Jack B Weinstein Financial Disclosure Report for 2010

8/3/2019 Jack B Weinstein Financial Disclosure Report for 2010

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I AO 10Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Re quired by the Ethics

in Governmen t Act ofl978(5 U.S.C, app. ,~ I01-111)

I. Person Reporting(last name,first, middle in i t ia l )

Weinstein, Jack B.

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-time)

Senior U.S. Distr ic t Judge

7. Chambers or O ff ice Address

22 5Cadman P laza Eas tBrooklyn, N.Y. 11201

2. Courtor Organization

USDC-Eastem District of NY

3. Date of Report

4/4/201 I

5a. Report Type (check appropriate type)

] N o m i n a t i o n , D a t e

[] Initial [] Annual [] Final

5 b . [] A m e n d e d R e p o r t

8. On the basis of the information contained in this Rep ort and anymodifications pertaining thereto, it is, in my opinion, in com pliancewith applicable laws and regulations.

Revie,ning Officer Date

6. Reporting Period01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S :The instructions accompanying this form must be followed Complete all parts,checking the NONE box for each p art where you have no re portable information. Sign on last page.

I . P 0 S [ T I 0 N S . R e p o . in g i n d i v i d u o l o n i y : s e ~ p p . 9 - I 3of f!ling instructions.)

~] N O N E(No reportable positions.)

POSITION

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I . A G R E E M E N T S .m ~ p o r a . gindividual only; seepp. 14-I6 of filing instructions.)

D NONE(No reportable agreements.)

D AT E

1. 1998 TlAA R e t i r emen t P lans

2. 1998 New York State Ret irement Plans

3. 2000 New York State Savings Plan Schooling (2)

PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 16

N a m e o f P e r s o n R e p o r t i n g

\Veinstein,Jack B.

D a t e o f R e p o r t

4/4/201 I

I I1 . N O N - I N V E S T M E N T I N C O M E . tn ep o ~ ngindividualandspouse:s e e p p . 1 7 - 2 4offillng instructions.)

A. Fliers Non-lnvestment Income

D NONE non-investment income.)N oreportableD AT E SOURCE AND TYPE

1.2010 R oya ltie s

2. 2010 Teachers Ins & Annuity Pensions

3.2010 NY S ta t e Re t i r emen t Sys t em Pens ion

4 .2010 Jud icia l R e tiree & Surv ivo rs

INCOME(yours, notspouses)

$4,000.00

$11,189.00

$8,691.84

$161,732.74

B. Spouse sNon- Inves tment Income- If you were married during any portion of the reporting ),ear, complete this section~(Dollar amount not required e xcept for honoraria.)

N O N E(No reportable non-investment income.)

DATE SOURCE AND TYPE

1.

2.

3.

4.

I V. R E I M B U R S E M E N T S - - ,r an s po .a tio .,lodging, food, entertainment.( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 2 . ~ - 2 7 o f f i li n g i n s t r u c t i o n s . )

NONE(No reportable reimbursements.)

SOUR CE DA TES LOCATION

1.

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORT

P a g e 3 o f 1 6

Name of Person R eport ing

\Veinstein, Jack B.

Date of Report

4/4/2011

V. G I F T S .(Includes those to spouse and dependent children; see pp. 28-31of fillng instructlon&)

NONE (Noreportable gifts.)

SOURCE DESCRIPTION

1.

2.

3.

4.

5.

VALUE

V I . L IA B ILIT IES . ane l, ,de s ~hose oSs~ ,o ,, s e andd e p e n d e n ,children; see p p . 3 2 - 3 3of filing instructiong)

~- ] N O N E ( N oreportab le liabilities.)

CREDITOR DESCRIPTION

1.

2.

3.

4.

5.

VALUECODE


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N a m e o f P e r s o n R e p o r t in g

Weinstein,Jack B .

Date of Repo~

4/4/2011

V I I. IN V E S T M E N T S a n d T R U S T S- i nco ~ , e , , . .t . e , ~ . . ,~ . . i on~(Includes those of spouse and dependentc h i l d r e n ts e e p p . 3 4 - 6 0of filing instructions.)

D (No reportable assets, orONE income, transactions.)

A. B. C. D .D e s c r i p ti o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d Tr a n s a c t i o n s d u r i n g r e p o r t in gperiod

( in c lu d in g tru s t a s s e ts ) re p o r tin g p e rio do f r e p o r t i n g p e r i o d

i (0 (2) (0 (2):; A m o u n tTy p e ( e . g ., Va l u e Valuei Code I d iv ., re n t, C od e 2M e th o d] (A-II) or int . ) ( J - P ) C o d e 3

(I ) (2) (3) (4) ( 5 )P l a c e " ( X )~ a f te r e a c h a s s e t Ty p e ( e . g ., D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure buy, sell, m m ! d d / ~ , yCode 2 Code I buyer/sellerr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1. Smith Barney cash A Interest

2. Smith Barney ms a ctive assets A Interest

3. Nassau C ry NY genl obl iga t ion I /1 /14A Interest

4. NYS twy a uth local hwy-4/I/21 A Interest

5. Ha rborfields cent sch dis-ny-6/I/ l 8 A Interest

6. Buffalo NY mun wtr fin auth-7/I/22 A Interest

7. NYS do rm auth lease-7/ l/25 A Interest

8. Duchess Cnty N Y resouree- l / I /l 3 A Interest

9. Eastport south man or cent sch-6/15/21 A Interest

1 0 . NY NC hlth & hosp-2/15/14 A Interest

1 1 . NYS dorm auth revs-2/15/14 A Interest

1 2 . NYS enviro facscorp-6/15/14 A Interest

1 3 . Smithtown n y cent sch dist-8/l /15 A Interest

1 4 . NYS do rm auth rev-2/ l/18 A Interest

1 5 . Triborough brdg & tunl auth-11/15/18 A Interest

1 6 . Duchess Cnty N indt dev agy-7/ l /20 A Interest

1 7 . NY N Y genl o bl ig ser-g 8 /I /20 A Interest

J T

K T

J T

J T

J T

J T

J T

J T

J T

J T

J T

J T

Sold 01/04/10 J

Sold 09/21/10 J

Sold 11/26/10 J

So ld 03/17/10 J

Sold 05/04/10 J

I . Income Gain Codes: A =$1.000 or less B =$1,00l - $2.500 C =$2,501 - $5.000 D -$5.001 - $15,000(See Columns B I and D4) F -$50.001 - $ 100.000 G ~$100.001 - $1.000.000 I I I = $1 .0 00 .0 01 - $5 .0 00 .0 00 112 = M o re th a n $ 5, 00 0. 00 0

2. Valise Codes J $15.000 o r I ,-ss K $15.0OI - $50.000 L =$50.001 - $100.000 M =$100.0OI - $250.0~OISce Cohlmns CI and D3) N =$250.001 - $500.000 O =$ 50 0.0 01 - $ 1,0 00 .00 0 p I = $1 ,0 00 .0 01 - $ 5.0 00 ,0 00 P 2 $ 5 .0 ~O .0 01 - $2 5.0 00 .C ~0

P3 = $25.000.001 - $50.000.000 P4 =More than $50,000.0093. Value Method Codes Q Appra i sa l R :Cost { Real Estate Only) S =Assessment T -~Cash Market

(See Cohunn C2) U =Book Value V -O~hcr W = Estimated

E = $1 5 . 0 0 1-$ 5 0 . 0 0 0


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\Veinstein, Jack B.


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V I I. IN V E S T M E N T Sa n d T R U S T S -i . co , .e , , . a tuo , ~a ,~ . io , .(Includesthose of spouse and dependent children; see pp. 34-60 of filing instructions.)

D (No reportable assets, orO NE income, transactions.)

Description of Assets Income during(including trust assets) reporting period

(i) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t Amount Ty p e ( e . g .,

exempt from prior disclosure I Code I div. , rent ,I ( A - H ) or in t . )

1 8 . East Is l ip NY un fre e sch dis t6/15i2 A Interest

1 9 . NY NYC genl obl ig ser a - 8/I /21 A Interest

20 . NY NY genl obl ig ser-I 3/1/22 A Interest

21 . N NY C ind l dev agy - 6 / I /22 A Interest

22 . NY NYC mun wtr f in auth-6/15/22 A Interest

23 . Long Is land Po wer Authori ty- 12/1/22 A Interest

24 . NYS envir facs corp - 6 /15/23 A Interest

25 . NY NY g en l ob l ig se r j -8/ I /23 A Interest

26 . NYS m un bond bank agy - 12 / I /23 A Interest

27 . NY NY genl obl ig ser-I 3/1/24 A Interest

28 . NYS en viro facs corp- 6/15/24 A Interest

29 . Port Auth NY & NJ one hundred-7/15/24 A Interest

30 . NY NYC gen l ob l ig se r-b - 8 /I /24 A Interest

31 . NYS enviro facs corp - 10/15/24 A Interest

32 . NY NY Genl Obl se t 10 / I /25 A Interest

33 . M etropol i tan t ransn auth ny-ser oid I 1/15/25A Interest

34 . M etropol i tan t ransn auth ny-ser a 11/15/25A Interest

Gross value at endo f r e p o r t i n g p e r i o d

(~) (2)Value Value

Code 2 M e th o d( J - P ) Code 3

(Q-w)

K T

K T

J T

J T

K T

J T

J T

J T

K T

J T

J T

J T

J T

J T

Ty p e ( e . g .,buy, sell,

r e d e m p t i o n )

Transactions during reporting period

(2) (3) (4)D a t e Value Gain I d e n t i t y o f

m m/d d/yy C od e 2C o d e 1 buyer/seller( J - P ) (A-H) ( i f p r i v a t e


Sold 09/21/10 J

Sold 01/12/10 J

Sold 09/15/10 J

Bu y 09/21/10 J

I . Income Gain Codcs: A =$1,000 or less B =$1,001 - $2,500 C -$2,501 - $5,000 D =$5.001 - $15.000

(See Columns BI and D4) F =$50.0~1 - $10~,000 G =$100.001 - $1,000,O00 III = $1 ,0 00 .0 01 - $ 5. 00 0, 00 0 112 = M o re lh an $5 ,0 00 .0 002. Value Codes J =$15.000 or less K = $ 1 5 . 0 0 1 - $ 5 0 . 1 ) 0 0 L :$50.001 - $100.0~1 M =$100.0~1 - $250.000

(Sc Columr~ CI and D3) N =$250,001 - $500.000 O = $500.001 - $1.000.000 PI $ 1.000.001 - $5.000.0~0 P2 = $5.000.001 - $25.000.000

P3 = $25,000.001 - $50.090.000 P4 =More than $50.000.0003. Value l.tcthod Codes Q =Appraisal R =Cost (R eal Eslale Only) S =Asscssmenl T =Cash Marko

ISce Column C2) U =Book Value V =Olhcr W =Eslimatcd

E =$15.001 -$50.000


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Name of PersonR e p o r l i n g

Weins le in , Jack B .

