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8/3/2019 James P Jones Financial Disclosure Report for 2010
1/13
AO 10R~. I/~011 I FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0 Report Required by the Ethicsin Governmen t Act of 1978(5 U.S.C. app. 101-111)1. Person R eport ing (last name, f i rst , middle ini t ia l )J o n es , J ames P .
4. T it le (Ar tic le I I I judges ind ica te active or sen ior s ta tus ;magist rate j udges indicate fu l l - or pan- t ime)
U.S. Dis t r ic t Judge - ac t ive
7. Chambers or Office Address1 80 Wes t M ain S t ree tR m . 1 0 4A b i n g d o n , V A 2 4 2 1 0
2. Court or Organizat ionWe stern Dis t r ic t o f Virg in ia
3. Date of R e p o r t5/14/2011
5a . Repor t Type (check appropr ia te type)] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basi s of the in formation conta ined in th is Repor t and an ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , in c o m p l i a n c ew i t h a p p l ic a b l e l a w s a n d r e g u l a t io n s .
Revie~ving Off icer Date
6. Repor ting Per iodI/I/2010
to12/31/2010
I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,check ing the NONE box for each par t w here you have no repor table in formation . Sign on las t page.
I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of fil ing instructions.)~] N O N E ( N o reportable positions.)
POSITION N A M E O F ORGAN IZATION /EN TITY
2.
3.
4.
5.
I I . A G R E E M E N T S . mopo .i.g i.aivia.ot o.ly; s~o pp. 14-16 oI~li.g instructions.)N O N E (No reportable agreements.)
D A T EI.
2.
3.
PARTIES AND TERMS
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FINANCIAL DISCLOSURE REPORTPage 2 o f 13
N a m e o f P e r s o n R e p o r t i n gJones , James P.
D a t e o f R e p o r t5/14/201 I
1II. N O N - I N V E S T M E N T IN C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Fi ler s Non-Inves tm ent Incom e[-~ N O N E (No reportable income.)on-investment
D A T E S O U R C E A N D T Y P E
2.3.4.
INCOME( y o u r s , n o t s p o u s e s )
H . S p o u s e s N o n - I n v e s t m e n t I n c o m e - tf j.ou were married during anyportion of the reporting ycar, complete this sectio~(Dollar amount not required except for honoraria.)
D N O N E ( N o reportable non-investment income.)
1 .20102.3.4.
D A T E S O U R C E A N D T Y P E
I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, en ter ta inmen~(Includes those to spouse a nd depend ent children," see pp. 25-27 of fi l ing instructions.)
D NONE(No reportable reimbursements.)S O U R C E
I. V i r g i n i a C L E2.3.4.5.
DATES LOCATIONM a y 1 9 -20 , 201 0 Cha r l o t te sv i l l e , VA
P U R P O S E I T E M S PAID OR P R O V I D E Dl ec tu re a t lawyers s em in ar t ran sp o r ta t io n , ro o m & meal s
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FINANCIAL DISCLOSURE REPORTPage 3 of 13
N a m e o f P e r so n R e p o r t i n gJones , James P.
D a t e o f R e p o r t5/14/2011
V . G I F T S . a n c l u d e s , h o ~ o , o s p o u s e o n d d , ~ e n d e n , c h i l d r e n ; s e e p p . 2 8 - 3 1 of f i l i n g i n s t ruc t i on g )N O N E ( N o reportable gifts.)
SOURCE DESCRIPTIONI.
2.
3.
4.
5.
VALUE
V I . L IA B I L I T I E S . (Includes those of spouse and dependent children; see pp. 32-3 3 of 3qllng instructio .g)N O N E ( N o reporta ble liabili t ies.)
CREDITOR DESCRIPTIONI.
2.
3.
4.5.
V A L U E C O D E
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N a m e o f P e r s o n R e p o r t i n gJones, James P.
D a t e o f R e p o r t5/14/2011
V I I. I N V E S T M E N T S and T R U S T S - i .... e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionx.)N O N E ( N o reportable income, assets, or transactions.)
