James A Parker Financial Disclosure Report for 2009

8/3/2019 James A Parker Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t il e E t h i c sin Government Act of 1978FOR CALENDAR YEAR 2009 (5 ux C. app . .~.r~ I01-111)1. Person Repo rting (last name, first, middI initial) Z, Court or Orgtnlzation 3. Date of ReportPARKER, JAMES A. U.S. DISTRICT COURT 05/05/2010

4. Title (Articlo Illjudges indicate active or senior status: 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part*time)[] Nomination, Date 01/0t/2009

U,S.DIST,JUDGE(SENIOR) [] Initial [] Annual [] Final to12/31/20095b. [] Amended Report1 7 . Citamber~ or Offi Address 8. On the basis of the Information contained in this Repor t and t inymodlllcatlons per ta |ning lhereto, i t is , in my opinion, in com pliance

421 Gold Ave., S.W. with applicable laws and regulations.ALBUQUERQUE, N.M. 87102

Reviewing Off icer Date

IMPORTAN T N OTES : Th e ins t r uc t ions acco mpa nying th is for m m ust b e fo l low ed . Com ple te a l l par t s ,checking the NONE box for each part where you have . no repgrtable in formation . Sign on las t page.

I . PO SITIO NS. (Re ~ , ,a ,g[~] N O N E (No reportable positions.)

POSI~ON N~ OF ORGANIZATION~NTI~1. Co-M~g~ JPFP LL C2.

-

~ NONE (No r~orfable agreements.)~ P~ES A~ TEgMS

1 .


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FINANCIAL D I S CL O S U R E R E P O R T ~ l ~ e o f P e . o ~ ~ e p o ~ . gPage 2 of 8 ~ JA~mS A.

I I I. N O N - I N V E S T M E N T I N C O M E . t~ro,ing ~di,.ia~ ,,a,p .... : ~ , ~ r ~ 17-24 offd~g i~vtruct~)A. Filers N on-Investment Income

N O N E ~ o repo~able non-inv~tment income.)SOURCE AND TYPE (you~, not s~uscs)

1 .2.3.4.

B. Spouses Non-Investment Income - If you ~re married during any portion of the reporting year, complete this sectio~(l)otlar amount not roquired expt for honoraria.)

[~] NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE

1 .

3.4.

IV . R E I M B UR S E M E N T S -()nclvde~ those to spouse and depe~ent children. seepp. 25-27 off!ling i~ctions.)

N O N E (No reportab& reimbursements.)~ ~ LOCATION PU~OSE ITEMS PAID OR P~QVIDED

1 .2.3,4.5.


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Jame of P erson R epo~ ing Date of R eportP a g e F IN A N C I A L 3 o f 8 D I S C L O S U R E R E P O R T [ PARK ER, JAMES A. 0 5 / 0 5 / 2 0 1 0V . G I F T S . a n e t ~ a , ~ ~ h o ~ e t o s ~ , ~ , a r i a a e r e n a , n t c h U d , ~ n : ~ ~ , ~ , . Z S - ~ ~ of f i l ing ins t ruc t ions .)

N O N E (No re portable gi f ts. )~ D E S C R I P T I O N VALUE

1.2.3.

5.

VI. L IAB ILITIES. a,~t~,~ tso~ oyez, .. . . . ,, z dependent chi ldren; . ~ ee p p . 3 2 - 3 3 o f f i l i n g i n s t r u c t i o n s . )[---] NON E (3/o reportable liabilities.)

C R E D I T O R D E S C R I P T I O N V A L U E C O D E1 . Community B anks of Colorado Guaranty by jpFp)) i~ LLC of promissory note 02.3.4.

5.


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F I N AN C I AL D I S CL O S UR E R E P O R TPage 4 of 8 [ PAR~ J A M E S A . 0 5 / 0 5 ~ 0 1 0

VII. INVESTMENTS and TRUSTS -~ N O N E (No reportable income, assets, or transactions.)

...................... ~. " .............................D~scripfion of A~(i~l~iag t~t ~se~)Pl~e "(X)" afl~ ~h as~t A~t ~ T~e (e.g., VM ~ Value T~ (e.g., ~ D ~ e V~ue ~ Gain ; I~fiW ofexempt ~om ~or dis]~ :: C~ 1 [ div. , ~L C~ 2 M ~ h ~ buy, sell, ~ m~d ~ C~e 2 C~e I buy~/~ler[ ~ or int.) (J-P) C~e 3 ~mption) {J-P) (A -H) (if pfivat~( Q - W ) ~i~)........................................... ~ ............................................................