D a l e o f R e p o r t

4/4/201 I

V I I. I N V E S T M E N T S a n dT R U S T S - i n c o . ,e . , a l, ,e .tra.sactions andades those oSspoase and depende.~children; see pp.3 4 - 6 0o] f i l i nginstructions;)


D e s c r i p ti o n o f A s s e t s I n c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) repor t ing p~r iod

~ 0) (2 )P l a c e " ( X ) " a f te r e a c h a s s e t [ A m o u n tTy p e ( e . g .,

e x e m p t f r o m p r i o r d is c l o s u r e ] Code I div. , r en t ,i (A-H) or int . )

35 . NYS Tw y Auth Ge n rev-g I / I/26 A Interest

36 . NYS twy auth st pets incom e 3/15/26 A Interest

37 . NYS Dorm auth-7/ l/26 A Interest

38 . Triborough brdg & tunl auth - I /1/27 A Interest

39 . NY NYC tfa rev futu re tax - 11/1/27 A Interest

40 . M etropolitan transn auth ny - 11/15/28 A Interest

41 . NY N Y genl obl ig se t H - 3 /15/29 A Interest

42. Capital One Bank - CD m atures 1/23/13A Interest

43. Paragon coral Bk - CD matures 4/8/15 C Interest

44 . NYS Dorm Auth- 7 /1 /26 A Interest

45 . NYS Dorm A uth - 7/1/26 A Interest

46 . M organ Stanley BankN.A, A Interest

47 . Nassau Cnty NY Genl O bl ig 1 / I /14 A Interest

48 . NYS twy au th local hghwy 4/1/21 A Interest

49 . Ha rborfields Cent Sch Dist NY 6/1/18 A Interest

50 . Buffalo NY M un Wtr Fin Auth wtr 7/I/22A Interest

51 . NYS dorm auth lease rev 7 /1 /25 A Interest

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(i) (2)Va l u e Value

C o d e 2 M e th o d( J-P ) C o d e 3

K T

K T

K T

J T

J T

J T

J T

L T

J T

J T

J T

J T

J T

Transac t ions dur ing repor t ing per iod

(I ) (2) (3) (4)Ty p e ( e . g ., Date Value G a i nbuy, se l l , m m / d d . ~ , yC o d e 2C o d e I

r e d e m p t i o n ) ( J - P ) ( A - H )

Sold 01/26/10 J

Bu y 11/30/10 J

Bu y 11/30/10 L

B u y 03/08/10 J

Sold 05/04/10 J

Sold 01/04/10 J

( 5 )I d e n t i t y o f

buyeriseller( i f p r i v a t e


I . Income Gain Codes: A ~$1,000 or less B =$1,001 - $2.500 C =52.501 - $5.000 D =$5.001 - $15.000

(See Columns B I and IM) F =$50.001 - $100.000 G =$100.001 - $1.000.000 III =51.000.001 - $5,000.000 112 =More than $5.000.0002. Value Codc~ J =$15.000 or Idss K =$15,001 - $50.000 L -$50.0OI - $100.000 M =$100.001 - $250,000

ISee Columns CI and D3) N = $25 0.001 - $500.0~0 O =$5 00.001 - $1,000,000 P1-51.000.001 - $5.000,000 P2 =$5.000.001 - $25,000.000P3 =$25,000.001 - 550.000.000 P4 =M ore lhan $50,000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estalc Only) S -Assessment T =Cash Market

(See Column C2) U ~Book Value V =Other W Esf imalcd

E -515,001- $50.000


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FINANCIAL DISCLOSURE REPOR TPage 7 of 16

Name of PersonR e p o r t i n g

\Veinstein,Jack B.


4/4/201 I

V I I. I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructlon~)

N O N E(No reportable income, assets, or transactions.)

A. B. C.Description of Assets Incom e during G ross value at end

(including trust assets) reporting period o f r e p o r t i n g p e r i o d

i (t) (2) O) (2)

Tr a n s a c t io n s d u r i n g r e p o r t in g p e r i o d

(I) (2) (3) (4)

P l a c e " I X ) " a f t e r e a c h a s s e t A m o u n t Ty p e ( e . g . , Value Value Ty p e ( e . g ., D a t e Value Gain

exempt from prior disclosure , Code I div. , rent , Code 2 M e th o d buy, sell, m m/dd~/y Code 2 Code I(A-II) or in t . ) ( J - P ) Code 3 r e d e m p tio n ) ( J - P )(A-H)

~ ( Q - W )

52 . Eastport South M anor Cen t Sch Dist 6/15/21:A Interest

53 . Dutchess Cnty NY resource recovery 1/1/13A Interest

54 . NY NYC Hl th & H asp Corp . 2 /15/14 A Interest

55 . NYS dorm auth revs 2/15/14 A Interest

56 . Smithtown NY Cent Sch dist 8/1/15 A Interest

57 . NYS dorm auth rev a id long 1 I / I /15 A Interest

58 . Tarrytown N Union Free Sch Dist 1/15/17A Interest

59 . NYS dorm auth rev 2 /1 /18 A Interest

60 . Schenectady NYC sch d is 6/15/20 A Interest

61 . Dutchess Cnty N indi dev agy 7/1/20 A Interest

62 . NY NY genl oblig ser-g 8/1/20 A Interest

63 . NYS environmental facs 12/15/20 A Interest

64 . East Isl ip NY un free sch dist ser-a 6/15/21A Interest

65 . NY N YC genl obl ig ser a 8 /1 /21 A Interest

66 . Rockland Co NY various purposes 8/15/21A Interest

67 . NY N genl oblig ser-I 3/1/22 A Interest

68. Suffolk Co NY pub impt serial ser-a 5/15/22A Interest

J

J

J

J

J

J

J

J

K

J

J

J

T

T

T

T

T

T

T

T

T

T

T

T

Sold I I 11 0 11 0

Sold ! 11/26/10

Sold 03/17/10

Sold II/01/10

J

J

J

( 5 )I d e n t i t y o f

buyer/seller( i f p r i v a t e


I . Income Gain Codes: A =$1.000 or less B -$I,001 - $2.500 C =52,501 - $5,000 D =$5.001 - 515.000

(See Columns BI and IM ) F =$50.001 - $100.000 G $100.001 - $1,000,000 111=$1.000.001-$5.000.000 112 =More than $5.000,000

2 . V a lu e C o d ~ -s J ~ S 1 5 .0 ( IO o r h :s s K =$15.~1 - 550.000 L =$50.001 - 5100.000 M =$100.001 - $250.(~O

[See Columns CI and D3) N =$250,001 - $500,000 O =$5 00 .00 1 - 51.0 00.0 00 P I = $1 ,0 00 .0 01 - $ 5.0 00 .0 00P2 = $5.000,001 - $25.000.000

P3 =$25.000.001 - 550.000.09) P4 =More than $50.000.0003. Value Method Codes Q =Appraisal R ~Cos! IRcal Estate Only) S -Asscssffloal T = C ~ hMarke t

(See Column C2) U =Book Value V -Other W =Estimated

E =$15.1)01- $ 5 0 , 0 0 0


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N a m e o f P e r s o n R e p o r l in g

W einstein,Jack B .

Date of Report

4/4/201 I

V I 1 . I N V E S T M E N T S a n d T R U S T S- income ,value, transactions (Includes those of spousea n ddependent children; seep p . 3 4 - 6 0of filing instructions.)


A. B. C. D .D e s c r i p t io n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d Tr a n s a c t io n s d u r i n g r e p o r t in g p e r i o d

(inclu d ing trust asse l~) rep orting p eriod of repor t ing per iod

i (i) (2) O) (2) (i ) ~2) (3) (4)P l a c e " ( X ) " a f te r e a c h a s s e t , , A m o u n tTy p e ( e . g ., Value Value Ty p e ( e . g ., Date Value

e x e m p t f ro m p r i o r d i s c l o s u r e ! Code I d iv ., re n t, C od e 2M e th o d buy , se l l, m r n ! d d / y yC o d e 2

i ( A - H ) o r in t .) (J-P } C o d e 3 ~~:lemption) ( J -P)

[ ( Q - W )

69 . Buffalo NY fiscal stability 911121 A Interest J T

7 0. B ro o k ha v en N Y o pe n sp a ce 111112 1 A Interest J T

71 . Florida St Brd Ed Pub- 6/1122 A Interest J T Bu y 12/08110 J

72 . NY NYC M un wtr f in au th 6 /15/22 A Interest K T

73 : NY N YC indl dev ag y civic 6/I/22 A Interest Sold 09/23/10 J

74 . NY NYC mun wtr fin auth 6/15/22 A Interest J T

75 . M etropolitan Trans auth ny ser-a 11/15/22A Interest J T

76 . Long Island poer auth ny 12/1/22 A Interest K T

77 . Freeport NY genl oblig ser-a 1/15/23 A Interest J T

78. NYS env ir facs corp st clean 6/15/23 A Interest J T

79 . NYS dorm auth Rochester ser-a 7/1/23A Interest J T

80. NY N YC genl obl ig ser-n 8/1 /23 A Interest So ld 01/12/10 J

81. NY NY g enl obl ig ser- j 8 /I /23 A Interest So ld 01/12/10 J

82. NY NYC transit ional 11/I/23 A Interest So ld 06/09/10 J

83. NYS m uni bond bank agy 12/ I /23 A Interest J T

84. M etropolitan trans au ny svc 1/1/24 A Interest J T

8 5 . NY N Y gen l obl ig ser- I 3 /1 /24 A Interest J T

Gain

C o d e I

( A - H )

( 5 )Iden t i ty o f

b u y e r / s e l l e r( i f p r iva te

t ransac t ion)

I . Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C =$2.501 - $5.000 D -$5.001 - $15.0(}0

(See Columns BI and D4) F =$50.~01 - $100.000 G =$100.(301 - $1.0~0.000 III =$1.000.001 - $5.0~1.000 112 =More than $5.000.0002. Vahzc Codes J =.$15.000 or kss K $15 .001-$50 .000 L ~$50.0~1 - ,$100.0~0 M =$I00.001 - $25 0.000

(See Colt tmns CI and D3) N =$250.001 - $500.00~ O =$50~.001 - ,$1.000.0~ PI =,$1.000.001 - $5.000.0~ P2 = $5.000.0~1 - $25.000.000P 3 ~ $ 2 5 . 6 O O . 0 O I - . $ 5 0 . 0 0 0 . 0 0 0 P4 =Morc than $50.000.000

3. Value Method Codes Q -Appraisal R = ~ost (Real Estate Only) S ~Asscssm~mt T =Cash Market(See Column C21 U Book Value V =Olher W =Esllmatcd

E =$15.001 - $50.0~)


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\Veinstein,Jack B.