D e s c r i p ti o n o f A s s e ts Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o t a i n g p e r i o d
(J) (2)P l a c e " I X ) " a f t e r e a c h a s s e t A m o u n t T y p ~ ( e . g . ,exempt f rom pr ior disc losure C o d e I d i v . , r e n t ,( A - H ) or i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(]) (2)
V a l u e V a l u eC o d e 2 M e t h o d
( J - P ) C o d e 3( Q - W )
O)T y p e ( e . g .,
b u y , s e l l ,r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r ~ p o r f i n g p e r i o d(2) (3) (4 )
D a t e Value G a i nmm/dd/yy C o d e 2 C ode I
(J-P) (A-H)
(5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )
I. ~ ! ~ ! / ~ : ~ : : - ~ T r u s t , in c o m e b e n e f i c i a r y2. FBR G as Ut i l ity In d ex Fun d
3. B e r k s h ir e H a t h aw a y B c o m m o n s t o c k4. C h e v r o n C o r p c o m m o n s t o c k5. D u k e E n e r g y c o m m o n s t o c k6. S p e c t ra E n e r g y c o m m o n s t o c k7. E x x o n M o b i l c o m m o n s t o c k
D Divid en d P3 TA Divid en d J T
N o n e J TC Divid en d M TE Divid en d N T D Dividend M TD Divid en d M T
8. I B M c o m m o n s t o ck B Divid en d M T9. A T & T I n c . c o m m o n s t o c k B Divid en d K T1 0 . T . R o w e P r i c e V a B o n d F u n d A Divid en d J T1 I . T . R o w e P r i c e S u m m i t M u n c i p a lIn te rmed ia te Fun d1 2 . T . R o w e P r i c e G r o w t h S t o c k F u n d
A Divid en dA Divid en d
J
NT
T1 3 . T. Ro we Pr ic e N ew Ho rizo n s Fun d C Divid en d M T1 4 . T . R o w e P r i c e N e w A s i a F u n d B Divid en d M T1 5 . T. Row e Pr ice ln t l S tock Fund B Divid en d M T1 6 . T. Ro w e Pr ic e In t l S to c k Fun d B Divid en d M T1 7 . T . R o w e P r i c e N e w I n c o m e F u n d E Divid en d N T
I,In co m e G a in Co d e s :(See Co lunms B I and D4)
2.Value Codes(See Co lumns CI and D3 )
3.V a lu e Me th o d Co d e sI Sce Co lumn C2)
A = $ 1 , 0 0 0 or le s sF =$50.001 - $100.000J =$15.000 or lessN =$250.001 - $500.000P3 =$25,000,001 - $50.000.000Q =AppraisalU = Bo o k V a lu e
B =$1,001 - $2,500G =$10~.001 - $1.00~.009K =$15,001 - $50.0~O =$500.001 - $1 .0~0.0~R =Cost (Real Estalc Only)V = Olh c r
C = $ 2 . 5 0 1 - $ 5 . 0 0 0H I - $ 1 .0 0 0 . 0 01 - $ 5 . 0 0 0 .0 0 0L = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0Pl =$1.000.001 - $5.000.000P 4 - M o r e t h a n $ 5 0 , 0 0 0 . 00 0S = A s ~ : s s m c n tW = E s t im a t e d
D = $ 5.001 - $15,000H2 =/. lore than $5.000.000M =$ 100.001 - $250.000P2 =$5.000,001 - $25.000.000T C a s h M a r k e t
E = $ 1 5 ,0 0 1 -
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N a m e o f P e r so n R e p o r t i n gJones, James P.
D a t e o f R e p o r t5/14/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c ~ m e ~ v a ~ u e ~ t r a n s a c t i ~ n s ( ~ n d u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p ~ 3 4 - 6 ~ f ~ i n g i n s t r u c t i ~ n s )N O N E (No reportable income, assets, or transactions.)