I. DeIM Pe~oleum None K T2. BankAmerica D Dividend Sold 01/20/09 L Open M arket (loss)3. U.S. Treas Notes A Interest O T4 . CkngAcct .&CDs B kAm-Albuquerque, N M B Interest N 1 B uy 0 4 / 2 1 1 0 9 M Bk Am (CD)(addl)5. Agency Acct- JPMorgan A Interest J T6. Parcel # I, Harris Co., TX (U ndivided 50%) None N S7. Parcel #3, Harris Co., TX 03ndivided 50%) None O Sg. Parcel #1,LiveOakCo., TX (Undivided 50%" D Rent O S9. Parcel #1, BemalilIo Co. NM (Undivided None K S25%)I0 . Parcel #2, Bemalillo Co., NM (Undivided None K S50%)I I. MINERAL ROYALTY PROPERTIES :

1 2. LOUISIANA1 3 . Common L eases, Ascension Parish A Royalty J W

1 4. Va~iousLeases, Placquemine Parish E Royalty K W1 5. TEXAS1 6 . Dobie P, atrch, Live Oak Co. E Royalty L W

!7 . COLORADO

2. V a I~ C~ J ~ I 5,~ ~ 1~ K =$ I 5,~ I - $50,~ L = $50,~ I - $

(S~ Col~ C2) O =B ~k V alue V ~ W = ~ t ima md


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FI N A N C I AL D I S C LO S U R E R E P O R TPage 5 of 8 eA~ JAMES A, I 0~,0~0,0VI I. INVE S TM EN TS a nd TRUS TS - ~ ....... t~,, tr .... t ions Onclu~ those of smus and depe~ chUdren: see pp . 34-60 of f l ing ~s~uctio~)

N O N E (No reportable income, assets, or transactions.)............................ ~ ......................... ~~ . . .. . .. c. ..... ~ . . . . . . . . . . . . . .. . . . . . . . . . . . . . .. . . . . . . . . . . . . . . .. . . . . . . . . . . . . . .~fipfi~ of A~ I n c om e d u N n g G~ value at e~

~i~ -] ~ .)


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F IN A N C I AL DI S C L O S U R E R E P O R T r~me of Person Reporting D a t e O f R e p o r t IPa ge 6 of 8 P A R K E R , J A M E S A . 0 5 / 0 5 / 2 0 1 0V I I . I N V E S T M E N T S a n d TR U S T S - ~ , co ~ ,e , ,~ t ,~ , . .. . ~ o , ~ ( t n e ta a e s t h o s e o y s p o u s e a n d a e t ,e ~ a e ~ t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f a i n g i n s ~ u c r l o m OD N O N E ( N o reportable income, assets, or transactions.)

b: ......................Description of As~ls Income during Gross value al end Transactions duriug r~porting period( including trum assets) repotling pctlod of reporting period

H a ce " (X )" a f t e r e a ch a s s e t iAmotmt! Typel:e:g., [ Value V alue Type(e.g., Date i Value j Gain Id~ntityof~xempt from prior disclosure Code I div.,rent, i Code2 .. Method buy, sell, !mm/d~/yy i Code2 ! Code I buyer/seller(A-H) [ orint.) i (J-P) Code3 redemption) [ (J-P) (A-H) (ifprivate

3 5 , F r a n k l in R i s in g D i v id e n d s F u n d A I n t e r e s t Sold 02/20/09 L O p e n m a r k e t ( l o s s )3 6 . F r a n k li n L a rg e C ap E q u it y C I n t e r e s t O T B u y 05/12/09 O O p e n m a r k e t3 7 , Va nguard Eme~ing Markets B I n t e r e s t L T B u y 05/13/09 t, O p e n m a r k e t3 8 . B e a c o n M u t u a l S e r v ic e F u n d A I n t e r e s t S o l d 02/20/09 K O p e n m a r k e t ( l o s s )3 9 . C J S D en v e r H o ld in g s, L L C None J U4 0 . MB H Enterprises,LLC E Distribution N U