4/4/2011

V I I. I N V E S T M E N T S a n d T R U S T S- i , c o m , . v a t u e . , ,a , ~ a c , i o ~ a n c t u d , ~ t h o s e o l s p o a s e a n dd e p e n d e n t ch i ld r e n ; s e e p p . 3 4 - 6 0of fillng instructions.)

1~ NONE income, assets, or transactions.)N oreportable

A. B. C.D e s c r i p ti o n o f A s s e t s Income during G r o s s v a l u e a t e n d

( i n c l u d i n g t r u s t a s s e t s ) repor t ing pe r iod o f r e p o r t i n g p e r i o d

i (i) (2~ O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t ~i Amoun tTy p e ( e . g ., Value Va l u e

e x e m p t f ro m p r i o r d i s c l o s u r e ~ C o d e I d iv ., re n t, C od e 2M e th o di (A-H) or int . ) ( J - P ) C o d e 3~ ( Q - W )

86. NYS enviro facs corp st 6/15/24 A Interest K T

87. Port Auth N Y & NJ 7/15/24 A Interest

88. NYS dorm au m emo ria!s loan 7/1/24 A Interest J T

89. NY N YC g enl obl ig ser-b 8 /I /24 A Interest J T

90 . NYS enviro facscorp 10/15/24 A Interest K T

91 . NYS enviro facs6/15/25 A Interest K T

92 . NYgenl obl ig 10/I /25 A Interest J T

93 . M etropolitan transn auth ny ser-a 11/15/25A Interest K T

94 . M etropolitan transn auth ny ser-oid I 1/15/25A Interest J T

95 . M etropolitan transn auth ny ser-a 11/15/25A Interest

96 . NYS twy auth gen rev ser-g I /1 /26 B Interest K T

97 . NYS twy auth st pers incom e 3/15/26 A Interest K T

98. NYS dorm auth pers income 12/15/26 A Interest K T

99 . Triborough brdg & tunl auth ny 1/1/27 A Interest J T

1 0 0 . NYC genl obl ig f i sca ser-g 8 / I /27 A Interest J T

1 0 1 .NYNYCtfa rev fu tu re t ax 11 /1 /27 A Interest J T

102. M etropolitan trans auth ny trans 11/15/27A Interest J T

Tr a n s a c t io n s d u r i n g r e p o r t in g p e r i o d

(I ) (2) (3) (4) ( 5 )Ty p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, sell, mm/dd,~Code 2 C o d e 1 buyer/seller

r e d e m p tio n ) ( J - P )(A-H) ( i f p r i v a t e


Sold 09115110 J

Bu y 09/21/10 J

Bu y 12/09/10 K

Sold 12/09/10 J

I . Income Gain Codes: A =$1.000 or less B =$1,001 - $2,500 C -$2,501 - $5.000 D =$5.0~1 - $15,000

(See Columns BI and D4) F =$50.0~1 - $10O.000 G =$I 00.001 - $1.000,000 III =$1,000,001 - $5.000.000 1 1 2 = M o r e ~ h a n $ 5 , 0 0 0 .0 0 0

2. Value Codes J =$15.0~O or less K =115,0OI - $50.000 L =$50.0OI - 1100.000 M =$100.001 - $250.000

(See Columns CI and D3) N -$250.001 - $500.000 O =$500.001 - $1,000,000 PI =$1,000,001 - $5.000.000 P2 =$5.000.0~1 - $25.000.0~P3 =$25.0~0.001 - $50.000,0~0 P4 =More than $50.00~.000

3. Value Method Codes Q =Appraisal R -Cost IRcal Estale Only) S =Assessment T =Cash Markc~

{See Column C2) O Boak Value V =Olhcr W =Estimated

E =$15.001 - $50.000


10/32

FINANCIAL DISCLOSURE REPORTPage I 0 of 16


Weins te in , Jack B .

Date of Report

4/4/2011

V I I . IN V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)


D e s c r i p ti o n o f A s s e t s Tr a n s a c t io n s d u r i n g r e p o r t in g p e r i o d

( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

I n c o m e d u r in g G r o s s v a l u e a t e n dre po rtin g p er io d o f re po rtin g p er io d

(I) (2) (I) (2) (I) (2) (3) (4) (5 )

A m o u n t Ty p e ( e . g . , Value Value Ty p e ( e . g ., Date Value G a in Id e n tity o fC o d e 1 d iv ., re n t, C od e 2M e th o d buy , se l l, m m / d d h y yC od e 2 C od e I b u y e r / s e l l e r( A - H ) or int . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J -P ) ( A -H ) ( i f p r iva te

( Q - W ) t ransac t ion)

103. NYC mu ni wtr f in auth 6 /15/28 A Interest J T Bu y 09/23/10 J

104. NYS dorm auth revs 7/1/28 A Interest J T Buy 12/08/10 J

1 0 5 . M etropolitan transn auth ny dedicated A Interest Sold 12/09/10 J

11/15/271 0 6 . M etropolitan trans auth ny dedicated A Interest J T

11/15/28

107. NY NY gen l obl ig ser H 3/15/29 A Interest So ld 01/26/10 J

108. Paragon com l bk ra le igh nc-CD 4/8/15B Interest K T Bu y 04/08/10 K

109. Mo rgan Stanley Bank N.A. A Interest J T

110. AT&TIn c A Dividend J T Bu y 08/31/10 J

111. Buckeye partners lp B Dividend K T

112. Chevron Corp A Dividend J T Bu y 12/03/10 J .

113. HJ Heinz Co A Dividend J T Bu y 09/01/10 J

114. NY Communi ty bancorp A Dividend J T Bu y 08/31/10 J

115. Proctor & Gam ble A Dividend J T Bu y 08/31/10 J

116. Smucker JM co com new A Dividend K T Bu y 09/01/10 K

117. Ver izon C om municat ion A Dividend J T Bu y 08/31/10 J

118. Caterpillar finl 2/17/14 A Interest J T

119. BP Capital market plc 5/8/14 A Interest K T Bu y 08/25/10 K

I . Income Gain Codes: A =$1.000 or less B =$1,0~1 - $2.500 C =$2.501 - $5,000 D =$5,001 - $15.000

(See Columns BI and D4) F =$50,001 - $I0~,000 G = $100.001 - $1.000,000 III =$1,0~0,001 - $5.0~).000 112 =More than $5,000,000

2. Value Codes J =$15.0(10 or less K = $ 1 5 . 1 3 0 1 - $ 5 0 . 0 ~ ) L =$50.001 - $100.000 M =$100.001 - $250.0~0

(See Columv.s CI and D3) N =$250,001 * $50~.0~0 O =$500.001 - $1.0~).000 PI =$1,000.001 . $5.000,0(~

P3 =$25.0~O.001 - $50.0~0,000 P4 =M ore than $50,000.0~03. Value Method Codes Q =Appraisal R =Cos! (Real Estate Only) S =Assessment T Gash M arkc~

(See Column C2) U -I:look Value V =Other W =Estim ated


11/32

FINANCIAL DISCLOSURE REPORTPage 1 1 of 16

N a m e o f P e r s o n R e p o r t in g

W einstein, Jack B.

Date of Repo~

4/4/201 I

V I I . I N V E S T M E N T S a nd T R U S T S- n c o m e , , .o l u e . , , . .. .., io ,~(Includes those of spouse and dependent children; see pp.3 4 - 6 0of filing instruction~.)


Descz ip tion of Asse ts Transac t ions dur ing repor t ing per iod

( inc luding t rus t asse t s )

P l a c e " ( X ) " a f t e r e ac h a s s e te x e m p t f r o m p r i o r d i s c l o s u r e

120. Sunoco Inc 10/15/14

121. M organ Stanley 1 /26/15

122. JP M organ Chase & Co 10/I /15

123. Barclays bank pie 9/22/16

124. Goldman Sachs group inc 1 /15/17

125. JP Morgan C hase & Co 6/27/17

126. Gene ral Electric cap corp 9/15/17

127. Walt Disney Co 12/15/17

128. Target corp 1/15/18

129. Ver izon C omm unications 2 /15/18

130. Archer Daniels 3/15/18

131. Berkshi re H athaway f in 5 /15/18

132. Viacom Inc cbs 5/15/18

133. M etlife Inc 8/15/18

134. Vanderbilt University4/1/19

135. Credit Suisse 1/14/20

136. 15ncl step up callable notes 6/11/25

I n c o m e d u r i n g Gross va lue a t end

re po rtin g p erio d o f rep ort in g p er io d(I ) ( 2 ) (I) (2)

A m o u n tTy p e ( e . g ., Value ValueC o d e I div. , r en t , C o d e 2 M e th o d( A - H ) or int . ) ( J - P ) C o d e 3

( Q - W )

A Interest J T

A Interest J T

B Interest K T

B Interest K T

B Interest K T

A Interest K T

B Interest K T

A Interest J T

A Interest J T

A Interest J T

A Interest J T

B Interest K T

B Interest K T

A Interest J T

A Interest J T

B Interest K T

C Interest L T

(I ) (2) (3) (4) (5 )Ty p e ( e . g ., Date Va l u e G a i n Iden t i ty o fbuy, se l l , m m / d d ~ yC o d e 2C o d e I b u y e r /s e lle r

r e d e m p t i o n ) ( J -P ) ( A -H ) ( i f p r iva tet ransac t ion)

Bu y 07/01/10

Bu y 07/01/10

Bu y 08/30/10

Bu y 07/01/10

Bu y 08/24/10

Bu y 07/06/10

Bu y 06/29/10

J

J

K

K

K

K

K

Buy 04/08/10 K

Buy 08/24/10 K

Buy 06/29/10 J

Bu y 08/24/10 K

Bu y 06/08/10 L

I. Income Gain Codes:

(See Columns B I and D4)2. Value Codes

~Sc Columns CI and

3. Value Method Codes(See Colmnn C2)

A :$1,000 or lessF = $ 5 0 , 0 0 1 - $ I 0 ~ , 0 0 0J = $ 1 5 . 0 ( ~ 0 o r l e s sN =$250,001 - $500.0~OP 3 = $ 2 5 . 0 0 ~ . 0 0 1. $50.0~0.000Q =AppraisalU -Book Value

B =$1,001 - $2,500

G =$100.001 - $1,000.000K =$15.0OI - $50,000O =S50~.001 - $1.000.000

R -~Sos! (Real Estate Only)V =O~her

C =$2.501 - $5,000

I 11 =$1.000,001 - $5.000,000L =$50,001 -

P4 =More than $50.0(~.000

W -Estimated

D -$5..001 - $15.000112 =More Ihan $5,000,000M = $100.001 - $250,000P2 =$5,000,001 -$25.000.0~)

]" =Cash Markcl


12/32




Date of Report

4/4/201 I

V I I. IN V E S T M E N T Sa nd T R U S T S- i n c o m e .v a l u e , ~ a ~ o c , i o ~ancludes thoseo f sp o u s e a n ddependentchildren; seep p . 3 4 - 6 0of filing instructions~)

[] (No reportable assets, orONE income, transactions.)