D e sc rip tio n o f A sse ts In c o m e d u r in g( i n c l u d in g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
( I ) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure C o d e I d iv . , r en t ,( A - H ) or i n t . )
Gross v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)
V a l u e V a l u eC o d e 2 M e t h o d(J-P) C o d e 3( Q - W )
T y p e ( e . g . ,b u y , s e l l ,r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)D a t e Value G a in
mm/dd/yy C o d e 2 Co d e I( J - P ) (A-H)
I d e n t i t y o fb u y e r / s e l l e r( i f p r i v a t e
t r a n s a c t i o n )
1 8 . T . R o w e P r i c e P r i m e R e s e r v e F u n d A D ivid e n d N T1 9 . T. Rowe Pr ice Sc ience & Tech . Fund N o n e M T20 . T . R o w e P r i c e B l u e C h i p G r o w t h F u n d21 . T . R o w e P r i c e E q u it y I n d e x 5 0 0 F u n d22 . T . R o w e P r i c e V a l u e F u n d
A D ivid e n d N
E D ivid e n d O
B D ivid e n d M
T
T
T
S o l d(par t ) 11/23/10 M A
23. T . R o w e P r i c e E q u it y I n c o m e24 . T. Rowe P r ice High Yield Fund25 . T . R o w e P r i c e S u m m i t C a s h R e s e r v e s26 . W a c h o v i a B a n k a c c o u n t27 . TS & W In t l E qui ty Po r t fo l io28 . 3 M C o c o m m o n s t o c k29. A b b o t t L a b o r a t o ri e s c o m m o n s t o c k
B Divid en d L TA Divid en d K T Bu yA Divid en d K T Bu yA Interest J TC Divid en d M T Bu y( add l )A Divid en d SoldA Divid en d K T
04115/10 K04/15/10 K
12/30/10 J03/05 /1 0 K D
30 . Amer ip r i se Financ ia l Inc common s tock31 . A m g e n I n c . co m m o n s t o c k32. A n a d a r k o P e t r o le u m C o r p c o m m o n s t o c k
33. A T & T l n c c o m m o n s to c k34 . A n n aly C ap it ol M G M T R EI T
A Divid en dN o n e
A Divid en d
A Divid en dA Divid en d
J
J
JJ
T Bu y 02/23/10(add l )T
Sold 06/04/I 0
T Bu y 08/05/I 0( add l )T Bu y 08/05 /1 0
J
J
J
I. In co m e G ain C o d es: A -$ 1,0~ 0 or {css B $1 ,001 - $2 .500 C = $2,501 - $5 ,000 D = $5,001 - $15,000(S ~ e Co lu m n s B I a n d D 4 ) F =$ 50,001 - $ 100.000 G =$ 100.0O I - $1 .009.000 H I =$ 1,000,001 - $5 .000.000 H 2 = M o r e t h a n $ 5 , 0 ~ , 0 0 0
2. Value Codes J -$15.0~O or less K : $15.001 - $50.00~ L -$50,001 - $ 100,0~ O M =$ 100,001 - $250,000[S e e Co lu rn n s CI a n d D 3) N =$250.001 o $500.00~ O $500.001 - $1 .00~ .0~0 P I = $ 1, 00 0. 00 1 - $5 ,0 00 ,0 00 P 2 = $ 5, 00 0, 00 1 - $2 5. 00 0, 00 0
P3 =$25.00~.001 - $50.000.000 P4 =More than $50.000.0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S = As s e s s m e n t T =Cash Marke t(S e e Co lu m n C2 ) U = Bo o k V a lu e V O l h cr W = E s t im a te d
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N a m e o f P e r so n R e p o r t i n gJones , James P.
