James T Moody Financial Disclosure Report for 2009

8/3/2019 James T Moody Financial Disclosure Report for 2009

1/7

~ o ~ 0 FINANCIAL DISCLOSURE REPORT R ~ p o r ~ R e q u i r e d b y th e E t h i c s in Government Act of 1978R,~.mO;O FOR CALENDAR YEAR 2009 (s v.s~c, app..~~" lOm H)I. Person Rep0rtiog (last name, first, middle initial) 2. Court or Organization 3. Date of ReportMoody,, James T. U.S. District -Indiana Northern 05/1 ]/2010

4. Title IArticle 111 judges indicate active or senior status; 5a. Report Ty pe (check appropriate type) 6, Reporting Periodmagistrate judges indicate full- ~r part-time)~] Nomination, Date 01/01/2009

U.S. DistrictJudge-Scnior [] initial [] A ...... I [] Final tO12/31/20095b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the inform ation eontaioed in this RelrOrt and anymodifications pertaining therein, it is, in my opinion, in comp lianceU.S. D~strict Court vith applicable laws and regulations.5400 Federal Plaza, Suite 4100Hammond, IN 46320 Reviewing Officer Date

[ M P O R T A N T N O T E S : The instructions accompanying this furm must be followecL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of filing instructions.j--] N O N E (No reportable positions.)

POSITION NAME OF ORGANIZATION!ENTITYi. Board Member St. Ma~y Medical Center2.

;3.

I1. AGREEMENTS. (l~eporting indi,,idt~al ,,,,l~.; see pp. 14-16 of f!ling instru~!tlo,,s.)N O N E (No reportab[e agreements.)

D A T E P A R TIE S A N D TE R M SI.


2/7

F, INANCIAL DISCLOSURE REPO RT r ~ a m e o f P e r s o n R e p o r t in g I Date o fl~eportPage 2 of 7 Moody,, James T.

~05/11/2010

l I I . N O N - I N V E S T M E N T I N C O M E . (neporting individuala~ sp .... ; see pp. lT-24 of filing instructlon,t.)A. Fliers Non-Investment Income

NONE ~Vo reportable non-investment income.)

DATE ~QEAND TYPE (you~. not spouses)1.2.

3,4.

B. Spouse s Non-Investment Income - If you were m arried during atgportion of the reporting year, complete this sectlotL(Dollar wnount not required a~ceptJbr honororia.)

~ (No reportable non-investment income.)ONEDATE SOURCE AND TYPE

1 . 2 0 0 9 Salary ~ceived as a teacher/administrator with College of Com~ Reporting, Inc.2. 2009 Royalti~ received from sale of text books.3.

4.

(Includes those to spouse and dependcnt ehihtren," see pp. 25 27 of l~ling lnstructtona.)

NONE (No reportable re#nbursements.)

~ ~ATES LOCATION PURPOSE ~TEMS PAID OR PROSqDEDI,2.3.4.5.


3/7

N ame o f Pe r son R e por t ing D a t e o f R e p o r tP a g e F I N A N C I A L 3 o f 7 D I S C L O S U R E . R E P O R T M o o d y , , J a m e s T . 0 S / I 1 / 2 0 1 0

[] N O N E (No reportab?e gifts.)~ DESCRIPTION VALUE

1,2,3.4.5.

~-~ NONE ~Vo reportable liabilities.)CREDITOR DESCRIPTION VAkUE CODE

1.2.3.4.

5.


4/7

Ia n l e o f P e r so n R e po r t i o g ] D a t e o f R e po r tF.INANCIAL D I S C L O S U R E R E P O R T[ ~ o o d y . J a m e s

Page 4 of 7 0 ~ / ~ 1 / 2 0 1 oVII. INVESTMENTS an d TRUSTS -- i .... e , vat,e, t ...... lions ancZ, ae* tho*e of !! ....... a aepena~,,t chtta~n; .,e,pp. 34-60 ,,~ instruct&ms.)1~ NONE (No reportable income, assets, or transactions.).......................... .~. " ...... T .....~ ~ .......... U ........................ ~. ............................D e s c r i p t i o n o f A s s e t s