A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period

(including In,st assets) r e p or tin g p ~ r io d o f re p or tin g p er io d

I (I) (2) (1) (2) (I ) (2) (3) (4)( 5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t ! A m o u n t Ty p e ( e . g ., Value Value Ty p e ( e . g ., D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure , Code I d i v. , r e n t , Code 2 M e th o d buy, sell, m t r d d d ~ Code 2 Code I buyer/se lleri (A-It) o r in t.) ( J - P ) Code 3 re d e m p tio n ) ( J - P )(A-H) ( i f p r i v a t e

! ( Q - W ) t r a n s a c t i o n )

137. Term Valley Auth 1 I/I/17

138. Term Valley Au th 12/15/17

139. Fed nai l m lg assn 5 /28/19

140. Fed nai l meg assn 3 /11/22

141. Fed na i l mtg assn s tep 9 /29/25

142. Fed nai l m tg assn 6 /3/26

143. Fed nai l m tg assn 4 /12/30

144. Westernbank Puerto Rico 4/19/11

1 4 5 .The National Republic Bank of Chicago6/9/1 I

146. KeyBankNationalassn Ohio cd 8/14/12

147. Discover Bank G reenwood cd 4 /29/13

148. Goldman Sachs Bank 10/22/13

149. Paragon com l bank ra le igh nc 4 /8/15

150. M &L m arshal l & l i sley bank 8 /27/18

151. Doral bk catano 5/21/18

152. Goldman Sachs bank 1/14/19

153. American Express Bank 3/18/19

A Interest K T

A Interest M T

C Interest

B Interest

C Interest

A Interest

A Interest

B Interest

A Interest J T

C Interest L T

A Interest K T

C Interest L T

A Interest J T

C Interest

C Interest M T

B Interest K T

A Interest K T

So ld 08/30/10 M

So ld 06/07/10 K

So ld 05/10/10 L

So ld 06/07/10 K

So ld 03/29/10 M

Sold 05/10/10 K

Bu y 04/08/I 0 J

Sold 08/27/10 L

Bu y 05/12/10 M

I . lncome Gain Codes: A =$1,000 or less B =$1,001 - $2.500 C $2.501 - $5.000 D =$5.001 - $15.000(See Columns B I and 1)4 ) F = $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 G =$ 100.001 - $ 1.0~0.000 I I 1:51.000.001 - 55.0{ ~.000 112 =More lhan $5.000,000

2. Value Codes J =$15.000 ~ Ices K =$15.001 - $50,000 L =$50.0~1 - 510~.000 M =$100.001 - $250.0~0

(Sc Columns CI and D3) N =5250.001 - 5 50~.000 O =$500.001 - $1.000.000 PI =SI.0~l.001 - 55.000,000 P2 = 55.0~0.001 - 525,000.000

P3 =$25.000,001 - $50.0~0.000 P4 =More than $50.000.0003. Valuc Method Codes Q =Appraisal R =Cos! (Real Estawc Only) S =Assessment T --Cash Market

(See Column C2) U Book Value V =Olhcr W :Estimetcd

E =$15,001 - $50.000


13/32




Date of Repor~

4/4/201 I

V I I. I N V E S T M E N T S a n d T R U S T S- income, value, transactions (lnclude~ those of sponse and dependent children: seepp. 34-60 of f!llng instructions)


A. B. C. D.Description of Assets Incom e during G ross value at end Transactions during reporting period

(including trust assets) reporting period o f r e p o r t i n g p e r i o d

! (0 (2) ( t ) ( 2 ) O) ( 2 ) ( 3 ) ( 4 ) (5)

P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o un t T y p e ( e.g .,Value Value Ty p e ( e . g ., D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure i Code I d i v. , r e n t , Code 2 M e th o d buy, sell, m m !d d/y y C od e 2Code I buyer/seller

i~ or in t . ) ( J - P ) Code 3 r e d e m p tio n ) ( J - P )A-I|) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

154. cit bank sa lt lake city 4/15/19 C Interest M T

155. Nat ional bk comm super ior 4 /30/19 C Interest So ld 06/30/10 L

156. G E capital f inancial inc 5128119 C Interest L T

157. hsbc bank usa 7/31/19 C Interest L T

158. Toyota finl svgs bk hend 10/23/19 A Interest J T

159. hom etrust bank clyde nc 8/26/21 A Interest K T

160. morgan s tanley bank A Interest J T

161. Sunoco inc 10/15/14 A Interest K T Bu y 07/06/10 K

162. Keybank n at l assn 3 /3 /16 A Interest K T Bu y 07/19/10 K

163. Fed Nat l Mtg Assn A Interest So ld 06/28/10 J

164. JP M organ 1 /30/12 A Interest K T

165. Capi ta l One Bank 1 /23/13 A Interest K T

166. Paragon Com l Bk Rale igh NC 4/8/15A Interest K T

167. Citizens First Savings Bank 2/27/15 A Interest So ld 05/05/10 K

168. Midland States Bank 6/17/16 A Interest Sold 06/17/10 J

169. M &L Bank fsb Las Vegas 9 /14/18 A Interest Sold 03/15/10 J

170. Goldman Sachs Bank 3/25/19 A Interest K T

I . Income Gain Codes: A $1.000 or less B $1,001 - $2.500 C =$2,501 - $5,000 D =$5.001 - $15.000

(See Columns BI and D4) F =$50,001 - $100.000 G =$100.001 - $1.000.000 |11 =$1.000.001 - $5.000.000112 =More than $5.000.000

2 . Va l u e C o d e s J - $ I 5 . 0 0 0 o r l , - s s K - $ I 5 . 0 0 1 - $ 5 0 . 0 ~ O L = $ 5 0 . 0 0 1 - $ I 0 0 . 0 0 9 M = $ I 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0

(See Columns CI and D3) N =$250.001 - $500.000 O =$5 00 .00 1 - $1 .0 00,0 00 P I = $1 ,0 00 ,0 01 - $ 5.00 0,0 00P2 = $5.000.001 - $25,000.000

P3 =$25.000.001 - $50.0~0.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost [Real I:slatc Only) S =Assessment T =C~sh Markc~

(See Cohmm C2) U =Book Value V = O l h ~ . ~ " W =Eslimated

E =$15.001 -$50,000


14/32


N a m e o f P e r s on R e p o r t i n g

W einstein, Jack B.


4/4/2011

V I I . I N V E S T M E N T S a n d T R U S T S- ncome , va lue , t r ansac t ions ( Inc ludes t hose o f spouse a nd d ependen t ch i ld r en ; s eepp . 34 -60 o f f i l i ng i n s t ruc t ions . )

[] N O N E(No reportable income, assets, or transactions.)

Descr ip t ion of A sse ts Transac t ions dur ing repor t ing per iod

(including trust asset~)


In co m e d u rin g G ro ss v a lu e a t en d

repor t ing per iod of repo~. ing per iod

(I) (2) (I) (2) ( l ) (2) (3) (4) ( 5 )

Amount T y p e ( e . g . , V al ue V al ue T y p e ( e . g . , D a t e Va l u e Gain I d e n t i t y o f

C o d e 1 div. , ren t , C od e 2 M ethod bu y, se ll, m m / d d h i yC o d e 2 C o d e 1 buyer/seller

( A - H ) or in t .) (J-P ) C o d e 3 r e d e m p t i o n ) ( J -P) ( A - H ) ( i f pr iva te

( Q - W ) transaction)

17 I. National Bk Comm Superior 4/30/19

172. Cit bank Salt Lake City 4/15/19

173. Bank h apoalim bm rid 6/15/20

A

B

A

I n t e r e s t

I n t e r e s t

I n t e r e s t

L

K

T

T

Sold 06 /30/10

Buy 06/02/10 K

I . Income Gain Codes: A =$1,000 or less B =$1,001 - $2.500 C -$2.501 - $5,000 D =$5,001 - $15.000

(See Columns BI and D4) F =$50,001 - $100,000 G =$100.001 - $1,000,000 Ill =$1.000,001 - $5.0~0.000 112 =More than $5.000,000

2. Vahlc Codes J =$15,0~) or less K =$15,001 - $50.000 L =$50.001 - $ 100.0~) M =$109.001 - $250.0~)

(Scc Columns C I and D3) N $250.001 - $500.000 O =$500.001 - $1.000,000 PI $1.000.001 - $5.000.000 P2 =$5.000.001 - $25.000.000P 3 = $ 2 5 . 0 < ) 0 , 0 0 1 - $ 5 0 . 0 0 D . 0 0 0 P4 =More than

3. Value Method Codes Q =Appraisal R =Cost {Real Estate Only) S =Assessment T =Cash Market

IScc Colmnn C2) U =Book Value V =Olhcr W =Estimated

E =$15.0~1-$50,000


15/32




D a ~ e o f R e p o r ~

4/4/2011

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS.(lndicatepartofrepor~)

"SEE AVIACH ED certificate ofaccountant who prep ared l ist ing for i tem VII, dated Februa ry 9, 2011


16/32




Date of Report

4/4/201 I

IX. CERTIFICATION.

I ce r ti fy tha t a l l in fo rm at ion g iven above ( inc lud ing in fo rm at ion pe r ta in ing to my spo use and m inor o r depen den t ch i ld ren , i f any) i saccura te , t rue , and comple te to the bes t o f my knowledge and be l i e f , and tha t any in fo rmat ion n o t r epor ted ~vas ~v i thhe ld because i t me t app l icprov i s ions pe rm i t ting non -d i sc losure .

I fu r the r ce r t ify tha t ea rned income f rom ou t s ide emp loymen t and hono ra r ia and the accep tance o f g i f ts which have been repor ted a re incomp l iance wi th the p rov i s ions o f 5 U.S .C . app . 501 e t . seq , 5 U.S .C . 7353 , and Jud ic ia l Confe rence reg u la t ions .