D a t e o f R e p o r t5/14/201 I
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
(I) (2)Place "(X)" after each asset A m o u n t Typ~ (e.g.,
exempt from prior disclosure Code I d iv . , r en t ,( A - H ) or i n t . )
G r o s s value at endo f r e p o r t i n g p e r i o dO) (2)
Value ValueC o d e 2 M e t h o d(J-P) C o d e 3
( Q - W )
T y p e ( e . g .,b u y , s e l l ,
r e d e m p t i o n )
Transac tions dur ing repor ting per iod(2) (3) (4) ( 5 )
Dat e Value i Gain I d e n t i t y o fm m / d d / y y C ode 2 i C ode I buyer/seller( J -P) i (A-H) ( i f p r i v a t et r a n s a c t i o n )
35. B C E I n c . c o m m o n s t o c k A Divid en d36. Bax ter In ternat ional common s tock A Divid en d37. Bes t Buy In c . c o mm o n s to c k A Divid en d
38. C B R i c h a r d E ll i s G r o u p c o m m o n s t o c k N o n e39. C e n t e r p o i n t E n e rg y I n c c o m m o n s t o c k N o n e40 . C h e v r o n C o r p c o m m o n s t o c k A Divid en d41 . C h u b b C o r p c o m m o n s t o c k A Divid en d42 . C i s c o S y s te m s I n c c o m m o n s t o c k N o n e43. C o m e r i c a I n c c o m m o n s t o c k A Divid en d44 . C u m m i n s In c c o m m o n s t o c k A Divid en d45 . D a r d e n R e s t a u r a n t s l n c co m m o n s t o c k A Divid en d46 . D e e r e & C o c o m m o n s t o ck A Divid en d47 . D i s n e y W a l t C o c o m m o n s t o c k N o n e48 . D o m i n i o n R e s o u r c e s I n c c o m m o n s t o ck A Divid en d49 .
50 . D re am w o rk s A n im atio n In c C la ss A N o n ec o m m o n s t o c k51 . E M C C o rp M ass co m m o n sto ck N o n e
JKJJJKJJJ
JJKKJ
JJ
T Bu y 04/19 /10T Bu y 08 /05/10(add l )T Bu y 05/07/10T Bu y 02/23/10TTTT Bu y 08 /20 /10T Bu y 04/26/10T S o ld 01/14/10(par t )T Bu y 06/03/1 0TT Sold 12/07/I 0(parl )T Bu y 02/I 8/10( add l )
S o ld 08 /05/10(pan)TT
J
J
JJJ
J
J
J
B
A
A
I . In co m e G a in Co d e s : A = $1,000 o r less B = $1,001 - $2,500 C = $2,5 01 - $5 ,000 D =$5,001 - $15,000(S e e Co lu m n s B I a n d D 4 ) F ~$50.001 - $100.000 G =$100,001 - $ I ,OOO,000 HI = $1, 000 , 00 | - $5,090,00~ H2 =More than $5,000,000
2 . V a lu e Co d e s J =$15.0~0 or less K =$15,001 - $50,000 L =$50,001 - $100.000 M =$10~,001 - $250,00~[S e e Co lu m n s C I a n d D 3) N =$250.001 - $509.000 O =$500.001 - $1,00~.00O PI =$1,000.001 - $5,1)00,00~ P2 -$5.000.001 - $25,000,000
P3 =$25.00~.001 - $50.000.000 P 4 -More than $50.000,0003. Value Method Codes Q =Appraisal R =C ost (R eal Esta te O nly) S = A sscssm cnt T ~ Ca s h Ma rk e t
~ S c Co lu m n C2 ) U -B ook Va lue V = O th er W = Estim ate d
E = $ 1 5 , 0 0 1 - $ 5 0 , 0 ( ~
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N a m e o f P e r so n R e p o r t i n gJone s , J ames P .
D a t e o f R e p o r t5/14/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n com e, v a l ue , t ran sa c t i on s (In c l udes those of spouse an d depen den t ch i ldren ; see pp . 34-60 of fi l i n g i n s t ruct i on s . )N O N E (No repor table incom e, asse ts , or t ran sac t ions . )
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i n c l u d in g m a s t a s s e t s ) r e p o r t i n g p e r i o d
(0 (2)Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure Code I d iv . , r en t ,( A - H ) or i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d0) (2)
V a lu e V a lu eC o d e 2 M e t h o d
(J-P) C o d e 3( Q - W )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) [ (4)i)Type (e.g., Dat e V a l u e G a i n
buy , s e l l , m m /d dty y C od e 2 Code Ir e d e m p t i o n ) (J-P) ( A - H )
( 5 )I d e n t i t y o f
b u y e r / s e l l e r( i f p r i v a t e
t r a n s a c t i o n )
52 . E m e r s o n E l e c t r ic C o c o m m o n s t o c k A Divid en d J53 . Fo rd M o to r Co c om m o n st oc k None K
54 .55 .56 .57 .