( nc udmg trust assets) report ng per od of report ng per od _~ i - ~- i~i ..... i~- ~ ...... it~ ....... ~ - ~i-i% .... ~-~P l a c e " ( X ) " a l d e r e a c h a s s e t : ~ A m o u n t T y p e (e.g.. Value Valuee x c m p l f r o n t p r i o r d i sc l o s u r e C o d e t d i v . . r e n t . C o d e 2 M e t h o d buy sell, m m i d c b yy i C o d e 2 ! C o d e b u y e r f s e l l e ri ( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p l i o n ) i (J-P) [ (A-It) ( i f p r i v a t e

1. College of Court Reporting, Inc. - common None N Wstock[ 2. Chase Bank - (checking and savings A Interest M Taccounts)3. Edward Jones - savings and checking B Int.iDiv. K T

accounts4. Centier Bank - checking account A Interest K T5. Firstrade Securities, Inc. A Int./Div. J T6. Am erican Funds - AMRM X None Sold 12/29/09 J A7. American Funds - AMCPX None Sold 1 2 / 2 9 1 0 9 J A8. American Funds - ABNDX None Sold 12/29/09 J A9. American Funds - CAIB X None Sold t2/29/09 J A

1 0. Am erican Funds - AMECX None Sold 12/29/09 J A1 1. GEMonev Bank- certificate of deposit X A l n t c r e s ~ J T1 2 . WA G Stock X None J T1 3 . American Funds - AMUSX None Sold 1 2 ! 2 9 / 0 9 J A14. American Funds- CWBFX None Sold 1 2 / 2 9 1 0 9 J A1 5 . American Funds - AEPGX None Sold 1 2 / 2 9 1 0 9 J A1 6 . Am erican Funds - ANCFX None Sold 1 2 / 2 9 1 0 9 ~ J A1 7 . American Funds - AIBAX None Sold 12/29/09 J A


5/7

F I N A N C IA L D I S C L O S U R E R E P O R T Na,.e of Person Reporling Date of ReportPage 5 of 7 Mo t)dy, , James T. 0 5 1 1 1 / 2 0 1 0

NONE ~o reportable income, assets, or transactionsO

Description of Assels , Income during Gross value at end T,ansactions during reporting ~riod(includi~ag trust assets) ~ repo~ingperi~ ~ of~po~ing period

rlace"(Xya~ereachasset ~Anxount[ Ty~.g., Value [ ~alue Ty~(c.g.~ : Date ~ Value Gain lderuityof

18. American Funds - AFTEX None Sold 12/29/09: K A

19. A~erican Funds- AWSHX No~e Sold 12/29/091 J A20. Investors Qua l ity Tax E xempt Se~es None J T Buy 11/27/09

Numbe~ 102~ 1 . Van Ka,;~pen lnvestment Grade Muni T~st None J T B uy ! 1 1 / 0 2 / 0 9Series N umber t 012 2 . AD P None J T Buy [ 1 1 / 2 7 / 0 9 i J2 3 . lip None J T Buy 1 1 1 2 7 / 0 9 J~. K O None i J T Buy ~ 1 1 / 2 7 i0 9 J2 5 . JNJ None J T B uy 1 1 / 2 7 1 0 9 J

~ 2 6 . ~

2 7 .

2 8 .

2 9 .


6/7

F. 1NANCIAL DISCLOSURE REPORT [ Nam~ of Person R eporting Da,e of Repot[Page 6 of 7] Moody,, James T. 05/11/2010

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S .


7/7

Ia m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFINA. NCIAL D I S C L O S U R E R E P O R TI Moo dy , , J ames T ,

Pa ge 7 o f 7 0 s ! ~ ~ ; 2 0 1 0

I X . C E R T I F I C A T I O N .i certify that all information given abov e (including information pertaining to m y spoose and minor or d ependent children, if an),) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WtLFULI CIVILAND CR IMINAL SA NCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed origiaal and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.EWashington, D.C. 20544

Documents

James T Moody Financial Disclosure Report for 2009