Signature: S/Jack B . W einstein

NOTE: ANY INDIVIDUAL WHO K NOWING LY AND W1LFULLY F ALSIFIES OR FA ILS TO FILE THIS REPOR T M AY BE SUBAND CR IMIN AL SANC TIONS (5 U.S.C. app. 104)

Committee on Financial DisclosureAdm inistrativ e Office of the United States CourtsSuite 2-301One Colum bu s Circle, N.E.W ashington, D.C. 20544


17/32

AOIORev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

Report Re quired b) the Ethicsin Governme nt Act ofl978(5 U .S.C. app. , ,~,~" 101-111)

I. Person Reporting (last name, first, middle initial)

Weinstein, Jack B.

4. Title (Article III judges indicate active or senior status;magistrate judges ind icate full- or part-time)

Senior U.S. District Judge

7. Chamb ers or Office Address

22 5Cadman Plaza EastBrooklyn, N.Y. 11201

2. Court or Organization

USDC-Eastem Distr ict of NY

3. Date of Report

08/19/2011

5a. Report Type (check appropriate type)

] Nominat ion , Date

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith appl icable laws and regula t ions .

Reviewing O fficer Date

6. Reporting Period

01/01/2010to

12/31/2010

I M P O R T A N T N O T E S :The instructions accompanying thls form must be followea~ Complete atl parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P O S I T I O N S .t n e p o n i n gindividual only; seepp. 9-13 of filing instructions.)

~] (No reportable positions.)ONE

POSITION NAME OF ORGA NIZATION/ENTITY

2.

3.

4.

5.

D AT E

I. 1998TIAA R etirement Plans

2. 1998 New York State Retirement Plans

3. 2000 New York State Savings Plan Schooling (2)

PARTIES AND TERMS


18/32



Weinstein, Jack B.


08/19/2011

I I 1 . N O N - IN V E S T M E N T I N C O M E .(Reporan g indi,idaal and~ pouse: see ,p. 17-24of filing instructiomO

A. Fliers Non-Investm ent Incom e

D NONE non- inves tment income. )N oreportableDATE SOURCE AND TYPE

I. 2010 Royalties

2.2010 Teachers Ins & Ann uity Pensions

3. 2010 NY State Retirement System Pension

4.2010 Judicial Retiree & Survivors

INCOME(yours, not spouses)

$4,000.00

$11,189.00

$8,691.84

$161.732.74

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e- If you were married during any portion of the reporting ),ear, complete this section.(Dol la r amount no t r equ i red excep t fo r honora r i a . )

N O N E(No reportable non-investment income.)

DATE SOURCE AND TYPE

I.

2.

3.

4.

IV. R E I M B U R S E M E N T S -t ,a ,s~ortaao, , Iodg i , g , lood , en ter ta inment.( Inc ludes those to spouse and depe nden t ch i ld ren ; see pp . 25-27 o f i l l ing ins t ruc tions . )

N O N E(No reportable reimbursements.)

SOURCE DATES LOCATION

I.

2.

3.

4.

5.

PURPOSE ITEMS PAID OR PROVIDED


19/32


N a m e o f P e r s onReporting

\Veinstein, Jack B.

D a l e o f R e p o r t

08/19/2011

V. G I F T S . a n e l, ,d ,, h o ~ e , os p o ~ e a n d d e p e n d e n ,children; seep p . 2 8 - 3 1of filing instructions.)

N O N E(No reportable gifts.)

SOURCE DESCRIPTION

1.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T IE S .a n c l u d e s ~ h o s e o f s p o u s eand de pendent children; see pl~ 32 -33 of fillng instructiong)

N O N E ( N oreportable l iabil i t ies.)

CREDITOR DESCRIPTION

I.

2.

3.

4.

5.

VALUE CODE.


20/32


Name of Person Reporting

Weinstein, Jack B.

Date of Repor~

08/19/201 I

V 1 1 .I N V E S T M E N T Sa n d T R U S T S- in c o m e , v o l o e , t, a n $ o c t lo , ~t lnclodes those of spouse and dependentchildren;seepp.34-60 offiling instructions.)


A. B. C.

Descr ip t ion of A sse ts Income dur ing Gross va lue a t end

(including trust assets) reporting period of repor t ing per iod

Ct) C2) (0 C2}P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n tTy p e ( e . g . , Value Value

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e I d iv . , re n t, C od e 2M e t h o d(A-H) or int .) ( J -P) C o d e 3

( Q - W )

C t)Ty p ~(e.g.,

buy , se l l,r e d e m p t i o n )


(2) (3) (4) ( 5 )D a t e Value Gain I d e n t i t y o f

mnddd?yy Code 2 Code I buyer/seller( J - P ) (A-H) ( i f pr iva te


I. Smith Barney cash A Interest J T

2. Smith Barney m s active assets A Interest K T

3. Nassau Cty N genl obligation I/I/14 A Interest So ld 01/04/10 J

4. NYS twy auth local h~vy-4/I/21 A Interest J T

5. Harborfields cen t sch dis-ny-6/I/l 8 A Interest J T

6. Buffalo NY mu n wtr fin auth-7/l/22 A Interest J T

7. NYS dorm auth lease-7/l/25 A Interest J T

8. Duchess Cnty NY resource-l/ l /13 A Interest Sold 09/21/10 J

9. Eastport south manor cent sch-6/15/21 A Interest J T

1 0 . NY NY C hlth & hosp-2/15/14 A Interest Sold 11/26/10 J

1 I . NYS dorm auth revs-2/15/14 A Interest Sold 03/17/10 J

1 2 . NYS enviro facscorp-6/15/14 A Interest J T

1 3 . Sm ithtown ny cent schdist-8/l /15 A Interest Sold 05/04/10 J

1 4 . NYS dorm auth rev-2/I /18 A Interest J T

1 5 . Triborough brdg & tunl auth-I 1/15/18 A Interest J T

1 6 . Duchess Cnty NY indl dev agy-7/l/20 A Interest J T

1 7 . NY N Y genl oblig ser-g 8/1/20 A Interest J T

I. Income Gain Codes: A =$1,00O or less B =$1,001 - $2.50


21/32


~ a m e o f P e r s o n R e p o r t i n g

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08/19/201 I

V II . I N V E S T M E N T S a n d T R U S T S-income,v a l u e ,t r ansac t io t t~t l n c lu d e s t h o s e o f s p o u x ea n ddependent children; seepp . 34-60of filing instructions.)

D NONE income, assets, or transactions.)N oreportableA. B. C. D.

D e s c r i p ti o n o f A s s e ts I n c o m e d u r in g G r o s s v a l u e a t en d T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e ~ ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

i (i) (2) (i) (2) (i ) (2) (3) (4) (5 )Place "00" after each asset i A m o u n tTy p ~ ( e . g . , Value Value Ty p e ( e . g . , D a l e V a lu e G a in I d e n tity o f

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d iv . , re n t, C od e 2M e t h o d b u y , se ll, m m /d d /y y C o de 2C o d e I b u y e r !s e lle r( A - H ) o r in t. ) ( J-P ) C o d e 3 red e m ptio n ) ( J -P) ( A - H ) ( i f p r iva te

( Q - W ) t r ansac t ion)

1 8 . East Islip NY un free sch dist6/15/2 A Interest K T

1 9 . NY N YC gen l oblig ser a - 8/I/21 A Interest K T

20 . NY NY genl oblig ser-1 3/I/22 A Interest J T

21 . NY N YC indl dev agy - 6 / I /22 A Interest Sold 09/21/10 J

22 . NY N YC m un wtr fin auth-6/15/22 A Interest J T

23 . Long Island Power Authority - 12/1/22 A Interest K T

24 . NYS envir facs corp - 6/15/23 A Interest J T

25 . NYNY genl obl ig ser j -8/ l /23 A Interest Sold 01/12/10 J

26 . NYS m un bond bank agy - 12/1 /23 A Interest J T

27 . NY NY genl oblig ser-I 3/I/24 A Interest J T

28 . NYS enviro facs corp- 6/15/24 A Interest K T

29 . Port Auth N & NJ one hundred-7/15/24A Interest Sold 09/15/10 J

30 . NY N YC genl obl ig ser-b - 8 /1 /24 A Interest J T

31 . NS env iro facs corp- 10/15/24 A Interest J T

32 . NY NY Genl Obl ser 10/1/25 A Interest J T Bu y 09/21/10 J

33 . Metropo litan transn auth ny-ser old I 1/15/25A Interest J T

34 . Metropo litan transn auth ny-ser a 11/15/25A Interest J T

I. Income Gain Codes: A =$1,000 or less B =$1.001 - $2.500 C = $2.501 - $5.000 D =$5.001 - $15.000

( Se e C olu mn s B I a nd D4 ) f = $5 0,0 01 - $ 10 0.0 00 G =$100,001 - $1.000.000 III =$1.000.001 - $5.000.000 1 1 2 = M o r e t h a n $ 5 ;. 0 0 0 . 0 0 0

.2. Value Codes J -$15.000 or h.ss K =$15.001 - $50.000 L =S50.001 - $100.0(~ M =$100.001 - $250.000

(Set: Columns CI and D3) N = $250.001 - $ 500.0~ 0 O = $500.0~ 1 - $ 1.000.000 PI =$1.0(90.O01 - $5.000.000 P2 = $5.000,001 - $25.000,000

P3 =$ 25,000.001 - $50.000,090 P4 =More than $50.000.0003. Value Method Codes Q =Appraisal R = Cost (Real Estate Only) S =Assessment T =Cash M arket

(See Column C2) U =Book Value V =Olher W = Estimalcd

E :$15,001- $50,000


22/32



Weinstein,Jack B.


08/19/201 I

V I I . I N V E S T M E N T Sa n d T R U S T S-income, value, t ransactions (Includes those of spouse an d depen dentchildren: see pp. 34-60 of filing instructions.)