58 .59 .60 .61 .62 .63.64 .
Foster W hee le r common s tockFreeport McM oran Copper common s tockGap Inc common s tockGenera l Dynamics Corp common s tock
G e n e r a l E l e c t r ic C o . c o m m o n s t o c kG o l d m a n S a c h s G r o u p c o m m o n s t o c kH e w l e tt P a c k a r d C o . c o m m o n s t o c kHein z H .I Co c o m mo n s to c kHo sp i ra c o mmo n s to c kI B M c o m m o n s t o ck
None
A Divid en dA Dividend
None
A DividendA DividendA DividendA Dividend
None
A Dividend
K
K
K
K
K
K
J
T B uy( add l )
TT
Bu y
SoldT Bu y( add l )TTT Sold(part)
SoldT
02/25110
04/26/1005/10 /1003/10/10
09101/1003/23/10
JJ
K
J
J
A
AA
65 . I n g e r so l l -R a n d C o m p a n y c o m m o n s t o c k66 . In t e l C orp
67 . In t l Pap er Co c o mmo n s to c k68 . l ]q C o r p c o m m o n s t o c k
A DividendA Dividend
A DividendNone
J
K
J
K
TT Sold(par t )T Bu yT Bu y( add l )
04126110
03/29/I 001 /08/1 0
J
JJ
A
I. In co m e G ain C o d es: A = $1,000 o r tess B = $1,001 - $2,500 C = $2,5 01 - $5 ,000 D =$5,001 - $15,000( See Colurmas B I and D 4 ) F =$50,001 - $ 100,000 G = $ 100.001 - $ 1,000.000 H I = $ 1,000,001 - $ 5.000.000 H 2 = M o r e t h a n $ 5 ,0 0 0 , 0 0 02. Value C od es J = $ 15 .000 o r less K = $15,001 - $50,000 L =$50,001 - $ 100,000 M -$ 100,001 - $250,000(See Co lumns CI and D3 ) N =$250.001 - $500.000 O =$500.001 - $1 .000,000 PI =$1,000.001 - $5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25.000.001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cosl (Real Estate Only) S =A~,scssmcnt T =Cash Marke t(See Co lumn C2) U = Bo o k V a lu e V = Oth e r W = E s t im a te d
E =$! 5,001 - $50.000
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N a m e o f P e r so n R e p o r t i n gJone s , J ames P .
D a t e o f R e p o r t5/14/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i .eo,.. . . .at.e. tra nsa ctions a.ct.,~es those of spo~e a.a depe.ac.t children; s e e p p . 3 4 - 6 0 of filing imtructionx.)N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
(1) (2)Place "(x)" af ter each asset A m o u n t T y p e (e . g . ,exempt f rom pr ior disc losure Code I d i v . , r e n t ,( A - H ) or in t . )
Gross value at endo f r e p o r t i n g p e r i o d
0) (2)Value ValueC o d e 2 M e t h o d(J-P) C o d e 3
(I )Type (e.g.,
buy, sell,redemption)
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)D a t e Value Gain
m m/d d/y y C od e 2 Co d e I(J -P) (A-H)
( 5 )I d e n t i t y o f
buyer/seller( i f p r i v a t e
t r a n s a c t i o n )
69 . J o h n s o n & J o h n s o n c o m m o n s t o c k A Divid en d70 . J P M o r g a n C h a s e & C o c o m m o n s t o c k A Divid en d
71 . L - 3 C o m m u n i c a t i o n s H ld g s c o m m o n s t o c k A Divid en d72 . L a b o r a to r y C o r p o f A m e r i c a c o m m o n s t o c k N o n e73 . Lib er ty M ed ia Ho ld in g s co m m o n sto ck N o n e74 . L o w e s C o s I n c c o m m o n s t o c k A Divid en d75 . M a c y s I n c c o m m o n s t o ck A Dividend76 . M a n u l i fe F i n a n c i a l C o o c o m m o n s t o c k N o n e77 . M a r v e l l T e c h G r o u p L t d c o m m o n s t o c k N o n e78 . M e rc k & C o In c c o m m o n s to ck N o n e79 .