4 1 . AFG, LLC E Distribution J U4 2 . W e s t f ie t d R e s . P a r t n e r s None K U4 3 . go~he ltoldings Lid A Dividend Sold 02/20/09 L ! Open market (loss)4 4 . Celgene Corp A Dividend Sold 02/20/09 L Open market (loss)


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F IN A N C I A L DI S C LO S U R E , R E P O R T N .... f eelsen Reporting Date of Report IPa g e 7 of 8 P A I ~ K E R n J A N I E S A . 0 5 / 0 5 / 2 0 ] 0 IV I I I. A DD I T I O N A L I N FO R M A T I O N O R E XP L A N A T I O N S . a ~ i~ o~ , ,, ,

During 20091 nmde charitable gifts exceeding $1,000.00 in value to U niversity of New M exico Foundation, Rice U niversity, United Way of Central New M exico,St. Johns Cathedral, Albuquerque M useum Foundation, University of Texas Law S chool Foundation, Colorado U plift, St. Josephs Cancer Center, and HolySpirit Anglican Church.During 2009 I made gifts exceeding $1,000.00 in value of inter~, ts in ourThe securities shown on lines I-3,26-32,34-38,43 and 4 4 of Section V II were held during 2009 by Fiduciary T rust International either in an I.R.A. account an~orin a managed account.The agency ac count at J.P. M organ Private Bank (liue 5, Section Vll) is an acc ount in w h i c h ~ , / ~ " " ! ~ , ~I I each have an undivided 50% interest. The primaryassets for which J.P. M organ Private Bank is agent are Louisiana mineral royalty properties ~i~:::i:]~:i~~ection VII). The royalty income received by the B ankis invested in money-market funds which earn interest or dividends in the amount stated on line 5, Section VII. The royalty income from and the values of themineral prope~lies hdd in the agency account are stated at lines 13-14 of Section VII.Value code S was used for the following properties:

Line 6 Parcel #1 , Harris Co., TX $538,087 [JPF P, LLC 50%= $269,043)Liue 7 Parce l #3 , Harr is Co ., TX $1,574,746 (JPFP, LLC 50%= $787,373)Line 8 Parcel #1, Live Oak Co., TX $1,037,610 (JPFP, LLC 50%= $518,805)Line9 Parcel #l, Bernali l loCo. ,NM $162,900 (JPFP, LLC25%= $40,725)Line 10 Parcel #2 B ernal il loCo., N M $65,700 (JPFP, LLC50% = $37,850)Line25 Parcel #1, La Plata Co., Co $617,920 (JPFP, L [.C25%=$154,480)During 2009 1 and/or JPFP~ ~ ~ LLC received a refund for o,erpayment of state taxes from New Mexico w ithin income code B , from Colorado within incomecode D, and from Louis~ana within meome code A.The descriptions on lines I l, 12, 15, 17 and 19 of Section V 11 are merely headers.Dtning 20091 received a disttibution within Value A from the Estate of W illiam B . Stuessy.During 2009 on various dates i purchased additional units of Franklin US Government Securities Fund in the total amount sho~n in Column 19(3) on Line 34 ofSection VII and the total value of all purchases at year end is shown in ColumnDuring 2009 on various dates JPFP LLC acquired working intere.~ts in~ new we Is in Weld County. Colorado of value E resulting in a total year endvalue in catagory N for~ wells in Wei~C~unty which had a cor~ined incom~ w ithin catagory G as reported on Line 23 of Section VII.


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FI N A N C I AL D I S C LO S U R E R E P O R T N . . .. fp . . . . 8 e p o . i . g [ O ~ , e o f R e p o r tP a g e 8 o f 8 P A R K E R , J A M E S A.

I05/05/2010

I X . CE R T I FI C AT I O N .I certify that all information given abov e (including information pertaining to my spouse and minor or depe ndent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the pro~sions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

N O T E: A N Y IN D IV ID U A L W H O K N O W IN G L Y A N D W IL F U L L Y F A L S IF IES O R F A IL S T O F IL E T H IS R EP OR T M A Y B E S U B J EC T T O C IV ILAN D CRIMINAL S AN CTIONS (5 U.S .C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsS uite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Documents

James A Parker Financial Disclosure Report for 2009