A. B. C. D.Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) r e p o r t in g p e r i o d of reporling period

, (I) (2) (I) (2) (I) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t ~. A m o u n t Ty p e( g., Value Value Ty p e ( e . g ., D a t e Value Gain I d e n t i t y o f

exempt from prior disclosure , Code I div. , rent , Code 2 M e t ho d buy, sell, m m/dd/yy Code 2 Code I buyerlseller

I : (A - H ) o r in t.) ( J -P ) Code 3 r e d e m p tio n ) ( J-P )(A-It) ( i f pr iva te( Q - W ) t r a n s a c t i o n )

35 . NYS T wy Auth Gen rev-g I / I /26 A Interest K T

36 . NYS twy auth st pers income 3/15/26 A Interest K T

37 . NYSDorm auth-7/ l /26 A Interest K T

38 . Triboroug h brdg & tunl auth - I /1/27 A Interest J T

39 . NY N YC tfa rev futu re tax - 1 I/1/27 A Interest J T

40 . Metropo litan transn auth ny - 11/15/28 A Interest J T

41 . NY N Y gen l oblig ser H - 3/15/29 A Interest

42 . Capital One Bank - CD m atures 1/23/13A Interest J T

43 . Paragon com l Bk - CD m atures 4/8/15 C Interest L T

44 . NYS Do rm A uth- 7 /1 /26 A Interest

45 . NYS Dorm Auth - 7 / I /26 A Interest

46 . Morgan Stanley Bank N.A. A Interest J T

47 . Nassau Cnty NY G enl Oblig 1/I/14 A Interest

48 . NYS twy auth local hghwy 4/I/21 A Interest J T

49 . Harborfields Cent Sch Dist NY 6/1/18 A Interest J T

50 . Buffalo NY M un Wtr Fin A uth wtr 7/I/22A Interest J T

51 . NYS do rm auth lease rev 7/1/25 A Interest J T

So ld 01/26/10 J

Bu y 11/30/10 J

Bu y 11/30/10 L

Bu y 03/08/I 0 J

Sold 05/04/10 J

Sold 01104110 J

I. Income Gain Codes: A =$ 1,000 or less B $1,001 - $2.500 C =$2.501 - $5.000 D =$5.001 - $15,000

(Scc Columns BI and D4) F = $50,001 - $100,000 G =$100.0~ 1 - $1.0~ 0.000 I I I =$1.000.001 - $5.000.0001 1 2 = M o r e t h a n $ 5 .0 0 0 . 0 0 ~

2. Value Cod~ J =$15.000 or It~s K -$15.001 - $50.000 L =$ 50.001 - $100.00~ M =$ 100.001 - $250.000

|S~c Columrts CI and D3) N =$250.001 -$500.000 O $ 500 .0 OI - $1 .0 00 .0 00 P I = $1 ,000.001 -$ 5.000.0 00p2 =$ 5.000.001 - $ 25.000.00~

P 3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 . 0 0 0 . 0 ~ 3 0 P4 =More than $50.009.0003. Value F,tlhod Codes Q =Appraisal R -Cost (Real Estate Onlyl S Asscssmen! T =Cash M arket

(See Column C2) U =Book Value V -Olhcr W -Estimated

E =$15.001 - $50.000


23/32



Weinstein, Jack B.


08/19/2011

V I I. IN V E S T M E N T Sa n d T R U S T S -i n c o m e , v a l u e , t, o , ~ a c t io n s a n c l u d e s t h o s e o / s p o u s ea n d d e p e n d e n tchildren;s e e p p . 3 4 - 6 0of filing instructions.)


A . B . D .D e s c r i p t io n o f A s s e ts I n c o m e d u r in g T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d

( in c lu d in g tru s t a s se ts ) re p o r tin g p e r io dG r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(t) (2) (1) (2) (t) (2) (3) (4) (5 )Place "(X)" after each assel Amount Typ~ (e.g., Value Value Type (e.g., Date Value G ain Identity of

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 d iv . , re n t, C o de 2M e t h o d buy , se l l, rn iWdd!yyC o d e 2 C o de I b u y e r / s e l l e r

I (A-II) or in t . ) ( J -P) C o d e 3 r e d e m p t i o n ) ( J -P) ( A - H ) ( i f p r iva te[ ( Q - W ) t r a n s a c t i o n )

52. Eastport South Man or Cent Sch Dist 6/15/21A

53. Dutchess Cnty NY resource recovery 1/1/13A

54. NY N C Hlth & Hosp Corp. 2/15/14 A

55. NYS do rm auth revs 2/15/14 A

56. Smithtown N Cen t Sch dist 8/1/15 A

57 . NYS do rm auth rev aid long 1 I/1/15 A

58 . Tarrytown NY Union Free Sch D ist 1/15/17A

59 . NYS dorm auth rev 2/1/18 A

60 . Schenectady NY C sch dis 6/15/20 A

61 . Dutchess Cnty NY indi dev agy 7/1/20 A

62. N N genl obl ig ser-g 8/ I /20 A

63. NYS environmental facs 12/15/20 A

64. East Islip NY un free sch dist ser-a 6/15/21A

65. NY N YC genl obl ig ser a 8 /1 /21 A

66. Rockland Co N Y various purposes 8/15/21A

67. N NY genl oblig ser-I 3/1/22 A

68. Suffolk Co NY pub im pt serial ser-a 5/15/22A

Interest K T

Interest

Interest

Interest

Interest J T

Interest J T

Interest J T

Interest

Interest J T

Interest J T

Interest J T

Interest J T

Interest J T

Interest K T

Interest J T

Interest J T

Interest J T

Sold 11/10/10 J

Sold 11/26/10 J

Sold 03/17/10 J

Sold 11/01/10 J

I. Income Gain Codes: A =$ 1.000 or less B =$1,001 - $2.500 C =$2.501 - $5,000 D -$5.001 - $15,000

(See Columns B I and D4) F -$50,001 - $100.000 G =$100,001 - $1,000.000 III =$1.000,001 - $5,000.000 112 =More than $5.000.0002. Value Codes J - $ 1 5 . 0 0 0or less K -$15.001 - $50.0~O L =$50.001 - $100.000 M =$ 100,001 - $250.000

(See Columrts CI and D3) N =$250.0OI - $500.000 O =$ 500.001 . $ I .~ 0,000 p I = $1.00~ .001 - $ 5.000,000 P 2 $ 5.000.001 - $ 25.000,000

P3 =$ 25.000.0OI - $50.000,000 P4 -More than $50.0~0.0003. Value Method Codes Q -Appraisal R ~ost (Real Estate Only) S - A s s c s s n l~ * n ! T ~Ca~h Market

(See Column C2) U = Bt~k Value V =Other W = Estimated

E =$15,001 - $50.000


24/32

FINANCIAL DISCLOSURE REPORTPage 8 o f 1 6


Weinstein, Jack B.


08/19/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n eo r ~ e , v a lu e ,~ r a n s a c t io n s a n c l ud e s 1 h o s e o l s p o ~ s e a n d d e p e n d e n tchildren; see p p . 3 4 - 6 0of filing instructions.)

~-~ (No reportable assets, orONE income, transactions.)

D c s c r l p ti o n o f A s s e ts I n c o m e d u r in g( in c lu d in g tru s t a s se ts ) rep o rtin g p e rio d

~ (0 (2 )P l a c e " ( X ) " a f t e r e a c h a s s e t i A m o u n tTy p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e i Code I div. , r en t ,i ( A - H ) or in t . )

69 . Buffalo N Y fiscal stability 9/1/21 A Interest

70 . Brookhaven NY o pen space 11/1/21 A Interest

71 . Florida St Brd Ed Pu b- 6/1/22 A Interest

72 . NY N YC M un wtr f in auth 6/15/22 A Interest

73 . NY N YC indl dev agy c iv ic 6/1 /22 A Interest

74 . NY N YC m un wtr fin auth 6/15/22 A Interest

75 . Metropolitan Trans auth ny ser-a 11/15/22A Interest

76 . Long Island poet auth ny 12/1/22 A Interest

77 . Freeport NY genl oblig ser-a 1/15/23 A Interest

78 . NYS envir facs corp st clean 6/15/23 A Interest

79 . NYS d orm au th Rochester ser-a 7/I/23 A Interest

80 . NY N YC genl obl ig ser-n 8 /1 /23 A Interest

81 . N NY genl oblig ser-j 8/1/23 A Interest

82 . NY N YC transitional 11/1/23 A Interest

83 . NYS m uni bond bank agy 12/ I /23 A Interest

84 . Metropo litan trans au ny svc 1/1/24 A Interest

85 . N NY genl obl ig ser- I 3 / I/24 A Interest

G r o s s v a l u e a l e n dof rq~rting period

(I) (2)Value V a lu e

C o d e 2 M e t h o d(J -P) C o d e 3

J T

J T

J T

K T

J T

J T

K T

J T

J T

J T

J T

J T

J T

T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d

(I ) (2) (3) (4) ( 5 )T y p e ( e . g ., D a t e V a lu e G a i n I d e n t i ty o fbuy , se l l, m m / d d ~ y yC o d e 2C o d e I b u y e r / s e l l e r

r e d e m p t i o n ) ( J -P) (A -H ) ( if p r iv a tet ransac t ion

Bu y 12/08/10 J

Sold 09/23/10 J

Sold 01/12/10 J

Sold 01/12/10 J

Sold 06/09/10 J

I. I n c o m e G a i n C o d e s : A =$1.000 or less B =$I,001- $2.500 C =$2.501 - $5.0~0 D =$5.001 - $15.000

(See Columns BI and D4) F =$50.001 - $109.0~0 G =$100.001 - $1.000.0~0 III =$1.000.001 - $5.0~).0~0 112 =More than $5.0~0.000

2. Value Codes J =$15.000 o~ less K ~$15.001 - $50.00~ L =$50.001 - $100.000 M =$10~.001 . $250.000

1Sc Columns CI and D3) N =$250.001 - $500.000 O -$50~.001 - $1.0~).000 P I = $ 1 .0 00 .0 01 - $ 5 .0 00 ,0 00 P 2 = $ 5. 00 0. 00 1 - $2 5, 00 0. 0~ 0

P3 =$25.00~.001 - $50.090.000 P4 =More Ihan $50.000.0003. Value Method Codes Q =App~isal R =cost IReal Estate Only) S =Asscssmcnt T =Cash M arket

{See Column C2I U -I:k~k Value V O ~ h ~ . a" W = Eslimaled

E =$15,001- $50.000


25/32

FINANCIAL DISCLOSURE REPORTPage 9 of 16 I

a m e o f P e r s o n R e p o r t i n g

Weinstein, Jack B.