JJ
TT S o l d 11/04/10 J A
AACA
J
JK
TTT Bu y 11/01 /10
S o ld 02/23/I 0T S o ld 05/12/101( p a r t )
S o ld 02/08110T Sold 01/08110(par t )
Bu y 03/24/10Sold 05/06110
JJJ
JJKK
80 . M e t l i f e co m m o n s t o c k N o n e T81 . M o n s a n t o C o . c o m m o n s t o c k A D iv id e n d J T82 . M o r g a n S t a n l e y c o m m o n s t o c k A Divid en d8 3 . N e s tl e S A A D R A Divid en d K T
S o ld 02/18/10 J A
84 . N e w s C o r p L i d c o m m o n s t o c k N o n e8 5 . N i n t e n d o L td A D R N o n e
JJ
TT
Bu y 11/09/10 J
1. Incom e G ain C o des: A -$ 1 ,000 or less B = $1.001 - $2.500 C = $2,5 01 - $5 ,000 D =$5,001 - $15,000( S e e C o l u m n s B I a n d D 4 ) F $50.0OI - $100.000 G =$IDO,001 - $1.000,000 HI =$ I ,CO0,001 - $5,000,000 H2 =More than $5.000,0OO
2 . V a lu e Co d e s J =$15.0~0 or less K =$ I 5,001 - $5 0,000 L =$50.001 - $ 1 00,000 M =$ 109,001 - $250.000(S e e Co lu m n s C I a n d D 3) N =$250.001 - $500,000 O = $ 5 00 .001 - $1,000,000 PI =$1,000,001 - $5.000.000 P2 =$5,000.001 - $25,000.000
P3 =$25.000.001 o $50.000.000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =C os t ( R ea l Es t a te O n ly1 S = As s e s s m e n t T =Cash Marke t
(S Co lumn C2) U = Bo o k V a lu e V = Oth e r W =Estimated
E = $ 1 5 , 0 0 1 - $ 5 0 . 0 O O
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V I I . I N V E S T M E N T S a n d T R U S T S - ~ . co ,.o , , ,o t~ . , transactions ancludes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
(l) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y pe ( e .g .,e x e m p t f r o m p r i o r d is c lo s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)
V a lu e V a lu eC o d e 2 M e t h o d( J - P ) C o d e 3
( Q - W )
(0T y p e ( e . g . ,buy, sell,
redemption)
Transac tions dur ing repor ting per iod( 2 ) ( 3 ) (4 )
D a t e Value G a i nm m / d d ! y y C o d e 2 Code I( J - P ) ( A -H )
(5 )Identity of
buyer / se l le r(if private
t r a n s a c t i o n )
86 . N o b l e C o r p c o m m o n s t co k A Divid en d J8 7 . N o r f o l k S o u th e r n c o m m o n s t o c k A D i v i d e n d K
TT
88 . O c c i d e n t a l P e t ro l e u m C o r p c o m m o n s t o c k A D i v i d e n d K89 . O r a c l e C o r p c o m m o n s t o c k A D i v i d e n d K90 . P f i z e r ln c c o m m o n s t o c k A D i v i d e n d J91 . Ph i l ip M o rr i s ln t l I n c c o mmo n s to c k N o n e J92. P P L C o r p c o m m o n s t o c k A D i v i d e n d93. Prax ai r , Inc common s tock A D i v i d e n d K94 . P r o c t o r & G a m b l e co m m o n s t o c k A Dividend
T
T
T
T
S o ld(part)
S o ld
S o ld
02/03/I 0
10/26110
02/25/10 K95 . Pruden t ia l Financ ia l Inc common s tock A Dividend J96 . Ques t Diag n o s t i c In c c o mmo n s to c k A Dividend97 . R a lco rp Ho ld in g s In c co m m o n s to ck N o n e98 . R e p u b l i c S v c s I n c c o m m o n s t o c k A D i v i d e n d99. R e s e a c h i n M o t i o n L td c o m m o n s t o c k N o n e
S o ldBu y
S o ldS o ld
04/21 /10 K09/09/I 0 J02/1 2/1 0 J08 /17/10 K
B
A1 0 0 . R i o T i n t o P L C s p o n s o r e d A D R A D i v i d e n d1 0 1 . R e y n o l d s A m e r i c a n ln c c o m m o n s t o c k N o n e1 0 2 . S c h lu m b e r g e r L t d c o m m o n s t o c k A Divid en d
JJ
K
T
T
T
