10,960,825 0

YAMAYA CORPORATION (9994) 10,847,870 0

RENESAS EASTON Co.,Ltd. (9995) 26,426,800 0

Satoh&Co.,Ltd. (9996) 9,152,640 0

BELLUNA CO.,LTD. (9997) 113,184,548 0

DISCLAIMER: This translation may be used only for reference purposes. This English version isnot an official translation of the original Japanese document. In cases where any differencesoccur between the English version and the original Japanese version, the Japanese versionshall prevail. Tokyo Stock Exchange, Inc. and/or Japan Exchange Regulation shall individuallyor jointly accept no responsibility or liability for damage or loss caused by any error,inaccuracy, or misunderstanding with regard to this translation.