08/19/2011

V I I. I N V E S T M E N T S a n d T R U S T S -i n c o ~ ,e , ,, a lu e , ~ a ,~ c t io ~ a n c l u d e s t h o s e o / sv o ~ s ~ ~ n d d e v e n d e n tchildren; see pp . 34 -60of filing instruction~)


Description of Assets Income during(including trust assets) reporting period

I (I) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t ~ . A m o u n t Ty p e ( e . g . ,

exempt from prior disclosure i Code I div. , rent ,i (A-H) or in t . )

86 . NYS enviro fats corp st 6/15124 A Interest

87 . Port Auth NY & NJ 7115124 A Interest

88 . NYS dorm au mem orial sloan 711/24 A Interest

89 . NY N YC genl obl ig ser-b 811/24 A Interest

90 . NYS enviro facs corp 10/15/24 A Interest

91 . NYS enviro faes 6/15/25 A Interest

92 . NY genl obl ig 1011/25 A Interest

93 . Metropolitan transn auth ny ser-a 11115/25 A Interest

94. Metropo litan transn auth ny ser-oid 11/15/25]A Interest

95. Metropo litan transn auth ny ser-a 11/15/25 A Interest

96 . NYS twy auth gen rev ser-g 1/1/26 B Interest

97 . NYS twy auth s t pers income 3/15/26 A Interest

98 . NYS dorm auth pers income 12/15/26 A Interest

99 . Triborough brdg & tunl auth ny 111/27 A Interest

1 0 0 . NY C genl obl ig f isca ser-g 8/1/27 A Interest

1 0 1 . NY N YC tfa rev futu re tax 11/1/27 A Interest

1 0 2 . Metropo litan trans auth ny trans 11/15/27 A Inlerest

Gross value at endo f r e p o r t in g p e r i o d

(i) (2)Value ValueCode 2 M e t ho d( J - P ) Code 3

( Q - W )

K T

J T

J T

K T

K T

J T

K T

J T

K T

K T

K T

J T

J T

J T

J T


(I ) (2) (3) (4) ( 5 )Ty p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, sell, mrrddd/yy Code 2 Code I buyer/se ller

~temption) ( J - P ) (A-H) ( i f pr iva tet r a n s a c t i o n )

Sold 09115/10 J

Buy 09/21/10 J

Bu y 12/09/10 K

So ld 12/09/10 J

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D :$5.001 . $15.000

(See Columns BI and D4) F =$50.001 - $109.000 G = $100.001 - $1,0~0,000 Ill =$1.0~O,001 - $5.000.0001 1 2 - M o r e t h a n $ 5 ,0 0 0 . 1 J O 0

2. Value Codes J $15.000 or Ic~ K = $15.001 - $50,000 L =$50.001 - $100,000 M=$100.001 . $250-000

(See Columns CI and D3) N =$250,001 - $500.000 O =$ 50 0.00 1 - $1,0 00.0 00 P I = $1 .0 00 .0 01 - $5 .00 0.0 00P2 =$ 5.0~0.001 - $25,000,000P3 =$ 25,000.0OI - $50.000,000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R = Cost (Real Estate Only) S =Assessment T -~ash Markcl

(See Column C2) U Book Value V -O~her W = Estimated

E = $ 1 5 , 0 0 1 - $ 5 0 . 00 0


26/32

FINANCIAL DISCLOSURE REPOR TPage 1 0 of 1 6


Weinstein, Jack B.


08/19/201 I

VI I . IN V E S T M E N T S a n dT r U S T S - in e o , n e , v u l ,, e , t, u , ~ u e t io ~ a , , a ,, d e st h o s e o /s p o u s e u n d d e p e . d e n ,children; seep p . 3 1 - 6 0of filing instructions.)

~ (No reportable assets, orO NE income, transactions.)

A. B. C.D e s c r i p ti o n o f A s s e ts I n c o m e d u r in g G r o s s v a l u e a t e n d

( i n c l u d i n g t r u s t a s s e ~ ) rep o rtin g p erio d o f re po rtln g p er io d

(I) (2) (I) (2)A m o un t T y pe ( e .g .,Value V a lu eC o d e I div. , r en t , C o d e 2 M e t h o d


O)Ty p e ( e . g .,buy, se l lo

T r a n s a c t io n s d u r i n g r e p o r l i n g p e r i o d

( A - H ) or in t . ) {J -P) C o de 3 red em ptio n )( Q - W )

J T

J T


mm/dd/yy Code 2 Code I buyer/seller( J - P ) ( A - I I } ( i f pr is a te


103. NYC mu ni wtr fin auth 6/15/28 A Interest Bu y 09/23/10 J

104. NYS dorm au th revs 7/1/28 A Interest Bu y 12/08/10 J

1 0 5 .Metropolitan transn auth ny dedicated A Interest Sold 12/09/10 J

11/15/271 0 6 .Metropolitan trans auth ny dedicated A Interest J T

11/15/28

107. N NY genl obl ig ser H 3/15/29 A Interest Sold 01/26/10 J

108. Paragon coml bk raleigh nc-CD 4/8/15B Interest K T Bu y 04/08/10 K

109. Morgan Stanley Bank N.A. A Interest J T

110. AT&T Inc A Dividend J T Bu y 08/31/10 J

I 11. Buckeye partners lp B Dividend K T

112. Chevron Corp A Dividend J T Bu y 12/03/10 J

113. HJ Heinz Co A Dividend J T Bu y 09/01/10 J

114. NY Co mm uni ty bancorp A Dividend J T Bu y 08/31/10 J

115. Proctor & Gamble A Dividend J T Bu y 08/31/10 J

116. Smucker JM co corn new A Dividend K T Bu y 09/01/10 K

117. Verizon Communication A Dividend J T Bu y 08/31/10 J

118. Caterpillarfinl 2/17/14 A Interest J T

119. BP Cap ital market pie 5/8/14 A Interest K T Bu y 08/25/10 K

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2.500 C = $2.501 - $5.000 D =$5.001 - $15.000

(See Columns BI and D4) F =$50.001 - $100.000 G =$100.001 - $1.000.000 tll =$1.000.001 - $5.000.000112 =More Ihan $5.000.000

2. Value Cod~ J =$15.000 or less K =$15.001 - $50.1)00 L =$ 50.001 - $100.000 M =$ 100.001 - $250.000

(See Columns CI and D3) N =$250.001 - $500.0~O O =$500.001- $1,000.000 PI =$1,000.001 - $5.000.000 P2 =$ 5.000.0OI - $25.000.000P3 = $25.000.001 - $50.000,000 P4 =More than $50.000.000

3. Value Melhod Codes Q -Appraisal R =Cost (Real I.state Only) S =A sscssmen! T =Cash M arkc~

(Scc Cohlmn C2) U Book Value V =Oth,"r W = Estimated

E $15.001 - $50.000


27/32

FINANCIAL DISCLOSURE REPORTPage 11 of" 16


Weinstein, Jack B.


08/19/201 I

V I I . I N V E S T M E N T S a n d T R U S T S- income, value, transactions (Includes those of spouse a n dd e p e n d e n t c h il d r e n ; ~ e e p ~~4-6oo f f i l in g i n s t r u a i o n ~ ;

[~ (No reportable assets, orONE income, transactions.)

Descr ip t ion of A sse ts Transac t ions dur ing repor t ing per iod

(including trust assets)

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c l o s u r e

I n c o m e d u r in g G r o s s v a l u e a t e n dre p or tin g pe r io d o f re p or tin g pe r io d

(l) (2 ) (I) (2) (I) (2) (3) (4) (5 )

A m o u n t T y pe ( e .g .,V a lu e V a lu e Type(e.g. , D a t e V a lu e G a in I d e n tity o fC o d e I d iv . , re n t, C od e 2M e t h o d buy , se l l, m m ] d d / y yC o d e 2 C o d e I b u y e r / s e l l e r( A - H ) or in t . ) ( J -P) C o d e 3 red e m ptio n ) ( J-P ) (A -H ) ( i f p r iva te

( Q -W ) tra n sa c tio n )

120. Sunoco Inc 10/15/14 A Interest

121. Morgan Stanley 1/26/15 A Interest

122. JP Morgan Chase & Co 10/1/15 B Interest

123. Barclays bank pie 9/22/16 B Interest

124. Goldman Sachs group in 1/15/17 B Interest

125. JP M organ Chase & Co 6/27/17 A Interest

126. General Electric cap corp 9 /15/17 B Interest

127. Walt Disney Co 12/15/17 A Interest

128. Target corp 1/15/18 A Interest

129. Verizon Communications 2/15/18 A Interest

130. Archer Dan iels 3/15/18 A Interest

131. Berkshire Hathaway fin 5/15/I 8 B Interest

132. Viacom Inc cbs 5/15/18 B Interest

133. M etlife Inc 8/15/18 A Interest

134. Vanderbilt University 4/1/19 A Interest

135. Credit Suisse 1/14/20 B Interest

136. 15ncl step up callable no tes 6/11/25 C Interest

J T

J T

K T

K T

K T

K T

K T

J T

J T

J T

J T

K T

K T

J T

J T

K T

L T

Bu y 07/01/10 J

Bu y 07/01/10 J

Bu y 08/30/10 K

Bu y 07/01/10 K

Bu y 08/24/10 K

Bu y 07/06/10 K

Bu y 06/29/10 K

Bu y 04/08/10 K

Bu y 08/24/10 K

Bu y 0 6 1 2 9 1 1 0 J

Bu y 08/24110 K

Bu y 06/08/10 L

I. Income Gain Codes: A =$ 1.000 or less B =$1.001 - $2.500 C = $2.501 - $5.000 D -$5.001 - $15.000

(See Columns BI and D4) F = $50.001 - $ 100,000 G = $100.001 - $1.000.000 Ill =$1.000.001 . $5.000.000 112 =More than $5.000.000

2. Value Coda J = $15.000 ot less K =$15.0OI - $50.000 L -$50.0OI - $100.000 M =$10~ .0OI - $250.000

{Sc Columns CI and D3) N =$250.001 - $500.000 O -$500.001 - $1.000.000 P I = $ 1 .0 00 .0 01 - $ 5 .0 00 .0 00 P 2 = $ 5. 0~ 0 .0 01 - $ 25 .0 00 .0 00P3 ~$ 25.000.001 . $50.0~0.000 P4 -More than $50.000.000

3. Value Method Codes Q =Appraisal R = Cost (Real Estate Only) S =A ssessment T =Cash M arket

(See Column C2) U =Book Value V =O~her W Est imated

E =$15.001 - $50.000


28/32


N a m e o f P e r so n R e p o r t i n g

Weinstein, Jack B.


08/19/201 I

V I I . 1 N V E S T M E N T S a n d T R U S T S -i . c o ,~ . , ,. = l ~ e , ~ r a , ~ o c t i o ,~ a n c t ~ d ~ t h o s e o / s p o . s e a . dd e p e . d e n tchildren; seep p . 3 4 - 6 0of filing instructions.)

D (No reportable assets , orONE income, tra nsa ctions.)

Descr ip t ion o f Asse ts Income dur ing

(including trust assets) reporting period

(I) (2)

Place "(X)" after each asset , A m o u n t Ty lx (e.g.,exempt f rom pr ior d isc losure C o d e I div., rent,

( A - H ) or int .)