I . In co m e G a in Co d e s : A =$1,000 or less B = $ 1,001 - $2,500 C = $ 2,501 - $5 ,000 D :$5.001 - $15.000{See Co lumns B I and D4) F =$50.001 - $100,000 G =$100,001 - $1 .000.000 HI :$1,000,001 - $5.000.000 H2 :More than $5.000.000
2 . V a lu e Co d e s J =$15.000 or less K = $15,001 - $50,000 L = $50.001 - $1 00.000 M =$100.001 - $250.000(See Co lumns CI and D 3 ) N =$250.001 - $500,000 O :$500.001 - $1 .000,000 PI =$1,000,001 - $5,000.0~O P2 -$5,000.001 - $25.000.000
P3 =$25,000,001 - $50,000.000 P4 :More than $50.0~0,0003. V alu e M etho d C o des Q = A ppraisal R = Co s t (Re a l E s ta te On ly ) S = A s ~ s s m c n l T = Ca s h Ma rk c l
(Sec Co lumn C2) U = Bo o k V a lu e V = O t h e r W = E s t im a ted
E =$ I S.001 - $50.0~O
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N a m e o f P e r so n R e p o r t i n gJone s , J ames P .
D a t e o f R e p o r t5/14/2011
VII. INVESTM ENTS an d TRUSTS - i ......... l u e , t ......t i o n s ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i l i n g i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g( in c lu d in g tru s t a ss e ts ) r e p o rt in g p e r io d
0) (2)Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I d iv . , r en t ,
(A-H) or i n t . )
Gross value at en do f r e p o r t i n g p e r i o d
(I) (2)V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3
( Q - W )
O)T y p e (e.g.,
buy , s e l l ,r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)Dat e V a l u e G a i n
m m / d d / y y Code2 Code IO - P ) ( A - H )
( 5 )Id en t i t y of
b u y e r / s e l l e r( i f p r i v a t e
t r a n s a c t i o n )
103 . Sieman s A G ADRI O 4 .
105. Suntrus t Ban ks lnc commo n s tock
N o n e
A Dividend
B uy(addl)S o ld(part)
02/08/10 K08102/10 J
106. Syrnantec Corp commo n s tock107. Target Corp common s tock108. Tota l SA spon sored ADR109 . Un i lever110 . Uni tedHealth Grou p Inc comm on s tockI 11. United States Steel Corp112 . Ver izon Comm . common s tock
None K
A Dividend KA Dividend J
None JNone K
A Dividend KA Dividend
TTT
T
T
T
S o ld(pan)
B uy
S o l d
0 8 / 0 2 / 1 0
03/02/10
104/14II0
113. W el lpo int Inc . commo n s tock114. W el l s Fargo & Co com mon s tock115. W i l li s Group Hold ings com mon s tock1 1 6. S chw ab Gov t Mon ey Fund117 . Bedford Co VA mun i bond
None J TA Dividend J T
None J TC Dividend L T
A I n t e r e s t K T
B uy 02!26/10
118. Fairfax Co VA muni bo nd A I n t e r e s t K T1 1 9. H am pton V A m un i b ond A I n t e r e s t K T
I. Income Gain Codes:(See Columns B I and 134)
2.Value Codes(S e e Co lu m n s C I a n d D 3)
3.V a lu e Me th o d Co d e s(See Co lumn C2)
A =$1,000 or lessF =$50.001 - $100.000J =$15.000 or lessN =$250.001 - $500.000P 3 =$25.000.001 - $50.000.000Q=AppraisalU = Bo o k V a lu e
B=$1.091 - $2,500G :$100.0~1 - $1 ,00~.000K =$15.091 - $50.0~O =$51~.001 - $1,00~.000R Cost (Real Estate Only)V O ther
C =$2.501 - $5,000|11 = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 ~ OL =$50.001 - $100.0~0P I = $ 1,000.001 - $ 5,000.000P4 -More than $50,0~0.000S A , ~ z s s m c n t\\ = Estimated
=$5.001 - $15,000H2 =More than $5.D00,000M =$100 .001 - $250.000P2 =$5,000.001 - $25.000.000
= Ca s h Ma rk c l
E =$15,001- $50.000
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N a m e o f P e rs o n R e p o r t i n gJones , James P.
D a t e o f R e p o r t5/14/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those o .lspouse and dependent children; seepp . 34-60 of filing instruction~.)N O N E (No reportable income, assets, or transactions.)
Description of Assets Income during(inc luding t rust assets) reporting period
(I) (2)Place "(X)" after each asset A mo unt Ty pe (e.g.,
exempt f rom prior disc losure Code I d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d
O) (2)V a lu e V a lu e
C o d e 2 M e t h o d( J - P ) C o d e 3
( Q - W )
(1 )Type (e.g.,buy , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)D a t e Value G a i n
mm!dd/yy C o d e 2 Co d e I(J-P) (A-H)
(5 )Identity of
buyer / se l le r( i f p r i v a t e
t r a n s a c t i o n )
120 . Henry Co VA muni bon d121 . Orange Co VA mun i bond1 2 2. Roanok e V A m u n i bon d123. Rutherford Co TN muni b ond124. V irg in ia Comwlth Tr muni bon d125. V irg in ia S t Pub Rev muni b ond
A I n t e r e s t K TA I n t e r e s t K T
A I n t e r e s t K T
A I n t e r e s t K T
A I n t e r e s t K T
B I n t e r e s t L T Sold(par t ) 08/01/10 K A
I. Income Gain Codes:(See Co lunms B I and D4)
2.Value Co~cs(See Co lumns CI and D3 )
3. Value Mclhod Codes(Scc Co lumn C2)
A =$1 .000or lcssF -$50,0OI -$ I 00.000J = $ 1 5 .00Oo r le s sN =$250.001 . $500.000P 3 =$25.000.001- $50.0~O.000Q = A p p ~ i ~ lU = Bo o k V a lu e
B = $ 1 .001 - $ 2 ,5 00G = $ 1 00 .0OI- $ 1 .000 .000K $ 1 5 .0OI- $ 5 0 .1 )00O $500.001- $1 ,000.000R = C o s t (Re a l E s la ~ e On ly )V : O t h e r
C =$2,501 - $5,000H I ~$1 ,000 ,001 -L =$50,001 - $100,000P I =$1 .000,001 - $5 ,0~ ,00~P4 -More Ihan $50,000,000S = As s cs s m cn lW = E s t im a te d
D =$5,001 -$15,000H2 =More than $5,000.0OOM ~ $ 1 00 ,001 - $ 2 5 0 .0 (~P2 =$5,009,001 - $25.000.000
= Ca s h Ma rk e t
E =$15.0OI - $ 5 0 , 0 0 0
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N a m e o f P e r s o n R e p o r t ingJones, James P.
Date of Reporl5/14/2011
V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndicatepartofrepor.)
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N a m e o f P e r s o n R e p o r t in gJones, James P.
Date of Report5/14/201 I
IX . CERTIFICATION.I c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i s
a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u re .I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) a n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i n
c o m p l i a n c e ~ i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .
Signa tu re : S /Jame s P . J one s
N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A L L S T O F I LE T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 10 4 )
C o m m i t te e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t ive O f f ice o f t h e U n i t e d S t a te s C o ur t sSui te 2-301O n e C o l u m b u s C i rc l e , N . E .W a s h in g t o n , D . C . 2 0 5 4 4