137. Tenn Valley Auth I1/1/17

138. Term Valley Auth 12/15/17

139. Fed nat l mtg assn 5/28/19

140. Fed nai l mtg assn 3/11/22

141. Fed nai l mtg assn s tep 9/29/25

142. Fed nai l mtg assn 6/3/26

143. Fed nat l mtg assn 4/12/30

144. Westembank Pu erto Rico 4/19/I 1

1 4 5 . The National Republic B ank of Chicago6/9/11

146. Key Ban k National assn Ohio cd 8 /14/12

147. Discover B ank G reenwood cd 4/29/13

148. Goldman Sachs Bank 10/22/13

149. Paragon coml b ank raleigh nc 4/8/15

150. M & L marshall & lisley bank 8/27/18

151. Doral bk c atano 5/21/18

152. Goldman Sachs bank 1/14/19

153. American Exp ress Bank 3/18/19

A I n t e r e s t

A I n t e r e s t

C I n t e r e s t

B I n t e r e s t

C I n t e r e s t

A I n t e r e s t

A I n t e r e s t

B I n t e r e s t

A I n t e r e s t

C I n t e r e s t

A I n t e r e s t

C I n t e r e s t

A ln leres t

C I n t e r e s t

C I n t e r e s t

B Interest

A lnleresl

G ro ss v a lu e a t e n d T ran sa ctio n s d u rin g re p o rtin g p erio d

of repor t ing per iod

(I) (2 ) (I) (2) (3) (4) (5 )

Value Value Type (e.g., Date Value Gain Identity of

C od e 2 M etho d bu y, se ll. m m ] d d ! y y C o d e 2 Code 1 buyer/seller

(J-P) C o d e 3 redempt ion) ( J -P) (A-H) (if private

(Q- \V) transaction)

K T

M T

S o l d 08/30/10 M

S o l d 06/07/10 K

S o l d 05/10/10 L

S o l d 06/07/10 K

S o l d 03/29/10 M

S o l d 05/10/10 K

J T

L T

K T

L T

J T Buy 04/08/10 J

S o l d 08/27/10 L

M T Buy 05/12/10 M

K T

K T

I. Income Gain Codes: A -$1.000 or less B =$1,0Ol - $2.500 C =$2.501 - $5.000 D =$5.001 - $15,000

(See Columns BI and 1)4) F = $50.001 - $100.000 G -$ 100.001 - $1.000.0~ )0 111 = $ 1 . 0 0 O , 0 O l - $ 5 . 0 0 0 . ( 3 0 0112 =More than $5.000.000

2. Value Codes J =$15.000 or less K $15.0O I - $50.000 L =$ 50.001 - $109.000 M =$10~ .001 - $250.000

( Se e C olu mn s C I a nd D 3) N $2 50 .0 OI - $ 50 0.0 00 O - $ 50 0.0 01 - $ 1.0 00 .0 0~ P I = $1 .00 0.0 01 - $ 5.00 0.0 00P 2 = $ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 O 0 . 0 O OP3 =$ 25.000.001 - $50.0~0.000 P4 =More than $50.000.00)

3. Value Method Codes Q =Appraisal R =Cost (Real I~talc Only) S =Asscssm,mt T =Cash Market

(See Column C2) O =Book Value V =Other W =Esaimatcd

E -$15.0~1- $50.000


29/32



Weinstein, Jack B.


08/19/2011

V I I . I N V E S T M E N T S a n d T R U S T S - in c o ,.e ,, ,a l u e , , r a .s a e t lo . s a n e l u d e s t h o s e o l s ~ , o a s e a n d d e p e . d e n ,c h il d r e n ; s e e p p .3 4 - 6 0o f f i l in g i n s t r u c t i o n s . )


(i )Place "(X)" after each asset Type (e.g.,

exempt f rom pr ior d isc losure buy, sell ,

redempt ion)

A. B. C. D.Descr ip t ion of A sse ts In co m e d u rin g G ro ss va lu e at e n d Transac t ions dur ing repor t ing per iod

(includingtrust assets) repoa ing per iod ofrepor l ing per iod

i (I) (2 ) (I) (2 )

i A m o u n t Type (e .g . , Value Value~ C o d e Ii div., rent, C o de 2 M etho d

i (A-H) o r in t.) (J-P ) C o d e 3

154. cit bank salt lake city 4/15/19 C I n t e r e s t

155. National bk comm sup erior 4/30/19 C I n t e r e s t

156. GE capital financial in c 5/28/19 C I n t e r e s t

157. hsbc bank usa 7/31/19 C I n t e r e s t

158. Toyota finl svgs b k h end 10/23/19 A I n t e r e s t

159. hometrust bank c lyde nc 8 /26/21 A I n t e r e s t

160. morgan stanley bank A I n t e r e s t

161. Sunoco inc 10/15/14 A I n t e r e s t

162. Keybank natl assn 3/3/16 A I n t e r e s t

163. Fed Nail M tg Assn A I n t e r e s t

164. JP M organ 1/30/12 A I n t e r e s t

165. Capital One B ank 1/23/13 A I n t e r e s t

166. Paragon Coml Bk Raleigh NC 4/8/15 A I n t e r e s t

167. Citizens First Savings Bank 2/27/15 A I n t e r e s t

168. Midland States Bank 6/17/16 A I n t e r e s t

169. M& L Bank fsb Las Vegas 9/14/18 A I n t e r e s t

170. Goldman Sachs B ank 3/25/19 A I n t e r e s t

M T

L T

L T

J T

K T

J T

K T

K T

K T

K T

K T

K T


m m / d d , , y yCode 2 Code I buyer/se ller( J - P ) (A-H) ( i f pr iva te


Sold 06/30/10 L

Bu y 07/06/10 K

Bu y 07/19/10 K

So ld 06/28/10 J

Sold 05/05/10 K

Sold 06/17/10 J

So ld 03/15/10 J

I. Income Gain Codes: A =$ 1.000 or less B =$1,001 - $2,50~ C =$ 2,501 - $5.000 D =$5.001 - $1

(See Col umns B I and D4 ) F = $ 50.001 - $100,000 G =$ 100.001 - $ 1.000.0~ 0 I I I =$ 1.000,001 - $5.000.0001 1 2 = M o r e t h an $ 5 , 0 0 0 . 0 0 0

2. Value Codus J =SI5.000 or less K =$15,001 - $50.00~ L $50.0~1 - $100.00~ M =$ 100.001 - $250.000

(See Columns CI and O3) N =$ 250.001 - S500.000 O =$500,001 - $1.000,00~ PI =$1.0~.001 - $5.000.00~ P2 =$5.000.001 - $25.0~0.000

P3 =$25.0~.0OI - $50.000.00~ P4 =More than $50.0~0.00~3. Value Method Codes Q =Appraisal R =Cost (Real I.stale Ordy) S =A ssessment T =Cash Market

{See Colunm C2) U =Book Value V = O t h ~ "r W =Estimated

E =$15,001 - $50.000


30/32

FINANCIAL DISCLOSURE REPORTPage 14 of 16 I

a m e o f P e r s o n R e p o r t i n g

\Veinstein, Jack B.

D a t e o f R e p o r l

08/19/201 I

V I I. I N V E S T M E N T S a n d T R U S T S- i n c o . ~ e , , a t u e , ,r a , ~ a c , i o . ~ancludes those of spousea n dd e p e n d e n t c h i ld r e n ;s e e p p .34-60 of f i l i ngi n s t r u c t i o n s . )

[] (No reportable income, a ssets, or t ransact ions.)ONE

A. B. C.

D escrip tio n o f A sse ts In co m e d u rin g G ross v ah~ e a t end

(including tru st asse ts) rep orting perio d of repor t ing per iod

i (I) (2 ) (|) (2)Place "IX)" after each asset ] Amount Type (e.g., Valu e Value

exem pt f rom pr ior d isc losure i Code I div., rent, C od e 2 M ethod

I (A-H) or int .) (J-P) C o d e 3~ ( Q - W )

(])Ty p e ( e . g .,buy, sell,

r e d e m p t i o n )


(2) (3) (4) (~ )D a t e Value Gain Identityo f

mm/dd~yCode 2 Code I buyer/seller( J - P ) (A-H) ( i f pr iva te


171. National Bk Comm Superior 4/30/19 A Interest Sold 06130/10 J

172. Cit bank Salt Lake C ity 4/15/19 B I n t e r e s t L T

173. Bank h apoalim b m rid 6/15/20 A I n t e r e s t K T Bu y 06/02/10 K

I. Income Gain Codes:(See Columns BI and D4)

2. Value Codes(See Columns CI and D3)

3 . Value Method Codes

(See Column C2)

A=$l.000orlcssF ~$50.001- Sl00.000J =SIS.000orlessN =$250.001- S500.000P3 = $25.000.0OI - $50.000.000Q=AppraisalO =Book Value

B $1.001 - $2.500G =$ 100.001 - $1.000.000K =$ 15.001 - $50.0000 = $ 5 0 0 . 0 0 1 - $1.000.000

R =Cost (Real l:~tatc Only)

V =Olhcr

C =$2.501 - $5,000I I I = $ 1 . 0 0 0 , 0 0 1 - $ 5L =$50.001 -

PI =$1,000.001 - $5.000.000p4 =More than

S =AssessmentW -Estimated

D =$5.001 - $15.000

112 =More than$ 5 , 0 0 0 . 0 0 0M =$109.001 - $250.0~0

P2 =$ 5.000.001 - $ 25.000.000

T =Cash M arkcl

E =$15.001 -$50.000


31/32



Weinstein, Jack B.


08/19/201 I

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS.a.,tlca,opa.o/,epo,~

"SEE A VIACH ED cer t if icate ofaccountant who p repared l is t ing for i tem VII , dated February 9, 2011

I tems 203 and 204 in Sect ion VII were erroneously added as they were the proper ly of the ~

The Federal College Savings Program is age-based.


32/32

FINANCIAL DISCLOSURE REPORTP a g e 1 6 o f 1 6

Name of Person Reporting

Weinstein, Jack B.

Date of Report

08/19/201 I

IX. CERTIFICATION.

I cer t ify tha t a l l informat ion given above ( including informat ion per ta in ing to m y spouse a nd m inor or dependen t chi ldren, i f anyaccura te , true , and com plete to the bes t of m y knowledge and bel ief , and that any informat ion not repor ted was wi thheld because i t mprovis ions permit t ing non -disclosure .

I fu r the r ce r ti fy tha t ea rned income f rom ou t s ide employm ent and ho nora r ia and the accep tance o f g i f t s which have been repor ted a re incomp liance with the provisions o f 5 U.S.C. app. 501 et . seq. , 5 U.S.C. 7353, and Judicial Conference regu lat ions.

Signature: S/Jack B. W einstein

NOTE: ANY INDIVIDUAL WHO K NOWINGLY A ND WILFULLY FALSIFIES OR FALL S TO FILE THIS REPORT M AY BE SUBAND C RIMINA L SAN CTION S (5 U.S.C. app. 104)

Com m ittee on Financial DisclosureAd ministrative O ffice of the United States CourtsSuite 2-301One Columbu s Circle , N.E.Washington, D.C. 20544

Documents

Jack B Weinstein Financial Disclosure Report for 2010